density‐ and size‐dependent mortality in fish early life stages · 2019-07-23 · the...
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Fish and Fisheries. 2019;00:1–15. | 1wileyonlinelibrary.com/journal/faf
Received:19October2018 | Revised:16May2019 | Accepted:18June2019DOI: 10.1111/faf.12391
O R I G I N A L A R T I C L E
Density‐ and size‐dependent mortality in fish early life stages
Leif Christian Stige1 | Lauren A. Rogers2 | Anna B. Neuheimer3,4 | Mary E. Hunsicker5 | Natalia A. Yaragina6 | Geir Ottersen1,7 | Lorenzo Ciannelli8 | Øystein Langangen1 | Joël M. Durant1
1DepartmentofBiosciences,CentreforEcologicalandEvolutionarySynthesis(CEES),UniversityofOslo,Oslo,Norway2AlaskaFisheriesScienceCenter,NationalMarineFisheriesService,NationalOceanicandAtmosphericAdministration,Seattle,WA,USA3AarhusInstituteofAdvancedStudies(AIAS),AarhusUniversity,AarhusC,Denmark4DepartmentofOceanography,SchoolofOceanandEarthScienceandTechnology,UniversityofHawai’iatMānoa,Honolulu,HI,USA5FishEcologyDivision,NorthwestFisheriesScienceCenter,NationalMarineFisheriesService,NationalOceanicandAtmosphericAdministration,Newport,OR,USA6PolarResearchInstituteofMarineFisheriesandOceanography(PINRO),Murmansk,Russia7InstituteofMarineResearch,Bergen,Norway8CollegeofEarth,Ocean,andAtmosphericSciences,OregonStateUniversity,Corvallis,OR,USA
ThisisanopenaccessarticleunderthetermsoftheCreativeCommonsAttributionLicense,whichpermitsuse,distributionandreproductioninanymedium,providedtheoriginalworkisproperlycited.©2019TheAuthors.Fish and FisheriesPublishedbyJohnWiley&SonsLtd.
CorrespondenceLeifChristianStige,DepartmentofBiosciences,CentreforEcologicalandEvolutionarySynthesis(CEES),UniversityofOslo,P.O.Box1066Blindern,N‐0316Oslo,Norway.Email:[email protected]
Funding informationResearchCouncilofNorway(RCN),Grant/AwardNumber:267577,280468and255460/E40;AarhusUniversityResearchFoundation(AarhusUniversitetsForskningsfond);EuropeanUnion'sSeventhFrameworkProgramme,MarieCurieActions,Grant/AwardNumber:609033;NationalScienceFoundationDivisionofEnvironmentalBiology,Grant/AwardNumber:1145200
AbstractTheimportanceofsurvivalandgrowthvariationsearlyinlifeforpopulationdynamicsdependsonthedegreesofcompensatorydensitydependenceandsizedependenceinsurvivalatlaterlifestages.Quantifyingdensity‐andsize‐dependentmortalityatdifferent juvenilestages is therefore important tounderstandandpotentiallypre‐dicttherecruitmenttothepopulation.Weappliedastatisticalstate‐spacemodel‐lingapproachtoanalysetimeseriesofabundanceandmeanbodysizeoflarvalandjuvenilefish.Thefocuswastoidentifytheimportanceofabundanceandbodysizeforgrowthandsurvivalthroughsuccessivelarvalandjuvenileageintervals,andtoquantifyhowthedynamicspropagatethroughtheearlylifetoinfluencerecruitment.Wethusidentifiedbothrelevantagesandmechanisms(i.e.densitydependenceandsizedependence insurvivalandgrowth) linkingrecruitmentvariabilitytoearly lifedynamics.Theanalysiswasconductedonsixeconomicallyandecologically impor‐tant fishpopulations fromcold temperate and sub‐arcticmarineecosystems.Ourresultsunderscoretheimportanceofsizeforsurvivalearlyinlife.Thecomparativeanalysissuggeststhatsize‐dependentmortalityanddensity‐dependentgrowthfre‐quentlyoccuratatransitionfrompelagictodemersalhabitats,whichmaybelinkedtocompetitionforsuitablehabitat.Thegeneralityofthishypothesiswarrantstestinginfutureresearch.
K E Y W O R D S
Bayesianstate‐spaceanalysis,comparativeanalysis,growth–survivalrelationships,populationregulation,predation,recruitmentdynamics
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2 | STIGE ET al.
1 | INTRODUC TION
Understanding how processes early in life influence year‐classstrength has been a central topic of fisheries research for morethanacentury.Thisisbecauseyear‐to‐yearvariationsinyear‐classstrengthattheagewhenthefishenterintothefisheries(“recruit‐ment”) isamaindriverofchanges inpopulationsizeofmanyhar‐vestedmarinefishesandakeydeterminantofthenewharvestablebiomass (Hjort, 1914;Houde, 2008).Quantifying associations be‐tween changes in abundance and body size distribution throughearlylifeisanimportantsteptoexplain,andpotentiallypredict,fishrecruitment. Specifically, such quantificationmay reveal intercon‐nectionsbetweengrowth,survivalandpopulationregulation,and,therebytherelevanceofgrowthandsurvivalvariationsatdifferentearlylifestagesforrecruitment.
Changesinabundanceandmeanbodysizeduringtheearlylifestagesofmarine fishareoftencorrelatedbecauseofassociationsbetween the mean mortality rate, which influences abundance,and growth and size‐dependent mortality, which influence meanbodysize (Figure1).Severalecologicalprocesses link thechangesinabundanceandmeanbodysize.Forexample,predationmaysi‐multaneouslyinfluenceabundanceandsizedistributionbycausingsize‐dependentmortality,whilecompetitionmaydosobycausingdensity‐dependent growth and mortality (Bailey & Houde, 1989;Cushing,1995).
For apopulation topersistovermanygenerations, compensa‐torydensitydependencehastooperateforat leastsomepointofthelifecycle,sothatthepopulationgrowthratetendstoincreasewhenabundanceislowanddecreasewhenabundanceishigh;suchregulationcanoccurbylong‐termmean“input”rates(birthandim‐migration)scalingnegativelywithabundanceand/orby“loss”rates(mortalityandemigration)scalingpositivelywithabundance(Hassel,1975; Hixon, Pacala, & Sandin, 2002; Rose, Cowan, Winemiller,Myers, & Hilborn, 2001). For example, intra‐specific competitionforlimitedresourcessuchasfoodorhabitatcanpotentiallyleadtoincreasedmortalityorreducedfecunditywhenabundance ishigh.Othermechanismsfordensity‐dependentmortalityincludenumer‐ical or behavioural responses of predators, parasites and diseases(Bailey&Houde,1989;Hixonetal.,2002).Thecompensatoryden‐sity dependence is commonly assumed to take place early in lifeformostmarine fishes and is typically embedded in the relation‐shipbetweenthebiomassofspawnersandthenumberofrecruitsinfisheriesmodels(e.g.Ricker,1954,Beverton&Holt,1957).Thisassumptionappears tobevalid formanypopulations (Lorenzen&Camp,2018;Zimmermann,Ricard,&Heino, 2018), althoughden‐sity dependencemay alsooccur later in life for somepopulations(Andersen,Jacobsen,Jansen,&Beyer,2017).When in thepre‐re‐cruitmentperiodthedensitydependenceoccurs,warrantsfurtherinvestigation.Quantifying atwhich life stage density dependenceoccurs is important, for example, to assess population conse‐quences of environmental influences on abundances of fish eggsand larvae,assuchenvironmentaleffects tendtobedampened if
thesubsequentjuvenilestagesshowstrongcompensatorydensitydependence(vanGemert&Andersen,2018;Ohlberger,Rogers,&Stenseth,2014).
