NSDL UPDATEMay 2017
Performance SummaryInvestor Accounts 1,56,72,345
Participants 265
Participant Service Centres 27,380
Demat Custody ` 1,49,73,654 Cr.
Settlement ` 2,43,197 Cr.
Companies available for demat 18,042
Instrumentsw Debentures/Bonds 14,917w Securitised Instruments 1,995w Commercial Paper 2,507w Certificates of Deposit 462
Highlights during the month
News Articles
Companies Name Change
Corporate Action Statistics
Performance Summary
Securities Admitted For Dematerialisation
Calendar of Events
News Articles
Launch of Pledge facility on SPEED-e
As Participants are aware, currently e-Token based users (Beneficial Owner) of SPEED-e facility can submit the transfer instructions viz., market, off-market, inter-depository and freeze / unfreeze instructions through SPEED-e facility (https://eservices.nsdl.com). All Participants are hereby informed that SPEED-e facility is being enhanced to include the feature of enabling clients to submit Pledge instructions through SPEED-e facility. This facility is available to only e-Token based users who are registered by their Participants for SPEED-e Direct Facility.
Further details about this circular are posted on NSDL website www.nsdl.co.in.
(Ref: Circular No. NSDL/POLICY/2017/0023 dated April 24, 2017)
Linking of Demat Accounts of Individuals with their Aadhaar
As Participants are aware, in the Union Budget 2017-18, it was announced under ‘Other measures in the Financial Sector’ that “Steps will be taken for linking of individual demat accounts with Aadhaar“. Accordingly, SEBI has instructed depositories to advise their Participants to take necessary steps for linking of demat accounts held by individual clients with their Aadhaar numbers to ensure effective implementation of the budget announcement.
In this regard, Participants are advised as follows:
1. In respect of all new accounts opened, Participants may advise clients to mention their Aadhaar in the Know Your Client (KYC) Application Form (Individual) [Part I - FORM 9 of NSDL Business Rules] submitted at the time of account opening, especially by highlighting the advantages such as registration in the demat account of unique identity provided by Aadhaar, government’s initiative of linking of PAN with Aadhaar, Aadhaar being a single document serving as proof of identity and address, etc. A self-certified copy of the Aadhaar Card may be obtained as part of the KYC process.
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2. Participants shall encourage all their existing individual clients to provide their Aadhaar number to link with their demat account. Participants may send regular communications to their clients for updating their Aadhaar number in the demat accounts.
3. NSDL is also in process of developing an online facility for demat account holders to update their Aadhaar number directly in their demat accounts, which will be authenticated directly with UIDAI. This will provide a convenient, online facility for clients to update their Aadhaar and will be available on NSDL’s website. Once this facility is made available, NSDL will also be sending communications to clients through emails, SMS, etc. requesting them to update their Aadhaar in their demat accounts. Participants may also refer to NSDL’s online facility in their communications to clients and provide the appropriate link.
4. Participants may update the Client’s Aadhaar on the basis of following:
a. A written request along with a self-certified copy of Aadhaar Card from the client for updating Aadhaar in client’s demat account. For joint holdings, the written request must be signed by the holder whose Aadhaar is being updated.
b. Participants acting as AUA or Sub-AUA may accept requests from clients through their registered email or on the website of Participant, provided that the Participant follows the procedure specified in NSDL Circular No. NSDL/POLICY/2011/0057 dated July 16, 2011.
Also, in case such Participant has the Aadhaar details of the client in its back-office, trading account or in the bank account which has been provided by the client, then the Participant may update the Aadhaar in the demat account. In such cases, prior to updation of Aadhaar in demat account, the Participant shall validate the Aadhaar with UIDAI as per the process prescribed for AUAs by UIDAI and keep such verification on record.
5. Participants shall ensure that correct Aadhaar number of the client is updated in the demat account by obtaining self-certified copy of the Aadhaar Card or by using online verification of Aadhaar with UIDAI. Once Aadhaar updation is carried out, Participants are required to send a communication via letter / email / Client Master Report / Client Modification letter generated from the DPM System or its back office or any other mode which the Participant may deem fit to all such Clients informing them about updation of Aadhaar in their demat account.
(Ref: Circular No. NSDL/POLICY/2017/0021 dated April 12, 2017)
Updation of IFSC in depository accounts having MICR Code
As all Participants are aware that facility to capture bank details like ‘IFSC’, ‘MICR code’, ‘Bank Name’ and ‘Bank address’ in the depository accounts is available in the Local DPM. Further, ‘Bank Master’ containing the aforesaid bank details is available for download in Local DPM for back-office update (Uploads / Downloads --> Downloads --> Master --> Bank Master).
