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  • 8/9/2019 Designs for Change Full Report-The Big Picture

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    Te Big PictureSchool-Initiated Reforms,

    Centrally Initiated Reforms,and Elementary School

    Achievement in Chicago

    (1990 to 2005)

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    This study and related Designs for Change research studies and resource materials

    about effective urban schools and school improvement are available at www.

    designsforchange.org.

    A Word of Thanks

    The research team deeply appreciates the cooperation of the staff, students, Local School

    Council, and parents of Carson Elementary School and Earhart Options for Knowledge

    School. They allowed us to observe their activities, participated in interviews, and

    provided a wide range of data about their schools.

    Donald R. Moore, Ed.D., provided leadership in designing and writing this study. Virgin-

    ia Valdez conducted most of the statistical analyses and aided in writing the study report.

    Anthony Ragona conducted the bi-variate regression analysis. Greg Mount aided withstatistical data analysis. Jean Newcomer designed and prepared the publication.

    This research effort has been supported by grants from The Spencer Foundation, The

    Joyce Foundation, and The Ford Foundation. Designs for Change is responsible for study

    findings and interpretations, which do not necessarily reflect the views of the studys

    funders.

    Other foundations and corporations that have supported DFCs school improvement andpolicy reform efforts in the last fifteen years have helped create the knowledge base that

    has informed this study: Chicago Annenberg Challenge, Chicago Community Trust, Chi-

    cago Tribune Company, Chicago Tribune Foundation, Edna McConnell Clark Foundation,

    http://www.designsforchange.org/http://www.designsforchange.org/http://www.designsforchange.org/http://www.designsforchange.org/
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    Executive Summary

    Key Finding: 144 InnerCity Chicago ElementarySchools Have Shown 15 Years

    of Substantial SustainedAchievement Gains

    Research analyzing elementary school

    achievement over the past 15 years in Chi-

    cago reveals 144 public inner city elemen-

    tary schools all of them low-achieving

    in 1990 that have shown substantial and

    sustained improvement in reading test

    score gains, with the typical school in this

    group now reading at the national average

    on the Iowa Reading Test.

    These 144 Substantially Up Schools

    serve nearly 100,000 students, a number

    equal to the entire school system enrollment

    in cities the size of Baltimore.

    These successful Chicago schools are

    distributed throughout the city, including

    many in some of the citys poorest neigh-

    tracked the progress or lack of it in

    Chicago public elementary schools during

    a reform process that began in 1988, when

    the Illinois General Assembly shifted major

    authority from the central school adminis-

    tration to each individual Chicago school.

    The 1988 Chicago School Reform Act

    established an elected Local School Council

    with the power to hire and fire its principal

    and gave principals and teachers additional

    authority that was unique in big cities.

    In 1990, only about 20% of the almost100,000 students in the 144 Substantially

    Up Schools identified in the study could

    read at or above the national average, based

    on Iowa Reading Test results. Today the

    average for this group of schools has risen,

    in almost unbroken progression, to 50%

    the national average for a cross-section

    of urban, suburban, and rural schools. The

    number of students in these schools reading

    at or above the national average has more

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    for deciding which schools will be labeled

    as needing improvement under the federal

    No Child Left Behind law.

    Although schools like Carson and Earhart

    are different in many of their specifics,

    researchers who have studied such ef-

    fective schools in Chicago and across the

    nation pinpoint some common underlying

    principles.

    The most consistent feature of these schools

    is that all adults work as a team to improveeducation, including the teachers, parents,

    Local School Council, principal, and com-

    munity agencies (Adult Teamwork).

    The study indicates that the most effective

    and long-lasting improvements occurred

    when schools took swift advantage of major

    authority granted by the legislature in the1988 reform legislation, and kept building on

    their success. Effective Local School Councils

    hired a principal who was a strong leader,

    but welcomed everyones participation.

    Designs for Change has organized the

    common practices of such effective schools

    around Five Essential Supports for StudentLearning found consistently in schools like

    Carson and Earhart:

    Eff ti S h l L d hi

    Most important, these effective schools can

    help other schools that are not educating

    their students, so that these schools can

    master and carry out the Five Essential Sup-ports for Student Learning.

    Further, since the schools that have im-

    proved have had the flexibility to choose

    an excellent principal, central and area staff

    should halt interference in the principal

    selection process.

    The Designs for Change findings:

    Lend strength to the 1988 decision

    of the Illinois General Assembly to

    shift significant initiative for school

    improvement to the school level,

    including principal hiring, school

    improvement planning, and control

    of funds. Now that the evidence isclear about how much schools can

    improve with school-level improvement

    authority, the General Assembly needs to

    protect and expand this authority.

    Support the decision announced by

    the Chicago Public Schools earlier

    this summer to remove many central

    administration restrictions from 85 highperforming schools and indicate that this

    program should be expanded.

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    dissatisfied with the pace of test score

    improvement in 1995, Chicagos Mayor was

    given increased authority to intervene in an

    effort to improve student performance.

    Test score performance improved for

    several years, but it has flat-lined under at

    least three expensive central administra-

    tion initiatives over the past five years, as

    documented in this study:

    Among the elementary schools placed

    on school probation in fall 1996 or fall1997, only 6 of the 68 schools still open

    reached the current Chicago probation

    standard of 40% in spring 2005.

    Among the 100 elementary schools that

    had the highest grade retention rates in

    grades 3, 6, and 8 combined in summer

    1997, only 8 of the 88 schools still open

    reached the Chicago probation standard

    of 40% in spring 2005.

    Among the 114 low-achieving

    elementary schools that were assigned

    Reading Specialists in fall 2001, none of

    the 101 schools still open exceeded the

    Chicago probation standard of 40% in

    spring 2005.

    Unfortunately, these programs are not be-

    ing phased out, but are either being main-

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    The Big Picture:School-Initiated Reforms,

    Centrally Initiated Reforms,

    and Elementary School Achievement

    in Chicago (1990 to 2005)

    Designs for ChangeSeptember 2005

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    Section 1. Study Context and Purposes .....................................................................................1

    Study Context: Some Key Events in the History of Chicago School Reform ..................................... 2

    The Chicago Reform Act of 1988 ........................................................................................................ ........ 2

    The 1995 Reform Act Amendments .............................................................................. ............................ 6

    The Mayors First Leadership Team .................................................... ......................................................... 7

    The Mayors Second Leadership Team ....................................................... ............................................... 8

    Overview of Study Purposes ...................................... ........................................................... ............................ 9

    Section 2. Patterns of School-Level Student Achievement from 1990 to 2005 .....................11

    Relevant Study Methods .....................................................................................................................................11

    Elementary Schools Included in the Analysis ........................................................................................11

    Analyzing Chicago Elementary Schools That Had LowVersus Adequate to Good Achievement in 1990 ..................................................... ..........................11

    Trend Analysis Methods for Assessing School Progress .................................................... ................12

    Methods for Analyzing State ISAT Tests ..................................................... .............................................. 15

    The High Stakes that Are Attached to the Iowa and ISAT Measures Studied ............................ 15

    Achievement Trends of Schools that Were Low-Achieving in 1990 .................................................... 16

    Iowa Reading Test Results for the Three Trend Groups ...................................................... ................18

    ISAT Test Results for the Three Trend Groups ..................................................... .................................... 25

    Mathematics Results for Substantially Up, Tending Up, and No Trend Schools ............................. 27

    Overall Achievement Patterns for All Elementary Schools Analyzed ................................................. 29

    Section 3. Distinctive Practices of Unusually Effective Urban Elementary Schools ..............33

    National and International Research Has Documented thePractices of Unusually Effective Schools .......................................................................................................33

    Contents

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    Grade Retention .....................................................................................................................................................52

    Retentions Scale and Costs in Chicago ...................................................................................................55

    Impact on the Achievement of Chicagos Retained Students ......................................................... 55Impact on the Dropout Rates of Retained Students ....................................................... ....................56

    School System Sidesteps Research Evidence .......................................................... .............................. 56

    Alleged Motivational Benefits of the Threat of Retention for Students Systemwide ..........56

    The Current Studys Analysis of Retention .............................................................................................57

    Reading Specialists ...............................................................................................................................................57

    Chicago Board Initiatives and the Five Essential Supports for Student Learning .......................... 63

    Section 5. Key Study Implications .............................................................................................65

    The Opportunity to Build on the Strengths of Chicagos Successful Schools ................................. 65

    The Need to Examine the Effectiveness of Central Administration Programs ................................ 66

    Impact of School-Initiated Versus Centrally Initiated Efforts to Raise Achievement ....................66

    End Notes ....................................................................................................................................67

    Appendix A .................................................................................................................................73

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    During the period from 1985 to 2005,the Chicago Public Schools initi-ated a number ofmajor reforms aimed at

    improving educational quality and student

    achievement. A briefchronology of somekey events in this twenty-year reform

    period is summarized in Chart 1.

