doe office of science (sc) office of high energy physics (hep

OFFICE OF

SCIENCE

DOEOfficeofScience(SC)OfficeofHighEnergyPhysics(HEP)

CosmicFron9erExperimentalProgram

ICHEPMee9ngChicago,IL4August2016

CosmicFron9erProgramManagers:KathyTurner(Presenter)AnwarBhaO(IPA),EricLinder(IPA),MichaelSalamon

OFFICE OF

SCIENCE

1

HEPPresenta+ons

2 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016

ThistalkwillemphasizetheCosmicFron9erprogramwithinthebroadercontextoftheoverallHEPprogram

àThereismuchmoreinforma9onintheseslidethanIhave9mesowillconcentrateonthepriorityinforma9on;restisforlaterreference.

OtherHEPTalks:EnergyFron9er Aug.4DOE/HEPCivicsPresenta9on Aug.5IntensityFron9er Aug.5HEPTheory Aug.5DetectorR&D Aug.6DOE/HEPGeneralPresenta9ons Aug.10

•  SC,HEPProgram,Guidance&Planning•  BUDGETS•  COSMICFRONTIERPROGRAMDETAILS•  RESEARCHPROGRAMMODEL&SUPPORTCONSIDERATIONS

•  FUNDINGOPPORTUNITIES•  GRANTSPROCESS&RESULTS

Outline


SC,HEPPROGRAM,GUIDANCE&PLANNING

HEPProgramMission…istounderstandhowtheuniverseworksatitsmostfundamentallevel:•  Discoverthemostelementarycons9tuentsofma_erandenergy•  Probetheinterac9onsbeenthem•  Explorethebasicnatureofspaceand9me

SCàHEPProgramMission

5

OfficeofScienceàpartofa“Mission”Agency(HEP1of6Office)•  Providesscienceleadership&supporttoenablesignificantadvancesinspecificareas•  Strategicplanningprocesswithcommunityinputtodevelopsciencedriversandaspecificporcoliooffacili9es&experiments

•  LaboratorySystemwithcomprehensiveresources&infrastructuretobuild&operatefacili+es&projectstocarryoutprogram.

DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016

HEPfulfillsitsmissionby–Developprogramthatfollowsthestrategicplan•  Buildingprojectsthatenablediscoveryscience•  Opera+ngfacili+estoprovidethecapabili+esfordiscoveryscience•  Suppor+ngaresearchprogramtoproducediscoveryscienceèSupportscien+ficcollabora+onstopar+cipateinallphasesofexperimentinordertoproducethebestpossiblescienceresults.Partnerships–Interagency&Interna+onalpartnershipsmaximizescience.–  NSF,NASA,DOE–regulardiscussionsaboutplanning,overlaps,issues–  Country-levelagreementstoallowsciencepartnershipstomoveforward.

SC,HEPPROGRAM,GUIDANCE&PLANNING

Glen Crawford, DirectorJanice HannanChristie Ashton

David BogleyJasmine Shannon (Contractor)

Energy FrontierAbid Patwa

James Stone (IPA)

James Siegrist, DirectorSherry Pepper-Roby, Administrative Specialist

Michael Cooke

Office of High Energy PhysicsHEP Budget and Planning

Erin CruzMichelle Bandy

Alan Stone

June 2016

Research & Technology Division

Mike Procario, DirectorVera Bibbs

Facilities Division

International Agreements ProgramMichael Salamon

HEP OperationsKathy Yarmas

HEP ConnectionsLali Chatterjee

Physics Research Research Technology

Intensity FrontierGlen Crawford (Acting)

Cosmic FrontierKathy Turner

Michael SalamonAnwar Bhatti (IPA)Eric Linder (IPA)

Theoretical PhysicsSimona Rolli

William Kilgore (Detailee)

Computational HEPLali Chatterjee

General Accelerator R&DL.K. Len

John BogerEric Colby

Ken Marken

Detector R&D

Helmut Marsiske

SBIR/STTRKen Marken

Facility Operations Facilities Development

Fermilab ComplexJohn Kogut

LHC OperationsAbid Patwa

Simona Rolli

Other Operations[SLAC/Other Labs]

John Kogut

Instrumentation& Major Systems

LARPBruce Strauss

Muon Accelerator (MAP)Bruce Strauss

NOvA – Ted LavineMicroBooNE – Ted Lavine

Mu2e – Ted LavineMuon g-2 – Ted Lavine

LBNF – Bill Wisniewski (Detailee)PIP-II – Steve Peggs (Detailee)

APUL – Bruce StraussCMS Upgrade – Simona Rolli

ATLAS Upgrade – Simona RolliBelle-II – Mike Procario

LSSTcam – Helmut MarsiskeDESI – Kathy Turner

LZ – Ted LavineSuperCDMS-SNOLAB – Simona Rolli

Accelerator StewardshipEric Colby

FACApanels&subpanelsprovideofficialadvice:•  HighEnergyPhysicsAdvisoryPanel(HEPAP)

–  JointlycharteredbyDOEandNSFtoadvisebothagencies•  Providestheprimaryadvicefortheprogram

–  Subpanelsfordetailedstudies(e.g.Par+cleAstrophysicsScienceAssessmentGroup“PASAG”in2009,Par9clePhysicsProjectPriori9za9onPanel(“P5”)in2008,2014