Participants were earlier informed that NSDL had conducted updation of IFSC in depository accounts where MICR codes in respect of bank details mentioned in the depository account were available but IFSC was not captured. To facilitate
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Participants, such an exercise is conducted to update IFSC in the ‘IFSC Code’ field as per the ‘Bank Master’ available in the local DPM for the corresponding MICR code already captured in the depository account. This activity has been carried out in phased manner as per the schedule provided by the NSDL Help Desk Team.
The details of update can be viewed at ‘Client Details’ screen of e-DPM and ‘Details View’ screen of Local DPM. Further, incremental or full ‘Client Master’ can be downloaded from Local DPM for update of back-office system.
(Ref: Circular No. NSDL/POLICY/2017/0024 dated April 27, 2017)
Subscription to SPEED-e
During April 2017, one more Participant has subscribed to the SPEED-e facility viz.,
Indian Finance Guaranty Limited (DP ID IN303884)
Clients of the above mentioned Participant can now avail the facility of submitting various instructions through SPEED-e facility.
This takes the total number of Participants who have subscribed to SPEED-e to 190.
Activation of DP TradeKING Private Limited (DP ID IN304182) as a Participant of NSDL
DP TradeKING Private Limited is admitted as Participant of NSDL and made operational during April 2017. It will conduct its depository operations from Anand (Gujarat).
This takes the total number of operational Participants to 265 and the total number of operational DPM set-ups to 350.
Training Programme for Participants:
NCDO/NISM training / certification programmes for Participants
To facilitate officials of Participants to prepare and appear for NISM-Series VI Depository Operations Certification Examination (DOCE), NSDL conducted seven training programmes for its Participant at six locations viz., Ahmedabad, Bengaluru, Bhubaneswar, Chennai, Kolkata & Mumbai in April 2017. These programmes were attended by 190 officials of Participants.
CPE Training Programme for Participants
NSDL, an approved NISM Accreditated Continuing Professional Education (CPE) Provider offers CPE training programmes viz. Depository Operations, Mutual Fund Distributors, Currency Derivatives, SORM, RTA-Corporate & SIC for eligible associated persons of Participants. In April 2017, NSDL conducted eight such training programmes at various locations viz., Ahmedabad, Chennai, Kolkata, Mumbai, New Delhi, Pune & Rajkot which were attended by 164 officials of Participants.
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List of Companies that have changed Names(During April 2017)
Sr. No. DescriptionDuring April 2017 For F.Y. 2017 - 18 (Upto April 2017)
No. of Allottees No. of Securities No. of Allottees No. of Securities1 Equity Shares 188,356 11,131,800,889 188,356 11,131,800,889 2 Preference Shares 45 3,144,182,522 45 3,144,182,522 3 Bonds 8,128 5,674,954,801 8,128 5,674,954,801 4 Commercial Papers 748 2,732,870 748 2,732,870 5 Certificates of Deposit 133 3,767,000 133 3,767,000 6 Securitised Instruments 178 8,728,472,094 178 8,728,472,094 7 Mutual Fund Units 79,619 391,865,948 79,619 391,865,948 8 Government Securities 79 5,393 79 5,393 9 Warrants 19 61,568,700 19 61,568,700 10 Mutual Fund Units (Trase) 57,372 301,364,656 57,372 301,364,656
Total 334,677 29,440,714,873 334,677 29,440,714,873
Corporate Action Statistics
Sr. No. Old Name New Name
1 Max Watt Turbines Private Limited Man Turbomachinery India Private Limited 2 Shivkrupa Machineries And Engineering Services Limited Pritika Auto Industries Limited 3 UTV Global Broadcasting Ltd Disney Entertainment (India) Limited 4 Credila Financial Services Private Limited HDFC Credila Financial Services Private Limited5 Forefront Capital Management Private Limited Edelweiss Multi Strategy Funds Management Private Limited 6 Genesis Colors Private Limited Genesis Colors Limited7 Panasonic Minda Storage Batteries India Private Limited Minda Storage Batteries Private Limited8 Nitin Alloys Global Limited Nitin Castings Limited9 Real Realty Management Company Limited Real News & Views Limited10 Disha Microfin Private Limited Disha Microfin Limited11 AU Financiers (India) Limited Uu Small Finance Bank Limited12 Mahadushi International Trade Limited Negotium International Trade Limited13 Ruby Traders & Exporters Limited Panache Innovations Limited14 Capital Local Area Bank Limited Capital Small Finance Bank Limited15 Aruna Sunrise Hotels Limited Aruna Hotels Limited 16 Lafarge India Limited Nuvoco Vistas Corporation Limited17 Mahabir Metallex Limited SVP Housing Limited18 Madhucon Agra - Jaipur Expressways Limited Mahua Bharatpur Expressways Limited19 IOT Anwesha Engineering & Construction Limited Anwesha Engineering & Projects Limited20 Genins India Limited Genins India Insurance Tpa Limited21 Valley Indiana Leisure Limited Shree Metalloys Limited22 Vernes Infotech Private Limited Vernes Infotech Limited23 IBM Daksh Business Pro. Serv Pvt.Ltd Concentrix Daksh Services India Private Limited
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Performance Summary
INVESTORS
Month -YearClient Accounts
No. of Accounts (lakhs)
Apr-15 137.62
Apr-16 146.16
Apr-17 156.72
PARTICIPANTSMonth -
Year No. of Participants Service Centres
Cities /Towns
Apr-15 273 16,849 1,586
Apr-16 270 26,885 1,946
Apr-17 265 27,380 1,932
DEMATERIALISATION
Month -Year
No. of Dematerialised Securities
(Cr.)
