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Draft Development of cyclic p-y curves for laterally loaded pile based on T-bar penetration tests in clay Journal: Canadian Geotechnical Journal Manuscript ID cgj-2015-0358.R1 Manuscript Type: Article Date Submitted by the Author: 16-Feb-2016 Complete List of Authors: Wang, Teng; China University of Petroleum, Department of Offshore Engineering Liu, Wenlong; China University of Petroleum, Department of Offshore Engineering Keyword: cyclic p-y curve, strength degradation, laterally loaded pile, T-bar penetration tests https://mc06.manuscriptcentral.com/cgj-pubs Canadian Geotechnical Journal

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Page 1: cyclic p-y curve, strength degradation, laterally loaded ... · cyclic p-y curve, strength degradation, laterally loaded pile, T-bar penetration tests ... For piles subjected to the

Draft

Development of cyclic p-y curves for laterally loaded pile

based on T-bar penetration tests in clay

Journal: Canadian Geotechnical Journal

Manuscript ID cgj-2015-0358.R1

Manuscript Type: Article

Date Submitted by the Author: 16-Feb-2016

Complete List of Authors: Wang, Teng; China University of Petroleum, Department of Offshore Engineering Liu, Wenlong; China University of Petroleum, Department of Offshore Engineering

Keyword: cyclic p-y curve, strength degradation, laterally loaded pile, T-bar penetration tests

https://mc06.manuscriptcentral.com/cgj-pubs

Canadian Geotechnical Journal

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Development of cyclic p-y curves for laterally loaded pile based on

T-bar penetration tests in clay

Teng Wang(corresponding author)

Department of Offshore Engineering

China University of Petroleum

No. 66, Changjiang West Road, Huangdao District, Qingdao, China

Tel: +86 15165283065

Email: [email protected]

Wenlong Liu

Department of Offshore Engineering

China University of Petroleum

No. 66, Changjiang West Road, Huangdao District, Qingdao, China

Email: [email protected]

Submitted as Technical Paper

Words: 3911 (excluding references and acknowledgement)

Figures: 13

Tables: 3

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Development of cyclic p-y curves for laterally loaded pile based on

T-bar penetration tests in clay

Abstract

Offshore pile foundations are always subjected to cyclic lateral loads, which can result

in the remolding and softening of the surrounding seabed soil. Cyclic T-bar

penetrometer testing provides a rapid and effective method for assessing the remolded

shear strength. It is widely believed that the soil strength degrades with the

accumulation of plastic strain, but the strain cannot be measured. Numerical analysis of

this paper shows that the accumulated plastic displacement of T-bar in a cyclic range

of two diameters is approximately equal to its accumulated displacement. By using

T-bar test data, a cyclic degradation model based on the accumulated (plastic)

displacement is developed to describe the soil strength degradation at a desired depth.

Furthermore, an improved p-y curve model based on cyclic degradation model is

proposed to estimate the lateral response of pile under cyclic loads. The improved p-y

curve model is embedded into the OpenSees program to investigate the cyclic lateral

responses of single soil element and pile. A case study is conducted to verify the

improved p-y curve model by comparing with the published centrifuge experiment data.

Results indicate that the improved p-y curve model based on T-bar tests data is with

high precision and practicability.

Keywords: cyclic p-y curve; strength degradation; laterally loaded pile; T-bar

penetration tests

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Introduction

Coastal and offshore structures supported by pile foundations are always subjected to

cyclic lateral loads due to the harsh environmental conditions, such as earthquake

excitation, wind loads, sea waves or currents. It is observed that large lateral cyclic

displacement may form a gap between pile and soil, and the softening of the soil often

occurs under cyclic loading. For piles subjected to the cyclic lateral loads, one of the

major concerns is the degradation of soil strength under cyclic loading. Matlock et al.

(1978) first proposed the degradation equation to model the stiffness and/or strength

degradation of soil-pile load-transfer curves, i.e. p-y curve under cyclic loadings. The

soil strength was assumed to degrade exponentially with the number of cycles in

Matlock’s degradation equation, and similar degradation equations can be found from

semi-empirically derived p-y curve models (Grashuis et al. 1990; Rajashree and

Sundaravadivelu 1996; Allotey and El Naggar 2008). In addition, Some

semi-theoretically derived p-y curve models (Trochanis et al. 1991; Badoni and Makris

1996; Gerolymos and Gazetas 2005a, 2005b) based on Bouc-Wen degrading hysteretic

model (Bouc 1971; Wen 1976) were successively proposed to describe cyclic p-y

relationships of pile and soil with consideration to loss of strength. Heidari et al.(2013,

2014) extended Allotey et al.’s model (Allotey and El Naggar 2008) by generating p-y

curves based on the strain wedge method (SWM) (Ashour et al. 1998), which can take

account of the basic pile and soil properties, such as pile cross-section shape, pile head

condition, effective unit weight and undrained shear strength. Boulanger et al. (1999)

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developed a dynamic p-y curve model that can take account of the nonlinear soil

behavior, gap formation in cohesive soils, drag force, and soil damping, but this model

cannot consider the degradation of the ultimate lateral capacity. However, the

degradation of existing p-y curves is never explicitly linked to the soil properties. For

example, it might be expected that the ultimate resistance of the cyclic curve would be

the monotonic ultimate resistance divided by the sensitivity. Therefore, an

improvement of this method is necessary and is made in this study.

