d n e n y e n s n n - hermes-investment.com au000xineoa7 tronox limited australia & new zealand...

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1172273 AU000XINEOA7 TRONOX LIMITED Australia & New Zealand Australia 05/10/2017 Special All For

1171853 AU000000PRG2 Programmed Maintenance Services Ltd. Australia & New Zealand Australia 06/10/2017 Court All For

1170829 AU000000BSL0 Bluescope Steel Ltd. Australia & New Zealand Australia 11/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1174349 AU000000MFG4 Magellan Financial Group Australia & New Zealand Australia 12/10/2017 Annual All For

1152619 AU000000TCL6 Transurban Group Australia & New Zealand Australia 12/10/2017 Annual All For

1174443 AU000000COH5 Cochlear Ltd. Australia & New Zealand Australia 17/10/2017 Annual All For

1168269 AU000000ORA8 Orora Ltd. Australia & New Zealand Australia 17/10/2017 Annual Against 3b Apparent failure to link pay and appropriate performanceInsufficient/poor disclosure

1150142 AU000000TLS2 Telstra Corporation Limited Australia & New Zealand Australia 17/10/2017 Annual All For

1168771 AU000000AZJ1 Aurizon Holdings Ltd. Australia & New Zealand Australia 18/10/2017 Annual All For

1167760 AU000000BXB1 Brambles Ltd Australia & New Zealand Australia 18/10/2017 Annual All For

1167760 AU000000BXB1 Brambles Ltd Australia & New Zealand Australia 18/10/2017 Annual Against 9

10

5,6

2

Apparent failure to link pay & appropriate performance 2- Fund manager or client vote

Apparent failure to link pay & appropriate performance 2- Fund manager or client vote

Fund manager or client vote


1167760 AU000000BXB1 Brambles Ltd Australia & New Zealand Australia 18/10/2017 Annual Against 7,8,9,10,11 Apparent failure to link pay and appropriate performance

1174952 AU000000CSL8 CSL Ltd. Australia & New Zealand Australia 18/10/2017 Annual Against 4,5

3

Apparent failure to link pay & appropriate performance


1167946 AU000000ORG5 Origin Energy Ltd. Australia & New Zealand Australia 18/10/2017 Annual All For

1174963 AU000000TRS9 The Reject Shop Ltd. Australia & New Zealand Australia 18/10/2017 Annual Against 5 Apparent failure to link pay and appropriate performance

1174656 AU000000TWE9 Treasury Wine Estates Ltd. Australia & New Zealand Australia 18/10/2017 Annual All For

1170397 AU000000HSO1 Healthscope Ltd. Australia & New Zealand Australia 19/10/2017 Annual All For

1170397 AU000000HSO1 Healthscope Ltd. Australia & New Zealand Australia 19/10/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1170801 AU000000SHJ1 Shine Corporate Ltd Australia & New Zealand Australia 19/10/2017 Annual All For

1170586 AU000000ANN9 Ansell Ltd. Australia & New Zealand Australia 20/10/2017 Annual All For

1173238 AU000000ARB5 ARB Corporation Ltd. Australia & New Zealand Australia 20/10/2017 Annual All For

1174956 AU000000EVT1 Event Hospitality and Entertainment Ltd. Australia & New Zealand Australia 20/10/2017 Annual All For

1170391 AU000000IAG3 Insurance Australia Group Ltd. Australia & New Zealand Australia 20/10/2017 Annual All For

1175541 AU000000MXI3 Maxitrans Industries Ltd. Australia & New Zealand Australia 20/10/2017 Annual All For

1170381 AU000000EPW7 ERM Power Ltd. Australia & New Zealand Australia 23/10/2017 Annual All For

1176205 AU000000SUL0 Super Retail Group Ltd. Australia & New Zealand Australia 23/10/2017 Annual All For

1175873 AU000000BGA8 Bega Cheese Ltd. Australia & New Zealand Australia 24/10/2017 Annual Against 3a Concerns about overall board structure 2- Lack of independence on board

1175877 AU000000CTD3 Corporate Travel Management Ltd. Australia & New Zealand Australia 24/10/2017 Annual All For

1175313 AU000000DXS1 Dexus Australia & New Zealand Australia 24/10/2017 Annual All For

1175313 AU000000DXS1 Dexus Australia & New Zealand Australia 24/10/2017 Annual Against 5

4

Concerns to protect shareholder value


1175705 AU000000IEL5 IDP Education Limited Australia & New Zealand Australia 24/10/2017 Annual Against 3

2a


Concerns about overall board structure 2- Lack of independence on board

1175882 AU000000MMS5 Mcmillan Shakespeare Ltd Australia & New Zealand Australia 24/10/2017 Annual Against 6

4

3



Overboarded/Too many other time commitments

1168172 AU000000SGF1 SG Fleet Group Ltd Australia & New Zealand Australia 24/10/2017 Annual Against 4,5,6 Apparent failure to link pay and appropriate performance

1175894 AU000000SRX1 Sirtex Medical Ltd. Australia & New Zealand Australia 24/10/2017 Annual All For

1175889 AU000000SXL4 Southern Cross Media Group Limited Australia & New Zealand Australia 24/10/2017 Annual All For

1175895 AU000000VLW0 Villa World Ltd. Australia & New Zealand Australia 24/10/2017 Annual All For

1165878 AU000000VOC6 Vocus Group Ltd Australia & New Zealand Australia 24/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1171822 AU000000CDA3 Codan Ltd. Australia & New Zealand Australia 25/10/2017 Annual All For

1175869 AU000000SGP0 Stockland Australia & New Zealand Australia 25/10/2017 Annual/Special All For

1175915 AU000000TGR4 Tassal Group Ltd. Australia & New Zealand Australia 25/10/2017 Annual All For

1175939 AU000000WHC8 Whitehaven Coal Ltd. Australia & New Zealand Australia 25/10/2017 Annual All For

1175706 AU000000BAL8 Bellamy's Australia Limited Australia & New Zealand Australia 26/10/2017 Annual Against 3c

3a,3b

4



Apparent failure to link pay & appropriate performance 2 - Insufficient/poor disclosure

1175885 AU000000BKL7 Blackmores Ltd. Australia & New Zealand Australia 26/10/2017 Annual All For

1175538 AU000000CGF5 Challenger Ltd Australia & New Zealand Australia 26/10/2017 Annual Against 3

4,5

Apparent failure to link pay and appropriate performance


1175707 AU000000CWN6 Crown Resorts Ltd. Australia & New Zealand Australia 26/10/2017 Annual Against 3

4


Concerns related to inappropriate service contracts

1175713 AU000000CWY3 Cleanaway Waste Management Limited Australia & New Zealand Australia 26/10/2017 Annual All For

1168516 AU000000GUD2 GUD Holdings Ltd. Australia & New Zealand Australia 26/10/2017 Annual Against 2.2 Overboarded/Too many other time commitments

1171353 AU000000JBH7 JB Hi-Fi Limited Australia & New Zealand Australia 26/10/2017 Annual Against 2,4 Apparent failure to link pay and appropriate performance

1172159 AU000000REH4 Reece Limited Australia & New Zealand Australia 26/10/2017 Annual All For

1170387 AU000000SDF8 Steadfast Group Ltd Australia & New Zealand Australia 26/10/2017 Annual All For

1170382 AU000000SGR6 The Star Entertainment Group Limited Australia & New Zealand Australia 26/10/2017 Annual All For

1177364 AU000000SIV4 Silver Chef Ltd. Australia & New Zealand Australia 26/10/2017 Annual Against 3 Concerns about overall board structure 2- Lack of independence on board

1175914 AU000000APA1 APA Group Australia & New Zealand Australia 27/10/2017 Annual All For

1175883 AU000000ASL2 Ausdrill Ltd. Australia & New Zealand Australia 27/10/2017 Annual Against 4 Concerns to protect shareholder value

1176395 AU000000CAR3 Carsales.com Ltd. Australia & New Zealand Australia 27/10/2017 Annual Against 6b

2

7




1173666 AU000000GWA4 GWA Group Ltd Australia & New Zealand Australia 27/10/2017 Annual All For

1176341 AU000000PLG5 Propertylink Group Australia & New Zealand Australia 27/10/2017 Annual All For

1174987 AU000000QAN2 Qantas Airways Limited Australia & New Zealand Australia 27/10/2017 Annual All For

1167518 AU000000TAH8 Tabcorp Holdings Ltd. Australia & New Zealand Australia 27/10/2017 Annual All For

1175934 AU000000VTG6 Vita Group Ltd. Australia & New Zealand Australia 27/10/2017 Annual All For

1170394 AU000000WOR2 WorleyParsons Limited Australia & New Zealand Australia 27/10/2017 Annual All For

1177268 AU000000RWC7 Reliance Worldwide Corporation Limited Australia & New Zealand Australia 30/10/2017 Annual Against 2

3.2


Concerns related to approach to board diversity

1174359 AU000000BEN6 Bendigo and Adelaide Bank Ltd. Australia & New Zealand Australia 31/10/2017 Annual Against 4 Apparent failure to link pay and appropriate performance

1179250 AU000000CQR9 Charter Hall Retail REIT Australia & New Zealand Australia 31/10/2017 Annual All For

1172806 AU000000AMC4 Amcor Limited Australia & New Zealand Australia 01/11/2017 Annual All For

1172806 AU000000AMC4 Amcor Limited Australia & New Zealand Australia 01/11/2017 Annual Against 5 Apparent failure to link pay and appropriate performance

1177363 AU000000CLQ2 Clean Teq Holdings Ltd Australia & New Zealand Australia 01/11/2017 Annual Against 1 Apparent failure to link pay and appropriate performancePerformance-related pay/awards for non-executives

1177246 AU000000DCG0 Decmil Group Ltd Australia & New Zealand Australia 01/11/2017 Annual Against 1 Apparent failure to link pay and appropriate performance

1167966 AU000000LNK2 Link Administration Holdings Ltd Australia & New Zealand Australia 01/11/2017 Annual All For

1169896 AU000000NHF0 NIB Holdings Ltd Australia & New Zealand Australia 01/11/2017 Annual All For

1172834 AU000000BAP9 Bapcor Limited Australia & New Zealand Australia 02/11/2017 Annual Against 1 Apparent failure to link pay and appropriate performance

1174985 AU000000BLD2 Boral Ltd. Australia & New Zealand Australia 02/11/2017 Annual All For

1178486 AU000000CCP3 Credit Corp Group Ltd. Australia & New Zealand Australia 02/11/2017 Annual All For

1173017 AU000000DOW2 Downer EDI Ltd. Australia & New Zealand Australia 02/11/2017 Annual All For

1175982 AU000000FXJ5 Fairfax Media Ltd. Australia & New Zealand Australia 02/11/2017 Annual All For

1176003 AU000000FXJ5 Fairfax Media Ltd. Australia & New Zealand Australia 02/11/2017 Court All For

1176607 AU000000PPT9 Perpetual Ltd. Australia & New Zealand Australia 02/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1173293 AU000000SWM4 Seven West Media Ltd. Australia & New Zealand Australia 02/11/2017 Annual All For

1179229 AU000000ALU8 Altium Ltd. Australia & New Zealand Australia 08/11/2017 Annual Against 2,4 Apparent failure to link pay and appropriate performance

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1177618 AU000000DMP0 Domino's Pizza Enterprises Ltd. Australia & New Zealand Australia 08/11/2017 Annual Against 4

1

3



Concerns about overall board structure 2- Lack of independence on board 3- Lack of independent

representation at board committees

1169884 AU000000FMG4 Fortescue Metals Group Ltd. Australia & New Zealand Australia 08/11/2017 Annual Against 6

5

7




1179508 AU000000SGM7 Sims Metal Management Limited Australia & New Zealand Australia 08/11/2017 Annual Against 6

5



1180637 AU000000CHC0 Charter Hall Group Australia & New Zealand Australia 09/11/2017 Annual/Special All For

1179254 AU000000CWP1 Cedar Woods Properties Ltd Australia & New Zealand Australia 09/11/2017 Annual All For

1177289 AU000000DTL4 Data#3 Limited Australia & New Zealand Australia 09/11/2017 Annual Against 1

3


Lack of independence on board 2- Lack of independent representation at board committees

1170598 AU000000FLT9 Flight Centre Travel Group Ltd Australia & New Zealand Australia 09/11/2017 Annual All For

1178485 AU000000BRG2 Breville Group Ltd. Australia & New Zealand Australia 13/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1174154 AU000000MPL3 Medibank Private Ltd. Australia & New Zealand Australia 13/11/2017 Annual All For

1178481 AU000000NEC4 Nine Entertainment Co. Holdings Ltd Australia & New Zealand Australia 13/11/2017 Annual Against 1,5 Apparent failure to link pay and appropriate performance

1180586 AU000000ABP9 Abacus Property Group Australia & New Zealand Australia 14/11/2017 Annual/Special Against 5

2



1175540 AU000000CPU5 Computershare Limited Australia & New Zealand Australia 14/11/2017 Annual All For

1179746 AU000000MLD9 MACA LTD. Australia & New Zealand Australia 14/11/2017 Annual Against 1

3

2

7







1175872 AU000000NCM7 Newcrest Mining Ltd. Australia & New Zealand Australia 14/11/2017 Annual All For

1180587 AU000000PRT5 Prime Media Group Ltd. Australia & New Zealand Australia 14/11/2017 Annual Against 1 Apparent failure to link pay and appropriate performanceInsufficient/poor disclosure

1180371 AU000000AOG1 Aveo Group Australia & New Zealand Australia 15/11/2017 Annual/Special Against 1 Overboarded/Too many other time commitments

1177663 AU000000NVT2 Navitas Ltd. Australia & New Zealand Australia 15/11/2017 Annual All For

1180602 AU000000PGH3 Pact Group Holdings Ltd. Australia & New Zealand Australia 15/11/2017 Annual All For

1175832 AU000000BHP4 BHP Billiton Limited Australia & New Zealand Australia 16/11/2017 Annual Against 7,8,9

23


For shareholder resolution, against management recommendation / Shareholder proposal promotes

appropriate accountability or incentivisation

1162642 AU000000BHP4 BHP Billiton Limited Australia & New Zealand Australia 16/11/2017 Annual Against 7,8,9

23




1168137 AU000000CBA7 Commonwealth Bank of Australia Australia & New Zealand Australia 16/11/2017 Annual All For

1179613 AU000000DWS3 DWS Ltd. Australia & New Zealand Australia 16/11/2017 Annual Against 1 Apparent failure to link pay and appropriate performance

1177605 AU000000GDI7 GDI Property Group Ltd Australia & New Zealand Australia 16/11/2017 Annual/Special All For

1178565 AU000000GMG2 Goodman Group Australia & New Zealand Australia 16/11/2017 Annual Against 2a,2b Concerns related to approach to board diversity

1178308 AU000000HVN7 Harvey Norman Holdings Ltd. Australia & New Zealand Australia 16/11/2017 Annual Against 5

4

Concerns about overall board structure 2- Concerns related to approach to board diversity 3- Lack of

independence on board


1173018 AU000000IGL0 IVE Group Ltd. Australia & New Zealand Australia 16/11/2017 Annual All For

1181145 AU000000LNG0 Liquefied Natural Gas Ltd. Australia & New Zealand Australia 16/11/2017 Annual Against 9 Concerns related to inappropriate service contracts

1180621 AU000000MGR9 Mirvac Group Australia & New Zealand Australia 16/11/2017 Annual/Special All For

1180994 AU000000MSB8 Mesoblast Ltd. Australia & New Zealand Australia 16/11/2017 Annual Against 3

2b

2a


Concerns about overall board structure

Concerns about overall board structure 2- Concerns related to approach to board diversity 3-


1181190 AU000000NST8 Northern Star Resources Ltd Australia & New Zealand Australia 16/11/2017 Annual Against 2,3

4



1175879 AU000000PTM6 Platinum Asset Management Ltd Australia & New Zealand Australia 16/11/2017 Annual Against 2

1



1180368 AU000000RHC8 Ramsay Health Care Ltd. Australia & New Zealand Australia 16/11/2017 Annual Against 2,4.1,4.2

3.1

3.2


Concerns about overall board structure 2- Concerns related to succession planning 3- Lack of independence

on board 4- Non-independent Chairman


1175565 AU000000SVW5 Seven Group Holdings Ltd. Australia & New Zealand Australia 16/11/2017 Annual Against 5,7

8


Insufficient basis to support a decision

1180383 AU000000VCX7 Vicinity Centres Australia & New Zealand Australia 16/11/2017 Annual/Special All For

1175533 AU000000WES1 Wesfarmers Ltd. Australia & New Zealand Australia 16/11/2017 Annual All For

1181279 AU000000KGN2 Kogan.Com Limited Australia & New Zealand Australia 17/11/2017 Annual Against 1 Apparent failure to link pay and appropriate performance

1171057 AU000000LLC3 LendLease Group Australia & New Zealand Australia 17/11/2017 Annual All For

1180634 AU000000AAD7 Ardent Leisure Group Australia & New Zealand Australia 20/11/2017 Annual/Special Against 1

4

6




1181380 AU000000IPH9 IPH Ltd Australia & New Zealand Australia 20/11/2017 Annual Against 5 Insufficient/poor disclosure

1181594 AU000000NWH5 NRW Holdings Ltd. Australia & New Zealand Australia 20/11/2017 Annual Against 2,4 Apparent failure to link pay and appropriate performance

1178476 AU000000CAB7 Cabcharge Australia Limited Australia & New Zealand Australia 21/11/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1178174 AU000000MCP2 Mcpherson's Ltd Australia & New Zealand Australia 21/11/2017 Annual All For

1180877 AU000000MND5 Monadelphous Group Ltd. Australia & New Zealand Australia 21/11/2017 Annual Against 2 Concerns about overall board structure 2- Lack of independence on board

1169885 AU000000GOZ8 Growthpoint Properties Australia Australia & New Zealand Australia 22/11/2017 Annual/Special Against 3b Concerns about overall board structure 2- Lack of independence on board

1181834 AU000000HPI9 Hotel Property Investments Limited Australia & New Zealand Australia 22/11/2017 Annual/Special All For

1174365 AU000000IDX2 Integral Diagnostics Limited Australia & New Zealand Australia 22/11/2017 Annual Against 5,6 Apparent failure to link pay & appropriate performance

1174703 AU000000IFN8 Infigen Energy Australia & New Zealand Australia 22/11/2017 Annual/Special Against 2,8 Apparent failure to link pay and appropriate performance

1181415 AU000000MIN4 Mineral Resources Ltd. Australia & New Zealand Australia 22/11/2017 Annual Against 1 Apparent failure to link pay & appropriate performance

1172360 AU000000QUB5 Qube Holdings Limited Australia & New Zealand Australia 22/11/2017 Annual Against 3,4,5,6

1



1181798 AU000000REA9 REA Group Limited Australia & New Zealand Australia 22/11/2017 Annual Against 2

3a,3c


Lack of independence on board

1176611 AU000000SCP9 Shopping Centres Australasia Property Group Australia & New Zealand Australia 22/11/2017 Annual All For

1178749 AU000000SDG6 Sunland Group Ltd. Australia & New Zealand Australia 22/11/2017 Annual Against 2 Concerns related to attendance at board or committee meetings

