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    Creating Places for People

    an urban design protocol for Australian cities

    FINAL DRAFT

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    Final Draft: October 2011

    Who should read this document?

    The Urban Design Protocol is intended for anybody who has an interest in our built environment.

    Broadly, there are two audiences for this Protocol:

    1. Decision makers and professionals whose actions affect the urban environment, including: Elected representatives and officers in Commonwealth, State and Local government Consultants and practitioners whose work has an impact on urban design, including

    planning, development, architecture, landscape architecture, engineering, law and

    finance.

    This audience should make particular reference to the model processes for creating high

    quality urban environments, and the outcomes that these processes are seeking to achieve.

    2. The general public (individuals and community groups) who are affected by the builtenvironment. This audience should make specific reference to the outcomes that is, the

    aims and principles described in this document and how this might affect them.

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    Creating Places for People

    an urban design protocol for Australian cities

    INTRODUCTION 4

    Relationship with other policies and guidelines 5

    DEFINING WORLD-CLASS URBAN DESIGN 7

    AIM AND PRINCIPLES 8

    Design Principles about Place: prosperity + sustainability 10

    Design Principles for People: liveability 11

    Principles about leadership and governance 12

    MODEL PROCESSES 13

    ELEMENTS OF URBAN DESIGN 15

    APPENDIX A: URBAN DESIGN PROTOCOL ON A PAGE 17

    APPENDIX B: NATIONAL URBAN POLICY 18

    .

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    Cairns Esplanade redevelopment, winner of the 2003 Australia Award for Urban Design.

    By Cox Raynor and Tract Consultants. Image courtesy of Cairns Regional Council

    INTRODUCTION

    Urban design occurs across all parts of a city, from the inner city to the middle suburbs and outer

    metropolitan fringes. Urban design is relevant from the largest to the smallest scale developments,

    whether they are city-wide transport and infrastructure networks, urban infill projects, regional

    towns, new suburban developments, shopping malls, office blocks, university campuses or hospitals.

    The quality of our neighbourhoods and towns have a significant impact on our daily lived experience

    and, consequently, urban design makes a valuable contribution to our economy, our natural and

    built environments, and the liveability of our cities.

    The basis for the Urban Design Protocol (the Protocol) is to encourage world-class urban design. This

    is drawn from an agreement by the Council of Australian Governments, between each of the States

    and Territories, to undertake reforms in capital city strategic planning systems to ensure Australian

    cities are globally competitive, productive, sustainable, liveable and socially inclusive and are wellplaced to meet future challenges and growth. (COAG 2009)

    1

    Nine criteria are listed in the COAG agreement. The Urban Design Protocol addresses Criterion 8: To

    encourage world-class urban design and architecture. The Protocol identifies what urban design is in

    the Australian context, and provides a framework to define, implement, measure and improve best

    practice to deliver on COAGs criterion.

    Although the agreement applies specifically to Australias capital cities, there is a recognition that

    regional cities and towns can benefit by sharing best practice knowledge and encouraging better

    quality planning and design of the built environment.

    1www.coagreformcouncil.gov.au/agenda/cities.cfm

    First life, then spaces, then buildings:

    the other way around never works

    Jan Gehl

    http://www.coagreformcouncil.gov.au/agenda/cities.cfmhttp://www.coagreformcouncil.gov.au/agenda/cities.cfmhttp://www.coagreformcouncil.gov.au/agenda/cities.cfmhttp://www.coagreformcouncil.gov.au/agenda/cities.cfm
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    Relationship with other policies and guidelines

    Our Cities, Our Future: a national urban policy for a productive sustainable and liveable future

    (National Urban Policy, available at www.majorcities.gov.au) is the Australian Governments

    strategic policy document for the eighteen major cities of Australia. It articulates the role of the

    Australian Government in facilitating better outcomes in our cities, whether through direct

    investment or in partnership with key stakeholders. Appendix B summarises the National UrbanPolicy goals and objectives. One of the actions arising from the National Urban Policy was a

    commitment to develop an urban design protocol.