•  AstronomyandAstrophysicsAdvisoryCommi_ee(AAAC)–  AdvisesDOE,NASA,andNSFonselectedissuesinastronomy&astrophysicsofoverlap,mutual

interestandconcernFormalAdviceAlsoProvidedby:•  Na9onalAcademyofSciences(NAS)

–  EstablishedbyCongressin1863toadvisethegovernmentontheartsandsciences–  Reports:NewWorldsNewHorizons(2010),“mid-decadereview”inastronomy/astrophysicsreportimminent

–  Ongoing:BoardonPhysics&Astronomy(BPA),CommiaeeonAstronomy&Astrophysics(CAA)Other:•  Communitysciencestudiesandinput(e.g.Snowmass,DarkEnergyTaskForce,DPFinput).•  CMB-S4ConceptDesignTeam(CDT)beingformed(morelater)

HEPProgramGuidance


2014P5strategicplan:EnablingtheNextDiscoveryP5planisacompelling,unified,globalvisionforHEP:à5IntertwinedSciencedriversmo9vatetheprogrampriori9es•  UsetheHiggsbosonasanewtoolfordiscovery•  Pursuethephysicsassociatedwithneutrinomass•  Iden+fythenewphysicsofdarkmaaer•  Understandcosmicaccelera+on:darkenergyandinfla+on•  Exploretheunknown:newpar+cles,interac+ons,andphysicalprinciples


DOE execution of the P5 strategy requires navigating many factors, including: §  Balancing scope of HEP program: projects,

operations, research §  U.S. budget formulation and execution §  Coordination among U.S. and international

partners

ResearchFron9ers–HEPmanagesprogramaccordingtoexperimentaltechnique§  Cosmic,Energy,IntensityFron9ers;alsoTheory,DetectorR&D&AcceleratorR&Dsubprograms

P5 strategic plan: 5 science drivers

•  DarkEnergy–  CompleteLSSTasplanned–  BuildDESIasamajorstepforwardindarkenergyscience

•  DarkMa_er–  Proceedimmediatelywithabroadsecond-genera+on(G2)darkmaaerdirectdetec+onprogram(DM-G2)withcapabili+esdescribedinthetext

•  Investinthisprogramatalevelsignificantlyabovethatcalledforinthe2012jointagencyannouncementofopportunity

–  Supportoneormorethird-genera+on(G3)directdetec+onexperiments•  GuideG3bytheresultsofthepreceding(G1,G2)searches•  Seekagloballycomplementaryprogramandincreasedinterna+onalpartnershipinG3

experiments(DM-G3ProjectisintheP5planinlaterpartoftheir10yearplan)•  CosmicMicrowaveBackground(CMB)

–  SupportCMBexperimentsaspartofthecorepar+clephysicsprogram–  Themul+disciplinarynatureofthesciencewarrantscon+nuedmul+-agencysupport

(CMB-S4ProjectisintheP5plan,star+ngaboutmid-waythroughtheir10yearplan)•  CosmicRaysandGammaRays

–  InvestinCTAonlyifthecri+calNSFAstronomyfundingcanbeobtained•  CTAhasabroadsciencereachthattranscendsfields,withthedarkmaaerdetec+oncapabili+esofdirect

importancetopar+clephysics;UsingP5Criteria,ade-scopedUScomponentshouldbesharedbyNSF-AST,NSF-PHYandDOE.

9

May2014P5StrategicPlanRecommenda9ons-CosmicFron9er


Dark Matter

Explore the Unknown

Cosmic Acceleration

Neutrino Mass

P5Report–Program&ProjectCriteriaHEPusesP5criteriatodeveloptheprogramanddeterminewhichprojects,andatwhatlevel,toinvestin.ThecriteriacanalsobeappliedtoResearchefforts.•Programop9miza9oncriteria–Science:basedontheDrivers,assesswherewewanttogoandhowtogetthere,withaporiolioofthemostpromisingapproaches.–Interna9onalcontext:pursuethemostimportantopportuni+eswherevertheyare,andhostworld-leadingfacili+esthataaracttheworldwidescien+ficcommunity;duplica+onshouldonlyoccurwhensignificantvalueisaddedorwhencompe++onhelpspropelthefieldinimportantdirec+ons.–Sustainedproduc9vity:maintainastreamofscienceresultswhileinves+nginfuturecapabili+es,whichimpliesabalanceofprojectsizes;maintainanddevelopcri+caltechnicalandscien+ficexper+seandinfrastructuretoenablefuturediscoveries.•Individualprojectcriteria–Science:howtheprojectaddresseskeyques+onsinpar+clephysics,thesizeandrelevanceofthediscoveryreach,howtheexperimentmightchangethedirec+onofthefield,andthevalueofnullresults.–Timing:whentheprojectisneeded,andhowitfitsintothelargerpicture.–Uniqueness:whattheexperimentaddsthatisuniqueand/ordefini+ve,andwhereitmightlead.Considerthealterna+ves.–Costvs.value:thescopeshouldbewelldefinedandmatchthephysicscase.Formul+disciplinary/agencyprojects,distribu+onofsupportshouldmatchthedistribu+onofscience.–Historyanddependencies:previouspriori+za+on,exis+ngcommitments,andtheimpactsofchangesindirec+on.–Feasibility:considerthemaintechnical,cost,andschedulerisksoftheproposedproject.–Roles:U.S.par+clephysicsleadership

DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 10

BUDGETS

ThreeFiscalYear(FY)budgetsbeingworkedonatanygiven9me1.  CurrentFiscalYearbeingExecuted(FY;October1–September30)2.  FY+1:WhiteHouse’sOfficeofManagementandBudget(OMB)reviewandCongressional

Appropria+onPresidentRequests:usingstrategicplans,advisorypanels,projectperformance,Agency

management,planning,WhiteHousefundingavailability,policies,priori+esBut…Congress“holdsthepurse”&makesappropria9ons

3.  FY+2:Agencyinternalplanning

TheU.S.FederalBudgetCycle

12

FY2016 SpendtheFiscalYearBudget

FY2017 OMBReview

BudgetRelease

CongressionalBudgetand

Appropria9ons

SpendtheFiscalYearBudget

FY2018 DOEInternalPlanningwithOMBandOSTPGuidanceOMBReview

BudgetRelease

CongressionalBudgetand

Appropria9ons

SpendtheFiscalYearBudget

Oct Nov Dec Jan FebMar AprMay Jun Jul Aug Sep Oct Nov Dec Jan FebMar AprMay Jun Jul Aug Sep Oct Nov Dec Jan FebMar AprMay Jun Jul Aug Sep

2015 2016 2017 2018You are here

*** If Congress doesn’t pass a budget by the FY start, need a “Continuing Resolution” to avoid Government shutdown; funding planned at previous FY levels.

TheenactedFY16HEPBudgetof$795MwasabovetheRequest&squarelyinP5ScenarioB.

FY17President’sRequestforHEP($818M)aimstocon9nuethesuccessfulP5implementa9on:•  Inves+nginporiolioofhigh-priorityprojectsatthesmall,medium,andlargecostscales•  Requestiscarefullybalancedbetweensupportforprojects($212M),facilityopera+ons($252M),and

scien+ficresearch($354M)inordertoproducescien+ficresultswhile“buildingfordiscovery”

TheRequestreflectsthewaythatimplemen9ngtheP5strategyhasevolvedastheU.S.andinterna9onalcommunityhasadoptedandrespondedtoit

–  LHC(includingupgrades)iss+llthehighestnear-termHEPpriority–  LBNF/DUNEhasbeenreconfiguredandisgaininginterna+onalsupportmuchmorerapidlythan

an+cipatedintheP5strategy–  U.S.Administra+onandCongressstronglysupportestablishingLBNF/DUNEasthefirstU.S.-hosted

interna+onalsciencefacility

TheRequestpresentsanopportunitytoadvancetheP5strategyonashorter9mescalethroughaddi9onalfunding:“ScenarioB+”

–  HL-LHCacceleratoranddetectorupgradesperCERNschedule–  SupportallotherprojectsinP5’sScenarioB–  MaintainbalancebetweenResearch,Opera+ons,andProjects–  Addi+onalfundingbeyondtheabovepriori+eswouldsupportaccelera+ngtheimplementa+onof

LBNF/DUNE

HEPBudgetStrategy

13 HEP Program Status

§  CosmicFron9er:Advanceleadershipeffortsinthedarkma_er,darkenergyprograms–  Fabrica+onfundingramp-upinFY17supportskeyP5recommendedCosmicFron+er

projects:LSSTcam,DESI,SuperCDMS-SNOLab,LZ–  BelowMIEprojects,ADMX-G2&SPT-3G,star+ngopera+ons–  Planningeffortsforthefuture:CMB-S4,smallR&DeffortsonDM-G3

§  EnergyFron9er:Con9nuetosupportleadershiprolesinthesuccessfulLHCprogram

–  Ini+al(Phase-1)LHCdetectorupgradeprojectfundingcompletesinFY17–  DevelopTDRsforHighLuminosity(HL)-LHCexperiments;CD-0April2016–  Con+nueR&D/prototypingtowardsHL-LHCaccelerator;CD-0April2016–  Con+nueleadershiproleinLHCdiscoveriesbyremainingac+velyengagedinLHCopera+onsanddataanalysis

§  IntensityFron9er:Solidifyinterna9onalpartnershipsforU.S.-hostedLBNF/DUNE–  RapidprogressonLBNF/DUNEhasaaractedaaen+onfrominterestedinterna+onalpartnersandFY17investments

insiteprepara+onandcavernexcava+onaimtosolidifyinterna+onalpartnerships–  Fermilabwillcon+nueimprovementstoacceleratorcomplexwhileservinghigh-intensityneutrinobeamstoshort-

andlong-baselineexperiments,enablingfullu+liza+onoftheFNALfacili+es

§  Theore9calPhysics:Supportavibrantprogramthatplaysessen9alrolesinallareas–  Interpre+ngresultsfromcurrentexperiments,mo+va+ngfutureexperiments,andpursuingthedeepestques+ons

aboutthefounda+onsofpar+clephysics

HEPBudgetPlanningforFY17:Giventhecurrentpoli9calclimate,weexpectaCRforatleastpartofFY2017andareplanningaccordingly.

