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DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society organisations (CSOs) in programme countries Results Overview 2 May 2012

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Page 1: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

DESAPreparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly

Surveys of Governments,UN country teams, andcivil society organisations (CSOs) in programme countries

Results Overview2 May 2012

Page 2: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

2

Mandate

General Assembly resolution 64/289 on system-wide coherence mandated the Secretary-General, under the auspices of ECOSOC and in cooperation with UN Resident Coordinators, to put in place a periodic survey, directed to governments, on the relevance, effectiveness and efficiency of the support of the UN system in order to provide feedback on the strengths and main challenges encountered in their interaction with the UN development system.

Page 3: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

3

• Objective to obtain feedback from Governments and other partners on UN operational activities for development

• 111 programme countries completed the Government survey, corresponding to a response rate of 74 per cent

• 518 UNCT members (heads of agency) completed the country team

survey, including 78 UN Resident Coordinators

• 291 CSOs completed the CSO survey

Overview of the surveys

Page 4: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

4

Relevance

Page 5: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

5

The majority of programme countries reported the UN’s activities are closely aligned with national priorities

“The activities of the UN and your country’s development needs and priorities are:

Question answered: 111 programme countries

Low In

come C

ountry (L

IC)

Lower

Middle Inco

me Country

(LMC)

Upper Middle

Income C

ountry (U

MC)

Other Inco

me Country

05

101520253035

Very closely aligned

Closely aligned

Somewhat aligned

Not aligned at all

Page 6: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

6

The UNDAF has helped to ensure alignment

“The introduction of the United Nations Development Assistance Framework (UNDAF), or an alternative UN planning framework, has enabled the Government to ensure that the UN’s activities are closely aligned with the national plans and strategies

Question answered: 111 programme countries

Strongly agree

Somewhat agree

Somewhat disa

gree

Strongly disa

gree

Not applica

ble0

5

10

15

20

25

30

Low Income Country (LIC)

Lower Middle Income Country (LMC)

Upper Middle Income Country (UMC)

Other Income Country

Page 7: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

7

UN efforts focus on the MDGs.

“The efforts of the UN are focused on assisting your country in achieving the Millennium Development Goals (MDGs)”

Question answered: 110 Programme Countries

Low In

come Country

(LIC)

Lower M

iddle Inco

me Country (L

MC)

Upper Middle In

come Country

(UMC)

Other Inco

me Country0

5

10

15

20

25

30

35

Strongly agree

Somewhat agree

Somewhat disagree

Strongly disagree

Page 8: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

8

The functional areas of UN cooperation

Page 9: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

9

Responsiveness to changed priorities - could be improved?

“How quickly does the UN respond when your Government wants to make changes in the areas supported by the UN?”

Very quickly

14%

Somewhat quickly

51%

Somewhat slowly

29%

Very slowly6%

Page 10: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

10

Non-core activities are mostly as relevant as core activities

“Many UN agencies receive contributions from donors for specific programmes or projects in addition to their regular (core) funds. In general, such additional donor-funded activities are less relevant to your country’s needs and priorities”

Question answered: 108 Programme Countries

Strongly agree 5%

Somewhat agree

29%

Somewhat disagree

35%

Strongly disagree 30%

Don’t know2%

Non-core activities are not as relevant as core activities (Government view)

Strongly agree 5%

Somewhat

agree 16%

Somewhat disagree

28%

Strongly disagree

48%

Don’t know4%

Non-core activities are not as relevant as core activities (UN entities’ view)

Page 11: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

11

Department for Economic and Social Affairs

Effectiveness

Page 12: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

UN contribution to environment sector most significant

Page 13: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

‘Very significant contribution’ is related to country presence“From the following list please select the UN agencies that have made a very significant contribution to your country’s development” (The chart shows the number of times an agency was mentioned as having made a very significant contribution to the country’s development)

UNDP

UNICEF

WHO

UNFPAFAO

UNESCO

UNHCR

UNAIDS

ILO

WFP

UNIFEM

/UNW

OM

EN

IOM

(Migr

ation

)

UNIDO

UNODC

OHCHR

UN-HABIT

AT

UNEPIF

AD

UN-OCHA

0

20

40

60

80

100

120

106

100 98

7580

72

4550

46

53

39

23

35

17

10

24

4643

15

UN agencies ranked by country presence

Number of countries

Page 14: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

‘Very significant contribution’ is related to volume of funds an agency has to spend

0 20 40 60 80 100 1201

10

100

1,000

10,000

Response count: "Very significant contribution"

20

10

Ex

pe

nd

itu

res

(U

S$

mil

lio

n)

