contradiction in terms: nation states, individual rights ... brouhard.pdf · contradiction in...

41
1 Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration of Human Rights In 1945 delegates from fifty‐one nations came together to draft the charter of the United Nations. Two years later another set of representatives came together to draft the Universal Declaration of Human Rights (UDHR). The first drafting process was meant to give nation states a forum to solve disputes and protect national sovereignty. The second was intended to articulate and protect individual rights. Though a mark of progress for individual rights, the force of the Universal Declaration of Human Rights was nonetheless blunted by a preemptive concern for national sovereignty. This was, and is, a document setting out the universal rights of individuals, but written by representatives of nation states. It is a document proclaiming the sovereignty of individuals crafted within the context of a great deference for national sovereignty. The goal of shaping a universal plank to secure individual rights was doomed from the start –as the UN really had no power to enforce these rights and nations had little obligation to uphold them. This tension between the guarantee of individual rights and the primacy of the state was evident from the outset of the drafting of the declaration. The assertion of national sovereignty is also quite evident in the international conflict taking place simultaneously: the Arab‐Israeli War. The Arab‐Israeli War was the first international conflict and instance of human rights violation with which the UN was confronted as it attempted to lay out a standard of universal human rights. It was the first non‐theoretical Elyse Brouhard Thesis draft, final 5‐9‐11

Upload: others

Post on 01-Jan-2020

7 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

1

ContradictioninTerms:NationStates,IndividualRightsandRefugeePolicy

intheUniversalDeclarationofHumanRights

In1945delegatesfromfifty‐onenationscametogethertodraftthecharterofthe

UnitedNations.Twoyearslateranothersetofrepresentativescametogethertodraftthe

UniversalDeclarationofHumanRights(UDHR).Thefirstdraftingprocesswasmeanttogive

nationstatesaforumtosolvedisputesandprotectnationalsovereignty.Thesecondwas

intendedtoarticulateandprotectindividualrights.Thoughamarkofprogressforindividual

rights,theforceoftheUniversalDeclarationofHumanRightswasnonethelessbluntedbya

preemptiveconcernfornationalsovereignty.Thiswas,andis,adocumentsettingoutthe

universalrightsofindividuals,butwrittenbyrepresentativesofnationstates.Itisadocument

proclaimingthesovereigntyofindividualscraftedwithinthecontextofagreatdeferencefor

nationalsovereignty.Thegoalofshapingauniversalplanktosecureindividualrightswas

doomedfromthestart–astheUNreallyhadnopowertoenforcetheserightsandnationshad

littleobligationtoupholdthem.Thistensionbetweentheguaranteeofindividualrightsandthe

primacyofthestatewasevidentfromtheoutsetofthedraftingofthedeclaration.

Theassertionofnationalsovereigntyisalsoquiteevidentintheinternationalconflict

takingplacesimultaneously:theArab‐IsraeliWar.TheArab‐IsraeliWarwasthefirst

internationalconflictandinstanceofhumanrightsviolationwithwhichtheUNwasconfronted

asitattemptedtolayoutastandardofuniversalhumanrights.Itwasthefirstnon‐theoretical

ElyseBrouhardThesisdraft,final5‐9‐11

Page 2: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

2

eventwithwhichtheUDHRwasputindirectconversation.Thedraftersmadeitclearthatthey

wereawaretherefugeefalloutfromthewarwaspreciselythetypeofsituationthedeclaration

wasmeanttoaddress,andtheemergingdeclarationprovidedaframeworkthroughwhichthe

warwasapproached.Ultimately,thesetwoevents,thedraftingoftheUDHRandtheArab‐

IsraeliWar,examinedintandemilluminatetheimpasseandconflictbetweentherightsof

nationstatesandthoseofindividuals,particularlywhenwelookatthestatusofrefugees.