    Many jurisdictions at State, Territory and Local government level already have in place their own

    guidelines and protocols related to planning and urban design. Figure 1 illustrates a line of sight

    from the National Urban Policy down to neighbourhood and street level.

    Other guidelines and tools that also operate across the national platform including Healthy Spaces

    and Places a national guide to designing places for healthy living (www.healthyplaces.org.au)2

    and

    the sustainability rating tools soon to be released by the Green Building Council of Australia for

    Green Star Communities (www.gbca.org.au/green-star/green-star-communities) and the

    Australian Green Infrastructure Council (www.agic.net.au).

    The Protocol is intended to complement these materials by providing a national framework in the

    context of the COAG planning reforms and National Urban Policy. It is intended to be supported by

    further guidance on best practice, urban design concepts, and case studies.

    Paddington Reservoir Gardens, joint winner of the 2009 Australia Award for Urban Design. By Tonkin

    Zulaikha Greer Architects and James Mather Delaney Design. Image courtesy of City of Sydney.

    2Developed by the Australian Local Government Association, in partnership with the National Heart Foundation and Planning Institute of

    Australia, supported with funding from Department of Health and Ageing

    http://www.majorcities.gov.au/http://www.majorcities.gov.au/http://www.majorcities.gov.au/
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    Figure 1: Line of Sightfrom national level to street level

    Thinking about urban design, strategic and statutory planning at different scales helps put them in context. Theelements of urban design are illustrated next to the scale of planning at which they are commonly addressed.

    Concept adopted from Next Generation Planning, published by the Council of Mayors (SEQ), 2011

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    DEFINING WORLD-CLASS URBAN DESIGN

    Urban Design Urban design is concerned with the arrangement, appearance and function of

    our suburbs, towns and cities. It is both a process and an outcome of creatinglocalities in which people live, engage with each other, and engage with the

    physical place around them.

    Urban design involves many different disciplines including planning,

    development, architecture, landscape architecture, engineering, economics,

    law and finance, among others.

    Urban design operates at many scales, from the macro scale of the urban

    structure (planning, zoning, transport and infrastructure networks) to the

    micro scale of street furniture and lighting. When fully integrated into policy

    and planning systems, urban design can be used to inform land use planning,

    infrastructure, built form and even the socio-demographic mix of a place.

    Urban design can significantly influence the economic, environmental, social

    and cultural outcomes of a place:

    Urban design can influence the economic success and socio-economiccomposition of a locality whether it encourages local businesses and

    entrepreneurship; whether it attracts people to live there; whether the

    costs of housing and travel are affordable; and whether access to job

    opportunities, facilities and services are equitable.

    Urban design determines the physical scale, space and ambience of aplace and establishes the built and natural forms within which individual

    buildings and infrastructure are sited. As such, it affects the balancebetween natural ecosystems and built environments, and their

    sustainability outcomes.

    Urban design can influence the social and cultural impacts of a locality:how people interact with each other, how they move around, and how

    they use a place.

    Although urban design is often delivered as a specific project, it is in fact a

    long-term process that continues to evolve over time. It is this layering of

    building and infrastructure types, natural ecosystems, communities and

    cultures that gives places their unique characteristics and identities.

    The section Elements of Urban Design provides further definitions relating tourban design in the Australian context.

    World-class World-class refers to something that is of an international standard ofexcellence. It engenders standard-setting in terms of design, performance,

    quality, satisfaction and value when benchmarked against the best

    developments, products or processes in the world.

