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TRANSCRIPT
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THE LEGAL SETTINGOF DIPLOMACY
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DIPLOMATIC IMMUNITY
- It is a fundamental rule of international law that
allows a diplomat to engage in international
diplomacy without fear or interference.
- Protection of a diplomat from civil and criminal
charges and from detention or personal harm.
- It is an early and clear example of states
preferring to find ways to cooperate rather thanaccepting greater conflict.
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HOW BROAD IS THE
COVERAGE OF IMMUNITYFOR DIPLOMATS?
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Immunity is broad enough to protect the diplomat from normal
law enforcement and civil suits.
A diplomatic staff also enjoys the same immunity the
ambassador does, and this immunity extends to the attaches
and the spouses and families of the diplomats.
If war breaks out, diplomatic immunity continues until diplomats
have departed from the host country.
ex. 1941, Japanese diplomats in Washington, D.C. at the
time of the attack on Pearl Harbor
Immunity even extends to a deceased diplomat.
Immunity also covers the home of the ambassador.
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Vienna Convention on Diplomatic Relations of 1961
where widely accepted diplomatic practices wereset down
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WHY DO THEY ENJOY THIS
PRIVILEGE UNDERINTERNATIONAL LAW?
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Governments would be reluctant to send
ambassadors to other states if someone might harm
them or take them hostage.
Privileges and immunities are not intended to
benefit individuals but to ensure the efficient
performance of functions.
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PERSONA NON GRATA
If a host government wants to get rid of an
individual with diplomatic immunity, it must declare
that person persona non grata (The principle that a
person can be found unacceptable by a hostgovernment and can be expelled) and ask for his or
her recall by the sending government. He has to
return to the sending state and the host state does
not have to give an explanation.
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Principal Reasons a Host State Might
Declare a Diplomat Persona Non Grata
Personal misconduct
Espionage
Retaliation by a state that has had one of itsdiplomats found unacceptable
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Examples:
In 1994, President Bill Clintons administration
expelled the senior Russian intelligence officer,
Aleksander Lysenko of the Russian embassy, the 1st
such expulsion since 1986.
The Clinton administration was upset over the
espionage of a CIA employee, Aldrich Ames, who
continued spying for Russia after the end of theCold War.
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DO DIPLOMATS CASUALLY
ABUSE THEIR EXTENSIVE
IMMUNITY AND DO SO WITHIMPUNITY?
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Professional diplomats follow an ethical code that
requires them to obey local laws.
The best guarantee of the diplomats immunity is the
correctness of his own good conduct.
The privilege of diplomatic immunity imposes on thediplomat the obligation to obey the laws of the host
country.
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EMBASSY
- The location of a diplomatic mission in a host
country; enjoys substantial immunity for diplomatic
purposes.
EMBASSY ROW
- a street where embassies of many countries cluster
together in the capital of the host countryex. Massachusetts Avenue in Washington, D.C.
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EXTRATERRITORIALITY
- This status meant that embassy personnel could followtheir own countrys laws inside the embassy, thoughthose laws might be incompatible with the laws of thehost state.
!However, this historical view is not accurate today, if itever was.
An embassy is inviolable only in the sense that thediplomats and their diplomatic business are not tosuffer interference and that local authorities will notenter the embassy without permission.
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An activity sanctioned by the sending state in one of
its embassies will not necessarily hold up as
legitimate in the eyes of the host state.
Ex. The Radwan vs. Radwan case of 1972
Non-diplomatic acts, civil or criminal, that occur in
an embassy fall under the jurisdiction of the hoststate.
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EMBASSY SECURITY
Host states have a legal obligation to
protect embassies and consulates;
however, this protection does not alwayshold up in practice.
On rare occasion, mobs storm
embassies and sometimes burn them.
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Ex. - The Chinese Cultural Revolution of the late1960s
- A Pakistani mob burned the American embassy inIslamabad and killed a Marine guard in 1980
- 1979 Seizure of the US embassy in Tehran, Iran
- 1995, a rocket grenade was fired into the USembassy in Moscow
- Placement of listening devices, or bugs by the
Soviets in the new American Embassy in Moscow
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ASYLUM
- is the protection from arrest or extradition given toa local political refugee by an embassy.
