Securities Commission Malaysia | Investment Advice as at 30 November 2014 1
List of Capital Markets Services Licence holders for Investment Advice as at 30 November 2014
No. Company
1. Affin Hwang Investment Bank Berhad
2. AllianceDBS Research Sdn Bhd
3. AmResearch Sdn. Bhd.
4. Asia Analytica Sdn. Bhd.
5. Badan Pengawas Pemegang Saham Minoriti Berhad
6. Barclays Capital Markets Malaysia Sdn. Bhd.
7. BH Global Advisers Sdn. Bhd.
8. BIMB Securities Sdn Bhd
9. BNP Paribas Capital (Malaysia) Sdn Bhd
10. Capital Dynamics Sdn. Bhd.
11. CIMB Investment Bank Berhad
12. Citigroup Global Markets Malaysia Sdn. Bhd.
13. CLSA Securities Malaysia Sdn. Bhd.
14. Credit Suisse Securities (Malaysia) Sdn Bhd
15. Dynaquest Sdn. Bhd.
16. ECM Libra Capital Sdn. Bhd.
17. FWU Malaysia Sdn. Bhd.
18. Hong Leong Investment Bank Berhad
19. iFAST Capital Sdn Bhd
20. Inter-Pacific Research Sdn. Bhd.
21. JF Apex Securities Berhad
22. JPMorgan Securities (Malaysia) Sdn. Bhd.
23. Jupiter Securities Sdn Bhd
24. KAF Research Sdn. Bhd.
25. KAF-Seagroatt & Campbell Securities Sdn Bhd
26. Kenanga Investment Bank Berhad
27. Kenanga Investors Berhad
28. M & A Securities Sdn Bhd
29. Macquarie Capital Securities (Malaysia) Sdn Bhd
Securities Commission Malaysia | Investment Advice as at 30 November 2014 2
No. Company
30. Malacca Securities Sdn Bhd
31. Maybank Investment Bank Berhad
32. Mercury Securities Sdn Bhd
33. MIDF Amanah Investment Bank Berhad
34. Netresearch-Asia Sdn. Bhd.
35. Nomura Securities Malaysia Sdn. Bhd.
36. Novagni Analytics and Advisory Sdn Bhd
37. Normandy Advisers Sdn Bhd
38. Opus Capital Sdn. Bhd.
39. Phillip Research Sdn. Bhd.
40. Public Investment Bank Berhad
41. RHB Asset Management Sdn Bhd
42. RHB Research Institute Sdn. Bhd.
43. Standard & Poor's Malaysia Sdn. Bhd.
44. TA Securities Holdings Berhad
45. UBS Securities Malaysia Sdn Bhd
46. UOB Kay Hian (Malaysia) Holdings Sdn. Bhd.
47. Wilson & York Global Advisers Sdn. Bhd.
48. ZJ Advisory Sdn. Bhd.
Securities Commission Malaysia | Investment Advice as at 30 November 2014 3
1. Affin Hwang Investment Bank Berhad
Shareholder Affin Holdings Berhad
Directors
Tan Sri Dato' Seri Che Lodin bin Wok Kamaruddin Non Executive Director
Raja Dato' Seri Aman bin Raja Haji Ahmad Non Executive Director
Gen. Tan Sri Yaacob bin Mohd Zain (R) Non Executive Director
Ariffin bin Alias Non Executive Director Stephen Charles Li Non Executive Director
Lim Hun Soon @ David Lim Non Executive Director
Abd Malik bin A Rahman Non Executive Director
Lee Chor Kee Alternate Director
Company Secretary Azizah binti Shukor
Compliance Officers Ho Soke Yin
Cheah Guat Sim
Kuan Wun Sein Liew Kuang Chiang
Gan May Ling
Ong Bee Koon
Chin Hsu Lin
Stefanie Yeoh Sue Lin
Farhana Binti Umar Baki Zam Morniwati binti Othman
Chua Teng Wee
Rosmawati Binti Mamat Ramli @ Ramli
Key Management Teng Chean Choy Head of Dealing - Debt Capital Markets/Bonds Abdul Hadzi bin Marzuki Head of Dealing - Securities
Tan Lee Poh Head of Dealing - Securities
Arvin Chia Yew Kim Head of Dealing - Securities
Low Yek Moo Head of Operations
Leong Weng Fook Head of Operations Hatini binti Mat Husin Head of Corporate Finance (Debt)
Johan Hashim Head of Corporate Finance (Equity)
Kevin Low Kean Leong Head of Research Equity
Ong Boon Leong Head of Research
Wan Hashimah binti Ahmad Merican Head of Compliance Chen Mun Peng Head of Compliance
Business Address(es)
Headquarters
Address Aras 2, 3, 4, 5 & 7 Wisma Sri Pinang, 60 Green Hall, Aras 2, 3, 4, 5, 6, 7 & 8 Wisma Sri Pinang II, 42 Green Hall, 10200 Pulau Pinang, Pulau Pinang, MALAYSIA
Telephone 604 263 6996
Fax 604 263 9597
Securities Commission Malaysia | Investment Advice as at 30 November 2014 4
Cawangan Jalan Pending, Kuching, Sarawak
Address Ground Floor & 1st Floor, No.1 Jalan Pending, 1st Floor, No.3 Jalan Pending, 93450 Kuching, Sarawak, MALAYSIA
Telephone 6082 341 999 Fax 6082 485 999
Cawangan Jalan Bukit Bintang, Kuala Lumpur
Address 7th, 22nd and 23rd Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2711 6888 Fax 603 2711 3928
Cawangan Jalan Mahligai, Bahau, Negeri Sembilan
Address No. 6, Tingkat Atas, Jalan Mahligai, 72100 Bahau, Negeri Sembilan, MALAYSIA
Telephone 606 455 3188 Fax 606 455 3288
Cawangan Jalan SS16/1, Subang Jaya, Selangor
Address East Wing & Centre Link, Tingkat 3A, Wisma Consplant 2, No. 7, Jalan SS16/1, 47500 Subang Jaya, Selangor, MALAYSIA
Telephone 603 5635 6688
Fax 603 5636 2288
Cawangan Jalan Stesen, Taiping, Perak
Address Tingkat Bawah, Aras 1, 2 & 3, 21 Jalan Stesen, 34000 Taiping, Perak, MALAYSIA
Telephone 605 806 6688
Fax 605 808 9229
Cawangan Jalan Tun Ahmad Zaidi, Bintulu, Sarawak
Address No.282, 1st Floor, Park City Commercial Center, Phase 4, Jalan Tun Ahmad Zaidi, 97000 Bintulu, Sarawak, MALAYSIA
Telephone 6086 330 008
Fax 6086 336 008
Cawangan Jalan Centre Point, Kota Kinabalu, Sabah
Address Suite 1-9-E1, 9th Floor, CPS Tower , Centre Point Sabah, No. 1 Jalan Centre Point, 88000 Kota Kinabalu, Sabah, MALAYSIA
Telephone 6088 311 688
Fax 6088 318 996
Cawangan Jalan Wong Ah Fook, Johor Bahru, Johor
Address Aras 7, Johor Bahru City Square (Office Tower), 106-108, Jalan Wong Ah Fook, 80000 Johor Bahru, Johor, MALAYSIA
Telephone 607 222 2692
Fax 607 276 5201
Securities Commission Malaysia | Investment Advice as at 30 November 2014 5
Cawangan Jalan Yam Tuan, Seremban, Negeri Sembilan
Address Tingkat 1, 105, 107 & 109 Jalan Yam Tuan, 70000 Seremban, Negeri Sembilan, MALAYSIA
Telephone 606 761 2288
Fax 606 763 6958
Cawangan Persiaran Greentown 1, Ipoh, Perak
Address 2nd & 3rd Floor, No.22 Persiaran Greentown 1, Greentown Business Centre, 30450 Ipoh, Perak, MALAYSIA
Telephone 605 255 9988
Fax 605 255 0988
Cawangan Seksyen 9, Shah Alam, Selangor
Address Tingkat 16 (Part), 18, 19 & 20, Plaza Masalam, 2 Jalan Tengku Ampuan Zabedah E9/E, Seksyen 9, 40100 Shah Alam, Selangor, MALAYSIA
Telephone 603 5513 3288
Fax 603 5513 0280
Cawangan Bandar Perda, Bukit Mertajam, Pulau PinangPinang
Address 2 & 4 Jalan Perda Barat, Bandar Perda , Bukit Mertajam, 14000 Pulau Pinang , MALAYSIA
Telephone 604 537 2882
Fax 604 537 5228
Cawangan Taman Pekan Baru, Sungai Petani, Kedah
Address No 70A, B, C, Jalan Mawar 1, Taman Pekan Baru, 08000 Sungai Petani, Kedah, MALAYSIA
Telephone 604 4256 666 Fax 604 4212 288
Cawangan Taman Tun Dr Ismail, Kuala Lumpur
Address Tingkat 2, Bangunan AHP, No. 2, Jalan Tun Mohd Fuad 3, Taman Tun Dr Ismail, 60000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 7710 6688 Fax 603 7710 6699
Cawangan Mid Valley, Kuala Lumpur
Address 57-10, Level 10, The Boulevard, Mid Valley City, Lingkaran Syed Putra, 59000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2287 2273 Fax 603 2287 6377
Cawangan Jalan Conlay, Kuala Lumpur
Address Ground, Mezzanine & 3rd Floor, Chulan Tower, No. 3 Jalan Conlay, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2143 8668