    The objective of the urban design protocol is to encourage world-class urban

    design across all parts of our suburbs, towns and cities, from the most iconic

    projects to everyday projects and situations.

    http://www.businessdictionary.com/definition/term.htmlhttp://www.businessdictionary.com/definition/design.htmlhttp://www.businessdictionary.com/definition/performance.htmlhttp://www.businessdictionary.com/definition/quality.htmlhttp://www.businessdictionary.com/definition/value.htmlhttp://www.businessdictionary.com/definition/value.htmlhttp://www.businessdictionary.com/definition/quality.htmlhttp://www.businessdictionary.com/definition/performance.htmlhttp://www.businessdictionary.com/definition/design.htmlhttp://www.businessdictionary.com/definition/term.html
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    AIM AND PRINCIPLES

    The Urban Design Protocol is founded on five pillars: prosperity, sustainability, liveability, leadership

    and design excellence. When integrated together, these pillars form the aim of the Protocol:

    To create prosperous, sustainable and liveable

    places for people

    through leadership and the

    integration of design excellence

    Figure 2: Pillars of the Urban Design Protocol

    Twelve basic principles underpin the Protocol. These are divided into eight principles about design

    (outcomes) and four principles about leadership and governance (process). These principles, which

    are described in the next section, are interrelated with the five foundation pillars of the Protocol, as

    illustrated in the matrix in Figure 3.

    Prosperous

    LiveableSustainable

    world class

    Urban

    Design

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    Figure 3: Aim and Principles of the Urban Design Protocol

    What is being achieved (outcome) How its achieved (process)

    Aim Prosperity Sustainability Liveability Leadership Design

    Creates prosperous, sustainable and

    liveable places for people, through

    leadership and the integration of

    design excellence

    Enhances

    economic

    prosperity +

    living

    affordability

    Fosters

    environmental

    responsibility

    Cultivates

    healthy +

    cohesive

    communities

    Demonstrates

    visionary

    leadership +

    governance

    Integrates

    design +

    embraces

    excellence

    Design principles about place: prosperity + sustainability

    EnhancingEnhances local economy,

    environment + community

    Connected

    Connected, bothphysically and socially

    DiverseDiversity of options

    and experiences

    EnduringSustainable, enduring

    and resilient

    Design principles about people: liveability

    ComfortableComfortable and

    welcoming

    VibrantVibrant, with people

    around

    SafeFeels safe

    WalkableEnjoyable and easy to walk

    + cycle around

    Principles about leadership and governance

    ContextWorks within the planning,

    physical and social context

    ExcellenceExcellence, innovation

    and collaboration

    EngagementEngages with stakeholders

    CustodianshipConsiders custodianship,

    management +

    maintenance over time

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    Design Principles about Place: prosperity + sustainability

    Creates the context for people to engage with the place

    Principles Outcomes Attributes - How it helps to achieve world-class urban design

    Enhancing Enhances the

    local economy,

    environment and

    community

    It respects the needs and aspirations of the local communitywho live and work there

    It creates opportunities for people to prosper and businesses tothrive

    It sustains and enhances the natural environmentIt enhances the built environment visually, physically, and

    functionally

    It celebrates the unique characteristics of the place, its heritage,culture and community, that create a sense of place and identity

    Connected Connected, both

    physically andsocially

    It is well connected to surrounding areasYou can see where you are and where you are goingThere is a range of transport options, including public transport,

    walking and cycling

    It is connected to places with jobs, schools, shops, facilities andservices

    It is connected with the past the heritage of a place and withthe community and its culture

    It feels connected with the natural environmentDiverse Diversity of

    options and

    experiences

    Each locality has its unique character and qualitiesThere is a range of facilities, services and activitiesDespite the diversity, there is an overall harmonious blendThere is a rich range of experiences how you move around andinteract with others, what buildings and spaces look and feel

    like, and what things you can do

    You can take different routes depending on your mood, or ifyoure visiting different places on your way

    There is biodiversity in the flora and faunaEnduring Sustainable,

    enduring and

    resilient

    Things are built to last, where appropriate theyre made ofrobust materials, are designed well and theres a sense of quality

    It is visually and aesthetically pleasing as well as practicalThe place is well-maintained and cared forIt is designed to save resources such as water, energy and

    materials, and minimises its impact on the environmentThe place can evolve and adapt over time

    Enhances the local

    economy,environment andcommunity

    Enhancing

    Connected, both

    physically andsocially

    Connected

    Diversity of options

    and experiences

    Diverse

    Sustainable,

    enduring andresilient

    Enduring

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    Design Principles for People: liveability

