corporate profile april07

7/31/2019 Corporate Profile April07

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Corporate Profile

April 2007


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CIMB Wealth Advisors


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Providing the perfect match between client needs and investmentopportunities by thinking forward and anticipating their needs.

As part of CIMB Group Asset Management


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Our Brand Vision

To be Malaysias most valued expert who creates, protects and preserveswealth with sound advice and innovative products.

Build Wealth

Preserve WealthProtect Wealth

Will Writing

Trust Nomination Insurance

Value Creation Enabling People Integrity

Unit Trust

Financial Planning


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Seberang Jaya

Kota Bharu

Johor Bahru

Kuching

Miri

Kota Kinabalu

Ampang

Home Office (DU) Sri Petaling

Home OfficeRegional Offices

Branch Offices

We have a dynamic sales force of more than 4000 FMUTM Registered

Consultants

We have regional, branches and sales offices located throughout Malaysia


Ipoh


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Integrated marketing strategy

CIMB Group and 3rd Party Products

Retail Distribution PlatformAgency

FinancialPlanners

Our Retail Business

Multi-products

(Unit Trust and Non Unit Trust)


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A multi-product

distribution platform

Multi-Product Financial Distribution Platform

Unit Trusts Other ProductsInsurance

Life General

Takaful EmployeeBenefits

CreditCard

Mortgage Loans

Treasury

Hedge Funds Structured

Products Alternativeinvestment

Venture Capital Mezzanine Buyouts Wills & Trust

Tax Services Stock broking

Banking

Institution Private

Clients Corporate HNWs

ManagedAccounts

~ CIMB GroupFunds

~ 3rd Party Funds

Equities Bonds Money Market Mixed Assets Closed Ended

Fund of Funds REITs Offshore ETFs Property

Multi-Product Platform

Best of breed of all financial products and services


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CIMB Wealth Advisorscurrently manages 19 equityfunds, 3 bond funds, 1 moneymarket fund, 5 mixed incomefunds, 2 index funds, with atotal approved fund size of18.85 billion units.

* Units in Circulation as at

1/12/2006

Our In-House Funds

Name of Fund Approved Fund Size *Units in Circulations

1. SBB Dana Al-Azam 500 million 232 million2. SBB Dana Al-Ihsan 1.2 billion 519 million3. SBB Dana Al-Ihsan 2 500 million 93 million4. SBB Dana Al-Faiz 1 billion 500 million

5. SBB Dana Al-Hikmah 500 million 63 million6. SBB Dana Al-Ikhlas 700 million 401 million7. SBB Crystal Equity Fund 700 million 309 million8. SBB Double Growth Fund 750 million 291 million9. SBB Emerging Companies Growth Fund 700 million 348 million10. SBB Enterprise Fund 1 billion 67 million11. SBB Equity Income Fund 500 million 183 million12. SBB Global Growth Fund 800 million 598 million13. SBB High Growth Fund 1 billion 393 million14. SBB HGF Sequel Fund 500 million 184 million

15. SBB Premium Capital Fund 1 billion 246 million16. SBB Strategic Equity Fund 500 million 120 million17. SBB Sector Rotation Fund 500 million 47 million18. SBB Value Fund 500 million 70 million19. SBB Asian Equity Fund 400 million 374 million20. SBB Bond Fund 700 million 32 million21. SBB Dana Al-Hafiz 200 million 16 million22. SBB Returns Guaranteed Fund 1 200 million 66 million23. SBB Money Market Fund 400 million 141 million24. SBB Dana Al-Itidal 400 million 116 million

25. SBB Dana Al-Mizan 1 billion 653 million26. SBB Retirement Balanced Fund 500 million 229 million27. SBB Savings Fund 700 million 529 million28. SBB Global Balanced Fund 600 million 438 million29. SBB Composite Index Fund 400 million 72 million30. SBB Index-Linked Fund 500 million 76 million

TOTAL 18.85 billion 7.42 billion

Equity

Bond

Money Market

Mixed Asset

Index


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Most Formidable Sales Force

Progressive Productive Professional

Our Agency Distribution Channel

Business expansion

Marketing

Product offerings

Income growth

Creation of leaders

Appropriate marketsegmentation

Increasing customer

value Risk profiling asset

allocation approach


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Total Solutions Provider

RecommendFunds/

Solutions

Composite Portfolio Group

2520

5 5 5

55

55

50

30

5

10

10

12

20

25

5

5

23

35

55

510 10 10 10

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

V er y Co ns er va ti ve C on se rv at iv e Mo de ra te A gg re ss iv e V er y Ag gr i v