Value of Dematerialised
Securities( ` Cr.)
Apr-15 93,778 1,15,19,728
Apr-16 109,171 1,19,27,604
Apr-17 133,675 1,49,73,654
SETTLEMENT (LISTED EQUITY SHARES)
Month -Year
Quantity of shares settled in
dematerialised form (Cr.)
Value of shares settled in
dematerialised form ( ` Cr.)
Apr-15 704 1,89,387
Apr-16 743 1,48,120
Apr-17 1070 2,43,197
(Single Side)
DEBENTURES / BONDSMonth -
YearNo. of
Issuers No. of active instruments
Demat Value ( ` Cr.)
Apr-15 1,130 11,179 17,47,285
Apr-16 1,368 13,195 20,31,145
Apr-17 1,697 14,917 24,68,962
EQUITY
Month - Year No. of Companies Operational
Apr-15 14,199
Apr-16 15,752
Apr-17 18,042
SECURITISED INSTRUMENTSMonth -
YearNo. of
Issuers No. of active instruments
Demat Value ( ` Cr.)
Apr-15 991 1,357 1,25,591
Apr-16 1,169 1,538 1,29,913
Apr-17 1,561 1,995 1,94,483
Companies
COMMERCIAL PAPERSMonth -
YearNo. of
Issuers No. of active instruments
Demat Value ( ` Cr.)
Apr-15 295 1,737 2,70,483
Apr-16 337 1,918 4,13,045
Apr-17 412 2,507 5,88,991
CERTIFICATES OF DEPOSITMonth -
YearNo. of
Issuers No. of active instruments
Demat Value ( ` Cr.)
Apr-15 40 876 3,07,523
Apr-16 41 736 3,10,205
Apr-17 27 462 2,03,418
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Securities admitted for Dematerialisation during April 2017Sr. No. COMPANY ISIN
1 7NR Retail Limited INE413X01019
2 A & M Febcon Limited INE319X01018
3 Acme Jaipur Solar Power Private Limited INE374X01013
4 ADD Amarante Properties Private Limited INE302X01014
5 Aditya Medisales Limited INE519S01013
6 Ambience Hospitality Private Limited INE371X01019
7 Amplus Solar Solutions Private Limited INE321X01014
8 ANG Lifesciences India Limited INE236W01016
9 Anubhav Apartments Private Limited INE308X01011
10 Archean Salt Holdings Private Limited INE301X01016
11 Arkha Solar Power Private Limited INE520W01013
12 Aryan Share & Stock Brokers Limited INE016X01010
13 Ashok Masala Mart Limited INE344X01016
14 Ayepee Lamitubes Limited INE257X01010
15 Bajaj Industrial Finance Limited INE414X01017
16 Bhadra Textiles and Trading Private Limited
INE256X01012
17 Bhagwanpur Solar Projects Private Limited
INE314X01019
18 Bhakti Gems and Jewellery Limited INE986W01016
19 Bharatiya Vaidya Vidhan Limited INE381X01018
20 Biginfo Labs India Private Limited INE342X01010
21 Bindookhadak Solar Projects Private Limited
INE315X01016
22 Brahmaputra Cracker and Polymer Limited
INE473X01013
23 Christopher Estates Private Limited INE481X01016
24 Cloud Collab Technologies Private Limited INE262X01010
25 Cron Systems Private Limited INE369X01013
26 Crystal Hirise Private Limited INE465X01019
27 Cushman and Wakefield India Private Limited
INE429X01015
28 Devya Propcon Private Limited INE432X01019
29 DFS India Private Limited INE373X01015
30 Eco Towers Private Limited INE309X01019
31 EDCL - Seppa Nire Hydro Electric Private Limited
INE409X01017
32 EDCL - Seppa Pachuk Power Private Limited
INE410X01015
33 EDCL - Seppa Riang Power Private Limited
INE411X01013
Sr. No. COMPANY ISIN
34 EDCL - Tawang Lower Tsachu Hydro Electric Private Limited
INE407X01011
35 EDCL - Tawang Power Private Limited INE408X01019
36 EDCL - Tawang Upper Tsachu Hydro Electric Private Limited
INE406X01013
37 Essel Urja Private Limited INE759Q01019
38 Express Toll Roads Limited INE439X01014
39 Fermi Solarfarms Private Limited INE404X01018
40 First Advantage Global Operating Center Private Limited
INE338X01018
41 Future Outdoor Media Solutions Limited INE362X01018
42 Gammon Engineers and Contractors Privatelimited
INE386X01017
43 G-Cube Webwide Software Private Limited