    Creates the context for people to engage with each other

    Principles Outcomes Attributes - How it helps to achieve world-class urban design

    Comfortable Comfortable

    and welcoming

    It feels comfortable to walk through, sit, stand, play, talk, read, or justrelax and contemplate

    It is not too exposed to unpleasant noise, wind, heat, rain, traffic orpollution

    You can freely use the place, or at least part of it, without having topay

    You can be yourself and feel included as part of the communityVibrant Vibrant, with

    people around

    You can see that there are other people around People are enjoying themselves and each others company There are places to meet and interact, play, explore, recreate and

    unwind

    Overall it is a place you want to visit, experience, or live inSafe Feels safe You feel safe and secure, even at night or on your own

    There arent signs of decay such as graffiti, rubbish, weeds or derelictplaces

    Roads and paths are safe for adults and children to walk or ride theirbikes

    Walkable Enjoyable and

    easy to walk +

    cycle around

    Prioritises people walking or riding before vehiclesEasy to get around on foot, bike, wheelchair, pushing a pram or

    wheeling luggage

    Buildings and streets feel like theyre the right size and type for thatplace

    Encourages physical activity and social interaction, and promotes ahealthy lifestyle

    Comfortable andwelcoming

    Comfortable

    Vibrant, withpeople around

    Vibrant

    Feels safe

    Safe

    Enjoyable and easyto walk + cyclearound

    Walkable

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    Principles about leadership and governance

    Principles Processes Attributes - How it helps achieve world-class urban design

    Context Works within theplanning, physical

    and social context

    Sets, or works within the context of, a strategic planningframework for designing and decision-making

    Integrates with the physical environment including itstopography, biodiversity, landscape and views, existing

    streets and buildings, and infrastructure

    Incorporates the heritage, culture and historical context ofsurrounding communities and places

    Recognises the impact of different aspects of building onurban design outcomes, from major infrastructure such as

    airports and railways, to small scale projects and buildings

    Excellence Fosters excellence,

    innovation and

    collaboration

    Prioritises best practice planning, design, engineering,procurement and maintenance

    Integrates design, and design expertise, from the earlieststages of a plan or project through to completion

    Engages competent, skilled professionals to design anddeliver on projects

    Engagement Engages withstakeholders

    Acknowledges that urban design is about creating places forpeople

    Engages people in the development of their communityAdopts a multi-disciplinary and collaborative approach to

    urban design

    Custodianship Considers

    custodianship,

    management and

    maintenance over

    time

    Recognises that communities, environments and cities arecontinually evolving and adapting

    Considers the wider environmental, social and economic costsand benefits of development, operations, maintenance and

    disposal

    Ensures that the design of a place is appropriate for itsongoing maintenance, operations and upkeep

    Incorporates climate change mitigation and adaptationstrategies

    Works within theplanning, physicaland social context

    Context

    Fosters excellence,innovation andcollaboration

    Excellence

    Engages withstakeholders

    Engagement

    Considerscustodianship ,management and

    maintenance overtime

    Custodianship

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    MODEL PROCESSES

    Well-designed urban places can only be achieved by adopting an integrated design approach where multi-

    disciplinary teams work collaboratively at all stages of a project, from design through to procurement,

    implementation, operation and maintenance. Good model processes prioritise design excellence through

    leadership, teamwork and integrated processes.Whilst the urban design process is unique to each project, it involves some common components:

    CONTEXT The project is should be undertaken within the context of a strategic planning

    framework. It should respond to the National Urban Policy objectives

    (Appendix B) and the Urban Design Protocol, as well as the relevant State,

    Territory, and local authority strategic and statutory plans and guidelines

    (refer Figure 1: Line of Sight).

    A strategic planning framework documents and coordinates social, economic

    and environmental urban intervention priorities. Strategic plans are

    implemented through a variety of mechanisms including: statutory planning

    instruments and policies, infrastructure plans and service delivery plans.

    EXCELLENCE through:

    Leadership A process that embraces design excellence requires visionary leadership. Oneway of encouraging this is to appoint a client-side project leader and ensure

    that delivering high quality urban design outcomes is a key accountability. For

    larger projects, consider a design champion within the project team, capability

    based selection, design competition and /or independent design review.