Nevertheless,theUDHRisregardedbymanyasalandmarkofprogresswithintherealm

ofhumanrights,asoneofthefirstinternationalinstrumentstorecognizetheuniversalityof

certainindividualrights.However,thecontradictioninherenttothedocumentislargely

overlooked.Theconceptofagroupofnationstatesensuringuniversalrightstoindividuals–

rightswhichitisoftennotintheirbestinteresttoensure,andwhichtheyhavenorealimpetus

tocompelthemtoabideby–isinherentlycontradictory.

OnlyonemonthaftertheendofWorldWarTwo,delegatesmetinSanFranciscoto

draftthecharterthatwouldestablishtheUnitedNations.1TheUNwasfoundedasa

replacementofsortsfortheUN’spredecessor,theLeagueofNations.TheLeagueofNations

hadbeendeemedafailureduetoitsinabilitytopreventthewar.AftertheSecondWorldWar,

theworldcommunitymadeasecondattemptatforminganinternationaladministrativebody.

TheUnitedNationswas,inmanyways,verysimilartotheLeague.MarkMazower,scholarof

Europeanhistory,callstheUnitedNations“awarmed‐upLeague”becausetheLeagueandthe

UNboreaverycloseresemblancetooneanother.However,theUnitedNationsdifferedfrom

theLeagueinsomesignificantways,perhapsmostsignificantlysointhatvetopowerwasgiven

1EmmaHaddad,TheRefugeeinInternationalSociety:BetweenSovereigns,(Cambridge:CambridgeUniversityPress,2008),78.ThewarinEuropeendedMay8thandtheUNCharterwassignedJune26th

Page 3: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

3

totheBigThree(thenamegiventotheUS,USSRandUK).Thisspecificchangemade“thegreat

powers...simultaneouslybothmorewillingtosupporttheUN–sinceitcouldnotactagainst

them—andmorewillingtoignoreit(forthesamereason).”2

InNoEnchantedPalace:TheEndofEmpireandtheIdeologicalOriginsoftheUnited

Nations,MazowerwritesacriticalreviewoftheoriginoftheUnitedNations.Hetakesahard

lookatthemotivesbehinditsfounding,andgivesarealisticevaluationoftheefficacyofthe

organization.Specifictoitshumanrightspolicy,hewritesthateventhoughtheLeagueof

Nationsgetsaharshassessment,itreallyhadbetterhumanrightsprotectionsthantheUN:

“minoritieswouldfindlessprotectionundertheUnitedNationsthantheyhaddoneunderthe

League...TheUnitedNationsbecameanevenfiercerdefenderofnationalsovereigntythan

theLeaguehadbeen.”3Despiteitsaimsatprovidingmoreprotectionforindividuals,theUnited

Nationsultimatelyachievedless,inthisregard,thanitspredecessorhad.Particulartorefugee

rights,theUNputinplaceabillofrightsthatdeferredtonationalpower.However,Emma

Haddad,ResearchAssociateattheUniversityofOxfordRefugeeStudyCentre,comparesthe

LeagueofNationsandtheUNinadifferentway,sayingthattheLeagueofNationshada

positiveviewofsovereigntythat“sawastate’sinternalsovereigntyastheguaranteeofthe

protectionofindividualsquacitizens,thenegativeviewofsovereigntyupheldbytheUnited

Nationssawastate’sexternalsovereigntyastheguaranteeoftheprotectionoftheindividuals

quaindividuals.”4WheretheLeagueofNationssawthemeansofprotectionforindividualsto

2MarkMazower,NoEnchantedPalace:TheEndofEmpireandtheIdeologicalOriginsoftheUnitedNations,(Princeton:PrincetonUniversityPress,2009),16.3MarkMazower,NoEnchantedPalace:TheEndofEmpireandtheIdeologicalOriginsoftheUnitedNations,(Princeton:PrincetonUniversityPress,2009),24and25.4EmmaHaddad,TheRefugeeinInternationalSociety:BetweenSovereigns,(Cambridge:CambridgeUniversityPress,2008),137.

Page 4: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

4

resideintheirstatusascitizensofnationstates,theUNattemptedtomakeindividualrightsa

universalguarantee,regardlessofcitizenship.TheUDHRwasakeypartofthischange.Adopted

in1948,theUDHRwasoneofthefirstinternationalinstrumentstorecognizetheuniversal

natureofindividualrights.