Competition can affect survival directly, for example throughstarvation mortality, or indirectly, by leading to reduced growthand development—which has survival consequences if mortalitydependsonsizeorstage.Inparticular,thereisstrongevidenceforcompensatory density dependence in growth during the early ju‐venile stage,which contributes to regulationof recruitmentwhencombinedwithincreasedmortalityatsmallbodysize(Houde,2008).Competition can also hypothetically lead to increasedmeanbodysizeathighabundance.Specifically,ifcompetitioncausesmortalitythatdisproportionallyaffectssmallindividuals,meanbodysizemay
1INTRODUCTION 2
2CASESTUDIES 3
3METHODS 4
3.1Correlationanalysis 4
3.2State‐spacestatisticalmodelsofage‐resolveddynamics
5
3.3Estimatingmodelparameters 5
3.4Hypotheticalexample 6
3.5Observationdata 6
4RESULTS 7
4.1Correlationanalysis 7
4.2Modeldiagnosticsandsensitivityanalysesforage‐resolveddynamics
7
4.3Across‐populationcomparison 7
4.4BarentsSeacodage‐resolvedresults 8
4.5BarentsSeahaddockage‐resolvedresults 8
4.6ScotianShelfandBayofFundyhaddockage‐resolvedresults
9
4.7BarentsSeacapelinage‐resolvedresults 9
4.8EasternBeringSeapollockage‐resolvedresults 10
4.9GulfofAlaskapollockage‐resolvedresults 10
4.10Inter‐cohortdensitydependence 10
5DISCUSSION 10
5.1Whendoessizeinfluenceabundance? 10
5.2Whendoesabundanceinfluencesize? 11
5.3Whenismortalitydensity‐dependent? 12
5.4Inter‐cohortdensitydependence 12
5.5Methodologicallimitationsandprospectsforfuturestudies
12
6CONCLUSIONS 13
ACKNOWLEDGEMENTS 13
REFERENCES 13
SUPPORTINGINFORMATION 15
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| 3STIGE ET al.
increaseand thiseffectmaycounteract thegrowth rateeffectofcompetition.
Ingeneral,mortalityratesoflarvalandjuvenilemarinefisheshavebeenfoundtodeclinewithbodysize(Bailey&Houde,1989;Sogard,1997),althoughforsinglestages,size–mortalityrelationshipsmaybeabsentorevenpositive(e.g.Pepin,2015).Akeymechanismbehindthegeneralpatternislikelytobesize‐dependentpredationmortal‐ity,assmallindividualsaretypicallyexposedtomorepotentialpred‐ators than large individuals and escape ability typically increaseswithbodysize(Bailey&Houde,1989).Fastgrowththroughthevul‐nerablesizerangesofearlylifestagesmaythenleadtohighsurvival(the'stagedurationhypothesis',Houde,1987).Furthermore,mortal‐ityratesmaydeclinewithbodysizebecausetolerancetostarvationandphysical extremesmaybehigher for larger individuals (Miller,Crowder,Rice,&Marschall,1988;Sogard,1997).Insuchcases,fastgrowthpriortoaperiodwithadverseenvironmentalconditions,forexamplethefirstwinteroflifeformanyhigh‐latitudespecies,maybeimportantforsurvivalthroughthatperiod(Sogard,1997).
Long‐term monitoring surveys of eggs, larvae and juvenilesexistforanumberofcommercialfishpopulations.Thetimeseriesdatahaveoftenbeencollectedtogetanearlyindicationofyear‐class strength to inform fisheries management (e.g. Dragesund,Hylen, Olsen, & Nakken, 2008, Bailey, Zhang, Chan, Porter, &Dougherty, 2012, McClatchie et al., 2014, Megrey, Hollowed,Hare,Maclin,&Stabeno,1996).Analysesofsuchtimeserieshaveshownthatreasonablepredictionsofrecruitmentcansometimesbeobtainedasearlyastheeggstage(Helleetal.,2000;Mukhina,Marshall,&Yaragina,2003),althoughprocessesatlateragesalsocomeintoplay(Bogstad,Yaragina,&Nash,2016;Stige,Hunsicker,Bailey,Yaragina,&Hunt,2013).Moreover,ithasbeenshownthatnot only abundance but also body size distribution of early lifestagesprovidesinformationonfutureyear‐classstrength(Bailey,2000;Campana,1996;Ottersen&Loeng,2000;Stigeetal.,2015).Such data can provide valuable insights into the mechanisms
that determine year‐class strength, such as effects of densitydependence and the connections between growth and survival.However,measurementerrorsandincompletetimeseriescompli‐cate interpretations,as illustratedbythefindingthatabundanceindices of older pre‐recruit life stages sometimes provide lessaccurate predictions of recruitment than indices of younger lifestages(Stigeetal.,2013).
We applied a statistical state‐space analysis approach on sixcommerciallyandecologicallyimportantfishpopulationsfromcoldtemperateandsub‐arcticmarineecosystems.Foreachpopulation,wequantifiedhowdeviationsintheabundanceandmeanbodysizeof a year‐class during early life propagated through subsequentpre‐recruit age intervals. We thus identified both relevant agesandmechanisms (i.e. density and size dependence in survival andgrowth) linking recruitment variability to early life dynamics. Thestate‐spaceapproach iswellsuitedtoaccount forcommon limita‐tionsinlong‐termtimeseriesdatasuchasmeasurementerrorsandincompletedatacoverage,andprovidesonecoherentanalysisthatlinksprocessesoccurringthroughmultipleageintervals.Ourresultsidentifiedprocessesandagesthatareimportantininfluencingyear‐class strength, andwhichwarrant increased attention in terms ofmonitoringandanalysistobetterunderstandandultimatelypredictrecruitmentvariations.Specifically,theresultsunderscoredtheim‐portanceoflargebodysizeearlyinlifeforstrongrecruitment,butalsoshoweddifferencesinthesurvivalvalueoflargebodysizeandin density dependence across life stages and species thatwe hy‐pothesizeareexplainedbyvariationsinthehabitatandlifehistoriesofthepopulations.
2 | C A SE STUDIES
Toobtainanin‐depthunderstandingoftheintertwinedprocessesofgrowthandsurvivalatearly lifestages,weselectedanumberof case studies based on populations for which we had accessto long‐term fishery‐independent time series of abundance andmeanbodysize forseveralpre‐recruitmentagegroups (Table1).These populations included three economically and ecologicallyimportant,andthereforewell‐monitored,speciesinthesub‐arcticBarentsSea (BS).ThethreefisheswerethegadoidsAtlanticcod(Gadus morhua,Gadidae)andhaddock(Melanogrammus aeglefinus,Gadidae),andtheforagefishcapelin(Mallotus villosus,Osmeridae).Togeneratehypothesesofgeneralpatternsthatmaybevalidbe‐yondtheBS,wealso includedthreecomparable,well‐monitoredgadoidpopulationsfromothersub‐arcticandcoldtemperateeco‐systems, one population of haddock and two ofwalleye pollock(Gadus chalcogrammus,Gadidae).Allspeciesarehighlyfecundwithlargeinterannualvariabilityinthenumberofoffspringthatsurviveto recruitment.
TheBScod(alsoreferredtoasNortheastArcticcod)iscurrentlytheworld's largestpopulationofAtlanticcod.TheBScodspawnsalongthenorthandwestcoastsofNorway,fromwhereeggs,larvaeandpelagicjuvenilesdriftwiththecurrentsintotheBS,whichisthe
F I G U R E 1 Schematicoutlineofmainprocessesthatlinkabundanceandmeansizeofayear‐classatsubsequentagesorstages(e.g.j=0,1,2and3yearsofage)
NjNj–1
LL SjSj–1
bj
Cj
Bj
cj
Nj: Year-class abundance at age jSj: Mean body size at age jbj: Density-dependent survivalBj: Density-dependent growth + survivalcj: Size-dependent survivalCj: Size-dependent growth + survival
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4 | STIGE ET al.
nurseryareaandthefeedingareaofadults(reviewedbyOttersenetal.,2014).Atanageofaround6months,thejuvenilesmovefrompelagictomoredemersalhabitats,andataround3years,theyenterintothefishery.
TheBShaddock(alsoreferredtoasNortheastArctichaddock)spawnsalongthewestcoastofNorwayandthewesternshelfbreakof theBS to thenorthofNorwayat around300 to600mdepth(Olsenetal.,2010).Thepelagiceggs,larvaeandjuvenilesdriftwiththecurrentsintotheBS,wherethejuvenileslargelyswitchtoade‐mersallifestyleintheirfirstfall.
TheBScapelinisasmallpelagicfishthatplaysakeyroleintheecosystemas themainpredatoronmesozooplankton,andpreyofcodandhaddockaswellasseveralotherfishspecies,seabirdsandmarinemammals (Yaragina&Dolgov,2009).TheBScapelin isalsofishedcommercially,with themain fisheries in recentdecades tar‐getingspawners (mostly3‐and4‐year‐olds).EggsarespawnedontheseaflooralongthesoutherncoastsoftheBSwheretheydevelopandhatchintolarvae.ThelarvaearepelagicanddriftnorthwardsandeastwardsintothenurseryareasinthecentralBS,which,togetherwiththenorthernBS,arefeedingareasofadults(Gjøsæter,1998).