1182274 AU000000SHL7 Sonic Healthcare Limited Australia & New Zealand Australia 22/11/2017 Annual Against 8

7



1170140 AU000000VRT3 Virtus Health Limited Australia & New Zealand Australia 22/11/2017 Annual All For

1157787 AU000000WTC3 Wisetech Global Ltd Australia & New Zealand Australia 22/11/2017 Annual All For

1182262 AU000000AX19 Accent Group Limited Australia & New Zealand Australia 23/11/2017 Annual Against 2,4,5

3.2



1182046 AU000000BPT9 Beach Energy Limited Australia & New Zealand Australia 23/11/2017 Annual All For

1178246 AU000000DNA0 Donaco International Limited Australia & New Zealand Australia 23/11/2017 Annual Against 2 Apparent failure to link pay & appropriate performance

1181799 AU000000EVN4 Evolution Mining Ltd. Australia & New Zealand Australia 23/11/2017 Annual Abstain

Against

3

1



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1181820 AU000000HSN3 Hansen Technologies Ltd. Australia & New Zealand Australia 23/11/2017 Annual Against 5,6,7

1

2




1175726 AU000000IFL2 IOOF Holdings Ltd. Australia & New Zealand Australia 23/11/2017 Annual All For

1182295 AU000000IOF6 Investa Office Fund Australia & New Zealand Australia 23/11/2017 Annual All For

1181674 AU000000PLS0 Pilbara Minerals Ltd. Australia & New Zealand Australia 23/11/2017 Annual Against 1

4

5



Performance-related pay/awards for non-executives

1172203 AU000000PRY5 Primary Health Care Ltd. Australia & New Zealand Australia 23/11/2017 Annual Against 2,4 Apparent failure to link pay and appropriate performance

1182281 AU000000RRL8 Regis Resources Ltd. Australia & New Zealand Australia 23/11/2017 Annual Against 4

1

2




1170587 AU000000S320 South32 Limited Australia & New Zealand Australia 23/11/2017 Annual All For

1182263 AU000000SAR9 Saracen Mineral Holdings Ltd. Australia & New Zealand Australia 23/11/2017 Annual Against 3,4 Apparent failure to link pay and appropriate performance

1174348 AU000000WOW2 Woolworths Group Limited Australia & New Zealand Australia 23/11/2017 Annual Against 7b Fund manager or client vote

1174348 AU000000WOW2 Woolworths Group Limited Australia & New Zealand Australia 23/11/2017 Annual All For

1181917 AU000000WSA9 Western Areas Ltd Australia & New Zealand Australia 23/11/2017 Annual All For

1175903 AU000000AHG5 Automotive Holdings Group Ltd Australia & New Zealand Australia 24/11/2017 Annual Against 4 Apparent failure to link pay and appropriate performance

1182442 AU000000IGO4 Independence Group NL Australia & New Zealand Australia 24/11/2017 Annual All For

1182226 AU000000IMF0 IMF Bentham Limited Australia & New Zealand Australia 24/11/2017 Annual All For

1182256 AU000000MVF3 Monash IVF Group Limited Australia & New Zealand Australia 24/11/2017 Annual Against 2

5



1182228 AU000000MYR2 Myer Holdings Ltd. Australia & New Zealand Australia 24/11/2017 Annual All For

1177806 AU000000ORE0 Orocobre Ltd Australia & New Zealand Australia 24/11/2017 Annual All For

1182578 AU000000SHV6 Select Harvests Ltd. Australia & New Zealand Australia 24/11/2017 Annual Against 1 Apparent failure to link pay and appropriate performance

1182649 AU000000TLG7 Talga Resources Limited Australia & New Zealand Australia 24/11/2017 Annual Against 1

5

6a,6b,6c




1181853 AU000000VRL0 Village Roadshow Ltd. Australia & New Zealand Australia 24/11/2017 Annual All For

1178745 AU000000FXL1 FlexiGroup Ltd. Australia & New Zealand Australia 27/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1183413 AU000000AGI3 Ainsworth Game Technology Ltd. Australia & New Zealand Australia 28/11/2017 Annual Against 4,5 Apparent failure to link pay and appropriate performance

1182247 AU000000BKW4 Brickworks Ltd. Australia & New Zealand Australia 28/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1183453 AU000000BKY0 Berkeley Energia Ltd Australia & New Zealand Australia 28/11/2017 Annual Against 2

7


Insufficient basis to support a decision 2- Issue of capital raises concerns about excessive dilution of existing

shareholders

1182564 AU000000BVS9 Bravura Solutions Ltd Australia & New Zealand Australia 28/11/2017 Annual All For

1172801 AU000000CLH1 Collection House Ltd. Australia & New Zealand Australia 28/11/2017 Annual All For

1181830 AU000000MYX0 Mayne Pharma Group Limited Australia & New Zealand Australia 28/11/2017 Annual Against 3,4 Apparent failure to link pay and appropriate performance

1184714 AU000000NCZ9 New Century Resources Limited Australia & New Zealand Australia 28/11/2017 Annual Against 2

3

Concerns about overall board structure 2- Lack of independence on board 3- Overboarded/Too many other

time commitments


1183367 AU000000RSG6 Resolute Mining Ltd. Australia & New Zealand Australia 28/11/2017 Annual Against 5 Apparent failure to link pay & appropriate performance

1176359 AU000000CMW8 Cromwell Property Group Australia & New Zealand Australia 29/11/2017 Annual/Special Against 6

3



1182854 AU000000PPC5 Peet Ltd Australia & New Zealand Australia 29/11/2017 Annual All For

1181801 AU000000SBM8 ST Barbara Ltd. Australia & New Zealand Australia 29/11/2017 Annual Against 1,3 Apparent failure to link pay and appropriate performance

1183914 AU000000SEK6 Seek Ltd. Australia & New Zealand Australia 29/11/2017 Annual Against 2,5,6 Apparent failure to link pay and appropriate performance

1181864 AU000000SFR8 Sandfire Resources NL Australia & New Zealand Australia 29/11/2017 Annual Against 3 Overboarded/Too many other time commitments

1182713 AU000000BOQ8 Bank of Queensland Ltd Australia & New Zealand Australia 30/11/2017 Annual Against 4,5,6 Concerns to protect shareholder value

1183975 AU000000EPA3 Ephraim Resources Limited Australia & New Zealand Australia 30/11/2017 Annual Against 1 Apparent failure to link pay and appropriate performance

1183440 AU000000RFG3 Retail Food Group Ltd Australia & New Zealand Australia 30/11/2017 Annual Against 1,5 Apparent failure to link pay and appropriate performance

1182581 AU000000RIC6 Ridley Corporation Ltd. Australia & New Zealand Australia 30/11/2017 Annual All For

1183539 AU000000PMV2 Premier Investments Ltd. Australia & New Zealand Australia 01/12/2017 Annual Against 2

3a,3c



1184724 AU000000TPM6 TPG Telecom Limited Australia & New Zealand Australia 06/12/2017 Annual Against 1

2


Concerns about overall board structure 2- Concerns related to approach to board diversity 3- Lack of

independence on board

1183080 AU000000NUF3 Nufarm Limited Australia & New Zealand Australia 07/12/2017 Annual All For

1164540 AU000000WBC1 Westpac Banking Corporation Australia & New Zealand Australia 08/12/2017 Annual All For

1177611 AU000000TTS5 Tatts Group Ltd. Australia & New Zealand Australia 12/12/2017 Annual Against 1

2a,2b



1173698 AU000000TTS5 Tatts Group Ltd. Australia & New Zealand Australia 12/12/2017 Court All For

1179527 AU000000ELD6 Elders Ltd. Australia & New Zealand Australia 14/12/2017 Annual All For

1186868 AU000000REH4 Reece Limited Australia & New Zealand Australia 14/12/2017 Special All For

1181878 AU000000BTT1 BT Investment Management Ltd. Australia & New Zealand Australia 15/12/2017 Annual All For

1186862 AU000000NAB4 National Australia Bank Limited Australia & New Zealand Australia 15/12/2017 Annual All For

1187181 AU000000ORI1 Orica Ltd. Australia & New Zealand Australia 15/12/2017 Annual All For

1187068 AU000000QIN5 Quintis Ltd Australia & New Zealand Australia 15/12/2017 Annual Against 1 Apparent failure to link pay and appropriate performance

1186859 AU000000ANZ3 Australia and New Zealand Banking Group Ltd. Australia & New Zealand Australia 19/12/2017 Annual All For

1183125 AU000000DLX6 Duluxgroup Ltd Australia & New Zealand Australia 21/12/2017 Annual All For

1187705 AU000000IPL1 Incitec Pivot Ltd Australia & New Zealand Australia 21/12/2017 Annual All For

1175829 ARP689251337 Molinos Rio de la Plata S.A. Emerging Markets Argentina 31/10/2017 Special All For

1175489 BMG2178K1009 CK Infrastructure Holdings Limited Emerging Markets Bermuda 11/10/2017 Special All For

1175485 BMG2097Z1471 Chevalier International Holdings Ltd. Emerging Markets Bermuda 12/10/2017 Special All For

1178316 BMG392401094 GL Ltd. Emerging Markets Bermuda 19/10/2017 Annual Against 7,8

6

Apparent failure to link pay and appropriate performanceInsufficient/poor disclosure

Issue of equity raises concerns about excessive dilution of existing shareholders

1175066 BMG1368B1028 Brilliance China Automotive Holdings Ltd. Emerging Markets Bermuda 20/10/2017 Special All For

1178219 BMG0438M1064 Apt Satellite Holdings Ltd. Emerging Markets Bermuda 23/10/2017 Special All For

1178624 BMG8162K1137 Sihuan Pharmaceutical Holdings Group Ltd. Emerging Markets Bermuda 24/10/2017 Special Against 1 Apparent failure to link pay and appropriate performance

1178567 BMG8226U1071 Silverlake Axis Ltd Emerging Markets Bermuda 26/10/2017 Annual Against 10

4,5

9




1173715 BMG2860H2096 Dukang Distillers Holdings Limited Emerging Markets Bermuda 27/10/2017 Annual Against 9

8

Apparent failure to link pay and appropriate performancePerformance-related pay/awards for non-executives


1180580 BMG5376C1010 LCT Holdings Limited Emerging Markets Bermuda 30/10/2017 Annual Against 7 Issue of equity raises concerns about excessive dilution of existing shareholders

1177431 BMG8219Z1059 Smartone Telecommunications Holdings Ltd. Emerging Markets Bermuda 02/11/2017 Annual Against 5,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1178719 BMG6331P1041 Alpha and Omega Semiconductor Limited Emerging Markets Bermuda 09/11/2017 Annual Against 3

1.5



1182546 BMG0438M1064 Apt Satellite Holdings Ltd. Emerging Markets Bermuda 14/11/2017 Special All For

1180387 BMG420981224 Guoco Group Ltd. Emerging Markets Bermuda 15/11/2017 Annual Against 10

8,9



1181057 BMG668971101 NWS Holdings Limited Emerging Markets Bermuda 17/11/2017 Annual Against 5.1,5.3 Issue of equity raises concerns about excessive dilution of existing shareholders

1185557 BMG2154F1095 China Foods Ltd. Emerging Markets Bermuda 23/11/2017 Special All For

1185657 BMG2345T1099 Concord New Energy Group Ltd. Emerging Markets Bermuda 23/11/2017 Special All For

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1182907 BMG3122U1457 Esprit Holdings Limited Emerging Markets Bermuda 23/11/2017 Annual All For

1179961 BMG702781094 Petra Diamonds Ltd. Emerging Markets Bermuda 24/11/2017 Annual All For

1186730 BMG988031446 Yue Yuen Industrial (Holdings) Ltd. Emerging Markets Bermuda 30/11/2017 Special Against H,I,J,K Apparent failure to link pay and appropriate performancePerformance-related pay/awards for non-executives

1181500 BMG7300G1096 PureCircle Ltd. Emerging Markets Bermuda 01/12/2017 Annual Abstain

Against

6

2,13

5

Concerns related to inappropriate membership of committees



1189409 BMG6542T1505 Noble Group Limited Emerging Markets Bermuda 15/12/2017 Special All For

1189285 BMG760581097 Road King Infrastructure Ltd. Emerging Markets Bermuda 15/12/2017 Special All For

1183141 BMG653181005 Nine Dragons Paper (Holdings) Ltd. Emerging Markets Bermuda 18/12/2017 Annual Against 3a1

5a,5c

3a2,3a3

3a4

Concerns related to inappropriate membership of committeesLack of independence on board




1190013 BMG5320C1082 Kunlun Energy Company Ltd Emerging Markets Bermuda 19/12/2017 Special All For

1190265 BMG1368B1028 Brilliance China Automotive Holdings Ltd. Emerging Markets Bermuda 21/12/2017 Special All For

1189526 BMG2154F1095 China Foods Ltd. Emerging Markets Bermuda 21/12/2017 Special All For

1190015 BMG2759B1072 Digital China Holdings Limited Emerging Markets Bermuda 27/12/2017 Special Against 2,3

4


Performance-related pay/awards for non-executives Apparent failure to link pay and appropriate performance

1191184 BMG570071099 Luye Pharma Group Ltd. Emerging Markets Bermuda 29/12/2017 Special All For

1175188 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 18/10/2017 Special Against 3.1.1,3.2.1,3.3.1

1175188 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 18/10/2017 Special Against 3.2.1

1175191 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 18/10/2017 Special All For

1179204 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 18/10/2017 Special Against 3.1,4.1,5.1

1176496 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 18/10/2017 Special Against 3.1

1180034 BRBPACACNPA0 Banco BTG Pactual SA Emerging Markets Brazil 27/10/2017 Special All For

1180417 BRCSMGACNOR5 Companhia de Saneamento de Minas Gerais (COPASA)Emerging Markets Brazil 27/10/2017 Special All For

1180365 BRMGLUACNOR2 Magazine Luiza SA Emerging Markets Brazil 27/10/2017 Special All For

1181491 BRMULTACNOR5 Multiplan Empreendimentos Imobiliarios S.A. Emerging Markets Brazil 03/11/2017 Special All For

1179424 BRPETRACNPR6 Petroleo Brasileiro SA-Petrobras Emerging Markets Brazil 07/11/2017 Special All For


1184839 BRCSMGACNOR5 Companhia de Saneamento de Minas Gerais (COPASA)Emerging Markets Brazil 17/11/2017 Special All For

1182138 BRRENTACNOR4 Localiza Rent a Car S.A. Emerging Markets Brazil 22/11/2017 Special All For

1186253 BRELETACNPB7 Eletrobras, Centrais Eletricas Brasileiras S.A. Emerging Markets Brazil 30/11/2017 Special All For


1184831 BRNATUACNOR6 Natura Cosmeticos S.A. Emerging Markets Brazil 30/11/2017 Special Against 7

6

2



Insufficient/poor disclosure

1184907 BRHGTXACNOR9 Cia. Hering Emerging Markets Brazil 04/12/2017 Special Against 3

2



1184854 BRMYPKACNOR7 Iochpe Maxion S.A. Emerging Markets Brazil 07/12/2017 Special All For

1186065 BRCYREACNOR7 Cyrela Brazil Realty S.A Empreendimentos E ParticipacoesEmerging Markets Brazil 08/12/2017 Special All For

1186509 BRCSNAACNOR6 Companhia Siderurgica Nacional - CSN Emerging Markets Brazil 11/12/2017 Special Against 2

1



1186433 BRRDNIACNOR9 RNI Negocios Imobiliarios S.A. Emerging Markets Brazil 11/12/2017 Special All For

1187093 BRBRMLACNOR9 BR Malls Participacoes S.A. Emerging Markets Brazil 13/12/2017 Special All For



1187600 BRFIBRACNOR9 Fibria Celulose SA Emerging Markets Brazil 18/12/2017 Special All For

1189821 BRFIBRACNOR9 Fibria Celulose SA Emerging Markets Brazil 18/12/2017 Special All For

1186508 BRETERACNOR3 Eternit S.A. Emerging Markets Brazil 20/12/2017 Special All For

1186435 BRGFSAACNOR3 Gafisa S.A. Emerging Markets Brazil 20/12/2017 Special All For

1190640 BRTAEECDAM10 Transmissora Alianca De Energia Eletrica SA Emerging Markets Brazil 20/12/2017 Special All For

1187726 BRTOTSACNOR8 TOTVS SA Emerging Markets Brazil 20/12/2017 Special All For

1190548 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 21/12/2017 Special Against 13 Lack of independence on board

1187725 BRVALEACNOR0 Vale S.A. Emerging Markets Brazil 21/12/2017 Special Against 13 Lack of independence on board

1191392 BRLPSBACNOR0 LPS Brasil-Consultoria de Imoveis SA Emerging Markets Brazil 27/12/2017 Special All For


1187120 CL0002266774 Enel Chile S.A. Emerging Markets Chile 20/12/2017 Special All For

1189817 CL0002266774 Enel Chile S.A. Emerging Markets Chile 20/12/2017 Special All For

1189818 CLP3710M1090 Enel Generacion Chile S.A. Emerging Markets Chile 20/12/2017 Special All For

1187312 CLP3710M1090 Enel Generacion Chile S.A. Emerging Markets Chile 20/12/2017 Special All For

1169695 CNE1000004M7 Weiqiao Textile Co., Ltd. Emerging Markets China 04/10/2017 Annual Against 5

8

9

Concerns related to Non-audit fees



1169699 CNE1000002H1 China Construction Bank Corporation Emerging Markets China 09/10/2017 Special All For

1170033 CNE0000019V8 Anhui Conch Cement Company Ltd Emerging Markets China 10/10/2017 Special All For

1170099 CNE0000019V8 Anhui Conch Cement Company Ltd Emerging Markets China 10/10/2017 Special All For

1170761 CNE1000002S8 COSCO Shipping Energy Transportation Co., Ltd. Emerging Markets China 10/10/2017 Special All For

1171066 CNE1000002B4 AVIC International Holdings Ltd. Emerging Markets China 11/10/2017 Special All For

1170869 CNE1000002B4 AVIC International Holdings Ltd. Emerging Markets China 11/10/2017 Special All For

1171889 CNE1000002J7 COSCO SHIPPING Holdings Co Ltd Emerging Markets China 16/10/2017 Special All For

1170661 CNE1000003B2 HNA Infrastructure Co., Ltd. Emerging Markets China 16/10/2017 Special Against 5 Insufficient/poor disclosure

1170372 CNE1000004F1 Sinotrans Ltd. Emerging Markets China 16/10/2017 Special All For

1170331 CNE1000004F1 Sinotrans Ltd. Emerging Markets China 16/10/2017 Special All For

1171356 CNE100001SS7 Central China Securities Co., Ltd. Emerging Markets China 16/10/2017 Special Against 2 Concerns to protect shareholder value

1170648 CNE1000004X4 Zhuzhou CRRC Times Electric Co., Ltd. Emerging Markets China 20/10/2017 Special All For

1172669 CNE100000171 Shandong Weigao Group Medical Polymer Co., Ltd.Emerging Markets China 23/10/2017 Special All For

1173716 CNE1000002D0 China Bluechemical Ltd. Emerging Markets China 24/10/2017 Special Against 3 Concerns to protect shareholder value

1173359 CNE100002342 China Reinsurance (Group) Corporation Emerging Markets China 24/10/2017 Special Against 1 Concerns to protect shareholder value

1176580 CNE0000018R8 Kweichow Moutai Co., Ltd. Emerging Markets China 26/10/2017 Special All For

1173613 CNE1000001T8 Aluminum Corporation of China Ltd. Emerging Markets China 26/10/2017 Special Against 1 Concerns to protect shareholder value