INE303X01012
44 Goodtime Builders Private Limited INE436X01010
45 Haridwar Solar Projects Private Limited INE304X01010
46 Hinduja Renewables Private Limited INE340X01014
47 Ideal Soft Tech Park Private Limited INE430X01013
48 Indospace Industrial Park Badli Private Limited
INE464X01012
49 Integrated Registry Management Services Private Limited
INE427X01019
50 Ishaan Clubs & Hospitality Private Limited INE266X01011
51 Ishaan Clubs & Hotels Private Limited INE265X01013
52 IVY Ecoenergy India Private Limited INE469X01011
53 J R Ventures (India) Private Limited INE478X01012
54 Jalan Transolutions (India) Limited INE349X01015
55 Jolly Exports Private Limited INE422X01010
56 K.L.F. Nirmal Industries Private Limited INE380X01010
57 Kalrashukla Classes Private Limited INE372X01017
58 Kishangarh Gulabpura Tollway Private Limited
INE428X01017
59 Konark Buildwell Private Limited INE311X01015
60 Konark Dwelltech Private Limited INE470X01019
61 KVR Industrial Park Private Limited INE328X01019
62 La Scenteur Fragrance Technologies Private Limited
INE337X01010
63 Lanco Horizon Properties Private Limited INE064X01010
64 Lanco Solar Services Private Limited INE401X01014
65 Land Mark Overseas Private Limited INE264X01016
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Sr. No. COMPANY ISIN
66 Lavya Realtors Private Limited INE341X01012
67 M. B. Motors Private Limited INE267X01019
68 M. B. Ventures Private Limited INE306X01015
69 Magma HDI General Insurance Company Limited
INE312X01013
70 Mahindra Integrated Business Solutions Private Limited
INE260X01014
71 Mahindra Retail Private Limited INE330X01015
72 Mahindra Telephonics Integrated Systems Limited
INE482X01014
73 MAHINDRA VEHICLE MANUFACTURERS LIMITED
INE244N01019
74 Meera Industries Limited INE343X01018
75 MSTC Limited INE255X01014
76 Mumbai Mantra Media Limited INE329X01017
77 Navayuga Infra Projects Private Limited INE402X01012
78 New Growth Comtrade Private Limited INE480X01018
79 NSE IFSC Limited INE433X01017
80 Orizonte Business Solutions Limited INE346X01011
81 Ostro Kannada Power Private Limited INE313X01011
82 Palash Building Solutions Private Limited INE438X01016
83 Peass Industrial Engineers Private Limited INE339X01016
84 Prathista Industries Limited INE474X01011
85 Pride Buildtech Private Limited INE348X01017
86 Pure Weblopment Limited INE165X01015
87 R S Diamonds Private Limited INE405X01015
88 Rajlaxmi Merchants Private Limited INE475X01018
89 Rama Investment Company Private Limited
INE316X01014
90 Rama Polycon Limited INE476X01016
91 Rama Softech Private Limited INE452X01017
92 Ratnasagar Herbals Private Limited INE305X01017
93 RBA Ferro Industries Private Limited INE370X01011
94 Reino Technologies Private Limited INE261X01012
95 Rejuvenate Solutions Private Limited INE447X01017
96 Reliance Airport Developers Private Limited
INE431X01011
97 RGVN (North East) Microfinance Limited INE152T01011
98 Rhythm House Private Limited INE366X01019
99 Riddhi Corporate Services Limited INE325X01015
100 Rihim Developers Private Limited INE347X01019
Sr. No. COMPANY ISIN
101 Royaleblue Resorts (India) Private Limited INE345X01013
102 RSB Castings Limited INE403X01010
103 RVK Industrial Park Private Limited INE327X01011
104 Sagar Enterprises Private Limited INE453X01015
105 Sagar Technocity Private Limited INE479X01010
106 Samrat Forgings Limited INE412J01010
107 Santsu Finance & Investment Private Limited
INE483X01012
108 Sapphire Projects Private Limited INE451X01019
109 Sarveshwar Foods Limited INE324X01018
