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Seizo ONOE CTO and EVP NTT DOCOMO, INC. 5G Tokyo Bay Summit, July 22, 2015 DOCOMO’s Vision toward 2020 and Beyond

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Seizo ONOE CTO and EVP

NTT DOCOMO, INC.

The Brooklyn 5G Summit 5G Tokyo Bay Summit, July 22, 2015

DOCOMO’s Vision toward

2020 and Beyond

The new of today, the norm of tomorrow

5G

NGMN Mar. 3

Mar. 1

GSMA Mar. 4

IC&E Mar. 24-25

European Commission Mar. 3

Seizo ONOE CTO and EVP

NTT DOCOMO, INC.

The Brooklyn 5G Summit MWC SHANGHAI 2015, July 16 -5G Leadership in the Asia Pacific Region-

Evolution from the past to

the future beyond 5G

The Brooklyn 5G Summit

LTE update

History

5G Discussions

5G Technology

Conclusion

LTE update

History and Future

5G Discussions

5G Technology

Extra topics

MWC SHANGHAI 2015, July 16 -5G Leadership in the Asia Pacific Region-

History and Future

The Brooklyn 5G Summit

Extra topics

LTE update

History

5G Discussions

5G Technology

Conclusion

Cellular Technology Generations - the worldwide market

Today

Cellular Technology Generations - the worldwide market

1980 1990 2000 2010 2020 2030 2040

Launch Peak

1G - AMPS

2G - GSM

3G - WCDMA

4G - LTE

5G -

6G -

Today

Cellular Technology Generations - the worldwide market

1980 1990 2000 2010 2020 2030 2040

Launch Peak

1G - AMPS

2G - GSM

3G - WCDMA

4G - LTE

5G -

6G -

Today

Cellular Technology Generations - the advanced market

The advanced market leads the technology then the technology penetrates the whole worldwide market.

Penetration speed per market

1980 1990 2000 2010 2020 2030 2040

Launch Peak

1G - Analogue

2G - PDC

3G - WCDMA

4G - LTE

5G -

6G -

Shut down

Today

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved

History from 1G to 4G

July 16, 2015 21 Seizo ONOE

2000s

2000 2005 2010

LTE/LTE-Advanced

4G OFDMA/SCFDMA 100M-1Gbps Experiments

Super3G Concept

3G

1980 1985 1990

1G Analogue Cellular

TDMA Concept

GSM/ PDC/ TDMA

2G Paper by Dr. Kinoshita ICC’81 and IEEE Trans. VT, 1982

1980s

2010s

2010 2015 2020

Now what? 4G 5G

1990s

1990

2G

1995 2000

WCDMA 2Mbps Experiments

3G WCDMA/ CDMA2000

Details

10Gbps Experiments at 11GHz

and the Next Chronological table

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved

History of 4G Research at DOCOMO

July 16, 2015 23 Seizo ONOE

100Mbps in 2002-2003

1Gbps in 2004-2005

5Gbps in 2006

Background: 4G research outcome of over 1Gbps data transmission

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved

Original Aims of Super3G

Basic concept (Original aims)

Long term evolution of 3G

Evolve 3G technologies by maintaining

competitiveness

Provide a smooth introduction path to

4G

Background

At the start of standardization in 2004,

interest in 4G was low

In 2008, for the proposal to ITU-R IMT-

Advanced, it was clearly indicated that LTE

Advanced should be an evolution of LTE

July 16, 2015 26 Seizo ONOE

2000 2005 2010 2015

Start in

DoCoMo

Start in

World market

Wide spread in

HSDPA

R99

4G

HSUPA

Super 3G S3G 3G Spectrum

4G Spectrum

スムースな4G導入

R99

HSDPA

HSUPA

4G

3Gの長期的エボリューション

_競争力維持

Smooth

introduction of 4G

Long term evolution of 3G

System performance

2000 2010

4G

Super3G

HSUPA

HSDPA

WCDMA Release99

• LTE provides a smooth evolution path to 4G

(LTE-Advanced)

• LTE provides a smooth evolution path to 4G

(LTE-Advanced)

Most people didn’t like to use the term “4G”.