    One set of changes resulted from the 1988

    decision of the Illinois state legislature to

    radically restructure the Chicago school

    system, shifting some key school deci-

    sion-making and improvement authorityto the school level.1 This legislative change

    resulted from a grassroots movement that

    began in 1985 to develop a detailed frame-

    work for the 1988 legislation, which was

    ultimately supported by a broad coalition

    of school reform, parent, business, and

    community groups.2

    These changes created a school-based de-

    cision-making structure that was unprec-

    edented in big cities, but resembled the

    CHART 1.Some Key Events in the

    Chicago School Reform Timeline

    Study Context and Purposes

    1S E C T I O N

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    CHART 2.Percentage of Low-Income Students in the 20 U.S.

    Big City School Systems with the Largest Enrollment

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    transforming what had been a highly cen-

    tralized system into a system in which many

    key decisions were made at each school.8

    This fundamental restructuring resultedfrom an organizing and legislative advo-

    cacy campaign carried out by a coalition of

    school reform, business, parent, and com-

    munity groups and was the culmination of a

    reform effort that began in about 1985.9

    Among the key changes that the 1988 law

    made were the following:

    Local School Councils. Created an

    elected Local School Council (LSC) ateach of Chicagos schools. These LSCs

    were composed of six elected parents,

    two elected community representatives,

    Council, abolishing the lifetime princi-

    pal tenure that had previously existed.

    New Principal Powers. Gave principals

    a pivotal school leadership role and moreauthority in establishing and carrying

    out instructional and budget priorities,

    as well as in hiring and supervising

    school staff. Principals were permitted

    to hire any certified teacher for an

    open teaching position, without regard

    to teacher seniority, which enabled

    proactive principals to shape a cohesiveschool staff.

    New Teacher Powers. Gave teachersa greater decision making and advisory

    voice, through their two seats on the

    Local School Council and a teacher

    committee that worked with the

    principal on curriculum and school

    improvement (the Professional Personnel

    Advisory Committee).

    Infusion of Funds, Targeted toLow-Income Schools and Under

    School Control. Required that, over a

    five-year period, state money that was

    generated based on a schools enrollment

    of low-income students (State Chapter1 funds) must be increasingly placed

    under school control and must be made

    supplementary to a fair share of other

    In the early 1990s, the Local

    School Council at Earhart

    Options for Knowledge

    School set the goal of creating

    a school where student

    achievement surpassed manysuburban schools. As described

    in Section 3, Earhart succeeded.

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    school-level initiative, of enforcing

    critical systemwide standards in such

    areas as civil rights, and of creating a

    systemwide framework of educationalobjectives and assessments.

    Educational policy analysts recognized the

    scope of this legislative change. Stanford

    political scientist Michael Kirst observed

    that this is the biggest change in American

    school control since the 1900s.It is the

    most dramatic change in any school system

    I can think of. It is absolutely precedent-

    breaking.12[emphasis added]

    One way in which Chicago school reform

    differed from school-based decision-mak-

    ing reforms that had been carried out

    in other cities in the past was that major

    authority was actually shifted to the school

    site in Chicago, and that this shift of author-ity was embodied in state law (and thus

    not subject to being taken away by the

    decisions of a subsequent school district

    administration). In other school-based man-

    agement reforms, the transfer of authority

    to the school site was small and/or ambigu-

    ous and resulted in little change in school-

    level practice.13

    The most controversial aspect of the Chica-

    go restructuring plan was to allocate a ma-

    about 110 of these small districts were in the

    Chicago Metro Area, with some of them just

    a few blocks outside of Chicagos borders.

    While the Chicago metro area is well-knownfor its high school districts that consist of

    one or two high schools, 57 of the small dis-

    tricts in the Chicago Metro Area are K-8 dis-

    tricts that enroll fewer than 700 students.15

    Proponents argued that such small school

    districts (with elected lay school boards)

    were a good model for the proposed Lo-

    cal School Councils planned for Chicago,

    because such small school districts gener-

    ally functioned well. They cited research

    evidence indicating that the achievement of

    students in general and low-income students

    in particular was higher in small school

    districts, rather than large ones (controlling

    for student background).16

    Proponents argued that parents and commu-

    nity residents had substantial organizational

    leadership experiences in their churches,

    jobs, and other community institutions and

    would respect and complement the knowl-

    edge and skills of their schools teachers

    and administrators. Proponents envisionedthat successful Local School Councils would

    typically help foster teamwork among all

    the adults who could make critical contribu-

    Elected school boards

    in small Illinois school

    districts were a model

    for Chicagos Local

    School Councils.

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    and as many parent and community

    candidates ran in low-income schools as

    in middle-income schools.19 Chicagos

    Local School Councils constituted thelargest concentration of elected officials

    of color in the United States, with 2,500

    African American and Latino LSC

    members.20

    Early studies of teacher and principalattitudes towards the new system carried

    out by the Consortium on Chicago School

    Research at the University of Chicagoshowed that teacher and principal

    attitudes were generally positive. For

    example, 63% of teachers agreed or

    strongly agreed in spring 1991 with the

    statement that Since reform, I am more

    optimistic this school will improve.21

    And in a study of principal attitudes

    towards reform carried out in spring

    1992, 62% of principals agreed or strongly

    agreed with the statement that Since

    reform, this school is getting better. In

    contrast, only 29% of principals agreed or

    strongly agreed with the statement that

    Since reform, there is more conflict in

    this school.

    22

    A more extensive Consortium study that

    analyzed the first three years of reform im-

    plementation indicated that about 31% of the

    evolving in ways that can lead to major

    improvements in student learning?

    We answer yes.25

    At the same time, the Consortium study in-

    dicated that about 34% of Chicagos elemen-

    tary schools operated under conditions of

    consolidated principal power or sus-

    tained conflict and had improved little.26

    The Consortiums researchers labeled these

    schools schools left behind by reform.

    How best to improve these schools has beena continuing source of controversy from

    1990 to 2005. The impact of three efforts

    to improve these schools left behind by

    reform by the Mayors education team that

    was appointed after 1995 are analyzed in

    Section 4. The Interpretive Summary in Sec-

    tion 5 makes recommendations about how

    these schools can be improved, based on thefindings of the current study.

    Finally, a Consortium study of a city-wide

    cross-section of Local School Councils indi-

    cated that many of the stereotypes of LSC

    members and their competence were inaccu-

    rate. Based on an analysis of a representative

    cross-section of Local School Councils, theConsortium concluded that:

    50%-60% of LSCs were high functioning

    i i t th i k ibiliti

    Is the restructur-

    ing of the Chicago

    public school systemevolving in ways that

    can lead to major

    improvements in

    student learning?

    We answer yes.

    Consortium on ChicagoSchool Research, 1993

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    Although the Republicans were impressed

    by some documented school-level improve-

    ments that had occurred as a result of the

    1988 Reform Act and were sympathetic tothe ideology of local control, they were

    also highly critical of continuing corruption

    in the school systems central office, the lack

    of major systemwide test score gains at that

    point, and the school systems continuing

    financial crises.

    Further, legislators responded to the Chi-

    cago Mayors complaint that the process for

    selecting the central school board that was

    established by the 1988 Reform Act left him

    with inadequate authority to select Board

    members, even though the public held him

    accountable for school quality and student

    achievement.

    As a result, the General Assembly made

    several major changes in the Chicago School

    Reform Act in May 1995. The basic struc-

    ture ofschool-level decision making was

    kept intact; indeed, principals were, for the

    first time, given clear authority over school

    custodians and food service staff. However,

    the state legislature gave Chicagos Mayora major role in making crucial systemwide

    decisions, which included the following:

    The Mayor was granted authority to

    over wages and benefits, but not over

    working conditions.29

    The Mayors First Leadership Team.In

    June 1995,Chicagos MayorDaley appoint-ed his former Budget Director, Paul Val-

    las, as the school systems Chief Executive

    Officer, and his former Chief of Staff, Gery

    Chico, as President of the school systems

    Board of Trustees.