HaddockonthesouthernScotianShelfandintheBayofFundy(SSBF)aredemersalandoccupywatersfromaround50to250mdepth(DFO,2006).Thehaddockfromthispopulationspawninbottomwa‐tersonoffshorebanks,principallyBrown'sBankbetweenNovaScotiaandGeorgesBank (DFO,2003;Shackell,Frank,Petrie,Brickman,&Shore,1999).Eggsarepositivelybuoyantandrisetopelagicwaters(10to50m)(Cargnelli,Griesbach,Berrien,Morse,&Johnson,1999).Eggsand larvaeareeither retainedonBrown'sBank (due toaclockwisegyrecirculation)oradvected,ofteninshore,forexample,intotheBayofFundy(Campana,Smith,&Hurley,1989).Larvaemetamorphoseatabout30to42daysanddescendtobottomwaterhabitats(Cargnellietal.,1999).Whileseasonalmigrationsoccur,thereislittleexchangewithotherhaddockpopulations(DFO,2006).
Walleye pollock is an ecologically and commercially importantspecies in the Eastern Bering Sea (EBS) ecosystem. They provide
forageforothercommerciallyimportantfishesandspeciesofcon‐servationconcernandsupportthelargestcommercialfisheryintheUnitedStates (around1.2million tons and>US$1billion annually,Hiattetal.,2011,Ianelli,Honkalehto,Barbeaux,Fissel,&Kotwicki,2016).Pollockarepelagicspawners,andtheyspawnalongtheoutercontinental shelf in theearly spring. In general, theyare semi‐de‐mersalandbecomeincreasinglydemersalwithage,althoughage‐2pollock are thought to school higher in the water column thanage‐1 (Duffy‐Andersonetal.,2003). Inmostyears,pollockrecruitto the fishery at age 4. The EBS pollock population ismost likelycomposedofmultiplespawningaggregationsvaryingintiming.Theearlierspawningaggregations(March)occurintheBogoslofIslandandUnimakPass regions, near theAleutian Islands. Later spawn‐ingaggregations(March–May)occuralongtheAlaskaPeninsulaandPribilofIslandsregion(Bacheler,Ciannelli,Bailey,&Duffy‐Anderson,2010;Hinckley,1987).
WalleyepollockintheGulfofAlaska(GOA),whilenotasabun‐dant as in the Bering Sea, do play a nodal role in the ecosystemasbothpredatorandprey (Gaichas&Francis,2008), and supportaUS$40Mfishingindustry(Dornetal.,2016). InMarchandApril,GOApollockgathertospawnprimarilyintheShelikofStraitregionbetweenKodiakIslandandtheAlaskaPeninsula.AsintheEBS,pol‐lock occupy midwater habitat across the shelf as age‐0 juveniles(Brodeur&Wilson,1996),movingtodeeperwaterwithage.
3 | METHODS
3.1 | Correlation analysis
For each fish population, we first conducted a simple correlationanalysisbetweenyear‐classstrengthandmeanbodysizeattheear‐liestagewithavailabledata,andyear‐classstrengthandmeanbodysizearound theageof recruitment to the fisheries.Pearson's cor‐relationswere computed for log‐transformed time series, consist‐entwiththescaleusedinsubsequentanalyses.Thesecorrelations
Population Yearsa Age classes analysed Size metric
BarentsSeacod 1959–2015 Larvae(~3mo.),age‐0(~5mo.),age‐1(~10mo.),age‐2,age‐3
Length
BarentsSeahaddock 1959–2015 Larvae(~3mo.),age‐0(~5mo.),age‐1(~10mo.),age‐2,age‐3
Length
ScotianShelfandBayofFundyhaddock
1970–2013 Age‐0(onlysize),age‐1,age‐2,age‐3,age‐4
Weight
BarentsSeacapelin 1959–2015 Larvae(~3mo.),age‐0(~5mo.),age‐1(~18mo.),age‐2
Length
EasternBeringSeapollock
1982–2016 Age‐1,age‐2,age‐3,age‐4 Weight
GulfofAlaskapollock 1979–2017 Larvae(~2mo.),age‐0(~6mo.),age‐1(12mo.),age‐2,age‐3
Mixedb
aTotalyearrange.Therewerefrequentlygapsinseveralofthetimeseries.bLengthforlarvaeandage‐0,weightforages1–3.Tofacilitateinterpretationofresults,loglengthsweremultipliedwith3(equivalenttocubictransformationoflengths)tobeonacomparablescaleaslogweights.
TA B L E 1 Summaryofdataseriesanalysed
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| 5STIGE ET al.
servedasmotivation fordevelopingstatistical state‐spacemodelsthat showed indetail the linksbetweenabundanceandbody sizeacrossmultipleageintervalsleadinguptorecruitment.
3.2 | State‐space statistical models of age‐resolved dynamics
All populations were analysed using a state‐space modellingframeworkforanalysingtimeseriesofabundanceandmeanbodysizeatdifferentages.Thefocuswastoidentifytherolesofabun‐danceandbodysizeforgrowthandsurvivalfromoneagetothenext.Year‐to‐year changes in abundanceandmeanbody sizeofayear‐classweredescribedbyamultivariatediscreteGompertzmodel,whichhastheadvantagethatitcanbewritteninalinearform and is also a good first‐order approximation ofmore com‐plexdynamics(Ives,Dennis,Cottingham,&Carpenter,2003).TheGompertzmodel differs from the commonly used Rickermodelforfishrecruitment (Ricker,1954) inthatthedensity‐dependentmortalityrateisassumedtoscalewithlog‐abundanceratherthanwith abundance. The support in the data for using a Gompertzmodelwasassessedforallpopulationsandages(see“Estimatingmodelparameters”).ThemodelstructurewasbasedonFigure1andisdescribedbythefollowingequations:
Here,Ni,jistheabundanceofayear‐classborninyeariatanagej. Si,jisaveragebodysize(measuredaslengthorweightdependentonpopulation;seethesection“Observationdata”).PredictoreffectsinEquation1,describingchangesinlog‐abundance,haveastraightfor‐wardinterpretationintermsofeffectsoninstantaneousmortalityrate(e.g.Ivesetal.,2003).ThiscanbeseenbywritingEquation1onarithmeticscale:
Here,ri,jistheinstantaneousrateofchangeinabundance,thatis,immigration−(mortality+emigration)ratesforagivenyearandageinterval. If immigrationandemigrationcanbe ignored,Equation4captureslinearandadditiveeffectsoflog‐abundanceandlog‐sizeonthe instantaneousmortality rate.Correspondingly,Equation2canbewrittenonarithmeticscaleasfollows:
Here,gi,jistheinstantaneousrateofchangeinmeanbodysize,whichreflectsgrowthandsize‐dependentsurvival.Theage‐spe‐cificintercept(aj)inEquations1and4reflectsthelevelofdensity‐independent mortality and, if relative indices are used, scaling.Note that for convenience,we refer to effects of abundance as
densitydependence,assumingthatyear‐classabundanceisarel‐evantmeasureofcrowding.Inasupplementaryanalysis,wecon‐sidered, however, an alternative model that explicitly includedinter‐cohortdensitydependence(Ricard,Zimmermann,&Heino,2016),byaddingeffectsofyear‐class i−1toEquations1and6.Coefficientbjquantifiesdensitydependenceinmortality(withnodensitydependenceatb=1,completecompensationatb = 0 and overcompensationatb<0).Coefficientcjquantifiestheeffectofmeanbodysizeonsurvival.ThecoefficientBjinEquations2and6 quantifies the effect of abundance on the instantaneous rateofchangeinmeanbodysize.CoefficientCjquantifiescompensa‐tioninbodysizewithage(withnocompensationofanomaliesinbodysizeatC=1,completecompensationatC = 0 and overcom‐pensationatC<0).ε and ζ arenormallydistributed (potentiallycorrelated) process errors with means zero. The process errorscapture effects of environmental conditions not explicitlymod‐elled.Theequations for theyoungest age analysedonly includetheinterceptandprocessnoiseterms.
Apossibledrawbackofthismodelformulationisthatwithsomeparametervalues,year‐classabundancemaybepredictedtoincreasewithage.Inourempiricalanalysis,thisfeaturemainlyaffectsthein‐terpretationoftheresults,meaningthatposteriordistributionsmayincludebiologicallyunrealisticparametervalues(asisoftenthecaseinstatisticalanalyses).Thismodelformulationsimplified,however,theinclusionofrelativeabundanceindiceswithunknownscalingtotrueabundance,aswedidnothavetoestimatethescalingfactors(whichwouldhavebeenstronglycorrelatedwiththelevelsofden‐sity‐independentmortality).