- American Foreign Service regulations allow
asylum if the refugee is in mortal danger from amob.
The Caracas Convention Diplomatic Asylum of 1954allows Latin America countries to grant asylum and
determine whether an offense is criminal orpolitical. Because of this convention, asylum casesoccur with some frequency in this region.
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CONSULS and CONSULATES
They do not have quite the same immunities and inviolability
diplomats and embassies do, even though the International Law
Commission of the United Nations has recommended the same
protection.
Vienna Convention on Consular Relations of 1963:
The consuls have less protection from civil and criminal
prosecution than diplomats.
Host authorities can enter consulates in matters of public safety
such as fire.
The protection of consulate records, the freedom of
communication, and the freedom of movement for consuls is
about the same as for diplomats.
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PROTOCOL
- is the proper conduct and procedures involved in
diplomacy.
- has grown out of need and is a matter of custom
more than formal international law.
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- In the 17th and 18th centuries, diplomats wasted muchtime and occasionally dueled over matters of prestigeand status. Each diplomat wanted a seat at the head ofa table, or one closest to a host, or to be put first in line
in a procession.The diplomats positions symbolicallyreflected their countries power and importance.
Congress of Vienna of 1815 adopted a principle ofseniority based on the dates of accreditation of the
ambassadors in a given capital. From that time on,seniority would control position on formal occasions.
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Dean of diplomats is the most senior of the
diplomatic corps and arbitrates for the others in
matters of dispute among ambassadors in the same
capital.Chief of Protocol appointed by host governments,
they ensure that proper procedures, including
deference of seniority, always receive respect.
- Proper protocol diffuses conflict over symbols so
issues of substance can receive due attention.
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DIPLOMATIC STYLES
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DIPLOMATIC STYLE
- is the characteristic way states and other actors
approach and handle their foreign policies.
National cultures can hold different prescriptions for
the behavior of people, including worldly
diplomats.
Raymond Cohen cultural differences run deep and
obstruct the resolution of conflicts.
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MUTUAL MISPERCEPTION
Think the American style
overly emphasizesfrankness, impatience,
insensitivity, a resort
to new initiatives, and
a tendency to viewissues as crises.
Think the non-Western style
focuses too much on a
concern with social form,
history, preference for
principles over specifics,
intransigence to
bargaining, and awillingness to end
meetings without
agreement.
Non-Westerners Westerners / Americans
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OPERATING CONDITIONSOF DIPLOMACY
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EXPENSE
The rapid rise in the number of states since the 1960shas required expanded diplomatic operations for manystates and involves a serious financial burden for mostof them.
Since the demise of the Soviet Union, the United Statesprobably has the largest diplomatic establishment in theworld, however, in 1993 and 1994, cost-cuttingpressures led it to close 18 consulates and 2 embassiesin Africa.
When governments fail to establish an embassyor toclose one, as Gambia did its Washington embassy in1985the reason is often the financial costs involved.
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WAR
When leaders suspend negotiations to make war,
the role of the diplomat is severely limited. The use
of military force implies that the goals of thewarring states are irreconcilable. Diplomacy can be
effective only when room for negotiation exists and
compromise is possible.
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POWER
While diplomacy is ongoing, military strength may
be useful to support diplomacy. The two professions
should support the same foreign policy, and in a
coordinated way. Diplomats from weak countries may not receive
attention, and military power unguided by
diplomatic advice may prove to be a blind, reckless
force.
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Diplomacy without an army is like music without
instruments.Frederick the Great,
King of Prussia
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Coercive Diplomacy a defensive strategy thatattempts to persuade an opponent to halt an aggressiveaction. In addition to diplomatic ploys, the threat offorce, or the actual use of limited force, can serve to
restore peace.Gunboat Diplomacy an offensive tactic rather than a
defensive gambit to head off an aggressive act.
ex. In 1995, China placed flags on unoccupied atolls in
the Spratley Islands, between China and the Phils., andenforced this territorial claim with destroyers.
