dennis c. blair, 2009 financial disclosure, dir. national intelligence · 2016. 4. 28. · 50,000 $...
TRANSCRIPT
Dennis C. Blair, 2009 Financial Disclosure, Dir. National Intelligence
No. Dennis C. Blair, 2009 Financial Disclosure Tick
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Legend: x = stock or bond (column) held by the fund (row) J K L M N
Income and Value:
T.Rowe Price Prime Reserve Fund PRRXX 50,000 50,000$
Covidien Options Vested Shares 250,000 250,000$
Coca Cola Common 15,000 15,000$
Duke Energy Common 15,000 15,000$
Evergreen Growth Fund EGRYX X 50,000 50,000$
Transact Technologies Common 50,000 50,000$
T.Rowe Price International Stock Fund PRITX X X 50,000 50,000$
T.Rowe Price New Asia Fund PRASX X X 50,000 50,000$
T.Rowe Price Tax Free High Yield Fund PRFHX 15,000 15,000$
Walt Disney Common 15,000 15,000$
TIAA Traditional 403B 50,000 50,000$
First Cash Financial Services 250,000 250,000$
Sykes Enterprises (purchased ICT Group, Inc.) 50,000 50,000$
Kimberly Clark Common 15,000 15,000$
Vanguard Total Stock Market Index Fund VGTSX X X X 50,000 50,000$
Vanguard Total Bond Market Index Fund VBMFX X 50,000 50,000$
Neogen Corp. Common 500,000 500,000$
Pfizer Common 15,000 15,000$
Queen's Health 403B (ING VP Growth and Income Portfolio)IIVGX X X X X X X X X X X X X 50,000 50,000$
Tyco International Common (converted from DSUs) 500,000 500,000$
AIG International Common 1,000 1,000$
Freddie Mac Common 1,000 1,000$
East Hundred Family trust (Residential Rental Property Charlottesville, VA) 100,000 100,000$
T.Rowe Price Tax Free Income Fund PRTAX X X X 15,000 15,000$
-$
2 1 0 1 1 0 0 0 2 0 0 0 0 0 0 0 0 1 1 1 0 0 0 2 2 2 0 0 0 0 0 0 0 2 0 0 2 0 0 0 2 0 0 1 1 0 0 107,000$ 500,000$ 100,000$ 500,000$ 1,000,000$ 2,207,000$ 2 3 3 4 5 5 5 5 7 7 7 7 7 7 7 7 7 8 9 10 10 10 10 12 14 16 16 16 16 16 16 16 16 18 18 18 20 20 20 20 22 22 22 23 24 24 24 107,000$ 607,000$ 707,000$ 1,207,000$ 2,207,000$
Page 1 of 1
SF278 (Rev. 03/2000)
5 C.F .R Pan 2634
Fonn Approved:
Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT OMB No. 3209-000 I U.S. Office of Government Ethics
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JAN 1 2 2009
.:
Supersedes Prior Editions, Which Cannot Be Used. 278-112 Form DeSIgned In MIcrosoft Exce12000 NSN 7540-01-070-8444
SF278 (Rev. 0312000)
S C.F.R Part 2634
Assets and Income
BLOCK A
Valuation of Assets . at c~ose of
reporting period BLOCKB
2
Date (Mo., pay.
Yr) .
SF278 (Rov. 0312000)
5 C.F.R Part 2634
Assets ~d]ncome
.. BLOCK A
and Johnson Common
3
Date . (Mo., Dew; .
Yr.) .
SF278 (Rev. 03/2000) S C.F.RPart2634 U.S.
Assets andhlcome
BLOCK A
Natural Alternatives Inc Common
Technologies Inc Common
.' ...•. SCHEDULE Acoptjnlled: 4
fUlc.01m,e: type and amOWlt If!'None (or less thaJl$20l)" is ~hecked; nO entry is needed in BlockC forthat.item. · · '. .
Other' Date ... Income (lvlo., Day, .·
·E) ··· · ·· H~~:.
SF278 (Rev. 03/2000)
S C.F.R Part 2634
,Assets andInco~e
A
"' . ' , ' "
', . : :. ,- ', '
..... :.
Rowe Price New Asia Fund
Rowe Price Tax Free High Yield Fund
Rowe Price Tax Free Income Fund
Communications Common
",- .
Valuation of Assets atc1o~eof .....
. reporting period .
UIJL"!!111.,,·typeahd amount Jf'.'None (or less ,than.$20l)!' is checked,no entry is needed in BlockC for that i tem.' . . . .