1173718 CNE1000003W8 PetroChina Company Limited Emerging Markets China 26/10/2017 Special Against 3 Concerns to protect shareholder value

1174143 CNE0000008L2 GF Securities Co., Ltd. Emerging Markets China 27/10/2017 Special All For

1174099 CNE1000000S2 Bank of Communications Co., Ltd. Emerging Markets China 27/10/2017 Special Against 1 Concerns to protect shareholder value

1172324 CNE1000001S0 Air China Ltd. Emerging Markets China 27/10/2017 Special Against 3,6 Concerns to protect shareholder value

1173856 CNE100001T72 Yangtze Optical Fibre and Cable Joint Stock LimitedEmerging Markets China 27/10/2017 Special All For

1180581 CNE000000HH6 Shanghai Lujiazui Finance & Trade Zone Development Co. Ltd.Emerging Markets China 30/10/2017 Special All For

1174450 CNE100000494 Sichuan Expressway Company Ltd. Emerging Markets China 30/10/2017 Special All For

1174006 CNE1000009T1 China Railway Construction Corporation Ltd. Emerging Markets China 30/10/2017 Special All For

1180857 CNE100000239 Beijing Capital Land Ltd. Emerging Markets China 31/10/2017 Special All For

1174772 CNE100000593 PICC Property and Casualty Co., Ltd. Emerging Markets China 31/10/2017 Special All For

1174773 CNE100001MK7 The People's Insurance Company (Group) Of China Ltd.Emerging Markets China 31/10/2017 Special Against 2 Concerns to protect shareholder value

1174774 CNE100001QS1 China Cinda Asset Management Co., Ltd. Emerging Markets China 31/10/2017 Special Against 4 Fund manager or client vote

1174774 CNE100001QS1 China Cinda Asset Management Co., Ltd. Emerging Markets China 31/10/2017 Special All For

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1180934 CNE000001667 Lu Thai Textile Co., Ltd. Emerging Markets China 08/11/2017 Special All For

1175754 CNE000001FG0 China Southern Airlines Co., Ltd. Emerging Markets China 08/11/2017 Special All For





1178185 CNE100000320 First Tractor Co., Ltd. Emerging Markets China 15/11/2017 Special All For

1178052 CNE1000004N5 Xiamen International Port Co., Ltd. Emerging Markets China 15/11/2017 Special All For

1176577 CNE1000002F5 China Communications Construction Company Ltd. Emerging Markets China 22/11/2017 Special Against 4

2.9



1184683 CNE0000014W7 Jiangsu Hengrui Medicine Co., Ltd. Emerging Markets China 23/11/2017 Special Against 4

2,3

1



1173023 CNE100000304 Dongfang Electric Corporation Ltd. Emerging Markets China 23/11/2017 Special Against 1.01,1.02,1.03,1.04,1.05,1.0

6,1.07,1.08,1.09,1.10,1.11,1

.12,1.13,1.14,1.15,1.16,2,3,

4,5,6,7,8,9,10,11,12,13,14,1

5,16,17


1173024 CNE100000304 Dongfang Electric Corporation Ltd. Emerging Markets China 23/11/2017 Special Against 1.01,1.02,1.03,1.04,1.05,1.0

6,1.07,1.08,1.09,1.10,1.11,1

.12,1.13,1.14,1.15,1.16,2,3,

4,5,6,7


1180858 CNE1000004Q8 Yanzhou Coal Mining Company Limited Emerging Markets China 27/11/2017 Special Against 1 Concerns to protect shareholder value

1180709 CNE1000009W5 Chongqing Machinery & Electric Co., Ltd. Emerging Markets China 27/11/2017 Special All For

1180683 CNE1000002V2 China Telecom Corporation Ltd Emerging Markets China 28/11/2017 Special All For

1180684 CNE1000003P2 Lianhua Supermarket Holdings Co., Ltd. Emerging Markets China 28/11/2017 Special All For

1180463 CNE1000003G1 Industrial and Commercial Bank of China Limited Emerging Markets China 29/11/2017 Special All For

1187163 CNE000000GG0 Shanghai Baosight Software Co., Ltd. Emerging Markets China 30/11/2017 Special All For

1180947 CNE000000QM7 Shandong Chenming Paper Holdings Ltd. Emerging Markets China 30/11/2017 Special Against 2

1180969 CNE000000QM7 Shandong Chenming Paper Holdings Ltd. Emerging Markets China 30/11/2017 Special Against 2

1180461 CNE1000000R4 China CITIC Bank Corporation Ltd. Emerging Markets China 30/11/2017 Special Against 4 Concerns to protect shareholder value

1180385 CNE1000003R8 Maanshan Iron & Steel Company Ltd. Emerging Markets China 30/11/2017 Special Against 1 Concerns to protect shareholder value

1181058 CNE1000004L9 Weichai Power Co., Ltd. Emerging Markets China 30/11/2017 Special Against 1 Concerns to protect shareholder value

1187169 CNE000000CV8 Jiangling Motors Corp. Ltd Emerging Markets China 01/12/2017 Special All For

1187491 CNE0000006Z6 Guangdong Provincial Expressway Development Co., Ltd.Emerging Markets China 04/12/2017 Special Against 1 Insufficient/poor disclosure


1181849 CNE100001NP4 China Machinery Engineering Corporation Emerging Markets China 05/12/2017 Special Against 3 Insufficient/poor disclosure

1181796 CNE100001TJ4 BAIC Motor Corporation Ltd Emerging Markets China 05/12/2017 Special All For

1181947 CNE1000002N9 China National Building Material Co., Ltd. Emerging Markets China 06/12/2017 Special All For

1181957 CNE1000002N9 China National Building Material Co., Ltd. Emerging Markets China 06/12/2017 Special All For

1181953 CNE100000874 China National Materials Co., Ltd. Emerging Markets China 06/12/2017 Special All For

1181948 CNE100000874 China National Materials Co., Ltd. Emerging Markets China 06/12/2017 Special Against 1 Performance-related pay/awards for non-executives

1182225 CNE100000445 Shanghai Prime Machinery Co., Ltd. Emerging Markets China 08/12/2017 Special All For

1183146 CNE100000X44 Chongqing Rural Commercial Bank Co., Ltd. Emerging Markets China 11/12/2017 Special Against 2,3 Concerns to protect shareholder value

1182919 CNE100002B89 CSC Financial Co., Ltd. Emerging Markets China 11/12/2017 Special All For

1185643 CNE1000002P4 China Oilfield Services Ltd. Emerging Markets China 13/12/2017 Special Against 3 Concerns to protect shareholder value

1183266 CNE000000TK5 ZTE Corporation Emerging Markets China 14/12/2017 Special All For

1188707 CNE000000R36 Chongqing Changan Automobile Co., Ltd. Emerging Markets China 15/12/2017 Special Against 1 Concerns to protect shareholder value

1188697 CNE000000R36 Chongqing Changan Automobile Co., Ltd. Emerging Markets China 15/12/2017 Special Against 1 Concerns to protect shareholder value

1184054 CNE100000HD4 China Longyuan Power Group Corporation Ltd. Emerging Markets China 15/12/2017 Special Against 3 Concerns to protect shareholder value

1179843 CNE100000RJ0 Agricultural Bank of China Limited Emerging Markets China 15/12/2017 Special Against 9,10

8





1185235 CNE1000004S4 Zhejiang Expressway Co., Ltd. Emerging Markets China 18/12/2017 Special Against 2 Concerns to protect shareholder value

1185180 CNE100000FN7 Sinopharm Group Co., Ltd. Emerging Markets China 18/12/2017 Special Against 2

1184879 CNE100001NQ2 Guangzhou Automobile Group Co., Ltd. Emerging Markets China 18/12/2017 Special Against 3

1.01,1.02,1.03,1.04,1.05,1.0

6,1.07,1.08,1.09,1.10,1.11,2



1184876 CNE100001NQ2 Guangzhou Automobile Group Co., Ltd. Emerging Markets China 18/12/2017 Special Against 3

1.01,1.02,1.03,1.04,1.05,1.0

6,1.07,1.08,1.09,1.10,1.11,2



1185509 CNE100000528 China Coal Energy Company Limited Emerging Markets China 19/12/2017 Special Against 2

1



1185508 CNE1000019Y0 New China Life Insurance Co Ltd. Emerging Markets China 19/12/2017 Special Against 3 Concerns to protect shareholder value


1185131 CNE1000001T8 Aluminum Corporation of China Ltd. Emerging Markets China 20/12/2017 Special All For

1187037 CNE1000001Y8 Avichina Industry & Technology Co., Ltd. Emerging Markets China 20/12/2017 Special Against 4,6

7



1185551 CNE1000002L3 China Life Insurance Co. Limited Emerging Markets China 20/12/2017 Special All For

1184693 CNE100001F60 Huadian Fuxin Energy Corp Ltd. Emerging Markets China 20/12/2017 Special Against 1 Concerns to protect shareholder value

1185495 CNE100001NV2 SINOPEC Engineering Group Co Ltd Emerging Markets China 20/12/2017 Special Against 2

1

3,4

Concerns related to potential conflict of interests 2- Concerns to protect shareholder value

Concerns related to potential conflict of interests 2- Concerns to protect shareholder value


1182918 CNE100000221 Beijing Capital International Airport Co., Ltd. Emerging Markets China 21/12/2017 Special Against 4

1185512 CNE100000SL4 China Everbright Bank Co., Ltd. Emerging Markets China 21/12/2017 Special Against 1

1


1185230 CNE000001733 Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.Emerging Markets China 22/12/2017 Special All For

1185232 CNE100000411 Shandong Xinhua Pharmaceutical Company LimitedEmerging Markets China 22/12/2017 Special Against 13 Concerns to protect shareholder value

1185813 CNE1000009T1 China Railway Construction Corporation Ltd. Emerging Markets China 22/12/2017 Special Against 13.2 Overboarded/Too many other time commitments

1186242 CNE100002367 China Huarong Asset Management Co., Ltd. Emerging Markets China 25/12/2017 Special All For

1186489 CNE100000304 Dongfang Electric Corporation Ltd. Emerging Markets China 27/12/2017 Special Against 3

2



1186499 CNE1000004M7 Weiqiao Textile Co., Ltd. Emerging Markets China 27/12/2017 Special All For

1186297 CNE1000008M8 China Pacific Insurance (Group) Co., Ltd Emerging Markets China 27/12/2017 Special All For

1186318 CNE100000LQ8 Huatai Securities Co., Ltd. Emerging Markets China 27/12/2017 Special All For

1186502 CNE1000002B4 AVIC International Holdings Ltd. Emerging Markets China 28/12/2017 Special Against 8

7



1186724 CNE1000002D0 China Bluechemical Ltd. Emerging Markets China 28/12/2017 Special All For

1186485 CNE1000002G3 China Communications Services Corp. Ltd. Emerging Markets China 28/12/2017 Special Against 1 Concerns to protect shareholder value

1186319 CNE1000003K3 Jiangxi Copper Company Ltd. Emerging Markets China 28/12/2017 Special Against 4 Concerns to protect shareholder value

1186491 CNE100000478 Shenzhen Expressway Company Ltd. Emerging Markets China 28/12/2017 Special All For

1186492 CNE100000478 Shenzhen Expressway Company Ltd. Emerging Markets China 28/12/2017 Special All For

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1186495 CNE1000004F1 Sinotrans Ltd. Emerging Markets China 28/12/2017 Special Against 7

8



1186529 CNE1000023C8 China Energy Engineering Corporation Limited Emerging Markets China 28/12/2017 Special Against 4 Concerns to protect shareholder value

1190911 CNE000000GG0 Shanghai Baosight Software Co., Ltd. Emerging Markets China 29/12/2017 Special All For

1186498 CNE1000001C4 Tianjin Jinran Public Utilities Company Limited Emerging Markets China 29/12/2017 Special All For

1187041 CNE100000437 Shanghai Electric Group Co., Ltd. Emerging Markets China 29/12/2017 Special Against 2.1,2.2,2.3,2.4 Insufficient/poor disclosure

1186726 CNE100001MK7 The People's Insurance Company (Group) Of China Ltd.Emerging Markets China 29/12/2017 Special All For

1186669 CNE100001SV1 Beijing Urban Construction Design & Development Group Co. Ltd.Emerging Markets China 29/12/2017 Special Against 1,2 Concerns to protect shareholder value

1186668 CNE100001SV1 Beijing Urban Construction Design & Development Group Co. Ltd.Emerging Markets China 29/12/2017 Special Against 1

2



1178297 COE01PA00026 Grupo Energia Bogota SA ESP Emerging Markets Colombia 06/10/2017 Special Against 5

6

Inappropriate bundling of election of directors on a single voteInsufficient/poor disclosure


1189149 COE01PA00026 Grupo Energia Bogota SA ESP Emerging Markets Colombia 06/12/2017 Special Against 4,5 Insufficient disclosure

1175943 CZ0008040318 Moneta Money Bank a. s. Emerging Markets Czech Republic 26/10/2017 Special All For

1175060 EGS3E181C010 Aluminium Co of Egypt SA Emerging Markets Egypt 08/10/2017 Annual All For

1175062 EGS3E181C010 Aluminium Co of Egypt SA Emerging Markets Egypt 08/10/2017 Special Against 1 Concerns to protect shareholder value

1177434 EGS3G0Z1C014 Elsewedy Electric Co Emerging Markets Egypt 22/10/2017 Special Against 2 Insufficient/poor disclosure

1177496 AEE000301011 Emaar Properties PJSC Emerging Markets United Arab Emirates 21/10/2017 Special All For

1183137 AED001501017 DXB Entertainments PJSC Emerging Markets United Arab Emirates 28/11/2017 Special Against 4

2.b

Inappropriate bundling of election of directors on a single vote


1184627 AED000601016 Dubai Investments PJSC Emerging Markets United Arab Emirates 29/11/2017 Special All For

1175382 AT00BUWOG001 BUWOG AG Europe Austria 17/10/2017 Annual All For

1173658 BE0974256852 Ets Franz Colruyt Europe Belgium 09/10/2017 Special Against II.1,II.2,II.3 anti-takeover measure not in investors interests

1175907 BE0974294267 Nyrstar NV Europe Belgium 26/10/2017 Special All For

1177342 BE0003822393 Elia System Operator Europe Belgium 27/10/2017 Special All For

1166854 BE0003867844 KBC Ancora Europe Belgium 27/10/2017 Annual/Special Against 3.2,4 Anti-takeover measure not in investors interests

1180041 BE0003764785 Ackermans & van Haaren Europe Belgium 13/11/2017 Special Against 2,3 Anti-takeover measure not in investors interests

1180636 BE0003820371 EVS Europe Belgium 04/12/2017 Special All For

1175218 DK0010287663 NKT A/S Europe Denmark 10/10/2017 Special All For 3,4

1178424 DK0060094928 Orsted A/S Europe Denmark 30/10/2017 Special All For

1110842 DK0060227585 Chr.Hansen Holdings A/S Europe Denmark 28/11/2017 Annual All For

1110847 DK0060448595 Coloplast A/S Europe Denmark 07/12/2017 Annual All For

1110847 DK0060448595 Coloplast A/S Europe Denmark 07/12/2017 Annual Abstain 5.1

6



1110847 DK0060448595 Coloplast A/S Europe Denmark 07/12/2017 Annual Abstain 5.1

6

5.3

5.2





1111965 DK0060591204 Ambu A/S Europe Denmark 13/12/2017 Annual All For

1111965 DK0060591204 Ambu A/S Europe Denmark 13/12/2017 Annual Abstain

Against

5,7a,7d

9a

Fund Manager Vote

Fund Manager Vote

1111965 DK0060591204 Ambu A/S Europe Denmark 13/12/2017 Annual Abstain 7c Concerns related to Non-audit fees

1189040 DK0010201102 Koebenhavns Lufthavne Europe Denmark 19/12/2017 Special All For

1178285 FR0010221234 Eutelsat Communications Europe France 08/11/2017 Annual/Special Against 16,17

21


Poison pill/anti-takeover measure not in investors interests

1177678 FR0000120693 Pernod Ricard Europe France 09/11/2017 Annual/Special Against 6,7

12



1179544 FR0004170017 LNA Sante Sa Europe France 15/11/2017 Special All For

1181427 FR0000074148 Assystem Europe France 22/11/2017 Special All For

1182876 FR0000035370 Bastide Le Confort Medical Europe France 30/11/2017 Annual/Special Against 21,23,24

5

6,7,8

18

20,26,27,31

28,29,30


Concerns related to inappropriate service contract(s) Insufficient justification for related party transaction

Insufficient justification for related party transaction



Poison pill/anti-takeover measure not in investors interests Issue of equity raises concerns about excessive

dilution of existing shareholders

1117634 FR0000063935 Bonduelle Europe France 07/12/2017 Annual/Special Against 9

13

7

11





1179091 FR0000052516 Vilmorin et Cie Europe France 08/12/2017 Annual/Special Against 13,14,15

7

16,17,19

18

8,9


Concerns about overall performance


Issue of equity raises concerns about excessive dilution of existing shareholdersPoison pill/anti-takeover

measure not in investors interests

Lack of independence on boardConcerns about overall performance

1179401 DE000A12B8Z4 TLG Immobilien AG Europe Germany 22/11/2017 Special Against 3

2

Issue of capital raises concerns about excessive dilution of existing shareholders


1180140 DE0005493092 Borussia Dortmund GmbH & Co. KGaA Europe Germany 27/11/2017 Annual All For

1123998 DE0007074007 KWS Saat SE Europe Germany 14/12/2017 Annual Against 6.1 Concerns about overall board structure 2- Non-independent Chairman

1191211 Nomura Investment Solutions plc -Nomura Cross Asset Momentum UCITS FundEurope Ireland 20/12/2017 Annual Against 1,3 Insufficient/poor disclosure

1185864 Aroundtown SA Europe Luxembourg 11/12/2017 Annual All For

1175616 BGP Holdings Plc Europe Malta 10/10/2017 Annual Abstain 1,2,3 Insufficient/poor disclosure

1173174 ES0168675090 Liberbank SA Europe Spain 09/10/2017 Special All For

1172431 ES0180907000 UNICAJA BANCO S.A. Europe Spain 10/10/2017 Special All For

1178041 ES0171743901 Promotora de Informaciones S.A Europe Spain 15/11/2017 Special Against 8

7


Apparent failure to link pay & appropriate performance 1- Insufficient/poor disclosure

1149792 CH0011795959 DormaKaba Holding AG Europe Switzerland 17/10/2017 Annual Against 1.2

5.1,5.2

11

4.1,4.3,4.5,4.6,4.10

4.7

4.2





Lack of independence on boardLack of independent representation at board committees

Lack of independence on boardLack of independent representation at board committeesOverboarded/Too

many other time commitments

1181425 CH0002088976 Valora Holding AG Europe Switzerland 08/11/2017 Special Against 2 Insufficient basis to support a decision

1184592 CH0190891181 Leonteq AG Europe Switzerland 22/11/2017 Special All For

1149783 CH0043238366 ARYZTA AG Europe Switzerland 07/12/2017 Annual Against 1.2

7



1149773 CH0009002962 Barry Callebaut AG Europe Switzerland 13/12/2017 Annual Against 3.2

8



1168673 CA30041N1078 Evertz Technologies Limited North America Canada 12/10/2017 Annual All For

1168228 CA2183491083 Corby Spirit and Wine Limited North America Canada 08/11/2017 Annual Against 1.2 Concerns related to inappropriate membership of committees

