![Page 1: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/1.jpg)
Investigating and Reporting Allegations of
Misconduct in Nursing Homes
presented by:University of Wisconsin Oshkosh CCDETWI Department of Health Services DQA
![Page 2: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/2.jpg)
2
Welcome
• Project Background/Staff Introductions
• Reminder: Silence Electronic Devices
• Agenda
• CEUs
• Evaluation
• Certificate of Attendance
• Participant Introductions
![Page 3: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/3.jpg)
3
Learning Points
• Misconduct Definitions
• Developing an Investigation Protocol
• Conducting an Internal Investigation
• Interviewing Skills
• Reporting Requirements
![Page 4: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/4.jpg)
4
A Word about Prevention
• Background checks are good but not enough
• Key thoughts on preventing caregiver misconduct
• Adapting keys to prevention in your facility
![Page 5: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/5.jpg)
5
Legal Definitions
Misconduct
Abuse Neglect Misappropriation
Injury of Unknown Source
![Page 6: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/6.jpg)
6
Developing a Process and Protocol
• Develop a process
• Review protocol steps 1 – 5
• Activity: checking your process
A Protocol = A Plan of Action
![Page 7: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/7.jpg)
7
Investigating the Allegation
• An investigation is a fact-finding mission
• Internal investigations should be written reports
• Employment actions are internal entity decisions while the investigation is pending
![Page 8: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/8.jpg)
8
Elements of an Investigation
• Who, What, Where, When, Why, How• Contact Law Enforcement• Preserve Evidence• Document the Effect on the Victim• Document the Caregiver’s Duty• Diagram the Scene• Develop a List of Interviewees• Write your Report
![Page 9: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/9.jpg)
9
Incident-Specific Elements
• Physical Abuse
• Verbal/Psychological Abuse
• Sexual Abuse
• Neglect
• Misappropriation
• Resident-to-Resident Altercations
![Page 10: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/10.jpg)
10
Activity: Case Studies
• Note some elements that are important to your investigation
• Use your training materials to help remember/apply the elements
• Assume that:– You have taken steps to protect the resident– You have taken action re: the accused
caregiver
![Page 11: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/11.jpg)
11
Top 10 Interviewing Tips
1. Ensure privacy 6. Clarify
2. Prepare 7. Ask open questions
3. Relaxed demeanor 8. Stay on the subject
4. Informal seating 9. Show empathy
5. Be clear & concise 10. Listen well!
![Page 12: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/12.jpg)
12
Activity: Interviewing Skills
• Video interview between a facility administrator and a witness
Interview Video
• Compare the video conversation with the interview tips
![Page 13: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/13.jpg)
13
Signs of Deception
• No single telltale sign for a lie
• Liars “might” have some things in common
• Behavior during an interview vs. behavior under more normal circumstances
![Page 14: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/14.jpg)
14
Reporting Misconduct in Nursing Homes
Develop and operationalize written policies and procedures:– Written procedures contain specific elements– Everyone knows about the procedures– Staff trained to immediately report any
incident to the NH Administrator
![Page 15: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/15.jpg)
15
Nursing Home Reporting Requirements
Allegation of Misconduct
Immediately report to NH Administrator
and DQA(initial eval)
Report reasonablesuspicion of a crime
to DQA &law enforcement
Report investigationresults to DQA within 5 days
![Page 16: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/16.jpg)
16
More Reporting Info
• Report Allegations Immediately Here – Initial Evaluation Permitted w/Conditions
• Report Suspicion of a Crime to Law Enforcement
• Report Investigation Results– Reports on Credentialed Staff– Unreported Incidents
![Page 17: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/17.jpg)
17
More Reporting Info
• Reporting Requirement Penalties
• Reporting on Behalf of Adults-at-Risk
• Caregiver Misconduct Registry
![Page 18: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/18.jpg)
18
Resources
• Wisconsin Caregiver Program Manual http://dhs.wisconsin.gov/caregiver/publications/CgvrProgMan.htm
• Caregiver Abuse and Neglect Prevention Project Trainingwww.uwosh.edu/ccdet/caregiver
• Caregiver Misconduct Training Videohttp://www.dhs.wisconsin.gov/caregiver/training/intInvstTrng.htm
![Page 19: Investigating and Reporting Allegations of Misconduct in Nursing Homes presented by: University of Wisconsin Oshkosh CCDET WI Department of Health Services](https://reader030.vdocuments.site/reader030/viewer/2022032804/56649e425503460f94b34548/html5/thumbnails/19.jpg)
19
Wrap-Up
• Questions?
• Evaluation
• CEU Application
• Attendance Certificates