4

Perform Fact Finding

1Portfolio

Rebalancing/NeedsReview

28%

26%17%

12%

5%

12%ECO

DGF

HGF

DALI

SF

Others

5

Understand ClientsNeeds

2TOTALTOTALSOLUTIONSSOLUTIONS

Perform RiskProfiling /

AssetAllocation

3


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CIMB-Principal Asset Management Berhad


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Largest Asset Management Outfit in Malaysia

RM 15.03 billionFunds Under Management

RM 6.02 billion *

Retail Mutual Funds

*Upon completion of SBB Acquisitions by end-06(31 December 2006)

RM 9.01 billion *

Institutional Mandate


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A leading Fortune 500 diversified

global financial services group

Backed by Leading Financial Conglomerate

CIMBGroup(60%)

PrincipalFinancial

Group, USA (40%)

CIMB-Principal

South East Asias

largest investment bank


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Fund Management Recognition

ClientTestimony

2005 - The Best Three Year Realised Return Fixed Income Manager

2004 - The Best Overall Fixed Income Manager

2004 - The Best Three-Year Realized Return Equity Manager

2003 - The Best Overall Fixed Income Fund Manager

2002 - The Best One-Year Realised Return Equity Manager

IndustryRecognition

2004 - Top Manager for General Bond category - Lifetime Bond Fund

2003 No. 1in General Bond (1-year, 3-year) and Best Overall - BOF

2002 - Top in Mixed Asser Balanced Sector - SF

2001 - Top in Balanced category (1-year) - RBF

2000 - The Best Overall Performance Award - Lifetime Bond Fund

2000 - The No. 1 General Bond Fund category - Lifetime Bond Fund

2004 - Winner for Fixed Income MYR (1 year) Category- Lifetime Bond Fund

2004 - Winner for Asset Allocation Islamic Neutral (1 year) Category- Lifetime Dana Barakah

2003 Best Performing Fixed Income (1-year, 3-year) 2000 - Top Performing Funds - ECO & HGF

2005 & 2006 - Winner, Most Improved Fund House in Malaysia

2005 & 2006 - Winner, Marketing Personality of the Year:Noripah Kamso, Chief Executive Officer

2005 & 2006 - Winner, Most Innovative Product in Malaysia

2006 - Winner, Best Offshore Fund

2005 - Regional Merit Award for Best Client Service (Runner-Up)

2005 - Malaysia Fund House of the Year

Group Asset Management


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Testimony of Great Achievements

2

CIMB-Principal Asset Management Berhad wasdeclared Winners of four Asia Asset Management andLippers Best Fund Group: Mixed Assets awards for 2006.

CIMB-Principal Asset ManagementBerhad

Lipper's Best Fund Group: Mixed Assets( 3 years consistent fund returns )

Noripah KamsoMarketing Personality of the Year

CIMB-Principal Asset Management

Berhad

Most Improved Fund House

FTE/ASEAN 40 Exchange Traded FundMost Innovative Product

Global Asset Spectra FundBest Offshore Fund Award

Winner / ProductCategory


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Leveraging Resources and Expertise


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Vision: To Be South East Asias Most Valued Universal Bank

Investment Banking

Corporate Banking

Asset ManagementPrivate Banking

Personal Banking

Business BankingDirect Banking

Parallel Syariah -compliant

financial products & services

Creating value for customers through forward thinkingContinuously anticipating the future needs of all customers and identifying emergingopportunities that address those needs, all with the aim of creating real value for our

customers.


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Brunei CIMB Bank

Bahrain CIMB Bank

The Outstanding Islamic Financial Institution

Investment grade Bond of the Year Malaysia Bond of the Year Malaysian Equity Deal Awards

Best Local Brokerage Best M&A House Best Domestic Equity House Best Execution Best in Sales Trading

Best Debt House Best Equity House Best Domestic Investment Bank

: Accolades and Global Market Presence


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2005 Global Islamic League Table(As at 31 December 2005)