1170911 CA86388A1084 Student Transportation Inc. North America Canada 09/11/2017 Annual/Special All For

1175669 CA0115321089 Alamos Gold Inc. North America Canada 16/11/2017 Special All For

1175123 CA37989N1069 Gluskin Sheff + Associates Inc. North America Canada 16/11/2017 Annual All For

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1175477 CA76547T1066 Richmont Mines Inc. North America Canada 16/11/2017 Special All For

1180856 CA47215Q1046 The Jean Coutu Group (PJC) Inc. North America Canada 29/11/2017 Special All For

1182132 CA4044282032 H&R Real Estate Investment Trust North America Canada 07/12/2017 Special All For

1179477 CA89679A2092 Trisura Group Ltd. North America Canada 11/12/2017 Special Against 2 Apparent failure to link pay and appropriate performance

1184675 CA00762V1094 Aecon Group Inc. North America Canada 19/12/2017 Special All For

1174582 GB0001411924 Sky plc United Kingdom United Kingdom 12/10/2017 Annual Against 2,3,7,12 Apparent failure to link pay and appropriate performance

1162646 GB0000566504 BHP Billiton plc United Kingdom United Kingdom 19/10/2017 Annual Against 23 For shareholder resolution, against management recommendation / Shareholder proposal promotes


1162646 GB0000566504 BHP Billiton plc United Kingdom United Kingdom 19/10/2017 Annual Against 7,8,9

23

Apparent failure to link pay and appropriate performanc



1178222 GB0003753778 The Go-Ahead Group plc United Kingdom United Kingdom 02/11/2017 Annual Against 6 Overboarded/Too many other time commitments

1180437 GB0001638955 J D Wetherspoon plc United Kingdom United Kingdom 09/11/2017 Annual Against 9,10 Lack of independence on board

1182692 GB0001638955 J D Wetherspoon plc United Kingdom United Kingdom 09/11/2017 Special Against 1 Concerns to protect shareholder value

1173126 GB0000811801 Barratt Developments plc United Kingdom United Kingdom 15/11/2017 Annual Against 2

13



1180487 GB0002074580 Genus plc United Kingdom United Kingdom 16/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1181322 GB0000904986 Bellway plc United Kingdom United Kingdom 13/12/2017 Annual Against 2,3 Apparent failure to link pay and appropriate performance

1179557 GB0004148507 Pantheon International Plc United Kingdom United Kingdom 30/10/2017 Special Against 1 Concerns about reducing shareholder rights Concerns to protect shareholder value

1179556 GB0004148507 Pantheon International Plc United Kingdom United Kingdom 30/10/2017 Special Against 1

2

Concerns about reducing shareholder rights Concerns to protect shareholder value

Concerns about reducing shareholder rights Concerns to protect shareholder value

1179558 GB0004148507 Pantheon International Plc United Kingdom United Kingdom 30/10/2017 Special Against 1 Concerns about reducing shareholder rights Concerns to protect shareholder value

1167982 GB0004148507 Pantheon International Plc United Kingdom United Kingdom 22/11/2017 Annual All For

1172251 GB0004161021 Hays plc United Kingdom United Kingdom 15/11/2017 Annual All For

1175615 GB0004300496 Pan African Resources PLC United Kingdom United Kingdom 21/11/2017 Annual Against 8,9

6

5




1179897 GB0004339189 Celtic plc United Kingdom United Kingdom 15/11/2017 Annual Against 4,5,6 Lack of independence on board 1- Lack of independent representation at board committees

1180411 GB0004915632 Kier Group plc United Kingdom United Kingdom 17/11/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1115305 GB0005746358 McBride plc United Kingdom United Kingdom 24/10/2017 Annual Against 3 Apparent failure to link pay & appropriate performance

1185896 GB0006731235 Associated British Foods plc United Kingdom United Kingdom 08/12/2017 Annual Against 2

11

7


Apparent failure to link pay & appropriate performance 2- Concerns related to succession planning

Concerns related to succession planning

1172936 GB0007282386 Redrow plc United Kingdom United Kingdom 09/11/2017 Annual Against 16

6



1110476 GB0007323586 Renishaw plc United Kingdom United Kingdom 20/10/2017 Annual Against 5,6 Concerns about overall board structure

1174715 GB0007370074 Ricardo plc United Kingdom United Kingdom 08/11/2017 Annual Against 11 Overboarded/Too many other time commitments

1178319 GB0007668071 Close Brothers Group plc United Kingdom United Kingdom 16/11/2017 Annual All For

1183550 GB0007689002 St Ives plc United Kingdom United Kingdom 30/11/2017 Annual All For

1175225 GB0009186429 Finsbury Food Group plc United Kingdom United Kingdom 22/11/2017 Annual All For

1177328 GB0009303123 Imagination Technologies Group Plc United Kingdom United Kingdom 26/10/2017 Annual Against 2

3



1179547 GB0009303123 Imagination Technologies Group Plc United Kingdom United Kingdom 31/10/2017 Court All For

1179546 GB0009303123 Imagination Technologies Group Plc United Kingdom United Kingdom 31/10/2017 Special All For

1172715 GB0009633180 Dechra Pharmaceuticals plc United Kingdom United Kingdom 20/10/2017 Annual All For

1179002 GB0009692319 Wilmington plc United Kingdom United Kingdom 02/11/2017 Annual All For

1182345 GB0030927254 ASOS Plc United Kingdom United Kingdom 30/11/2017 Annual All For

1175723 GB0033359141 Eckoh Plc United Kingdom United Kingdom 16/10/2017 Special All For

1176368 GB00B067N833 Brooks Macdonald Group plc United Kingdom United Kingdom 24/10/2017 Annual Against 8 Concerns about overall board structureConcerns related to inappropriate membership of committees

1181034 GB00B06GNN57 Blancco Technology Group plc United Kingdom United Kingdom 19/12/2017 Annual All For

1178763 GB00B0DFPF10 Earthport plc United Kingdom United Kingdom 23/10/2017 Special All For

1186122 GB00B0DFPF10 Earthport plc United Kingdom United Kingdom 05/12/2017 Annual Against 2,3

1


Lack of independent representation at board committeesApparent failure to link pay and appropriate

performanceInsufficient/poor disclosure

1173933 GB00B0MTC970 Hargreaves Services Plc United Kingdom United Kingdom 03/10/2017 Annual All For

1178879 GB00B0PPFY88 Hansteen Holdings PLC United Kingdom United Kingdom 25/10/2017 Special All For

1189918 GB00B0SWJX34 London Stock Exchange Group plc United Kingdom United Kingdom 19/12/2017 Special All For

1173347 GB00B132NW22 Ashmore Group PLC United Kingdom United Kingdom 20/10/2017 Annual Against 10,11

19



1180099 GB00B13GSS58 PROACTIS Holdings PLC United Kingdom United Kingdom 18/12/2017 Annual Against 3

1



1180702 GB00B1CKQ739 Dunelm Group plc United Kingdom United Kingdom 21/11/2017 Annual All For

1179647 GB00B1F4K366 Plant Impact plc United Kingdom United Kingdom 15/12/2017 Annual Against 8 Issue of equity raises concerns about excessive dilution of existing shareholders

1188724 GB00B1QH8P22 Sports Direct International plc United Kingdom United Kingdom 13/12/2017 Special Against 1

2



1181468 GB00B1V9NW54 Hilton Food Group plc United Kingdom United Kingdom 06/11/2017 Special All For

1173738 GB00B1VZ0M25 Hargreaves Lansdown plc United Kingdom United Kingdom 11/10/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1171970 GB00B1WY2338 Smiths Group plc United Kingdom United Kingdom 14/11/2017 Annual Against 5,12 Policy Rationale:Overboarded/Too many other time commitments

1180488 GB00B2425G68 Craneware plc United Kingdom United Kingdom 08/11/2017 Annual Against 2

10



1174439 GB00B3Y2J508 Galliford Try plc United Kingdom United Kingdom 10/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1188187 GB00B43G0577 Premier Oil plc United Kingdom United Kingdom 07/12/2017 Special All For

1169861 GB00B4VLR192 Ensco plc United Kingdom United Kingdom 05/10/2017 Special Against 1 Concerns about reducing shareholder rights

1184071 GB00B60BWY28 Hummingbird Resources PLC United Kingdom United Kingdom 13/12/2017 Special All For

1176211 GB00B6774699 Abcam Plc United Kingdom United Kingdom 14/11/2017 Annual Abstain 6

1180694 GB00B89J2419 Clinigen Group Plc United Kingdom United Kingdom 28/11/2017 Annual All For

1175429 GB00BF5SGF06 Palace Capital Plc United Kingdom United Kingdom 06/10/2017 Special All For

1187064 GB00BJTCG679 DX (Group) plc United Kingdom United Kingdom 08/12/2017 Annual All For

1190233 GB00BJTCG679 DX (Group) plc United Kingdom United Kingdom 15/12/2017 Special Against 3,6 Apparent failure to link pay and appropriate performancePerformance-related pay/awards for non-executives

1190079 GB00BKX59Y86 Firestone Diamonds plc United Kingdom United Kingdom 20/12/2017 Special All For

1190237 GB00BKX59Y86 Firestone Diamonds plc United Kingdom United Kingdom 29/12/2017 Annual Against 7,9

1


Concerns to protect shareholder valueApparent failure to link pay and appropriate performance

1189985 GB00BLP57Y95 P2P Global Investments PLC United Kingdom United Kingdom 19/12/2017 Special All For

1179889 GB00BN3ZZ526 Volution Group plc United Kingdom United Kingdom 13/12/2017 Annual All For

1187035 GB00BQQMCJ47 Aldermore Group PLC United Kingdom United Kingdom 08/12/2017 Court All For

1187034 GB00BQQMCJ47 Aldermore Group PLC United Kingdom United Kingdom 08/12/2017 Special All For

1182741 GB00BRF0TJ56 ScS Group plc United Kingdom United Kingdom 22/11/2017 Annual All For

1185659 GB00BRKD9Z53 MJ Gleeson PLC United Kingdom United Kingdom 07/12/2017 Annual Against 11

6

7




1179039 GB00BTC0LB89 DFS Furniture plc United Kingdom United Kingdom 01/12/2017 Annual Against 6 Overboarded/Too many other time commitments

1175623 GB00BVDPPV41 Revolution Bars Group plc United Kingdom United Kingdom 17/10/2017 Court Against 1 Client or fund manager vote

1175624 GB00BVDPPV41 Revolution Bars Group plc United Kingdom United Kingdom 17/10/2017 Special Against 1 Fund manager or client vote

1178644 GB00BVDPPV41 Revolution Bars Group plc United Kingdom United Kingdom 30/11/2017 Annual All For

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1187432 GB00BVGBWW93 Assura Plc United Kingdom United Kingdom 04/12/2017 Special All For

1177649 GB00BWD24154 AEW UK REIT plc United Kingdom United Kingdom 17/10/2017 Special All For

1178663 GB00BYW6GV68 Ferroglobe PLC United Kingdom United Kingdom 26/10/2017 Special All For

1174788 GB00BYX91H57 JD Sports Fashion plc United Kingdom United Kingdom 05/10/2017 Special All For

1185050 GB00BYYJL418 Norcros plc United Kingdom United Kingdom 22/11/2017 Special All For

1181712 GB00BYZDVK82 Softcat Plc United Kingdom United Kingdom 08/12/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1183620 GB00BZ09BD16 Atlassian Corporation Plc United Kingdom United Kingdom 05/12/2017 Annual Against 12

13

14,15,16




1185630 GG00BXDZMK63 UK Mortgages Limited United Kingdom Guernsey 04/12/2017 Annual Against 15 Issue of equity raises concerns about excessive dilution of existing shareholders

1180078 GRS282183003 Jumbo SA Europe Greece 08/11/2017 Annual Against 2.b

5

7


Inappropriate bundling of election of directors on a single vote


1183224 GRS323003012 Eurobank Ergasias SA Europe Greece 03/11/2017 Special All For

1187113 GRS419003009 OPAP (Greek Organisation of Football Prognostics SA)Europe Greece 06/12/2017 Special All For

1188299 GRS518003009 ADMIE (IPTO) Holding SA Europe Greece 12/12/2017 Special Against 1

2,3,4,5,6

Inappropriate bundling of election of directors on a single vote Insufficient/poor disclosure


1175631 HK0000051067 Hopewell Holdings Ltd. Asia Hong Kong 26/10/2017 Annual Against 5d

3a1

5b,5c


Concerns about overall board structureLack of independence on board


1188625 HK0000056256 China Traditional Chinese Medicine Holdings Co. LimitedAsia Hong Kong 22/12/2017 Special All For

1191168 HK0000065737 China Overseas Grand Oceans Group Ltd. Asia Hong Kong 29/12/2017 Special All For

1187042 HK0000145638 Beijing Tong Ren Tang Chinese Medicine Co Ltd Asia Hong Kong 01/12/2017 Special All For

1182822 HK0000174232 Spring Real Estate Investment Trust Asia Hong Kong 10/11/2017 Special All For

1188401 HK0000311099 China Resources Pharmaceutical Group Limited Asia Hong Kong 12/12/2017 Special All For

1178799 HK0016000132 Sun Hung Kai Properties Ltd. Asia Hong Kong 09/11/2017 Annual Against 3.1d

6,7

3.1b

Concerns related to attendance at board or committee meetings



1181664 HK0017000149 New World Development Co. Ltd. Asia Hong Kong 21/11/2017 Annual Against 3e

3d

6,7




1174769 HK0083000502 Sino Land Company Limited Asia Hong Kong 26/10/2017 Annual Against 5.2,5.3

3.3,3.4

3.2



Lack of independence on boardOverboarded/Too many other time commitmentsLack of independent


1175628 HK0435036626 Sunlight Real Estate Investment Trust Asia Hong Kong 27/10/2017 Annual All For

1187811 HK0606037437 China Agri-Industries Holdings Ltd. Asia Hong Kong 15/12/2017 Special All For

1190200 HK0639031506 Shougang Fushan Resources Group Ltd. Asia Hong Kong 21/12/2017 Special All For

1187409 HK0716002271 Singamas Container Holdings Ltd Asia Hong Kong 12/12/2017 Special All For

1187819 HK0817039453 China Jinmao Holdings Group Ltd. Asia Hong Kong 08/12/2017 Special Against 1 Concerns to protect shareholder value

1180968 HK0992009065 Lenovo Group Limited Asia Hong Kong 10/11/2017 Special All For

1180968 HK0992009065 Lenovo Group Limited Asia Hong Kong 10/11/2017 Special Against 1,2,3,4,5 Concerns to protect shareholder value 2- Issue of capital raises concerns about excessive dilution of existing

shareholders

1182369 HK2380027329 China Power International Development Ltd. Asia Hong Kong 08/11/2017 Special All For

1174234 HK3377040226 Sino-Ocean Group Holding Limited Asia Hong Kong 13/10/2017 Special Against 2 Concerns about reducing shareholder rights 2- Concerns to protect shareholder value

1191429 HK3377040226 Sino-Ocean Group Holding Limited Asia Hong Kong 30/12/2017 Special Against 1,2,3 Apparent failure to link pay and appropriate performancePerformance-related pay/awards for non-executives

1180051 ID1000059603 PT Hanson International Tbk Emerging Markets Indonesia 23/11/2017 Special Against 2 Insufficient disclosure

1184494 ID1000085707 PT Barito Pacific Tbk Emerging Markets Indonesia 13/12/2017 Special All For

1177314 ID1000090301 PT Chandra Asri Petrochemical Tbk Emerging Markets Indonesia 06/11/2017 Special All For

1182239 ID1000094006 PT Bukit Asam Tbk Emerging Markets Indonesia 29/11/2017 Special Against 1 Not enough information on proposed change

1172646 ID1000095706 PT Unilever Indonesia Tbk Emerging Markets Indonesia 18/10/2017 Special All For

1176358 ID1000096605 PT Bank Negara Indonesia (Persero) Tbk Emerging Markets Indonesia 02/11/2017 Special Against 1 Insufficient/poor disclosure

1176581 ID1000097405 PT Indosat Tbk Emerging Markets Indonesia 14/11/2017 Special All For

1179761 ID1000103005 PT Bakrie Telecom Tbk Emerging Markets Indonesia 15/11/2017 Annual Against 1 Concerns to protect shareholder value

1184746 ID1000108905 PT Lippo Karawaci Tbk Emerging Markets Indonesia 15/12/2017 Special All For

1188000 ID1000113707 PT Bank Tabungan Negara (Persero) Tbk Emerging Markets Indonesia 28/12/2017 Special Against 1 Insufficient/poor disclosure

1173920 ID1000118201 PT Bank Rakyat Indonesia (Persero) Tbk Emerging Markets Indonesia 18/10/2017 Special Against 2 Insufficient/poor disclosureInappropriate bundling of election of directors on a single vote

1181881 ID1000122807 PT Astra International Tbk Emerging Markets Indonesia 28/11/2017 Special All For

1182553 ID1000123904 PT Bank Pembangunan Daerah Jawa Timur Tbk Emerging Markets Indonesia 06/12/2017 Special All For

1174153 ID1000127202 PT Mitra Pinasthika Mustika Tbk Emerging Markets Indonesia 26/10/2017 Special All For

1184790 ID1000127202 PT Mitra Pinasthika Mustika Tbk Emerging Markets Indonesia 15/12/2017 Special Against 1 Insufficient/poor disclosure

1178056 ID1000270002 PT Austindo Nusantara Jaya Tbk Emerging Markets Indonesia 14/11/2017 Special All For

1191811 IE0000405013 BlackRock Fixed Income Dublin Funds PLC - UK Credit Bond FundEurope Ireland 29/12/2017 Annual All For

1177047 IE00B1WV4493 Origin Enterprises Plc Europe Ireland 24/11/2017 Annual All For

1188925 IE00B3XXRP09 Vanguard Funds plc - Vanguard S&P 500 ETF Europe Ireland 13/12/2017 Annual Against 1 Concerns about overall board structure

1190308 IE00B52MJY50 iShares VII plc - iShares Core MSCI Pacific ex Japan UCITS ETFEurope Ireland 29/12/2017 Annual All For

1172040 IE00B58JVZ52 Seagate Technology plc Europe Ireland 18/10/2017 Annual All For

1190040 IE00B5BMR087 iShares VII plc - iShares Core S&P 500 UCITS ETFEurope Ireland 29/12/2017 Annual All For

1185346 IE00B6S2Z822 SSGA SPDR ETFS EUROPE I PLC - S&P UK Dividend Aristocrats UCITS ETFEurope Ireland 30/11/2017 Annual Against 5 Insufficient basis to support a decision

1185334 IE00B6YX5D40 SSGA SPDR ETFS EUROPE I PLC - S&P US Dividend Aristocrats UCITS ETFEurope Ireland 30/11/2017 Annual Against 5 Insufficient basis to support a decision

1190096 IE00B991KN91 Royal London Asset Mgmt Bnd Fd-Royal London Short Duration Global High Yield BndEurope Ireland 22/12/2017 Annual All For

