Download - Management Quiz 2 December
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Management Quiz (on financial markets and
instruments) AFTERSCHO☺OL – DEVELOPING CHANGE MAKERS
CENTRE FOR SOCIAL ENTREPRENEURSHIP PGPSE PROGRAMME –
World’ Most Comprehensive programme in social entrepreneurship & spiritual entrepreneurship
OPEN FOR ALL FREE FOR ALL
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Management QuizDr. T.K. Jain.
AFTERSCHO☺OLCentre for social entrepreneurship
Bikaner M: [email protected]
www.afterschool.tk, www.afterschoool.tk
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is bailout
• To save a company is called bailout .
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Who is this ?
• Honk kong based singer Kelly Chen.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is LPO
• Legal Process Outsourcing
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
How many supercomputer does India has among world’s top 500
super computers? • 8
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Which company is buying Australian Airlines?
• Luftansa from Germany
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is bleak economy?
• Economy in recession.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Fastest supercomputer
• Tesla supercomputers from NVIDIA
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
NEW CM OF MAHARASTRA?
• Ashok Chavan
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Who is India president of Rolls Royce?
• Anil Shrikhande
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Best movie as per American National Review of Movies?
• Slumdog Millionaires.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Who is this ?
• Executive Vice president of Nokia – Robert Anderson
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Who is this ?
• Ranjan Das – CEO of SAP India
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is bullish and bearish?
• Bullish = when the prices are moving up, it is called bullish
• Bearish: when the prices are falling down, it is called bearish.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Who is O J Simpson?
• American footballer, recently put to jail for 15 years.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Name the act under which Banks can takeover a company which is
not making payment
• Sarfaesi Act.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is NPA?
• Non- performing Asset ( when a company is not making payment for 2 instalments then it is called NPA and legal action is taken or the case may be taken to BIFR (BOARD OF INDUSTRIAL AND FINANCIAL RECONSTRUCTION).
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Define takeover?
• When a company takes over shares of another company , it is called takeover.
• As per SEBI (securities and Exchange board of India), when a company goes for takeover, it has to buy at least 20% shares by public call. The threshold limit is 10% (once you cross 10% limit, you may go for takeover).
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is NB FC?
• Non-banking finance company .• Example : (fullerton, India bulls, Anagram)
…
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is ECB & FCCB?
• ECB = External commercial borrowing• FCCB= foreign currency convertible bond
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is GDR?
• Global Depository receipt.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is AMC?
• IT IS A COMPANY SET UP AS PER SEBI REGULATIONS AND OTHER GUIDELINES TO MANAGE THE ASSETS OF A MUTUAL FUND. AMC HAS TO BE APPROVED BY SEBI. IT MAKES AGREEMENT WITH TRUSTEES OF A MUTUAL FUND TO FORMULATE SCHEMES, RAISE MONEY AGAINST THEM AND TO INVEST THE FUNDS AND DISTRIBUTE INCOME.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
WHAT IS BACK END LOAD?
• It denotes the charges levied by the mutual funds to calculate the price of a scrip of a mutual fund.
• For example, if back end load is 2% and NAV is Rs. 20 then the share price will be :
• 20 / (1.02) = 19.60 ans.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
WHAT IS CDSC?
• Contingent Deferred Sales Charges• This is the charge that mutual funds can
charge as a part of BACK END LOAD. • As per SEBI guidelines, maximum back
end load or front end load can be 7%.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What are highest symbols of ICRA for debt, insurance and equity
grades?
• For debt : mfAAA and also M1• For insurance companies : iAAA• For equity: ER1A.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What are the highest rating symbols of CARE for long term and
short term debt?
• For long term : CARE AAA• For short term instruments : PR1
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
WHAT ARE THE HIGHTEST RATING SYMBOLS OF FITCH
INDIA FOR LONG TERM, SHORT TERM AND TERM DEPOSITS?
• LONG TERM: AAA (IND)• FOR SHORT TERM : F1• FOR TERM DEPOSITS : tAAA
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is CP?
• Commercial paper
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is ICD?
• Inter-corporate deposits.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is CD?
• Certificate of deposits.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is the minimum networth required of a CRA?
• CRA = CREDIT RATING AGENCY• As per SEBI (credit rating agencies)
regulations 1999, it should be minimum Rs. 5 Crores ( the promotors should have minimum networth of Rs. 100 crores).
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is a BENAMI transaction?
• All the transactions where the source of the transaction cannot be identified because there is no real name (fictitious names are there).
• It is banned by Benami Trasaction (prohibition) Act 1988.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
When was depositories Act enacted?
• 1996
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
WHAT IS NSCCL?
• National Securities Clearing Corporation Ltd.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is WDM?
• Wholesale Debt Market.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Mention any 3 points that you will consider while deciding about
pricing of a buy back of the shares?