5
Date ': (Mo.; Day.
' .. Yr.j.
. Only if . ' ... l;Ionoraria .
SF27& (Rev. 03(2000)
S C.F.R Part 2634
Assetsand Tn~om~ .
BLOCK A
.' Valuation of Assets ·· ' . . . ·at CloSIl of ' .
reporting period ··. BLOCKB
6
$20,000
'. Pate (Mo., Dcl'o . . · Yr.), .
wargame
June/OS
SF278 (Rev. 03f2000)
5 C.F.R Part 263. U.S.
Assets and Income
BLOCK A
National Intelligence Council
Pennsylvania Psychological Association
Dickinson College, Carlisle PA
7
IU.\Ov.,II,;; type and amount. If "None (Qr less than $201)" is checked; no entryis needed ill alock C for ihatitl;m.. . . ' .
. , Other . . ··:Income· . .
, ~r · Date
. (Mo., Day, . Yr.)
OniV if . . Honqraria
Jan/De
Mar/08
May/08
July/DB
SF 278 (Rev- 0312000) 5 Cl'_R Part 2634 US Officc of Government Ethics IReportlng IndIVIdual's Name
Dennis C. Blair
Do not Complete Schedule B if you are a new entrant; nominee, Vice Presidential or Presidential Candidate
- . Page Number
8
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> Example:·ICentJalAirlinesCommon -- ,-- '.', .'" '" ..- .. ,, ' .: i<. 211199 .. . ,')C''- ::' .... -.. .... -
2
3
4
5
* This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. Ifthe underlying asset is either held by the filer or jointly held by the filer with the soouse or dependent children, use the other higher cate£ories ofvalue as appropriate.
..... ...... ,,' ' .. -- .-:
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:rartn:Gi(ts,R.~~~~r~~W~nts·;aJld:r~aV~l:¥;xpeJlses : .. •.. '.: ....... :. . . ,.. .. ., . For you;yoti sPQuse;inddep~li~n(<;hildr~ report thesou~ce;a bfjefdescrip~thelJ.S. Govemmel)t~ ~v@ to ;your ageiilcYipconn.ectiOn with ciffiqialtravel: .... tion. and the vahieof: (I).gifts (such as-tangible items;tninsP.ortation;:lodgirig.. .' ..... . . '.' '. received from relatives; re~~ve..d by y9t.gspouseior (tep~riden): ,childitotallY. food, ore!lteriai!1ll1ent ),eceiyeMiom: onesouice. toti!ling...m6ie~than$260; and .'. ... .. . . " . '. . independentoftheirreh\ti9nShipto Y<i~; ol"provided. as. personal hospitali ty lI1 (2) travei"relilted c/ish reimbillsements.i:eceivedfrom. 01)£ source totaling more ' ....•....... ' . .thedonor'siesi4eilc~. AlSo;; fi)r. p;Ill1?_os~·Qf aAAr~gating-: i9.fis. to: determine the '.
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than $260, For ¢onfliCts' l!il!ilysj~;it is help fulto 'indicate--aJ:ia$isforreceipt; such •• ' ••..•. totalvaJuefrom one.s ()urc~;e)(~b,ld~jteni~ »,0$:$:1 04odess;' .See'insml.di6ns. ~s. person~'frien,d;;agencya·pprovaJuriderS'U;S.C;§ 41110rother,Stl\tutori.:,> ,:±,or>otherex:-clusions: .. ~ ' ' .;. '.' . . ,; - . . - -·d .. · dalithprityd~ ethtQ. , F0tur.tra'lef· l'related'IDfts~ndddreiEmblllr SderriePtsth· <inclu~e.trllveli\inber~i . '., ...... :.. ...... . ..... <:'" .•• .. .. , ...... '; .'." ., .. ' ";,>... . N_ .••.• on_:' :~ . . at!:S~lI1l '. e na re'oexpenseSPfOVle: : ,. X\!,_I,I.!l:ap,Ylnggnrel1toY9u. Y" . . . .' . .. , . ' ''' , __
2
3
5
Pnor Editions Cannot Be Used.
SF 278 (Rev. 0312000)
5 C.F:R Port 2634 U S Office of Govemnlcnt Ethics Reportmg IndivIdual's Name
Dennis C. Blair
1 .
2
3
4
5
9
" This category applies only if the liability is solely that of the filer's spouse or dependent children. If the liability is that of the filer or a joint liability of the filer with the spouse or dependent children mark the other higher categories, as appropriate.