Withintheliteratureonhumanrights,refugees,andinternationalpolicy,thereisa

generalrecognitionofthisdilemmabetweensovereigntyandrights,butfewmakeaspecificor

detailedanalysisoftheinconsistencywithintheUDHRitself.Attheinitialadoptionceremony

oftheUniversalDeclarationofHumanRights,EleanorRooseveltsaid,“Westandtodayatthe

thresholdofagreateventbothinthelifeoftheUnitedNationsandinthelifeofmankind.This

declarationmaywellbecometheinternationalMagnaCartaofallmeneverywhere.”TheUDHR

hassincebeenreferredtoasthechangingpointinthehumanrightsmovement,the

preemptorynormforinternationalpolicy.Scholarsonthesubjectagreethat,althoughthe

Declarationwasadoptedwithoutanenforcementmechanism,ithasrevolutionizedthe

internationalhumanrightsregime.In“TheDeclarationofHumanRightsinPostmodernity,”

diplomatandprominenthumanrightsactor,JoseAlvesexaminestheDeclarationinrelationto

postmodernity.Alves,likemanyscholars,writesoftheDeclaration’spivotalroleinthehuman

rightsmovement:

Formorethanhalfacentury,theUniversalDeclarationofHumanRights,proclaimedbytheUnitedNationsin1948,hasplayedanextraordinaryroleinthehistoryofmankind.Itcodifiedthehopesoftheoppressed,supplyingauthoritativelanguagetothesemanticsoftheirclaims...Itlaunchedanewandprofusejuridicaldiscipline,theInternationalLawofHumanRights...Itsetparametersforevaluatingthelegitimacyofanygovernment,replacingtheefficacyofforcebytheforceofethics.5

5JoseLindgrenAlves,“TheDeclarationofHumanRightsinPostmodernity,”HumanRightsQuarterly22.2(2000),478.

Page 5: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

5

AlvesacknowledgestheDeclaration’sflaws,butisintriguedbywhatheseesastheimpactit

hashadinspiteofthis.OtherscholarsagreewithAlvesabouttheUDHR’smonumentalimpact

onhumanrightslawandpractice.JohannesMorsinkwrites,“Inthelate1940sbelieversin

humanrightshadtofightforintellectuallegitimacy,abattletheyfinallywononaccountofthe

horrorsperpetratedbytheNazis.Now,asthedocumentpassesitsfiftiethanniversary,critics

havetomaketheircaseagainstthebackgroundoftheextraordinarysuccessthatthe

Declarationhasbecome.”6Morsinkreferencesalonglistofinternationalhumanrights

instrumentsandcourtcases,allofwhichreferenceorwereinspiredbytheUDHR,asproofof

itssuccess.7LikeMorsink,JamesNickelwritesinMakingSenseofHumanRightsoftheUDHRs

roleininfluencinghumanrightshistoryandpolicy:“TheUniversalDeclarationhasbeen

amazinglysuccessfulinestablishingafixedworldwidemeaningfortheideaofhumanrights.”8

He,too,citesanumberofinternationalinstrumentsinspiredbytheUDHR.

SpecifictorefugeerightsandtheUDHR,Haddadexplorestherolesofrefugeesin

internationallaw.ShewritesinTheRefugeeinInternationalSociety:BetweenSovereignsthat

“withthenewemphasisonindividualrights,asimmortalizedinthe1948Universaldeclaration

ofHumanRights,refugeeswererecognizedasindividualswitharighttoprotectioninastate.”9

Shedoesnotgoontomentionthatthisrecognitionhaslargelybeeninnameonly.Itisoften

notpointedoutthattheprogressmarkedbytheUDHRwasprimarilyabstract.W.M.Reisman

6JohannesMorsink,TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent,(Philadelphia:UniversityofPennsylvaniaPress,1999),xi.7TreatiesandconventionsinspiredbytheUDHRinclude:theEuropeanConventiononHumanRights(1950),theConventionRelatingtotheStatusofRefugees(1951),theInternationalCovenantonCivilandPoliticalRights(1966),TheAmericanConventiononHumanRights(1966),andasmanyasfortyothers.8JamesNickel,MakingSenseofHumanRights,(Oxford:BlackwellPublishing,2007),9.9EmmaHaddad,TheRefugeeinInternationalSociety:BetweenSovereigns,(Cambridge:CambridgeUniversityPress,2008),137.