Source: ISI Emerging Markets Islamic Finance Information Service

3.3%Citigroup7

5.6%UOB6

35.6%Others

5.6%RHB Sakura5

5.7%MIMB4

8.6%AmMerchant3

11.1%HSBC Amanah2

24.5%CIMB1

MarketShare

CompanyRank

2005 Domestic Islamic League Table(As at 31 December 2005)

Source: Rating Agency Malaysia Berhad and Malaysian Rating CorporationBerhad

7.0%RHB Sakura7

7.3%Bank Muamalat6

22.9%Others

7.3%MIMB5

9.8%UOB4

9.9%Aseambankers3

10.2%AmMerchant2

25.6%CIMB1

MarketShare

CompanyRank

1

2005 Global Islamic League Table (As at 31December 2005)

Source: Bloomberg

4.1%Dubai IslamicBank

7

5.1%Bank Muamalat6

36.2%Others

5.3%Citigroup5

7.0%AmMerchant4

10.4%Aseambankers3

15.0%HSBC Amanah2

16.9%CIMB1

MarketShare

CompanyRank

111

CIMB Islamic was the domestic as well as global market leader

for Islamic bond issuances in 2005

: Global & Domestic Recognition


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1

1 11

11

1

1

Best Islamic Bank in Asia

2006 & 2005

Best Provider ofIslamic Financial

Services in Malaysia2005

Inaugural Best IslamicFinance Deal 2005

2005

Most OutstandingIslamic Financial

Institution in Malaysia2005

Islamic InvestmentBanking House of the

Year2006

Top Lead Manager1990-2005 (Islamic)

Cumulative Issue Value

2005

Top Lead Manager1990-2005 (Islamic)Cumulative No. of

Issues2005

Islamic Finance Deal ofthe Year

2005

: Global & Domestic Recognition


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Our Global Partner

40th largest fund manager from 775 managers profiled- FUM: US$215 billion*

LeadingExpert

Largest 401K administrator in US (Private Pension)- 47,000 employers with 3.1 million participants

* as at 30 September 2006

Leading Expertise in Asset Management for more than 125 years


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Our Global Partner

PGIF Emerging Markets Equity: Winner ofEquity Global Emerging Markets (3 years)

PGIF Japanese Equity Fund: Winner ofEquity Japan (3 years)

Principal U.S. Equity: Best North AmericanEquity Fund over Five Years

Best Equity Fund Group over Three Years

PGIF Emerging Markets Equity Fund: Best

Emerging Market Equity Fund over ThreeYears

Best Equity Fund Group over Three Years

South ChinaMorning PostFund Manager

of the YearAwards 2005

LipperAwards,

Hong Kong

Fund

ManagementRecognition


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Global Expertise in Managing Multiple Asset Classes


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25

Principal Financial Group Worldwide Presence

Australia

BrazilMexico

Chile

China

Hong KongIndia

Europe

USA

Singapore

Malaysia


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We recommend that you read and understand the contents of the Master Prospectus dated 3 January 2007 and the Prospectus for SBBReturns Guaranteed Fund (Series 1)* dated 23 August 2005 and its supplementary prospectuses (if any) that have been registered with theSecurities Commission before investing. Such Prospectuses are obtainable at any of our offices or from our website ( http://www.cimb-

wealthadvisors.com).

Please consider the fees and charges involved before investing. The price of units and distributions payable, if any, may rise or fall and pastperformance of a fund is not indicative of its future performance. Any issue of units to which the Prospectuses relate will only be made uponreceipt of the completed application form referred to in and accompanying the Prospectuses and subject to terms and conditions therein. Youare also advised to read and understand the contents of the Unit Trust Loan Financing Risk Disclosure Statement before deciding to borrow topurchase units.

The guarantor of the SBB Returns Guaranteed Fund (Series 1) is Public Bank Berhad, which has been accorded an AAA rating by the Rating

Agency Malaysia Berhad. The guarantor provides a guarantee only to unit holders who hold their investments until maturity date or until thedate specified in the guarantee. Redemption of units before the maturity date would be based on the Net Asset Value of the Fund on that dayand would be charged an exit fee, if any, and that the guarantee does not apply in this case. There may be a dilution of performance due to theguarantee structure being in place compared with a non-guaranteed conventional fund.

The guarantee is subject to the credit risk of the guarantor and the guarantor does not give any assurance as to the future solvency of theguarantor itself. The guarantee may be terminated under circumstances as described in the Prospectus. For further details of the guarantee,investors are advised to read the Prospectus and guarantee documents.

*For SBB Returns Guaranteed Fund (Series 1), no units will be issued or sold after 6 October 2005.

Disclosure & Warning Statement

corporate profile april07

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