Fax 603 2143 3663
Securities Commission Malaysia | Investment Advice as at 30 November 2014 6
2. AllianceDBS Research Sdn Bhd (formerly known as HwangDBS Vickers Research Sdn. Bhd.)
Shareholders Alliance Investment Bank Berhad
DBS Vickers Securities Holdings Pte Ltd Directors Wong Ming Tek Executive Director
Steven Kenneth Miller Non Executive Director
Foziakhatoon Binti Amanulla Khan Non Executive Director
Mahesh s/o Shri Pranlal Rupawalla Non Executive Director
Timothy Wong Kok Chee
Company Secretary Lee Wei Yen
Key Management Ching Hong Yang Head of Research
Business Address
Headquarters
Address Level 19 Menara Multi-Purpose, Capital Square, 8 Jalan Munshi Abdullah, 50100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2604 3333
Fax 603 2604 3921
3. AmResearch Sdn. Bhd. (formerly known as AMS Research Sdn. Bhd.)
Shareholder AmInvestment Bank Berhad
Directors Chew Yow Leng Executive Director
Shaharuddin bin Hassan Non Executive Director
Wong Kum Cheong Non Executive Director
Company Secretaries Ooi Lay Chin
Koh Suet Peng
Business Address
Headquarters
Address 15th Floor, AmBank Group Building, 55, Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2036 2633
Fax 603 2031 7218
Securities Commission Malaysia | Investment Advice as at 30 November 2014 7
4. Asia Analytica Sdn. Bhd. (formerly known as Phileo Capital Partners Sdn. Bhd.)
Shareholders Tong Kooi Ong
Ahmad bin Abdullah Directors Khoo Hsien Ming Kevin Executive Director
Ahmad bin Abdullah
Tong Kooi Ong
Company Secretary Soon Huey Nuo
Business Address
Headquarters
Address Suite 3D, Level 3 Menara KLK, No. 1 Jalan PJU 7/6, Mutiara Damansara, 47810 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7721 8060
Fax 603 7721 8061
5. Badan Pengawas Pemegang Saham Minoriti Berhad
Shareholders Kumpulan Wang Simpanan Pekerja
Permodalan Nasional Bhd
Lembaga Tabung Angkatan Tentera
Lembaga Tabung Haji
Pertubuhan Keselamatan Sosial Directors Rita a/p Benoy Bushon
Tan Sri Dato' Che Lodin bin Wok Kamaruddin
Dato' Gan Nyap Liou
Dr. Sulaiman bin Mahbob
Tuan Haji Abdul Aziz bin Ismail
Koh Tong Ngee Nor Hizam bin Hashim
Company Secretary Chew Phye Keat
Business Address
Headquarters
Address 11th Floor, EPF Building, No. 3, Changkat Raja Chulan, Off Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2070 9090
Fax 603 2070 9107
Securities Commission Malaysia | Investment Advice as at 30 November 2014 8
6. Barclays Capital Markets Malaysia Sdn. Bhd.
Shareholders Barclays Bank PLC, London
Barclays Capital Holdings (Singapore) Pte Ltd
Directors Kuan Li Li Executive Director
Mohamed Rashdi Bin Mohamed Ghazalli Non Executive Director
Company Secretaries Wong Wai Foong
Tan Ai Peng
Business Address
Headquarters
Address Level 45, Menara Maxis, Kuala Lumpur City Centre, 50088 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2170 0000
Fax 603 2170 0101
7. BH Global Advisers Sdn. Bhd. (formerly known as Business HUB Sdn. Bhd.)
Shareholders Dato’ Mohamad Rozali bin Isohak
Yeap Hin Ka
Wong Yew Hong Chu Lian
Directors Dato’ Mohamad Rozali bin Isohak
Yeap Hin Ka
Wong Yew Hong
Fauzi bin Suib
Company Secretary Koh Tat Kim
Business Address
Headquarters
Address B5-5, Megan Phileo Promenade, No. 189, Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2166 8896
Fax 603 2166 8897
Securities Commission Malaysia | Investment Advice as at 30 November 2014 9
8. BIMB Securities Sdn Bhd
Shareholders BIMB Securities (Holdings) Sdn Bhd
BIMB Holdings Berhad
Directors Rashid bin Ismail Executive Director
Mohamad Rani Dali bin Samsudin Executive Director
Mustapha bin Hamat Non Executive Director
Johan bin Abdullah Non Executive Director
Zahari @ Mohd Zin bin Idris Non Executive Director
Abd. Kadir bin Sahlan Non Executive Director
Company Secretary Aida Sharini Abdul Wahab
Compliance Officer Sofiah Chong binti Abdullah
Key Management Roziah binti Jais Head of Operations
Yee Shen Pin Head of Research
Sofiah Chong binti Abdullah Head of Compliance
Business Address
Headquarters
Address Level 32, Menara Multi Purpose, Capital Square, No. 8, Jalan Munshi Abdullah, 50100 Kuala Lumpur, Wilayah Persekutuan MALAYSIA
Telephone 603 2691 8887
Fax 603 2691 8854
9. BNP Paribas Capital (Malaysia) Sdn. Bhd. (formerly known as BNP Peregrine Sdn. Bhd.)
Shareholder BNP Paribas Securities (Asia) Limited BNP Paribas Peregrine Securities Ltd
Directors Michael William Greenall Executive Director - Research - Equity
Anthony Lo Chiang Loong Executive Director - Corporate Finance
Dayakrishna Vaidynatha CHETTI Non Executive Director
Marwalis binti Mohd Kassim Non Executive Director
Arnaud Adelin Albert Lambotte Non Executive Director
Company Secretaries Chong Swee Yoon
Cheong Choon Yin
Business Address
Headquarters
Address Vista Tower Level 48C, The Intermark, 182 Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2179 6262
Fax 603 2179 6260
Securities Commission Malaysia | Investment Advice as at 30 November 2014 10
10. Capital Dynamics Sdn. Bhd.
Shareholder Capital Dynamics Global Private Limited
Directors Low Guat Meng
Tan Teng Boo
Tan Yuen-Lin
Company Secretaries Sin May Peng
Mary Margaret A/P V. Pelly
Business Address
Headquarters
Address Lot 16.01A, 16th Floor, Plaza First Nationwide, No 161, Jalan Tun H.S. Lee, 50000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2070 2104
Fax 603 2070 2103
Securities Commission Malaysia | Investment Advice as at 30 November 2014 11
11. CIMB Investment Bank Berhad
Directors Dato' Tengku Zafrul bin Tengku Abdul Aziz Executive Director
Dato' Sri Mohamed Nazir bin Abdul Razak Non Executive Director
Dato' Zainal Abidin bin Putih Non Executive Director
Habibah Abdul Non Executive Director
Nadzirah Binti Abd Rashid Non Executive Director Chief Executive Officer Dato' Tengku Zafrul bin Tengku Abdul Aziz
Company Secretary Rossaya binti Mohd Nashir
Compliance Officers Noorazlina binti Mohamed
Tan Gua Hui
Lee Kin Meng
Nurharliza Binti Osman
Key Management Julia binti Hashim Head of Dealing – Securities
Lee Kok Kwan Head of Dealing – Debt Capital Market/Bonds
Elango a/l Kuppusamy Head of Operations
Ong Liang Heng Head of Corporate Finance
Geetha A/P Sivapathasundram Head of Compliance
Terence Wong @ Huang Thar-Rearn Head of Research Equity
Business Address(es)
Headquarters
Address Tingkat 6, 7 dan 10, Bangunan CIMB, Jalan Semantan, Bukit Damansara, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2084 8888
Fax 603 2093 9688
Cawangan Jalan Datuk Abang Abdul Rahim, Kuching, Sarawak
Address Aras 1 (Utara), Wisma STA, No. 26, Jalan Datuk Abang Abdul Rahim, 93450 Kuching, Sarawak, MALAYSIA
Telephone 6082 358 688
Fax 6082 358 689
Cawangan Jalan Sagunting, Kota Kinabalu, Sabah
Address 1st, 2nd & 3rd Floor, Central Building, Jalan Sagunting, 88000 Kota Kinabalu, Sabah, MALAYSIA
Telephone -
Fax -
Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang
Address Ground Floor, Suite 1.01 & Suite 12A.03, Menara Boustead Penang, No. 39 Jalan Sultan Ahmad Shah, 10050 Penang, Pulau Pinang, MALAYSIA
Telephone 604 238 5900
Fax 604 229 1616
Securities Commission Malaysia | Investment Advice as at 30 November 2014 12
Cawangan Melaka
Address Ground, 1st & 2nd Floor, No. 191, Taman Melaka Raya, Off Jalan Parameswara, 75000 Melaka, Melaka MALAYSIA
Telephone 606 289 8800
Fax 606 289 8810
Cawangan Kuantan, Pahang
Address No. A-27 (Ground, 1st & 2nd Floor), Jalan Dato Lim Hoe Lek, 25200 Kuantan, Pahang, MALAYSIA
Telephone 609 505 7800
Fax 609 514 4023
Cawangan Sibu, Sarawak
Address No. 6A Ground Floor, Jalan Bako, Off Brooke Drive, 96000 Sibu, Sarawak, MALAYSIA
Telephone 6084 367 700
Fax 6084 336 316
Cawangan Tropicana City, Petaling Jaya, Selangor
Address Level G & Level 1, Tropicana City Office Tower, No. 3 Jalan SS 20/27, 47400 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7717 3388
Fax 603 7717 3399
Cawangan Ipoh, Perak
Address Ground, 1st, 2nd and 3rd Floor, No. 8, 8A-8C Persiaran Greentown 4C, Greentown Business Centre, 30450 Ipoh, Perak, MALAYSIA
Telephone 605 208 8688
Fax 605 241 0999
Cawangan Johor Bahru, Johor
Address No. 73, Ground Floor, 73A, First Floor And 79A, First Floor, Jalan Kuning Dua, Taman Pelangi, 80400 Johor Bahru, Johor MALAYSIA
Telephone 607 340 5888
Fax 607 335 1103
Securities Commission Malaysia | Investment Advice as at 30 November 2014 13
12. Citigroup Global Markets Malaysia Sdn. Bhd. (formerly known as Salomon Smith Barney Malaysia Sdn. Bhd.)
Shareholder Citigroup Financial Products Inc.