    The Mayors team essentially chosenot

    tobuild on the accomplishments of theschool-based improvement efforts carried

    out over the previous five years. Vallas

    characterized these efforts as a failed exper-

    iment that led to confusion and corruption

    and did not improve student achievement.

    In a February 1996 interview with Catalyst

    magazine, for example, Vallas asserted:

    I am inundated with complaints about

    local school councils from parents,

    teachers and principalsand other local

    school council members. Investigate this,

    investigate that. Patronage, nepotism,

    people declaring custody over kids so

    that they can remain on local school

    councils. People intimidating parents.Its a continual onslaught. I believe

    they are, to quote Shakespeare, much

    ado about nothing.30

    In 1995, the state leg-

    islature gave Chicagos

    Mayor a major role in

    making crucial system-

    wide decisions, while

    keeping school-level

    decision making intact.

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    In spring 1997, the Central Board required

    students at grades 3, 6, and 8 to attend

    summer school if they scored below a

    minimum level on the Iowa Test of Basic

    Skills in either reading or math, and

    required students who failedto makesufficient test score progress by the end of

    summer school to repeat a grade (about

    10,000 on average at these three grade

    levels in subsequent years).32

    Since many of the leaderships educational

    reforms have been test-driven, there hasbeen great pressure on schools to focus on

    raising test scores on the particular tests on

    which critical decisions about each school

    hinged.33 This pressure some-

    times creates school-level

    conflicts between (1) sticking

    with longer-term strategies to

    restructure the school and im-

    prove instruction (as described

    in Section 3 of this report)

    and (2) placing the primary

    focus on short-term tactics

    for improving test scores on a

    particular test (such as devot-

    ing large amounts of timeto test prep materials for a

    particular test).34 These issues

    are discussed in greater detail

    the mayor took over the schools. While

    the Mayor did not take over the schools,

    Chicagos Central Board and administration

    were given some key powers that are notexercised by the leadership of most other

    big city school systems (such as sweeping

    authority to reconstitute schools and actu-

    ally dismiss, rather than transfer, teachers

    and principals at these schools). This situa-

    tion has created ongoing conflictbetween

    Local School Councils and advocates for

    local school initiative, on the one hand, andan aggressive central administration, on the

    other.

    The Mayors Second Leadership Team.

    In summer 2001, the Vallas-Chico team

    was eased out by the Mayor, and replaced

    by a team headed by Arne Duncan (Chief

    Executive Officer) and Michael Scott (BoardChair), who were initially more accommo-

    dating to school-level decision making. The

    new team developed a systemwide im-

    provement plan (Every Child, Every School)

    with wide participation, which was accept-

    able to most advocates for local control and

    which was released in August 2002.36

    The stated priority of the second leader-

    ship team has been to focus on improving

    instruction above all else A top initiative

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    Since spring 2004, the leadership teams

    strategy has shifted to a top-down focus

    and a renewed hostility to Local School

    Councils.Standards for placing schools on proba-

    tion were dramatically tightened in spring

    2004, and 167 elementary schools and 45

    high schools were placed on probation in

    fall 2004. Placing these schools on proba-

    tion allowed the central administration to

    severely limit the decision-making rights

    of LSCs and principals in these schools.38

    However, in contrast to previous probation

    efforts, schools were not given additional

    resources, but instead were required to

    spend their discretionary funds on similar

    staff and activities citywide (for example,

    each elementary school was required to hire

    two Reading Specialists).39

    In July 2004, Mayor Daley announced that

    he would implement a major new initia-

    tive called Renaissance 2010, in which 60

    low-achieving schools would be closed, to

    be replaced by 100 charter schools, small

    schools, and performance schools most

    without Local School Councils and manywithout unionized teachers.40 This initia-

    tive has been actively resisted by a coalition

    of Local School Council members, com-

    To analyze elementary school

    achievement test data that illuminate

    the impact of the shift of educational

    decision making to the school level as a

    result of the 1988 Reform Act (Section 2).

    To analyze research evidence about

    school-level educational practices that

    help account for the major sustained test

    score improvements of a sizable group

    of elementary schools from 1990 to 2005

    (Section 3).

    To analyze elementary school

    achievement test data that illuminate

    the impact of three initiatives of the

    Mayors leadership team: school

    probation, student grade retention, and

    the assignment of Reading Specialists to

    low-achieving schools (Section 4).

    The Iowa Tests were administered to Chi-cago elementary students from 1990 to 2005

    in grades 3 to 8 in reading and math. These

    Iowa Test results provide the only year-to-

    year test measure available to help judge

    the progress of elementary schools

    with respect to the shift to school-

    based decision making, school pro-

    bation, student grade retention, andReading Specialists. Analyzing Iowa

    Reading Test results and their implica-

    h l h f h

    This study draws on test

    score data to analyze

    the impact of the 1988

    Reform Act, schoolprobation, student

    grade retention, and

    the Reading Specialist

    Initiative.

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    Patterns of School-Level StudentAchievement from 1990 to 2005

    2S E C T I O N

    Relevant Study Methods

    This analysis builds on a previousDesigns for Change study focused onanalyzing multi-year test score trends of

    Chicago elementary schools from 1990 to

    1997.41 That study identified 111 elementary

    schools with a substantial trend ofim-

    proved reading achievement from 1990 to

    1997, including 87 elementary schools that

    were low-achieving in 1990.

    The current study analyzes elementary

    school patterns of test score achievementfrom 1990 to 2005. For reasons explained

    below, the heart of the analysis examines

    multi-year test score trends from 1990 to

    2003 using a regression analysis focused on

    analyzing each schools Iowa Reading Test

    scores for grades 3 to 8 combined. Both the

    previous study and current study em-

    ployed methods for analyzing multi-year

    test score trends developed by the research

    department of the Chicago Public Schools.42

    Some Key Section 2 Findings

    144 Chicago elementary schools that were low-achieving in

    1990 showed a sustained upward trend on the Iowa ReadingTest from 1990 to 2003 (Substantially Up Schools).

    The number of students in these Substantially Up Schools

    reading at or above the national average more than doubled

    from 21.4% in 1990 to 45% in 2003.

    Based on year 2000 national norms recently adopted by Chicago,

    these 144 Substantially Up Schools reached the national average

    of 50% in 2004 and 2005.

    These 144 elementary schools serve nearly 100,000 students

    as many students as attend the Baltimore Public Schools.

    These schools are 87.2% low-income a larger low-income

    percentage than any big city school system in the nation.

    All of these 144 Substantially Up Schools had Local School

    Councils that chose their principals and had unionized teachers.

    In 1990, not one of these Substantially Up Schools exceeded the

    current Chicago probation standard of 40% on the Iowa Reading

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    baseline year for judging progress subse-

    quent to the Chicago School Reform Act of

    1988).

    Thus, the current analysis followed the prac-tice of DFCs previous research on Chicago

    elementary school achievement by dividing

    the elementary schools into two catego-

    ries, based on whether or not 40% of their

    students scored at or above the national

    average on the Iowa Reading Test in grades

    3 to 8 combined in 1990 (see Chart 3):

    Low Achievement in 1990.Less than

    40% of students scored at or above the

    national average in 1990 on the Iowa

    Reading Test in grades 3 to 8 combined.44

    Adequate to Good Achievement in

    1990. 40% or more of students scored

    at or above the national average in 1990

    on the Iowa Reading Test in grades 3 to 8

    combined.45

    As reflected in Chart 3, 85% of the 433

    elementary schools analyzed (368 schools)

    fell into the Low Achievement category

    in 1990, while 15% of the elementary

    schools analyzed (65 schools) fell into the

    Adequate to Good Achievement category.

    As reflected in Chart 2 in Section 1, Chicago

    elementary schools that were in the Low

    Achievement category in 1990 served a sub-

    stantially larger percentage of low-income

    students (i.e., 90.4%) than any of the 20 big

    city school districts in the United Stateswith the largest student enrollments.

    Trend Analysis Methods for Assess-

    ing School Progress. As in DFCs earlier

    study of test score trends, the researchers

    employed a procedure developed by the

    research department of the Chicago Public

    Schools that employs a bi-weight regres-

    sion analysis to analyze multi-year school

    test score trends.46 This procedure allows

    researchers to gauge the extent of change

    over a period of years using a trend line

    for each school. This particular type of

    regression analysis minimizes the effect of

    unusual variations in results for any indi-

    vidual year.47

    The key school statistic employed has been

    the schools year-to-year percent of students

    scoring at or above the national average

    on the Iowa Reading Test in grades 3 to 8

    combined, which has been a high stakes

    measure in Chicago since fall 1996 that has

    been used, for example, to place elemen-

    tary schools on probation and to evaluate

    principals.

