declaration of non-display information usage · trading based activities as principal (trading...
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Declaration of Non-Display Information Usage
This declaration is required for all receivers of Oslo Børs real-time and/or delayed data feed, whether the information is received from Oslo Børs directly or indirectly via a vendor. Each member of the User Group in receipt of information from Oslo Børs is required to complete this declaration.
User Group is defined as “the User (the natural or legal person being the co-contractor of Oslo Børs regarding the Agreement) and its subsidiaries (a company in which the User owns directly or indirectly more than 50% of the issued share capital and over which it exercises effective control), including the User, and any holding company of the User and any subsidiary of such holding company.”
If you are receiving a real-time and/or delayed data feed but not using the information for non-display purposes, please complete section 1, 2 and 4.
This declaration will, when applicable, be added as a schedule to the Agreement for Non-Display Information Usage.
Please send the completed and signed declaration to [email protected].
Section 1: Customer
Company name Address 1 Address 2 Post/Zip code Country Reg.no
Section 2: Usage
Non-Display Information Usage is defined as all accessing, processing or consumption of information whether or not connected with any other use of information, for a purpose other than in support of its display or distribution.
Please confirm whether or not information from Oslo Børs is used for non-display purposes:
Information is used for non-display purposes
Information is not used for non-display purposes (proceed to section 4)
Section 3: Declaration of Non-Display Information Usage
On the next pages, please tick of the categories that applies to your Non-Display Information Usage and complete the required fields.
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Automated Trading Application
Category Description Real time
Internal use of real-time Information for the purpose of generating orders, executing transactions or facilitating execution of transactions in an automated or semi-automated manner. This includes, but is not limited to, semi-automated or automated order or quote generation, order pegging, smart order routing, market making, algorithmic trading, program trading, price referencing for trading purposes and operation of trading platforms (including but not restricted to Multilateral Trading Facilities (MTFs), dark pools and systematic internalization systems).
Specific activity usage
Trading firm
Brokerage firm/Agent
Internal non-display usage for the purpose of trading- based activities as principal, with no customer business facilitation
Internal non-display usage for the purpose of trading- based activities to facilitate customer business
Includes both the above described categories: 1) trading based activities as principal (Trading firm) and 2) facilitation of customer business (Brokerage firm/Agent)
All trading uses Includes all activities as described under Specific activity usage, as well as operation of trading platforms including but not restricted to Multilateral Trading Facilities (MTFs), dark pools and systematic internalization systems.
Description of the Automated Trading Application usage:
Point of access:
Automated Trading Application commencement date:
Trading firm + Brokerage firm/Agent
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New Original Works
Category Description Real time
Delayed
Use of real-time and/or delayed Information for the purpose of creating New Original Works, other than indices, for external distribution. New Original Works means information that is created in whole or in part from the original received Information and that cannot be (1) readily reverse-engineered to recreate the original Information or (2) used to create other data that is a reasonable facsimile for the original Information. New Original Works does not include the processing of the real-time Information by software (e.g. Microsoft Excel) which is subject solely to the permanent access of a particular user and which, in connection with the displayed real-time information, merely enables individual calculations and/or the individualized display of information.
CFD / Spreadbetting
1-5 instruments
6-10 instruments
11+ instruments
Creation of New Original Works for the purpose of creation and provision of prices in contracts of difference (CFDs), spread betting products and/or binary options.
Other creation of New Original Works Any other creation of New Original Works not subject to the above described CFD / spread betting category.
Description of the New Original Works usage:
Point of access:
New Original Works commencement date:
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Index Calculation
Category Description Real time
Delayed
Use of real-time and/or delayed Information for the purpose of creating and calculating indices for external distribution. An index means a numerical and/or graphical representation of the value or volatility of a portfolio consisting of two or more instruments and calculated from time to time on a standard basis in order to reflect the movements in the underlying component Information.
Index calculation
1-100 receivers
101-300 receivers
300+ receivers
Description of the Index Calculation usage:
Point of access:
Index Calculation commencement date:
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Other Internal Non-Display Usage
Category Description Real time
Internal non-display use of Information for purposes not covered by any of the above listed categories, including but not limited to risk management, compliance, order management, execution management, surveillance programs, quantitative analysis and portfolio management, as well as creation of indices and/or New Original Works that is not distributed externally. Customers holding a licence under the Automated Trading Application category are exempted the fee for Other Internal Non-Display Usage.
Other Internal Non-Display usage
Description of Other Internal Non-Display usage:
Point of access:
Other Internal Non-Display Usage commencement date:
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Section 4: Acceptance
The company confirms that it is/is not using real time and/or delayed information as stated in this declaration.
The company agrees to pay the applicable licence fees for Non-Display Information Usage as specified in the current Information Services Fee Schedule, available on the Oslo Børs website, as updated from time to time.
The company undertakes to promptly inform Oslo Børs by e-mail to [email protected] of any changes to the information declared above.
Signed on behalf of: Company:
Name: Position:
Date: