Download - GO TX Risk Supervisor Trading
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GO TX Risk Supervisor
Trading
GO TX Wealth Management SystemChittagong Stock Exchange Ltd
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Table of ContentsGO TX Overview
Monitoring Trading Activity
Risk Planning
Monitoring Risk
Tracking and Reports
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GO TX Overview
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GO TX System HierarchyMultiple participants
Hierarchy of offices for each participant
Only one office at the top level (the Head or National Office)
Multiple offices at subsequent levels
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Log on
Access through User ID and Password
Restricted number of attempts
Automatic session expiry
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Change PasswordForce Change of Password on first time logon
Reset password to be requested in case of expiry
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Monitoring Trading Activity
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Logon Monitor
All those logged into GO TX
Investors
Employees
Application type
Browser logins
DWS logins
Drill down views
Office
Individuals
Logon history
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Trade Monitor
Trading activity through GO TX
Investors and dealers
Drill-down from participant-level to investor-level
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Order Book
Equity Orders for all investors
Orders placed through GO TX
Current status of active orders
Final Status of inactive orders
Historic data
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Trade Book
All Equity Trades for
Traded orders
Average traded price
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Trade Summary
Equity Trades for
Aggregated for exchange
Drill-down from exchange to investor
Turnover and number of trades
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Risk Planning
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System Risk
Global level parameters
Applicable for all investors for a participant
Parameter value can be changed after trading hours
No t all parameters are applicable for CSE
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Credit Risk - Credit Maintenance
View the credit limit of an office or range of offices
Increase credit
Decrease credit
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Credit Risk - Credit Audit
Lists investors with additional credit
Supervisor who granted/ decreased credit
Amount of increase/ decrease
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Exchange Risk
Margin for the participant
Provided by Exchange
Parameters
Gross exposure limit
VAR limit
Trading turnover limit
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Equity Group Risk
Risk parameters defined for a group of stocks
Add stock group
Set risk parameters for each group
Cannot be updated during trading hours
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Investor Category Risk
Categories pre-defined in the system
Parameters defined for a category
Each investor assigned a category
Category parameters can be modified
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Investor Risk
Override the risk category for an individual
Set parameters for the individual
Provide additional credit
Change an investor’s category
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Dealer Risk
Mandatory for each dealer
Limits set on
Buy/Sell exposure
Gross exposure
Net exposure
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Monitoring Risk
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Client-wise MTMMTM updated real-time
Monitor MTM at office level and investor level
Drill down from office level to investor level
Stock-wise view per investor available
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POA Increment
Increment or decrement stock for investors
Pending requests can be deleted or processed
Processing requests updates the Demat balance
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Tracking and Reports
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Client ViewsOrder Book
Trade Book
Positions
Margin Statement
Cash statement
Stock Statement
Payin Payout Statement
Networth
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Bulk Cancellation
Cancel orders in bulk for
Investor
Dealer
Office
Select
Segment
Symbol
Side
Board
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Report Types Order Report
Trades Report