Directors Lee Youn-Tze @ Colin Lee Executive Director - Dealing -Securities
Richard James Macfarlane Non Executive Director
Muhammad Yousuf Sandeela Non Executive Director
Noel A/L Victor Saminathan Non Executive Director Compliance Officer Sherilin binti Mohd Ali
Company Secretaries Won Swee Hwan
Jasni Abdul Jalil
Key Management Lee Youn-Tze @ Colin Lee Head of Dealing - Securities
Zurina binti Mohd Nordin Head of Operations
Sherilin binti Mohd Ali Head of Compliance
Business Address
Headquarters
Address Level 43, Menara Citibank, 165 Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2383 2900
Fax 603 2383 2990
Securities Commission Malaysia | Investment Advice as at 30 November 2014 14
13. CLSA Securities Malaysia Sdn. Bhd.
Shareholder Credit Suisse First Boston (International) Holding AG Switzerland
Directors Choo Shan Executive Director - Dealing
Shrianand a/l Pathmakanthan Executive Director
Yong Heng Foo Bernard Executive Director
Donald William Lennox Skinner Non Executive Director
Thomas Xenophon Gladstone Non Executive Director
Company Secretaries Won Swee Hwan
Jasni bin Abdul Jalil
Compliance Officer Chong Sau Yuen
Key Management Mohamed Kamal Bin Mohd. Ridzam Deva Head of Dealing - Securities
Yong Heng Foo Bernard Head of Operations
Shrianand a/l Pathmakanthan Head of Research
Chong Sau Yuen Head of Compliance
Business Address
Headquarters
Address Bilik 20-01, Aras 20, Menara Dion, 27 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2056 7888
Fax 603 2056 7988
Securities Commission Malaysia | Investment Advice as at 30 November 2014 15
14. Credit Suisse Securities (Malaysia) Sdn. Bhd.
Shareholder Credit Suisse First Boston (International) Holding AG Switzerland
Directors Stephen John Watson Hagger Executive Director - Dealing
Ponniah a/l P Ramiah Executive Director - Operations
Anne Morland Waldron Non Executive Director
Alexander Roger Longman Non Executive Director
Company Secretary Chua Siew Chuan
Compliance Officer Ashley bin Sani
Key Management Mohammad Hazman bin Halim Head of Dealing - Securities
Jefferi Mahmud Hashim Head of Corporate Finance
Tan Ting Min Head of Research
Ashley bin Sani Head of Compliance
Business Address
Headquarters
Address Suite 7.6, Level 7, Menara IMC, 8 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2723 3001
Fax 603 2723 3007
15. Dynaquest Sdn. Bhd.
Shareholders Dr Neoh Soon Kean
Chan Hong Ee Directors Dr Neoh Soon Kean
Chan Hong Ee
Wong Ping Ling
Loo Bee Hwah
Dr Hasnah binti Hj Haron
Company Secretary Loh Siew Heoh
Business Address
Headquarters
Address 73, Lebuh Pantai, 10300 Pulau Pinang, MALAYSIA
Telephone 604 261 2011
Fax 604 262 2011
Securities Commission Malaysia | Investment Advice as at 30 November 2014 16
16. ECM Libra Capital Sdn. Bhd. (formerly known as ECM Capital Sdn. Bhd.)
Shareholders ECM Libra Berhad
Lim Kian Onn
Chua Ming Huat
Kalimullah bin Masheerul Hassan
Directors Azlin binti Arshad Non Executive Director
Chan Soon Lee Non Executive Director
Company Secretary Chan Soon Lee
Business Address
Headquarters
Address 2nd Floor, Bangunan ECM Libra, 8 Jalan Damansara Endah, Damansara Heights, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2089 1888
Fax 603 2096 1188
17. FWU Malaysia Sdn. Bhd.
Shareholder FWU AG
Directors Dr Zaha Rina binti Zahari Executive Director
Azzad bin Abdul Razak Executive Director
Dr Manfred Josef Dirrheimer Non Executive Director
Company Secretaries Jasni bin Abdul Jalil
Won Swee Hwan
Business Address
Headquarters
Address Bilik 3A-3A, Blok 3A, Plaza Sentral, Jalan Stesen Sentral 5, Kuala Lumpur Sentral, 50470 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2174 6868
Fax 603 2274 3003
Securities Commission Malaysia | Investment Advice as at 30 November 2014 17
18. Hong Leong Investment Bank Berhad (formerly known as MIMB Investment Bank Berhad)
Shareholders Hong Leong Capital Berhad
HLG Securities Sdn Bhd
Directors Tan Sri Dato' Seri Khalid Ahmad bin Sulaiman Non Executive Director
Tan Sri A. Razak bin Ramli Non Executive Director
Dato' Mohzani bin Abdul Wahab Non Executive Director
Wee Hoe Soon @ Gooi Hoe Soon Non Executive Director
Martin Giles Manen Non Executive Director
Choong Yee How Non Executive Director
Chief Executive Officer Lee Jim Leng
Company Secretaries Rufina Tan Siok May
Moh Suat Moi
Compliance Officers Normohamed Putra bin Nordin
Ng Wai Mun
Key Management Tan Hui Gek Head of Dealing - Securities
Zunaidah binti Idris Head of Dealing - Securities
Muhammad Awi Goo @ Goo Kim Hooi Head of Dealing - Securities
Tay Meow Ling Head of Dealing - Futures
Phang Siew Loong Head of Corporate Finance - Equity
Tan Tai Kim Head of Corporate Finance
Low Yee Huap Head of Research Equity
Tai Lee Chuan Head of Compliance
Business Address(es)
Headquarters
Address Level 6, 7, 13, 19, 22 & 23, Menara HLA, No. 3 Jalan Kia Peng, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2168 1168
Fax 603 2161 6311
Cawangan Ipoh, Perak
Address 51-53, Persiaran Greenhill, 30450 Ipoh, Perak, MALAYSIA
Telephone 605 253 0888
Fax 605 241 2818
Cawangan Jalan Raja Laut, Kuala Lumpur
Address 18th Floor, Menara Raja Laut, 288 Jalan Raja Laut, 50350 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2691 0200
Fax 603 2694 5388
Securities Commission Malaysia | Investment Advice as at 30 November 2014 18
Cawangan Bandar Utama, Petaling Jaya, Selangor
Address Level 10, First Avenue, Persiaran Bandar Utama, 47800 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7724 6888
Fax 603 7728 1357
Securities Commission Malaysia | Investment Advice as at 30 November 2014 19
19. iFAST Capital Sdn Bhd
Shareholder iFAST Malaysia Sdn Bhd (F.K.A. iFAST-OSK Sdn Bhd)
Directors Lim Chung Chun Executive Director
Tan Yik Kuan Executive Director
Wong Weiyi Non Executive Director
Zakaria Bin Lebai Said Non Executive Director Company Secretaries Kuan Hui Fang Tan Lee Peng
Wong Wai Foong Mah Yee Wan
Business Address
Headquarters
Address Level 28, Menara Standard Chartered, No. 30 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603-21490555
