curren opin genet devel 2001
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In plants, double-stranded RNA can silence genes by
triggering degradation of homologous RNA in the cytoplasmand by directing methylation of homologous nuclear DNA
sequences. Analyses ofArabidopsismutants and plant viral
suppressors of silencing are unraveling RNA-silencing
mechanisms, which require common proteins in diverse
organisms, and are assessing the role of methylation in
transcriptional and posttranscriptional gene silencing.
Addresses*Institute of Molecular Biology, Austrian Academy of Sciences,Billrothstrasse 11, A-5020 Salzburg, AustriaDepartment of Biological Sciences, University of South Carolina,Columbia, South Carolina 29208, USA
e-mail: [email protected]: MA Matzke; e-mail: [email protected]
Current Opinion in Gene tics & De velopment 2001, 11 :221227
0959-437X/01/$ see front matter 2001 Elsevier Science Ltd. All rights reserved.
AbbreviationsdsRNA double-stranded RNAHC-Pro helper component proteinaseH D G S homology-dependent gene silencingIR inverted repeatN M D nonsense-mediated decayPTGS posttranscriptional gene silencingPVX potato virus XRdDM RNA-directed DNA methylationRdRP RNA-directed RNA polymeraseRNAi RNA interferencesm g suppressor with morphogenetic effect on genitaliaTG S transcriptional gene silencing
IntroductionEpigenetic silencing effects that rely on recognition of
nucleic acid sequence homology at either the DNA or RNA
level have been identified in plants, fungi and animals [14].
In plants, RNA has been implicated in two types of homology-
dependent gene silencing (HDGS). Posttranscriptional
gene silencing (PTGS), which is similar to quelling in
Neurospora crassa [5] and RNA interference (RNAi) in ani-
mals [6,7], involves targeted degradation of homologousRNAs in the cytoplasm. At the genome level, RNA can
induce the epigenetic modification of homologous DNA
sequences through the process of RNA-directed DNA
methylation (RdDM) [8]. The mechanisms of these differ-
ent modes of HDGS and the characteristics of the RNAs
involved are being actively investigated.
We focus here on evidence that double-stranded RNA
(dsRNA) plays a dual role in plant gene silencing by initi-
ating both the RNA-degradation step of PTGS and
RdDM. This conclusion derives from work during the past
year on PTGS-defective Arabidopsis thaliana mutants and
on viral suppressors of PTGS as well as experiments show-
ing that transcriptional gene silencing (TGS) and promoter
methylation can be triggered by dsRNA. The emerging
view is that many cases of HDGS at both the transcrip-tional and posttranscriptional levels in plants can be
attributed to the action of dsRNA.
Advances in posttranscriptional genesilencing: a modelAlthough the ability of dsRNA molecules to trigger degra-
dation of homologous RNAs (RNAi) was recognized first
in Caenorhabditis elegans [7], it has become clear from
shared molecular features and gene products that PTGS in
plants, which was discovered more than a decade ago [1],
also involves dsRNA. Unifying studies in plants and
Drosophila have shown that silencing is accompanied by
the accumulation of small RNAs (2125 nucleotides) of
both sense and antisense orientation that are homologous
to the silenced locus or input dsRNA [9,10,11].
Silencing can be triggered locally and then spread through
the organism in plants and C. elegans, and between nuclei
in heterokaryotic strains ofNeurospora via a mobile silenc-
ing signal, the existence of which also supports a conserved
mechanism [6,12].
Several classes of gene products required for PTGS, quelling
and RNAi have been identified to date (Table 1)
[1316,1719,20,21]. So far, only one essential gene,
SGS3 which shows no similarity with any knownprotein is unique to plants [17]. The identities of the
required proteins suggest possible features common to these
processes: the synthesis and amplification of dsRNA,
unwinding of dsRNA, and targeting of mRNAs after binding
to the ribosome (Table 1). The cellular RNA-directed RNA
polymerase (RdRP) plays a central role in PTGS and is
required even in RNAi systems where the process is induced
directly by exogenously supplied dsRNA [20]. InArabidopsis,
RdRP is required for transgene-induced PTGS where one
possible function is the synthesis of cRNA from aberrant
RNA templates, leading to the formation of dsRNA.
However, it appears to be dispensable for virus-induced local
gene silencing, where dsRNA is produced by the viral RdRP[18]. PTGS can thus be separated into two branches that
differ in their requirement for the cellular RdRP (Figure 1).