HEPFY2017Budget:ResearchPriori+es

14

•  SignificantdipinFY13fromCongressionalsequestra9on•  FY15requestdevelopedpriortoP5reportrelease

OverallHEPBudgetTrend

15

House mark $823M

Senate mark $833M All funding shown in “then-year” U.S. dollars

•  HEPmustcoordinateProjects,Facili9es/Opera9ons,andResearcheffortstosucceedinitsmission•  Recently,tradingResearchforProjectinvestments•  Research:

–  CarefullyplanningtheResearchprogramtomaximizescienceimpactsenabledbytheP5strategy–  SupportisflatintheFY17President’sBudgetRequest

HEPBudgetTrendbyCategory


COSMICFRONTIER:PROGRAMDETAILS

Research at the Cosmic Frontier àThrough ground-based telescopes, space missions, and deep underground detectors, research at the cosmic frontier aims to explore dark energy and dark matter, which together comprise approximately 95% of the universe.

Program Priority Areas: •  Study the nature of Dark Energy •  Direct Detection searches for Dark Matter

particles •  Cosmic-ray & Gamma-ray studies –

particle properties, high energy acceleration mechanisms, indirect searches for dark matter particles

•  CMB – Inflationary Epoch, Dark Energy, Neutrino Properties

àIn other HEP programs: Related Theory, Computational efforts, Detector R&D.

Status & Path Forward Ø  Continue development of near-term projects recommended by P5 Ø  Planning activities to support P5 recommendations later in the decade: CMB-S4, Cosmic

Visions Groups Ø  Successfully complete current operating experiments.

CosmicFron9er–DarkEnergyPrecisionmeasurementstodifferen9atebetweenCosmologicalConstantandnewfieldsormodifica9ontoGeneralRela9vity-staged,complementarysuiteofimaging,spectroscopy&supernovasurveysOpera9ng/Completed:–  BOSS(spectroscopic)endedFY14;eBOSS(spectroscopic)startedin2015–  DES(imaging)started5-yearsurveyinlateFY13;partnerwithNSF-ASTDesign,Fabrica9on:–  LargeSynop0cSurveyTelescope(LSST,StageIVimaging)

•  HEPandNSF-AST(leadagency)partnership;HEPresponsiblefortheLSSTcamera(SLAC)•  LSSTcamfabrica+onstartedFY14,CD-3(fullfabrica+onapproved)Aug.2015,•  LSSTProjectStatusreviewAug2016•  LSSTFacilityOpera+onsphaseplanningstarted•  LSSTDarkEnergyScienceCollabora+on(DESC)Opera+onsbeingplanned.

–  DarkEnergySpectroscopicInstrument(DESI,StageIVspectroscopic)•  “HEPexperiment”withLBNLmanaging

o  buildDESIinstrumenta+on&datamanagementsystemforuseonMayalltelescope•  HEPcoordina+ngwithNSF-ASTtouse(“lease”)theMayalltelescope;o HEPpar+alsupportinFY16-18;fullsupportfordarkenergyopera+onsstar+nginFY19

•  CD-3(fullfabrica+onapproved)June2016•  PlanningforMayallshutdown,readyforDESI1QFY18&FullOpera+onsstar+ngearlyFY20


àLearntheiden9tyandnatureofDarkMa_erwithstagedprogramofexperimentswithmul9pletechnologies&methods

Opera9ng:DM-Genera+on1(DM-G1):ADMX-II,LUX,CDMS-Soudan,DarkSide-50,COUPP/PICO,DAMIC–comple+ngopera+onseffortsbyFY2016

Design,Fabrica9on:--Progresscon+nuesonDM-G2’sselectedbyHEP&NSF-PHYinJuly2014o  ADMX-G2axionsearchatU.Wash.(HEP);opera+onsstar+ng,reviewSept.

2016o  LZatHomestakeMineinSouthDakota(HEP,LBNLprojectoffice)-  WIMPdarkmaaersearchthroughdualphaseliquidXe–highermassrange

•  Fabrica+onstart(CD-1/3a)inFY15;CD-2approvalplannedAug.2016o  SuperCDMS-SNOLabatSudburyNeutrinoObservatoryinCanada-  WIMPsearchusingcryogenicsolid-statecrystals–lowermassrange-  HEP+NSF-PHYpartnership,SLACProjectOffice

•  CD-1approvalinDec.2015;StatusreviewJuly2016

HEPplansforfuture(P5)Ø  HEPconcentra+ngongeungtheDM-G2experiment(s)successfullystartedØ  LimitedR&DsupportplannedinFY17+forop+mizingDM-G2science&

con+nuingfocusedtechnologystudiesneededforthefuture

CosmicFron9er:DirectDetec9onDarkMa_er(DDDM)

LUX


CDMS


South Pole Telescope (SPT) and BICEP/Keck Array

In Atacama: CLASS, ACT, PolarBear/Simons Gaininsightintoinfla9onaryepochatthebeginningoftheuniverse,darkenergy&neutrinoproper9esbystudyingoldestvisiblelight.Fabrica9on:SPT-3G–HEPprovidedsupporttowardsmajorupgradeofthecameratogreatlyincreasesensi9vity;Opsstar9ngearly2017

AsrecommendedbyP5,HEPisplanningtopar9cipateinaCMBStage4•  WorkingwithNSFtocoordinateplanningandapathforward

–  HEPwillcoordinateeffortswithinHEPprogramandconsiderpossibleroles;HEPlabsalreadyinvolvedinR&D