Fax 603-21431218
20. Inter-Pacific Research Sdn. Bhd.
Shareholder Inter-Pacific Capital Sdn Bhd
Directors Pong Teng Siew Executive Director
Kuok Wee Kiat @ Kuck Wee Kiat Non Executive Director
Tan Mun Choy Non Executive Director
Najmiyah Binti Abd Hasan Non Executive Director
Company Secretaries Su Swee Hong
Wong Siew Guek
Business Address
Headquarters
Address West Wing, Aras 13, Berjaya Times Square, No. 1, Jalan Imbi, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2117 1888
Fax 603 2144 1686
Securities Commission Malaysia | Investment Advice as at 30 November 2014 20
21. JF Apex Securities Berhad
Shareholder Apex Equity Holdings Bhd
Directors Chan Guan Seng Executive Director
Lim Teck Seng Executive Director
Sanusi bin Mansor Executive Director
Leong Sek Hoe Executive Director Company Secretaries Tan Cheng Han
Low Kim Heow
Compliance Officer Chan Siew Li
Key Management Kong Ming Ming Head of Dealing – Securities
Foo Siew Yuen Head of Dealing - Operations
Mah Teik Heng Head of Dealing - Futures
Lee Chung Cheng Head of Research
Chan Siew Li Head of Compliance
Business Address(es)
Headquarters
Address Tingkat 3, 5, 6 dan 10, Menara Apex, Off Jalan Semenyih, Bukit Mewah, 43000 Kajang, Selangor, MALAYSIA
Telephone 603 8736 1118
Fax 603 8737 4532
Cawangan Jalan Yong Shook Lin, Petaling Jaya, Selangor
Address Tingkat 16 Menara Choy Fook On, No. 1B Jalan Yong Shook Lin, 46050 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 8736 1118
Fax -
Cawangan Klang, Selangor
Address No. 26 - 1, 1st Floor, Jalan Tiara 2A/KU1, Pusat Perniagaan Bandar Baru Klang, 41150 Klang, Selangor, MALAYSIA
Telephone 603-3343 8212
Fax -
Cawangan Pulau Tikus, Pulau Pinang
Address 368-2-5, Jalan Burmah, Belissa Row, 10350 Pulau Tikus, Pulau Pinang, MALAYSIA
Telephone 604 228 9118
Fax 604 227 8119
Cawangan TTDI, Kuala Lumpur
Address No. 52B, 2nd Floor, Lorong Rahim kajai 14, Taman Tun Dr Ismail, 60000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 7726 2399
Fax 603 7726 2099
Securities Commission Malaysia | Investment Advice as at 30 November 2014 21
Cawangan Seremban, Negeri Sembilan
Address 26, Ground Floor, Jalan Siow Loong Hin, 70000 Seremban, Negeri Sembilan, MALAYSIA
Telephone 606 764 3181
Fax 606 761 6437
Cawangan Solaris Mont Kiara, Kuala Lumpur
Address 3-1, Jalan Solaris 4, Solaris Mont Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 6203 0079
Fax 603 6203 0042
Cawangan Taman Merdeka Permai, Melaka
Address First Floor of No 42-1, Jalan MP2, Taman Merdeka Permai, 75350 Batu Berendam, Melaka, MALAYSIA
Telephone 606 336 2877
Fax 606 336 2877
Cawangan Taiping, Perak
Address No 81, 1st Floor, Jalan Barrack, 34000 Taiping, Perak, MALAYSIA
Telephone 605 808 6321
Fax 605 808 6321
Cawangan Puchong, Selangor
Address Block J-6-3A, Setia Walk, PSN Wawasan, Pusat Bandar Puchong, 47160 Puchong, Selangor, MALAYSIA
Telephone 603 58790163
Fax 603 58799163
Cawangan Kota Kemuning, Shah Alam, Selangor
Address 3-2-3 (2nd Floor), Sinaran Satu, No. 4, Persiaran Anggerik Vanilla, Kota Kemuning, 40460 Shah Alam, Selangor, MALAYSIA
Telephone 603 5525 8138
Fax 603 5525 8138
Securities Commission Malaysia | Investment Advice as at 30 November 2014 22
22. JPMorgan Securities (Malaysia) Sdn. Bhd.
Shareholder J.P. Morgan International Holdings Limited Cayman Island
Directors Gomes James Edwin Executive Director - Dealing - Futures
Didi Syafruddin Yahya Executive Director - Corporate Finance
Chin Ai-Vye Executive Director - Dealing - Securities
Chua Seu Kee Non Executive Director
Arddanai Marco Sucharitkul Non Executive Director
Steven Ronald Clayton Non Executive Director
Omar bin Malek Ali Merican Non Executive Director
Compliance Officers Ene Arwati binti Mohd Anuar
Sharon Wee Mui Ching
Key Management Chin Ai-Vye Head of Dealing - Securities
Didi Syafruddin Yahya Head of Corporate Finance
Mak Hoy Kit Head of Research
Ene Arwati binti Mohd Anuar Head of Compliance
Sharon Wee Mui Ching Head of Compliance
Business Address
Headquarters
Address Level 18, Integra Tower, The Intermark, 348 Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2178 0500
Fax 603 2164 4427
Securities Commission Malaysia | Investment Advice as at 30 November 2014 23
23. Jupiter Securities Sdn. Bhd.
Shareholders HLB Nominees (Tempatan) Sdn Bhd
Koperasi Polis Diraja Malaysia Bhd
Mayban (Nominees) Sdn Bhd
Olympia Industries Bhd
Lo Kok Kee
Mohamed Saleh bin Md Yusof
Yap Wee Keat
Ashak bin Hassan
Directors Nazri Bin Shahudin Executive Director
Yong Yuen Fatt Executive Director
Yap Wee Keat
Looi Kheng Hwa
Company Secretary Lim Yoke Si
Compliance Officers Siti Yasfiza binti Yahaya
Norma binti Ramli
Key Management Lam Hor Seng Head of Operations
Siti Yasfiza binti Yahaya Head of Compliance
Tung Yow Keong Head of Research
Business Address(es)
Headquarters
Address Levels 8-9, Menara Olympia, No. 8 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2034 1888
Fax 603 2034 2288
Cawangan Johor Bahru, Johor
Address 1st Floor, 3.01, Jalan Molek 1/8, Taman Molek, 81100 Johor Bahru, Johor, MALAYSIA
Telephone 607 353 8878
Fax 607 353 8876
Cawangan Penang, Pulau Pinang
Address 20-1, Persiaran Bayan Indah, Mk. 12, Bayan Bay Sungai Nibong, 11900 Bayan Lepas, Pulau Pinang, Pulau Pinang, MALAYSIA
Telephone 604 641 2881
Fax 604 641 2559
Cawangan Subang Jaya, Selangor
Address No. 42-46, 3rd Floor, Jalan SS19/1D, 47500 Subang Jaya, Selangor, MALAYSIA
Telephone 603 5632 4838
Fax 603 5632 4839
Securities Commission Malaysia | Investment Advice as at 30 November 2014 24
Cawangan Bentong, Pahang
Address 2nd Floor , Lot No. 25, Jalan Chui Yin, 28700 Bentong, Pahang, MALAYSIA
Telephone 609 223 4136
Fax 609 223 4139
Cawangan Bukit Mertajam, Pulau Pinang
Address 33A, Jalan Tembikai, Taman Mutiara, 14000 Bukit Mertajam, Pulau Pinang, MALAYSIA
Telephone 604 5372 606
Fax -
Cawangan Chaah, Johor
Address 1st Floor, No. 7, Jalan Yong Peng, Taman Sri Chaah, 50400 Chaah, Johor, MALAYSIA
Telephone 607-9261497
Fax -
Cawangan Sungai Besi, Kuala Lumpur
Address No. 8-1 (First Floor), Jalan Tasik Utama 10,Medan Niaga Tasik Damai, Sungai Besi, 57000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 018-7181875
Fax -
Cawangan Butterworth, Pulau Pinang Address 131A, Blok K, Jalan Raja Uda, Pusat Perniagaan Raja Uda, 12300 Butterworth, Pulau Pinang, MALAYSIA
Telephone 604 332 2606
Fax -
Cawangan Bandar Baru Ayer Itam (Farlim), Pulau Pinang Address No.21C, Medan Angsana 1, 11500 Bandar Baru Ayer Itam (Farlim), Pulau Pinang, MALAYSIA
Telephone 018 5932687
Fax 018 5932687
Cawangan Bandar Baru Ampang, Selangor Address 44A, 1st Floor, Jalan Wawasan 2/3, 68000 Bandar Baru Ampang, Selangor, MALAYSIA
Telephone 603 4285 0086
Fax 603 4285 0086
Cawangan Mont Kiara, Kuala Lumpur
Address E-09-12, Plaza Mont Kiara, No.2, Jalan Kiara, Mont Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 6206 1513
Fax 603 6206 1583
Cawangan Seri Kembangan, Selangor
Address No.16, Jalan LP 1A/5, Taman Lestari Perdana, 43300 Seri Kembangan, Selangor, MALAYSIA Telephone 603 8958 0898
Fax 603 8941 9828
Securities Commission Malaysia | Investment Advice as at 30 November 2014 25
24. KAF Research Sdn. Bhd.
Shareholder KAF-Seagroatt & Campbell Berhad
Directors Chehan Prasanna Richard Perera Executive Director
Chue Kwok Yan Executive Director
Mohd Kamal bin Mohd Ali Non Executive Director
Syed Ali Haidar bin Syed Shahbuddin Non Executive Director
Company Secretary Siti Nurmazita binti Mustapha
Business Address
Headquarters
Address Aras 14, Chulan Tower, No. 3, Jalan Conlay, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2168 8800