Number of times an agency was mentioned (x-axis) against worldwide expenditures in 2010 (Y-axis has a log scale)

Page 15: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

UNDAF helps to achieve better results

“The UNDAF or another UN planning framework has helped the UN to achieve better results than if each UN agency had planned its support to your country separately”

Not applicable or don’t know (%)

Strongly disagree (%)

Somewhat disagree (%)

Somewhat agree (%)

Strongly agree (%)

0 10 20 30 40 50 60 70

Governments (109)

UN Resident Coordinators (76)

UN agency representatives excluding RCs (430)

Page 16: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

UN effective at developing national capacities

“UN has been effective in developing national capacities”

Strongly agree (%)24%

Somewhat agree (%)68%

Somewhat disagree (%)7%

Strongly disagree (%)1%

Not applicable or don’t know (%)

1%

Page 17: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

Contribution to capacity development varies among agencies

UNDP

UNICEF

WHO

UNFPAFAO

UNESCO

UNHCR

UNAIDS

ILO

WFP

UNIFEM

/UNW

...

IOM

(Mig

ratio

n)

UNIDO

UNODC

OHCHR

UN-Habita

t

UNEPIF

AD

OCHA

0

5

10

15

20

25

30

35

40

45

50

55

60

65

70

75

80

85

90

9588

58

40 40

22

16

10 107

16

11

26

04 3

5 411 1 0

3 4 3 35 5

3 2 15

20

4 41 1

UN agencies that HAVE BEEN highly effective in developing national capacities - 97 countries responded

UN agencies that HAVE NOT been effective in developing national capacities - 52 countries responded

UN agencies ranked by country presence

Number of coun-tries

Page 18: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

Use of national capacities and systems is variable

“In order to achieve good results in your country, the UN has used following the approaches as much as possible”

0

10

20

30

40

50

60

Strongly agreeSomewhat agreeSomewhat disagreeStrongly disagreeDon't know

Page 19: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

Many ways for UN to improve its effectiveness

“To become more effective in your country, how important is it for the UN to take the following measures?”

Improve the design of programmes and projects

Make better use of results-based methods

Do fewer things and do them together as a team

Improve the monitoring and evaluation of UN-supported programmes

Focus on areas where the UN has a clear comparative advantage

Make better use of the expertise of non-resident UN agencies

Become more engaged in programme-based approaches, including sector-wide approaches (SWAPs)

0 10 20 30 40 50 60 70 80 90

Very important Somewhat important Slightly important Not important

Page 20: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

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Department for Economic and Social Affairs

Efficiency

Page 21: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

21

Perspectives on using funds economically - from both Governments and CSOs

“The UN uses funds carefully and avoids waste”

Strongly agree (%)

Somewhat agree (%)

Total agree (%)

Somewhat disagree (%)

Strongly disagree (%)

Total disagree (%)

Don’t know (%)

19.3

59.6

78.9

15.6

1.8

17.4

3.7

28.6

38.4

67

15.910.9

26.8

6.2

Government responses (109) CSO responses (276)

Page 22: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

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Using funds economically – by agency

UNDP

UNICEF

WHO

UNFPA

FAO

UNESCO

UNHCR

UNAIDS

ILO

WFP

UNIFEM

/UNW

omen

IOM

UNIDO

UNODC

OHCHR

UN-Hab

itat

UNEPIF

AD

OCHA

0

3

6

9

12

15

18

21

24

27

30

33

36

39

42

4542

26

10

20

7

2 20

2

6

13

1 1 1 2 1

5

0

6

2 2 1 1 1 20 1

31 0

2 20 0 1 0 0

sdfUN agencies that DO pay noticeably close attention to using funds carefully and avoiding waste - 73 countries respondedUN agencies that NEED to pay more attention to using funds carefully and avoiding waste - 47 countries responded

UN agencies ranked by country presence

Number of countries

Page 23: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

23

Duplication among UN agencies, as seen by Governments and CSOs

“There is a significant amount of duplication among UN activities in the country”

Strongly agree (%

)

Somewhat agree (%

)

Total agree (%

)

Somewhat disa

gree (%)

Strongly disa

gree (%)

Total disa

gree (%)

Don’t know (%

)0

10

20

30

40

50

60

70

80

LIC (39)LMIC (44)UMIC (19)Other (6)All Government responses (108)CSO responses (264)

Page 24: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

24

Competition among UN agencies as seen by Governments, CSOs and UN country team members themselves

“Do UN agencies sometimes compete with each other for donor funding?”