Themodelwasfitinastate‐spaceframework,wherebyN and S wereconsideredunobservedstatevariablesthatwerelinkedtotheobservationsthroughanobservationmodel.Thisway,uncertaintiesaboutbiologicalprocessesandobservationnoisewereexplicitlyac‐countedfor,toprovideunbiasedparameterestimatesandappropri‐ateconfidencebands(Clark&Bjørnstad,2004).Theapproachalsoaccommodatedmissing values in the time series. Specifically, theobservedabundanceŃi,jandbodysizeŚi,jwerelinkedtoNi,j and Si,j accordingtoEquations7and8:
Here,e and z are independentandnormallydistributedobser‐vationerrorswithmeanszeroandstandarddeviationsσŃj and σŚj.
3.3 | Estimating model parameters
All parameters of the model were estimated jointly by using aBayesian Markov Chain Monte Carlo (MCMC) approach. For thispurpose,weusedtheprogramJAGS(JustAnotherGibbsSampler)andtherjagsandR2jagspackagesofR(Plummer,2016).Thelikeli‐hood functionwascreatedbasedon themodeland thedata, and
(1)ln(
Ni,j
)
=aj+bj ⋅ ln(
Ni,j−1
)
+cj ⋅ ln(
Si,j−1)
+ �i,j
(2)ln(
Si,j)
=Aj+Bj ⋅ ln(
Ni,j−1
)
+Cj ⋅ ln(
Si,j−1)
+ �i,j
(3)Ni,j=exp(
ri,j)
⋅ Ni,j−1, where
(4)ri,j=aj+(
bj−1)
⋅ ln(
Ni,j−1
)
+cj ⋅ ln(
Si,j−1)
+�i,j
(5)Si,j=exp(
gi,j)
⋅ Si,j−1, where
(6)gi,j=Aj+Bj ⋅ ln(
Ni,j−1
)
+
(
Cj−1)
⋅ ln(
Si,j−1)
+�i,j
(7)ln(
Ni,j
)
= ln(
Ni,j
)
+ei,j
(8)ln(
Si,j
)
= ln(
Si,j)
+zi,j
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6 | STIGE ET al.
in combinationwith thepriordistributionsof theparameters, theposteriordistributionswereestimated.
Wemodelledcorrelatedprocesserrorsbydrawingεi,j(Equation1) from a normal distribution with standard deviation σNj and by drawingζi,j(Equation2)fromanormaldistributionwithstandardde‐viation σSjandaddingρj · εi,j/σNj.Wethusestimatedthreevarianceparameters,σNj,σSj and ρj,foreachagej.Thevarianceofεi,jisσNj
2,thevarianceofζi,jisσSj
2+ρj2andthecovariancebetweenεi,j and ζi,j
isρj · σNj.AsrecommendedbyIvesetal.(2003),weusedbestguessesof
observationerrorvarianceswhenpossible.Toobtainconvergencewhenwehadnoinformationonthemagnitudeofobservationer‐rors,theobservationerrorvariancewasgenerallyassumedtobethesameforallyearsandidenticaltothecorrespondingprocesserrorvariance(i.e.σŃj
2 = σNj2,σŚj
2 = σSj2+ρj
2).Inasensitivityanal‐ysis,wemultiplied the observation error standard deviations byeither0.5or1.5andassessedeffectsonposteriorparameterdis‐tributions.Aspartofthesensitivityanalysis,standarddeviationsofobservationerrors thatwereassumedknownweremultipliedwith1.5(butnotwith0.5)toassesstheinfluenceofpossibleun‐knownerrorsources.Forsomeofthemostdata‐richpopulations(BScodandBScapelin),unknownobservationerrorvarianceswereestimatedfromthedata(independentofprocesserrorvariances).
Priordistributions forparameters in theprocessmodelwereuniformandbroadtoletthedatadrivetheinferences.Wechosethe following uniform prior distributions of model parameters.Interceptsaj,Aj: (−20,20),densitydependenceinsurvivalbj: (−1,1),densitydependenceinsizechangesBj:(−1,1),sizedependenceinsurvivalcj:(−20,20),sizedependenceinsizechangesCj:(−1,1),varianceparametersσNj,σSj,σŃj,σŚj: (0,10),ρj: (−10,10).Awiderprior distribution for size effects on abundance (cj) than abun‐danceeffectsonsize(Bj)wasusedbecauseofmuchlargerln‐scalevariance in abundance than size. Prior distributions for the val‐uesoftheunobservedstatevariablesatthefirsttimestep i = 1 (N1,j,S1,j)were uniform and bounded by the observed ranges ofthevariables.
We used three independent chains with 300,000 iterations,where the first 30%of the iterationswere used as “burn‐in” iter‐ations to ensure that the chains had converged. In addition, wethinnedthechainstoreduceautocorrelationintheposteriorsam‐plesandtoproduceareasonableamountofoutput,inthiscasere‐sultingin1,000samplesfromeachchain,intotal3,000.
We used the Gelman and Rubin R convergence diagnostics(Gelman&Rubin,1992)andvisual inspectionof thechains toen‐sureconvergence.TheRcompareswithin‐chainandbetween‐chainvarianceandshouldbecloseto1atconvergence(Gelman&Rubin,1992). If themultivariate R or theupper95%confidence limit forRforoneormoremodelparameterswaslargerthan1.03ortherewereothersignsofpoorconvergence,wefirstincreasedthenum‐ber of iterations from 300,000 to 1,000,000, and if that did notsolve the issue,we simplified themodel formulation as describedinthedescriptionofthemodeldevelopmentforeachpopulationinAppendixS2(SupportingMethods).
Wecheckedforviolationsofkeymodelassumptionsbyinspecting(a) timeseriesplotsof statevariables forabundanceandbodysize(posteriormediansand95%credibilityintervals)andobservations,(b)pairwiseplotsoflog‐abundanceandlog‐sizeattimetversuslog‐abun‐danceand log‐sizeat time t+1,whichshouldshowapproximatelylinearrelationshipsiftheGompertzmodelformulationisappropriateand(c)quantile–quantilenormalprobabilityplotsof“residuals”,cal‐culatedasdeviationsbetween log‐scaleobservationsandposteriormediansofstatevariables,whichwouldrevealpossibleoutliersandstrongdeparturesfromnormality.WeusedtheGrubbstest(Grubbs,1969) to assesswhether outlier residualsweremore extreme thanexpectedbychanceandrefittedthemodelwithoutthestatisticallysignificantoutlierstoassesstheirpossibleinfluenceonresults.
To identify correlated parameters that should be interpretedjointly, we computed correlations between posterior distributionsforallparameterpairsandplottedthoselargerthan0.4inabsolutevalue.
3.4 | Hypothetical example
Toillustratetheanalysisapproach,weanalysedsyntheticallygener‐ateddata.ThesyntheticdatawererandomlygeneratedbasedonthegenericmodelpresentedinFigure1andanalysedastherealdata.ComputercodeandresultsareshownintheonlineAppendixS1.
3.5 | Observation data
Thedataneededfortheproposedanalysesaretimeseriesofabun‐danceandmean lengthorweightatdifferentagesorstagespriortorecruitment,preferablyincludinguncertaintyestimates.Whethertopreferlengthorweightdataifbothareavailableisnotobvious.Bothlengthandweightcouldpotentiallybeimportantfordynamics.Weightmaybethebestindicatorofcondition,andlengthanindica‐tor of role as predator or prey in the foodweb.Measurement is‐suescanalsoinfluencewhichsizemeasuretoprefer.Forexample,asweightismoreseasonallyvariablethanlength,weightispotentiallymoresensitivetoyear‐to‐yeardifferencesinsamplingtime.Weightmayalsotoalargerdegreethanlengthbesusceptibletofluctuationsattimescalesfromhourstoweeks,whichmaybeoflittlerelevanceforinterannualdynamics.Theanalysisframeworkcanaccommodaterelative abundance indices, that is, with unknown scaling to trueabundance,andthetimeseriescanincludemissingvalues.Morethanoneindexofanage‐classcanalsobeused,ifavailable.Forthisanaly‐sis,weassembledtimeseriesofabundanceandsize(weightand/orlength,dependentondataavailability),forageclassesrangingfromtheearliestagemeasured(larvae,age‐0orage‐1)throughtotheageatwhichrecruitmenttothefisheryoccurs(age2to4;summarizedinTable1,withmoredetailedinformationaboutyearcoverage,datasourcesanduncertaintyestimatesprovidedintheonlineAppendixS2,TablesS1–S5;thetimeseriesareshowninAppendixS3,FiguresS1–S6,andprovidedinAppendixS4.Data).Changesinsurveycov‐erageormethodologycouldpotentiallybiasparameterestimatesifcoincidingwithtrends insizeorabundance.Wetook intoaccount
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| 7STIGE ET al.
that the survey coverage forBS cod andBShaddock at ages1–3changed in1993byaddinganextraparametertotheobservationequationsforabundance(EquationS1,AppendixS2).Alldataserieswerecentredtohaveameanofzeropriortoanalysis.