CosmicFron9er:CMB

èCMB-S4Community-basedCollabora9onbringingtogethergroundbasedcommunitytoplanfuture-  No9onalarrayofseveraltelescopesinChile&SouthPolewithontheorderof0.5Mdetectors-  Technologyready,butneedsscale-upofdetectorfabrica9on,tes9ng,andreadoutCMB-S4Collabora0ondraxScienceBook:h_ps://cosmo.uchicago.edu/CMB-S4workshops/index.php/Main_PageDOE/HEPandNSF(PHY,AST,Polar)recentlysentacallouttothecommunitytoapplytobeamemberoftheCMB-S4ConceptDefini9onTeam-  MessagesweresenttotheCMB-S4Collabora9onandHEPLabmanagement-  Thiswillbeasmallteamtohelpdevelopconceptsandop9onsforaCMB-S4project

CosmicFron9er–Cosmic-ray,Gamma-rayAMS on the International

Space Station

HAWC full operating array

Useground-basedarrays,spacetelescopes,andanexperimentontheInterna9onalSpaceSta9ontoperformindirectsearchesfordarkma_er,fundamentalphysicsàSignificantinter-agency&interna9onalpartnershipsOpera9ng/Analysis:•  Fermi/GLAST(w/NASA)

–  HEPpar+cipa+onincoordina+onwithNASA;HEPissuppor+ngtheLargeAreaTelescopeInstrumentScienceOpsCenteratSLAC

•  VERITAS(w/NSF)–  HEPopera+onssupportcompleted;finalizingHEP-supported

analysis•  Auger(w/NSF-PHY)

–  HEPpar+cipa+oninopera+ons&researchrampingdowninFY16;nopar+cipa+onplannedonupgrade

•  AMS(w/NASA)–  opera+onscon+nuing

•  HAWC(w/NSF)–  5yearHEP-supportedopera+onsstartedearly2015

VERITAS in Sonoran desert Arizona


CosmicVisions(CV)Groups–lookingtowardsthefuture


FollowingP5,HEPLabs&Communityareredirec9ngprogramstoalignwithP5priori9es

HEPhasstarted“CosmicVisions(CV)”groupsinseveralareas•  Allowsinterac+onswithsmallHEPcommunitygroups(~monthly)asa2-waylineofcommunica+onforHEP-fundedefforts.

NOTE:Ofcourse,anyHEP-fundedR&D/technologyplansneedtobeinthecontextofthelargernon-HEPandglobalcommunity(soasnottoduplicateeffortsorgooffindirec+onsthatdon’tmakesense)CV-CMBCoordinateHEPtechnologyR&DandothereffortsforfutureCMB-S4planning

Eric Linder looking for the future in the Atacama

CV-DEInves+gatefuturedirec+onsfollowingtheendofconstruc+onofDESIandLSST;tocomplement,buildonorextendtheseexperimentsininves+ga+ngthephysicsofdarkenergy.CV-DM(DarkMa_erDirectDetec9on)Coordinateandinves+gateHEPtechnologyR&Dtoop+mizesciencefromDM-G2experimentsandforfutureDM-G3planning

Cosmic Frontier Budget History – details


FY14 FY15 FY15 FY16 FY16 FY17in$K Actual PRB Actual PRB Current PRB

Research All 52,712 45,435 48,779 50,079 47,180 46,991Research Grants 13,157 11,422 11,773 12,565 12,705 11,607Research Labs 39,555 34,013 37,006 37,514 34,475 35,384ExpOpera9ons 10,357 7,238 9,185 7,120 10,274 8,925Projects All 30,660 41,000 46,403 58,701 67,780 70,200Projects MIE 22,900 41,000 44,178 57,100 64,600 69,500Projects LSSTcamera 22,000 35,000 35,000 40,800 40,800 45,000Projects DM-G2 900 6,000 11,000Projects LZ 3,050 10,500 10,500Projects SuperCDMS-SNOLAB 2,250 3,000 4,000Projects DESI 3,878 5,300 10,300 10,000Projects SmallProjFab 1,025 1,601 2,035 0Projects All 1,601 0Projects ADMX-G2 925 935Projects SPT-3G 100 1,100Projects FutureProjR&D 7,760 0 1,200 0 1,145 700Projects All 700Projects DESI(BigBOSS) 1,100Projects DarkMaZer 5,260 200 1,145Projects SPT-3G 1,400 1,000

TOTAL-Cosmic 93,729 93,673 104,367 115,900 125,234 126,116

RESEARCHPROGRAMMODEL&SUPPORTCONSIDERATIONS

BudgetCategoriesResearchbudgets:-  Supportscien9stsonallphasesofanexperiment-  BudgetcategoriesforLabsandforUniversi9es

o  Supportresearcheffortsdirectlyinlinewithourprogramandprojectpriori+es,responsibili+esandsciencegoals

o  Supportsciencecollabora+on(HEPmodel)tocarryouttheexperimentinallphases

26 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 26

Universityresearchissupportedbyacompe99ve,proposal-drivenprocess-  GrantsissuedawerpeerreviewofproposalstoFundingOpportunityAnnouncements(FOAs)-  Programalignmentisbuiltintoproposalreviewprocess

LaboratoryresearchismissiondrivenandfundedthroughFieldWorkProposals–  HEPholdscompara+vereviewsofLabresearchprogramsevery~3years(CosmicFron+erinJuly2016)–  ProgramguidancetotheLaboratoriesisprovidedbyHEPwithinputfromavarietyofsources

