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Decentralization of Public Administration in Slovak Republic Barbora Milotová Department of Regional Development Faculty of European Studies and Regional Development Slovak Agricultural University in Nitra

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Decentralization of Public Administration in Slovak Republic

Barbora MilotováDepartment of Regional Development

Faculty of European Studies and Regional Development

Slovak Agricultural University in Nitra

Content

Basic information about Slovak Republic Aim and functions of Public Administration Historical background of Public

Administration Phased reform of Public Administration

Changes in the structure of PA Changes in scope of powers of PA

Main challenges

Slovak Republic

Area: 49 036 sq kmPopulation: 5.4 millionPop. density: 110 per sq kmPolitical system

parliamental democracy Ethnicity of the population

Slovak (86%)Hungarian (10%), Czech (1%), Romany, Rusyn, Ukrainian, Russian, German, Polish and others(3%)

Terrainmountains in the central and northern part and lowlands in the south

0,51% of area0,51% of area0,42% of inh.0,42% of inh.(80% of Nanjing)(80% of Nanjing)

GDP by sectors:

agriculture: 3.2% industry: 28.2% services: 69.6%

GDP per capita in PPS: 20.076 $ GDP real growth rate: 6.2% Labor force:

2.2 million people Unemployment rate: 9.5%

Slovakia – rural countryReferring to the OECD method, rural and semi-rural areas are covering 87% of Slovak territory with more than 86% of Slovak inhabitants living in

2 883 settlements, of which 2 745 (95.2%) are in predominantly rural or semi-rural areas and 138 urban settlements.

Administrative-territorial division

Žilina Region

Bratislava Region

Trnava Region

Trenčín Region

Nitra Region

Banská Bystrica Region Košice Region

Prešov Region

Aim of Public Administration

To satisfy public needs and to implement public priorities within the aim to ensure balanced economic

and social development of the whole society and to overcome the poverty

Public sector provides public services that have a character of:

Original public services related to basic function of the state (organization-legislative, security-protective) – collective needs for all nation to secure the running of the society and the state from the point of organization, legislation and institutional system (e.g. justice, police, army)

Mixed public services, communal as well as individual, that can be provide either by private or public sector (e.g. education, social security, health services, technical and social infrastructure)

Functions of Public Administration

To provide services in sufficient quantity and guality to all or to individuals who have special needs. These services are provided either for free or in form of fees or allowments

Redistribution of central public resources to public institutions and funds that provide public services

To design and implement policies in areas of: Health services, Social security, Education and culture, Research & Development, Technical and social infrustructure constraction, Protection of the environment

Historical background

Untill 1947

Origins of state administration in the territory of Slovakia go back to the 9th century

Origins of self-governance go back to 13th century (towns)

Changes during periods of various forms of monarchy and later Republic period from the territorial administration of aristocracy

through monarchist administration system up to state authorities and institutions of the Czechoslovak Republic in 1918

Transfer of power from the regional self-government level to more centralized state administration

1923: Abolishment of self-government

1947 – 1990 – period of Czechoslovak Socialistic Republic Integrated model – integration of the state

administration and self-government where local and regional self-government are the part of state administration (they had neither priorities nor own financial sources to implement decisions)

3 tiers of national committies : regional – district – municipality

1969: federalization – autonomy in mixed public services provision

1971: decentralization of central state power to the regional national committies in the field of economic development of the region

After 1989fall of socialism

transformation process to democratic system

Why reorganization of PA through decentralization?The main philosophy:

„We are convinced that decentralized state brings the possibility for the better use of the human, production

and natural potential of Slovakia for all citizens. It is the tool to change the point of view of Slovak citizens

to the state; not to see the state just as the institution but as a commonwealth of citizens who have a common interest on its [the state] prosperity.”

Viktor NižňanskýCommissioner of the Government of SR for the

decentralization of Public Administration

Why reorganization of PA through decentralization?

PRINCIPLE OF SUBSIDIARITY to solve the problems and make decisions on such

levels that are the most capable for it

Higher participation of citizens in the public administration

To enhance the position and competencies of territorial self-governance

Phased reform of Public Administration

Changes in the structure of Public Administration• Phase 1990 – 1991• Phase 1996 – 2000• Phase 2000 – 2009

Changes in scope of powers in Public Administration2000: Introduction the Concept of decentralization

and modernization of the public administration

1. Decentralization of competencies (2000-2004)2. Deconcentration of competencies (2004)3. Financial decentralization (2004)