Full-flow penetrometers (T-bar and ball) are increasingly used recently to obtain the

accurate undrained shear strength and remolded strength characteristics through cyclic

degradation testing in offshore site investigations (Yafrate et al. 2009). Based on the

cyclic T-bar and ball penetration tests in clay, Einav and Randolph (2005) developed a

soil strength degradation model using the accumulated absolute plastic shear strain.

Since the accumulated displacement can be measured directly in cyclic T-bar

penetration tests, a cyclic soil strength degradation model based on the accumulated

displacement from in-situ T-bar testing is developed in this study. By incorporating it

into the Boulanger model (Boulanger et al. 1999), an improved p-y curve model

considering the softening of soil springs is proposed to predict the lateral response of

pile under cyclic loading in soft clay. The improved model is embedded into OpenSees

program (Mazzoni et al. 2007) to simulate cyclic p-y curves of soil elements and cyclic

responses of pile. A case study is conducted to compare the load-displacement curves

of pile simulated using the improved model with the results from the centrifuge

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experiments.

Model description

Boulanger model

Boulanger et al. (1999) developed a dynamic p-y method to analyze seismic

soil-pile-structure interaction. The nonlinear p-y behavior is described by elastic spring

(p-ye), plastic spring (p-y

p), and gap spring (p-y

g). The gap component consists of a

nonlinear closure spring (pc–y

g) in parallel with a nonlinear drag spring (p

d–y

g).

The plastic spring acts rigidly when −������ < � < ������, where �� is the ratio of

�/���� when plastic yielding first occurs in virgin loading. Beyond the rigid range, the

plastic spring is described by

(1) �� = ���� − ���� − ��� � �∙����∙���������

���

where ���� is the ultimate lateral capacity that keeps constant for a certain soil layer;

�� = � and ��� = �� at the start of the current plastic loading cycle; Coefficients �

and � control tangent module of the plastic spring and curve sharpness respectively;

and ��� = 2.5"#�� , where #�� is strain at which 50% of ���� is mobilized in a

compression test.

The nonlinear drag spring which represents the residual resistance of the soil when

the pile moves through the gap can be defined as follows:

(2) �$ = �$���� − %�$���� − ��$& �������'(�)���

)(

where �$ controls the maximum drag force, ��$ = �$ and ��* = �* at the start of the

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current loading cycle.

This model is capable of approximating the p-y relationship for clay recommended

by Matlock (1970) or API (2000) by adjusting the input parameters, including �, �

and �$. The input parameter ���� is based upon the equations given by API (2000):

(3) ���� = +3 + ./012

+ 304 5 6�,89:; < <=

(4) ���� = 96�,89:; ≥ <=

where " is the pile diameter; 6� is the undrained shear strength; @A is the average

effective unit weight; ; is the depth below the ground surface; B is a dimensionless

empirical constant, which is 0.5 for soft clay and 0.25 for medium clay; and

<= = C4D/EF2 �3

≥ 2.5" is the depth from the ground surface to the bottom of the reduced

resistance zone.

The Boulanger model can be flexibly used to model different p-y backbone curves.

The model is written in C++ and incorporated in the OpenSees program (Mazzoni et al.

2007) being developed by the PEER Center. But in the Boulanger model, the soil

strength degradation is not taken into account. Therefore, the ultimate lateral capacity

���� keeps constant under cyclic loads. For this reason, a cyclic strength degradation

model, which is a function of accumulated absolute plastic displacement is presented

in the following section and incorporated in the Boulanger model.

Cyclic degradation model

Based on the cyclic T-bar and ball tests, Einav and Randolph (2005) developed a soil

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strength degradation model, in which the current shear strength is assumed to depend

on the accumulated absolute plastic shear strain ξ, using the following expression:

(5) 12

12,HIHJHKL= M�NO + 1 − M�NO�Q�R S

ST�

where 6� and 6�,U�U�UV� are the current shear strength and initial shear strength of the

soil, respectively. M�NO is the fully remolded strength ratio calculated by inverting the

sensitivity of the soil. WX� represents the cumulative shear strain required for 95%

remolding.

In the cyclic penetrometer tests, the data that can be measured include the number of

cycles, the penetration and extraction displacement, and the soil resistance. But it is

difficult to measure the soil strain. In light of this fact, the current shear strength of the

soil is assumed to depend on the accumulated absolute plastic displacement in current

study. Similar to Eq. (5), a shear strength degradation model based on plastic

displacement is described as:

(6) 12

12,HIHJHKL= M�NO + 1 − M�NO�Q�YZ�K

EJ

where, 6�,U�U�UV� at a certain depth can be measured during the initial penetration of a

T-bar penetrometer, and calculated by dividing the net T-bar penetration resistance [�

by a constant bearing factor \]� = 10.5, which was recommended by Martin and

Randolph (2006). "� is the T-bar diameter, _ is the damage factor fitted with T-bar

test data, and ��V is the accumulated absolute plastic displacement of soil element that

can be measured. Since the initial undrained shear strength 6�,U�U�UV� is measured

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during the first push of T-bar, from when the degradation model takes effect afterwards,

the plastic displacement should be accumulated from the end of the first penetration of

T-bar.