Super3G

Super3G

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved

History from 1G to 4G

July 16, 2015 29 Seizo ONOE

Details

2000s

2000 2005 2010

LTE/LTE-Advanced

4G OFDMA/SCFDMA 100M-1Gbps Experiments

Super3G Concept

3G

1980 1985 1990

1G Analogue Cellular

TDMA Concept

GSM/ PDC/ TDMA

2G

Paper by Dr. Kinoshita ICC’81 and IEEE Trans. VT, 1982

1980s

2010s

2010 2015 2020

Now what? 4G 5G

1990s

1990

2G

1995 2000

WCDMA 2Mbps Experiments

3G

WCDMA/ CDMA2000

10Gbps Experiments at 11GHz

Chronological table

2020s

2020 2025 2030

5G

2030 2035 2040

7G 6G

5G

OFDMA

TDMA

WCDMA

No contents No technology

4G

3G

2G

It’s a marketing gimmick after 3G, while

technologies were there before 5G

No single representative technology, but there are several candidate technologies and the combinations of technologies create new technologies and solutions.

5G Technology

No Tech

Boom: 5G is hype?

and the Next

Global Activities

Requirements

Time Plan

Concept and Spectrum

Technology Coverage

Convergence or Divergence

Scenarios

R&D activities

Conclusion

5G Discussions

The Brooklyn 5G Summit

Extra topics

LTE update

History

5G Discussions

5G Technology

Conclusion

Requirements

What is 5G?

The Brooklyn 5G Summit

Global Activities

Requirements

Time Plan

Concept and Spectrum

Technology Coverage

Convergence or Divergence

Scenarios

R&D activities

Conclusion

Requirements

Higher data rate

Lower Latency

Massive connectivity Extremely low power

consumption 15 years battery life

Higher capacity

Traditional and Eternal requirements

Use cases

Lower cost

New requirements

Energy saving

4G, 5G-

1G, 2G, 3G, 4G, 5G-

5G-

Flexibility for Business

models and Ecosystem

for Internet of Things

2G, 3G, 4G, 5G-

1 msec

What is 5G?

Technology Aspect

Ecosystem, Customer and Business Aspect

e.g. NGMN Vision

5G is an end-to-end ecosystem to enable a fully mobile and connected

society. It empowers value creation towards customers and partners, through existing and emerging use cases,

delivered with consistent experience, and enabled by sustainable business models.”

5G is a new Radio Technology and/or

Evolution of 4G LTE.

It includes Network Architecture and Core

Network Technology.

Other

Industry

Sectors

Other

Industry

Sectors

What is 5G?

Technology

Ecosystem

Business

Technology

Ecosystem

Business

5G 3G and 4G

Technologies are required to support the ecosystem and businesses.

The technology led services and businesses, as a result.

CY 2015 CY 2016

Q3 Q4 Q1 Q2 Q3 Q4

シリーズイベント「5Gアイデアソン・ハッカソン」

5Gアプリケーション創造のためのシリーズイベント「5Gアイデアソン・ハッカソン」

• 5G能力を活用したサービスの早期開発

• 5G能力と5Gを利用したサービスの、アプリケーション開発者およびユーザに対する訴求

• アプリケーション開発者との5Gに関するパートナーシップ構築

目的

シリーズイベント キックオフ(8/22)

アイデアコンテスト +開発者ドラフト会議

Demo Day (お披露目会)

アイデアソン期間 ハッカソン期間

Time Plan

The Brooklyn 5G Summit

Global Activities

Requirements

Time Plan

Concept and Spectrum

Technology Coverage

Convergence or Divergence

Scenarios

R&D activities

Conclusion

4G LTE

Evolution of Mobile Technology

2020 2025 2030

2010 2015 2020

LTE-Advanced LTE 4G

5G+ 5G

•Existing frequency bands

•New bands licensed by 2019

•Unlicensed bands FD-MIMO, NOMA, Lean Carrier Design. New Numerology

•+New bands licensed after 2020 Massive-MIMO, ・・・

mmW

The Brooklyn 5G Summit

Global Activities

Requirements

Time Plan

Concept and Spectrum

Technology Coverage

Convergence or Divergence

Scenarios

R&D activities

Conclusion

Technology Coverage

for

Use Cases and

Frequency Bands

8K

Low-power

High

performance

8K

Low

-pow

er

Hig

h

perfo

rmance

5G utilizes wide range of frequency bands and their combinations with interworks

5G

co

vers

wid

e v

arie

ty o

f u

se c

ase

s

Different technologies may be used for different use cases and different frequency bands.