Page 6: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

6

writesaboutsovereigntyinrelationtointernationalhumanrightsinhisarticle“Sovereigntyand

HumanRightsinContemporaryInternationalLaw.”Hefocuseshisdiscussionmorespecifically

onstateversuspopularsovereigntyintermsofgeneralelections,buthecreditstheUniversal

DeclarationofHumanRightswith“dethroning”thesovereign.Healsoclaimsthat“noserious

scholarstillsupportsthecontentionthatinternalhumanrightsare‘essentiallywithinthe

domesticjurisdictionofthestate’andhenceinsulatedfrominternationallaw.”10While

Reismanistechnicallycorrectinhisassertion(becausethehumanrightsreformafterthe

SecondWorldWarchangedtheassumptionthatstatesaresolelyincontroloftheirinternal

affairs)theideaisnonethelessonlytheoreticallyupheld,especiallywhenitcomestorefugees.

Inpractice–forexampleduringtheArab‐IsraeliWar—refugeeswerenomoreguaranteed

protectionafter1948thantheyhadbeenbeforetheDeclarationwasdraftedandendorsed.

TheadoptionoftheUDHRin1948spurredthecreationandadoptionofanumberof

subsequenttreatiesandconventions.However,continuingrefugeecriseslikethePalestinian

refugeesfromthe1948Arab‐IsraeliWardemonstratetheproblematicnatureofupholdingthe

principlesenshrinedintheUDHRandthefollowingconventions,fromtheveryoutsetofits

creation.InDecember2008,theGeneralAssemblyoftheUNcelebratedthe60thanniversaryof

theUDHR,wheretheyrecognizedtheimpactoftheUDHRbutalsothecontinuingneedfor

betterpracticalenforcementofit.MartinUhomoibhi,presidentoftheUNHumanRights

Council,spokeatthe60thanniversaryoftheDeclaration:“Simplyput,humanitytodayno

longerlacksthehumanrightsinstrumentstopromote,protectanddefendhumanrightsand

fundamentalfreedoms.However,whatissorelyneededisforStatespartytoexistinghuman

10W.M.Reisman,“SovereigntyandHumanRightsinContemporaryInternationalLaw,”AmericanJournalofInternationalLaw,84No.4(1990),868and869.

Page 7: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

7

rightsinstrumentstotakethepracticalstepsnecessarytoimplementtheirprovisionsforthe

benefitofallmankind.”11Thus,over60yearslatertheUDHRremainsastheoreticalastheday

itwasdrafted.TheUNhasnomorepowertoenforceitsprinciples,andnationstatesjustas

littlereasontoliveuptothem.Inhisdiscussionofhumanrightshistoryandpractice,Charles

Beitzwritesthat“internationalhumanrightspracticenotoriouslylacksastandingcapacityto

enforcemanyoftherightslistedinthemajortreaties,andevenwhenanenforcementcapacity

exists,itusuallyappliesselectivelyandoftenonlyatthesufferanceofthosestatesagainst

whichitmightbeused.”12

IagreethattheUDHRisnotpracticallyeffective;itisofgreattheoreticalsignificance

withoutanysubstantialapplication.Thislackofeffectivenessischieflyduetotherootconflict

ofsovereigntybetweenstatesandindividuals.Iexaminethisconflictthroughaclosereadingof

therefugeearticleswithintheUDHR,andthroughacarefulexaminationoftheUNdebates

surroundingthedeclaration.ThoughtheUDHRisimportantfortheideologicalchangeit

effected,itsdownfallhasbeenthatthegreatideaspromotedwithinitlackapracticalmeansof