In order to study the relation of the accumulated plastic displacement and the total

displacement in a T-bar test, cyclic movement of T-bar in homogeneous soil is

simulated with a p-y element developed by Boulanger et al. (1999) in this paper. As

there is no gap forming during the cyclic movement of full-flow penetrometer, the

displacement of the soil has only two components: the plastic displacement �� and

elastic displacement �N. The plastic displacement �� can be expressed as the sum of

displacement of plastic spring and gap spring in the Boulanger model. Fig. 1 presents

the evolution of the total displacement � and the plastic displacement �� by

modeling T-bar tests at different displacement amplitudes �V . Correspondingly,

comparisons between the accumulated absolute plastic displacement ��V and the

accumulated absolute total displacement ��V are made in Fig. 2 and Fig. 3. It can be

observed that ��V is very close to ��V for the cyclic T-bar penetration with a

displacement amplitude �V exceeding one diameter or more. Therefore, this paper

argues that ��V can be replaced with ��V for the T-bar test with a cyclic range

exceeding one diameter, which is sufficient to meet the requirements of fitting the

damage factor with the accumulated absolute displacement of T-bar.

This study assumes that the maximum width of damage influence zone is two

diameters of T-bar, and the center line of the damage influence zone is identical with

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that of the cyclic movement zone, as shown in Fig. 4, where the horizontal axis

indicates the normalized time and ` is the cycle period. Hodder et al. (2009) also made

the similar assumption for determining the damage influence zone of cyclic T-bar tests.

Therefore, the accumulated absolute plastic displacement ��V should only be

calculated in the range of the damage influence zone.

Based on the above discussion, this study argues that the accumulated absolute

plastic displacement for cyclic T-bar tests with displacement amplitudes over one

diameter can be described by the following equation:

(7) ��V = 4\"�

where \ is the number of T-bar penetration and extraction cycles. The equation

indicates that the accumulated absolute plastic displacement is approximately equal to

the accumulated absolute total displacement in the assumed damage influence zone.

This is due to that the elastic displacement is very small and can be neglected with

respect to the plastic displacement when the displacement amplitude exceeds one

diameter. Zhang et al. (2010) made the same assumption for estimating the

accumulated absolute plastic displacement of T-bar.

For cyclic T-bar tests at a certain depth, _ can be obtained by fitting the soil strength

degradation curve with Eq. (6) and (7). In order to examine the applicability of the

cyclic degradation model, four groups of T-bar penetration data are fitted. Table 1

summaries the details of the relevant data given by Sahdi (2013), Hodder et al. (2009)

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and Boylan et al. (2007). These fitted curves are presented in Fig. 5, which correlate

well with the experimental data.

Improved p-y curve model

The effect of soil softening under cyclic loading is not taken into account in the

existing Boulanger model (Boulanger et al. 1999). Therefore, this study combines

Boulanger model with the above cyclic degradation model. Rather than a constant, the

ultimate lateral capacity ���� is a variable that depends on the accumulated absolute

plastic displacement of the soil element. The improved p-y curve model updates ���� at

every time step by the following equation:

(8) pult

=Npsu=Npsu,initial +δrem+%1-δrem&Q�YZ�KE 5

where Np is the bearing capacity factor.

It has been argued that the lateral p-y curve provided by API (2000) underestimates

the ultimate lateral capacity of soft soil and the proposed value of \� is conservative

(Jeanjean 2009; Zhang et al. 2010). Based on centrifuge test results and finite element

analysis, Jeanjean (2009) modified an empirical function proposed by Murff and

Hamilton (1993) for the calculation of \�, and the equation was presented as follows:

(9) \� = \c − \'Q�SdE

where \c is the limiting value at depth, \c − \'� is the intercept at the soil surface

(\c = 12, \' = 4 for the smooth pile). The parameter ξ is taken to be a linear

function of e, which is described by

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(10) ξ = 0.25 + 0.05λ, e < 6

(11) ξ = 0.55, e ≥ 6

(12) e = 12�12h∙4

where 6�� is the shear strength intercept at the soil surface, 6�c is the linear rate of

increase of strength with depth. Jeanjean’s (2009) empirical equations are adopted in

this paper to simulate the cyclic lateral responses of pile.

This study modifies the OpenSees code (Mazzoni et al. 2007) by applying the

improved p-y curve model to analyze the cyclic loading response of a shaft. In this

subsection, the cyclic p-y curves of the single soil element considering the effect of soil

softening are simulated at different displacement amplitudes �V and load amplitudes

�V. The simulation is based on the improved and original p-y curve model, respectively.