Tech. 1

Tech. 4

Tech. 5 Tech.

7

Tech. 2

Tech. 3

Tech. 6

5G A single technology, which is consisted of multiple components with consistent design basis,

is used for whole range.

Tech. 7

Tech. 3

Tech. 4

A major technology and complementary technologies

are used.

A single technology, which is consisted of multiple components with consistent design basis,

is used for whole range. 5G

Existing spectrum New spectrum

Frequency

3-10GHz 10-30GHz > 30GHz

July 16, 2015 Seizo ONOE 40

Technology

Convergence or Divergence

The Brooklyn 5G Summit

Global Activities

Requirements

Time Plan

Concept and Spectrum

Technology Coverage

Convergence or Divergence

Scenarios

R&D activities

Conclusion

1970s 1980s 1990s 2000s 2010s 2020s 2030s

PDC

GSM

IS-95

IS-136

NTT

AMPS

NMT

C-Netz

RC-2000

WCDMA/ TD-SCDMA

CDMA 2000

LTE/

LTE-A

PHS

WiMAX

TACS 5G

Wireless MAN

Wireless WAN

Cellular System 6G

Technology convergence is ideal, but divergence is likely to happen.

Wireless LAN

Wireless PAN

Trunked radio system TETRA

802.11b/a

iDEN

WiFi 802.11n 802.11ax

Near field communication Felica

NFC

IrDA Bluetooth

UWB

Z-Wave ZigBee

WiGig WirelessHD

Intelligent Transport Systems

PAL NTSC

SECAM

802.11ac

DVB/T ATSC

ISDB-T DVB/H T-DMB

1Seg ISDB-Tmm MediaFLO

802.11p

Broadcast

Low Power Wide Area

Fixed (Wired)

ISDN xDSL

FTTH

SigFox

LoRa Neul

6G

WMAN

6G

TRS

6G

ITS 6G

WLAN

6G WPAN WPAN WPAN WPAN

NFC-A NFC-B NFC-C

Mobile TV1

Mobile TV2

LPWA LPWA LPWA

Fixed Broadband

Fixed Broadband

Technology convergence has been the trend for cellular systems .

The convergence will continue for a while.

5G R&D Activities

The Brooklyn 5G Summit

Global Activities

Requirements

Time Plan

Concept and Spectrum

Technology Coverage

Convergence or Divergence

Scenarios

R&D activities

Conclusion

5G Experimental Trials in DOCOMO with

World-leading Vendors

UHF bands Ex. 800MHz, 2GHz

Frequency

Low SHF bands 3-6GHz

High SHF bands 6-30GHz

EHF bands > 30GHz

UHF bands Ex. 800MHz, 2GHz

Frequency

Low SHF bands 3-6GHz

High SHF bands 6-30GHz

EHF bands > 30GHz

8 Vendors 13 Vendors

NEW NEW NEW NEW NEW

5G Technology

The Brooklyn 5G Summit

Extra topics

LTE update

History

5G Discussions

5G Technology

Conclusion

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved

Evolution paths to 5G P

erf

orm

ance

5G

July 16, 2015 Seizo ONOE 69

Rel-10/11

Rel-8/9

LTE

Rel-12/13

Potential

New Technology

Rel-14/15,…

Further LTE

enhancements

LTE-Advanced Backward compatible enhancements

Big gain

2015 2020 Year 2010

Macro-assisted small cell enhancement

(Phantom cell)

1000x Data, true?

Technology Massive MIMO Phantom cell (Macro/Small-cell) NOMA (Non-orthogonal Multiple Access)

Combinations of Technologies

• Massive MIMO + Macro/Small-cell

• New Numerology/Lean Carrier Design (New spectrum/ Higher Spectrum)

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved

LTE-Advanced key features

Carrier aggregation

HetNet/ Small cell

The combination of Carrier Aggregation and Small Cells with C-RAN will create new excellent features.

Future Technology

July 16, 2015 70 Seizo ONOE

“蛮力”

This is old technology and may become buzzword.