4 | RESULTS
4.1 | Correlation analysis
Thecorrelationanalysisfocusedontherelationshipbetweenabun‐danceandmeansizearoundtheageofrecruitmenttothefisheriesand theyoungestagewithdata foreachpopulation.ThisanalysisshowedthatforBScodaswellasforBShaddock,age‐3abundancewassimilarlystronglycorrelatedwithabundanceandannualmeanlengthofthelarvaethreeyearspreviously(Figure2).ForSSBFhad‐dockandEBSpollock,age‐4abundancewassignificantlycorrelatedwith abundance but notmeanweight at age 1 three years previ‐ously.ForSSBFhaddock,weightbutnotabundanceat age0was
available,showingapositiveassociationofage‐0weightwithage‐4abundance(r=0.59,p=0.01)butnotwithage‐4weight(r=0.29,p =0.28) fouryears later. ForBScapelin andGOApollock, abun‐danceatage2(forcapelin)or3(forpollock)wasneithercorrelatedwithabundancenormeanlengthaslarvae.
Noneofthesixpopulationsshowedsignificantcorrelationsbe‐tweenbodysizeattheyoungestageanalysedandbodysizeattheoldestageanalysed.Fortwoofthepopulations,BScodandBScape‐lin,therewerestatisticallysignificantnegativecorrelationsbetweenlarvalabundanceandmeanbodysizeoftheyear‐classattheoldestageanalysed.ForBShaddock,thestatisticalpowerofthesecorrela‐tiontestsislowduetosmallsamplesize(N=12years).Hence,wealsoanalysedtheage‐0dataforthispopulation,findingthatmeanlength at age 3 was negatively correlated with age‐0 abundance(r=−0.42,N=33,p=0.02) aswell as length (r=−0.44,N=33,p=0.01)threeyearspreviously.
The age‐resolved state‐space analysis explored the links be‐tweenvariability in abundance andbody size early in life inmoredetail.
4.2 | Model diagnostics and sensitivity analyses for age‐resolved dynamics
Modeldiagnosticsandsensitivityanalysessuggestedthatthemainresults of the state‐space statistical analysis of age‐resolved dy‐namics were robust to the key model assumptions. Nonetheless,itshouldbenotedthatwhileresultsappearedqualitativelyrobust,theassumptionsmaderegardingmagnitudesofobservationerrorsdo influence some of the parameter estimates (see Appendix S3:SupportingResultsfordetails).
4.3 | Across‐population comparison
All populations with sufficient data showed low (close to 0) esti‐matesforeffectsofsizeaslarvaeorage‐0juvenilesonsizeatsub‐sequentages (2ndcolumn inFigure3, representingCjcoefficientsinEquation2.Lowestimatesforeffectsofsizeonsizemeanlittleconsistencyacrossagesinsizedeviations:meanbodysizeoflarvaeandage‐0 juvenilesarepoorpredictorsofmeanbodysizeat laterages—asalsoshownbycorrelationanalysis.
Three populations, BS cod, BS haddock and SSBF haddock,showedpositiveassociationsbetweenage‐0 sizeandage‐1abun‐dance(1stcolumninFigure3,representingcjcoefficientsinEquation1.Notethatwhileage‐0sizewasnotnecessarilyagoodpredictorofsizelaterinlifeforthesepopulations,itdidpredictabundance.
Forfourofthepopulations,BScod,BShaddock,BScapelinandGOA pollock, there was statistical evidence for negative effectsof abundance on size for at least one age interval (4th column inFigure3, representingBj coefficients inEquation2.Theredidnotseemtobeapatternofageintervalswithnegativeeffectsofabun‐danceonsize,theexpectedconsequenceofcompensatorydensitydependenceingrowth(4thcolumn),alsoshowingweakassociationsinabundance—theexpectedconsequenceofcompensatorydensity
F I G U R E 2 Correlationanalysisforassociationsbetweenabundance(N)andmeanbodysize(S)attheyoungestandoldestageanalysedforeachpopulation(subscriptsdenoteage).ThenumberbeloweacharrowisPearson'scorrelationcoefficientfortheassociationrepresentedbythearrow.Negativecorrelationsareshownbyredarrows,positivebyblue,witharrowwidthproportionaltocorrelationstrength.Dotted‐linedarrowsarenotstatisticallysignificantatp < 0.05
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8 | STIGE ET al.
dependenceinsurvival(3rdcolumn,representingbjcoefficientsinEquation1.
4.4 | Barents Sea cod age‐resolved results
State‐spaceanalysisoftheprocessesthatlinkthelarvaetorecruit‐ment at age 3 for BS cod suggested that the positive associationbetweenlarvallengthandrecruitmentidentifiedinthecorrelationanalysiswasmainlyaresultofapositiveassociationbetweenage‐0
lengthandage‐1abundance(Figure4a,TableS6).Thenegativeas‐sociationbetweenlarvalabundanceandage‐3lengthwasexplain‐ablethroughanegativeassociationbetweenage‐0abundanceandage‐1 length.Age‐to‐age associations in abundancewere similarlystrong for all age intervals from larvae to age‐3while age‐to‐ageassociations in length were weakest at the earliest age intervals,with, in particular, age‐0 length being a poor predictor of age‐1length.Note thatparameters foreffectsofabundanceand lengthwerecorrelatedwitheachother,whichleadstohighervarianceof
F I G U R E 3 Parameterestimatesforstate‐spacestatisticalmodelresultsforthesixpopulationsanalysed.Pointsanderrorbarsrepresentposteriormeansand95%credibilityintervalsofparameters.Thefourcolumnsrepresent,respectively,parameterscj,Cj,bj and Bj in Equations1and2withthex‐axisrepresentingthesubscriptj
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| 9STIGE ET al.
eachparameterwheninterpretedalone(FigureS7inAppendixS3:SupportingResults).
4.5 | Barents Sea haddock age‐resolved results
Similar toBScod,wefoundthat thepositiveassociationbetweenlarvallengthandrecruitmentinBShaddockwasmainlyaresultofapositiveassociationbetweenage‐0 lengthandage‐1abundance(Figure4b,TableS7).Resultsalsoshowednegativeassociationsbe‐tweenabundanceandchangesinmeanlengthfromage0onwards,buttheseassociationswereweakerthanforBScod.Theuncertaintyin theseandotherparameterswas inflatedbecauseofcorrelationbetweenparameters (FigureS8 inAppendixS3). Interestingly, thenegativeassociationbetweenmeanlengthsofayear‐classatages0and3(whilenotstatisticallysignificantforlarvae,Figure2)seemedtobedue topositive associationsbetween lengthandchanges inabundance at early ages combinedwith negative associations be‐tweenabundanceandchangesinlengthatlaterages.
4.6 | Scotian Shelf and Bay of Fundy haddock age‐resolved results
The age‐resolved analysis for SSBF haddock showed that thepositive association between age‐0 weight and age‐4 abundance
identifiedinthecorrelationanalysiswascausedbyapositiveasso‐ciationbetweenage‐0weightandage‐1abundance(Figure4c,TableS8).However,withoutdataonage‐0abundance,itwasnotpossibletoassesswhether thisassociationmightbeconfoundedbyapos‐siblepositiveassociationbetweenweightandabundanceatage0.Wefoundnoevidenceforabundanceeffectsonweightorweighteffectsonabundancebetweenages1and4.Lackofassociationsbetweenweightsatages0and1withweightatage4wascausedbyweakage‐to‐ageassociationsinweightbeforeage2.