The parameters of the soil element and pile are given in Table 2. Fig. 6 presents that the

soil strength decreases cycle by cycle due to the accumulation of the plastic

displacement in the improved p-y curve model, while the cyclic p-y curves modeled by

the original p-y curve model indicate that the soil strength keeps constant. Fig. 6 (d)

indicates that for the improved p-y curve model, the degradation rate of the ultimate

lateral capacity declines gradually with the number of cycles increasing, and tends to

remain steady after a number of cycles. Fig. 6 also shows that the larger the

displacement amplitude �V is, the faster the degradation rate is. This is due to the fact

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that the enlarged displacement amplitude leads to the rapid growth of the accumulated

plastic displacement, which worsens the degradation of the soil strength. In comparison,

the variation of the displacement amplitude has no impact on the soil strength in the

original p-y curve model. Fig. 7 (a) and (b) present that when the cyclic load of a fixed

amplitude �V acts on a soil element, the maximum displacement per cycle extends

with the number of cycles for the improved p-y curve model, because the soil strength is

further mobilized by enlarging displacement of soil spring to make up for the

degradation of soil strength. In comparison, the maximum displacement per cycle

keeps constant for the original p-y curve model. Fig. 7 (c) displays that the soil element

only performs the elastic behavior for the cyclic loading with smaller amplitude, which

results in a constant maximum displacement. Fig. 7 (a) and (d) indicate that, for the load

amplitude �V = 0.75�����, the cyclic analysis stops when the ultimate lateral capacity

���� reduces to 0.75�����, because the soil resistance cannot increase to the load

amplitude by enlarging the displacement.

Practical operation procedure

In order to model the lateral response of single pile under cyclic loading based on

the improved p-y curve model, this paper proposes a practical operation procedure, as

illustrated in Fig. 8. The practical operation procedure has three steps:

• The data of soil strength degrading with displacement at different depths can be

obtained by cyclic T-bar penetration tests;

• The parameters of the cyclic degradation model can be obtained by fitting the

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T-bar tests data;

• The load-displacement curves of the pile connected to a series of soil springs can

be simulated by the improved p-y curve model.

Case study

A case study is conducted to validate the applicability of the improved p-y curve

model. A full scale testing program was reported in Zhang et al. (2010), which involved

a series of centrifuge model tests of the lateral response of a fixed-head single rigid pile

in soft clay. The soil conditions are characterized by cyclic T-bar penetration tests. The

damage coefficient α of the proposed cyclic degradation model is obtained by fitting

their degradation curve of cyclic T-bar test in this study. Then, the load-displacement

curve of the single rigid pile is simulated based on the improved p-y curve model.

Parameter fitting based on cyclic degradation model

Zhang et al. (2010) conducted the centrifuge model tests at a centrifuge acceleration

of 50 g along the centerline of a strongbox in the beam centrifuge at the University of

Western Australia (UWA). The characteristics of pile and soil are summarized in Table

3. The T-bar tests were carried out using a T-bar with a diameter of 5 mm (0.25 m at

prototype scale, for the test acceleration of 50 g). The sensitivity of the soil is

approximately 2.5, so the fully remolded strength ratio M�NO is 0.4. The T-bar

penetration resistance during the test is shown in Fig. 9. By fitting cyclic T-bar data

based on the proposed cyclic degradation model and the assumption of calculating ��V,

the estimated damage factor α is 0.268.The fitted degradation curve is presented in Fig.

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10.

Validation of the improved p-y curve model

Two-way cyclic lateral loading tests were carried out on a hollow circular aluminum

tube with an outer diameter of 12 mm (0.6 m in prototype scale), a wall thickness of 1

mm (0.05 m in prototype scale), a total length of 90 mm (4.5 m in prototype scale), and

a embedment depth of 60 mm (3 m in prototype scale) (Zhang et al. 2010). Cyclic pile

tests were conducted under displacement control of pile head. The measured shear

strength profile was expressed by an approximate exponential form: 6� = 2.2 +

3.3;�.X. The empirical equations (9) ~ (12) proposed by Jeanjean (2009) are adopted to

estimate the bearing capacity factor \� . The depth of the bottom of the reduced

resistance zone <= can be calculated by the equation recommended by API (2000),

and the coefficient of drag force �$ increasses linearly from 0.1 to 1 with depth in the

reduced resistance zone.

Fig. 11 compares the calculated cyclic p-y curve with the experimental results of

Zhang et al. (2010). The lateral load of pile head k is normalized by the product of the

projected vertical area l" = 1.8m', and the average shear strength 6�,Vo = 6.75kPa

over the depth of embedment. The horizontal displacement �O in the middle of the pile

is normalized by the pile diameter ". Due to the lack of the T-bar tests data and that the

sensitivities of the soil at different depths in the centrifuge are approximately identical,

a vertical array of soil elements adjacent to the pile are assumed to have the same the

damage factor α = 0.268. In fact, owing to the complexity of soil layers in the field,

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the damage factors should vary with the depth. As shown in Fig. 11, the calculated

results correlate well with the experimental data by setting the coefficients � = 2.5 and

� = 1. This study argues that it is necessary to modify three key coefficients that

control the maximum drag force, the tangent module of the plastic spring and the curve

sharpness, respectively, for simulating the load-displacement curves of the rigid pile.