    Collaboration Urban design excellence is dependent on multidisciplinary teams comprisingof consultants with appropriate skills and experience. Ensure the project team

    includes professionals with good physical and spatial design skills includingland use planners, urban designers, landscape architects, architects and

    engineers as appropriate.

    Integratedprocesses

    Invest up front in quality, integrated processes:

    Develop a vision of the outcomes that the project seeks to achieve Write a detailed and balanced brief, setting out performance criteria Undertake high quality place-based analysis Develop at variety of realistic and varied options (potentially through an

    enquiry by design process) that meet the brief

    Consult relevant stakeholders and communities at appropriate stages Evaluate options against performance criteria and Urban Design Protocol

    principles and attributes

    Develop the preferred option through an iterative design process, anddocument decision making

    Document the preferred option Select the procurement method, ensuring that procurement processes do

    not reduce design quality and monitor throughout the implementation of

    the project to ensure outcomes are achieved

    Evaluate outcomes with reference to the Urban Design Protocolprinciples, and document areas for improvement or future rectification

    Design culture Foster a culture which critically assesses urban design, builds design literacy,shares its best examples and rewards design excellence.

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    ENGAGEMENT Relevant stakeholders, including the broader community, should provide

    input and feedback at key stages of the process. They can help to develop the

    vision, review design options and provide feedback during public exhibition.

    CUSTODIANSHIP Ensure that systems are in place for ongoing operations and management, to

    ensure the place is well-maintained and sustainable in the long term.

    Geelong Youth Activity Precinct, joint winner of the 2010 Australia Award for Urban Design.

    By City of Greater Geelong.

    Inner Northern Busway, joint winner of the 2010 Australia Award for Urban Design.

    By BVN Architecture and Queensland Department of Transport.

    http://www.bvn.com.au/projects/inner_northern_busway_brisbane.html?OpenDocument&idx=&pcat=&tpl=ext
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    ELEMENTS OF URBAN DESIGN

    This section provides basic explanations for terms that are commonly used for urban design in the

    Australian context.

    Figure 4 shows the approximate hierarchical relationship between the elements of urban form, followed

    by a brief definition of each of the elements.

    Figure 4: Elements of urban formmacro to micro scale

    Urban structure The overall framework of a region, town or precinct, showing relationships

    between zones of built forms, land forms, natural environments, activitiesand open spaces. It encompasses broader systems including transport and

    infrastructure networks.

    Urban grain The balance of open space to built form, and the nature and extent of

    subdividing an area into smaller parcels or blocks. For example a fine urban

    grain might constitute a network of small or detailed streetscapes. It takes

    into consideration the hierarchy of street types, the physical linkages and

    movement between locations, and modes of transport.

    Urban Structure

    Urban Grain

    Density + Mix

    Height + Massing

    Streetscape + Landscape

    Facade +

    Interface

    Details +Materials

    Socialandecono

    icfabric

    Scl

    li

    l

    r

    y,

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    Density + mix The intensity of development and the range of different uses (such as

    residential, commercial, institutional or recreational uses).

    Height + massing The scale of buildings in relation to height and floor area, and how they

    relate to surrounding land forms, buildings and streets. It also incorporatesbuilding envelope, site coverage and solar orientation. Height and massing

    create the sense of openness or enclosure, and affect the amenity of

    streets, spaces and other buildings.

    Streetscape + landscape The design of public spaces such as streets, open spaces and pathways, and

    includes landscaping, microclimate, shading and planting.

    Facade + interface The relationship of buildings to the site, street and neighbouring buildings

    (alignment, setbacks, boundary treatment) and the architectural expressionof their facades (projections, openings, patterns and materials).

    Details + materials The close-up appearance of objects and surfaces and the selection of

    materials in terms of detail, craftsmanship, texture, colour, durability,

    sustainability and treatment. It includes street furniture, paving, lighting

    and signage. It contributes to human comfort, safety and enjoyment of the

    public domain.

