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;tJisfrirf ullgr
July 9, 2007
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
Ladies and Gentlemen:
I am in receipt of your letter of June 13, 2007 relative to my report dated May 3, 2007
and in compliance therewith, enclosed please find an amended report for Part VII, page 5, ·
If there are any further concerns, do not hesitate to
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07/09/2007 12:04 2486501629 UBS FINANCIAL SVS PAGE 11:.u 114
ANCIAL DISCLOSURE REPORT Dalt' or Repnrt
Conk, Jr., Julian A
Name of Fmon RCJ)ortill
Cl4.124t.!OQ7
VII. INVESTMENTS and TRUSTS -iMflHrt. W1/11r. lrr111,t•ctfotU (l1tcl111/ts rh flfffM xprlHNt f11ttl t/f.(letttlr,Hf hiltflM Su Pf'o 34-6(} flf}illnl( lll.'1nlo/Hth,tt.)
0 NONE (No reportable income, assets, or transactions.)
A. B. c. D.lnc<>mc dminti; 01'1l$S v..luc I end of
reporting period
Amount
Traml3Ctiom during rcpol'titli,t po:rlod n:p<>l1ing period
(1) (2) (3) (4) m(2) (1) (2) I1; (<.JI. Daic Vnluc Cnin Identity or div•• rent. Code 2 crhodT,YP" r .r;. Vnlu V l11e
huy. S<:ll. ;l ('ode orlnl.) (J-P) Code 3
Description of Al'!!Cls (in lu(llnJt lnJSI a(l'!el )
l>lnc:¢ "(X)" nor e:ich I c:oicmpl from prior dii;clo =
1I
IA-H) I buycncller
IQ-W)
I. Intel A Dividend ) T
2. V<>d,-.fc'"e A Dividcnd J T
), W;ilM;irt A Oi<lidend K T
4, RMA Mciney Market A lnte l K T
s. US Sllvi11g:' B<md Tc Interest J
"· Ci$Qo SysfQms /\ Dividend K T
ExxonMobil7. L T13 Oivi(lcn(I
8. General Electric B OividClld '- T
9. , Orangeburg, SC None M w
Ill. Lord Ahbclt Aniliatcd Fund - IRA A Dividend J T
11. Lord Abbett Affiliated FuniJ - IRA A Dividend .I T
IJ.
Lnrd Ahbctt Affiliated Fund A Dividend J T
Lotd Ahbcn Mid C:tp Fu11d - IRA
Lord Abbcu Mid C.1p Fund
A Dividaid J T
K iA Dividrnd
IS.
16.
Li.'rd Abbl..'ll Mid Cap Fund
Vc;ri7.<m
A Dividend K T
/\ Oi.,ldtnd i
A Dividend17, Ou t J T
I. ll\COl11c Clnin C'<'<b: " -s 1.000 Of fol B St,001 • S2)0D C. $2)11I • SMOO 1) -$. .001 • SIS.000 i; _,,1$.flOI • SSD,0000 ...SI00.001 • $1.000,000 HI --s1.ooo.001. ss,ooo,nun (Sa: Calll!MI Bl and P.I) I' """O,O(ll - Sltl0.000 H -Mar• lh•n Ss/IOIJ.000
. Vnlue C'ados IJ -$1$,000 ""lest K •SIS,00(. S!'0.000 I. -.$50,00I • $100,00ll M "11 fl!l,oo • 5250.00(l• SI .Mll,000 !See C'ol11111m C'I 111d DJ) w -u n.001 - ssoo.ooo 0 -SSOOJlOI PI -.SI ,llOOJJO 1 • SS.non,non P: ,,$S,Cl00.00 I • S s.(lll0.000 J. V•luo Mclhad C'<>dcs ,, $l. .l.J)0.001 • $50.000.000 R -<'ost (11"'11 l!Moi. Only) N ·Mon: thin S. ,ll(lO,flOO t-c....h t.11tl<i.
1s ... l'oJum11 n) Q•Appmllllll S•·A-a\Iv .. OIM1 ll -llMlc Vnl w -'"'11mntcd
..
:
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-
:
.
ANCJAL
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A
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A L
.·
. .