Performance examination of model

In order to further examine the performance of the improved model, the normalized

load-displacement curve of pile at a fixed displacement amplitude is modeled. The

parameters of soil-pile model are identical to those for the above case. In Fig. 12, �s is

the displacement of the pile head. The normalized pile head load at a given

displacement amplitude declines as the further cyclic movement of pile due to the

degradation of soil strength caused by the growing accumulated plastic displacement.

Moreover, the normalized cyclic p-y curves of the soil elements connected to pile

elements at different depths are displayed in Fig. 13. It can be found that the

displacement amplitudes of soil springs decreases with the increasing depth, and the

corresponding degradation rates decline gradually due to the reduction of the

accumulated plastic displacement per cycle. It can also be observed that the gap effect

is more obvious for the upper soil layers. Fig. 13 (d) presents that there is no the

formation of gap when the displacement amplitude is relatively smaller.

Conclusion

A cyclic degradation model based on the accumulated absolute plastic displacement

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is proposed to investigate the damage mechanism of soil strength in this study. By

incorporating the cyclic degradation model into the Boulanger model, an improved p-y

curve model based on T-bar tests data is developed to study the response of laterally

loaded piles subjected to cyclic loading. Analyses show that the accumulated plastic

displacement of the penetrometer in a cyclic range of two diameters is sufficient to

approximate the accumulated displacement. The damage influence zone in the cyclic

movement of T-bar is also assumed to be cyclic range of two diameters for calculation

of the accumulated absolute plastic displacement. This study argues that the plastic

displacement beyond the damage influence zone has only little impact on the soil

strength in concerned location. This study embeds the improved p-y curve model into

the OpenSees program (Mazzoni et al. 2007) to simulate cyclic p-y curves. It is

convenient and low-cost calculation for simulating cyclic lateral response of pile based

on the OpenSees platform. The improved p-y curve model is proved to be very efficient

to present the soil strength degradation by modeling the cyclic lateral responses of soil

element and pile. In the case study, the excellent agreement between the theoretical

predictions and the measured data shows the practicability of the proposed model. It is

revealed that the simulation of the load-displacement curves of a single pile is

controlled by the comprehensive influence of three coefficients. This study suggests

that for the purpose of obtaining the damage factor of the proposed cyclic degradation

model, the cyclic displacement amplitude should be at least one diameter in T-bar

penetration tests for geological exploration. By considering the effect of soil strength

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degradation, the lateral response of a single pile under cyclic loading can be more

precisely predicted by the proposed model.

Acknowledgment

Financial support from the National Natural Science Foundation of China (Grant

Nos. 51179201) and the Fundamental Research Funds for the Central Universities is

gratefully acknowledged.

References

Allotey, N., and El Naggar, M.H. 2008. Generalized dynamic Winkler model for

nonlinear soil-structure interaction analysis. Canadian Geotechnical Journal, 45(4):

560-573. doi:10.1139/T07-106.

API 2000. Recommended practice for planning, designing and constructing fixed

offshore platforms–working stress design, American Petroleum Institute,

Washington, D.C.

Ashour, M., Norris, G., and Pilling, P. 1998. Lateral loading of a pile in layered soil

using the strain wedge model. Journal of geotechnical and geoenvironmental

engineering, 124(4): 303-315. doi:10.1061/(ASCE)1090-0241(1998)124:4(303).

Badoni, D., and Makris, N. 1996. Nonlinear response of single piles under lateral

inertial and seismic loads. Soil Dynamics and Earthquake Engineering, 15(1):

29-43. doi:10.1016/0267-7261(95)00027-5.

Bouc, R. 1971. Modele Mathematique d’ Hysteresis. Acustica, 24(3): 16-25.

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Boulanger, R.W., Curras, C.J., Kutter, B.L., Wilson, D.W., and Abghari, A. 1999.

Seismic soil-pile-structure interaction experiments and analyses. Journal of

Geotechnical and Geoenvironmental Engineering, 125(9): 750-759.

doi:10.1061/(ASCE)1090-0241(1999)125:9(750).

Boylan, N., Long, M., Ward, D., Barwise, A., and Geogious, B. 2007. Full-flow

penetrometer testing in Bothkennar clay. In Proceedings of the 6th International

Offshore Site Investigation and Geotechnics Conference: Confronting New

Challenges and Sharing Knowledge, London, UK. 11-13 September 2007. Society

of Underwater Technology, pp. 177-186.

Einav, I., and Randolph, M.F. 2005. Combining upper bound and strain path methods

for evaluating penetration resistance. International Journal for Numerical Methods

in Engineering, 63(14): 1991-2016. doi:10.1002/nme.1350.

Gerolymos, N., and Gazetas, G. 2005a. Phenomenological model applied to inelastic

response of soil-pile interaction systems. Soils and foundations, 45(4): 119-132.

Gerolymos, N., and Gazetas, G. 2005b. Constitutive Model for 1-D Cyclic Soil

Behaviour Applied To Seismic Analysis of Layered Deposits. Soils and

Foundations, 45(3): 147-159.