enforcementorstateswillingtorigorouslyapplythem.Beitzwritesthat“onereasonwhy

governmentsfounditpossibletoaccepttheprincipleofinternationalconcernforhumanrights

wastheexpectationthattheUNwouldrespectthedomesticjurisdictionofstatesbyrefraining

frominterventionintheirinternalaffairs.”13TheUDHRwasadoptedbecauseitsdrafterswere

comfortedbytheknowledgethattheywouldnotbeforcedtoabidebyit.TheUDHRwasa

majordevelopmentintherecognitionofuniversalrights,butwhatmadenationstateswilling

11U.N.GeneralAssembly,63rdSession.65thMeeting,MeetingRecord.10Dec.2008(A/63/PV.65).12CharlesR.Beitz,TheIdeaofHumanRights,(OxfordUniversityPress,Oxford:2009),3.13CharlesR.Beitz,TheIdeaofHumanRights,(OxfordUniversityPress,Oxford:2009),21.

Page 8: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

8

tosignitinthepasthasmadeitsenforcementproblematicinthepresent.Iarguethatthe

UDHRisbothconsequentialandinadequate.Thoughanimportantstepforwardinthe

recognitionofhumanrights,thesupremacyofnationalsovereigntycrippleditsefficacy.The

declarationdebateswerefraughtwiththistensionbetweennationalpowerandindividual

rights,andthefinalarticulationofrightswithintheUDHRdisplaysthisconflict.Lastly,the1948

Palestinianrefugeecrisisshowsthiscontradictioninpractice.

TheinitialrefugeeproblemwithwhichtheUnitedNationswrestledaftertheSecond

WorldWar,whendraftingtheUniversalDeclarationofHumanRights,actuallyhaditsoriginsin

theFirstWorldWarandtheshiftininternationalrefugeepolicyinthe1920sand1930s.Tofully

understandthepolicychangesthatcameinthepost‐warera,itisnecessarytooutline

internationalrefugeepolicyduringtheFirstandSecondWorldWars.

DuringandaftertheFirstWorldWar,immigrationpolicychangedthroughouttheworld.

Specifically,nationsbeganpassingstrictimmigrationquotastolimitthenumberofimmigrants

allowedintotheircountrieseachyear.Inherbook,RefugeesinInter‐warEurope,Claudena

SkranwritesthattheabruptendoftheperiodoffreeimmigrationbeganintheUnitedStates.14

TheU.S.setitsfirstimmigrationquotain1921,whichestablishedlimitsonthenumberof

immigrantsallowedeachyearandattemptedto“ensureacertainethniccomposition.”15Other

nationssoonfollowedsuit.Thissameperiodofimmigrationquotassawthedevelopmentof

otherbarrierstoimmigration:theinstitutionofapassportsystem,stricterbordercontrol,and

14ClaudenaSkran,RefugeesinInter‐WarEurope:TheEmergenceofaRegime,(Oxford:ClarendonPress,1995),21.15EstherRosenfeld,“FatalLessons:UnitedStatesImmigrationLawDuringtheHolocaust,”UCDavisJ.Int'lL.&Pol'y,1995.p.2.AndClaudenaSkran,RefugeesinInter‐WarEurope:TheEmergenceofaRegime,(Oxford:ClarendonPress,1995),22.

Page 9: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

9

alienregistration.Thisrestrictionofimmigrationfurthercomplicatedtherefugeeproblemby

addingobstaclestointernationalmobility.16

IntheyearsprecedingtheSecondWorldWar,therefugeeexodusinEuropebecamea

crisis.AfterHitlercametopowerin1933andsubsequentlyembarkedonbuildingtheThird

Reich,Germansbeganfleeingthearea.Initiallythemajorityofthosefleeingwerepolitical

opponentstoHitler;latertherefugeeswerepredominantlyJewish.AtthesametimeasHitler

wasbuildinghisReichinGermany,FranciscoFrancowasrisingtopowerinSpain.Shortlybefore

thewar,hundredsofthousandsofSpaniardsjoinedtherefugeeexodusastheyfledFranco’s

regime.17Fewnationswerewillingtotakeinmorethanafewhundredofthethousandsof

Europeanrefugees.