“力業”

Advanced C-RAN

This is not so smart technology. “Brute force”

蛮力

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved

Advanced C-RAN Concept

July 16, 2015 Seizo ONOE 71

Core Network

EPC

RRE

eNodeB

LTE-A

LTE-A

Macro cells

Small cells

RRE

CA CA

BBU BBU BBU

RRE RRE

RRE RRE

RRE

• To achieve high-speed and high-capacity

• To maintain connectivity via macro cells

• Easy deployment even with a higher frequency

• Less signaling to the core-network by reducing handover processing

Carrier-Aggregation between Macro-cell and Small-cell, with C-RAN

e.g. 3.5GHz LTE-A

LTE-A e.g. 2.1GHz

Macro cell

Small cell (Add-on cell)

5G provides Higher data speed and Higher capacity.

Broader spectrum bandwidth

Higher frequency spectrum

Larger propagation loss

Shorter coverage

5G is a Hotspot system for complementary use.

Existing spectrum New spectrum

Frequency

e.g. 3-10GHz e.g. 10-30GHz e.g. > 30GHz

A wrong story I don’t like

Let’s tackle the challenge of achieving wide coverage

as cellular systems even with higher spectrum.

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved

Massive MIMO and Macro/Small-cell

July 16, 2015 73 Seizo ONOE

Adaptive Array Systems had a problem in coverage for common channels.

Small cell

Massive MIMO

? is about increasing the number of antennas.

Macro cell

The combination of

Massive MIMO and

Advanced C-RAN Enhancement (Phantom cell)

will provide adequate cell coverage even with higher frequency bands.

“an excellent feature”

蛮力

NOMA

The implementation technology is key.

力業“Brute force”

“Feat of strength”

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved July 22, 2015 Seizo ONOE 74

Core Network

EPC

RRE

eNodeB

5G

LTE-A

Macro cells

Small cells

RRE

CA CA

BBU

BBU

BBU

RRE RRE

RRE RRE

RRE e.g. 3.5GHz

5G

LTE-A e.g. 2.1GHz

Macro cell

Small cell (Add-on cell)

Massive MIMO and Advanced C-RAN (Phantom Cell)

5G

e.g. <6GHz, mmW

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved

Non-Orthogonal Multiple Access (NOMA)

July 16, 2015 78 Seizo ONOE

• Further Cellular Enhancement • Non-orthogonal transmission

at Base station • Successive Interference

Cancellation (SIC) at Mobile station

Throughput 60% UP

Received Throughput

NOMA OFDMA BS

MS #1 MS #2 Received IQ constellation

After SIC Before SIC

Converged LTE toward 5G

The Brooklyn 5G Summit

LTE update

Future Plans

Converged LTE toward 5G

Conclusion

GTI Summit 2015 Shanghai, July 15, 2015

Time

Freq

uen

cy

Unpaired Band D

External Band E

Paired Band C

Paired Band A

Unpaired Band B

Downlink Carrier Aggregation

Uplink Carrier Aggregation

Unpaired Band D

External Band E

Paired Band C

Paired Band A

Unpaired Band B

Time

Freq

uen

cy

Full-Duplex

Full-Duplex

Downlink Carrier Aggregation

Uplink Carrier Aggregation

Conclusion

The Brooklyn 5G Summit

Extra topics

LTE update

History

5G Discussions

5G Technology

Conclusion

5G discussion is heated unusually, and differently from 4G discussion ten years ago. This is good for accelerating the standardization process, but on the other hand, negative opinions may frustrate its progress.

5G will be launched in 2020 in an advanced market and then it will penetrate to the global market. 5G will continue to evolve after its launch in the same way that 4G LTE continues to evolve to LTE-Advanced and further enhancements.

No single 5G technology today, but a new technology will be

created by combination of technologies; Massive MIMO, Advanced C-RAN, NOMA and so on.

5G covers a wide variety of use cases and wide range of frequency bands. It is a big challenge to meet both requirements for extremely low power consumption and extremely high speed by a single 5G system.

DOCOMO targets 5G launch in 2020.

We are communicating with standards people so that the specifications be released by the end of 2018.

We expect collaboration with another advanced market South Korea trying 5G trial at Winter Olympics in 2018.

Copyright© 2015 NTT DOCOMO, Inc. All rights reserved July 22, 2015 87 Seizo ONOE