Grashuis, A.J., Dietermann, H.A., and Zorn, N.F. 1990. Calculation of cyclic response

of laterally loaded piles. Computers and Geotechnics, 10(4): 287-305.

doi:10.1016/0266-352X(90)90019-R.

Heidari, M., Jahanandish, M., El Naggar, H., and Ghahramani, A. 2013. Nonlinear

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cyclic behavior of laterally loaded pile in cohesive soil. Canadian Geotechnical

Journal, 51(2): 129-143. doi:10.1139/cgj-2013-0099.

Heidari, M., El Naggar, H., Jahanandish, M., and Ghahramani, A. 2014. Generalized

cyclic p–y curve modeling for analysis of laterally loaded piles. Soil Dynamics and

Earthquake Engineering, 63: 138-149. doi:10.1016/j.soildyn.2014.04.001.

Hodder, M., White, D., and Cassidy, M. 2009. Analysis of soil strength degradation

during episodes of cyclic loading, illustrated by the T-Bar penetration test.

International Journal of Geomechanics, 10(3): 117-123.

doi:10.1061/(ASCE)GM.1943-5622.0000041.

Jeanjean, P. 2009. Re-assessment of py curves for soft clays from centrifuge testing and

finite element modeling. In Proceedings of the 2009 Offshore Technology

Conference, Houston, Texas. 4-7 May 2009. Offshore Technology Conference,

Houston, pp. 1-23.

Martin, C.M., and Randolph, M.F. 2006. Upper-bound analysis of lateral pile capacity

in cohesive soil. Géotechnique, 56(2): 141-146.

Matlock, H. 1970. Correlations for design of laterally loaded piles in soft clay. In

Proceedings of the 2nd Offshore Technology Conference, Houston, Texas. 22-24

April 1970. Offshore Technology Conference, Houston, pp. 577-594.

Matlock, H., Foo, S.H., and Bryant 1978. Simulation of lateral pile behavior under

earthquake motion. In Proceedings of the Specialty Conference on Earthquake

Engineering and Soil Dynamics, Pasadena, Calif. 19-21 June 1978. American

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Society of Civil Engineers, New York, pp. 600-619.

Mazzoni, S., McKenna, F., Scott, M.H., and Fenves, G.L. 2007. OpenSees Command

Language Manual. Pacific Earthquake Engineering Research Center. University of

California, Berkeley.

Murff, J.D., and Hamilton, J.M. 1993. P-ultimate for undrained analysis of laterally

loaded piles. Journal of Geotechnical Engineering, 119(1): 91-107.

doi:10.1061/(ASCE)0733-9410(1993)119:1(91).

Rajashree, S., and Sundaravadivelu, R. 1996. Degradation model for one-way cyclic

lateral load on piles in soft clay. Computers and Geotechnics, 19(4): 289-300.

doi:10.1016/S0266-352X(96)00008-0.

Sahdi, F. 2013. The changing strength of clay and its application to offshore pipeline

design. Ph.D. thesis, University of Western Australia, Perth, Australia.

Trochanis, A.M., Bielak, J., and Christiano, P. 1991. Simplified model for analysis of

one or two piles. Journal of Geotechnical Engineering, 117(3): 448-466.

doi:10.1061/(ASCE)0733-9410(1991)117:3(448).

Wen, Y.-K. 1976. Method for random vibration of hysteretic systems. Journal of the

engineering mechanics division, 102(2): 249-263.

Yafrate, N., DeJong, J., DeGroot, D., and Randolph, M. 2009. Evaluation of remolded

shear strength and sensitivity of soft clay using full-flow penetrometers. Journal of

geotechnical and geoenvironmental engineering, 135(9): 1179-1189.

doi:10.1061/(ASCE)GT.1943-5606.0000037.

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Zhang, C., White, D., and Randolph, M. 2011. Centrifuge modeling of the cyclic lateral

response of a rigid pile in soft clay. Journal of Geotechnical and Geoenvironmental

Engineering, 137(7): 717-729. doi:10.1061/(ASCE)GT.1943-5606.0000482.

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Figure captions

Fig. 1. Evolution of total displacement and plastic displacement in the simulation of

T-bar tests with different displacement amplitudes

Fig. 2. Evolution of accumulated absolute total displacement and plastic

displacement of T-bar: (a) �V = "�; (b) �V = 0.5"�; (c) �V = 0.1"�

Fig. 3. Proportion of the accumulated plastic displacement at different displacement

amplitudes (the number of cycles is 10)

Fig. 4. Damage influence zone

Fig. 5. Cyclic degradation model comparison against experimental data: (a), (b)

data from Sahdi (2013); (c) data from Hodder et al. (2009); (d) data from Boylan et al.