I
l'l./47
07/09/2007 12:04 2486501629 UBS FINANCIAL SVS PAGE 03/04 .· :Jllj,mi: 11r Pen1on Reponl1111t DISCLOSURE REPORT
.Cook. Jr., .Julian A 041.2412007
VII. INVESTMENTS and TRUSTS - ;,,.-.v. ,.,,,,,I!, tron.'ltlcdrtn.< (/ncfntltt thPl'V l>fthr. llfN'll.ft! 11nd d Hdtmr d1llirr;n. & pp. j(-ftll itfflll R In , ::> D NONE (No reportable income. assets, or transaction.,,)
A. B.D=ription o( AllSClll lnc:mnc during
(indudhlll trum 3!1!1Cts) tlln )'Cried (1) (2}
Plac.: "<XI" nftcr cnch o!'."cl ArnPunl ' T (!.Jt.cxcinpl fr(irn jll'inr di dMU"' Code I div .. rent.
CA-Hl nr inLJ
c.Groi:s vffh"' r ertrl nf
reponing pm'od (I) m
Value ValueCo&: i. Method(J-P) Code 3
(Q·W)
(!)Type (e.g. bu '. ell,
redemption)
,· .
; . ... ..
·· ·-: -:--, : · .. ·. D. .f . , I;·Transactions during rep.irtinJ,? pcrlod . . .
12)Dale Month
D:ly
(3)Yalu.:Codc2 (J·P)
. .
(inin hl ntity orCode I r! llet (A·lf){4J·r;· ( ) . .(lrJ1rlvn1'1 ·. .
lt"<'lmnction) ..
18. Alliance Bernstein Muni Fund t> Oividcnd M..... ···-·· ·-· · · • • ·- ••T
19. Alliance Bcrn. tcin Mlllii Fund D DividClld M T
20. Fannie Mne A Dlvidcnd J
21. Plizcr A Dividend J T
22. General Moto1'S ... A Dh'i<knd J T
23. Federated Mimi Opportunity f\lnd A Dividend K i
24. Federated Muni OPJXlrtunily Fund Dividend L T
25. ton Vance National Muni Fund c Dividend L T
26. /\mg1.m A Dividend J T
27. Home Depot A Dividend J T
28. Ai&i- A Dividend J T
29, Apple A Dividend K T
30. Citi U('I
JI. ld1:11ro /\ Dividend J T Bu'f
A Dividend J T
.:r 32. Lord Ahbclt Balnncoo Fund
3.:1. Lord Ahhcn Billanccd F\lncl
34. Lord AbhcU Bahlncl.-d Fund - IRA
A
A
l;>ividcnd
Dividend
Dividend
L
J
T
T
T
J, Income C'..Un C'nd""lIS•"I! C'Olurtlll> DI Mid n.11
l. \'ftlU ('(l(f (S« C hunn• ('! nnd ll.'I
. \'nlrt• MdWC'<'da(5« C'ol111M C:ZI
A ··$1 .000 <'f ldl F •S!IO.Olll • SI00,000 ) 15.[IOOarl ... N $ 0.001 - S5<!0.000 P .,.,;!.,,l)QO.(lf) I • "O.Dllll.000 Q••APP"'ilftlu -llMlc "" "
B •Sl.001 • $;!.500 c. s100.m1 • s1.non.(l(lt)" sl .DCll • ssn.oon o --SSOO.ool • Sl.000.000 I\ --<°oft (kffi Esllllc °'11)')v ...other
c- 01- s.,.ooo HI "'$1.000,001. $$,()00,l)M L -ssn.001 • stoo.ooo P'I -.S 1.000.00 t • SS..000.000 N •Man! lhnn S.'I0.000.000 s A...-i1c:111 w -n.tlmnled
0 •SS.001 • SIS,(l()(lHl rt.fQR thnn $5,IJIJll,l)IJCI M -$100,00I • £50!00 P: -1'.000,001 • S:!$.000.(l(l(l T -<'llsh Hnrk<I
f:i-$U.OOl ·SSO.OOO
NANCIAL
,.,...._11mlicn1.1l·Func.I
h1te111111ir11ml Fmld
lntt;tl1110l'ilwl"Fniid
IJilttnur' 'ffttf Farid LIA
ln1Cfuaitonal RA.