• Past performance• Prices• Book value per share• Industry outlook• Networth of the company• Previous buy back.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
When is buy back not permitted?
• When shares are not fully paid up. • When there is inadequate reserve. • When the company has defaulted in
payment of deposits (as per companies (acceptance of deposits ) reules 1975).
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Can the company keep the shares with itself after buy back?
• No • Because the shares have to be physically
destroyed in 7 days of the buy back.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
When should company inform SEBI about completion of buy back • Within 30 days of buy back. (file a return
with SEBI).
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
You want to takeover a company ,what steps will you
follow? 1. Study the financial condition of the
company to be taken over. 2. Appoint a merchant banker3. Give public offer (as per regulation 14). 4. Give a letter of offer to SEBI5. Despatch letter of offer to shareholders6. Open escrow account
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What are the purpose for which you may get GDR / EURO ISSUE
• CAPITAL EXPENDITURE (setting up a new plant etc.)
• Repayment of external borrowing• Equity investments in joint ventures
(remember, investments in stock market and real estate sector cannot be permitted out of it).
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is STP relating to SEBI?
• STRAIGHT TRHOUGH PROCESSING – it enables end to end processing in the case of financial instruments.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Name any ERP?
• SAP R3
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
WHAT CRITERIA WILL YOU HAVE WHILE RATING A
COMPANY?
1. Industry risk2. Company’s market position3. Financial position of the company4. Financial leverage 5. Cash flow & funds flow6. Evaluation of management7. Operating efficiency.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is ETF?
• Exchange traded funds.• They represent a basket of scrips which
are traded in a stock exchange. They are just like mutual funds. They represent a basket of scrips which are purchased / sold from stock markets.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What are the activities that a merchant banker may do?
• Managing public issues• Managing advisory services and
underwriting services• Private placement of shares• Stock broking• Dealerships regarding securities
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Who cannot participate in ESOS?
• ESOS = employee stock option scheme• DIRECTORS AND PROMOTORS
CANNOT PARTICIPATE IN ESOS
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What are 4Ps?
• Product• Price • Place• Promotion• In services industry, we take 3 more: • Physical evidence• People• Public relations.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What are 4 c?
• Cost• Convenience• Communication• Consumer’s needs.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is margin trading?
• SEBI has put margin trading requirements. A client will have to deposit some amount as margin to the broker to meet the requirements as per the SEBI guidelines. Thus a client has to deposit some advance money at the time of transactions.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is capital market
• The market where you may deal in money for a long period – where investors and borrowers deal in financial instruments, which have long maturity period or have long investment possibilities. Capital market instruments include shares, debentures, bonds, deep discount bonds, prefernece shares etc.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
When did ETF start ?
• Exchange traded funds started in 1993. • (it was suggested by Leland Obrien, of
Rubernstein Associates)in 1980.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What are price bands?
• If the price of a scrip is 100, and if it goes upto certain limit (called price band), then trading will halt for half an hour.
• Currently price band is 8% +4% = 12%. • Now price bands are from 5% to 20%.
There is no price band in case of scrips in futures and options.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
MCFS?
• Modified Carry Forward System
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
ALBM
• Automated Lending and Borrowing Mechanism.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Green Shoe Option…
• A tool to stabilise share price
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is sweat equity shares?
• The shares issued to employees (sec. 79 A ) of companies Act.
• These issues are issued only after at least 1 year of commencement of business.
• It should be passed by special resolution..
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is deep discount bond?
• Those bonds with are issued on very heavy discount. They are for long period. They don’t carry any interest. For example a bond of face value Rs. 100 issued for Rs. 25 for 50 years.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
The first Indian company to issue DDB?
• IDBI issued it – at 2700 the DDB of Rs. 100000 for 25 years
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is networth?
• Equity + reserves
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Mention any 3 points from the code of conduct of merchant banker?
1. Keep the interest of the investor protected
2. Ensure that investor is able to read prospectus and other documents before investing
3. Shall not give any advice regarding investment in any company.
4. Shall give best possible advice to clients5. Make adequate disclosures Etc.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Mention any 3 points that you will add in statutory public
announcement for buy back
1. Dates and details2. Inforation about company3. Details of escrow account4. Capital structure5. Time table6. Details of offer
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Mention any 3 points of public offer being made for takeover of
the company• No. of shares to be acquired• Price • Dates• Detail of holding• Approval of banks et. • Other required information. ….
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Mention 3 obligations of the directors regarding insider
trading….
1. Maintain confidentiality of all price sensitive information
2. Security of confidential files3. Conduct all security related dealings in
valid trading window4. Disclose information as per SEBI
requirements. ..etc.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Mention 3 money market instruments…
• Treasury bills• Intercorporate deposits• Bill discounting • Etc.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Mention 3 guidelines regarding 75% book building process….