(2007)

Fig. 6. Comparison of normalized cyclic p-y curves at different displacement

amplitudes: (a) �V = 0.25"; (b) �V = 0.5"; ( (c) �V = 0.75"; ( (d) degradation of

the ultimate lateral capacity

Fig. 7. Comparison of normalized cyclic p-y curves at different load amplitudes: (a)

�V = 0.75����� ; (b) �V = 0.5����� ; (c) �V = 0.25����� ; (d) degradation of the

ultimate lateral capacity

Fig. 8. Practical operation procedure

Fig. 9. Cyclic T-bar penetrometer test

Fig. 10. Cyclic degradation model comparison against experimental data

Fig. 11. Comparison of computed and experimental normalized load-displacement

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curves of rigid pile

Fig. 12. Normalized load-displacement curve of rigid pile at a fixed displacement

amplitude

Fig. 13. Normalized cyclic p-y curves of soil elements at different depths: (a) at soil

surface; (b) depth = 1.25"; (c) depth = 2.5"; (d) depth = 3.75"

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Table 1. T-bar penetration data and fitted results.

Data sources Depth (m) ��(m) �� α

Sahdi (2013) 2.05 0.25 2.2 0.288

Sahdi (2013) 3.8 0.5 2.3 0.275

Hodder et al. (2009) 2.375 0.25 2.38 0.307

Boylan et al. (2007) 3.5 0.04 5 0.288

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Table 2. Parameters of soil element and pile.

Description Symbol Value

Initial ultimate lateral capacity of soil

(kPa)

����� 8.91

Soil sensitivity �� 2.5

Strain at which 50% of the soil strength is

mobilized in a compression test

��� 0.01

Pile diameter (m) 0.25

Damage factor 0.3

Coefficient of drag force �� 1

Coefficient that controls tangent module

of the plastic spring

5

Coefficient that controls curve sharpness � 10

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Table 3. Parameters of soil-pile model.

Description Symbol Value

Shear strength (kPa) su 2.2 + 3.3��.�

Soil sensitivity � 2.5

Strain at which 50% of the soil strength is

mobilized in a compression test

�� 0.01

Pile diameter (m) � 0.6

Total length of pile (m) 4.5

Embedment length of pile (m) 3

Damage factor � 0.268

Bearing capacity factor �� 12 − 4���.���

Coefficient of drag force �� 0.3� + 0.1

Coefficient that controls tangent module

of the plastic spring

� 1

Coefficient that controls curve sharpness � 2.5

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Draft-1.2

-1

-0.8

-0.6

-0.4

-0.2

0

0.2

0.4

0.6

0.8

1

1.2

0 1 2 3

Norm

alized displacement, y/yaor yp/ya

Normalized time, t

y/yayp/ya, ya=Dt

yp/ya,

ya=0.5Dt

yp/ya,

ya=0.1Dt

Fig. 1. The evolution of total displacement and

plastic displacement in the simulation of T-bar tests

with different displacement amplitudes

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0

5

10

15

20

25

30

35

40

45

0 5 10 15

No

rmo

lize

d d

isp

lace

men

t, y

ta/D

t o

r y

pa/D

t

Number of cycles, N

yta/Dt

ypa/Dt

(a)

0

5

10

15

20

25

0 5 10 15N

orm

oli

zed

dis

pla

cem

ent,

yta

/Dt o

r y

pa/D

t

Number of cycles, N

yta/Dt

ypa/Dt

(b)

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

0 5 10 15

No

rmo

lize

d d

isp

lace

men

t, y

ta/D

t o

r y

pa/D

t

Number of cycles, N

yta/Dt

ypa/Dt

(c)

Fig. 2. Evolution of accumulated absolute total displacement and plastic displacement of T-bar: (a) �� = ��; (b) �� = 0.5��; (c) �� = 0.1��

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0.65

0.7

0.75

0.8

0.85

0.9

0.95

1

0 0.5 1

ypa/yta

ya/Dt

Fig. 3. Proportion of the accumulated plastic

displacement at different displacement amplitudes

(the number of cycles is 10)

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0

1

2

0 1 2 3 4 5 6

Norm

alized displacement, y/D

t

Normalized time, t/T

damage influence

zone

damage influence

zone

center

line

Fig. 4. Damage influence zone

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0.6

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1

1.2

0 2 4 6 8 10 12

Norm

alize

d u

ndra

ined

shea

r st

rength

, s u

/su,initia

l

Accumulated plastic displacement, ypa(m)

Cyclic T-bar data

Cyclic degradation model

0

0.2

0.4

0.6

0.8

1

1.2

0 5 10 15 20 25

Norm

alize

d u

ndra

ined

shea

r st

rength

, s u

/su,initia

l

Accumulated plastic displacement, ypa(m)

Cyclic T-bar data

Cyclic degradation model

0

0.2

0.4

0.6

0.8

1

1.2

0 2 4 6 8 10

Norm

alize

d u

ndra

ined

shea

r st

rength

, s u

/su,initia

l

Accumulated plastic displacement, ypa(m)

Cyclic T-bar data

Cyclic degradation model

0

0.2

0.4

0.6

0.8

1

1.2

0 0.5 1 1.5 2

Norm

alize

d u

ndra

ined

shea

r st

rength

, s u

/su,initia

l

Accumulated plastic displacement, ypa(m)

Cyclic T-bar data

Cyclic degradation model

(a) (b)

(c) (d)

Fig. 5. Cyclic degradation model comparison against experimental data: (a), (b) data from Sahdi (2013); (c) data from Hodder et al.