Mode of action of viral suppressors ofposttranscriptional gene silencingMany plant viruses encode proteins that suppress gene
silencing [22], reflecting the natural role of PTGS as an
antiviral defense. Different viral suppressors act at distinct
steps in PTGS [22,23] and can help to elucidate the silenc-
ing pathway. Two of these viral suppressors, the helper
component proteinase (HC-Pro) of potyviruses and the
p25 cellcell movement protein of potato virus X (PVX),have been particularly informative about the underlying
mechanisms of PTGS.
RNA-based silencing strategies in plantsMarjori A Matzke*, Antonius JM Matzke*, Gail J Pruss and Vicki B Vance
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222 Chromosomes and expression mechanisms
A prominent feature of PTGS suppression by HC-Pro is
the absence of the small RNAs associated with silencing
([24]; A Mallory, V Vance, unpublished data). In addition,
grafting experiments have shown that HC-Pro suppression
of PTGS does not interfere with either the production or
movement of the silencing signal but prevents the plantfrom responding to that signal (A Mallory, VB Vance,
unpublished data). Thus, HC-Pro suppression of PTGS
occurs downstream of the mobile silencing signal at a step
preceding the accumulation of the small RNAs (Figure 1).
A study using the yeast two-hybrid system has identified a
plant calmodulin-related protein (termed rgs-CaM) that
interacts with HC-Pro [25]. rgs-CaM, like Hc-Pro itself,
suppresses gene silencing and might, therefore, be a cellu-
lar intermediary of HC-Pro suppression of PTGS
(Figure 1). Because calmodulin and related proteins nor-
mally act by binding calcium and subsequently activating
target proteins, HC-Pro suppression of PTGS possibly
occurs via activation of rgs-CaM and its unknown target
protein (Figure 1).
In contrast to HC-Pro, the PVX p25 protein appears to sup-
press PTGS by targeting the mobile silencing signal. Using
a virus that could replicate but not move, it was shown that
a mobile silencing signal is produced in PVX-induced
PTGS, as in transgene-induced PTGS. However, the sys-
temic silencing induced by PVX could not be detectedunless the p25 coding region was either deleted or modi-
fied [26]. The simplest interpretation of these results
suggests a model in which the PVX p25 protein blocks
PTGS by suppressing only the cellular RdRP branch of
the pathway (Figure 1). HC-Pro, however, suppresses both
branches of the silencing pathway [27], suggesting that it
affects a step downstream of the junction of the two
branches (Figure 1).
Small RNAs: mobile silencing signal?The small sense and antisense RNAs associated with silenc-
ing derive from cleavage of dsRNA [11] and both
polarities are thought to incorporate into a ribonuclease,
serving as a guide to find homologous target RNAs
[10,28,29]. Small RNAs accumulate during both virus-
and transgene-induced gene silencing, indicating conver-
gence of these two branches of silencing before the
formation of the sequence-specific ribonuclease (Figure 1).
It was proposed originally that the small RNAs associated
with PTGS might be the mobile signal that spreads silenc-
ing throughout the organism [9]. Two lines of evidence
contradict this idea. First, HC-Pro suppression of silencing
interferes with accumulation of the small RNAs but does
not eliminate either the production or movement of the
silencing signal (A Mallory, VB Vance, unpublished data).Second, the PVX p25 protein interferes with the mobile
silencing signal, but does not affect the accumulation of
small RNAs produced in the viral RdRP dependent branch
of PTGS [26]. Although the identity of the mobile signal
remains unknown, the viral suppressor studies suggest that
the signal is a precursor of the small RNAs (Figure 1).
Aberrant RNAs and substrates forRNA-dependent RNA polymeraseAlthough a requirement for RdRP in PTGS phenomena is
undisputed, the nature of the substrates for this enzyme is not
fully clear [5]. In plants, dsRNA that triggers PTGS can be
produced in the nucleus by transcription through invertedDNA repeats (IRs) [3033] (Figure 1) or through the action of
RdRP, which is postulated to use pre-existing dsRNA [34] or
aberrant sense RNAs as templates for the synthesis of anti-
sense RNAs [5]. Although not yet defined, aberrant RNAs are
presumed to be either improperly spliced or terminated, per-
haps because of epigenetic modifications that interfere with
normal processing [1,5,35]. Aberrant RNAs that are miss-
pliced and polyadenylated irregularly have been detected in
a chalcone synthase PTGS system in petunia [36]. Antisense
constructs probably also produce RNAs that feed into the
dsRNA-induced degradation pathway [37,38].
A new aspect of silencing processes is the possible link with
nonsense-mediated decay (NMD), an evolutionarily conserved
Table1
Cellular proteins involved in PTGS.