Fax 603 2168 8087
25. KAF-Seagroatt & Campbell Securities Sdn. Bhd.
Shareholder KAF-Seagroatt & Campbell Berhad
Directors Dato’ Ahmad bin Kadis Executive Director - Dealing
Ridzuan bin Ishak Executive Director - Operations
Rokiah binti Tunku Ahmad Executive Director
Company Secretaries Siti Nurmazita Binti Mustapha
Roislalaili Binti Sulaiman
Compliance Officer Ahmad Kamalnizam bin Ahmad Tahir
Key Management Ng Ving Kit Head of Research
Ahyad bin Mat Nawi Head of Compliance
Business Address
Headquarters
Address 11th - 14th, Chulan Tower, No. 3, Jalan Conlay, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2168 8800
Fax 603 2168 8840
Securities Commission Malaysia | Investment Advice as at 30 November 2014 26
26. Kenanga Investment Bank Berhad
Shareholder K & N Kenanga Holdings Berhad
Directors YM Tengku Dato’ Paduka Noor Zakiah binti Tengku Ismail Non Executive Director
YM Raja Dato’ Seri Abdul Aziz bin Raja Salim Non Executive Director
Dato' Richard Alexander John Curtis Non Executive Director
Kevin How Kow Non Executive Director
Luigi Fortunato Ghirardello Non Executive Director Syed Ahmad Alwee Alsree Non Executive Director
Nilesh Navlakha Non Executive Director
Ismail Harith Merican Non Executive Director
Luk Wai Hong, William Non Executive Director
Company Secretary Norliza Binti Abd Samad
Chief Executive Officer Chay Wai Leong
Compliance Officers Nurul Aini bt Ahmad Ali Nordin Anisah Binti Abdul Wahab
Maheswari A/P G Kanniah
Hasmira binti Yusoff
Evawani binti Abdul Aziz
Saifulizan bin Bahar
Key Management Bruno Teo Tzieu Head of Dealing - Securities
Chan Tuck Kiong Head of Dealing - Securities
Lee Kok Khee Head of Dealing - Securities
Muhammad Yazid bin Md Diah Head of Dealing - Debt Capital Markets/Bonds Ng Yoke Mun Head of Operations
Lum Chee Wah Head of Operations
Donald Dings Marandha Head of Operations
Lai Yew Hoong Head of Corporate Finance (Debt)
Chua Beng Cheng Head of Corporate Finance
Sim Kheng Boon Head of Corporate Finance Tan Heng Chee Head of Corporate Finance
Chan Ken Yew Head of Research
Maheswari A/P G Kanniah Head of Compliance
Business Address(es)
Headquarters
Address 4-10, 15-16, 18 & 20, Kenanga International, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2162 1490
Fax 603 2713 9337
Securities Commission Malaysia | Investment Advice as at 30 November 2014 27
Cawangan Jalan Boulevard Utama, Miri, Sarawak
Address Level 2 & 3, Lot 2465, Jalan Boulevard Utama, Boulevard Commercial Centre, 98000 Miri, Sarawak, MALAYSIA
Telephone 6085 435 577
Fax 6085 435 511
Cawangan Jalan Genuang, Segamat, Johor
Address Tingkat Bawah dan Tingkat Mezzanine, No.34, Jalan Genuang, 85000 Segamat, Johor, MALAYSIA
Telephone 607 333 500
Fax 607-933 3505
Cawangan Jalan Persiaran Barat, Petaling Jaya, Selangor
Address Ground - Fifth Floor, East Wing, Quattro West, No. 4, Lorong Persiaran Barat, 46200 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7862 6200
Fax 603 7958 8829
Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang
Address Lot 1.02, Aras 1 dan Lot 2.02, Aras 2, Menara KWSP, 38, Jalan Sultan Ahmad Shah, 10050 Pulau Pinang, Pulau Pinang, MALAYSIA
Telephone 604 2106 666
Fax 604 2106 668
Cawangan Jalan Sungai Sarawak, Kuching, Sarawak
Address Level 2, 3 & 4, Wisma Mahmud, Jalan Sungai Sarawak, 93100 Kuching, Sarawak, MALAYSIA
Telephone 6082 338 000
Fax 6082 338 222
Cawangan Jalan Syed Abdul Hamid Sagaff, Kluang, Johor
Address 33 & 35 (Tingkat Bawah dan Tingkat Satu A&B), Jalan Syed Abdul Hamid Sagaff, 86000 Kluang, Johor, MALAYSIA
Telephone 607 777 1161
Fax 607 777 1162
Cawangan Jalan USJ 10/1A, Subang Jaya, Selangor
Address 55C (2nd Floor), Jalan USJ 10/1F, 47610 Subang Jaya, Selangor, MALAYSIA
Telephone 603 8024 1773
Fax 603 8024 1787
Cawangan Lorong Kampung Datu 3, Sibu, Sarawak
Address Tingkat Bawah & Tingkat Satu, No. 11 – 12, Lorong Kampung Datu 3, 96000 Sibu, Sarawak, MALAYSIA
Telephone 6084 313 855
Fax 6084 329 735
Cawangan Taman Bandar Tangkak, Tangkak, Johor
Address Tingkat Bawah, No. 4, Jalan Dataran 1, Taman Bandar Tangkak, 84900 Tangkak, Johor, MALAYSIA
Telephone 606 978 2292
Fax 606 978 2322
Securities Commission Malaysia | Investment Advice as at 30 November 2014 28
Cawangan Taman Intan, Klang, Selangor
Address Bilik 7.02, Aras 7, Menara ING, Intan Millenium Square, No. 68, Jalan Batai Laut 4, Taman Intan, 41300 Klang, Selangor, MALAYSIA
Telephone 603 3345 1800
Fax 603 3345 1788
Cawangan Taman Pelangi, Johor Bahru, Johor
Address Aras 2 & 3, Menara Pelangi, Jalan Kuning, Taman Pelangi, 80400 Johor Bahru, Johor, MALAYSIA
Telephone 607 333 3600
Fax 607 334 0499
Cawangan The Curve, Mutiara Damansara, Petaling Jaya, Selangor
Address Lot 240, Tingkat 2, The Curve, No. 6, Jalan PJU7/3, Mutiara Damansara, 47800 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7725 9095
Fax 603 7725 9079
Cawangan Batu Pahat, Johor
Address No. 24, 24A & 24B, Jalan Penjaja 3, Kim Park Centre, 83000 Batu Pahat, Johor, MALAYSIA
Telephone 607 432 8188
Fax 607 432 3388
Cawangan Bintulu, Sarawak
Address Groud Floor of Survey Lot No. 4203, Parkcity Commerce Square, Phase 6, Jalan Diwarta, 97000 Bintulu, Town District, Sarawak, MALAYSIA
Telephone 6086 337 588
Fax 6086 338 166
Cawangan Wisma Genting, Kuala Lumpur
Address 1st Floor, Wisma Genting, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603-2178 1098
Fax 603-2032 5087
Cawangan Ipoh, Perak
Address No. 63, Ground, 1st, 2nd and 4th Floor, Persiaran Green Hill, 30450 Ipoh, Perak, MALAYSIA
Telephone 605 242 2828
Fax 605 242 2323
Cawangan Jalan Ali, Muar, Johor
Address 57, 59 & 61, Jalan Ali, 84000 Muar, Johor, MALAYSIA
Telephone 606 953 1222
Fax 606 951 6660
Cawangan Yong Peng, Johor
Address Tingkat Bawah, 234, Jalan Besar, Taman Semberong Baru, 83700 Yong Peng, Johor, MALAYSIA
Telephone 607 467 8885
Fax 607 467 8884
Cawangan Teluk Intan, Perak
Address No. 7B-1, Jalan Laman Intan, Bandar Baru Teluk Intan, 36000 Teluk Intan, Perak, MALAYSIA
Telephone 605 622 2828
Fax 605 622 7828
Securities Commission Malaysia | Investment Advice as at 30 November 2014 29
Cawangan Kuantan, Pahang
Address A15, A17 & A19, Ground Floor, Jalan Tun Ismail 2, Sri Dagangan 2, 25000 Kuantan, Pahang, MALAYSIA
Telephone 609 517 1698
Fax 609 5138996
Cawangan Melaka Raya, Melaka
Address 71 (Ground, A & B) & 73 (Ground, A & B), Jalan Merdeka, Taman Melaka Raya, 75000 Melaka, Melaka, MALAYSIA
Telephone 606 288 1700
Fax 606 288 1722
Cawangan Penang (Menara Boustead), Pulau Pinang
Address 7th, 8th & 16th Floor, Menara Boustead Penang, 39, Jalan Sultan Ahmad Shah, 10500 Penang, Pulau Pinang, MALAYSIA
Telephone 604 228 3355
Fax 604 229 7457
Cawangan Kota Kinabalu, Sabah
Address Level 8, Wisma Great Eastern, 68 Jalan Gaya, 88000 Kota Kinabalu, Sabah, MALAYSIA
Telephone 6088 236 188
Fax 6088 235 701
Cawangan Damansara, Kuala Lumpur
Address Ground, Mezzanine, 1st and 2nd Floors (West & Center Wing) & 1st Floor East Wing, Bangunan ECM Libra, 8 Jalan Damansara Endah, Damansara Heights, 50490 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2089 1888
Fax 603 2096 1188
Cawangan Seremban, Negeri Sembilan
Address 1C & 1D, Ground & Ist Floor, Jalan Tunku Munawir, 70000 Seremban, Negeri Sembilan, MALAYSIA
Telephone 606 765 5998
Fax 606 765 5739
Cawangan Sitiawan, Perak
Address Ground Floor, No 25 & 25A, Jalan Jaya 2, Medan Jaya, 32000 Sitiawan, Perak, MALAYSIA
Telephone 605 693 9828
Fax 605 693 9822
Cawangan Bandar Baru Klang, Selangor
Address No 35 (Ground, 1st Floor & 2nd Floor), Jalan Tiara 3, Bandar Baru Klang, 41150 Klang, Selangor, MALAYSIA
Telephone 603 3348 8080
Fax 603 3348 8880
Cawangan Batu Berendam, Melaka
Address 22A & 22A-1, 26 & 26-1, Jalan MP 10, Taman Merdeka Permai, 75350 Batu Berendam, Melaka, MALAYSIA
Telephone 606 337 2550
Fax 606 337 2770
Securities Commission Malaysia | Investment Advice as at 30 November 2014 30
Cawangan Subang Jaya (Wisma Consplant 2), Selangor
Address 1st Floor, East Wing, Wisma Consplant 2, No. 7, Jalan SS 16/1, 47500 Subang Jaya, Selangor, MALAYSIA
Telephone 603 5621 2118
Fax 603 5621 1748
EAF - Triang, Pahang
Address No. 1, Groud Floor, Jalan Dagangan 6, Pusat Dagangan Triang, 28300 Triang, Pahang, MALAYSIA
Telephone 609 250 1282
Fax 609 250 1086
Cawangan Johor Bahru - Menara MSC Cyberport, Johor Bahru, Johor
Address Suite 16-02, 16-03 and 16-03A, Level 16, Menara MSC Cyberport, No 5, Jalan Bukit Meldrum 80300 Johor Bahru, Johor, MALAYSIA
Telephone 607 223 7423
Fax 607 223 7426
Cawangan Pandan Indah, Kuala Lumpur
Address M3-A-7 & M3-A-8, Jalan Pandan Indah 4/3A, Pandan Indah, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 4297 8806
Fax 603 4297 8809
Cawangan Jalan Abell, Kuching
Address Suite 9 & 10, 3rd Floor, Yung Kong Abell, Lot 365, Abell Road, 93100 Kuching, Sarawak, MALAYSIA
Telephone 6082 248 877
Fax 6082 426 060
EAF - Pontian, Johor
Address 916, Ground Floor, Jalan Bakek, 82000 Pontian, Johor, MALAYSIA
Telephone 607 6861 121 Fax 607 686115
Securities Commission Malaysia | Investment Advice as at 30 November 2014 31
27. Kenanga Investors Berhad (formerly known as CMS Trust Management Berhad)
Shareholder Kenanga Investment Bank Berhad
Directors Syed Zafilen bin Syed Alwee Executive Director
Ismitz Matthew De Alwis Executive Director
Raja Dato' Seri Raja Abdul Aziz bin Raja Salim Non Executive Director
Datuk Syed Ahmad Alwee Alsree Non Executive Director
Kho Yaw Huat Non Executive Director
Vivek Sharma Non Executive Director
Peter John Rayner Non Executive Director
Company Secretary Norliza Binti Abd Samad
Business Address
Headquarters
Address Suite 1202, 12th Floor, Kenanga International, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2057 3688