A
·"".-··m · ·:--1-:i-1--1 --CSI···
UBS
iA '
\ /NT T J -
40.
4l.
, (;--U}/.3Arl- ai="r.
(2)
c.
IJ·l'I ('(Ille i huyer cllcr (J-PJ
07/09/2007 12:04 2486501629 UBS FINANCIAL SVS PAGE 04/04
Date or Rep.wt DISCLOSURE REPORT Cook, Jr., Julian JI.
Vll. INVESTMENTS and TRUSTS -incrun . r11lue. ll'lln oct1nlf6 flnc1ur1e.• ,,,,_ "'' Jl/ff)NJt •"" lle1t""l!H' cllllt1re11. Stt pp. .u-60 nf fill11111n.'lfr,,c11o11J.J
0 NONE rNo reportah/11 income, a.tsets. or 1ransact1'on.t.)
/\, a. D. r>cs.:riptiort "r l\ tt• lni:c>rne duri"ll Chn$.• v lu al end ol' Tmnsactinn• durin rc:portin1:t pcri<>d
(ir.:luding trusr osi;cl$) n:poninl( period rc:portill period
(I} (I) (.2) (I) m ·-: Identity of Typc(c.g. Dnk VAiue . GainV llK ValuePl1><:" "(Xl" ntkr cnL!h ft i<el A1nollftl Typ" ( .11.
('ode I ('l'IM ICode :l M.ithod bu>"· :;oolL Monlh -di 11m1.•ltctnpl fl'Clm priM dl d<l!lun: C'udc) l'l!tlcmptinnl 0.1y (11-H)(/\•HI (ifpri"Hltorinl.l
lt:111!.!l<ltionlIQ-WI ' .
i I I : <
!. ____ __i_____..,. ·--- -----1----- ··-·
.;\S. Mkh St;.h.: l-lo!lpital fund A lnlcte!;l cdc111ption 07126 L A
36. Mich Ho. pit<1I rund A Interest Rcdc:JTIJ)ti1\n 07126 K A UBS
37. MFS Muni High Income: Fund A Dividend J T .
38. licnd nn A l,)ividcnd L T G-LO.B""t... OP?,
39. Henderson A Dividend K T (;..&..OBAL. O'P?,
HcnJc n A Dividend J Tor'P.G-W!>g,..,.c_
HcndtJSOn Dividend J T41.
Hcndc;nmn Fund • I A Dividend J T /SAi- of>?.
43. lo Ahbctl Small Cap Blmd Fund A Dividend J T
'il/. BL1+C.Jqe K }<.
I. lncom<! Clain !'nclo: . .\ "$1,flOO"' It!> h"Sl/1111 ·$ 1111 <: •·S .lOI - $Ml(IO D $'.()Ill • SIS,()1)(1 ll $1$.0fll - S l.IKKI ·(Stt t'<ol mns ll I · 1>11 l'--!:50.l'Jlll·Slflll.(1(l(I 0 nSJ00,001 -$1. .ooo HI StOOO,!lOI • $.!,000,Mll ti:? - lhllfl $. .(1(1(1.nM
- Valut C'Nios J -515,000"" '°" K "SIS,IJOJ - s..ti1.(lol) L -sso,0111 • $11l!!,11QO M-5100.00J -$ 0,0l I (Ike ('ioohttlln (:I Uld D I • $Z l),MI • $$((1,000 0 "5500.001 • 51,000.000 ' ·i1.ooo.ro1 - .DC().OIJO l'l •s.c.oon.001 • m.roo.l)ll(l
P.1 • lli,()(IOJllll • $SO,OM,ool'l N :4ore '""" "11.twlO.flllll - \'•h•c M<1110ll C'We< "' •t'...i 111...i r::..- Ort! } T"{'• M•rl<dQ'/\ll!!l;liul A-Clll, t'hl-• (' ) V-()1 I.' · O....k v,111c W E<tin\llled
POSITION OF ORGANIZATION/ENTITY
PARTIES AND TERMS
0 (/) sg
m 0
-.......