Protein Mutant name/organism Possible roles
RdRp qde1/Neurospora[13] 1. Synthesis of cRNAsde1/Arabidopsis[18] 2. Amplification of dsRNA
sgs2/Arabidopsis [17] 3. Signaling of methylation
ego1/C. elegans[20] 4. Synthesis of mobilesignal5. Development6. Viral defense
eIF2C-like qde2/Neurospora[21] 1. Target PTGS toribosomes
rde1/C. elegans[16] 2. Signaling of methylation
ago1/Arabidopsis [19] 3. Development
RecQ DNA qde3/Neurospora[14] 1. Unwinding dsRNA
helicaseRNase D-like mut-7/C. elegans[15] 2. Transposon defenseRNA helicase mut-6/Chlamydomonas 3. Ribonucleaseactivity [40]4. Nuclear step?
Coiled-coil Sgs3/Arabidopsis[17] 1. Signaling of protein methylation
2. Viral defense
NMD Proteins smg2/C. elegans[39] 1. ATPase/ helicase/RNA
smg5/C. elegans[39] binding (smg2)smg6/C. elegans[39] 2. Dephosphorylation
of SMG2 (smg5/smg6)
rgs-CaM Nicotiana tabacum[25] 1. Suppression of PTGS2. Development
ago1, argonaute1; ego1 , enhancer of glp-1; qde, quelling defective;rde, RNA interference deficient; rgr-CaM, regulator of gene silencing-calmodulin-like protein; sde, silencing defective; sgs, suppressor of
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RNA-based silencing strategies in plants Matzke et al. 223
pathway in which mRNAs that contain a premature stop codon
are selectively degraded. Three out of six differentsmg(sup-
pressor with morphogenetic effect on genitalia) genes required forNMD in C. elegans were found to be required for persistence of
RNAi [39]. One of these genes,smg-2, is homologous to yeast
Upf1, which encodes an adenosine triphosphatase with RNA-
binding and helicase properties. A DEAH-box RNA helicase
(Mut6) that is involved in degrading misspliced and non-
polyadenylated transcripts was also shown to be required for
transgene and transposon silencing in the unicellular green alga
Chlamydomonas reinhardtii[40]. These results suggest a partial
overlap between NMD and RNAi/PTGS pathways and
provide new insights for unraveling the PTGS pathway.
RNA-directed DNA methylationRdDM was first discovered with viroids, which are plant
pathogens consisting solely of noncoding, highly base-paired,
rod-shaped RNAs several hundred nucleotides in length.
During viroid infection of tobacco, viroid cDNA copies
integrated into nuclear DNA became methylated de novo,implicating replicating viroid RNA in DNA modification
[41]. RdDM of nuclear transgenes has been observed
recently in plants infected with cytoplasmic RNA viruses
carrying transgene sequences [42,43] and in a nonpatho-
genic transgenic system [44]. RdDM results in dense
methylation at most symmetrical and nonsymmetrical
cytosines within the region of homology between the
inducing RNA and the target DNA [45]. DNA targets as
short as 30 bp can be modified [46]. Whereas previous
models for methylation associated with HDGS invoked
DNADNA pairing, which triggers methylation of
sequence duplications in some fungi [3], RdDM provides
an alternate means to induce the sequence-specific methy-
lation observed in both PTGS and TGS.
Figure 1
A model for RNA-based transcriptional andposttranscriptional silencing. Steps involvingdsRNA and steps that are affected by viralsuppressors of PTGS and in various PTGS
mutants are shown. TGS may be triggereddirectly by transcription of inverted repeatsequences in the nucleus and methylation ofhomologous promoter regions in the genome.In addition, dsRNA and other aberrant RNAsformed in the nucleus may be transported to thecytoplasm and enter the PTGS pathway. Twomodes of dsRNA production lead to PTGS inthe cytoplasm: first, virus-induced genesilencing mediated by the viral RdRP, andsecond, transgene-induced gene silencingmediated by the cellular RdRP. The dsRNA fromeither of these sources can be targeted by aputative dsRNA specific ribonuclease whichgenerates 2125 nucleotide RNAs of bothpolarities (small RNAs). These small RNAs are
incorporated into a ribonuclease and act asguides for sequence-specific degradation ofhomologous RNAs. dsRNA from the cytoplasmmay trigger methylation of homologous genomicsequences presumably by transfer of a signalmolecule into the nucleus. Similarly, PTGS canbe induced locally and then spread throughoutthe organism via production and transport of amobile silencing signal. The identity of thesignaling molecule(s) that induces methylationand systemic PTGS is unknown but is likely toincorporate an RNA component, possiblydsRNA as shown here or processed forms ofdsRNA, such as the small RNAs. HC-Prosuppresses gene silencing at a step upstream
of the accumulation of the small RNAs butdownstream of the mobile silencing signal,probably via activation of an endogenouscellular suppressor of PTGS, rgs-CaM. ThePVX p25 suppressor of PTGS prevents theaccumulation and/or transport of the mobilesilencing signal, probably by interfering with thecellular RdRP branch of the pathway.