1185873 IE00BBR67J55 Green REIT plc Europe Ireland 01/12/2017 Annual All For

1178545 IE00BF0L3536 AIB Group PLC Europe Ireland 03/11/2017 Court All For

1178544 IE00BF0L3536 AIB Group PLC Europe Ireland 03/11/2017 Special All For

1188932 IE00BKX55Q28 Vanguard Funds plc - Vanguard FTSE 250 UCITS ETFEurope Ireland 13/12/2017 Annual Against 1 Concerns about overall board structure

1171276 IE00BTN1Y115 Medtronic plc Europe Ireland 08/12/2017 Annual All For

1171276 IE00BTN1Y115 Medtronic plc Europe Ireland 08/12/2017 Annual Against 1e Vote against combined Chair/CEO

1172958 IL0001260111 Gazit Globe Ltd. Emerging Markets Israel 17/10/2017 Annual Against B1,B2

9

3.3

Administrative declaration



1174041 IL0002240146 Clal Insurance Enterprises Holdings Ltd. Emerging Markets Israel 23/10/2017 Special Against A,B1,B2

1



1187048 IL0003230146 Melisron Ltd. Emerging Markets Israel 20/12/2017 Annual Against A,B1,B2

2



1170304 IL0003900136 Alony Hetz Properties & Investments Ltd. Emerging Markets Israel 03/10/2017 Annual Against A,B1,B2

2

5




1191157 IL0005760173 Israel Corporation Ltd. Emerging Markets Israel 27/12/2017 Special Against A,B1,B2 Administrative declaration

1171198 IL0005830133 J.O.E.L. Jerusalem Oil Exploration Ltd. Emerging Markets Israel 02/10/2017 Annual Against B4

A,B1,B2

2



1182977 IL0005850180 Harel Insurance Investments & Financial Services Ltd.Emerging Markets Israel 30/11/2017 Special Against A,B1,B2

3,4,5



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1175471 IL0005930388 First International Bank of Israel Ltd. Emerging Markets Israel 30/10/2017 Annual Against A

B1,B2


1171242 IL0006046119 Bank Leumi le-Israel B.M. Emerging Markets Israel 03/10/2017 Annual Against

No Action Taken

A,B1,B2

5

4




1171242 IL0006046119 Bank Leumi le-Israel B.M. Emerging Markets Israel 03/10/2017 Annual Against A,B1,B2

4,5



1186634 IL0006270347 Delta Galil Industries Ltd. Emerging Markets Israel 27/12/2017 Annual Against A,B1,B2

1.3


Lack of independent representation at board committees

1186777 IL0006954379 Mizrahi Tefahot Bank Ltd. Emerging Markets Israel 24/12/2017 Annual Against A

2.5



1178674 IL0007460160 Strauss Group Ltd. Emerging Markets Israel 08/11/2017 Annual/Special Against A,B1,B2

2

3.3




1182905 IL0010811243 Elbit Systems Ltd. Emerging Markets Israel 30/11/2017 Annual Against A Administrative declaration

1189156 IL0010827181 Taro Pharmaceutical Industries Ltd. Emerging Markets Israel 28/12/2017 Annual All For

1184673 IL0010958358 Airport City Ltd. Emerging Markets Israel 06/12/2017 Annual/Special Against B4

A,B1,B2

2



1187100 IL0010989205 REIT 1 Ltd. Emerging Markets Israel 21/12/2017 Annual Against A

2



1170696 IL0011000077 Paz Oil Company Ltd. Emerging Markets Israel 02/11/2017 Annual Against

No Action Taken

A,B1,B2

2.2

1.1



1186373 IL0011042491 Rami Levi Chain Stores Hashikma Marketing 2006 Ltd.Emerging Markets Israel 19/12/2017 Special Against A,B1,B2 Administrative declaration

1179969 IL0011213001 SodaStream International Ltd. Emerging Markets Israel 16/11/2017 Annual Against A Administrative declaration

1184819 IL0011320343 Taptica International Ltd. Emerging Markets Israel 04/12/2017 Annual Against A

12,13

7

4

11

14,15







1187550 IM00B1W65B86 Speymill Deutsche Immobilien Company plc United Kingdom Isle of Man 20/12/2017 Annual All For

1188203 IM00B5VQMV65 GVC Holdings PLC United Kingdom Isle of Man 14/12/2017 Special Against 1,2 Apparent failure to link pay and appropriate performance

1172598 INE009A01021 Infosys Ltd. Emerging Markets India 07/10/2017 Special All For

1172510 INE009A01021 Infosys Ltd. Emerging Markets India 09/10/2017 Special All For

1183961 INE028A01039 Bank of Baroda Ltd. Emerging Markets India 22/12/2017 Special Abstain

No Action Taken

1.4

1.1,1.3

1.2




1186241 INE030A01027 Hindustan Unilever Limited. Emerging Markets India 08/12/2017 Special All For

1187449 INE051B01021 Vakrangee Limited Emerging Markets India 16/12/2017 Special All For

1186867 INE101A01026 Mahindra & Mahindra Ltd. Emerging Markets India 16/12/2017 Special All For

1180726 INE155A01022 Tata Motors Ltd. Emerging Markets India 15/11/2017 Court All For

1181573 INE155A01022 Tata Motors Ltd. Emerging Markets India 15/11/2017 Court All For

1185160 INE160A01022 Punjab National Bank Ltd. Emerging Markets India 04/12/2017 Special All For

1189050 INE191I01012 Housing Development & Infrastructure Ltd. Emerging Markets India 27/12/2017 Special All For

1183429 INE202B01012 Dewan Housing Finance Corporation Limited Emerging Markets India 27/11/2017 Special All For

1185228 INE203G01027 Indraprastha Gas Ltd. Emerging Markets India 05/12/2017 Special All For

1186330 INE217K01011 Reliance Home Finance Limited Emerging Markets India 09/12/2017 Special Against 3,4

1,2



1186771 INE238A01034 Axis Bank Ltd. Emerging Markets India 08/12/2017 Special All For

1185188 INE285B01017 SpiceJet Limited Emerging Markets India 27/11/2017 Annual Against 4,5

2



1187722 INE501A01019 Deepak Fertilizers and Petrochemicals Corporation LimitedEmerging Markets India 19/12/2017 Special All For

1180396 INE522D01027 Manappuram Finance Ltd. Emerging Markets India 15/11/2017 Special All For

1178758 INE532F01054 Edelweiss Financial Services Ltd. Emerging Markets India 01/11/2017 Special All For

1177256 INE591G01017 NIIT Technologies Limited Emerging Markets India 28/10/2017 Court All For

1180993 INE646L01027 Interglobe Aviation Ltd. Emerging Markets India 14/11/2017 Special Against 1

2



1173800 INE669E01016 Idea Cellular Ltd Emerging Markets India 12/10/2017 Court All For

1186553 INE721A01013 Shriram Transport Finance Company Limited Emerging Markets India 12/12/2017 Special All For

1188894 INE763A01023 Polaris Consulting & Services Limited Emerging Markets India 26/12/2017 Special All For

1184821 INE774D01024 Mahindra & Mahindra Financial Services Limited Emerging Markets India 29/11/2017 Special All For

1187372 INE787D01026 Balkrishna Industries Ltd. Emerging Markets India 15/12/2017 Special All For

1182868 INE836F01026 Dish TV India Ltd. Emerging Markets India 23/11/2017 Special All For

1182231 INE891D01026 Redington (India) Limited Emerging Markets India 19/11/2017 Special Against 1,2 Apparent failure to link pay and appropriate performance

1186030 INE987B01026 NATCO Pharma Ltd. Emerging Markets India 29/11/2017 Special All For

1162108 IT0000062957 Mediobanca SPA Europe Italy 28/10/2017 Annual Against 2.a,2.b.2,2.c,3.a.2,3.b

1162108 IT0000062957 Mediobanca SPA Europe Italy 28/10/2017 Annual Against

No Action Taken

2.a,2.b.2,2.c,3.a.2,3.b

2.b.1

Cumulative/slate voting in favour of individual candidates/slates

1184264 IT0000072618 Intesa SanPaolo SPA Europe Italy 01/12/2017 Special Against 1

1162903 IT0000076486 Danieli & Co. Officine Meccaniche SPA Europe Italy 27/10/2017 Annual Against 2

3



1176221 IT0000336518 Juventus Football Club S.p.A. Europe Italy 24/10/2017 Annual Against 2

A



1187071 IT0001063210 Mediaset Spa Europe Italy 15/12/2017 Special Against 1,3 Concerns to protect shareholder value

1187381 IT0003261069 Astaldi SPA Europe Italy 15/12/2017 Special All For

1186520 IT0004998065 Anima Holding S.P.A. Europe Italy 15/12/2017 Special Against 1

1186093 IT0005218752 Banca Monte dei Paschi di Siena SPA Europe Italy 18/12/2017 Special Against

No Action Taken

3.2,7.2

5,6

3.1



1176392 IT0005239360 UniCredit SpA Europe Italy 04/12/2017 Special Against 1.a.2,1.b.2

1176392 IT0005239360 UniCredit SpA Europe Italy 04/12/2017 Special Against 1.a.2,1.b.2

1.b.1

1.a.1



1187520 IT0005242026 Credito Valtellinese Europe Italy 19/12/2017 Special All For

1186514 IT0005252207 Davide Campari-Milano S.p.A. Europe Italy 19/12/2017 Special All For

1177608 JE00B5BCW814 United Company RUSAL Plc United Kingdom Jersey 02/11/2017 Special All For

1179909 JE00B783TY65 Aptiv PLC United Kingdom Jersey 07/11/2017 Special All For

1129307 JE00BFNWV485 Ferguson PLC United Kingdom United Kingdom 28/11/2017 Annual All For

1184542 JP3039710003 JAPAN RETAIL FUND INVESTMENT CORP. Asia Japan 27/11/2017 Special All For

1183448 JP3040880001 ORIX JREIT Inc. Asia Japan 29/11/2017 Special All For

1188725 JP3046190009 Invincible Investment Corp Asia Japan 21/12/2017 Special All For

1175379 JP3046230003 JAPAN LOGISTICS FUND INC. Asia Japan 26/10/2017 Special All For

1182839 JP3046390005 Daiwa House REIT Investment Corporation Asia Japan 22/11/2017 Special All For

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1183946 JP3046400002 Japan Hotel REIT Investment Corp Asia Japan 22/11/2017 Special All For

1173655 JP3047160001 Advance Residence Investment Corp. Asia Japan 26/10/2017 Special All For

1172857 JP3047650001 Aeon REIT Investment Corp. Asia Japan 16/10/2017 Special All For

1183116 JP3048180008 LaSalle Logiport REIT Asia Japan 22/11/2017 Special All For

1186003 JP3154750008 West Holdings Corp. Asia Japan 22/11/2017 Annual All For

1176141 JP3157200001 Uchida Yoko Co. Ltd. Asia Japan 14/10/2017 Annual Against 1

3

4


SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes

better management of ESG opportunities and risks 2- SH: For shareholder resolution, against management

recommendation / Shareholder proposal promotes efficient capital structure

SH: For shareholder resolution, no management recommendation / Shareholder proposal promotes efficient

capital structure 2- SH: For shareholder resolution, no management recommendation / Shareholder proposal

promotes enhanced shareholder rights

1180876 JP3161300003 Dunlop Sports Co., Ltd. Asia Japan 07/11/2017 Special All For

1187693 JP3166990006 Financial Products Group Co., Ltd. Asia Japan 19/12/2017 Annual All For

1189221 JP3167480007 MTI Ltd. Asia Japan 23/12/2017 Annual All For

1189214 JP3173540000 Open House Co., Ltd. Asia Japan 20/12/2017 Annual All For

1189712 JP3213300001 Kato Sangyo Co. Ltd. Asia Japan 22/12/2017 Annual Against 2.12

3



1186233 JP3264200001 Giken Ltd. Asia Japan 28/11/2017 Annual Against 2 Concerns to protect shareholder value

1186229 JP3293200006 Coca-Cola Bottlers Japan Inc. Asia Japan 05/12/2017 Special All For

1189412 JP3305960001 Colopl, Inc. Asia Japan 22/12/2017 Annual All For

1187486 JP3311400000 CyberAgent, Inc. Asia Japan 15/12/2017 Annual Against 3.9

4.2,4.3


Concerns about overall board structureLack of independent representation at board committees

1189212 JP3342500000 Sanyo Trading Co., Ltd. Asia Japan 20/12/2017 Annual All For

1185526 JP3356800007 Shimachu Co. Ltd. Asia Japan 29/11/2017 Annual Against 2.1 Concerns about overall performance

1189884 JP3385890003 GMO PAYMENT GATEWAY INC Asia Japan 17/12/2017 Annual Against 2.1,2.11

2.12


Concerns about overall board structureConcerns related to attendance at board or committee meetings

1178508 JP3592200004 Toshiba Corp. Asia Japan 24/10/2017 Special Against 2.1,2.2,2.3,2.5,2.7

1



1188895 JP3616600007 Toyo Corp. Asia Japan 20/12/2017 Annual Against 3.3 Concerns about overall board structure

1177142 JP3638700009 Ci:z Holdings, Co.,Ltd. Asia Japan 20/10/2017 Annual Against 2.6

2.5


Concerns about overall board structureConcerns related to attendance at board or committee meetings

1189906 JP3758140002 LIFULL Co., Ltd. Asia Japan 21/12/2017 Annual All For

1187691 JP3760450001 Noevir Holdings Co., Ltd. Asia Japan 07/12/2017 Annual All For

1190214 JP3768500005 T. Hasegawa Co., Ltd. Asia Japan 21/12/2017 Annual All For

1189220 JP3771800004 Hamamatsu Photonics Asia Japan 22/12/2017 Annual Against 2.12 Concerns about overall board structure

1183361 JP3800390001 Bic Camera Inc. Asia Japan 16/11/2017 Annual Against 2.11,2.12 Concerns about overall board structure

1186227 JP3802300008 Fast Retailing Asia Japan 30/11/2017 Annual Against 1.1,1.2,1.3,1.4 Concerns about overall board structure

1188893 JP3816200004 Fuji Pharma Co., Ltd. Asia Japan 20/12/2017 Annual All For

1189880 JP3846000002 Hosokawa Micron Corp. Asia Japan 19/12/2017 Annual Against 2.5,2.7 Concerns about overall board structure

1188346 JP3881200004 Mie Bank Ltd. Asia Japan 15/12/2017 Special All For

1188891 JP3902200009 Mitsubishi Research Institute, Inc. Asia Japan 19/12/2017 Annual Against 2.5,2.7 Concerns about overall board structure

1184696 JP3916100005 MEIKO NETWORK JAPAN CO. LTD. Asia Japan 17/11/2017 Annual All For

1189216 JP3921080002 Melco Holdings Inc. Asia Japan 13/12/2017 Special Against 1

2

No information on synergies to be expected from acquiring a food company

Not relevant for shareholders

1189773 KR7000030007 Woori Bank Asia South Korea 22/12/2017 Special All For

1171572 KR7005720008 Nexen Corp. Asia South Korea 11/10/2017 Special All For

1170147 KR7005830005 DB Insurance Co., Ltd. Asia South Korea 13/10/2017 Special All For

1169363 KR7006120000 SK Chemicals Co. Asia South Korea 27/10/2017 Special Against 4 Concerns to protect shareholder value

1185848 KR7008560005 Meritz Securities Co. Asia South Korea 19/12/2017 Special All For

1173294 KR7012030003 DB Inc. Asia South Korea 27/10/2017 Special All For

1187185 KR7012510004 Douzone Bizon Ltd. Asia South Korea 28/12/2017 Special Against 1 Concerns about overall performance

1186944 KR7018120006 Jinro Distillers Co. Ltd. Asia South Korea 29/12/2017 Special All For

1183117 KR7023410004 Eugene Corp. Asia South Korea 08/12/2017 Special All For

1187191 KR7023890007 AtlasBX Co. Asia South Korea 27/12/2017 Special Against 2

1


enhanced shareholder rights



1184963 KR7035250000 Kangwon Land Inc. Asia South Korea 21/12/2017 Special Against

No Action Taken

1.2.1,1.2.2,1.2.4

1.1.1,1.1.2,1.1.4



1184963 KR7035250000 Kangwon Land Inc. Asia South Korea 21/12/2017 Special Against

No Action Taken

1.1.4,1.2.1,1.2.2,1.2.4

1.1.3

1.1.1,1.1.2



1174030 KR7037560000 CJ Hello Co., Ltd. Asia South Korea 26/10/2017 Special All For

1179851 KR7047810007 Korea Aerospace Industries Co. Ltd. Asia South Korea 25/10/2017 Special All For

1177725 KR7073240004 Kumho Tire Co. Asia South Korea 01/12/2017 Special Against 1 Inappropriate bundling of election of directors on a single vote

1184747 KR7093190007 Bixolon Co. Asia South Korea 19/12/2017 Special All For

1185109 KR7105560007 KB Financial Group Inc. Asia South Korea 20/11/2017 Special All For

1177723 KR7105560007 KB Financial Group Inc. Asia South Korea 20/11/2017 Special All For

1186877 KR7108230004 Toptec Co., Ltd. Asia South Korea 29/12/2017 Special Against 1 Concerns related to succession planning

1180412 KR7114090004 Grand Korea Leisure Co. Ltd. Asia South Korea 30/11/2017 Special All For

1176380 KR7192400000 Cuckoo Electronics Co., Ltd. Asia South Korea 31/10/2017 Special Against 1 Concerns to protect shareholder value 2- Issue of capital raises concerns about excessive dilution of existing

shareholders

1190909 KYG0420V1068 AMVIG Holdings Ltd Emerging Markets Cayman Islands 28/12/2017 Special All For

1174978 KYG1179M1078 Bloomage BioTechnology Corp Ltd Emerging Markets Cayman Islands 16/10/2017 Court Against 1 Concerns about overall performance

1174979 KYG1179M1078 Bloomage BioTechnology Corp Ltd Emerging Markets Cayman Islands 16/10/2017 Special Against 1,2 Concerns about overall performance

1183139 KYG2046Q1073 Chaoda Modern Agriculture (Holdings) Limited Emerging Markets Cayman Islands 15/12/2017 Annual Against 2A,2B

4B,4C



1174199 KYG2114A1094 CKH Food & Health Limited Emerging Markets Cayman Islands 25/10/2017 Annual All For

1184931 KYG211501005 China Hongqiao Group Ltd. Emerging Markets Cayman Islands 20/11/2017 Special Against 1 Concerns to protect shareholder value

1185652 KYG211501005 China Hongqiao Group Ltd. Emerging Markets Cayman Islands 08/12/2017 Annual All For

1188609 KYG2118M1096 China Overseas Property Holdings Limited Emerging Markets Cayman Islands 12/12/2017 Special All For

1175057 KYG2119W1069 China Evergrande Group Emerging Markets Cayman Islands 03/10/2017 Special Against 1 Apparent failure to link pay and appropriate performancePerformance-related pay/awards for non-executives

1186069 KYG2119W1069 China Evergrande Group Emerging Markets Cayman Islands 23/11/2017 Special All For

1188873 KYG215AT1023 China Zhongwang Holdings Ltd. Emerging Markets Cayman Islands 18/12/2017 Special All For

1185231 KYG216771363 China State Construction International Holdings LimitedEmerging Markets Cayman Islands 27/11/2017 Special All For