Report Required by the Ethics AO JO FINANCIAL DISCLOSURE REPORT
in Government Act of 1978 Rev. 112007 FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§ 101-111)
1. Person Reporting (last name, first, middle initial)
Cook, Jr., Julian A
2. Court or Organization
U.S. District Court
3. Date of Report
05/03/2007
4. Title {Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)
Sr., US District Court Judge
Sa. Report Type {check appropriate type)
D Nomination, Date
D Initial Anoual D Final
6. Reporting Period
0110112006 to
12/31/2006
Sb. D Amended Report
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it Is, In my opinion, in compliance with applicable laws and regulations. 231 W. Lafayette Street
Suite 718 Detroit, Michigan 48226
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete al/parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; see pp. 9-13 of instructions.)
[KJ NONE (No reportable positions.)
NAME
I.
2.
3.
4.
5.
(") ..... ;or--,,a.:;:: s m(/)-... -< c::> (') ::oz .c rnf'T12 -II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.) OJ> <"TJr- )>
[KJ NONE (No reportable agreements.) 2! .(") § ,,., 0-.
I.
2.
3.
SOURCE
SOURCE AND TYPE
DESCRIPTION
INCOME
4.
4.
3.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 2of8 Cook, Jr., Julian A 05/03/2007
Ill. NON-INVESTMENT IN COME. (Reporting individual and spouse; see pp. 17-24 of instructions.)
A. Filer's Non-Investment Income
[KJ NONE (No reportable non-investment income.)
AND TYPE (yours, not spouse's)
I.
2.
3.
5.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[KJ NONE (No reportable non-investment income.)
I.
2.
3.
5.
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
D NONE (No reportable reimbursements.)
SOURCE
I. University of Virginia Trial Advocacy January 11-14, 2006, Charlottesville, Virginia {Hotel, Meals, Transportation}
2. Cincinnati Bar Association September 21-24, 2006, Cincinnati, Ohio, Just the Beginning Foundation {Hotel, Meals}
4.
5.
SOURCE DESCRIPTION
DESCRIPTION
VALUE
VALUE CODE
I.
FINANCIAL DISCLOSURE REPORT
Page 3of8
Name of Person Reporting
Cook, Jr., Julian A
Date of Report
05/03/2007
V. GIFTS. (Includes those lo spouse and dependent children. See pp. 18-3I of instructions.)
NONE (No reportable gifts.)
I.
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 31-33 of instructions.)
G[J NONE (No reportable liabilities.)
CREDITOR
2.
3.
4.
5.
(I) (2) (I) (2) (1) (2) (3)
D�y
I I
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 4 of8 Cook, Jr., Julian A 05/03/2007
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing
D NONE (No reportable income, assets, or transactions.)
instructions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclo.sure
I. Intel
C.B. Gross value at end of Income during
reporting period reporting period
Amo.unt Code l
(A-H)
A
Type(e.g. Value
div., rent, Code2 or int.) (J-P)
Dividend J
VaJ11e Type (e.g. Method buy,sel Co<!e'.l redemption)
(Q-W)
T
D.
Transactions during reporting period
·Date
Month-
(4) (5) Value Gain Jdeµtity of
Code2 Code 1 buyer/seller
(J-P) (A-H) (if private
transaction)
2. Vodafone A Dividend J T
3. Wal Mart A Dividend K T
4. RMA Money Market A Interest K T
5. US Savings Bonds c Interest J T
6. Cisco Systems A Dividend K T
7. Exxon Mobil B Dividend L T
8. General Electric B Dividend L T
9. , Orangeburg, SC None M w
10. Lord Abbett Affiliated Fund - IRA A Dividend J T
11. Lord Abbett Affiliated Fund - IRA A Dividend J T
12. Lord Abbett Affiliated Fund A Dividend J T
13. Lord Abbett Mid Cap Fund IRA A Dividend J T
14. Lord Abbett Mid Cap Fund A Dividend K T
15. Lord Abbett Mid Cap Fund A Dividend K T
16. Verizon A Dividend J T
17. Quest A Dividend J T
I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2;500 c =$2,501 - $5;000 D =$5,001 - $15;000 E =$15,001 -$50,000
(See Columns B l and D4) F =$50,001 -$100,000 G=SI00,001 -SI,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J=$15,000orless K=Sl5,00I -$50,000 L =$50,001 -$100;000 M =SI00,001 • $250,000
(See Columns Cl and D3) N =$250,00 I - $500,000 0 =$500,00J ·- $ l ,000,000 Pl =$1,000,001 -sS,llOO,ooo P2 =SS,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than SS0,000,000 T =Cash Market
(See Column C 2) Q =Appraisal V=Other S =Assessm ent
U =Book Value W=Estimated
(l) (2) (2)
19.