(2009); (d) data from Boylan et al. (2007)

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-1.5

-1

-0.5

0

0.5

1

1.5

-1 -0.5 0 0.5 1

Norm

alized lateral resistance, p/p

ult0

Normalized displacement, y/D

Original

Improved

-1.5

-1

-0.5

0

0.5

1

1.5

-0.3 -0.2 -0.1 0 0.1 0.2 0.3

Norm

alized lateral resistance, p/p

ult0

Normalized displacement, y/D

Original

Improved

-1.5

-1

-0.5

0

0.5

1

1.5

-0.6 -0.4 -0.2 0 0.2 0.4 0.6

Norm

alized lateral resistance, p/p

ult0

Normalized displacement, y/D

Original

Improved

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

1.1

0 2 4 6 8 10

Norm

alized ultim

ate lateral capacity, pult/p

ult0

Number of cycles, N

Improved, ya/D=0.5

Improved, ya/D=0.75

Improved, ya/D=0.25

Original

(a) (b)

(c) (d)

Fig. 6. Comparison of normalized cyclic p-y curves at different displacement amplitudes: (a) �� = 0.25�; (b) �� = 0.5�; (c) �� = 0.75�; (d)

degradation of the ultimate lateral capacity

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Draft-1

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-0.25 -0.15 -0.05 0.05 0.15 0.25

Norm

alized lateral resistance, p/p

ult0

Normalized displacement, y/D

Original

Improved

-1

-0.5

0

0.5

1

-0.03 -0.02 -0.01 0 0.01 0.02 0.03 0.04

Norm

alized lateral resistance, p/p

ult0

Normalized displacement, y/D

Original

Improved

-0.5

-0.25

0

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-0.01 -0.005 0 0.005 0.01

Norm

alized lateral resistance, p/p

ult0

Normalized displacement, y/D

Original

Improved

0.7

0.75

0.8

0.85

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0.95

1

1.05

0 2 4 6 8 10

Norm

alized ultim

ate lateral capacity, pult/p

ult0

Number of cycles, N

Improved, pa=0.75pult0

Improved, pa=0.5pult0

Original

Improved, pa=0.25pult0

(a) (b)

(c) (d)

Fig. 7. Comparison of normalized cyclic p-y curves at different load amplitudes: (a) �� = 0.75���; (b) �� = 0.5���; (c)�� = 0.25���; (d)

degradation of the ultimate lateral capacity

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Pile

q

z

zm-D

zm+D

zm ypa=4NDt

T-bar penetration test Parameter fitting based on cyclic

degradation model

Numerical simulation based

on the improved p-y curve

model

Pile head load

su/su,initial

ypa

Fig. 8. Practical operation procedure

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0.5

1

1.5

2

2.5

3

3.5

4

-10 -5 0 5 10 15

Embedment, z(m)

Net penetration resistance, q(kPa)

Fig. 9. Cyclic T-bar penetrometer test

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Draft0

0.2

0.4

0.6

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1

1.2

0 5 10 15

Norm

alize

d u

ndra

ined

shea

r st

rength

, s u

/su,initia

l

Accumulated plastic displacement, ypa(m)

Cyclic T-bar data

Cyclic degradation

model

Fig. 10. Cyclic degradation model comparison against experimental

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Draft-8

-6

-4

-2

0

2

4

6

8

-0.5 0 0.5

Norm

alized lateral head load, H/(LDs u

,av)

Normalized displacement, ym/D

Computed

Experimental

Fig. 11. Comparison of computed and experimental normalized

load-displacement curves of rigid pile

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-6

-4

-2

0

2

4

6

8

-0.5 0 0.5

Norm

alized lateral head load, H/(LDs u

,av)

Normalized lateral head displacement,

yh/D

Fig. 12. Normalized load-displacement curve of rigid pile at a fixed displacement amplitude

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0

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Norm

alliz

ed late

ral re

sist

ance

, p/p

ult0

Normalized displacement, y/D

-1

-0.8

-0.6

-0.4

-0.2

0

0.2

0.4

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1

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Norm

alliz

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ance

, p/p

ult0

Normalized displacement, y/D

-1

-0.8

-0.6

-0.4

-0.2

0

0.2

0.4

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1

-0.3 -0.2 -0.1 0 0.1 0.2 0.3

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alliz

ed late

ral re

sist

ance

, p/p

ult0

Normalized displacement, y/D

-1

-0.8

-0.6

-0.4

-0.2

0

0.2

0.4

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0.8

1

-0.4 -0.2 0 0.2 0.4

Norm

alliz

ed late

ral re

sist

ance

, p/p

ult0

Normalized displacement, y/D

(a) (b)

(c) (d)

Fig. 13. Normalized cyclic p-y curves of soil elements at different depths: (a) at soil surface; (b) depth = 1.25�; (c) depth = 2.5�; (d) depth =

3.75�

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