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    THE LEGAL SETTINGOF DIPLOMACY

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    DIPLOMATIC IMMUNITY

    - It is a fundamental rule of international law that

    allows a diplomat to engage in international

    diplomacy without fear or interference.

    - Protection of a diplomat from civil and criminal

    charges and from detention or personal harm.

    - It is an early and clear example of states

    preferring to find ways to cooperate rather thanaccepting greater conflict.

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    HOW BROAD IS THE

    COVERAGE OF IMMUNITYFOR DIPLOMATS?

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    Immunity is broad enough to protect the diplomat from normal

    law enforcement and civil suits.

    A diplomatic staff also enjoys the same immunity the

    ambassador does, and this immunity extends to the attaches

    and the spouses and families of the diplomats.

    If war breaks out, diplomatic immunity continues until diplomats

    have departed from the host country.

    ex. 1941, Japanese diplomats in Washington, D.C. at the

    time of the attack on Pearl Harbor

    Immunity even extends to a deceased diplomat.

    Immunity also covers the home of the ambassador.

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    Vienna Convention on Diplomatic Relations of 1961

    where widely accepted diplomatic practices wereset down

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    WHY DO THEY ENJOY THIS

    PRIVILEGE UNDERINTERNATIONAL LAW?

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    Governments would be reluctant to send

    ambassadors to other states if someone might harm

    them or take them hostage.

    Privileges and immunities are not intended to

    benefit individuals but to ensure the efficient

    performance of functions.

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    PERSONA NON GRATA

    If a host government wants to get rid of an

    individual with diplomatic immunity, it must declare

    that person persona non grata (The principle that a

    person can be found unacceptable by a hostgovernment and can be expelled) and ask for his or

    her recall by the sending government. He has to

    return to the sending state and the host state does

    not have to give an explanation.

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    Principal Reasons a Host State Might

    Declare a Diplomat Persona Non Grata

    Personal misconduct

    Espionage

    Retaliation by a state that has had one of itsdiplomats found unacceptable

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    Examples:

    In 1994, President Bill Clintons administration

    expelled the senior Russian intelligence officer,

    Aleksander Lysenko of the Russian embassy, the 1st

    such expulsion since 1986.

    The Clinton administration was upset over the

    espionage of a CIA employee, Aldrich Ames, who

    continued spying for Russia after the end of theCold War.

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    DO DIPLOMATS CASUALLY

    ABUSE THEIR EXTENSIVE

    IMMUNITY AND DO SO WITHIMPUNITY?

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    Professional diplomats follow an ethical code that

    requires them to obey local laws.

    The best guarantee of the diplomats immunity is the

    correctness of his own good conduct.

    The privilege of diplomatic immunity imposes on thediplomat the obligation to obey the laws of the host

    country.

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    EMBASSY

    - The location of a diplomatic mission in a host

    country; enjoys substantial immunity for diplomatic

    purposes.

    EMBASSY ROW

    - a street where embassies of many countries cluster

    together in the capital of the host countryex. Massachusetts Avenue in Washington, D.C.

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    EXTRATERRITORIALITY

    - This status meant that embassy personnel could followtheir own countrys laws inside the embassy, thoughthose laws might be incompatible with the laws of thehost state.

    !However, this historical view is not accurate today, if itever was.

    An embassy is inviolable only in the sense that thediplomats and their diplomatic business are not tosuffer interference and that local authorities will notenter the embassy without permission.

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    An activity sanctioned by the sending state in one of

    its embassies will not necessarily hold up as

    legitimate in the eyes of the host state.

    Ex. The Radwan vs. Radwan case of 1972

    Non-diplomatic acts, civil or criminal, that occur in

    an embassy fall under the jurisdiction of the hoststate.

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    EMBASSY SECURITY

    Host states have a legal obligation to

    protect embassies and consulates;

    however, this protection does not alwayshold up in practice.

    On rare occasion, mobs storm

    embassies and sometimes burn them.

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    Ex. - The Chinese Cultural Revolution of the late1960s

    - A Pakistani mob burned the American embassy inIslamabad and killed a Marine guard in 1980

    - 1979 Seizure of the US embassy in Tehran, Iran

    - 1995, a rocket grenade was fired into the USembassy in Moscow

    - Placement of listening devices, or bugs by the

    Soviets in the new American Embassy in Moscow

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    ASYLUM

    - is the protection from arrest or extradition given toa local political refugee by an embassy.