ProjectSupportbudgets:•  Supportsengineers,technicalstaff,compu9ngprofessional,Materials,Equipment•  Budgetcategories:

o  R&Do  Fabrica+on(typicallycalled“Project”phase)o  ExperimentalOpera+ons

27

Cosmic Frontier – Research Support Priorities, aligned with P5

DarkMa_er:CompleteG1opera+ons&analysis;constructandplanG2experiments,modestfutureR&DDarkEnergy:CompleteBOSSanalysis;DESopera+ons&analysis;constructandplanLSSTandDESICMB:BeginplanningforCMB-S4Cosmic/Gamma-ray:Effortscomple+ngongamma-rayexperiments,Auger,HolometerPriority–tosupportefforttoplanandcarryoutprioritysciencetopicsonourexperiments,i.e.Needtomakesurethescienceitwasdesignedforiscarriedout!•  Need to make sure that our experiments are adequately supported before supporting or adding

to research efforts for other programs! •  Ensure some room for development of ideas for new projects that are aligned with the science

drivers. •  Need to sufficiently support the science collaborations to carryout our project’s design,

fabrication and operations & to plan and carry out data analyses to deliver the best science

Notfundedinourprogram:Supportforgravitywave,planetsearches,HeavyIonsAMO


CosmicFron9er–ResearchFundingConsidera9ons(Lab&Univ)

Investigators & groups in experimental HEP research frontiers (Energy, Intensity, Cosmic) will review best if they are closely integrated into HEP experiment collaborations and have key roles and responsibilities on those experiments Reviews reflect HEP traditions & P5 Strategic Plan & Criteria. Considerations è•  Doestheac+vitydirectlysupport&significantlyadvanceourscience/experimentandpriori+es?•  Forexperimentswithbroadscienceprogram,istheeffortareneededtosupportOHEPscience

interests?-Needtoensurethatweareconcentra+ngonthemostimportanteffortsforHEPprogram(e.g.darkenergyonmul+-usefacility).

•  Whatarethepriorityeffortsneedednowforapar+cularexperiment?•  Willtheeffortmakesignificant/visible/leadershipimpact&contribu+ons?•  Whatistheexperience,responsibili+esandcommitment(%+me)oftheresearcher?Willtheyhave

+metomakesignificantcontribu+on?•  Willtheysupportthecollabora+onincarryingouttheproject/experiment?•  Willtheyworkinthe“HEPmodel”bymakingsignificant,con+nuouscontribu+onstotheexperiment,in

addi+ontotheirowndataanalysis?NOTE:Fundingisn’top+mizedbyfundingsmallfrac+onsoflotsofdifferent people!

28

CosmicFron+er:LabResearchSupportLabs:•  Havesignificantroles&responsibili+esinmanagingprojectsindesign,fabrica+onand

Opera+onsphases•  Alsochargedwithdevelopingnewideas,concepts,R&Dforfuture,technologiesIfthelabisthe“host”foraproject,theymustensuretheycarryoutallprojectfabrica+onphasessuccessfully(throughtheCri+calDecisionprocess),planthetransi+ontoandfullopera+onsphases,andensurethattheprimaryscienceforwhichHEPfundeditiscompleted.LabManagementdevelopsaProgramtocarryouttheLabresponsibili+es-  Usingunique,cri+cal,leadershipcapabili+esintermsofpeople&facili+es(notjustfollowingall

possiblethingsthey*could*do)-  UsingLabscien+stinput,PACs,HEPstrategicplan,missionanddirec+onsetc.

Labsbalancetheirprogramsintermsofpeopledoingac+vi+esindifferentphasesofanexperiments,intermsofscienceanalysis,neartermandlongertermplanning&technologies.-  Scien+ststypicallyhavesignificantroles&responsibili+esonprojectsintheLab’sprogram.LabsubmitsanannualFieldWorkProposaltoHEPtorequestsupport.Labscien+stscanapplyforEarlyCareerawardstogetaddi+onalfundstosupporttheirprogram–needtoplanwellforwhentheawardiscompleted.


CosmicFron+er:Univ.Grants-ResearchSupportCosmicFron9erexperimentalresearchbudgetcovers:•  Scien9stsupportforourprogram

•  Faculty,researchscien+st,postdoc,graduatestudentsalaries&theirexpenses•  Mayincludesmalltechnical,engineering,equipment,etcfortheireffortsintheirlab

Facultysupport§  Typically,thefullresearch+meofthefacultymemberthroughoutthewholeyearissupportedby

providing2monthssummersalaryandsupportforthegroup(students,postdocs,expense).Reducedlevelsofefforttypicallyhavereducedsupport.

ResearchScien9sts(aboveapostdoc,butnotatenure-trackfacultyposi9on)§  Supportmaybeprovidedoncase-by-casebasisonmerits:

§  whethertherolesandresponsibili+esarewell-matchedwithindividualcapabili+esandcannotbefulfilledbyatermposi+on;priori+esintheprogrametc.

What’snotsupportedbyresearchgrants•  Anysignificantopera9onsand/orproject-relatedac9vi9es:

–  Engineering,Technicians,computerprogramming,otherproject/relatedpersonnelsupport,top-levelprojectmanagement,M&S,majoritemsofequipment,consumablesè ThesearetypicallysupportedthroughthecentralProjectfunding

•  Non-HEPrelatedefforts:–  e.g.Gravitywaves(LIGO),HeavyIon(RHIC),AMOScience,etc.