~artII.:Agre~lit~"~s9r.Arr~Jige~ent~ · ..... . R~P9,rt ypur :ag;eein~ntso;'aITangein~~ts for:eoutinUb)i parUcipation. iri 1!Il' emploYee Penefit plane e;g;AO lk,:deferred cQmm~,QslltipD;(2}Continulltio.n paYlllent l;>y afo~m~r employer (iricluding ~eyeril!lCe paymentS );(3) leaves . ' ' . .. . .. . . '"." . " "' :': ' ".:,:) :- " . ... ~: ' : '~' " '- :' :.". ," . , " ," , ", .... . - ," '" , .
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... . ... " "/'Stat1!Sand Teimsof any Agreement or Arrangement ... . :
' . '.'
. of a~sen~e;an.cl(~)fut1lre: empl~Y;i1e~~~ Seej~tr~~tio~tegar~ili the reporting ofl1,egotialiQDS for any.of theSe atnUlgements;or1{epefits> ' .. ' " ':"-. _. . " . . " . . , , " . _ . . '0 . . " _ , ....... ; . .... .. :. : .. '. " • _ .
.. : .... . . : . • : . . . • . " " ; : .. '" .. . . . .. . ' •.·.· .. ·.·. · .. ··N··.· .. o· .. :n·e ·D· :- .. : ." ." .. ... : : ",> ' .. .. . :.:;.:.: . -
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: Example::: 1. : Pursuantto~ItI\ersbipagreemenr;:wiJlieceivelumi>surrii>~ymel1tofcapital . ac~unt&o, p .. art .. ners.hip share :.' , ..
. . '. ". . . .. .. . '. ;.:7/85 :. '."" .' .' J calculated on servlce'llerfonned throucl11/00: · .... .. ' .... " '".". ,.- . "." '. .
1
Will continue to participate in TIAA-CREF 403b plan; no further contributions from employer. Institute for Defense Analyses 2002 2
Will continue to participate in Vanguard defined contribution plan; no contribution from employer; see pa. 3, line 9. Institute for Defense Analyses 2003 3 . Tyco Deferred Stock Units will be conyerted to stock within 30 days of terminating from Tyco; pursuant to company plan. Tyco 2008
4 Vested stock options. Covidien Mar 03
5 Vested stock options. Tyco Electronics Mar 03
6
Prior Editions Cannot Be Used.
SF 278 (Rev. 0312000) 5 C. F.R Part 2634 U.S. Office of Government Ethics
IReporting Individual's Name
Dennis C. Blair
age ,,,umoer
10 . . .. . :'..:.'
.:: . ...
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2
Institute for Defense Analyses Federally funded R&D center Consultant 9/06 present 3
St. Andrew's School School Trustee 1/06 present 4
International Institute for Strategic Studies Non-profit think tank Member, Advisory Counsel 1/06 present 5
DCB Associates Consultant firm President 1/07 present 6
National Committee on US-China Relations Non-profit education Member Executive Committee 1/06 present
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. , .' Souree'(Name;lind.Adiifes:s;Y:' .... ) ;':,., ... """';,.''?.'' '' ;':"; ,. '. ... . . " ,"." '<." Y"'··· " . Brief Description of Duties·" ; . :' :: <,:/.", •• :; . , . ,,',' ,::::"."'.': ' , .. . ,:'. , ..• ...
1 Tyco Intemational Director compensation
2 Iridium, LLC
3 DCB Associates, Inc. -Bank of America
4 -Dickinson College -National Bureau of Asian Research
5 - Y Hata, Inc. -The Analysis Corporation
6
Prior Editions Cannot Be Used.
Director compensation
Compensation for duties as president Compensation for s~eech gjven to synposium Compensation for duties as endowed chair holder Compensation for duties as endowed chair holder Compensation for consultant services Compensation for consultant services
SF 278 (Rev. 0312000)