Mobile signal,dsRNA
QDE-2, RDE-1, AGO1?SMG-2?Ribosome
Aberrant RNA
CellularRdRP PVX
p25
Transgene
Promoter Coding
TGS PTGS
Methylation
dsRNA
Invertedrepeat
Nucleus
Virus RNA
dsRNA
Viral
RdRP
Small RNAs
Sequence-specificnuclease
PTGS
mRNAtarget
Current Opinion in Genetics & Development
HC-Pro( rgs-CaM ?) Cytoplasm
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224 Chromosomes and expression mechanisms
RNA-directed DNA methylation, double-stranded RNA and transcriptional gene silencingThe ability of viroids and RNA viruses, which produce
dsRNA replication intermediates, to trigger RdDM suggest-
ed a general requirement for dsRNA in this process. This has
been confirmed in a transgenic TGS system involving pro-moter RNAs. A double-stranded RNA transcribed from an
IR containing promoter sequences was able to trigger de novo
methylation and silencing of homologous promoters in trans
[47]. The promoter dsRNA was degraded to small RNAs
~23 nucleotides in length, indicating that it entered the same
degradation pathway as dsRNAs involved in PTGS. In a sep-
arate study, a cytoplasmic RNA virus vector carrying 35S
promoter sequences was able to induce methylation and
TGS of nuclear transgenes under the control of the 35S pro-
moter inNicotiana benthamiana [43]. dsRNA thus provides a
common molecular link between RdDM, which can lead to
TGS if promoter sequences are involved, and the RNA
degradation step of PTGS. Although additional studies are
needed to assess the generality of dsRNA-mediated promot-
er methylation, preliminary work suggests that at least some
endogenous plant promoters can be silenced by this method
(W Aufsatz, AJM Matzke, unpublished data).
Methylation and posttranscriptional genesilencingMethylation in either coding or transcribed regions of trans-
genes has been detected in many cases of PTGS in plants
[1]. The triggers for de novo methylation and whether
methylation is the cause, consequence, or unrelated to
PTGS are uncertain in most cases [30,42,43,48]. The rele-vance of methylation and whether it is induced by RdDM
or other signals probably differ for various PTGS systems.
Methylation is not required for RNAi in invertebrates that
do not methylate their DNA or for quelling in Neurospora,
which has a sparsely methylated genome [49]. In contrast,
PTGS in plants can be released when transgene methyla-
tion is reduced by drug treatment [50] or in methylation and
chromatin structure mutants ofArabidopsis (H Vaucheret,
personal communication). Moreover, transgene methylation
is reduced in plants mutant for RdRP [51], AGO-1 [19],
and SGS-3 [17] (Table 1). These findings suggest that the
establishment and/or maintenance of PTGS might require
DNA epigenetic modifications. Interestingly, despite thedispensability of methylation for quelling in Neurospora, a
nuclear step is suggested by the requirement for a RecQ
DNA helicase, QDE3 [5,14] (Table 1).
Mechanism of RNA-directed DNA methylationThe mechanism of RdDM is unknown but is assumed to
involve RNADNA interactions based on sequence homol-
ogy [8]. The minimal DNA target size for RdDM of 30 bp
opens the possibility that the 2125 nucleotide RNA degra-
dation products of dsRNA could be responsible for
directing de novo methylation. The small RNAs could con-
ceivably guide the DNA methyl transferase to unmodified
homologous DNA sequences, similar to what has been pro-
posed for the RNase involved in the mRNA-degradation
step of PTGS [10,28,29]. Conflicting results have been
obtained with HC-Pro, which suppresses PTGS by
preventing the accumulation of small RNAs. HC-Pro-
expressing plants either did ([43]; A Mallory, VB Vance,
unpublished data) or did not [24] maintain methylation of a
PTG-silenced transgene. Additional studies with HC-Prousing other PTGS systems and cases of RNA-mediated
TGS, in which the silenced phenotype is not reversed by
HC-Pro ([52]; MA Matzke, MF Mette, unpublished data),
will establish whether small RNAs are indeed essential for
the initiation and maintenance of RdDM or whether intact
dsRNA is involved.