4.7 | Barents Sea capelin age‐resolved results
Consistentwiththecorrelationanalysis,wefoundnoevidenceforeffectsoflengthonsubsequentabundanceforBScapelin(Figure4d,TableS9).Thenegativeassociationbetween larvalabundanceandlengthatage2shownbythecorrelationanalysisseemedtobeex‐plained by a negative association between age‐1 abundance andage‐2 length.Note,however, thatparameters foreffectsofabun‐danceandlengthatage0onabundanceandlengthatage1werecorrelatedwitheachother,which leadstohighervarianceofeachparameterwheninterpretedalone(FigureS10inAppendixS3).Age‐to‐ageassociationsinabundancewereweakestfromage0toage1.Age‐to‐ageassociationsinlengthwereparticularlyweakfromlarvaetoage0anduncertainforlaterages.
F I G U R E 4 Schematicpresentationofstate‐spacestatisticalmodelresultsforthesixpopulationsanalysed.Theresultsshowassociationsbetweenabundance(N)andmeanbodysize(S)atsubsequentagesearlyinlife(subscriptsdenoteage).Negativeestimatesareshownbyredarrows,positivebyblue,witharrowwidthsproportionaltoparameterestimates.Dotted‐linedarrows:95%credibilityintervalsincludezero
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10 | STIGE ET al.
4.8 | Eastern Bering Sea pollock age‐resolved results
Consistentwiththecorrelationanalysis,wefoundnoevidenceforeffectsofweightonsubsequentabundanceorabundanceonweightfor EBS pollock (Figure 4e, Table S10). Age‐to‐age associations inabundancewereweakestfromage1toage2.Age‐to‐ageassocia‐tionsinweightwereuncertainforearlyageintervalsbecauseofcor‐relatedparametersforweightandabundanceeffects(FigureS11inAppendixS3).
4.9 | Gulf of Alaska pollock age‐resolved results
WhilethecorrelationanalysisforGOApollockrevealednosignifi‐cant linksbetween larval abundanceand lengthwith age‐3abun‐dance and weight, the age‐resolved analysis revealed a negativeassociationbetweenage‐1abundanceandage‐2weight(Figure4f,TableS11).Oneconsequenceofthisnegativeassociation(combinedwiththepositiveassociationbetweenabundancesatages1and2)isthatanegativecorrelationbetweenabundanceandsizeisestab‐lished at age2 (r = −0.73).As a result,model coefficients for thetransitionfromage2toage3areuncertain,because it isdifficulttoseparateeffectsofabundancefromeffectsofsize(FigureS12inAppendixS3).Ifweparsimoniouslyassumenoeffectsofage‐2sizeonage‐3abundance(c3)orofage‐2abundanceonage‐3size(B3),thecoefficients for the age‐to‐age associations in abundance (b3) andsize(C3)arebothbetween0.5and1(FigureS12).Thismeansthattheweakcorrelationsbetweenlarvalandage‐3abundancesandlengthsfoundbythecorrelationanalysisweremainlyexplainablebyweaklinksbetweenage‐0andage‐1abundancesandlengths.
We foundnoevidence for sizeeffectsonabundance; thiscon‐clusiondidnot change if the sparseage‐0datawereomitted fromthemodel, and associations between larval abundance and lengthandage‐1abundancewereassesseddirectly(shownasthe“baselinemodel”forGOApollockinFigureS15inAppendixS3).Whiletheef‐fectsoflarvalabundanceonage‐0lengthandoflarvallengthonage‐0abundance were not modelled, the available data did not suggeststrongcorrelations(larvalabundance—age‐0length:r=−0.21,N=9,p=0.58;larvallength—age‐0abundance:r=0.03,N=9,p=0.94).
Notethatparameterestimatesforeffectsonage‐0abundanceandlengthshouldbeinterpretedwithcautionastheyunrealisticallyassumednoprocesserrorsandknownobservationerrors (see thedescriptionofthemodeldevelopmentforGOApollockinAppendixS2).Basedonsimplecorrelationanalysis,theassociationsweresignif‐icant at α=0.10ratherthan0.05(larval—age‐0abundances:r=0.66,N=9,p=0.05;larval—age‐0lengths:r=0.60,N=9,p=0.09).
4.10 | Inter‐cohort density dependence
Modelsthat includedinter‐cohortdensitydependence(FigureS15inAppendixS3:SupportingResults)suggestedthatage‐2lengthinBShaddockwasmorestronglyandnegativelyassociatedwiththeabundanceofage‐2 fish theyearbefore thanwith theabundance
ofitsownyear‐class(i.e.age‐1theyearbefore).ThesamewasthecaseforBScapelin.Therewasnoindicationofnegativeeffectsofabundanceof theolder fishon survival; on theother hand, someestimateswerepositive.Theseresultsshouldbetreatedwithsomecaution due to slow convergence and several strongly correlatedparameters for inter‐ and intra‐cohort density dependence (notshown).
5 | DISCUSSION
Monitoringsurveysof fisheggs, larvaeand juvenilesareroutinelyconducted for a range of commercially important species to getearlyindicationsofyear‐classstrengthandtounderstandbetterthe“black‐box”recruitmentprocess(e.g.Dragesundetal.,2008).Here,wedemonstratehowwecangainnewinsightsintoearlylifedynam‐icspriortorecruitmenttothefisherybylinkingabundanceandsizeinformationatseveralpre‐recruitmentagesinonecoherentanalysis.Specifically,bymovingbeyondabundancecorrelations,weidentifyrelevantstagesandmechanismsthatshaperecruitmentvariability.Keyfindingsforthesixpopulationsanalysedareapossiblelinkbe‐tweenlifehistoryandwhensizemattersforsurvival,apossiblelinkbetweensize‐dependentmortalityanddensity‐dependentgrowth,andapossible“decoupling”betweendensitydependenceingrowthanddensitydependenceinsurvival.
5.1 | When does size influence abundance?
Our results suggest size‐dependent survival for three of the sixpopulations.Specifically,forBScod,BShaddockandSSBFhaddock,largemeanbody sizeas larvaeand/or juveniles is associatedwithhighsurvivalduringthefirstwinter(i.e.asexpressedashighage‐1abundance) andwith strong recruitment three to four years later.Theassociationsbetweenmeanbodysizeandchangesinabundancearemostparsimoniouslyexplainedintermsofsurvival,aswecon‐sider systematic associations between body size andmigration inandoutofthesurveyareasorwithcatchabilitylesslikely.ForSSBFhaddock,somecautionisneeded,aswelackabundancedatafromthefirstyearoflife,anditispossiblethatthesize‐abundancerela‐tionshipisalreadyestablishedattheonsetofthefirstwinter.TheseassociationsareconsistentwithearlierstudiescorrelatinglarvalandjuvenilesizeofBScodandBShaddocktorecruitment(e.g.Ottersen&Loeng,2000,Stigeetal.,2015)andwithfindingsthat largesizeoftemperatejuvenilefishesisfrequentlyassociatedwithenhancedwintersurvival(Sogard,1997).Oneimplicationofthesefindingsisthat inorder tounderstand andpotentially predict recruitment inthesepopulations,itisimportanttoinvestigatehowenvironmentalfactors influencesizeandabundanceduringthefirstgrowingsea‐son,incontrasttolaterageswhensizeappearstoberelativelyun‐importantforsurvival.
ForBScapelin,EBSpollockandGOApollock,wefoundnoasso‐ciationsbetweenbodysizeandsurvival.NotethatforEBSpollock,welackeddatapriortothefirstwinter.However,year‐classstrength
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ofEBSpollockhaspreviouslybeenassociatedwithtotalenergeticreserves acquiredby juvenile fishbefore the firstwinter, asmea‐suredby theproductofenergydensityandbodysize; thus,bodysize alonemay not be sufficient for high survival (Heintz, Siddon,Farley,&Napp,2013).Onepossibleexplanationforthelackofas‐sociationforGOApollockisalong‐termincreaseinpredationratesbyagrowingpredatorpopulation(arrowtoothflounder),whichhashadamajorimpactonjuvenilesurvival(Baileyetal.,2012),andmayhavemaskedanypatternsofsize‐dependentsurvival.Hence,lackofdetectedassociationinourstudydoesnotnecessarilyimplylackofabiologicallysignificantrelationship,asitwasnotfeasibleinourstudytocontrolforeffectsofenvironmentalchangesonsurvivalthatpo‐tentiallydominatedovertheeffectsofintra‐populationfactors.Thenon‐significanteffectofsizeonage‐0andage‐1abundance inBScapelinis,however,consistentwithanage‐resolvedanalysisthatdidaccountforeffectsofenvironmentalcovariates(Stigeetal.,2010).