    - American Foreign Service regulations allow

    asylum if the refugee is in mortal danger from amob.

    The Caracas Convention Diplomatic Asylum of 1954allows Latin America countries to grant asylum and

    determine whether an offense is criminal orpolitical. Because of this convention, asylum casesoccur with some frequency in this region.

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    CONSULS and CONSULATES

    They do not have quite the same immunities and inviolability

    diplomats and embassies do, even though the International Law

    Commission of the United Nations has recommended the same

    protection.

    Vienna Convention on Consular Relations of 1963:

    The consuls have less protection from civil and criminal

    prosecution than diplomats.

    Host authorities can enter consulates in matters of public safety

    such as fire.

    The protection of consulate records, the freedom of

    communication, and the freedom of movement for consuls is

    about the same as for diplomats.

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    PROTOCOL

    - is the proper conduct and procedures involved in

    diplomacy.

    - has grown out of need and is a matter of custom

    more than formal international law.

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    - In the 17th and 18th centuries, diplomats wasted muchtime and occasionally dueled over matters of prestigeand status. Each diplomat wanted a seat at the head ofa table, or one closest to a host, or to be put first in line

    in a procession.The diplomats positions symbolicallyreflected their countries power and importance.

    Congress of Vienna of 1815 adopted a principle ofseniority based on the dates of accreditation of the

    ambassadors in a given capital. From that time on,seniority would control position on formal occasions.

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    Dean of diplomats is the most senior of the

    diplomatic corps and arbitrates for the others in

    matters of dispute among ambassadors in the same

    capital.Chief of Protocol appointed by host governments,

    they ensure that proper procedures, including

    deference of seniority, always receive respect.

    - Proper protocol diffuses conflict over symbols so

    issues of substance can receive due attention.

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    DIPLOMATIC STYLES

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    DIPLOMATIC STYLE

    - is the characteristic way states and other actors

    approach and handle their foreign policies.

    National cultures can hold different prescriptions for

    the behavior of people, including worldly

    diplomats.

    Raymond Cohen cultural differences run deep and

    obstruct the resolution of conflicts.

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    MUTUAL MISPERCEPTION

    Think the American style

    overly emphasizesfrankness, impatience,

    insensitivity, a resort

    to new initiatives, and

    a tendency to viewissues as crises.

    Think the non-Western style

    focuses too much on a

    concern with social form,

    history, preference for

    principles over specifics,

    intransigence to

    bargaining, and awillingness to end

    meetings without

    agreement.

    Non-Westerners Westerners / Americans

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    OPERATING CONDITIONSOF DIPLOMACY

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    EXPENSE

    The rapid rise in the number of states since the 1960shas required expanded diplomatic operations for manystates and involves a serious financial burden for mostof them.

    Since the demise of the Soviet Union, the United Statesprobably has the largest diplomatic establishment in theworld, however, in 1993 and 1994, cost-cuttingpressures led it to close 18 consulates and 2 embassiesin Africa.

    When governments fail to establish an embassyor toclose one, as Gambia did its Washington embassy in1985the reason is often the financial costs involved.

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    WAR

    When leaders suspend negotiations to make war,

    the role of the diplomat is severely limited. The use

    of military force implies that the goals of thewarring states are irreconcilable. Diplomacy can be

    effective only when room for negotiation exists and

    compromise is possible.

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    POWER

    While diplomacy is ongoing, military strength may

    be useful to support diplomacy. The two professions

    should support the same foreign policy, and in a

    coordinated way. Diplomats from weak countries may not receive

    attention, and military power unguided by

    diplomatic advice may prove to be a blind, reckless

    force.

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    Diplomacy without an army is like music without

    instruments.Frederick the Great,

    King of Prussia

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    Coercive Diplomacy a defensive strategy thatattempts to persuade an opponent to halt an aggressiveaction. In addition to diplomatic ploys, the threat offorce, or the actual use of limited force, can serve to

    restore peace.Gunboat Diplomacy an offensive tactic rather than a

    defensive gambit to head off an aggressive act.

    ex. In 1995, China placed flags on unoccupied atolls in

    the Spratley Islands, between China and the Phils., andenforced this territorial claim with destroyers.

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    TERRORISM

    Terrorists use violent acts to dramatize their

    grievances and wear down the will of governments

    that resist them. Terrorists have sometimes focused

    on diplomats because the latters traditional,peaceful role has made them vulnerable.

    Grey Wolves, a group of Turkish Armenians who want

    autonomy from Turkey, has specialized in assassinating

    Turkish diplomats and their families

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    Most early deaths of diplomats were from sicknessand disease but since the Second World War, mostdeaths have resulted from acts of terrorists.

    Bombings and other terrorist-related mattersfrequently disrupt embassy activities.

    Diplomacy is more difficult to carry out because ofterrorist activities.

    State-Sponsored Terrorism some countries haveused their diplomatic pouches to carry bombs andother weapons from one country to another.

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    TECHNOLOGY

    Hans Morgenthau - Diplomacy would naturally

    decline with the onset of modern communication

    technologies such as the telephone, telegraph,

    cable, and communication satellite. Ex. In the Persian Gulf crisis of 1991, President George

    Bush and President Mikhail Gorbachev conducted an

    unprecedented 75-minute telephone conversation,

    including the time of translation. Unfortunately fordiplomats, telephones bypass their roles.

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    EXTENT OF AGREEMENT

    If states share common interests and have few

    disagreements, the diplomats task will be relatively

    easy.

    The United States and Canada have the longestdemilitarized border in the world and they resolve their

    minor problems in a spirit of friendship unlike with

    China and the Soviet Union which shared a hostile

    border at which end had placed about a million troops.

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    SECRET VS. OPEN DIPLOMACY

    One of the causes of the 1st World War may havebeen a series of military obligations that theparticipants of the war had made in secret.

    President Woodrow Wilsons Fourteen Points aimedat structuring a better world included arecommendation that the diplomatic process, as wellas the agreements of states, receive public scrutiny.

    League Covenant required that countries publishand register every treaty with the League ofNations.

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    PROBLEMS WITH OPEN DIPLOMACY:

    Diplomats cannot be effective in a fishbowl

    environment. Public negotiating will lead to posturing for

    public effect, with diplomats either making empty

    gestures or taking rigid positions. Diplomacy calls for concessions and compromise, and

    these are difficult to achieve with media and anxious

    publics watching.

    Democracy-Diplomacy Dilemma: To be effective,diplomacy must be secretive, but to meet the

    requirements of democracy, it must be open.

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    DIPLOMATIC SKILL

    Whatever the obstacles a diplomat faces,

    considerable skill will enhance successful diplomacy.

    While excellent individual diplomats have come

    from African, Asian, and the Middle Easterncountries, many others are POLITICAL APPOINTEES

    relatives of the rulers, political opponents, or

    troublemakers appointed as diplomats to get them

    out of the country.

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    Nonprofessional diplomats often seek the pleasures

    of their station rather than work.

    Ex. In 1986, Irans ambassador to the United Nations,

    Said Rajaie-Khorassani, tried on a $100 raincoat in aNew York department store. He ripped off the price tag

    and headed for the exit. When he got caught, he told

    the police he was merely looking for a three-way mirror

    to see if the coat would fit.

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    Unskilled diplomats lack knowledge as to how embassies

    function, they do not know the language and culture of

    their host country, and they produce a low morale

    among FSOs because they deny these professionals adeserved ambassadorship which could lead to problems

    in international diplomacy.

    President George Bush outdid other presidents in making

    some particularly shameful appointments as with Joy

    Silverman, Amb. to Barbados who held no college degree

    nor did she have an impressive job record, Peter Secchia,

    Amb. to Italy and Joseph Gildenhorn, Amb. to Switzerland.

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    Not all political appointments are poor choices, however.

    Shirley Temple Black, ambassador to Czechoslovakia

    Raymond Seitz, ambassador to Great Britain

    Most ambassadors(about two-thirds) are FSOs, welltrained, and skilled, but it was only in 1924 that a

    professional diplomatic corps resulted from the RogersAct in addition to studying foreign languages, thediplomatic corps go through the Foreign Service Institute

    staffed by a faculty drawn from the most experienceddiplomats. Only after a long and distinguished careerdo the most successful FSOs become ambassadors.