33.
34.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5 of8 05/03/2007Cook, Jr., Julian A
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. Se• pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each set
exempt from prior disclosure
18. Alloiance Bernstein Muni Fund
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(J) (J) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of C de I div., rent, Code 2 Method buy, sell, Month- Code2 Code I buyer/seller (A-fQ or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (ifprivate
(Q-W) transaction)
D Dividend M T
Alliance Bernstein Muni Fund D Dividend M T
20. Fannie Mae A Dividend J T
21. Pfizer A Dividend J T
22. General Motors A Dividend J T
23. Federated Muni Opportunity Fund A Dividend K T
24. Federated Muni Opportunity Fund A Dividend L T
25. Eaton Vance National Muni Fund c Dividend L T
26. Amgen A Dividend J T
27. Home Depot A Dividend J T
28. AT&T A Dividend J T
29. Apple A Dividend K T
30. Citigroup A Dividend J T
31. Idearc A Dividend J T
32. Lord Abbett Balanced Fund A Dividend L T
Lord Abbett Balanced Fund A Dividend TL
Lord Abbett Balanced Fund - IRA A Dividend TJ
I. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(See Colwnns BI and D4) F =$50,001 -$100,000 G=SI00,001 -$1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000or less K =$15,001 • $50,000 L =$50,001 - $100,000 M =SI 00;00 I -$250,000
(See Colwnns Cl and D3) N ='$250,001 -$500,000 0 =$500,001 -$1;000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000;001 "$25,000,000
3. Value Method Codes PJ =$25,00QiOOI -$50,000,000 R=Cost (Real Estate Ooly) P4 =t.fore th>n $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W=Estimat
B.
(2)
Code3
(3) (4)
(J-P)
35.
39.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 6 of8 05/03/2007Cook, Jr., Julian A
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of the spouse and dependent children. See PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
Place "(X)" after each asset
exempt from prior disclosure
(1) Amount Type (e.g. Code I div., rel)!, (A-H) or int.)
(1) Value
Code2
(J-P)
(2) Value
Meth.od
(;I) Type(e•i:·
buy; sell,
redemption)
(2) Date Value Gain
Mon!h- Code2 Code l pay (A-H)
(5) Identity of buyer/seller {if private
(Q-W) transaction)
Mich. State Hospital Fund A A UBSRedemption 07/26 LInterest
36. Mich. Hospital Fund A Recemption 07/26 K A UBSInterest
37. MFSMuni High Income Fund A TDividend J
38. Henderson International Fund A Dividend L T
Henderson International Fund A Dividend K T
40. Henderson International Fund A Dividend J
41. Henderson International Fund - IRA A Dividend J
42. Henderson International Fund - IRA A Dividend J
43. Lord Abbett Small Cap Blend Fund A Dividend J
T
T
T
T
I. Income Gain Codes: A =Sl,000 or less 8 =$1,001 -$2,500 c=$2,501 - $5,000 D =$5,001 -$15,000 E=$15,001 -$50,000
(See Columns 81 and D4) F =$50,001 - $100,000 G =$100,001 -Sl,000,000 HJ =$1,000,001 - $5,000,000 H2=More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100;000 M=Sl00,001-$250,000
(See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001-$50,000,000 R=Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column CZ) Q =Appraisal V=Other S =Assessment
U =Book Value W=Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 7 of8 Cook, Jr., Julian A 05/03/2007
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of Report.)
Date Mt\, I, 1001
Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 8of8 Cook, Jr., Julian A 05/03/2007
IX. CERTIFICATION.
I certify that all information given a hove (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
SOR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544