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TERRORISM
Terrorists use violent acts to dramatize their
grievances and wear down the will of governments
that resist them. Terrorists have sometimes focused
on diplomats because the latters traditional,peaceful role has made them vulnerable.
Grey Wolves, a group of Turkish Armenians who want
autonomy from Turkey, has specialized in assassinating
Turkish diplomats and their families
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Most early deaths of diplomats were from sicknessand disease but since the Second World War, mostdeaths have resulted from acts of terrorists.
Bombings and other terrorist-related mattersfrequently disrupt embassy activities.
Diplomacy is more difficult to carry out because ofterrorist activities.
State-Sponsored Terrorism some countries haveused their diplomatic pouches to carry bombs andother weapons from one country to another.
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TECHNOLOGY
Hans Morgenthau - Diplomacy would naturally
decline with the onset of modern communication
technologies such as the telephone, telegraph,
cable, and communication satellite. Ex. In the Persian Gulf crisis of 1991, President George
Bush and President Mikhail Gorbachev conducted an
unprecedented 75-minute telephone conversation,
including the time of translation. Unfortunately fordiplomats, telephones bypass their roles.
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EXTENT OF AGREEMENT
If states share common interests and have few
disagreements, the diplomats task will be relatively
easy.
The United States and Canada have the longestdemilitarized border in the world and they resolve their
minor problems in a spirit of friendship unlike with
China and the Soviet Union which shared a hostile
border at which end had placed about a million troops.
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SECRET VS. OPEN DIPLOMACY
One of the causes of the 1st World War may havebeen a series of military obligations that theparticipants of the war had made in secret.
President Woodrow Wilsons Fourteen Points aimedat structuring a better world included arecommendation that the diplomatic process, as wellas the agreements of states, receive public scrutiny.
League Covenant required that countries publishand register every treaty with the League ofNations.
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PROBLEMS WITH OPEN DIPLOMACY:
Diplomats cannot be effective in a fishbowl
environment. Public negotiating will lead to posturing for
public effect, with diplomats either making empty
gestures or taking rigid positions. Diplomacy calls for concessions and compromise, and
these are difficult to achieve with media and anxious
publics watching.
Democracy-Diplomacy Dilemma: To be effective,diplomacy must be secretive, but to meet the
requirements of democracy, it must be open.
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DIPLOMATIC SKILL
Whatever the obstacles a diplomat faces,
considerable skill will enhance successful diplomacy.
While excellent individual diplomats have come
from African, Asian, and the Middle Easterncountries, many others are POLITICAL APPOINTEES
relatives of the rulers, political opponents, or
troublemakers appointed as diplomats to get them
out of the country.
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Nonprofessional diplomats often seek the pleasures
of their station rather than work.
Ex. In 1986, Irans ambassador to the United Nations,
Said Rajaie-Khorassani, tried on a $100 raincoat in aNew York department store. He ripped off the price tag
and headed for the exit. When he got caught, he told
the police he was merely looking for a three-way mirror
to see if the coat would fit.
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Unskilled diplomats lack knowledge as to how embassies
function, they do not know the language and culture of
their host country, and they produce a low morale
among FSOs because they deny these professionals adeserved ambassadorship which could lead to problems
in international diplomacy.
President George Bush outdid other presidents in making
some particularly shameful appointments as with Joy
Silverman, Amb. to Barbados who held no college degree
nor did she have an impressive job record, Peter Secchia,
Amb. to Italy and Joseph Gildenhorn, Amb. to Switzerland.
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Not all political appointments are poor choices, however.
Shirley Temple Black, ambassador to Czechoslovakia
Raymond Seitz, ambassador to Great Britain
Most ambassadors(about two-thirds) are FSOs, welltrained, and skilled, but it was only in 1924 that a
professional diplomatic corps resulted from the RogersAct in addition to studying foreign languages, thediplomatic corps go through the Foreign Service Institute
staffed by a faculty drawn from the most experienceddiplomats. Only after a long and distinguished careerdo the most successful FSOs become ambassadors.