Changes in the structure of Public Administration

I. Phase 1990 – 1991

II. Phase 1996 – 2000

III. Phase 2000 – 2009

State administration

Regional level

Local level

3 regions

33 districts

Before 1989

District an

d

sub

-district

level

State administration

Regional level

Local level

3 regions

33 districts

District an

d

sub

-district

level

I. Phase 1990 – 1991

38 districts

121 sub-districts

Self-government

2825 municipalities

State administration

Regional level

Local level

8 regions

38 districts

District an

d

sub

-district

level

II. Phase 1996 – 2000

79 districts

121 sub-districts

Self-government

2883 municipalities

State administration

Regional level

Local level

8 regions

79 districts

III. Phase 2000 – 2009

District an

d

sub

-district

level

Self-government

2891 municipalities

8 higher territorial units (HTU)

sub-districts

Structure of Public Administration

8 Higher territorial units (HTU)

2891 municipalities

Regional level

Local level

National level

State public sector Self-government public sector

GovernmentMinistriesCentral State Administration Bodies

network of offices ofspecialized state administration directly subordinated to ministries

no relationship of superiority

Changes in scope of powers in Public Administration

Concept of decentralization and modernization of the public

administration

1. Decentralization of competencies (2000-2004)

2. Deconcentration of competencies (2004)

3. Financial decentralization (2005)

1. Decentralization of competencies (2000-2004)

More than 400 competencies were transferred from state administration to self-governments (local, regional)

Self-governments – Municipalities and higher territorial units (HTU) - legal entities

Self-governance – is implemented through activities of elected bodies, citizens’ vote, local referendum and public assemblies

Citizens of municipality

MayorMembers of

the Assembly

Municipal office

Municipal police

Office depts.

Council

Commissions

Auditor

Municipalities and HTU bodiesCitizens of the region

Head of the HTU

Assembly of the HTU

Office of the HTU

Office units

Commissions

Chief Auditor’s

dept.

1. Decentralization of competencies (2000-2004)

Original= competencies given by the law

Transferred state administration duties= competencies under the responsibility of state administration, but performed by the self-government

Competencies

MUNICIPALITIES HIGHER TERRITORIAL UNITS

Transferred state administration duties

registry offices, the construction orderand a section of duties in the education sector

a section of powers in the education sector, healthcare sector and road

transport

Original powers

Technical infrastructure maintenance and construction

local roads, public areas, green areas, water management, sewer system, municipal waste

2nd and 3rd class roads

Social infrastructure maintenance and construction

housing, pre-school and school establishments, social establishments, policlinics, certain hospitals

secondary schools, hospitals, certain social service establishments (retirement homes, social services for children, crises centres, children’s homes, etc.), cultural establishments (galleries, museums, theatres, certain libraries, etc.)

Service provision

public transport, cleanness, culture, certification of documents, certain offences, municipal police

participation in civil defence, licensing of pharmacies and private physicians,

territorial planning, local development, participation in regional planning,

collection of local taxes and fees, nature and environment protection

territorial planning, regional development, own investment activities

Main problems of decentralization

Unclear competencies between

HTU municipalities

in specific areas of social welfare

Due to small sizes and fragmentation of municipalities – threat of insufficient provision of duties

2. Deconcentration of competencies (2004)

To increase of the efficiency and quality of management in state administration

The transfer of more than 400 powers from the state administration to municipalities and higher

territorial units

Abolishment of regional and district state administration offices The network of offices of specialized state administration directly subordinated to ministries

2. Deconcentration of competencies (2004)

The basic areas of state administration: creation of economic, regional (shared with municipalities

and regions), foreign and security policies; defence, civil protection, fire brigade, justice, prison service,

customs and currency affairs; tax offices (except for local taxes); labour and employment

services offices; Technical infrastructure maintenance and construction:

railways, motorway system, 1st class roads, airports (the responsibility for regional airports is shared with municipalities and regions);

selected healthcare, cultural and school establishments (the responsibility is shared with municipalities and regions), universities;

nature protection

2. Deconcentration of competencies (2004)

Main problem:

Overlapping of competencies between specialized local state administration

and self-governments

3. Decentralization of finances (2005)

Aims: To strengthen the independence and responsibility of

territorial self-government in the process of decision-making on the use of public funds when providing services to people,

The stabilization of self-government revenues over a longer period of time (tax reform, local taxes),

To create conditions for financial planning for several years ahead (3-years budget plans),

Introduction of a fair and transparent system of financing based on specific measurable criteria (introduction of programming budgeting).

3. Decentralization of finances (2005)

Realized through tax reform:1. Introduction of local taxes for municipalities and HTU

property tax, dog tax, public area use tax, accommodation tax, slot machine tax, gaming machine tax, tax on entry of historical centers of towns and nuclear facility tax

2. Redistribution of personal income taxUsing the formula according to their specifications

Redistribution

6.2 %state budget revenue 70.3%

revenues of municipalities

23.5%revenues of HTU

Summary

Main changes in Public Administration were made since 2000

Regional level of self-government was introduced 400 duties were transferred from state administration

to self-government To increase the efficiency and the quality of

management of state administration the deconcentration of state administration was done

Fiscal decentralization brought the independence to self-government and increased the efficiency and the quality of self-government

Nowadays challenges

Fragmentation of municipalities

Small size of municipalities

Low efficiency of their management

Process of municipalization

(integration of municipalities)

Number of inhabitans 

Number of mun.

Share in %

to 499 1174 40,6%

500-999 775 26,8%

1000-4999 814 28,2%

5000-49999 117 4,0%

above 50000 11 0,4%

sum 2891 100,0%

Process of municipalization

Possibilities Intercommunal communities Common municipality offices (until today

234) Syndicates and town communities

How?1. Voluntary integration of municipalities2. Integration forced by law

Thank you for your attention!

Barbora Milotováe-mail: [email protected]