5 C.F.R Part 2634 U.S. Office of Government Ethic!
Reporting Individual's Name
Dennis C. Blair , """, '
" ,, ' .. ,' ,' ,"" , ,,', ' ," , ' ';.. "', , . ', '" ,'"
SCH.EUPLE:Q. , .', ," "" ;,; ',< ".," "'; '. >:. , 11
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US-China Policy Foundation Non-profit education Member. Executive Board 1/06 present 2
3
Institute for the Study of Diplomacy Non-profit education Director 1/06 present 4
Tyco International Multi-industry corporation Director 1/06 present 5
Iridium. LLC Satellite communications company Director 5/07 present 6
Center for a New American Security Non-profit education Director 1106 present
:Part :q::Gompe~sa#op-lnExcess Of$5;OOOPai,dbyOneS()l1rc~ ....... ' ... . . . ': : '.' .. ·.Don9t 'c~n,plete this part
Report source~ofmorethrui$5;OOQc:ompeli.sation re~eiV~cl1)y Y9u ,Qr your .' .' .. . , . comoration, finn, pru,:tnership,. or other business enterprise, Qr&nY;oth~r~QniJrotit . .' .... ifyou:arfj~n Incumbent. business affiliatiorifor servi~sprovid¢d'd4ectly,byyoudl!ring -anyone year of, .. organization when you direcIlyprovidedthe servicesg~ll.el1ltfuKafee. ·o{paylll~t "',','. ;,.,.··VT .. •. ,e",cfem .. ,· , p·,',?,ra,e', " ,tis'~" .9, ", d!1, eF,n."til,;earl, ', o,:. r ..•.. ,' .•.. :, .. , '.',' the: rep()rting:pe?~~!(ThiS}?~1)'\9¢S then~l1lesofcliel1tsaridcust6111.eisof any .. "" '.",'·,' •. ,O,',fom".o.,r,e ~an, .•. '"." ,$5.QOQ, :YOlll1e,.,e,d,.', r:ot rep, ,o, .. rt",theu:s, Q()verDlll.~ft,. as,,:',', .','~,., •. ,:S,,',.,O,',.,;ur,.", , c.~:. > ............ .
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2
3
4 ~ ________________________________ ~ __________ ~ ________________________________________________________________ -;
6
Prior Editions Cannot Be Used.
SF 278 (Rev. 03/2000) 5 C.F.R Part 2634 U.S. Office ofGovemmenl Ethic<
IReportmg Individual's Name
Dennis C. Blair
. Energy Security Leadership Council 2
Project on National Security Reform 3
Asia Society Policy Board 4
5
6
Non-profit education
Non-profit education
Non-profit education
age J' umoer
12
Memtier 8106 present
Deputy Director 9/05 present
Member 3/07 present
J?art Il: ¢omp~n!ia~jQ~J.~ ·Exces(Qf$5;99Q\:p~id·· ·bJr.: ·pne.Soufee.····· Oonot6o~pletethi~: p~rt ' ; Report SOUfce:s of mor~iliilJ?, $S,OOQcompensl!tiorir¢seiy~dby youory()Uf '. '. . '. coip()ratioI), finn~ p~ership,oroth~rbusin~s enten)~se; or !lr\y:otb.~rIl.9.o,~pr9p.t if you",rean . lnculllb~nt •.
. busine~saffil~atiorifor smi~es .pr()Yided.dire~Uyby yq\i:duimgany on¢ ye1li:o[ ,organizatiOnwhen.you.directly proviiied tb.eserviceS:generatinga fe<iQ;t' payment · ". TermiriCjtii;mFiler, qr .. ' therep()tting pCr~o(j; · ·1:iii~~~lud~, th~ .ll;aniesof clieD.rs l\nd<clJSto~ersof<iny' '.. .. ' of morl;!th~ S5;Oo.Q~ yO\~ need not repoJtthe.u;~ ~, G()v~fri.n:).e.Iltas·a s()ufc:~: ': ~.· VicePr¢sidential ': ·. ·· · .....•• ', ..•. '
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'. Source (Name cmdAddress ) ,.. . . ... , .. " BriefDescriptioo:ofDuties ; . : .. ,... . ' .... ,
E' '.' I ""lQpeJones~Smith;'Hometowil; State'' ''' ': ':-~ ~ : .::" " . . , .:. .,:' :" LLee;::~aII $es' -ervrvll:cce··~s' ·I·n":c~o·nn"" ec~· · II'o"n: :"w:·· 'I,'th ;'u' n" '1··v··e·~r.·'sl·ty·-CO:···. ·n.·· · s···.tru-c·: ·t·!:·o:..n'·.'.· .. • . -..•.. . , '., ',. " " '~ ...•.. ::"",' . .. -:'. '. ' " -............ -:.:~-:.:.. - , --.' .... ~ .. - .- .-., .. ', . -... .. -....... -.,'" : ..... '.' -... '.-.. ' - - ' " .. )(~IIlP . es:.: IM~~tfn~~sltY(;;lient::-ofDoe Jories &""Snifth); Moneytowil,"'State"" "'70.7 :-.7.. .~~ ,
2
3
4
5
6
Prior Editions Cannot Be Used,