Fax 603 2161 8807
Securities Commission Malaysia | Investment Advice as at 30 November 2014 32
28. M & A Securities Sdn. Bhd.
Shareholder Insas Berhad
Directors Dato' Thong Kok Yoon Executive Director - Dealing
Sundararajah a/l Ramasamy Executive Director - Dealing
Mohd Roslan bin Daud Executive Director – Dealing
Goh Hock Jin Executive Director - Operations
Yu Hong Tin Executive Director - Operations
Tan Choon Peow Executive Director - Corporate Finance
Y.A.M. Tengku Puteri Seri Kemala Pahang Tengku
Aishah binti Sultan Haji Ahmad Shah Non Executive Director
Wong Gian Kui Non Executive Director
Ng Jet Heong Non Executive Director Company Secretaries Maslina binti Omar
Chow Yuet Kuen
Compliance Officers Teo Puay York
Raja Nor Mazida binti Raja Lope Nor Rashid
Nazirah Binti Abd Lateh
Key Management Ting Hua Tai Head of Corporate Finance
Rosnani Binti Rasul Head of Research
Teo Puay York Head of Compliance
Business Address(es)
Headquarters
Address 1st, 2nd, 3rd and 11th Floor, No 45 & 47 and No 43-6, The Boulevard, Mid Valley City, Lingkaran Syed Putra, 59200 Kuala Lumpur, Wilayah Persekutuan
Telephone 603 2282 1820
Fax 603 2283 1019
Cawangan Jalan Sultan Idris Shah, Ipoh, Perak
Address 5th & 6th Floor and Unit 8A, M&A Building, 52A Jalan Sultan Idris Shah, 30000 Ipoh, Perak, MALAYSIA
Telephone 605 241 9800
Fax 605 255 1015
Cawangan Johor Bahru, Johor
Address Suite 5.3A, Level 5 Menara Pelangi, Jalan Kuning, Taman Pelangi, 80400 Johor Bahru, Johor, MALAYSIA
Telephone 607 338 1233
Fax 607 333 1088
Cawangan Kuchai Entrepreneurs' Park, Kuala Lumpur
Address No 22A & 22A-1, Jalan Kuchai Maju 1, Kuchai Entrepreneurs' Park, Off Jalan Kuchai Lama, 58200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 7893 9890
Fax 603 7983 9860
Securities Commission Malaysia | Investment Advice as at 30 November 2014 33
Cawangan Pulau Pinang
Address 332H-1 & 332G-2, Jalan Perak, 11600 Georgetown, Pulau Pinang, MALAYSIA
Telephone 604 281 7611
Fax 604 281 7606
Cawangan Taman Molek, Johor Bahru
Address No. 27, 27A & 27B, Jalan Molek 3/10, Taman Molek, 81100 Johor Bahru, Johor, MALAYSIA
Telephone 607 355 1988
Fax 607 355 2988
Cawangan Pengkalan Weld, Pulau Pinang
Address 216, 216A, 218 and 218A, Pengkalan Weld, Lebuh Macallum, 10300 Penang, Pulau Pinang, MALAYSIA
Telephone 604 261 7611
Fax 604 261 7606
Securities Commission Malaysia | Investment Advice as at 30 November 2014 34
29. Macquarie Capital Securities (Malaysia) Sdn Bhd (formerly known as Macquarie (Malaysia) Sdn. Bhd.)
Shareholder Macquarie International Investment Pty Ltd
Directors Jamaludin bin Zakaria Executive Director
Ow Paul Peng Yong Executive Director
Nik Hadi bin Nik Mahmood Executive Director
Christopher James Mclntyre Gray Non Executive Director
Barnaby Peter Matthews Non Executive Director
Company Secretaries Anna Lee Ai Leng
Ng Sally
Compliance Officer Jee Chin Chee
Key Management Fazellah binti Mohd Yusuf Head of Operations
Suhaida binti Samsudin Head of Dealing - Securities
Jamaludin bin Zakaria Head of Corporate Finance
Yeonzon Yeow Tzui Tzuan Head of Research
Jee Chin Chee Head of Compliance
Business Address
Headquarters
Address Aras 10, Menara Dion, No. 27, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, Malaysia
Telephone 603 2059 8833
Fax 603 2381 7889
Securities Commission Malaysia | Investment Advice as at 30 November 2014 35
30. Malacca Securities Sdn. Bhd.
Shareholders Paradox Corporation Sdn Bhd Paradox Corporation Sdn Bhd
Lim Fei Lin The Nomad Group Bhd
Lim Peng Cheong Lim Peng Cheong
Yong Sook Lan Lim Fei Lin
Lim Peng Jin Lim Peng Jin
Lim Chia Wei
Lim Jian You
Lim Jian Yen
Directors Mazdee Sham bin Mohamad Zin Executive Director - Dealing
Lim Fei Lin Executive Director - Dealing
Tan Chee Siong Executive Director - Dealing
Lim Peng Cheong Executive Director - Operations
Fok Chuan Meng Executive Director - Operations
Dato’ Mohamed Zain bin Mohamed Yusuf Non Executive Director
Ng Ko Chee Non Executive Director
Sim Cheng Khuan Non Executive Director
Chief Executive Officer Tan Chee Siong
Company Secretary Toh Kok Leong
Compliance Officers Tan Khang Mean
Norzaza Binti Abu Samah
Key Management Tan Khang Mean Head of Compliance
Wan Kum Seng Head of Research
Business Address(es)
Headquarters
Address No. 1, 3 & 5, Jalan PPM 9, Plaza Pandan Malim (Business Park), Balai Panjang, 75250 Melaka, MALAYSIA
Telephone 606 3371533
Fax 606 3371550
Cawangan Subang Jaya, Selangor
Address No.16, Jalan SS15/4B, 47500 Subang Jaya, Selangor, MALAYSIA
Telephone 603 5636 1533
Fax 603 5635 1577
Cawangan SS2, Petaling Jaya, Selangor
Address No.58A & 60A, Jalan SS2/67, 47300 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7876 1533
Fax 603 7876 1562
Securities Commission Malaysia | Investment Advice as at 30 November 2014 36
Cawangan Tanjong Tokong, Penang
Address 98-3-13A, 98-3-13B, 98-3-13C, Prima Tanjung, Jalan Fettes, Tanjung Tokong, 11200 Penang, Pulau Pinang, MALAYSIA
Telephone 604 898 1525
Fax 604 898 1535
Cawangan Taman Pelangi, Johor Bahru
Address Taman Pelangi, Johor Bahru, 74, Jalan Serampang, Taman Pelangi, 80400 Johor Bahru, Johor, MALAYSIA
Telephone 607 335 1533
Fax 607 339 1533
Cawangan Seberang Jaya, Pulau Pinang
Address 1st Floor, 48, Jalan Todak 2, 13700 Seberang Jaya, Pulau Pinang, MALAYSIA
Telephone 604 390 5669
Fax -
Cawangan Queensbay, Bayan Lepas, Pulau Pinang
Address No.17, 1st Floor, Persiaran Bayan Indah, Taman Bayan Indah, 11900 Bayan Lepas, Pulau Pinang, MALAYSIA
Telephone 604 642 1533 Fax 604 642 1535
Cawangan Bentong, Pahang
Address P11-3, Jalan Chui Yin, 28700 Bentong, Pahang, MALAYSIA
Telephone 609-2220 993 Fax -
Securities Commission Malaysia | Investment Advice as at 30 November 2014 37
31. Maybank Investment Bank Berhad (formerly known as Aseambankers Malaysia Berhad)
Directors Datuk Karownakaran @ Karunakaran a/l Ramasamy Non Executive Director
Datuk Mohaiyani binti Shamsudin Non Executive Director
Tan Sri Dato' Megat Zaharuddin bin Megat Mohd Nor Non Executive Director
Cheah Teik Seng Non Executive Director
Abdul Farid bin Alias Non Executive Director
Lee Siang Korn @ Lee Siang Chin Non Executive Director
Chief Executive Officer John Chong Eng Chuan
Compliance Officers Salbiah binti Mazlan
Arulananthan A/L Nanchappan
Ng Li Yin
Ismail Bin Awang
Company Secretary Noreen Melini binti Muzamli
Key Management Hamidah binti Moris Head of Dealing - Securities
Lok Eng Hong Head of Dealing - Securities
Clement Almaide a/l A M Francis Head of Dealing - Securities
Koh Swee Ong Head of Operations
Oh-Lau Chong Jin Head of Corporate Finance - Debt
Lee Jiann Liang Head of Corporate Finance
Wong Chew Hann Head of Research
Zainal Adnan bin Zakaria Head of Compliance
Ismail Bin Awang Head of Compliance
Business Address(es)
Headquarters
Address Tingkat 31 hingga 33, Menara Maybank, 100 Jalan Tun Perak, 50050 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2059 1888
Fax 603 2078 4194
Cawangan Dataran Maybank, Jalan Maarof, Kuala Lumpur
Address Aras 5-9, Mayban Life Tower, Dataran Maybank, No. 1, Jalan Maarof, 59000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2297 8888
Fax 603 2282 5136
Cawangan Pusat Perdagangan Greentown, Ipoh, Perak
Address B-G-04 (Tingkat Bawah), Aras 1 & 2, No. 42, Persiaran Greentown 1, Pusat Perdagangan Greentown, 30450 Ipoh, Perak, MALAYSIA
Telephone 605 245 3400
Fax 605 253 4333
Securities Commission Malaysia | Investment Advice as at 30 November 2014 38
Cawangan Klang, Selangor
Address Level 8, 68, Jalan Batai Laut 4, Taman Bukit Cemerlang, 41300 Klang, Selangor, MALAYSIA
Telephone 603 3050 8888
Fax 603 3005 7101
Cawangan Mutiara Damansara, Petaling Jaya, Selangor
Address Wisma Bentley Music, Level 1, No. 3, Jalan PJU 7/2, Mutiara Damansara, 47800 Petaling Jaya, Selangor, MALAYSIA
Telephone 603 7718 8888
Fax 603 7725 2626
Cawangan Seremban, Negeri Sembilan
Address Wisma HM, No. 43, Jalan Dr Krishnan, 70000 Seremban, Negeri Sembilan, Malaysia
Telephone 606 766 9555
Fax 606 763 7727 / 606 763 7712
Cawangan Georgetown, Pulau Pinang
Address Lot 1.02, Tingkat 1, Bangunan KWSP, No. 38, Lot PT 8 Seksyen 14, Jalan Sultan Ahmad Shah, 10000 Georgetown, Pulau Pinang, MALAYSIA