1175509 KYG2177B1014 CK Asset Holdings Limited Emerging Markets Cayman Islands 11/10/2017 Special All For

1182108 KYG3323L1005 Fabrinet Emerging Markets Cayman Islands 14/12/2017 Annual All For

1180435 KYG3707A1004 Future World Financial Holdings Ltd Emerging Markets Cayman Islands 31/10/2017 Special Against 2,3,4,5

1

Apparent failure to link pay and appropriate performancePerformance-related pay/awards for non-executives


1190820 KYG3777B1032 Geely Automobile Holdings Ltd. Emerging Markets Cayman Islands 27/12/2017 Special All For

1190828 KYG3777B1032 Geely Automobile Holdings Ltd. Emerging Markets Cayman Islands 27/12/2017 Special All For

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1187265 KYG5342X1227 Lai Fung Holdings Ltd. Emerging Markets Cayman Islands 15/12/2017 Annual Against 2

5B,5C

3A1



Lack of independence on boardConcerns about overall board structureConcerns related to attendance at

board or committee meetings

1175231 KYG550441045 JNBY Design Ltd. Emerging Markets Cayman Islands 20/10/2017 Annual Against 5A,5C

3A3



1185814 KYG555551095 Logan Property Holdings Co., Ltd. Emerging Markets Cayman Islands 24/11/2017 Special Against 1,2 Apparent failure to link pay and appropriate performance

1181699 KYG650071098 New World Department Store China Ltd. Emerging Markets Cayman Islands 20/11/2017 Annual Against 4.1,4.3 Issue of equity raises concerns about excessive dilution of existing shareholders

1186728 KYG7306W1087 PW Medtech Group Ltd. Emerging Markets Cayman Islands 01/12/2017 Special All For

1190483 KYG8116M1087 Shenguan Holdings (Group) Ltd. Emerging Markets Cayman Islands 29/12/2017 Special All For

1178346 KYG814771047 SINA Corporation Emerging Markets Cayman Islands 03/11/2017 Proxy Contest Against

No Action Taken

3

1

1,2,3,4

Concerns about overall board structure 2- SH: For shareholder resolution, against management

recommendation / Shareholder proposal promotes appropriate accountability or incentivisation


transparency

1180436 KYG8190E1052 Sitoy Group Holdings Ltd. Emerging Markets Cayman Islands 13/11/2017 Annual Against 5.2,5.3 Issue of equity raises concerns about excessive dilution of existing shareholders

1174771 KYG857001054 SUNeVision Holdings Ltd Emerging Markets Cayman Islands 31/10/2017 Annual Against 5,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1182550 KYG8875G1029 3SBio Inc. Emerging Markets Cayman Islands 09/11/2017 Special Against 1 Concerns to protect shareholder value

1180701 KYG8879M1050 Time Watch Investments Limited Emerging Markets Cayman Islands 22/11/2017 Annual Against 6,8 Issue of equity raises concerns about excessive dilution of existing shareholders

1178801 KYG910191363 Truly International Holdings Ltd. Emerging Markets Cayman Islands 23/10/2017 Special Against 1 Issue of equity raises concerns about excessive dilution of existing shareholders

1185866 KYG910191363 Truly International Holdings Ltd. Emerging Markets Cayman Islands 24/11/2017 Special All For

1190016 KYG9828C1078 Xingfa Aluminium Holdings Ltd. Emerging Markets Cayman Islands 29/12/2017 Special Against 2 Apparent failure to link pay and appropriate performancePerformance-related pay/awards for non-executives

1172588 KYG989221000 Zhen Ding Technology Holding Ltd Emerging Markets Cayman Islands 19/10/2017 Special All For

1175407 KYG989611085 Zhongzhi Pharmaceutical Holdings Limited Emerging Markets Cayman Islands 13/10/2017 Special All For

1189741 LU0089395866 Genesis Smaller Companies SICAV Europe Luxembourg 04/12/2017 Special Against 2,4

1



1186733 LU0327357389 Kernel Holding S.A. Europe Luxembourg 11/12/2017 Annual All For

1180284 LU0599213559 JPMorgan Funds - Emerging Markets Strategic Bond FundEurope Luxembourg 15/11/2017 Annual All For

1174837 LU0599213559 JPMorgan Funds - Emerging Markets Strategic Bond FundEurope Luxembourg 15/11/2017 Special All For

1169977 LU0916237901 BlackRock Global Index Funds - Emerging Mkts Governement Bond Index FdEurope Luxembourg 25/10/2017 Special All For

1181239 LU1057788488 Trinseo S.A. Europe Luxembourg 28/11/2017 Special All For

1187255 LU1146622755 Aberdeen Global - China A Share Equity Fund Europe Luxembourg 04/12/2017 Special All For

1174765 LU1251111065 JPMorgan Investment Funds - Global Macro Opportunities FundEurope Luxembourg 15/11/2017 Special All For

1182087 MHY621591012 Navios Maritime Acquisition Corporation Emerging Markets Marshall Isl 15/12/2017 Annual Against 1.1 Vote against combined Chair/CEO

1179880 MHY8162K2046 Star Bulk Carriers Corp. Emerging Markets Marshall Isl 28/11/2017 Annual All For

1185751 MX00UN000002 Unifin Financiera S.A.B. de C.V. SOFOM E.N.R. Emerging Markets Mexico 22/11/2017 Special Against 1,2,3 Insufficient disclosure

1184837 MX01GF0X0008 BanRegio Grupo Financiero S.A.B. de C.V. Emerging Markets Mexico 22/11/2017 Special All For

1184292 MX01ME050007 Mexichem S.A.B. de C.V. Emerging Markets Mexico 16/11/2017 Special All For

1181753 MXCFFI0T0005 FibraHotel Emerging Markets Mexico 14/11/2017 Special All For

1188475 MXP001391012 Alsea S.A.B. de C.V. Emerging Markets Mexico 14/12/2017 Special All For

1186370 MXP370661011 Grupo Financiero Interacciones S.A.B. de C.V. Emerging Markets Mexico 05/12/2017 Special All For

1185980 MXP370711014 Grupo Financiero Banorte S.A.B. de C.V. Emerging Markets Mexico 05/12/2017 Special All For

1185981 MXP370711014 Grupo Financiero Banorte S.A.B. de C.V. Emerging Markets Mexico 05/12/2017 Special All For

1186188 MXP690491412 Grupo Financiero Santander Mexico S.A.B. de C.V. Emerging Markets Mexico 08/12/2017 Special All For

1186588 MXP690491412 Grupo Financiero Santander Mexico S.A.B. de C.V. Emerging Markets Mexico 08/12/2017 Special All For

1178556 MYL1082OO006 Hong Leong Financial Group Berhad Emerging Markets Malaysia 26/10/2017 Annual All For

1170201 MYL1562OO007 Berjaya Sports Toto Berhad Emerging Markets Malaysia 11/10/2017 Annual All For

1177570 MYL1961OO001 IOI Corporation Berhad Emerging Markets Malaysia 30/10/2017 Annual All For

1186141 MYL1961OO001 IOI Corporation Berhad Emerging Markets Malaysia 04/12/2017 Special All For

1184223 MYL3379OO004 Insas Berhad Emerging Markets Malaysia 23/11/2017 Annual Against 4 Concerns about overall board structure

1178333 MYL3867OO008 Malaysian Pacific Industries Berhad Emerging Markets Malaysia 25/10/2017 Annual All For

1182341 MYL4197OO009 Sime Darby Berhad Emerging Markets Malaysia 20/11/2017 Annual All For

1185519 MYL4197OO009 Sime Darby Berhad Emerging Markets Malaysia 20/11/2017 Special All For

1183859 MYL4383OO005 Jaya Tiasa Holdings Berhad Emerging Markets Malaysia 29/11/2017 Annual Against 4,5,9,10,11 Concerns about overall board structure

1183894 MYL4677OO000 YTL Corporation Berhad Emerging Markets Malaysia 12/12/2017 Annual Against 1,2,3 Concerns with board independence and absence of remuneration committee

1189536 MYL5001OO002 Mieco Chipboard Berhad Emerging Markets Malaysia 19/12/2017 Special All For

1183883 MYL5053OO003 OSK Holdings Berhad Emerging Markets Malaysia 14/11/2017 Special All For

1183153 MYL5071OO005 Coastal Contracts Bhd Emerging Markets Malaysia 23/11/2017 Annual All For

1185662 MYL5158OO000 TA Global Berhad Emerging Markets Malaysia 22/11/2017 Special All For

1170979 MYL5176TO001 Sunway Real Estate Investment Trust Emerging Markets Malaysia 25/10/2017 Annual All For

1179577 MYL5176TO001 Sunway Real Estate Investment Trust Emerging Markets Malaysia 25/10/2017 Special All For

1177446 MYL5249OO007 IOI Properties Group Berhad Emerging Markets Malaysia 27/10/2017 Annual Against 8

1



1182343 MYL5253OO009 Econpile Holdings Berhad Emerging Markets Malaysia 22/11/2017 Annual All For

1183622 MYL5253OO009 Econpile Holdings Berhad Emerging Markets Malaysia 22/11/2017 Special All For

1186503 MYL5264OO006 Malakoff Corporation Berhad Emerging Markets Malaysia 28/11/2017 Special All For

1187786 MYL5347OO009 Tenaga Nasional Berhad Emerging Markets Malaysia 18/12/2017 Annual All For

1186129 MYL5398OO002 Gamuda Berhad Emerging Markets Malaysia 07/12/2017 Annual All For

1182339 MYL5657OO001 Parkson Holdings Berhad Emerging Markets Malaysia 22/11/2017 Annual All For

1183882 MYL5665OO004 Southern Steel Berhad Emerging Markets Malaysia 28/11/2017 Annual All For

1177438 MYL5819OO007 Hong Leong Bank Berhad Emerging Markets Malaysia 23/10/2017 Annual All For

1184178 MYL6181OO001 Malton Berhad Emerging Markets Malaysia 22/11/2017 Annual Against 6 Concerns related to succession planning

1183888 MYL6742OO000 YTL Power International Berhad Emerging Markets Malaysia 12/12/2017 Annual Against 3,4 Concerns with board independence and absence of a remuneration committee.

1182700 MYL7052OO003 Padini Holdings Berhad Emerging Markets Malaysia 16/11/2017 Annual All For

1175425 MYL7089OO005 Lii Hen Industries Bhd Emerging Markets Malaysia 01/11/2017 Special All For

1181694 MYL7106OO007 Supermax Corporation Berhad Emerging Markets Malaysia 20/11/2017 Annual Against 6,11,12,13 Concerns related to succession planning

1182722 MYL7277OO006 Dialog Group Berhad Emerging Markets Malaysia 23/11/2017 Annual All For

1182723 MYL8664OO004 S.P. Setia Berhad Emerging Markets Malaysia 16/11/2017 Special All For

1175617 MYL9598OO003 Pintaras Jaya Berhad Emerging Markets Malaysia 17/10/2017 Annual Against 8

5,7

Concerns related to succession planning

Concerns related to succession planningConcerns related to attendance at board or committee meetings

1181678 MYQ0099OO000 Scicom (MSC) Berhad Emerging Markets Malaysia 13/11/2017 Annual Against 6 Concerns related to Non-audit fees

1184244 MYQ0138OO006 My E.G. Services Berhad Emerging Markets Malaysia 07/12/2017 Annual Against 3 Attended less than 75 percent of board and committee meetings over the most recent fiscal year, without a

satisfactory explanation.

1188134 MYQ0138OO006 My E.G. Services Berhad Emerging Markets Malaysia 07/12/2017 Special All For

1183872 MYQ0166OO007 Inari Amertron Berhad Emerging Markets Malaysia 22/11/2017 Annual All For

1183128 NL0000009082 Koninklijke KPN NV Europe Netherlands 06/12/2017 Special All For

1181411 NL0000009132 Akzo Nobel NV Europe Netherlands 30/11/2017 Special All For

1170828 NL0000009538 Koninklijke Philips NV Europe Netherlands 20/10/2017 Special All For

1176268 NL0000009538 Koninklijke Philips NV Europe Netherlands 20/10/2017 Special All For

1108689 NL0000288876 Eurocommercial Properties NV Europe Netherlands 07/11/2017 Annual All For

1171491 NL0000302636 Van LanschotKempen NV Europe Netherlands 11/10/2017 Special All For

1184899 NL0000352565 Fugro NV Europe Netherlands 14/12/2017 Special All For

1173070 NL0006294274 Euronext NV Europe Netherlands 19/10/2017 Special All For

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1175395 NL0009272269 Cimpress N.V. Europe Netherlands 14/11/2017 Annual Against 5

9


Issue of equity raises concerns about excessive dilution of existing shareholdersConcerns to protect

shareholder value

1185183 NL0009432491 Koninklijke Vopak NV Europe Netherlands 15/12/2017 Special All For

1178278 NL0010776944 Brunel International NV Europe Netherlands 07/12/2017 Special All For

1173352 NL0010937058 Intertrust NV Europe Netherlands 17/10/2017 Special All For

1176459 NL0010937066 GrandVision NV Europe Netherlands 14/12/2017 Special All For

1177348 NL0012044747 Shop Apotheke Europe NV Europe Netherlands 06/11/2017 Special Against 4.b

4.a



1181880 NL0012047823 Avantium N.V. Europe Netherlands 30/11/2017 Special All For

1178767 NO0003733800 Orkla ASA Europe Norway 25/10/2017 Special All For

1189014 NO0010040611 Opera Software ASA Europe Norway 18/12/2017 Special All For

1184625 NO0010345853 Aker BP ASA Europe Norway 21/11/2017 Special All For

1188640 NO0010715139 Scatec Solar ASA Europe Norway 14/12/2017 Special Against 5 Lack of independence on board

1169078 NZAIAE0002S6 Auckland International Airport Ltd. Australia & New Zealand New Zealand 26/10/2017 Annual All For

1174196 NZAPTE0001S3 Precinct Properties New Zealand Limited Australia & New Zealand New Zealand 09/11/2017 Annual All For

1174968 NZATME0002S8 The a2 Milk Company Limited Australia & New Zealand New Zealand 21/11/2017 Annual All For

1170809 NZBSHE0001S0 Heartland Bank Limited Australia & New Zealand New Zealand 21/11/2017 Annual All For

1168747 NZCENE0001S6 Contact Energy Ltd. Australia & New Zealand New Zealand 11/10/2017 Annual All For

1164332 NZCNUE0001S2 Chorus Ltd. Australia & New Zealand New Zealand 01/11/2017 Annual All For

1167524 NZEBOE0001S6 EBOS Group Limited Australia & New Zealand New Zealand 17/10/2017 Annual All For

1168164 NZFBUE0001S0 Fletcher Building Ltd. Australia & New Zealand New Zealand 25/10/2017 Annual All For

1171072 NZFREE0001S0 Freightways Ltd. Australia & New Zealand New Zealand 26/10/2017 Annual All For

1174972 NZFSFE0001S5 Fonterra Shareholders Fund Australia & New Zealand New Zealand 03/11/2017 Annual All For

1173939 NZHELE0001S9 Tourism Holdings Limited Australia & New Zealand New Zealand 18/10/2017 Annual All For

1183154 NZHLGE0001S4 Hallenstein Glasson Holdings Ltd. Australia & New Zealand New Zealand 13/12/2017 Annual Against 2.1 Concerns about overall board structure 2- Concerns related to inappropriate membership of committees

1179541 NZKMDE0001S3 Kathmandu Holdings Ltd. Australia & New Zealand New Zealand 24/11/2017 Annual All For

1170605 NZMELE0002S7 Meridian Energy Ltd. Australia & New Zealand New Zealand 26/10/2017 Annual All For

1168319 NZMETE0001S2 Metlifecare Limited Australia & New Zealand New Zealand 24/10/2017 Annual All For

1170137 NZMRPE0001S2 Mercury NZ Limited Australia & New Zealand New Zealand 07/11/2017 Annual All For

1177785 NZREIE0001S4 PGG Wrightson Ltd Australia & New Zealand New Zealand 31/10/2017 Annual Against 3 Concerns about overall board structure

1183129 NZSANE0001S0 Sanford Ltd. Australia & New Zealand New Zealand 13/12/2017 Annual All For

1169337 NZSKCE0001S2 Skycity Entertainment Group Ltd. Australia & New Zealand New Zealand 20/10/2017 Annual All For

1167384 NZSKTE0001S6 Sky Network Television Ltd. Australia & New Zealand New Zealand 19/10/2017 Annual All For

1171381 NZSKXE0001S8 Skellerup Holdings Ltd Australia & New Zealand New Zealand 25/10/2017 Annual All For

1175311 NZSMLE0001S9 Synlait Milk Ltd Australia & New Zealand New Zealand 29/11/2017 Annual All For

1169625 NZTELE0001S4 Spark New Zealand Limited Australia & New Zealand New Zealand 03/11/2017 Annual All For

1170595 NZTMEE0003S8 Trade Me Group Ltd. Australia & New Zealand New Zealand 09/11/2017 Annual Against 3 Overboarded/Too many other time commitments

1183150 PEP736001004 Ferreycorp SAA Emerging Markets Peru 24/11/2017 Special All For

1180449 PHY2292T1026 Energy Development Corporation Emerging Markets Philippines 12/12/2017 Special Against 6 lack of information

1176242 PK0005501017 Nishat Mills Limited Emerging Markets Pakistan 28/10/2017 Annual Against 1 Concerns to protect shareholder value

1168055 PK0022501016 Pakistan State Oil (PSO) Emerging Markets Pakistan 20/10/2017 Annual Against 3

7



1173583 PK0065001015 The Hub Power Company Ltd Emerging Markets Pakistan 05/10/2017 Annual Against 4 Insufficient disclosure

1174462 PK0066201010 Maple Leaf Cement Factory Ltd Emerging Markets Pakistan 26/10/2017 Annual Against 4 Insufficient basis to support a decision

1185356 PK0071501016 Lucky Cement Limited Emerging Markets Pakistan 28/11/2017 Special Against 2,3

6

1




1175133 PK0080201012 Oil & Gas Development Company Limited Emerging Markets Pakistan 24/10/2017 Annual Against 4

6



1179048 PLALIOR00045 Alior Bank S.A. Emerging Markets Poland 31/10/2017 Special All For

1186476 PLALIOR00045 Alior Bank S.A. Emerging Markets Poland 05/12/2017 Special Against 5,6

1186339 PLAMICA00010 Amica SA Emerging Markets Poland 05/12/2017 Special Against 6 Insufficient/poor disclosure

1186341 PLBH00000012 Bank Handlowy w Warszawie SA Emerging Markets Poland 06/12/2017 Special Against 5.1a,5.1b Insufficient/poor disclosure

1188303 PLCIECH00018 CIECH SA Emerging Markets Poland 18/12/2017 Special Against 5 Insufficient basis to support a decision

1176224 PLDWORY00019 Synthos SA Emerging Markets Poland 20/10/2017 Special Against 4.1a,4.1b,4.2 Insufficient/poor disclosure

1190269 PLENEA000013 ENEA S.A. Emerging Markets Poland 28/12/2017 Special Against 6 Concerns to protect shareholder value

1175673 PLLPP0000011 LPP S.A. Emerging Markets Poland 20/10/2017 Special Against 6.2,7 Insufficient/poor disclosure

1187299 PLLVTSF00010 LiveChat Software S.A. Emerging Markets Poland 19/12/2017 Special Against 6 Insufficient/poor disclosure