• The book runner should maintain records • Details regarding who is the institutional
investor and who is the private investor should be maintained
• Separate accounts should be there for these
• The institutional investor will also forward its offers through book runner.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is mandatory client code?
• In order to bring transparancy, every broker has been given a unique code.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is DVP?
• DELIVERY VERSUS PAYMENT
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
What is minimum public offer?
• At least 10% of post issue capital subject to minimum of 20 lakhs shares of amount of 100 crores.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
No delivery period…
• Earlier we used to have at least 7 days of no delivery period - now this has been abolished.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
ABOUT AFTERSCHO☺OL
Afterschoool conducts three year integrated PGPSE (after class 12th along with IAS / CA / CS) and 18 month PGPSE (Post Graduate Programme in Social Entrepreneurship) along with preparation for CS / CFP / CFA /CMA / FRM. This course is also available online also. It also conducts workshops on social entrepreneurship in schools and colleges all over India – start social entrepreneurship club in your institution today with the help from afterschoool and help us in developing society.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Why such a programme?
• To promote people to take up entrepreneurship and help develop the society
• To enable people to take up franchising and other such options to start a business / social development project
• To enable people to take up social development as their mission
• To enable people to promote spirituality and positive thinking in the world
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Who are our supporters?
• Afterschoolians, our past beneficiaries, entrepreneurs and social entrepreneurs are supporting us.
• You can also support us – not necessarily by money – but by being promotor of our concept and our ideas.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
About AFTERSCHO☺OL PGPSE – the best programme for developing great
entrepreneurs• Most flexible, adaptive but rigorous programme• Available in distance learning mode• Case study focused- latest cases • Industry oriented practical curriculum• Designed to make you entrepreneurs – not just
an employee• Option to take up part time job – so earn while
you learn • The only absolutely free course on internet
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Workshops from AFTERSCHO☺OL
• IIF, Delhi• CIPS, Jaipur• ICSI Hyderabad Branch• Gyan Vihar, Jaipur• Apex Institute of Management, Jaipur• Aravali Institute of Management, Jodhpur• Xavier Institute of Management, Bhubaneshwar • Pacific Institute, Udaipur• Engineering College, Hyderabad
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Flexible Specialisations:• Spiritualising business and society• Rural development and transformation• HRD and Education, Social Development• NGO and voluntary work• Investment analysis,microfinance and inclusion • Retail sector, BPO, KPO• Accounting & Information system (with CA / CS /CMA)• Hospital management and Health care• Hospitality sector and culture and heritage• Other sectors of high growth, high technology and social
relevance
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Salient features:• The only programme of its kind (in the whole world)• No publicity and low profile course• For those who want to achieve success in life – not just a
degree• Flexible – you may stay for a month and continue the rest of
the education by distance mode. / you may attend weekend classes
• Scholarships for those from poor economic background• Latest and constantly changing curriculum – keeping pace
with the time• Placement for those who are interested• Admissions open throughout the year • Latest and most advanced technologies, books and study
material
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Components • Pedagogy curriculum and approach based on IIM Ahmedabad and ISB
Hyderabad (the founder is alumnus from IIMA & ISB Hyderabad)• Meditation, spiritualisation, and self development • EsGotitial softwares for business• Business plan, Research projects• Participation in conferences / seminars• Workshops on leadership, team building etc. • Written submissions of research projects/articles / papers• Interview of entrepreneurs, writing biographies of entrepreneurs• Editing of journals / newsletters• Consultancy / research projects • Assignments, communication skill workshops• Participation in conferences and seminars• Group discussions, mock interviews, self development diaryng • Mind Power Training & writing workshop (by Dr. T.K.Jain)
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Pedagogy • Case analysis,• Articles from Harvard Business Review • Quiz, seminars, workshops, games, • Visits to entrepreneurs and industrial visits• PreGotitations, Latest audio-visuals• Group discussions and group projects• Periodic self assessment• Mentoring and counselling• Study exchange programme (with institutions out of
India)• Rural development / Social welfare projects
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Branches
• AFTERSCHO☺OL will shortly open its branches in important cities in India including Delhi, Kota, Mumbai, Gurgaon and other important cities. Afterschooolians will be responsible for managing and developing these branches – and for promoting social entrepreneurs.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Case Studies
• We want to write case studies on social entrepreneurs, first generation entrepreneurs, ethical entrepreneurs. Please help us in this process. Help us to be in touch with entrepreneurs, so that we may develop entrepreneurs.
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
Basic values at AFTERSCHO☺OL
• Share to learn more• Interact to develop yourself• Fear is your worst enemy• Make mistakes to learn • Study & discuss in a group• Criticism is the healthy route to mutual support
and help • Ask fundamental questions : why, when, how &
where?• Embrace change – and compete with yourself
only
www.afterschoool.tk AFTERSCHO☺OL's MATERIAL FOR PGPSE PARTICIPANTS
www.afterschoool.tk social entrepreneurship for better
society