LIC (3

9)

LMIC (4

3)

UMIC (20)

Other (6)

All Govern

ment resp

onses (108)

RC and UNCT resp

onses (501)

CSO resp

onses (276)

0102030405060708090

Yes (%)No (%)Don’t know[1] (%)

Page 25: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

25

Competition – healthy or unhealthy?

“If the answer to question 21 [on competition] was Yes, please check any of the following statements that apply” - responses from UN staff:

4%

41%

22%

33% Competition among UN agencies is healthy and the Government wel-comes itCompetition among UN agencies creates confusion for the Gov-ernmentCompetition among UN agencies increases the workload on Gov-ernment officialsCompetition among UN agencies diverts the agencies’ attention from the main tasks of providing support to the country

Page 26: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

26

Competition – healthy or unhealthy?

“If the answer to question 21 [on competition] was Yes, please check any of the following statements that apply” - responses from Governments:

8%

31%

29%

32% Competition among UN agencies is healthy and the Government wel-comes itCompetition among UN agencies creates confusion for the Gov-ernmentCompetition among UN agencies increases the workload on Gov-ernment officialsCompetition among UN agencies diverts the agencies’ attention from the main tasks of providing support to the country

Page 27: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

27

Competition noticed most in health and humanitarian affairs

Health, including HIV/AIDS and mother and child health

20%

Humanitarian interventions, including early recovery and

peacebuilding17%

Environment, including climate change, water and sanitation

13%

Governance, including human rights13%

Food security and nutrition9%

Gender7%

Education7%

Rural/area-based development7%

Social services and protection, youth7%

Areas where UN agencies see competition (minimum of five instances)

Page 28: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

28

How to reduce transaction costs on Governments

“To reduce the workload on national partners, how important is it for the UN to take the following measures?”

0

20

40

60

80

100

Very important Somewhat important Slightly importantNot important Don’t know Not applicable

Page 29: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

29

UN perspectives on how to increase coherence

Looking to the future, how effective would the following measures be in improving UN coherence at the country-level?

- 497 responses

429

419

382

389

286

295

241

412

419

406

399

391

246

57

73

109

95

205

194

248

78

72

88

88

102

240

0 50 100 150 200 250 300 350 400 450 500

Further streamlining of the programming instruments and processes

Enhancing the role of programme coordination groups

Requesting UN country teams to set annual and multi-year targets forincreasing coherence

Fully implementing the Management and Accountability System for theResident Coordinator system

Giving the Resident Coordinator a stronger coordination role over allthe UN funds and programmes

Giving the Resident Coordinator a stronger coordination role over allthe UN country team members

Establishing common premises

Sending clear signals from agency headquarters advocating more UNcoherence at country-level

Harmonizing the agencies’ results-based management systems

Harmonizing the agencies’ reporting procedures

Increasing harmonization of business processes

Providing the Resident Coordinator’s Office with greater resources

Providing the UNDG Regional Team with greater resources

Very or somewhateffective

Slightly or noteffective at all

Page 30: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

30

How timely are UN agency inputs?

UNDPW

FP

UNICEFW

HO

UNHCRFA

OUNFP

A

UNRWA ILO IFA

D

UNESCO

UNAIDS

UNODC

UNIDOUNEP

UN-OCHA

IAEA

UN-HABITA

T

UNIFEM/U

NWOMEN

0

20

40

60

80

Timeliness of inputs (Agencies are ranked according to worldwide expenditures in 2009 – minimum 20 responses)

Inputs are usually timely Inputs are sometimes timely Inputs are rarely or never timely

From the following list please assess how timely the UN agencies are in providing inputs (such as advisers and equipment) for development activities: Please check only the agencies for which you have good information, and skip the others.

Page 31: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

31

Government perspectives on UN agency efficiency

UNDP

UNICEF

WHO

UNFPA

FAO

UNESCO

UNHCR

UNAIDS

ILO

WFP

UNIFEM

/UNW

omen

IOM

(Mig

ratio

n)

UNIDO

UNODC

OHCHR

UN-Hab

itat

UNEPIF

AD

OCHA

0

5

10

15

20

25

30

35

40

45

50

55

60

65

58

44

2624

17

64

75

12

42

53 2 2 3

6

2

11

52

4 57

25

3 4 41 2

5

0

42 2 2

UN agencies that ARE highly efficient in the way they provide support to your country - 78 countries responded

UN agencies that NEED to pay more attention to providing support in an efficient manner - 52 countries responded

UN agencies ranked by country presence

Number of countries

Page 32: DESA Preparations for the 2012 Quadrennial Comprehensive Policy Review of the General Assembly Surveys of Governments, UN country teams, and civil society

32

Department for Economic and Social Affairs

Thank You!