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Cosmic Frontier – University grants Working in the program

TypicalHEPresearcher:•  Hasanexperimentalprogramthatmayinvolveanalysisononeexperimentwhile

construc+ngthenextexperiment.•  Makeslongtermcommitmentstoourexperiment/project/scienceasamemberofthe

collabora+on.•  He/shehasspecificcommitments(servicework)&responsibili+esforourprojects/

experimentsthatmayincludeanalyzingdatawithoneexperimentwhileconstruc+ngorplanningthenextone–inaddi+ontothescienceanalysis.Theseresponsibili+esmayevolveover+meastheexperimentprogressesthroughphases.

--Notfundedforonepar+cularstudyorefforthereandthereInyourproposal:• Explainyourlongtermprogram(past3years),howitprogressesover+me&howpiecesfittogether.• Detailsonwhatyou’redoingthenext3years,yourresponsibili+esandefforts,whythey’reimportanttotheproject/experimentandwhythey’reimportantandapriorityNOW.• Explainwhatfrac+onof+meyou’reworkingoneacheffort(whetherornotHEPfunded)


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Cosmic Frontier – University grants Starting a New Effort & Applying for a Grant

Universi9es:Modelforstar9ngtoworkinthefield&getagrant:• Getinvolvedinexperiment/scienceandtakeonresponsibili+esforthecollabora+onandthensubmitproposal.• HaveinvolvementinthecommunitysothatyouarepartoftheHEPcommunity!(e.g.DPFmee+ngs)

• Lotofsciencetopicsmaybeindarkenergyplanorrelatedtodarkenergybutneedtothinkofwhatisthepriority&maineffortsneededandwhichareneedednow!

• Haveresponsibili+esfortheexperiment–notjustyourownsciencesimula+ons&analysis.

• Manypeoplehaveprogramworkingonaseriesofexperiments(e.g.)DESopera+ons/analysiswhilepar+cipa+nginLSSTplanningandconstruc+on.NotallhastobefundedbyHEP!

• Showtrackrecordandhaveresponsibili+esbeforefundingstarts.

• Transi+oningtoanewproject/fieldrequiresalotofworktogetuptospeed.-bestforfacultymembertotakethe+metoreallylearnthefieldandtakeonresponsibilityfirst


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FUNDINGOPPORTUNITIES-GRANTS


Ongoing:“FY2016Con0nua0onofSolicita0onfortheOfficeofScienceFinancialAssistanceProgram”[DE-FOA-0001414]

•  Alsoknownasthe“generaloropenannualDOE/SCsolicita9on”–  SC-wideFOAthatinvitesapplica9onsinsupportofworkinanyofsixSCoffices,incl.HEPresearch

•  Publishedannually,typicallyatbeginningofFY(October),remainsopenun9lsuccessiveissuance

New:“FY2017ResearchOpportuni0esinHighEnergyPhysics”[DE-FOA-0001604]•  Issuedforneworrenewinggrantapplica9ons,evaluatedthroughcompara9vereview(CR)process

–  Op9onalbutencouragedLe_erofIntent(LOI)dueAugust23–  Finalapplica9onsdueSeptember20

New:“EarlyCareerResearchProgram”[DE-FOA-0001625]•  SC-wideinvita9onforjuniorinves9gators(within10-yearspostPhD)fromlabsoruniversi9es

–  Earlycareerdevelopmentofoutstandingscien9st’sresearchprogramsinareassupportedbyDOE/SC–  Requiredpre-applica9ondueSeptember8,finalapplica9onsdueNov14

ScheduleofDOE/HEP-basedSolicita+ons

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Upcoming:“ResearchOpportuni0esinAcceleratorStewardship”•  SpecificallyforacceleratorR&Dwhichpredominantlyimpactsnon-HEPapplica9ons

–  LOIwillberequired,resul9nginencourage/discourageresponse–  Eligibilitywillincludeacademia,na9onallabs,andindustry


•  DataManagementPlans(DMPs)–  AllResearchproposalstoDOE/SCmusthaveadatamanagementplan

•  IncludesHEPcompara+vereview,EarlyCareer•  Doesnotincludeconferences,workshops,opera+ons,projects

–  Pleasemakesureapplicantsknowthattherequirementforadatamanagementplanwillbestrictlyenforced.AnyresearchthrustinaproposalwithoutaDMPwillbedeclinedwithoutreview.

•  AllRenewalproposalswillneedtoalsosubmit“proposalproducts”(essen9allyrecentpublica9onsandotherrecordsofscienceoutcomesfromDOE-supportedresearch)axertheapplica9onissubmi_ed–  PIswillbeno+fiedbyPAMSandhave5daystorespond–  Wecannotreviewincomingproposalsun+lthisstepiscompleted–  Inthefuture,thesewillbecapturedwithyourannualProgressReport,

butduringthetransi+onphase,youwillneedtoenterthemby-hand•  AllFOAshavedifferenteligibility,technicalrequirements,page

limits,etc.Readtheinstruc9onscarefully!