One possible explanation for survival benefits of large size isthatlargeindividualsaremoretolerantofstarvationorphysicalex‐tremesthansmallerconspecifics(Milleretal.,1988;Sogard,1997).Large body size oftenmeans high energy reserves,which can in‐creasesurvival throughaperiodwithadverseenvironmental con‐ditions. The finding that size appears to be particularly importantforsurvivalduringthefirstwinteroflifesupportsthisexplanation:Thefirstwinteroflifemaybeenergeticallydemandingforhigh‐lat‐itude fishesdue to lower foodavailability than in summer, limitedlight available for visual feeding,unfavourable temperature condi‐tions and, formany species, needs for behavioural adaptations asthejuvenilesmovefrompelagictomoredemersalhabitats.Wenotethat lowrecruitment inBScodandBShaddock isassociatedwithlow temperaturesduring the firstwinterof life (Bogstad,Dingsør,Ingvaldsen,&Gjøsæter, 2013), indicating that environmental con‐ditions in this period of life are important for survival. However,predationregimesmayalsochangearoundthisperiodoflife,espe‐ciallyforspeciesthatmovefrompelagictodemersalhabitats.Forexample,atthistime,BScodandBShaddockbecomemoreexposedtopredationfromdemersalfish,includingfromtheolder,demersalstagesofcod,whichareknowntosignificantlyaffectrecruitmentofbothBScodandhaddock(e.g.Yaragina,Bogstad,&Kovalev,2009,Stigeetal.,2010).Suchincreasedpredationmaybesizeselective,aslargeindividualsarelikelytohavefewerpredatorsandbebetteratescapingthepredators thansmallerconspecifics (Bailey&Houde,1989;Houde,1987).Stomachcontentdatasuggestthatlargebodysizeat theendof the firstgrowingseasonmaypotentially reducepredation risk:codof10–14cm is themostabundantprey lengthgroupof cannibalisticBS cod (Yaragina et al., 2009),while annualmeanlengthsofage‐1BScodinourdatavaryfrom10to18cm(andofage‐1BShaddockfrom14to17cm).Itisthereforepossiblethatinyearswithhighmeanbody sizeof age‐0codandhaddock, thejuvenilesgrowmorerapidlyoutofthesizerangemostsusceptibletopredationfromoldercod,leadingtoincreasedsurvival.
Wenote that all thepopulationswithevidenceof size‐depen‐dentsurvivalchangefrompelagictomoredemersalhabitatsasjuve‐niles,priortotheirfirstwinter(Bergstad,Jørgensen,&Dragesund,
1987;Cargnellietal.,1999). Incomparison,walleyepollock in theEBSandGOAappeartohaveamoregradualtransitionfrompelagictodemersalhabitats,withage‐0fishbeingpelagic,age‐4andolderfishbeingdemersal,andage‐1andage‐2 fishbeing found inbothhabitats (Duffy‐Anderson et al., 2003). Capelin are pelagic as lar‐vae,juvenilesaswellasadults(Gjøsæter,1998).Thetransitionfrompelagic todemersalhabitat is associatedwithhabitat‐linked shiftsindensity‐dependentmortality,dietandpredators (Juanes,2007).Asahypothesisforfurtherresearch,weproposethatourfindingsmayreflectageneralpattern,namelythatlargebodysizeatatran‐sition frompelagic to demersal habitatsmayoften give increasedsurvivalduetoeithersize‐dependentpredationbydemersalfishorincreasedenergyreserves.
5.2 | When does abundance influence size?
Our results suggest compensatory density dependence in growthforfourofthesixpopulations.Specifically,forBScod,BShaddock,BScapelinandGOApollock,wefoundthathighabundanceisasso‐ciatedwithlowmeanbodysizeatalaterage,mainlyatage1forBScodandBShaddockandage2forBScapelinandGOApollock.NosuchassociationswerefoundforSSBFhaddockorEBSpollock,butwenotethatwelackeddatatoanalysepossibleeffectsonsizeatage1forboththesepopulations.Theseassociationscanbeinterpretedascompensatorydensitydependenceingrowth,thatis,thatathighabundance, mean growth is reduced, and/or as a combination ofdensity‐dependentmortalityandsize‐dependentmortality,that is,thatincreasedmortalityathighabundancedisproportionallyaffectslarge individuals.Weconsiderthatcompensatorydensitydepend‐enceingrowthisthemostparsimoniousexplanation,asapatternofsize‐selectivemortalitydisproportionallyaffectinglargeindividualswouldbecontrarytowhatisexpectedundercrowding.
Thetimingoftheapparentdensity‐dependentgrowthofBScodandBShaddockcoincideswith thesize‐dependentsurvivalduringthefirstwinteroflifeandisconsistentwithcompetitionforsuitablespaceforfeedingaswellasshelterfrompredationwhenpelagicjuve‐nilessettletotheseafloor(Juanes,2007).Aswefoundnoindicationofsize‐dependentsurvivalafterage1,wedonotexpectthatreducedsizeatage1athighabundanceinfluencessurvivaltoages2and3(i.e.recruitment),althoughitcouldinfluence,forexample,reproductivepotentiallaterinlife.Unfortunately,welackdatatoassesswhetherSSBF haddock also show density‐dependent growth when theychangefrompelagictodemersalhabitat.Density‐dependentgrowthduringpelagic stagesofBScapelin is likelya resultofexploitativecompetition, as the capelinhavea strong top–downeffecton thebiomassoftheirzooplanktonprey,whichinturnhaveapositivebot‐tom‐upeffectoncapelinsizeatage(Gjøsæter,Dalpadado,&Hassel,2002;Stige,Kvile,Bogstad,&Langangen,2018).Thetimingofstrongintra‐specificcompetitionatage2 incapelin isconsistentwiththeaveragetotalbiomassdoublingfromage1toage2beforedeclininginages3and4(accordingto1972–2015surveydata).Interestingly,density‐dependent growth to age2 inBS capelin impacts popula‐tion dynamics by fast growth leading to earlier (size‐dependent)
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maturationandhighermortalityafterage2(asmostofthecapelinarethoughttodieshortlyafterspawning,Gjøsæter,1998).Resultssuggesteddensity‐dependentgrowthofGOApollockfromage1toage2,whileEBSpollockshowednodensitydependenceingrowth.WehypothesizethatthisdifferencemayberelatedtowintersbeinglongerandcolderintheEBSrelativetotheGOA.Hence,growthofEBSpollockmaymoreoftenbetemperaturelimitedratherthanfoodlimited (Laurel,Spencer, Iseri,&Copeman,2016),and thereby lesslikelytoshowdensitydependence.
Itshouldbeaddedthatthenegativeassociationsbetweenabun‐dance and changes in body size do not necessarily reflect causaleffectsof crowding, but couldbe causedbyextrinsic factors cor‐related with abundance. For example, the negative associationsbetween abundance and changes in body size in BS cod and BShaddockcanalternativelybeexplainedbyhightemperaturescaus‐ingbothhighsurvivalofeggs,larvaeandearlyjuvenilesandstrongcurrentstransportingthejuvenilesfarthereastwardsthannormalintheBarentsSea,whereambienttemperaturesarelowandindivid‐ualgrowth slow (Ottersen,Helle,&Bogstad,2002).The resultingcontrastbetweentemperaturesexperiencedatdifferentageswouldalsoexplainthenegativecorrelationfoundbetweenBShaddocksizeatages0and3.Analysesofspatiallyresolveddatawouldbeneededtoassessthishypothesis.
5.3 | When is mortality density‐dependent?
Ourstudyprovidesestimatesofthestrengthofcompensatoryden‐sitydependence in survival, a key factor forunderstandingpopu‐lation dynamics and how fishing and other factors influence fishpopulations(Roseetal.,2001).Tooursurprise,theageswithstrong‐estindicationsofcompensatorydensitydependenceingrowthwerenottheageswithstrongestindicationsofcompensatorydensityde‐pendenceinsurvival.Apossibleinterpretationisthattheremaynotbeadirectcorrespondencebetweendensitydependenceingrowthanddensitydependenceinsurvival.Forexample,forbothBScape‐linandGOApollockitappearsthatdensitydependenceinsurvivaloccursat ayoungerage thandensitydependence ingrowth.Thispatterncouldbecausedbylowenergystoragecapacityofsmallfish(Milleretal.,1988),whichmaymakeyoung lifestagesparticularlysusceptible tostarvationmortalityundercrowding,whereasolderlifestagesmaytoalargerextentbeabletogrowpoorlywhilestillsurvivingperiodsofstarvation.Thisresultmustbeinterpretedwithcaution,asourmethodmayprovideratherroughestimatesofden‐sity‐dependent survival. The pattern is, however, consistent withdensitydependenceearly in life typicallybeing reported toaffectabundance(i.e.recruitment),whereasdensitydependenceaftertherecruitment age mostly being reported to occur through growthratherthansurvival(Andersenetal.,2017;Zimmermannetal.,2018).