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    Ideally, we would have liked to carry out

    this multi-year trend analysis for the period

    from 1990 to 2005. However, the Chi-

    cago school system introduced a differentnational norming sample in spring 2002,

    which it now uses to calculate the Iowa Test

    achievement results of Chicago students.

    (In spring 2002, Chicago switched from

    comparing Chicagos students to a national

    cross-section of students who took the Iowa

    Test in 1988 to a national cross-section of

    students who took the Iowa Test in 2000.)

    This change means the combined percent

    of students scoring at or above the national

    average at a typical elementary school that

    tests students in grades 3 to 8 is increased

    by about 3.5%, simply by the introduction

    of these new national norms. The school

    systems adoption of these 2000 nationalnorms (and their unwillingness to publish

    complete data that would allow researchers

    to translate student or school scores be-

    tween the 1988 and 2000 norming systems)

    made it impossible for DFC to carry out

    multi-year trend analysis beyond spring

    2003, for reasons explained in the accompa-

    nying End Note.48

    Using available data, DFC (1) conducted a

    trend analysis of Iowa Reading Test results

    Down. Since there were no Tending Down

    Schools from 1990 to 2003 and only one Sub-

    stantially Down School, the analysis focused

    on schools that were Substantially Up, Tend-ing Up, or No Trend (see Chart 5-a):

    A Substantially Up School gained at

    a rate of at least 1.5% per year in its

    percentage of students scoring at or

    above the national average from 1990

    to 2003 (an increase in the percentage of

    students scoring at or above the national

    average at a rate of atleast 19.5% from 1990

    to 2003).

    A Tending Up School

    gained at a rate

    between 1.0% per year

    and 1.49% per year

    in its percentage ofstudents scoring at

    or above the national

    average from 1990 to

    2003 (an increase in the

    percentage of students at or above the

    national average at a rate of at least 13%

    from 1990 to 2003).

    A No Trend School gained at a rate ofless than 1.0% per year in its percentage

    of students scoring at or above the

    national average from 1990 to 2003 (an

    Carson sixth-grader works on

    her digital portfolio, as part of an

    interactive project with museum

    experts on Peru.

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    CHART 4.

    Distribution of Illinois K-8 Schools Rankedby Percentage of Low-Income Students

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    Chart 4 further emphasizes the heavy

    concentration of low-income students in

    the Chicago elementary schools in all three

    trend groupsthat were low-achieving in1990. Chart 4 depicts the number of Illinois

    elementary or middle schools serving some

    combination of grades K-8 with various

    percentages of low-income students in the

    2003-2004 school year.

    Chart 4 shows, for example, that Illinois had

    448 schools serving some combination of

    grade K-8 students that served 0% to 5% low-

    income students and 200 K-8 schools that

    served 95% to 100% low-income students.

    The Chicago elementary schools that were

    low-achieving in 1990 are represented by

    the dark blue, green, and orangebars that

    are clustered on the right side of Chart 4.

    Chart 4 reflects the fact that 58% of IllinoisK-8 schools that serve more than 75% low-

    income students are included in the 368

    low-achieving Chicago K-8 schools that are

    being analyzed in this study.

    Methods for Analyzing State ISAT Tests.

    In addition to the Iowa Tests, Chicago began

    to administer state-wide tests called theIllinois Standards Achievement Tests (ISAT

    Tests) in reading, math, and other subjects

    i i 1999 d ti t d i i t

    have complete ISAT data) to assess the ISAT

    Test progress of the groups of schools that

    were Substantially Up Schools, Tending Up

    Schools, and No Trend Schools on two ISATtests described below.

    The High Stakes that Are Attached to

    the Iowa and ISAT Measures Studied.Chicago elementary schools may currently

    be identified as deficient based on Chicago

    standards (probation), Illinois standards

    (academic early warning list and aca-

    demic watch list), or federal standards

    (school in need of improvement).

    The three indicators of Iowa and ISAT

    school-level scores that are the focus of

    the current analysis have become criti-

    cal in making these high stakes decisions

    about Chicago elementary schools, and this

    high stakes pressure was intensified bythe Chicago Board through its decision to

    dramatically raise its probation standard in

    fall 2004.

    Thus, the current study analyzed three

    test results that are central in determin-

    ing whether particular schools are judged

    adequate or deficient according to Chicago,Illinois, and federal standards:

    Iowa Reading Results.The percentage

    The three test results

    analyzed are the basis

    for the most critical

    decisions made about

    Chicagos K-8 schools

    each year.

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    ISAT Reading Results.The percentage

    of students meeting or exceeding

    standards on the ISAT Reading Test

    and the ISAT Math Test are the current

    criteria for determining whether an

    Illinois elementary school has made

    adequate yearly progress under the

    federal No Child Left Behind Act.

    In spring 2004, at least 40% of a schools

    students had to meet or exceed state

    standards in reading (based on results

    for grades 3, 5,and 8 combined) andin math (based on results for grades 3,

    5,and 8 combined), in order to make

    adequate yearly progress.

    These standards applied not only to

    the student body as a whole but also to

    several subgroups within the student

    body.

    In spring 2005, this minimum standard

    for ISAT Reading and Math in Illinois

    was raised to 47.5%; however, detailed

    school-by-school results to judge which

    schools have met these criteria have not

    yet been publicly released by the Illinois

    State Board of Education.

    Schools that fail to meet adequate yearlyprogress criteria for two years in a row

    or more are designated schools in need

    of improvement and are subject to a

    subjects and all grades in which ISAT

    Tests are administered. If40% of a

    Chicago schools students do not meet

    or exceed the cutoff for ISAT Overall,

    the school will be placed on Chicago

    probation (unless the school meets the

    Iowa Reading Test standard described

    previously).

    Thus, the three school-level test scores that

    are the focus of the current analysis are cen-

    tral to the test-based school accountability

    systems in Chicago and in Illinois. All Chi-cago elementary schools are under intense

    pressure to improve these particular scores.

    Further, these three test scores are impor-

    tant indicators that can enable the public to

    analyze each schools academic progress,

    since they include both of the major read-

    ing tests administered to Chicago elemen-tary school students, as well as the states

    major indicator of achievement that cuts

    across individual subjects.

    Achievement Trends ofSchools that Were Low-

    Achieving in 1990Of critical interest are the achievement

    trends of the 85% of Chicago elementary

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    CHART 5.

    Achievement Score Trends for Chicago K-8 Elementary Schools thatWere Low Achieving in 1990 and Were Substantially Up, Tending Up,

    or No Trend on the Iowa Reading Test from 1990 to 2003

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    Progress Over Time. Does the trend

    group (such as Substantially Up

    Schools) show a pattern of sustained

    improvement over time, does it remain

    fairly flat over time, or does it decline?

    Absolute Level of Achievement.

    Are groups of schools achieving at an

    adequate pace to meet critical cutoff

    scores within a reasonable timeframe,

    even if they have been making some

    progress? A set of schools that begins

    at very low levels of achievement mustmake substantial consistent gains to

    catch up. Even an upward movement

    for a few years can still leave a school or

    group of schools far below minimum

    standards (such as Chicagos probation

    standard). Chart 10-a, for example,

    shows that 104 of Chicagos Substantially

    Up Schools (73% of them) are meetingthe Chicago probation standard on the

    Iowa Reading Test, while only 14 of

    Chicagos No Trend Schools (13% of

    them) are meeting this standard.

    As discussed earlier, it is also important to

    examine multi-year patterns of scores and

    not to focus on short-term losses and gains

    between particular years. Meaningful pat-

    terns begin to emerge when one examines

    scores over a period of four years or more.

    system, they would be the 26th largest

    school system in the nation (about the

    same size as Baltimore or Milwaukee, as

    shown in Chart 7-a).50

    The Substantially Up Schools were 87.2%

    low-income a larger percentage of

    low-income students than the 20 big city

    school districts in the United States with

    the largest enrollments, as reflected in

    Chart 2 and Chart 7-b.

    As reflected in Chart 5-a, the Substan-

    tially Up Schools increased the

    percentage of their students at or above

    the national average from 21.4% in 1990

    to 45.0% in 2003 (based on 1988 national

    norms). Thus, the number of students in

    these Substantially Up Schools reading at

    or above the national average more than

    doubled over these 13 years.