1189328 PLLWBGD00016 LW Bogdanka SA Emerging Markets Poland 29/12/2017 Special Against 7.1,7.2

8


1174211 PLOPTTC00011 CD Projekt S.A. Emerging Markets Poland 11/10/2017 Special Against 6

7

5



1176404 PLPGNIG00014 Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)Emerging Markets Poland 21/10/2017 Special All For

1176054 PLSTLPD00017 Stalprodukt SA Emerging Markets Poland 19/10/2017 Special Against 9

8.3

8.1

Insufficient basis to support a decision 2- Insufficient/poor disclosure



1185397 PLSTLPD00017 Stalprodukt SA Emerging Markets Poland 30/11/2017 Special Against 6.2 Insufficient/poor disclosure

1177071 PLTRFRM00018 NEUCA SA Emerging Markets Poland 24/10/2017 Special Against 8,9,10

7

Concerns about reducing shareholder rights


1186474 PLZATRM00012 Grupa Azoty S.A. Emerging Markets Poland 07/12/2017 Special Against 5,6 Insufficient/poor disclosure

1182891 RU0009024277 LUKOIL PJSC Emerging Markets Russia 04/12/2017 Special All For

1184844 RU0009024277 LUKOIL PJSC Emerging Markets Russia 04/12/2017 Special All For

1185867 RU0009033591 Tatneft PJSC Emerging Markets Russia 12/12/2017 Special All For

1186573 RU0009033591 Tatneft PJSC Emerging Markets Russia 12/12/2017 Special All For

1187996 RU0009046452 Novolipetsk Steel Emerging Markets Russia 22/12/2017 Special All For

1184070 RU0009046452 Novolipetsk Steel Emerging Markets Russia 22/12/2017 Special All For

1181554 RU0009046510 Severstal PJSC Emerging Markets Russia 24/11/2017 Special All For

1183250 RU0009046510 Severstal PJSC Emerging Markets Russia 24/11/2017 Special All For

1188180 RU0009062285 Aeroflot PJSC Emerging Markets Russia 26/12/2017 Special All For

1186484 RU0009062467 Gazprom Neft PJSC Emerging Markets Russia 15/12/2017 Special All For

1187319 RU0009084396 Magnitogorsk Iron & Steel Works PJSC Emerging Markets Russia 08/12/2017 Special All For

1181063 RU0009084396 Magnitogorsk Iron & Steel Works PJSC Emerging Markets Russia 08/12/2017 Special All For

1187430 RU0009084446 Novorossiysk Commercial Sea Port PJSC Emerging Markets Russia 25/12/2017 Special Against 3,5,6 Insufficient disclosure

1181542 RU000A0B6NK6 TMK PAO Emerging Markets Russia 21/11/2017 Special Against 1 Insufficient disclosure

1186035 RU000A0DQZE3 Sistema PJSFC Emerging Markets Russia 28/11/2017 Special All For

1181093 RU000A0DQZE3 Sistema PJSFC Emerging Markets Russia 28/11/2017 Special All For

1188214 RU000A0HL5M1 Beluga Group Emerging Markets Russia 20/12/2017 Special Against 1 Issue of equity raises concerns about excessive dilution of existing shareholders

1182758 RU000A0JNAA8 Polyus Gold OJSC Emerging Markets Russia 01/12/2017 Special Against 2.1,2.4,2.5,2.7,2.8

1


Insufficient disclosure

1179139 RU000A0JNAA8 Polyus Gold OJSC Emerging Markets Russia 01/12/2017 Special Against 2.1,2.4,2.5,2.6,2.8

1

Concerns about overall board structure

Insufficient disclosure

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1184823 RU000A0JNUD0 TGK-1 Emerging Markets Russia 21/12/2017 Special Against 2.1,2.2,2.3,2.4,2.5,2.6,2.7,2

.8,2.9,2.10,2.12,2.13,2.14,2.

15

3.1,3.2

1



1178776 RU000A0JP5V6 VTB Bank PJSC Emerging Markets Russia 09/11/2017 Special All For

1181027 RU000A0JP5V6 VTB Bank PJSC Emerging Markets Russia 09/11/2017 Special All For

1188613 RU000A0JP7H1 DIXY GROUP PJSC Emerging Markets Russia 25/12/2017 Special Against 1 Concerns to protect shareholder value

1181300 RU000A0JPGA0 M.video PJSC Emerging Markets Russia 18/12/2017 Special Against 4

3.1,3.2,3.3,3.4,3.6,3.7,3.8,3

.11,3.13,3.14

Insufficient basis to support a decisionConcerns to protect shareholder value


1174431 RU000A0JRKT8 PhosAgro PJSC Emerging Markets Russia 02/10/2017 Special Against 2.1,2.2,2.3,2.4,2.6,2.9,2.11,

2.12


1183144 RU000A0JS942 MegaFon PJSC Emerging Markets Russia 30/11/2017 Special All For

1184291 RU000A0JS942 MegaFon PJSC Emerging Markets Russia 30/11/2017 Special All For

1177101 RU000A0JSE60 RussNeft PJSC Emerging Markets Russia 17/11/2017 Special Against 3.5

3.1,3.2,3.3,3.7,3.8,3.11,3.12

1



1175591 RU000A0JUG31 Credit Bank of Moscow PJSC Emerging Markets Russia 23/10/2017 Special Against 1 Insufficient/poor disclosure

1174448 RU000A0JUG31 Credit Bank of Moscow PJSC Emerging Markets Russia 15/11/2017 Special Against 3.1,3.3,3.6,3.9,3.10

1


1178301 RU000A0JVW89 SAFMAR Financial invest PJSC Emerging Markets Russia 29/11/2017 Special Against 3.1,3.2,3.4,3.5,3.6,3.7,3.8,3

.9,3.10,3.13,3.14,3.15

1



1186566 RU000A0JVW89 SAFMAR Financial invest PJSC Emerging Markets Russia 15/12/2017 Special All For

1186500 SE0000202624 Getinge AB Europe Sweden 04/12/2017 Special All For

1185869 SE0000241614 SkiStar AB Europe Sweden 09/12/2017 Annual Against 15

13

14




1112871 SE0001630880 KappAhl Holding AB Europe Sweden 05/12/2017 Annual All For

1179283 SE0003366871 SAS AB Europe Sweden 03/11/2017 Special Against 7 Issue of equity raises concerns about excessive dilution of existing shareholders

1180152 SE0006625471 Dustin Group AB Europe Sweden 13/12/2017 Annual All For

1176401 SE0007665823 Resurs Holding AB Europe Sweden 27/10/2017 Special All For

1114976 SE0007897079 AcadeMedia AB Europe Sweden 24/11/2017 Annual Against 17c Apparent failure to link pay and appropriate performance

1183623 SE0009922305 Momentum Group AB Europe Sweden 28/11/2017 Special All For

1174287 SG1A49000759 QAF Limited Asia Singapore 06/10/2017 Special All For

1179489 SG1AI1000008 Golden Energy and Resources Ltd. Asia Singapore 31/10/2017 Special All For

1190218 SG1CF9000002 Delong Holdings Limited Asia Singapore 18/12/2017 Special All For

1190216 SG1CF9000002 Delong Holdings Limited Asia Singapore 18/12/2017 Special All For

1179253 SG1K66001688 Wing Tai Holdings Limited Asia Singapore 23/10/2017 Annual Against 9

8



1184700 SG1P66918738 Singapore Press Holdings Limited Asia Singapore 01/12/2017 Annual All For

1176659 SG1R95002270 GuocoLand Limited Asia Singapore 19/10/2017 Annual Against 10

7



1176079 SG1S18926810 Starhill Global Real Estate Investment Trust Asia Singapore 27/10/2017 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1190402 SG1U27933225 First Real Estate Investment Trust Asia Singapore 20/12/2017 Special All For

1190404 SG1W27938677 Lippo Malls Indonesia Retail Trust Asia Singapore 20/12/2017 Special All For

1179841 SG1Y45946619 PEC Ltd. Asia Singapore 27/10/2017 Annual Against 9

7



1179849 SG1Y45946619 PEC Ltd. Asia Singapore 27/10/2017 Special Against 1,2 Apparent failure to link pay and appropriate performance

1183459 SG2C26962630 Global Logistic Properties Limited Asia Singapore 30/11/2017 Court All For

1186043 SG2G02994595 SPH REIT Asia Singapore 30/11/2017 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1174226 TH0840010001 TICON Property Fund Emerging Markets Thailand 18/10/2017 Special Against 7 Insufficient/poor disclosure

1175534 TH5059010006 TICON Industrial Growth Leasehold Property Fund Emerging Markets Thailand 19/10/2017 Special Against 7 Insufficient/poor disclosure

1175613 TH5097010000 Digital Telecommunications Infrastructure Fund Emerging Markets Thailand 23/11/2017 Special Against 3 Insufficient basis to support a decision

1175613 TH5097010000 Digital Telecommunications Infrastructure Fund Emerging Markets Thailand 23/11/2017 Special Against 1.1,1.2,1.3,1.4,1.5,1.6.1,1.6

.2,2

3

Concerns to protect shareholder value

Insufficient basis to support a decision

1163601 TRAKRDMR91G7 Kardemir Karabuk Demir Celik Sanayi ve Ticaret ASEmerging Markets Turkey 01/11/2017 Special Against 3 Inappropriate bundling of election of directors on a single voteInsufficient/poor disclosure

1177495 TRAOTOSN91H6 Ford Otomotiv Sanayi AS Emerging Markets Turkey 27/10/2017 Special All For

1189146 TRASKBNK91N8 Sekerbank T.A.S. Emerging Markets Turkey 28/12/2017 Special All For

1181688 TW0002823002 China Life Insurance Co., Ltd Asia Taiwan 08/12/2017 Special All For

1176195 TW0003265005 Winstek Semiconductor Co., Ltd. Asia Taiwan 15/11/2017 Special Against 2 Insufficient/poor disclosure

1178490 TW0006128002 General Plastic Industrial Co., Ltd. Asia Taiwan 22/11/2017 Special Against 1,2,3 Concerns to protect shareholder value

1172268 US0003611052 AAR CORP. North America USA 11/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1175145 US0025671050 Abaxis, Inc. North America USA 25/10/2017 Annual Against 2

1.6



1179234 US0043971052 Accuray Incorporated North America USA 17/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1186038 US0050941071 Actua Corporation North America USA 07/12/2017 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1178938 US00737L1035 Adtalem Global Education Inc. North America USA 08/11/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1180326 US00762W1071 The Advisory Board Company North America USA 15/11/2017 Special Against 3 Apparent failure to link pay and appropriate performance

1174974 US0144911049 Alexander & Baldwin, Inc. North America USA 27/10/2017 Special All For

1171253 US01609W1027 Alibaba Group Holding Limited Emerging Markets Cayman Islands 18/10/2017 Annual All For

1171253 US01609W1027 Alibaba Group Holding Limited Emerging Markets Cayman Islands 18/10/2017 Annual Against 1.1 Concerns about overall board structure

1171253 US01609W1027 Alibaba Group Holding Limited Emerging Markets Cayman Islands 18/10/2017 Annual Abstain 1.1 Concerns about overall board structure

1174149 US0213461017 Altaba Inc. North America USA 24/10/2017 Annual All For

1185126 US0326572072 Analogic Corporation North America USA 01/12/2017 Annual Against 1e Concerns related to approach to board diversity

1173577 US03475V1017 AngioDynamics, Inc. North America USA 17/10/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1173828 US03820C1053 Applied Industrial Technologies, Inc. North America USA 24/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1181102 US03965L1008 Arconic Inc. North America USA 30/11/2017 Special All For

1183229 US04351G1013 Ascena Retail Group, Inc. North America USA 07/12/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1184347 US0453271035 Aspen Technology, Inc. North America USA 08/12/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1169853 US0500951084 Atwood Oceanics, Inc. North America USA 05/10/2017 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1184654 US05278C1071 Autohome Inc. Emerging Markets Cayman Islands 01/12/2017 Annual Against 1 Concerns about overall board structureLack of independence on board

1173234 US0530151036 Automatic Data Processing, Inc. North America USA 07/11/2017 Proxy Contest Against

No Action Taken

5

1.1,1.2,1.3,1.4,1.5,1.6,1.7,1

.8,1.9,1.10,2,3,4,5



1183890 US0533321024 AUTOZONE, INC. North America USA 20/12/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1183890 US0533321024 AUTOZONE, INC. North America USA 20/12/2017 Annual Against 3

1.10


Vote against combined Chair/CEO

1178487 US05379B1070 Avista Corporation North America USA 21/11/2017 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

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1177132 US0538071038 AVNET, INC. North America USA 09/11/2017 Annual All For

1174660 US05566U1088 BofI Holding, Inc. North America USA 26/10/2017 Annual Against 3

2

Annual vote provides for greater shareholder oversight


1175138 US0637501034 Bank Mutual Corporation North America USA 24/10/2017 Special All For

1174336 US09073M1045 Bio-Techne Corporation North America USA 26/10/2017 Annual Against 3

2b



1179888 US1013881065 Bottomline Technologies (de), Inc. North America USA 16/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1185144 US10567B1098 Bravo Brio Restaurant Group, Inc. North America USA 14/12/2017 Annual Against 4 Apparent failure to link pay and appropriate performance

1173811 US1090431099 Briggs & Stratton Corporation North America USA 25/10/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1177225 US1096411004 Brinker International, Inc. North America USA 16/11/2017 Annual Abstain 3 Apparent failure to link pay and appropriate performance

1178480 US11133T1034 Broadridge Financial Solutions, Inc. North America USA 16/11/2017 Annual All For

1178737 US12508E1010 CDK Global, Inc. North America USA 15/11/2017 Annual All For

1179233 US1271903049 CACI International Inc North America USA 16/11/2017 Annual Against 1H Concerns related to approach to board diversity

1172456 US1280302027 Cal-Maine Foods, Inc. North America USA 06/10/2017 Annual Against 3

2

1.2,1.3,1.4




1187107 US1313473043 Calpine Corporation North America USA 15/12/2017 Special Against 3 Apparent failure to link pay and appropriate performance

1179487 US1344291091 Campbell Soup Company North America USA 15/11/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1175798 US14149Y1082 Cardinal Health, Inc. North America USA 08/11/2017 Annual Against 3

5




1175798 US14149Y1082 Cardinal Health, Inc. North America USA 08/11/2017 Annual Against 3

5

1.3





1178744 US1416191062 Cardiovascular Systems, Inc. North America USA 15/11/2017 Annual All For

1173231 US1438731077 Carolina Financial Corporation North America USA 24/10/2017 Special All For

1175480 US1442851036 Carpenter Technology Corporation North America USA 10/10/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1176061 US1488061029 Catalent, Inc. North America USA 02/11/2017 Annual Against 3

1a



1184706 US15201P1093 CenterState Banks, Inc. North America USA 13/12/2017 Special All For

1186368 US16949N1090 China Lodging Group, Limited Emerging Markets Cayman Islands 13/12/2017 Annual All For

1183066 US17275R1023 Cisco Systems, Inc. North America USA 11/12/2017 Annual Against 7

1h


better management of ESG opportunities and risks


1183066 US17275R1023 Cisco Systems, Inc. North America USA 11/12/2017 Annual Against 7 SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes


1173576 US1729081059 Cintas Corporation North America USA 17/10/2017 Annual All For

1176062 US1890541097 The Clorox Company North America USA 15/11/2017 Annual Against 2

7


Shareholder proposal promotes enhanced shareholder rights

1187492 US2058262096 Comtech Telecommunications Corp. North America USA 05/12/2017 Annual All For

1185819 US2172041061 Copart, Inc. North America USA 08/12/2017 Annual Against 1.8 Concerns related to approach to board diversity

1177586 US2220702037 Coty Inc. North America USA 08/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1178483 US22410J1060 Cracker Barrel Old Country Store, Inc. North America USA 16/11/2017 Annual All For

1173853 US2254471012 Cree, Inc. North America USA 24/10/2017 Annual Against 4 Apparent failure to link pay and appropriate performance

1185158 US2435371073 Deckers Outdoor Corporation North America USA 14/12/2017 Proxy Contest Against

No Action Taken

5

1.1,1.2,1.3,1.4,1.5,1.6,1.7,1

.8,1.9,2,3,4,5


1181806 US25470F1049 Discovery Communications, Inc. North America USA 17/11/2017 Special All For

1176614 US2576511099 Donaldson Company, Inc. North America USA 17/11/2017 Annual All For

1180525 US2674751019 Dycom Industries, Inc. North America USA 21/11/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1178479 US2976021046 Ethan Allen Interiors Inc. North America USA 15/11/2017 Annual All For

1183867 US30049A1079 Evolution Petroleum Corporation North America USA 07/12/2017 Annual All For

1184512 US3030751057 FactSet Research Systems Inc. North America USA 19/12/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1187114 US30711Y1029 Fang Holdings Limited Emerging Markets Cayman Islands 20/12/2017 Annual Against 1 Lack of independence on board

1183638 US3076751086 Farmer Bros. Co. North America USA 07/12/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1182691 US31620R4020 FNFV Group North America USA 17/11/2017 Special All For

1186182 US3168271043 51job, Inc. Emerging Markets Cayman Islands 14/12/2017 Annual All For

1181811 US3202091092 First Financial Bancorp. North America USA 04/12/2017 Special All For

1183065 US3393821034 Flexsteel Industries, Inc. North America USA 04/12/2017 Annual All For

1172403 US3462321015 Forestar Group Inc. North America USA 03/10/2017 Special All For

1170314 US36251C1036 GMS Inc. North America USA 18/10/2017 Annual Against 1b Concerns about overall board structure

1185404 US37247D1063 Genworth Financial, Inc. North America USA 13/12/2017 Annual All For

1188620 US37518B1026 Gigamon Inc. North America USA 22/12/2017 Special All For

1186795 US37951Q2021 Global Ports Investments PLC Europe Cyprus 11/12/2017 Special All For

1180007 US3911641005 Great Plains Energy Incorporated North America USA 21/11/2017 Special Against 2

3

Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts


1185739 US40171V1008 Guidewire Software, Inc. North America USA 07/12/2017 Annual All For

1189722 US4043031099 HSN, Inc. North America USA 29/12/2017 Special All For

1181136 US4052171000 The Hain Celestial Group, Inc. North America USA 16/11/2017 Annual Against 2 Concerns to protect shareholder value

1181136 US4052171000 The Hain Celestial Group, Inc. North America USA 16/11/2017 Annual Against 2

1.1



1173617 US4138751056 Harris Corporation North America USA 27/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1173617 US4138751056 Harris Corporation North America USA 27/10/2017 Annual Against 2

1b



1178733 US4262811015 Jack Henry & Associates, Inc. North America USA 09/11/2017 Annual All For

1185815 US4270965084 Hercules Capital, Inc. North America USA 13/12/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1181142 US4378721041 HomeTrust Bancshares, Inc. North America USA 27/11/2017 Annual All For

1185817 US4489475073 IDT Corporation North America USA 14/12/2017 Annual Against 1.2 Concerns about overall performanceConcerns related to approach to board diversityConcerns to protect

shareholder value

1178046 US4510551074 Iconix Brand Group, Inc. North America USA 31/10/2017 Annual All For

1180528 US47759T1007 JinkoSolar Holding Co., Ltd. Emerging Markets Cayman Islands 15/11/2017 Annual Against 2 Concerns about overall board structure

1175864 US4824801009 KLA-Tencor Corporation North America USA 01/11/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1185452 US4825641016 KMG Chemicals, Inc. North America USA 05/12/2017 Annual Against 1.1