Telephone 604 2196 808 Fax 604- 2265722
Securities Commission Malaysia | Investment Advice as at 30 November 2014 39
32. Mercury Securities Sdn. Bhd.
Shareholder A. Rahman Bin Safar
Directors Chew Sing Guan Executive Director - Dealing
Loke Hooi Pheng Executive Director - Operations
A. Rahman bin Safar
Mohd Kamzul Bin Karim
Company Secretary Tye Tek Leek
Compliance Officer Sheeladevi a/p Gunasackeran
Key Management Sheeladevi a/p Gunasackeran Head of Compliance
Denis Lim Seng Huat Head of Corporate Finance
Business Address(es)
Headquarters
Address Tingkat Bawah, 1, 2 & 3, Wisma UMNO, Lorong Bagan Luar Dua, 12000 Butterworth, Pulau Pinang, MALAYSIA
Telephone 604 332 2123
Fax 604 323 1813 / 604 331 2195
Cawangan Jalan Damanlela, Bukit Damansara, Kuala Lumpur
Address L-7-2, No 2, Jalan Solaris, Solaris Mont' Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 6203 7227
Fax 603 6203 7117
Cawangan Lebuh Pantai, Georgetown, Pulau Pinang
Address Tingkat 2, Standard Chartered Bank Chambers, 2 Lebuh Pantai, 10300 Georgetown, Pulau Pinang, MALAYSIA
Telephone 604 263 9118
Fax 604 261 2118
Cawangan Taman Melaka Raya, Melaka
Address No. 81 Ground Floor, 81A & 81B, Jalan Merdeka, Taman Melaka Raya, 75000 Melaka, Melaka, MALAYSIA
Telephone 606 292 1898
Fax 606 292 6898
Cawangan Taman Pelangi, Johor Bahru, Johor
Address Menara Pelangi, Bilik 17.1, Aras 17, Jalan Kuning, Taman Pelangi, 80400 Johor Bahru, Johor, MALAYSIA
Telephone 607 331 6992
Fax 607 332 2693
Cawangan Sarikei, Sarawak
Address 1st Floor, No. 16 Jalan Getah, 96100 Sarikei, Sarawak, MALAYSIA
Telephone 6084 659 019
Fax 6084 659 019
Securities Commission Malaysia | Investment Advice as at 30 November 2014 40
33. MIDF Amanah Investment Bank Berhad
Shareholder Malaysian Industrial Development Finance Berhad
Directors Datuk Mohd Najib bin Abdullah Executive Director
Tan Sri Dato' Mahmood bin Taib Non Executive Director
Dato' Kalsom binti Abd. Rahman Non Executive Director
Datuk Azizan bin Abd Rahman Non Executive Director
Tai Keat Chai Non Executive Director
Mustaffa bin Ahmad Non Executive Director
Sharkawi bin Alis Non Executive Director
Philip Tan Puay Koon Non Executive Director
Chief Executive Officer Datuk Mohd Najib bin Abdullah
Company Secretary Hadidah binti Amin
Rozana binti Ismail
Compliance Officers Dahlia binti Mohd Razali
Nur Akashah Binti Abd Razak
Hasrul Affandie Mohd Mustaffa
Key Management
Kamal Bahrin bin Zulkifli Head of Dealing –Securities
Megat Osman bin Megat Shamsuddin Head of Dealing –Bonds
Sheikh Shahruddin bin Sheikh Salim Head of Operations
Yong Lee Mei Head of Corporate Finance
Zulkifli bin Hamzah Head of Research
Syed Muhammed Kifni bin Syed Kamaruddin Head of Research Equity
Dahlia binti Mohd Razali Head of Compliance
Business Address(es)
Headquarters
Address Tingkat 9, 10, 11 dan 12, Menara MIDF, No. 82 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan MALAYSIA
Telephone 603 2173 8888
Fax 603 2173 8999
Cawangan Jalan Raja Chulan, Kuala Lumpur
Address Level 8, 9, 10, 11 & 12, Menara MIDF, 82 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah
Persekutuan, MALAYSIA
Telephone 603 2173 8888
Fax 603 2173 8777
Securities Commission Malaysia | Investment Advice as at 30 November 2014 41
34. Netresearch-Asia Sdn. Bhd.
Shareholders Chan Chee Yuan
Teng Leong Nyean
Directors Nasrudin bin Mad Hashim
Teng Leong Nyean
Company Secretary Siew Suet Wei
Business Address
Headquarters
Address Unit 15-8, Level 15, UOA Tower II, 21 Jalan Pinang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2163 3200
Fax 603 2163 3400
35. Nomura Securities Malaysia Sdn Bhd
Shareholder Nomura Asia Holding N.V
Directors Yoshikazu Adachi Chief Executive Officer
Mona Suraya Kamaruddin Executive Director
Tan Lili Non Executive Director
Philip Wing Lun Non Executive Director
Company Secretary Tan Lili
Compliance Officer Ee Suen Zheng
Key Management Mona Suraya Kamaruddin Head of Dealing
Julian Chua Kok Keong Head of Research
Ee Suen Zheng Head of Compliance
Wong Soon King Head of Operations
Business Address
Headquarters
Address Suite 16.5, Level 16, Menara IMC, No. 8, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2027 6811
Fax 603 2027 6836
Securities Commission Malaysia | Investment Advice as at 30 November 2014 42
36. Novagni Analytics and Advisory Sdn Bhd
(formerly known as Perkasa Normandy Advisers Sdn. Bhd.) Shareholder Gabungan Setara Sdn Bhd
Directors Lim Yeu Bing Executive Director
Ranjiv Singh Virik Executive Director
Dinesh Singh Virik Executive Director
Pretta Latha Executive Director Company Secretary Tan Keok Lay
Business Address
Headquarters
Address Level 42, Menara TH Perdana, 1001 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2781 8388
Fax 603 2781 8689
37. Normandy Advisers Sdn Bhd (formerly known as Perkasa Normandy Managers Sdn. Bhd.)
Shareholders Normandy Holdings Sdn. Bhd.