    Based on 1988 national norms for the

    Iowa Tests, the typical Substantially

    Up School was approaching the

    national average of50% in 2003. (The

    national average of 50% compares these

    Substantially Up Schools with a national

    cross-section of urban, suburban, and

    rural schools.)

    Based on the 2000 national norms for

    the Iowa Tests that Chicago adopted

    Chicagos 144

    Substantially Up

    Schools that werelow achieving in 1990

    more than doubled

    the percentage of their

    students reading at

    or above the national

    average in 13 years.

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    CHART 6.Latest Achievement Scores for Chicago K-8 Elementary Schools that

    Were Low Achieving in 1990 and Were Substantially Up or No Trendon the Iowa Reading Test from 1990 to 2003

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    state tests (the IGAP Tests) were the

    major accountability measure on which

    educators and the public focused.

    Under the Mayors leadership team, theIowa Test became the overriding focus for

    placing schools on probation, for student

    grade promotion, and for principal evalu-

    ation after fall 1996. From 1996 to 2003, the

    gap between the Substantially Up Schools,

    on the one hand, and the Tending Up

    CHART 7-a.

    Student Enrollment Comparisons

    Schools and No Trend Schools, on the other,

    continued to widen substantially on the

    Iowa Reading Test.

    Indeed, Chart 5-a indicates that the city-wide improvement in Iowa Reading Test

    scores from 1995 to 2003 was due in large

    part to the increased test scores of the Sub-

    stantially Up Schools (which had already

    improved their average test scores signifi-

    cantly before the Mayor was given new

    Chicagos Substantially

    Up Schools, which

    showed a consistent

    trend of improved

    reading scores from

    1991 to 2005, serve

    as many students as

    the Baltimore Public

    Schools.

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    powers, with this improvement occurring

    in a period when the Iowa Reading Test

    was a low-stakes test).

    One interpretation of this finding (theevidence for which is discussed in Section

    3) is that the Substantially Up Schools had

    attained a level ofcoherent social organiza-

    tion by 1995 that allowed these schools to

    respond to the new demands for increased

    test score achievement by increasing educa-

    tional quality, while the No Trend Schools

    lacked this coherent social organization and

    focused on implementing such limited strat-

    egies as drilling students for the Iowa Tests.51

    One indication of the degree of test score

    improvement in the Substantially Up

    Schools from 1990 to 2003 is that based on

    1988 national norms in 1990 not a single

    Substantially Up School exceeded the Chi-cago probation standard of 40% that was

    mandated for the Iowa Reading Test begin-

    ning in fall 2004 (see Chart 8). Yet by 2005,

    104 of the 142 Substantially Up Schools still

    open exceeded the 40% standard, and 19

    more were within five percentile points of

    the 40% standard based on 2000 national

    norms (see Chart 8).

    At a time when the Mayors school lead-

    hi t d b f th

    for a period of years and then dropped off.

    Clearly, the overall results for Substantially

    Up Schools are encouraging, but many of

    these schools must still improve markedly.

    In contrast to the achievement gains of

    the Substantially Up Schools, Chart 10-a

    indicates that only 14 of the 109 No Trend

    Schools still open in spring 2005 exceeded

    the current Chicago probation standard

    of 40% on the Iowa Reading Test in 2005.

    Further, of the 95 No Trend Schools that

    were below the probation standard, 84 of

    these No Trend Schools were more than 5

    percentile points below the 40% probation

    standard.

    One possible explanation for the gains of

    the Substantially Up Schools from 1990 to

    2003 is that these schools attracted more

    advantaged students over time, and thatthese more advantaged students helped

    account for the improved test scores of the

    Substantially Up Schools. This is undoubt-

    edly true in some schools. However, from

    1990 to 2003 the overall percentage of

    low-income students in these Substan-

    tially Up Schools rose from 78% to 87% (a

    9% increase), and the percentage of white

    students in these Substantially Up Schools

    declined from 16% to 13% (a 3% decrease).52

    The 144 Substantially

    Up Schools have

    brought about major

    improvements in

    student achievement

    with elected Local

    School Councils and

    unionized teachers.

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    CHART 8.

    Distribution of 1990 and 2005 Iowa Reading Scores for ChicagoK-8 Elementary Schools that Were Low Achieving in 1990 and WereSubstantially Up on the Iowa Reading Test from 1990 to 2003

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    lunch can include a range of incomes, and

    it is probably true that the students attend-

    ing the No Trend Schools were (on average)

    somewhat poorer than the students in the

    Substantially Up Schools.

    However, Charts 2 and 4 dramatize the fact

    that the Substantially Up Schools had one

    of the highest concentrations of poverty

    among big cities in the nation. There is a

    great deal of overlap between the economic

    conditions of the Substantially Up Schools

    and No Trend Schools with some No

    Trend and Substantially Up Schools located

    within a few blocks of each other.

    Still another possible explanation of the

    gains of the Substantially Up Schools is that

    they benefited from the initiatives of the

    Mayorsleadership team. This possibility is

    analyzed in Chart 9. As Chart 9 indicates:

    Only 13% of Substantially Up Schools

    were placed on probation in 1996 or 1997.

    Only 12% of Substantially Up Schools

    were among the 100 K-8 schools with

    the highest rates of grade retention in

    summer 1997.

    Only 3% of Substantially Up Schools were

    assigned a Reading Specialist in fall 2001.

    I t t

    munity can carry out that contribute to the

    progress of Substantially Up Schools (see

    analysis in Section 3).

    No Trend Schools. The fifteen-yeartrend of increased Iowa Reading Test scores

    for the Substantially Up Schools contrasts

    sharply with the pattern of achievement on

    the Iowa Reading Test indicated in Charts

    5-a and 6-a for the No Trend Schools.

    Charts 5-a and 6-a indicate that the No

    Trend Schools:

    Made no achievement gain from 1990 to

    1995.

    Registered an increase of about 8% from

    1995 to 1999 (during the time that the

    Iowa Test became the key high stakes

    test in Chicago).

    Made no substantial achievement gainfrom 1999 through 2005 (i.e., their Iowa

    Reading Test scores flat-lined from

    1999 to 2005).

    The pattern of test scores for the No Trend

    Schools depicted in Charts 5-a and 6-a has

    repeatedly been documented by research-

    ers studying standardized test score trends,

    as described in a review article that ap-

    peared in Education Week:

    Test scores follow a predictable cycle

    In schools that follow a

    test prep strategy, test

    scores rise quickly for

    several years, and then

    flat-line.

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    CHART 9.Percent of Schools Substantially Up, Tending Up, and No Trend Chicago

    K-8 Elementary Schools that Were Low Achieving in 1990 and Were:

    Placed on Probation in Fall 1996 or Fall 1997

    Among the 100 K-8 Elementary Schools with the Highest GradeRetention Rates in Grades 3, 6, and 8 Combined in Summer 1997

    Assigned a Reading Specialist in Fall 2001

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    are asked and sometimes even the

    precise questions they drill students

    on how to perform well on the tests.53

    Mayor Daleys leadership team was explicitin encouraging teachers to drill students on

    the specific format and types of questions

    that appeared on the Iowa Reading Test.54 A

    committee of the National Research Council

    studied standardized testing in Chicago in

    the late 1990s, and the Committees Chair

    summarized the Committees conclusions

    about Chicago test results as follows:

    The NRC Committee concluded that

    Chicagos regular year and summer

    school curricula were so closely geared

    to the ITBS [the Iowa Test] that it was

    impossible to distinguish real subject

    mastery from mastery of skills and

    knowledge useful for passing thisparticular test.55

    The No Trend groups pattern of short-term

    gain followed by flat-lining is consistent

    with the familiar pattern observed by test ex-

    perts when tests like the Iowa Reading Test

    are employed under high stakes conditions

    and teachers respond primarily by drilling

    students for one specific high stakes test.

    The end result for the No Trend Schools is

    h l % f h d i N T d

    One important reason for comparing Iowa

    Test and ISAT Test results is that research-

    ers who study testing have frequently

    found that when students and teachers are

    pressed to improve scores on a particular

    achievement test under high stakes condi-

    tions, students raise their scores on this

    particular high stakes test for several years.