110 Satya Shyam Trading Limited INE333X01019
111 Shresth Tech Solutions Limited INE415X01014
112 Shriram Credit Company Limited INE232V01017
113 Skanray Healthcare Global Private Limited INE434X01015
114 SMS Lifesciences India Limited INE320X01016
115 Sophia Traexpo Limited INE268X01017
116 Sovizen Life Sciences Private Limited INE435X01012
117 SSI Trading Private Limited INE379X01012
118 Stellant Capital Advisory Services Private Limited
INE647T01010
119 Sumer Buildcorp Private Limited INE412X01011
120 Sungro Seeds Private Limited INE332X01011
121 Supratech Micropath Laboratory & Research Institute Private Limited
INE355X01012
122 Testbook EDU Solutions Private Limited INE449X01013
123 Thirdwave Fiscal & Investment Services Pvt Ltd
INE307X01013
124 TNQ Books & Journals Private Limited INE448X01015
125 Tom Technology Services Private Limited INE437X01018
126 Total Transport Systems Private Limited INE336X01012
127 TVS Automobile Solutions Private Limited INE468X01013
128 Vay Network Services Private Limited INE368X01015
129 Vermillion Finalytics Private Limited INE484X01010
130 Visionary RCM Infotech (India) Private Limited
INE263X01018
131 VS & B Domestic Container Solutions Private Limited
INE367X01017
132 Watsun Infrabuild Private Limited INE446X01019
133 York Tech Private Limited INE477X01014
134 Zamidar Realcon Private Limited INE331X01013
135 Zeta Infotech Private Limited INE322X01012
Securities admitted for Dematerialisation during April 2017 (Contd.)
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NSDL Offices
Investor Relationship Cell NSDL Certification ProgrammeOfficer-In-Charge,National Securities Depository Ltd.4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: [email protected]
Officer-In-Charge,National Securities Depository Ltd.4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: [email protected]
For more information, email us at [email protected]
Head Office Branch OfficesMumbai4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel,Mumbai - 400013Tel: (022) 24994200 / 40904200Fax: (022) 24976351
AhmedabadUnit No. 407, 4th floor, 3rd Eye One Commercial Complex Co-op. Soc. Ltd., C. G. Road, Near Panchvati Circle,Ahmedabad - 380006Tel: (079) 26461376, Fax: (079) 26461375
Chennai6A, 6th Floor, Kences Towers, #1 Ramkrishna Street, North Usman Road,
Tel: (044) 28143917 / 11, Fax: (044) 28144593
KolkataUnit 2E, 2nd Floor, The Millenium 235/2A, A.J.C. Bose Road Kolkata - 700020 Tel: (033) 2281 4662 / (033) 2290 4246
New DelhiUnit No.601,603,604, 6th Floor, Tower - A, Naurang House, Kasturba Gandhi Marg, Connaught Place, New Delhi - 110001 Tel: (011) 23353814 / 15, Fax: (011) 23353816
FORTHCOMING COMPLIANCE
Particulars Deadline Manner of sending Reference
Investor
Grievance Report
(Monthly)
By 10th of
the following
month.
Through “e-Participant-
Inspection Audit and
Supervision System (e-PASS)
1. Circular No. NSDL/
POLICY/2015/0096 dated October
29, 2015
Internal/
Concurrent Audit
Report (October -
March)
May 15th every
year
Through e-PASS Circular No. NSDL/POLICY/2017/0013
dated March 17, 2017
“Printed & Published by Mr. Manoj Sathe on behalf of National Securities Depository Limited and Printed at Printography Systems (India) Pvt. Ltd., 13/D, Kurla Ind. Estate, Nari Seva Sadan Road, Ghatkopar (West), Mumbai - 400 086 and Published from National Securities Depository Limited, 4th Floor, ‘A’ Wing, Trade World,
Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013. • Editor: Mr. Manoj Sathe”
NSDL Calendar of Events
T. Nagar, Chennai - 600017