CVC Venture Managers Pty Ltd
Directors Daud bin Yunus Managing Director
Stephen Edward Weller Executive Director
Company Secretary Tan Keok Lay
Compliance Officer Chai Pek Yeng
Business Address
Headquarters
Address Level 42 Menara TH Perdana, 1001 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2781 8688
Fax 603 2781 8689
Securities Commission Malaysia | Investment Advice as at 30 November 2014 43
38. Opus Capital Sdn. Bhd.
Shareholders Chan Choong Kong
Azam bin Azman
Siaw Wei Tang
Directors Chan Choong Kong
Azam bin Azman Company Secretaries Wong Tuck Song
R Rajagopal A/L Raghavan
Business Address
Headquarters
Address Level 33 (Suite A), Menara Maxis, Kuala Lumpur City Centre, 50088 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2031 9008
Fax 603 2031 4008
39. Phillip Research Sdn. Bhd.
Shareholder Phillip Capital Holdings Sdn Bhd
Directors Phua Lee Kerk Executive Director
Datin Nona Salleh Non Executive Director
Andy Lim Say Kiat Non Executive Director
Lim Seow Leong Non Executive Director
Company Secretary Tan Boon Seng
Business Address
Headquarters
Address B-2-6, Block B, Level 2 Unit 6, Megan Avenue II, No. 12, Jalan Yap Kwan Seng, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2783 0300
Fax 603 27113036
Securities Commission Malaysia | Investment Advice as at 30 November 2014 44
40. Public Investment Bank Berhad
Shareholder Public Bank Berhad
Directors Tan Sri Datuk Seri Utama Thong Yaw Hong
Tan Sri Dato' Dr. Teh Hong Piow
Dato' Lee Kong Nam @ Lee Kong Lam
Dato' Sri Tay Ah Lek
Lai Wai Keen Tang Wing Chew
Chief Executive Officer Teoh Cheng Soon @ Teow Cheng Soon
Company Secretary Chia Lee Kee
Compliance Officers Rosliana binti Shahar
Umi Balkish binti Mansor
Mano Ranjani a/p Poo Vanesvaran
Key Management Lim Geok Lian Head of Dealing – Securities
Lim Jit Seng Head of Operations
Lee Yo-Hunn Head of Corporate Finance
Fong Loong Seng Head of Corporate Finance - Debt
Ching Weng Jin Head of Research
Devarajoo a/l Sinniah Head of Compliance
Business Address(es)
Headquarters
Address Tingkat 25, Menara Public Bank, 146, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2166 9382
Fax 603 2166 9362
Cawangan Jalan Sultan Sulaiman, Kuala Lumpur
Address Tingkat 8 - 12 & 27, Bangunan Public Bank, No.6, Jalan Sultan Sulaiman, 50000 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2031 3011
Fax 603 2031 2533
Securities Commission Malaysia | Investment Advice as at 30 November 2014 45
41. RHB Asset Management Sdn Bhd (formerly known as RHB Investment Management Sdn Bhd)
Shareholder RHB Capital Berhad
Directors Ong Yin Suen Executive Director
Khairuddin Bin Ahmad Non Executive Director
Othman bin Jusoh Non Executive Director
Chin Yoke Chung Patrick Non Executive Director
Abdul Aziz Peru Mohamed Non Executive Director
Chief Executive Officer Ho Seng Yee
Company Secretary Azman Shah bin Md Yaman
Compliance Officer Wong Ching Fai
Business Address
Headquarters
Address 19th Floor, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2333 8333
Fax 603 2161 6033
42. RHB Research Institute Sdn. Bhd.
Shareholder RHB Investment Bank Berhad
Directors Lim Chee Sing
Muffriezal bin Ahmad Sufian @ Qurnain
Chin Teng Sam
Company Secretary Azman Shah bin Md Yaman
Business Address
Headquarters
Address Level 11, Tower One, RHB Centre Jalan Tun Razak, 50400 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 9285 2233
Fax 603 9284 8693
Securities Commission Malaysia | Investment Advice as at 30 November 2014 46
43. Standard & Poor’s Malaysia Sdn. Bhd.
Shareholder McGraw-Hill (Malaysia) Sdn Bhd
Directors Ahmad Bin Abdul Halim Executive Director
Jose Manuel Pazo Ordonez Executive Director
Asmet bin Nasruddin Non Executive Director
Surinder Dev Raj Kathpalia Non Executive Director
Company Secretaries Chang Hong Yun
Tan Ee Ling
Business Address
Headquarters
Address 17-7, The Boulevard, Mid Valley City, Lingkaran Syed Putra, 59200 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603-2284 8668
Fax 603-2287 6896
Securities Commission Malaysia | Investment Advice as at 30 November 2014 47
44. TA Securities Holdings Berhad
Directors Hamzah bin Mohd Tahir Executive Director - Dealing
Mohammed A'reeff bin Abdul Khalid Executive Director - Dealing
Tah Heong Beng Executive Director - Operations
Chew Chin Guan
Soo Kim Seong
Company Secretaries Chuah Wen Pin
Tan Kit Yee
Compliance Officers Nurul Zaimah binti Kamarul Zaman
Jaswant Singh a/l Najar Singh
Ooi Liyin
Key Management Mohammed A'reeff bin Abdul Khalid Head of Dealing - Securities
Kaladher Govindan Head of Research
Ku Mun Fong Head of Corporate Finance
Seah Boon Chin Head of Corporate Finance
Jaswant Singh a/l Najar Singh Head of Compliance
Business Address(es)
Headquarters
Address Tingkat 13-15, 23, 28-30, 32, 34 & 35, Menara TA One, 22, Jalan P. Ramlee, 50250 Kuala Lumpur,
Wilayah Persekutuan, MALAYSIA
Telephone 603 2072 1277
Fax 603 2078 6805
Cawangan Jalan Kampung Datu, Sibu, Sarawak
Address 12G, Jalan Kampung Datu, 96000 Sibu, Sarawak, MALAYSIA
Telephone 6084 319 998
Fax 6084 313 193
Cawangan Jalan Padungan, Kuching, Sarawak
Address Tingkat 2 (Bahagian Hadapan), Bangunan Binamas, Lot 138 Section 54, Jalan Padungan, 93100 Kuching, Sarawak, MALAYSIA
Telephone 6082 236 333
Fax 6082 236 222
Cawangan Jalan Raja Permaisuri Bainun, Ipoh, Perak
Address Bahagian Kanan Tingkat Bawah, Tingkat 1, Plaza Teh Teng Seng, 227 Jalan Raja Permaisuri Bainun,
30250 Ipoh, Perak, MALAYSIA
Telephone 605 253 1313
Fax 605 253 6373
Cawangan Jalan Tok Hakim, Kota Bharu, Kelantan
Address 298, Jalan Tok Hakim, 15000 Kota Bharu, Kelantan, MALAYSIA
Telephone 609 747 3278
Fax 609 748 7802
Securities Commission Malaysia | Investment Advice as at 30 November 2014 48
Cawangan Jalan USJ9/5T, UEP Subang Jaya, Selangor
Address No. 2-1, 2-2, 2-3 & 4-2, Jalan USJ9/5T, Subang Business Centre, 47620 UEP Subang Jaya, Selangor, MALAYSIA
Telephone 603 8025 1868
Fax 603 8023 8820
Cawangan Damansara Utama, Petaling Jaya, Selangor
Address 2nd Floor, Wisma TA, No. 1A, Jalan SS 20/1, Damansara Utama, 47400 Petaling Jaya, Selangor Darul Ehsan, MALAYSIA
Telephone 603 7729 5713
Fax 603 7725 5762
Cawangan Taman Melaka Raya, Melaka
Address 59, 59A & 59B, Jalan Merdeka, Taman Melaka Raya, 75000 Melaka, Melaka, MALAYSIA
Telephone 606 2862 618
Fax 606 2821 811
Cawangan Segamat, Johor
Address 7A Jalan Genuang Perdana, Taman Genuang Perdana, 85000 Segamat, Johor, MALAYSIA
Telephone 607 943 5278
Fax 607 943 5078
Securities Commission Malaysia | Investment Advice as at 30 November 2014 49
45. UBS Securities Malaysia Sdn. Bhd.
Shareholder UBS AG Switzerland
Directors Vincent Kam Seng Kee Executive Director - Dealing
Tan Swee Geok Executive Director - Operations
Haizan bin Mohd Khir Johar Executive Director - Dealing
Tengku Yunus Kamaruddin Non Executive Director
Mohammad Faizal bin Abd Jabbar
Company Secretaries Won Swee Hwan
Jasni Abdul Jalil
Key Management Mohd Shafie Ismail Head of Compliance
Christopher Oh Chin Huat Head of Research
Sufyan Bin Abdul Jabbar Head of Corporate Finance
Business Address
Headquarters
Address Lot 7.03, Aras 7, Wisma Hong Leong, 18 Jalan Perak, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2781 1103
Fax 603 2781 1110
46. UOB Kay Hian (Malaysia) Holdings Sdn. Bhd.
Shareholder UOB-Kay Hian Holdings Limited
Directors Vincent Khoo Boo Aik Executive Director
Ng Ling Tee Non Executive Director
Lim Khoon Hwee Winston Non Executive Director
S. Elias bin Abd. Rahman Alhabshi Non Executive Director
Company Secretaries See Siew Cheng
Leong Shiak Wan
Business Address
Headquarters
Address Suite 19-02, 19th Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, 55100 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2147 1988
Fax 603 2147 1983
Securities Commission Malaysia | Investment Advice as at 30 November 2014 50
47. Wilson & York Global Advisers Sdn. Bhd.
Shareholders John Charles Wilson
Ling Cheng Ching
Directors John Charles Wilson Executive Director
Vincent Chong Chun Tet Non Executive Director
Musa Zahidin Bin Ahmad Zaidee Non Executive Director
Company Secretary Lim Kheng Huat
Business Address
Headquarters
Address Bilik B-11-03A, Mont Kiara Plaza, No. 2, Jalan Kiara, Mont Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2096 9196
Fax 603 2096 9197
48. ZJ Advisory Sdn. Bhd.
Shareholders Shaari bin Haron
Poi Koon Hwee Directors Poi Koon Hwee (Licensed Person)
Shaari bin Haron
Company Secretary Poi Koon Hwee
Business Address
Headquarters
Address Bilik 22B, Tingkat 22, Sunway Tower, 86 Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, MALAYSIA
Telephone 603 2032 2328
Fax 603 2032 1328