    However, when these students are given a

    different test that covers generally the same

    subject matter, their gains disappear.56

    Thus, one way to determine whether the

    sustained Iowa Reading Test gains of the

    Substantially Up Group reflect genuine

    learning (rather than simply test prepara-

    tion for the Iowa Reading Test) is to ex-

    amine how the Substantially Up Schools

    performed on the ISAT Reading Test and

    ISAT Overall Test.The following research findings help clarify

    this issue:

    In 1990, the three trend groups differed

    only slightly on the Iowa Reading Test

    (for example, 21.4% at or above the

    national average for the Substantially

    Up Schools, compared with 18.5% forthe No Trend Schools, as indicated in

    Chart 5-a). Thus, if the subsequent Iowa

    Reading Test gains for the Substantially

    Significant gains on

    the ISAT Tests forthe Substantially Up

    Schools buttress the

    view that their Iowa

    Reading Test gains

    reflected genuine

    learning.

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    CHART 10.Distribution of 2005 Scores for Chicago K-8 Elementary Schools

    that Were Low Achieving in 1990 and Were Substantially Up andNo Trend on the Iowa Reading Test from 1990 to 2003

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    Trend Schools on the Iowa Reading Test

    in 1999 was also reflected in a sizeable

    difference between the two trend groups

    on both the ISAT measures by 1999.

    The difference between the Substantially

    Up Schools and No Trend Schools on

    the two ISAT tests continued to widen

    somewhat from 1999 to 2003. On the

    ISAT Reading Test, the gap grew from

    14.9% in 1999 to 18.6% in 2003. On the

    ISAT Overall Test, the gap widened from

    12.5% to 19.0% (see Charts 5-b and 5-c).These widening gaps reflect the fact

    that the Substantially Up Schools made

    larger gains from 1999 to 2003 on both

    ISAT Tests, as compared with the No

    Trend Schools.

    Differing scores on the ISAT Tests cre-

    ated major differences in the number of

    schools in the Substantially Up and No

    Trend groups that met the cutoff stan-

    dards on ISAT Reading Tests that served

    as a key part of the basis for federal, state,

    and Chicago sanctions in spring 2004 and

    spring 2005. These differences are depicted

    in Chart 10.

    On the ISAT Reading Test in spring 2004,113 of the 140 Substantially Up Schools

    still open and for which we could obtain

    Substantially Up Schools on the Iowa Read-

    ing Test reflect genuine learning and are

    not simply the result of drilling students for

    a specific test.

    In addition, the fact that more than 70% of

    Substantially Up Schools scored above vari-

    ous cutoffs for Chicago, Illinois, and federal

    sanctions enables these schools to avoid

    the loss of autonomy and the stigma that

    are associated with being labeled a proba-

    tion school or a school in need of im-

    provement or being placed on the states

    academic early warning list or academic

    watch list.

    At the same time, between 27 and 38

    schools in the Substantially Up group

    failed to meet one or more of these cutoffs

    (see Chart 10). And even those Substantially

    Up Schools with 40%-50% of their studentsmeeting particular cutoffs demonstrate a

    major need for further improvement, a

    point discussed further in Section 5.

    Mathematics Results forSubstantially Up, Tending Up,

    and No Trend SchoolsAlthough this study has primarily focused

    on reading achievement, we also con-

    On the ISAT Reading

    Test in spring 2004,113

    of 140 Substantially

    Up Schools met federal

    reading standards. In

    contrast, only 23 of 113

    No Trend Schools metfederal standards.

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    CHART 11.Latest Achievement Score Trends for Chicago K-8 Elementary

    Schools that Were Low Achieving in 1990 and Were Substantially Up,Tending Up, or No Trend on the Iowa Math Test from 1990 to 2003

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    The following major patterns are apparent

    in the math results presented in Chart 11:

    A very positive finding is that many

    more schools that were low achieving in1990 were in the Substantially Up trend

    group on the Iowa Math Test than on the

    Iowa Reading Test (253 schools in math

    versus 144 in reading). This larger group

    of Substantially Up Schools showed

    steady improvement from 1994 on and

    had reached 50% (the national average)

    by 2003.

    Further, only 54 schools were in the

    Tending Up group on the Iowa Math

    Test and only 59 schools were in the

    No Trend group on the Iowa Math Test.

    However, the Tending Up and No Trend

    groups showed the dismaying pattern

    of leveling off in 2000 and flat-lining in

    subsequent years on the Iowa Math Test.

    Overall AchievementPatterns for AllElementary Schools

    AnalyzedBased on analyses of the achievement levels

    and trends for both (1) elementary schools

    that had Low Achievement in 1990 and (2)

    elementary schools that had Adequate to

    Good Achievement in 1990 (see Chart 3),

    we classified the 433 elementary schools

    analyzed into four groups. (Trend analy-

    ses for Adequate to Good Schools were

    carried out, but are not presented in this

    report.) These four groups reflect long-term

    achievement patterns of these 433 schools

    on the Iowa Reading Test from 1990 to

    2003. This analysis is presented in Chart 12:

    CHART 12.Nature of Iowa Reading Test Progress from 1990 to 2003

    (Includes Schools with Low Achievement in 1990 andSchools with Adequate to Good Achievement in 1990)

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    Substantial Trend of Progress.166elementary schools (38% of the total)

    were Substantially Up on the Iowa

    Reading Test from 1990 to 2003 (i.e. they

    increased their percentage of students ator above the national average at a rate

    of 19.5% or more from 1990 to 2003). Of

    these 166 schools that were Substantially

    Up from 1990 to 2003, 144 had Low

    Achievement in 1990 and 22 had

    Adequate to Good Achievement in 1990.

    Maintained Good Achievement(50%or more at or above the national averagein 2003). 38 schools (9% of the total)

    maintained good achievement and had

    50% or more of their students at or above

    the national average in 2003. These

    were primarily schools that began with

    Adequate or Good Achievement in 1990

    and maintained it, although they werenot Substantially Up from 1990 to 2003.

    Limited Trend of Progress(less than50% at or above the national average

    in 2003). 110 schools (25% of the total)

    were in the Tending Up trend group, but

    still had less than 50% of their students

    achieving at or above the national

    average in 2003.

    No Trend of Progress(less than 50% ator above the national average in 2003)

    As the map in Chart 13 indicates, schools

    that have shown a Substantial Trend of

    Progress and have Maintained Good

    Achievement are distributed across Chi-

    cago, including many of the citys poorest

    neighborhoods. Often schools that have

    made substantial progress are within a few

    blocks of schools that had unacceptable

    achievement and failed to improve. At the

    same time, some neighborhoods have no

    Substantially Up Schools or Schools that

    have Maintained Good Achievement on theIowa Reading Test.

    If schools that have improved significantly

    are employing a distinctive set of practices,

    the city can build on this success and adapt

    these lessons to schools that are failing to

    improve. This issue is the focus of Section 3.

    Nearly half of Chicago

    K-8 schools showed

    a Substantial Trendof Progress or

    Maintained Good

    Achievement between

    1990 and 2003.

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    Ebinger

    Onahan

    NorwoodPark

    Wildwood

    EdgebrookSauganash Solomon Clinton

    Stone

    Decatur

    Rogers

    Armstrong, G Field

    Kilmer

    Hayt

    SwiftHitch

    Farnsworth

    Prussing

    Smyser

    BridgeDever

    Reinberg

    Gray

    PortagePark

    Schubert

    Canty

    Dore

    Pasteur

    Clark, M Sumner

    Dvorak

    Nobel

    Falconer

    Scammon

    Belding

    PalmerVolta

    Jamieson

    Budlong

    Chappell

    PeirceTrumbull

    Goudy

    Hibbard

    Coonley

    ClevelandBell

    HamiltonBlaine

    Audubon

    Brentano

    Darwin Goethe

    Yates

    Pulaski

    Jahn

    Cameron LafayetteDe Diego

    SabinPritzker

    Ryerson ChopinColumbus

    Pickard

    RuzSaucedo

    BrightonPark

    Gunsaulus

    CarsonBontemps

    Graham

    Evergreen

    Greene, N

    Holden

    Cooper

    JungmanOrozco

    GalileoJackson, A

    TalcottOtis

    Mitchell

    Peabody

    LincolnNewberry

    BurleyHawthorne

    Inter-American

    Disney

    LaSalle

    Franklin

    Haines

    PershingMcClellan

    Mayo

    McCorkle

    ColmanBeethoven

    ParkmanBeasley

    Overton

    WoodsonNorth

    Carter Carnegie

    Ray

    Murray

    Harte

    Dirksen

    Kellman

    King

    Chavez Canter

    Kinzie

    Alcott

    Arai

    Andersen

    Bateman

    Burr

    Carpenter

    Casals

    Chase

    Drake

    FarrenEdwards

    Finkl

    Greeley

    Healy

    Hughes, C.