1.6


Concerns about reducing shareholder rights 2- Concerns related to inappropriate membership of committees

1183898 US48273U1025 K12 Inc. North America USA 14/12/2017 Annual All For

1175140 US48716P1084 Kearny Financial Corp. North America USA 26/10/2017 Annual Against 3

1.2



1174279 US4891701009 Kennametal Inc. North America USA 31/10/2017 Annual All For

1174593 US4893981070 Kennedy-Wilson Holdings, Inc. North America USA 12/10/2017 Special All For

1174262 US4942741038 Kimball International, Inc. North America USA 31/10/2017 Annual Against 1.3 Concerns to protect shareholder value

1176528 US49428J1097 Kimball Electronics, Inc. North America USA 09/11/2017 Annual Against 1.1 Concerns about overall performance

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1177604 US5128071082 Lam Research Corporation North America USA 08/11/2017 Annual Against 2

5




1179775 US5138471033 Lancaster Colony Corporation North America USA 15/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1177599 US5184391044 THE ESTEE LAUDER COMPANIES INC. North America USA 14/11/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1175512 US55024U1097 Lumentum Holdings Inc. North America USA 02/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1173896 US55276F1075 MCBC HOLDINGS, INC. North America USA 17/10/2017 Annual Against 1.1 Concerns to protect shareholder value

1183635 US5535731062 MSG Networks Inc. North America USA 07/12/2017 Annual Against 4 Annual vote provides for greater shareholder oversight

1183633 US55825T1034 The Madison Square Garden Company North America USA 15/12/2017 Annual Against 1.5 Concerns about overall performance

1181807 US56062Y1029 MainSource Financial Group, Inc. North America USA 04/12/2017 Special All For

1175167 US56117J1007 Malibu Boats, Inc. North America USA 02/11/2017 Annual Against 1.2 Concerns related to approach to board diversityConcerns to protect shareholder value

1178943 US5635714059 The Manitowoc Company, Inc. North America USA 17/11/2017 Special All For

1175121 US5768531056 Matrix Service Company North America USA 31/10/2017 Annual All For

1178167 US57772K1016 Maxim Integrated Products, Inc. North America USA 10/11/2017 Annual All For

1179147 US58549G1004 Melinta Therapeutics, Inc North America USA 03/11/2017 Annual Against 5

4.2,4.3



1173019 US5893781089 Mercury Systems, Inc. North America USA 18/10/2017 Annual All For

1176276 US5894331017 Meredith Corporation North America USA 08/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1174795 US59156R1086 MetLife, Inc. North America USA 19/10/2017 Special All For

1181140 US5949181045 Microsoft Corporation North America USA 29/11/2017 Annual All For

1171734 US6005441000 Herman Miller, Inc. North America USA 09/10/2017 Annual Against 4 Apparent failure to link pay and appropriate performance

1180526 US62855J1043 Myriad Genetics, Inc. North America USA 30/11/2017 Annual Against 5 Apparent failure to link pay and appropriate performance

1172036 US6404911066 Neogen Corporation North America USA 05/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1178146 US64107N2062 Net 1 UEPS Technologies, Inc. North America USA 15/11/2017 Annual Against 1.2 Overboarded/Too many other time commitmentsConcerns related to approach to board diversity

1178734 US65249B1098 News Corporation North America USA 15/11/2017 Annual Against 1e Concerns to protect shareholder value

1182476 US65487X1028 Noah Holdings Limited Emerging Markets Cayman Islands 01/12/2017 Annual Against 1 Concerns to protect shareholder value

1176093 US67072V1035 NxSTAGE MEDICAL, INC. North America USA 27/10/2017 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1182504 US6710441055 OSI Systems, Inc. North America USA 11/12/2017 Annual Against 1.6 Concerns related to approach to board diversity

1175702 US6752341080 OceanFirst Financial Corp. North America USA 25/10/2017 Special All For

1177229 US67555N2062 Oclaro, Inc. North America USA 17/11/2017 Annual All For

1188825 US68210P1075 Omega Protein Corporation North America USA 19/12/2017 Special Against 2 Apparent failure to link pay and appropriate performance

1184348 US68243Q1067 1-800-FLOWERS.COM, Inc. North America USA 11/12/2017 Annual Against 4

1.4

1.5

5





1177597 US68389X1054 Oracle Corporation North America USA 15/11/2017 Annual Against 2

1.10

1.2

7

6

8










1182559 US6974351057 Palo Alto Networks, Inc. North America USA 08/12/2017 Annual Against 3

5


Shareholder proposal promotes transparency

1176252 US7010941042 Parker-Hannifin Corporation North America USA 25/10/2017 Annual All For

1176252 US7010941042 Parker-Hannifin Corporation North America USA 25/10/2017 Annual Against 1.13 Vote against combined Chair/CEO

1173893 US7043261079 Paychex, Inc. North America USA 11/10/2017 Annual All For

1182819 US70438V1061 Paylocity Holding Corporation North America USA 08/12/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1178038 US71377A1034 Performance Food Group Company North America USA 10/11/2017 Annual Against 3

1.2


Concerns about overall performanceConcerns to protect shareholder value

1181944 US7167483061 PetroQuest Energy, Inc. North America USA 29/11/2017 Special All For

1178718 US71714F1049 PharMerica Corporation North America USA 09/11/2017 Special All For

1176007 US71742Q1067 Phibro Animal Health Corporation North America USA 06/11/2017 Annual Against 1.2 Concerns about overall performance

1176538 US71910C1036 Phoenix New Media Ltd. Emerging Markets Cayman Islands 16/11/2017 Annual Against 5

4


Lack of independence of board

1181559 US74051N1028 Premier, Inc. North America USA 01/12/2017 Annual Against 1.1

1.5

Concerns about overall board structureLack of independence on board


1186585 US74735M1080 Qiwi plc Europe Cyprus 27/12/2017 Special Against A,B,C.1,C.2 Apparent failure to link pay and appropriate performancePerformance-related pay/awards for non-

executivesInsufficient/poor disclosure

1170714 US7496851038 RPM International Inc. North America USA 05/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1173213 US7589321071 Regis Corporation North America USA 17/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1183067 US75972A3014 Renewable Energy Group, Inc. North America USA 08/12/2017 Special Against 1 Concerns to protect shareholder value

1176325 US7611521078 ResMed Inc. North America USA 16/11/2017 Annual All For

1174728 US76122Q1058 Resources Connection, Inc. North America USA 19/10/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1180588 US7627601062 Rice Energy Inc. North America USA 09/11/2017 Special All For

1187320 US76680V1089 Ring Energy, Inc. North America USA 12/12/2017 Annual Against 2

1.3



1178482 US7802871084 Royal Gold, Inc. North America USA 16/11/2017 Annual All For

1182818 US8060371072 ScanSource, Inc. North America USA 07/12/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1183884 US8081941044 A. Schulman, Inc. North America USA 08/12/2017 Annual Against 4 Apparent failure to link pay and appropriate performance

1182221 US80874P1093 Scientific Games Corporation North America USA 27/11/2017 Special Against 2

1



1181805 US8110651010 Scripps Networks Interactive, Inc. North America USA 17/11/2017 Special Against 2

1,3



1174347 US8287302009 Simmons First National Corporation North America USA 18/10/2017 Special All For

1174251 US8404411097 South State Corporation North America USA 25/10/2017 Special All For

1173810 US8448951025 Southwest Gas Holdings, Inc. North America USA 17/10/2017 Special All For

1174926 US8542311076 Standex International Corporation North America USA 26/10/2017 Annual All For

1181169 US85572F1057 Starwood Waypoint Homes North America USA 14/11/2017 Special All For

1169416 US8715031089 SYMANTEC CORPORATION North America USA 05/10/2017 Annual Against 3,4

7




1174342 US87157D1090 Synaptics Incorporated North America USA 31/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1179486 US8718291078 Sysco Corporation North America USA 17/11/2017 Annual Against 2

5


Shareholder proposal promotes appropriate accountability or incentivisation

1178065 US8760301072 Tapestry, Inc. North America USA 09/11/2017 Annual Against 6 SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes


1179435 US8794551031 Telenav, Inc. North America USA 16/11/2017 Annual Against 4 Apparent failure to link pay and appropriate performance

1173159 US88104R2094 TerraForm Power, Inc. North America USA 06/10/2017 Special All For

1185146 US8851601018 Thor Industries, Inc. North America USA 12/12/2017 Annual Against 1.2 Concerns related to approach to board diversity

1173232 US8960475031 Tribune Media Company North America USA 19/10/2017 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

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1177574 US90130A1016 Twenty-First Century Fox, Inc. North America USA 15/11/2017 Annual Against 3

1d

1g

1c

5





SH: Against shareholder resolution, against management recommendation / Shareholder proposal does not

promote enhanced shareholder rights

1175142 US9021041085 II-VI Incorporated North America USA 03/11/2017 Annual All For

1169278 US90337L1089 U.S. Physical Therapy, Inc. North America USA 03/10/2017 Annual Against 2

1.1



1183896 US90347A1007 Ubiquiti Networks, Inc. North America USA 12/12/2017 Annual All For

1174341 US9046772003 Unifi, Inc. North America USA 25/10/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1175171 US90539J1097 Union Bankshares Corporation North America USA 26/10/2017 Special All For

1185500 US9111631035 United Natural Foods, Inc. North America USA 13/12/2017 Annual Against 3

6

7


Shareholder proposal promotes appropriate accountability or incentivisation


1182490 US91879Q1094 Vail Resorts, Inc. North America USA 06/12/2017 Annual Against 3 Apparent failure to link pay and appropriate performance

1186497 US9197941076 Valley National Bancorp North America USA 14/12/2017 Special All For

1170293 US9229087443 Vanguard Index Funds North America USA 15/11/2017 Special All For

1172545 US9255501051 Viavi Solutions Inc. North America USA 15/11/2017 Annual Against 5 Concerns to protect shareholder value

1184518 US9271074091 Village Super Market, Inc. North America USA 15/12/2017 Annual Against 4

3

1.5

1.2,1.3





1185155 US9292361071 WD-40 Company North America USA 12/12/2017 Annual All For

1177967 US9485961018 Weibo Corporation Emerging Markets Cayman Islands 02/11/2017 Annual Against 1 Concerns about overall board structure

1174965 US95709T1007 Westar Energy, Inc. North America USA 25/10/2017 Annual All For

1180003 US95709T1007 Westar Energy, Inc. North America USA 21/11/2017 Special Against 2

3

Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts


1175302 US9581021055 Western Digital Corporation North America USA 02/11/2017 Annual Against 2 Apparent failure to link pay and appropriate performance

1177135 US9663874090 Whiting Petroleum Corporation North America USA 08/11/2017 Special All For

1187969 US9837931008 XPO Logistics, Inc. North America USA 20/12/2017 Special All For

1173020 US98400J1088 Xcerra Corporation North America USA 12/10/2017 Special Against 3 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1176060 US98919V1052 Zayo Group Holdings, Inc. North America USA 02/11/2017 Annual Against 3

1.1



1182633 VGG5884M1041 MAS Real Estate Inc Emerging Markets Virgin Isl (UK) 21/11/2017 Annual Against 6,7

4



1178302 ZAE000003257 Hosken Consolidated Investments Ltd Emerging Markets South Africa 01/11/2017 Annual Against 6 Apparent failure to link pay and appropriate performance

1170193 ZAE000006896 Sasol Ltd Emerging Markets South Africa 17/11/2017 Annual All For

1175614 ZAE000006896 Sasol Ltd Emerging Markets South Africa 17/11/2017 Special All For

1180516 ZAE000009932 Wilson Bayly Holmes-Ovcon Ltd Emerging Markets South Africa 22/11/2017 Annual Abstain 3.1 Concerns about overall board structure

1177767 ZAE000012084 Shoprite Holdings Ltd Emerging Markets South Africa 30/10/2017 Annual Against 14.1,14.2 Apparent failure to link pay and appropriate performance

1177824 ZAE000012084 Shoprite Holdings Ltd Emerging Markets South Africa 30/10/2017 Special All For

1111698 ZAE000015228 Harmony Gold Mining Company Ltd Emerging Markets South Africa 23/11/2017 Annual Against 14 Issue of equity raises concerns about excessive dilution of existing shareholders

1178420 ZAE000015228 Harmony Gold Mining Company Ltd Emerging Markets South Africa 23/11/2017 Annual Against 14 Issue of equity raises concerns about excessive dilution of existing shareholders

1178292 ZAE000022331 Discovery Limited Emerging Markets South Africa 29/11/2017 Annual Against 5.1,5.2,1

3



1182712 ZAE000024501 RMB Holdings Ltd Emerging Markets South Africa 22/11/2017 Annual Against 5

1.2,1.3

1.1

4





1184543 ZAE000026480 Remgro Ltd Emerging Markets South Africa 29/11/2017 Annual Against 14,15 Apparent failure to link pay and appropriate performance

1170483 ZAE000027405 Group Five Ltd Emerging Markets South Africa 07/11/2017 Annual Against 3,7

2.5

5




1178298 ZAE000028296 Truworths International Ltd Emerging Markets South Africa 02/11/2017 Annual Against 8.1 Apparent failure to link pay & appropriate performance

1177764 ZAE000028320 Cashbuild Limited Emerging Markets South Africa 27/11/2017 Annual All For

1171465 ZAE000028668 Distell Group Ltd Emerging Markets South Africa 27/10/2017 Annual Against 6

3.4

2

1

5






1160976 ZAE000028668 Distell Group Ltd Emerging Markets South Africa 27/10/2017 Court All For

1169273 ZAE000028668 Distell Group Ltd Emerging Markets South Africa 27/10/2017 Special Against 1,1,2,3 Apparent failure to link pay and appropriate performance

1177899 ZAE000030912 Northam Platinum Ltd Emerging Markets South Africa 07/11/2017 Annual Against 5.1,5.2

3.2

3




1177793 ZAE000049433 AVI Ltd Emerging Markets South Africa 02/11/2017 Annual Abstain 2 Concerns to protect shareholder value

1162387 ZAE000058236 Lewis Group Ltd Emerging Markets South Africa 17/10/2017 Annual All For

1172679 ZAE000063863 Woolworths Holdings Ltd Emerging Markets South Africa 28/11/2017 Annual All For

1174185 ZAE000066304 FirstRand Ltd Emerging Markets South Africa 30/11/2017 Annual Against 1,2

2.1

1.2,1.6




1184734 ZAE000066692 Aspen Pharmacare Holdings Ltd Emerging Markets South Africa 07/12/2017 Annual All For

1177457 ZAE000067211 Imperial Holdings Ltd Emerging Markets South Africa 31/10/2017 Annual Abstain 3.5,4.5 Concerns about overall board structure

1177381 ZAE000073441 Murray & Roberts Holdings Ltd Emerging Markets South Africa 02/11/2017 Annual All For

1174989 ZAE000083648 Impala Platinum Holdings Ltd Emerging Markets South Africa 18/10/2017 Annual Against 4,5 Insufficient basis to support a decisionConcerns to protect shareholder value

1181329 ZAE000084992 Exxaro Resources Ltd Emerging Markets South Africa 20/11/2017 Special All For

1170160 ZAE000111829 Aveng Ltd Emerging Markets South Africa 24/11/2017 Annual Against 4,5

3



1183594 ZAE000117321 The Bidvest Group Ltd Emerging Markets South Africa 27/11/2017 Annual All For

1183201 ZAE000123436 Adcock Ingram Holdings Ltd Emerging Markets South Africa 23/11/2017 Annual Against 5,6,2 Apparent failure to link pay and appropriate performance

1182744 ZAE000146932 Assore Ltd Emerging Markets South Africa 24/11/2017 Annual Against 1,2

2,4

Apparent failure to link pay and appropriate performanceInsufficient disclosure


1173699 ZAE000149902 MMI Holdings Ltd Emerging Markets South Africa 24/11/2017 Annual Against 5

2



1174212 ZAE000152377 Clover Industries Ltd Emerging Markets South Africa 28/11/2017 Annual Against 8

2



1175742 ZAE000156238 Tsogo Sun Holdings Ltd. Emerging Markets South Africa 19/10/2017 Annual Against 1,2

3.3

3.2



Lack of independence on boardConcerns related to attendance at board or committee meetings

1172371 ZAE000157046 Holdsport Ltd Emerging Markets South Africa 03/10/2017 Court All For

1183595 ZAE000161832 Super Group Ltd Emerging Markets South Africa 28/11/2017 Annual All For

1176788 ZAE000167714 Capevin Holdings Ltd Emerging Markets South Africa 27/10/2017 Annual Against 3,4 Concerns to protect shareholder value

Meeti

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ID

ISIN

Co

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an

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am

e

Investm

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Reg

ion

Co

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Meeti

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Date

Meeti

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Typ

e

Vo

tin

g A

cti

on

Ag

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da I

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Nu

mb

ers

Vo

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Exp

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1160977 ZAE000167714 Capevin Holdings Ltd Emerging Markets South Africa 27/10/2017 Court All For

1175741 ZAE000167714 Capevin Holdings Ltd Emerging Markets South Africa 27/10/2017 Special Against 1 Apparent failure to link pay and appropriate performance

1175997 ZAE000169553 Niveus Investments Limited Emerging Markets South Africa 01/11/2017 Annual Against 6

3

5,8




1180975 ZAE000171963 KAP Industrial Holdings Ltd. Emerging Markets South Africa 13/11/2017 Annual Against 12.1,12.2 Apparent failure to link pay and appropriate performance

1184541 ZAE000173951 Sibanye-Stillwater Limited Emerging Markets South Africa 04/12/2017 Special All For

1178294 ZAE000177218 Attacq Ltd Emerging Markets South Africa 23/11/2017 Annual All For

1177894 ZAE000179420 Growthpoint Properties Ltd Emerging Markets South Africa 14/11/2017 Annual Against 1.5.1,1.5.2

1.2.1,1.2.3

1.3.2,1.3.3


Lack of independence on boardLack of independent representation at board committees


1178295 ZAE000190542 Texton Property Fund Ltd Emerging Markets South Africa 23/11/2017 Annual Against 1

5



1184735 ZAE000190724 Hyprop Investments Ltd Emerging Markets South Africa 01/12/2017 Annual All For

1177747 ZAE000197455 Montauk Holdings Limited Emerging Markets South Africa 01/11/2017 Annual Against 6

4

5,1

2.1





1176005 ZAE000203063 Emira Property Fund Ltd Emerging Markets South Africa 23/11/2017 Annual Against 4.3

11,12



1175387 ZAE000208963 Stor-Age Property REIT Ltd Emerging Markets South Africa 17/10/2017 Special All For

1177904 ZAE000209557 Resilient REIT Ltd Emerging Markets South Africa 02/11/2017 Annual Against 8,9,4 Apparent failure to link pay and appropriate performance

1175412 ZAE000210688 Rand Merchant Investment Holdings Limited Emerging Markets South Africa 24/10/2017 Written Consent All For

1183118 ZAE000210688 Rand Merchant Investment Holdings Limited Emerging Markets South Africa 22/11/2017 Annual Against 5

4

2

1

1.3,1.5

1.1







1180422 ZAE000216537 BID Corporation Limited Emerging Markets South Africa 09/11/2017 Annual All For

1177890 ZAE000248498 Fortress REIT Ltd Emerging Markets South Africa 01/11/2017 Annual Against 8

4



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