    Public Realm Much of urban design is concerned with the design and management ofpublicly used space (also referred to as the public realm or public domain)

    and the way this is experienced and used. The public realm includes the

    natural and built environment used by the general public on a day-to-day

    basis such as streets, plazas, parks, and public infrastructure. Some aspects

    of privately owned space such as the bulk and scale of buildings, or gardens

    that are visible from the public realm, can also contribute to the overall

    result. At times, there is a blurring of public and private realms, particularly

    where privately owned space is publicly used.

    Topography, landscapeThe natural environment includes the topography of landforms, water

    and environment courses, flora and fauna whether natural or introduced. It may be in the

    form of rivers and creeks, lakes, bushland, parks and recreational facilities,

    streetscapes or private gardens, and is often referred to as green

    infrastructure.

    Social + economic fabric The non-physical aspects of the urban form which include social factors

    (culture, participation, health and well-being) as well as the productive

    capacity and economic prosperity of a community. It incorporates aspects

    such as demographics and life stages, social interaction and support

    networks.

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    APPENDIX A: Urban Design Protocol on a page

    Aim: to create prosperous,

    sustainable and liveable places for

    people, through leadership and the

    integration of design excellence

    Urban design incorporates:

    Outcomes described in theeight design principles

    Processes described in thefour principles about

    leadership and governance.

    DESIGN PRINCIPLES ABOUT PLACE: Prosperity + Sustainability

    DESIGN PRINCIPLES FOR PEOPLE: Liveability

    PRINCIPLES ABOUT LEADERSHIP + GOVERNANCE

    Enhances the localeconomy,environment andcommunity

    Enhancing

    Connected, bothphysically andsocialy

    Connected

    Diversity of optionsand experiences

    Diverse

    Sustainable,enduring andresilient

    Enduring

    Comfortable andwelcoming

    Comfortable

    Vibrant, withpeople around

    Vibrant

    Feels safe

    Safe

    Enjoyable and easyto walk + cyclearound

    Walkable

    Works within theplanning, physicaland social context

    Context

    Fosters excellence,innovation andcollaboration

    Excellence

    Engages withstakeholders

    Engagement

    Considerscustodianship,management andmaintenance overtime

    Custodianship

    Prosperous

    LiveableSustainable

    world class

    Urban

    Design

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    APPENDIX B: National Urban Policy

    Our Cities, Our Future: a national urban policy for a productive sustainable and liveable future presents

    the Australian Governments agenda for a long term, national framework to guide policy development

    and public and private investment in cities. It articulates a set of goals, objectives and underlying

    principles to guide this agenda. Seewww.majorcities.gov.aufor further information.

    Goals Objectives Principles

    Productivity To harness the productivity of Australias people and industry, by better

    managing our use of labour, creativity and knowledge, land and

    infrastructureEfficiency

    Value for

    money

    Innovation

    Adaptability

    Resilience

    Equity

    Affordability

    Subsidiarity

    Integration

    Engagement

    1. Improve labour and capital productivity

    2. Integrate land use and infrastructure

    3. Improve the efficiency of urban infrastructure

    Sustainability To advance the sustainability of Australias natural and built environment,

    including through better resource and risk management

    4. Protect and sustain our natural and built environments

    5. Reduce greenhouse gas emissions and improve air quality

    6. Manage our resources sustainably

    7. Increase resilience to climate change, emergency events and natural

    hazards

    Liveability To enhance the liveability of our cities by promoting better urban design,

    planning and affordable access to recreational, cultural and community

    facilities

    8. Facilitate the supply of appropriate mixed income housing

    9. Support affordable living choices

    10. Improve accessibility and reduce dependence on private vehicles

    11. Support community wellbeing

    Governance To progress the goals of productivity, sustainability and liveability through

    better governance, planning and management

    12. Improve the planning and management of our cities

    13. Streamline administrative processes

    14. Evaluate progress

    http://www.majorcities.gov.au/http://www.majorcities.gov.au/http://www.majorcities.gov.au/http://www.majorcities.gov.au/