    Irving

    Jordan

    LeMoyneLinne

    Logandale

    Lovett

    Lowell

    MarshallMiddle

    McAuliffe

    McCormick

    McCutcheon

    McPherson

    OriolePark

    PilsenPlamondon

    Ravenswood

    Schiller

    Seward

    Stockton

    Twain

    Walsh

    Whittier

    Boone

    Garvy

    Hale

    Byrne

    Sheridan

    Ogden

    Sayre

    Thorp,O

    Edison

    PetersonAlbany

    Park

    WoodsonSouth

    Ward, J

    De la Cruz

    Grant

    CHART 13.

    Substantially Up Schools and Schools that Have Maintained

    Good Achievement on the Iowa Reading Test (1990-2003)

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    Distinctive Practices of Unusually

    Effective Urban Elementary Schools

    3S E C T I O N

    Some Key Section 3 Findings

    For more than 40 years, researchers in the United States and world-

    wide have conducted careful studies to understand the practicesof unusually effective schools schools that serve large

    percentages of low-income students but significantly outperform

    schools serving similar student bodies.

    In the early 1990s, Designs for Change reviewed this research and

    identified a set of distinctive practices found in unusually effective

    urban elementary K-8 schools. Designs for Change organized these

    distinctive practices around Five Essential Supports for Student

    Learning, which DFC currently describes as:

    1. School Leadership Focused on Success for All Students

    2. Social Supports for Learning (School Culture)

    3. Family and Community Partnerships Support Learning

    4. Adults Collaborate and Learn

    5. Quality Learning Activities (with a Special Focus on Literacy)

    Extensive research carried out in Chicago during the past decade by

    the Consortium on Chicago Research, Designs for Change, and other

    researchers further clarifies the distinctive practices of unusually

    effective urban elementary K-8 schools that are related to these Five

    As documented in Section 2, the re-search study identified 144 Substan-tially Up Schools that were low achieving

    in 1990. These grade K-8 schools serve as

    many students as the Baltimore PublicSchools and have a higher poverty rate

    than the students attending any of the 20

    big city schools in the U.S. with the largest

    student enrollments.

    Yet, Chart 6-a documents that the typical

    school in this group has risen from 21.4%

    at or above the national average on theIowa Reading Test in 1990 (based on 1988

    national norms) to 50% in 2005 (based on

    2000 national norms). In other words, the

    typical Substantially Up School has reached

    the national average.

    National and InternationalResearch Has Documentedthe Practices of UnusuallyEffective Schools

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    schools schools that serve a large per-

    centage of low-income students, but where

    students achieve substantially better than

    schools serving similar student bodies. For

    example, reviews of this research appear in

    The International Handbook of School Effec-

    tiveness Research and in Unusually Effective

    Schools: A Review and Analysis of Research and

    Practices.58

    In Section 3, we (1) briefly summarize the

    practices of unusually effective urban el-

    ementary schools and (2) provide profiles oftwo such neighborhood schools in Chica-

    go: Earhart Options for Knowledge School

    and Carson Elementary School.

    Both Earhart and Carson are

    neighborhood schools with an

    effective Local School Council

    who have been active leadersin improving their school and

    in involving families and the

    community in school improve-

    ment. Both Local School Coun-

    cils hired and supported a

    principal who was the catalyst

    for transforming the school.

    Both schools are now achiev-

    ing significantly above national averages

    on the Iowa Tests in reading and math and

    unusually effective schools, in order to help

    researchers, educators, Local School Coun-

    cil members, and others to understand this

    research and apply it in improving Chicago

    elementary schools.60

    The result of this effort was a framework

    for analyzing and carrying out school

    improvement, called the Five Essential

    Supports for Student Learning, which

    has been widely employed in Chicago. It

    is important to understand that the Five

    Essential Supports for Student Learning arenot simply a summary of research carried

    out by Designs for Change, but rather a

    framework that summarizes the findings

    ofscores of studies of unusually effective

    schools from Chicago, other U.S. cities, and

    other countries.

    The Consortium on Chicago SchoolResearch has employed this framework

    to shape its own research and has refined

    this framework through its own extensive

    studies of Chicago schools and classrooms

    during the past decade. Here is what the

    Consortium concludes about the Five

    Essential Supports for Student Learning:

    The Consortium has conducted

    extensive, in-depth studies of Chicagos

    public schools since 1990 This

    Earhart teachers not only have

    high academic expectations,

    but develop warm caring

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    beneficial to consider each support in

    relation to the others.

    The Essential Supports are most likely to

    develop in schools where relational trustsuffuses working relationships across the

    school community.61

    In April 1998, Designs for Change pub-

    lished its initial research study of achieve-

    ment trends in Chicago elementary schools

    from 1990 to 1997.62 As part of this study,

    Designs for Change analyzed teacher and

    student survey data from the Consortium

    on Chicago School Research to determine

    whether Substantially Up Schools carried

    out a set of distinctive practices, which

    differed from the practices of No Trend

    Schools at a statistically significant level.63

    The practices identified through this

    Designs for Change research in 1998 aredepicted in Chart 14, and are organized

    around the Five Essential Supports for Stu-

    dent Learning. For example, the DFC study

    indicated that the Substantially Up Schools

    had active Local School Councils as well

    as principals who acted on a clear vision

    for improving their school, while involving

    others in developing and carrying out this

    vision. And these effective schools had a

    high level of collaboration among staff, as

    In the balance of Section 3,

    we present an overview of

    the Five Essential Supports

    for Student Learning and re-

    lated educational practices,

    ending Section 3 with brief

    profiles of Earhart and Car-

    son that illustrate how two

    unusually effective urban

    elementary schools carry out

    the Five Essential Supports

    for Student Learning.One of the ironies of Chicago

    school reform in 2005 is that

    Chicago has scores of effec-

    tive schools (like Earhart and

    Carson) that typically oper-

    ate in obscurity and are not employed as

    a source of expertise to help other schools

    improve, while the school system leader-

    ship spends millions in the effort to create

    the very model schools that already exist

    in Chicago in abundance.

    Five Essential Supports forStudent Learning

    Research about the distinctive practices

    of unusually effective urban elementary

    schools like Earhart and Carson can be or

    Carson kindergarten students

    read and act out the story of the

    Three Little Pigs in Spanish.

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    CHART 14.What Makes Schools with Substantially Improved

    Reading Achievement Stand Out?*

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    A common thread runs through all Five

    Essential Supports: Adult Teamwork to Im-

    prove Student Learning and Development.

    Each is described in turn below.

    Essential Support 1. School Leadership

    Focused on Success for All Students.

    The Local School Council (LSC) is a signifi-

    cant source of leadership in the school that

    conscientiously carries out its mandated

    responsibilities for principal selection and

    evaluation and for involvement in schoolimprovement planning and budget de-

    velopment. The LSC also fosters parent

    involvement and builds helpful relation-

    ships with community agencies. Many LSC

    members volunteer in the school.65

    The LSC also organizes politically when

    Central Board decisions have the potential

    to aid or harm the school.

    The Local School Councils most critical

    decision is to take great care inhiring an

    excellent principal, and to continue to sup-

    port a principal who proves to be effective.

    Even if they choose a good principal, the

    Local School Council remains actively in-

    volved in refining and maintaining a school

    vision, helping shape school improvement

    and budget priorities, carefully evaluating

    The principal carefully monitors all aspects

    of activity in the school to ensure appropri-

    ate implementation of the schools improve-

    ment strategy, while encouraging broad buy-

    in to the schools objectives and practices.

    The principal carefully selects and mentors

    staff who have the necessary expertise and

    commitments to implement the schools

    vision. Thus, teacher turnover is generally

    low, and teachers stay long term

    to develop skills and experience

    that enable them to significantlyincrease their contributions.

    The principal (and/or school

    leaders acting with the principals

    strong support) provide active

    educational leadership to teachers

    in the classroom and are commit-

    ted to educational developmentfor all staff and for other key

    school community leaders.

    Active teacher leaders and other

    staff leaders shape and carry out

    the schools educational priorities

    and practices. This staff leader-

    ship includes shaping strategies to strength-en the schools instructional programs

    and professional development, as well as

    i th h l t th d k

    Earhart principal Patricia Walshdiscusses their end-of-the-year

    writing projects with third-

    grade students.