Natural roles of RNA-based silencing: hostdefense and developmentRNA-based silencing mechanisms, which are effective at
the genome level and in the cytoplasm, are able to combat
parasitic sequences that have an RNA genome (RNA
viruses) or a dsRNA replication intermediate (some trans-
posable elements) [53]. The host defense function of
RNA-mediated silencing is demonstrated by the increased
sensitivity ofArabidopsis PTGS mutants to some viruses
[17] and the mobilization of transposons in RNAi
mutants of C. elegans [15,16] and in the Mut6 mutant of
Chlamydomonas [40]. Methylation, possibly triggered by
RdDM, is required to subdue at least some retrotrans-
posons inArabidopsis [54].
Apart from an enhanced susceptibility to viral infection,
Arabidopsis sgs/sde mutants appear normal [17,18]. In
contrast, Arabidopsis ago1 mutants exhibit marked devel-opmental abnormalities and are infertile [19]. Similarly,
expression of HC-Pro or overexpression of rgs-CaM causes
developmental aberrations in Nicotiana species [25]
(Table 1). In C. elegans, ego1 mutants are sterile as a result
of defects in germline development [20] (Table 1).
Therefore, although the PTGS pathway appears to be as a
whole dispensable for development, the phenotypic irreg-
ularities found in a subset of cases where silencing is
blocked suggest that PTGS/RNAi and development share
common enzymes or pathways [19].
Conclusions and outlook
The convergence on dsRNA as a molecular trigger in vari-ous types of HDGS is a departure from previous models,
which frequently invoked DNADNA pairing and posited
distinct mechanisms for PTGS and TGS. This strict sepa-
ration is becoming untenable as the involvement of
dsRNA and DNA methylation in both types of silencing is
increasingly recognized. Continued use of methylation and
chromatin structure mutants will clarify how epigenetic
modifications influence the initiation and maintenance of
PTGS and RNA-mediated TGS. The identification of
additional genes unique to plants, such as SGS3 [17] will
reveal plant-specific features of RNA-based silencing.
The generation of RdDM mutants in Arabidopsis and the
identification of endogenous DNA-target sequences will
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RNA-based silencing strategies in plants Matzke et al. 225
help to establish the mechanism and natural roles of this
process. RNA helicases are potential candidates for the
RdDM machinery as it is likely that RNADNA pairing
requires a single-stranded RNA that is complementary to
target DNA [46]. RdDM might provide the key for under-
standing viroid pathogenicity if plant genes that share30 bp or more of sequence homology with viroids are
found [46].
The potential for using viral suppressors of PTGS to piece
together silencing pathways and to identify cellular com-
ponents is just beginning to be realized. On the basis of the
patterns of suppression they produce, some viral suppres-
sors affect silencing differently from either HC-Pro or PVX
p25 and are likely to define additional steps in the PTGS
pathway. For example, the obligatory nuclear localization
of the cucumber mosaic virus 2b protein [55] should help
to identify steps of PTGS that occur in the nucleus.
Determining the extent to which PTGS and RdDM con-
tribute to normal plant development, and not just host
defense, is one of the most exciting prospects for the future.
The powerful tools provided by viral suppressors of silencing
and the steadily growing collection of silencing-defective
mutants promise a continuation of the rapid progress that has
become the norm in plant gene silencing research.
UpdateThe work referred to as H Vaucheret, personal communi-
cation, has now been published [56].
AcknowledgementsWe thank B Bass, D Baulcombe, J Carrington, H Cerutti, C Cogoni,H Vaucheret and P Waterhouse for sending preprints, H Vaucheret forcommunicating unpublished results, F Mette and W Aufsatz for commentson the manuscript, and T Smith for assistance with the figure. MM and AMacknowledge financial support from the Austrian Fonds zur Frderung derwissenschaftlichen Forschung (Z21-MED) and the European Union(Contract BIO4-CT96-0253). VV acknowledges financial support from theUSDA NRI Competitive Grants Program, Plant Pathology and GeneticMechanisms Panels, and from Akkadix Corporation, La Jolla, California.
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HC-Pro, originally shown to suppress PTGS, is here tested for its ability tosuppress two different trans-TGS systems that are based on promotersequence homology. Trans-silencing of target genes driven by both the35S promoter and the nopaline synthase promoter was maintained in HC-Pro-expressing plants, demonstrating that TGS is not affected by this viralsuppressor of PTGS. It remains to be seen whether methylation ofTG-silenced target promoters is also affected in the presence of HC-Pro.
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with transgenic lines containing 35S-GUS reporter genes silenced by TGSor PTGS. Both ddm1 and met1 mutations efficiently released TGS and sto-chastically released PTGS during development. These results show thatDNA methylation and chromatin structure are common regulators of TGSand PTGS.
Now in pressThe work referred to as A Mallory, VB Vance, unpublished data, is now inpress:
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