5.4 | Inter‐cohort density dependence
Our main models only considered within‐cohort density depend‐ence. When also considering the possible density effects of the
preceding year‐class, results suggested that growth of BS capelinandBShaddockwasmorestronglyregulatedbytheolderfishthanby theyear‐class itself.Wespeculate that this resultmight reflectasymmetriccompetition,forexamplebecausetheolderfishdisplacetheyounger fish to sub‐optimalhabitats (which is consistentwiththeage‐1andage‐2groupsofcapelindividingtheBarentsSeabyformingmigratorywavesthatmoveinoppositedirections,Fauchald,Mauritzen,&Gjøsæter,2006).Wenotethatalsothemainmodelssuggested density dependence in growth at these age intervals,but that the additional results providemore detailed insights intowhich density (which age) the growth depends on. The positiveestimates fordensityeffectsof theprecedingyear‐classonabun‐dance are likely caused by auto‐correlated effects of factors notexplicitlymodelled,suchaspredationeffectsonsurvival.Similarly,Ricardet al. (2016) foundpositive lag‐1autocorrelation in recruit‐mentresidualsforalargenumberofAtlanticfishstocks.Ricardetal. (2016)found,however,negativeautocorrelationinanumberofstocksattimelagsfromthreetofiveyears,suggestingcannibalismorinter‐cohortcompetition.Accountingforsuchinteractionsinthestate‐spaceanalysisofage‐resolveddynamicswouldrequirecarefulconsiderationofwhichagesarepotentialcompetitorsorpredatorsonotherages, forexample,basedondietdata.Ourconsiderationofonlytheone‐year‐olderage‐classmostlikelyaddressedthecom‐petitors,whilepotentiallymissingcannibalismbyolderfish.
5.5 | Methodological limitations and prospects for future studies
While the state‐space analysis approach here applied has poten‐tialtorevealnewinsights,themethodhaslimitations.Inparticular,theestimationofdensitydependencemaybestronglysensitivetoobservationerrorassumptions,thusnecessitatingsensitivityanaly‐sesunlessthemagnitudesofobservationerrorsareknown(Auger‐Méthéet al., 2016; Iveset al., 2003).As shownby the sensitivityanalysisweconducted(FigureS14inAppendixS3),uncertainmag‐nitudesofmeasurementerrorscontributetouncertaintyinthepa‐rameterestimates inourstudy,althoughourmainfindingsappearrobust.Further,factorsnotexplicitlymodelledcouldbiasparameterestimatesifcorrelatedwithabundanceorbodysize.Suchvariablesinclude climate factors, abundances of prey, predators and com‐petitors from other year‐classes or species, and unaccounted‐forchanges insurveycoverageormeshsize.Addingsuchvariables intheanalysiswouldleadtomoreunbiasedparameterestimates,butwithmorevariablesinthemodel,thecredibilityintervalsforthepa‐rametersmayincrease,andmodeldevelopmentwouldbemorecom‐plicated and computation timemight be restrictive. Alternatively,resultingpatternsrevealedbythestate‐spaceapproachcanbein‐terpretedwith respect to other possible factors (e.g. prey, preda‐tors,competitors)beforeunderlyingmechanismsaretheorized.Wechosenot toaddenvironmentalcovariates,butnotethat,as inallstatisticalmodelling,theresultsareinprinciplecorrelativeandneedtobeinterpretedaccordingly.Strongtrendsinthedata,dueto,forexample,overfishingorregimeshifts,wouldalsocomplicateanalysis
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andinterpretationofresults,bothforstatisticalreasons(theeffec‐tivedegreesoffreedomwouldbelow)andbecausethepopulationdynamicsmayhavechanged(becomenon‐stationary).Variabilityattimescalesofaround1–10yearsgenerallydominatedoverthelong‐termtrendsinourdata(FiguresS1−S6inAppendixS3),butwenotethatthenegativeassociationbetweenage‐0abundanceandage‐1lengthinBScodwaslikelydrivenbyalong‐termincreaseinage‐0abundanceandadecreaseinage‐1lengthsincethe1980s.
Despitetheselimitations,usingastate‐spaceanalysisapproachhasadvantagescomparedwithsimplecorrelationanalysis,byutiliz‐inginformationfromseveralagesorlifestagesinacoherentanalysisframework. For example, while the correlation analysis identifiedpositiverelationshipsbetweenlarvalorjuvenilesizeandrecruitmentinthreepopulations,theage‐resolvedstate‐spaceanalysisshowedatwhich age these relationshipswere established.Hence, our re‐sultsshedlightonthepossiblemechanismsthatlinkearlylifestagestorecruitment.Further,correlationresultsmightbeinconsistent,forexampleshowingstrongassociationbetweenabundanceatages1and3butnotbetweenages2and3,henceimplicitlypointingtoun‐certaintiesinthedata.Resultsfromastate‐spaceanalysisareeasiertointerpretassuchinconsistenciesareavoidedwhileuncertaintiesinthedataareexplicitlyaccountedfor.
6 | CONCLUSIONS
Our study provides a novel perspective to study recruitment dy‐namicsbyfocusingin‐depthontheintertwinedprocessesofgrowthandsurvivalatearlyages.Theapproachpavesawayforabetter,moremeaningfulunderstandingofrecruitmentprocessescomparedwithdirectly linkingrecruitment to thebiomassofspawners,as isoftendoneinrecruitmentmodels.Weencourageotherstoapplythemethodpresentedinourstudytootherpopulationswheredataareavailable.Ourresultsunderscoretheimportanceofsizeforsurvivalearlyinlifeandsuggestthatsize‐dependentmortalityanddensity‐dependentgrowthfrequentlyoccuratatransitionfrompelagictodemersal habitats.Overall, these findings canbeused todevelopmechanisticallybasedhypothesesoflarge‐scalepatternsinearlylifedynamics,guidefutureresearchbyidentifyingstagesandprocessesthatareparticularlyimportantforrecruitmentandimproverecruit‐mentpredictions.
ACKNOWLEDG EMENTS
WethankGjertE.DingsørandElenaEriksenforhelpwithaccess‐ing Barents Sea capelin data. Esther Goldstein, Daniel Cooper,GeorgeHunt Jr and an anonymous reviewer provided construc‐tive feedback on earlier versions of this manuscript. We thanktheResearchCouncilofNorway(RCN)forfundingtheworkshopNAMOR (grant no. 267577). L.C.S. and J.M.D. were supportedby the RCN through the project SpaceShift (grant no. 280468).A.B.N. was supported by an AIAS‐COFUND Fellowship at theAarhusInstituteofAdvancedStudies,whichreceivesfundingfrom
theAarhusUniversityResearchFoundation(AarhusUniversitetsForskningsfond) and the European Union's Seventh FrameworkProgramme, Marie Curie Actions (grant agreement 609033).A.B.N.alsoreceivedsupportviatheNationalScienceFoundationDivisionofEnvironmentalBiologygrant#1145200.G.O.acknowl‐edgesthesupportfromRCNthroughtheprojectCoDINA(grantno. 255460/E40). This work is a contribution EcoFOCI‐0915 toNOAA's Ecosystems and Fisheries‐Oceanography CoordinatedInvestigationsProgram.
DATA AVAIL ABILIT Y S TATEMENT
Appendix S4 contains tables with all time‐series analysed in thisstudy. SeeAppendix S2 for a full description of data sources andoriginalcitations.
ORCID
Leif Christian Stige https://orcid.org/0000‐0002‐6808‐1383
Joël M. Durant https://orcid.org/0000‐0002‐1129‐525X
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SUPPORTING INFORMATION
Additional supporting information may be found online in theSupportingInformationsectionattheendofthearticle.
How to cite this article:StigeLC,RogersLA,NeuheimerAB,etal.Density‐andsize‐dependentmortalityinfishearlylifestages.Fish Fish. 2019;00:1–15. https://doi.org/10.1111/faf.12391