RecentFOAChanges


§  DE-FOA-0001604issuedJuly26,2016§  SixHEPresearchsubprograms

•  Energy,Intensity,andCosmicFron9ers•  HEPTheory•  AcceleratorScienceandTechnologyR&D•  DetectorR&D

§  Le_erofIntentdueAugust23,2016by5PMEasternTime•  Stronglyencouraged

§  FinalProposaldeadlineSeptember20,2016by5PMEasternTime

FY17HEPComparativeReviewFOAandFAQ

§  Inaddi9ontoinforma9onprovidedinFOA,aFAQisavailableandaddressestopicson:•  Registra9onandeligibilityrequirements•  Proposaltypesandproposalrequirements•  GuidancefornewfacultyandthosewithoutcurrentHEP

grants•  GuidanceforPIswithexis9ngHEPgrants•  Le_erofIntent•  Budgetinforma9onandguidanceonscopeofrequest(s)•  Informa9ononoverallscien9ficmeritreviewprocessBoththeFOAandFAQavailableat:h_p://science.energy.gov/

hep/funding-opportuni0es/


36

FY17EarlyCareer(EC)§  FY17FOA[DE-FOA-0001625;LAB_16-1625]postedJuly28,2016attheECwebsite:

–  h_p://science.energy.gov/early-career/§  ReadtheFY17FAQ,alsoavailableontheabovewebsite

§  FeaturesofFY17•  PhD’snoearlierthan2006areeligible•  Somepopula9onofcandidateswillnolongerbeeligibleduetothe“3-strikesrule”

–  MandatoryPre-applica9onrequirement.Twopages.•  Deadline:September8,2016by5PMEasternTime•  AllinterestedPIsencouragedtoregisterassoonaspossibleinDOE/SCPorcolio

AnalysisandManagementSystem(PAMS)forsubmission[linkprovidedinECwebsite]•  Encourage/discouragefeedback:October6,2016

–  Fullproposalsdue:November14,2016by5PMEasternTime•  Candidatesnormallyhavemorethan3monthstodevelopaplan,writeanarra9ve,

andsubmitanapplica9on

§  Presiden9alEarlyCareerAwardsforScien9stsandEngineers(PECASE)–  PECASE-eligiblecandidatesareselectedfromthepoolofEarlyCareerawardees

•  h_p://science.energy.gov/about/honors-and-awards/pecase/


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§  “Generic”researchthatisnottobecarriedoutaspartofaspecificHEPexperimentalcollabora9onshouldbedirectedtotheHEPTheoryorAccelerator/DetectorR&Dprograms,asappropriate.

§  ReadtheFOAcarefullyandfollowtherequirementsoncontent,length,etc.;•  SeveralrequirementsintheFOAaresetfromoutsidetheDOE/HEPoffice,andthereis

li_letonoflexibilitytomodify.Non-compliantproposalssubmi_edtotheFOAwillnotbereviewed.

•  Inrecentyears,10-15%ofincomingproposalsaredeclinedwithoutreview.Requirementsthataremostoxenmissedoroverlookedinclude:datamanagementplans,pagelimits,separatebudgetsheets(ifneeded)foreachresearchsubprogramorthrust,andinclusionofPersonallyIden9fiableInforma9on(PII)

KeyItemstoKeepinMind


39

GRANTSPROCESS&RESULTS


Cosmic Frontier – Statistics on Comparative Review Research Grants (Universities)

40

FY12 FY13 FY14 FY15 FY16

Cosmic$MrequestY1 $3.3 $7.7 $7.5 $6.8 $7.8Cosmic$MfundedY1 $1.6 $3.4 $4.4w/FFF$3.3w/FFF $4.3Mw/FFFCosmic-proposalcounts

proposals received 11 33 29 27 43proposals reviewed 10 28 28 27 36proposals funded 6 18 19 14 21proposalssuccessrate 60% 64% 68% 52% 58%

CosmicCR-PIcountsPI's received 21 61 40 43 65PI's reviewed 20 54 38 43 55PI's funded 13 27 25 21 25PI's successrate 65% 50% 66% 48% 45%

Funding: •  Typically the total of all requests is for ~ twice the funds we have available. •  We typically fund the grants at less than their request. •  FY16 Cosmic requests $26.5M(for full grant period) and $7.8M for Year1.


Cosmic Frontier – Statistics on Early Career Awards

FY10 FY11 FY12 FY13 FY14 FY15 FY16

#received-Univ 11 8 12 16 6 7 7#received-Lab 10 4 7 9 7 5 6#funded-Univ 2 1 2 1 1 0 1#funded-Lab 0 2 1 1 0 0 0

Awards (5-year): FY10 Newman (Pitt) Mahapatra (TAMU) FY11 Chou (FNAL) Slosar (BNL) Hall (Maryland) FY12 Mandelbaum (CMU) Padmanabhan (Yale) Carosi (LLNL) FY13 Bolton (Utah) Chang (ANL) FY14 Dahl (Northwestern) FY15: none FY16 Rozo (Arizona)


We plan increased support for Early Careers in FY17 – now is the time to apply!

Summary


An exci9ng9mefortheHEPCosmicFron9erProgram!-4MIEProjectsinFabrica9on!P5developedcompelling,realis9cstrategicplanwithacommunityconsensusvisionàHEPismovingforwardwithNSFtoimplementit.--Closecoordina9onwiththeotheragencies;significantpartnerships.TheHEPFY2016Budget&FY2017BudgetRequestcon9nuestheimplementa9onoftheP5globalvisionforpar9clephysics§ Opportuni9esexisttoapplyforresearchfundingwithintheDOE/HEP-supportedprograms

– ImportantthatapplicantscarefullyreadtheFOAsandcorrespondingFAQsforguidelinesandrequirements,availableat:h_p://science.energy.gov/hep/funding-opportuni0es/

doe office of science (sc) office of high energy physics (hep

Documents