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    for coordinating a long-term restructuringprocess. They mentor other members of the

    school community who master these skills.

    Essential Support 2. Social Supports

    for Learning (School Culture). The

    school community consistently creates and

    maintains a school environment (school cul-

    ture) that effectively supports high studentattendance, a safe atmosphere conducive

    to learning, and the engagement of all stu-

    dents in challenging educational activities.

    Students move beyond externally imposed

    discipline to learn self-discipline. The

    schools physical environment, educational

    materials, and technology are carefully

    assembled and maintained to support

    learning.

    h h h h

    Essential Support 3. Family and Com-

    munity Partnerships Support Learning.

    Families and community agencies are im-

    portant partners in planning and carrying

    out the educational program.

    A critical first step is to ensure that when

    parents enter the school (often bringing

    negative past experiences with schools),

    they are treated with respect and the issues

    that brought them to school are resolved.

    The school seeks to draw parents into aset ofincreasing levels of involvement, a

    process which often begins with participa-

    tion in school activities such as childrens

    performances, classroom visits, and Report

    Card Pick-Up Day and can progress to

    adult education classes at the school, volun-

    teering, and participation on school com-

    mittees or the Local School Council.

    Parents collaborate with the school to sup-

    port childrens learning at home. School

    staff send home a steady stream of home-

    work assignments, with which parents are

    asked to assist their children.

    Essential Support 4. Adults Collabo-

    rate and Learn. Principal leadership and

    shared teacher beliefs facilitate a high level

    ofcollaboration, trust, and peer support

    A first-grade teacher

    team at Carson prepares

    recommendations about

    how to ensure balance and

    diversity in student classes for

    the next school year.

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    The members of the school community de-

    velop effective partnerships with sources

    of external assistance (for example, univer-

    sities and nonprofit assistance organiza-

    tions). They also participate in networks

    with peers in other school communities to

    share ideas. At the same time, the schools

    key strategies for educational improvement

    continue to depend upon (1) a core group

    of leaders within the school community

    who remain active over an extended period

    of time and (2) mutual trust and collabora-tion among school community members.

    Other key stakeholders in the school com-

    munity besides staff (including the Lo-

    cal School Council and other parent and

    community leaders) collaborate with the

    staff to assess current practices, to plan for

    improvement, and to foster a shared sense

    of responsibility for the school and its stu-

    dents. The Local School Council and other

    parent and community leaders active in the

    school participate in educational develop-

    ment programs and assistance that help

    them carry out their school improvement

    responsibilities effectively.

    Essential Support 5. Quality Learn-

    ing Activities (with a Special Focus

    on Literacy). The school staff, with the

    struction in word analysis and comprehen-

    sion, the development of reading fluency,

    strong support for independent reading,

    and regular opportunities to write. The

    school also emphasizes the development of

    speaking and listening skills. Regular learn-

    ing activities outside school target reading

    and language development.

    A Common Thread: Adult Teamwork to

    Improve Student Learning and Devel-

    opment. A common thread runs through

    the implementation of the Five EssentialSupports for Student Learning in unusually

    effective grade K-8 schools that serve a sub-

    stantial percentage of low-income students.

    All adult members of the school commu-

    nity (including the Local School Council,

    parents, the principal, teachers, other school

    staff, community agencies, and volunteers)achieve a high degree of Adult Team-

    work to improve student learning and

    development.

    These adults demonstrate high levels of

    mutual trust and unselfish assistance to

    each other. They exhibit a high level of

    skill in accomplishing tasks by working asgroups. They exhibit what social scientists

    have called a high level of social capital.66

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    CHART 15.

    Box Plot for Cooperative Adult Effort for School Improvement(Adult Teamwork). Elementary Schools on Probation in Fall

    1996 Compared with Elementary Schools that Were SubstantiallyUp from 1990 to 1997

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    Mutually Reinforcing Sourcesof Evidence

    The mutually reinforcing sources of evi-

    dence summarized above underscore theconclusions that:

    The Five Essential Supports for Student

    Learning accurately organize crucial

    practices of unusually effective urban

    elementary schools that successfully

    educate a large percentage of low-

    income students.

    Effective practices identified previously

    by employing the Five Essential Support

    frameworktypically characterize the

    distinctive practices of the Substantially

    Up Schools depicted in Chart 5 and

    listed in Appendix A.

    Chicago has a unique opportunity to

    further analyze the practices of its largenumber of unusually effective schools and

    to devise strategies for drawing on these ef-

    fective schools as resources to help improve

    each other and to improve schools that are

    failing to educate their students.

    In the balance of Section 3, we present brief

    profiles of two of these unusually effective

    Chicago K-8 schools that successfully edu-

    cate student bodies with a large percentage

    of low-income students.

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    Address: 1710 East 93rd St.Neighborhood: Calumet Heights

    Principal: Patricia WalshLSC Chair: Climtonia Evans

    Students in 2003-04: 291 enrolled100% African American77% Low-Income

    Grades Served: K-8Attendance Rate: 97%

    EARHART SCHOOL FACTS

    Surpassing the Suburbs

    Spend a day at Earhart, and you will conclude

    that words like self-discipline and confidence

    have taken on a reality in students lives and are

    not just school slogans.

    One piece of supporting evidence

    is that Earharts standardized test

    scores were above the state-wide

    average for students meeting and

    exceeding state standards in ev-

    ery subject at every grade level

    in 2004.

    Much public concern has rightly

    been focused on the racial

    achievement gap. Earharts eighth graders had

    a higherpercentage of students meeting

    and exceeding state standards in reading and

    writing than was achieved by white students

    statewide in 2004, and Earhart eighth graders

    matched white students statewide in math.

    Evanston and Oak Park are two school districts

    that have devoted substantial effort to closing

    average.) Earhart achievement has remained

    extremely high to the present time. In 2005,

    75% of Earhart students met or exceeded the

    national average on the Iowa Reading Test (see

    chart).

    Earhart admits all students from its neighbor-

    hood who want to attend (currently about 70%

    of Earharts student body). The balance are

    selected through a lottery among applicants

    from outside the neighborhood.

    A notable strength of Earharts history is that

    the school maintained its exceptionally high

    levels of achievement while making a success-ful transition from the schools original princi-

    pal to current principal Patricia Walsh in 1998.

    When she became principal, Walsh maintained

    many features of the existing educational

    program, while putting her own stamp on the

    schools continued improvement.

    Central to Walshs views about Earhartsstrengths are its curriculum standards and

    academic climate.Students wear impeccable

    School Profile:Earhart Options for Knowledge School

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    Further, students find that the structure and

    the press to excel academically at Earhart are

    balanced by a personal concern for their emo-tional well being, with teachers viewing a stu-

    dents emotional growth as integral to learning.

    Principal Walsh works with the staff to focus

    Earharts school improvement plan on helping

    students master state learning standards, as

    opposed to teaching to the test.

    She spends 70% of the time that students arein school in classrooms, observing teachers

    and advising them. She presses for constant

    collaboration and analysis among teachers,

    aimed at determining What is working? and

    What needs work?

    My parents taught me at an early age to

    achieve and seek excellence in everything Idid, says Walsh. I believe it is my professional

    responsibility to ensure that our youngsters are

    exposed to similar values. I will never settle for

    less.

    In language arts, Earhart teaches both word

    analysis (phonics) and literature from kin-

    dergarten on. And students write carefully

    revised compositions each month that are dis-

    played throughout the school.

    A major year long project illustrates how the

    spelled out in a year-

    long plan for Amelia

    Earharts School WideTechnology Research

    Project: The Wonder-

    ful World of Puppets

    a plan and related

    calendar of events

    were shared with the

    entire school commu-

    nity at the beginning

    of the school year.

    Earharts LSC remains

    very active. Encourag-

    ing parent involve-

    ment through volun-

    teering and through

    helping organizestudent performances

    and sports programs

    have been a major

    recent focus, according to out-going LSC Chair

    Anita Howard-Smith, who has recently com-

    pleted her studies to become a school nurse.

    Earharts Iowa Reading Test

    Achievement (1990 to 2005)

    90%

    80%

    70%

    60%

    50%

    40%

    30%

    20%

    10%

    National Average

    1990

    1991

    1992

    1993

    1994

    1995

    1996

    1997

    1998

    1999

    2000

    2001