Thereluctancetoacceptrefugees,inparticularthoseofJewishdescent,wasaggravated

byeconomichardshipandtheNazilawsimpoverishingemigrants.Theworldwideeconomic

depressionlastedfarintothe1930s,andconsequentlymostnationswerereluctanttoexpand

theirpopulations.18Nazipolicyfurthercomplicatedemigrationissues.NazilawsstrippedJews

ofpropertyandbankaccountsbeforetheywereallowedtoemigrate.Hitleraskedtheworldto

takeinimpoverishedrefugeeswhowouldnothavebeenwelcomeunderthemostideal

circumstances.Nationsoperatedunderstrictimmigrationquotasystemsthatsetlimitsonthe

16ClaudenaSkran,RefugeesinInter‐WarEurope:TheEmergenceofaRegime,(Oxford:ClarendonPress,1995),21and22.17MichaelRobertMarrus,TheUnwanted:EuropeanRefugeesfromtheFirstWorldWarthroughtheColdWar,(Philadelphia:TempleUniversityPress,2002),123.18RichardRubensteinandJohnRoth,ApproachestoAuschwitz:TheHolocaustandItsLegacy,(Atlanta:JohnKnoxPress,2003),122.

Page 10: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

10

numberofrefugeesallowedfromeachcountry.Intheend,onlyoneintwelveEuropeanJews

wasabletofindrefugeabroad.19

In1938,aftertheAnschluss20andthesubsequentincreaseinpressuretotakein

refugees,U.S.PresidentRooseveltcalledforaninternationalconferencetodiscusstherefugee

crisis.OnJuly6th1938,delegatesfromthirty‐twonationsconvenedinEvian‐les‐Bains,France.

ThefocusoftheconferencewasonrefugeesinEurope,particularlyJewishrefugeesfrom

GermanyandAustria.21TheConferenceresultedinarecognitionofthegrowingcrisisin

Europe,butafirmunwillingnesstoofferhelp.ThechairmanoftheEvianConference,former

U.S.SteelCorporationCEOandpersonalfriendofRoosevelt,MyronC.Taylor,stressedthe

importanceofnationalsovereignty.Otherdelegatesfollowedsuitand,and,whileexpressing

“supportforthehumanitarianprinciple”behindrefugeeaid,statedconcernfortheirown

nationalwelfare.22Allinall,thedelegatesconcludedthatnationswereunabletoaidrefugees

andstressedtheimportanceofindividualmigrationthroughprivateorganizations.TheEvian

ConferenceresultedinthecreationoftheIntergovernmentalCommitteeonRefugees,but

offeredlittlehelptorefugeesthemselves.23

TheattitudetowardsrefugeesattheEvianConferenceandotherwiseduringthisperiod,

wasfraughtwithracialundertones,asasubstantialpercentageofimmigrantsduringtheinter‐

warperiodwereJewish.WhentheleadersofNaziGermanypursuedapolicyofmassexpulsion

19MartinGilbert,TheHolocaust,(NewYork:BraunCenterforHolocaustStudies,1994),11‐12.20Anchlussliterallymeans“union”or“connection.”AnchlusswasthenamegiventoHitler’sannexationofAustriain1938.21ClaudenaSkran,RefugeesinInter‐WarEurope:TheEmergenceofaRegime,(Oxford:ClarendonPress,1995),211.22ClaudenaSkran,RefugeesinInter‐WarEurope:TheEmergenceofaRegime,(Oxford:ClarendonPress,1995),209and212.23ClaudenaSkran,RefugeesinInter‐WarEurope:TheEmergenceofaRegime,(Oxford:ClarendonPress,1995),214.

Page 11: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

11

fortheJews,thenationsoftheworldclosedtheirdoors.Ofthe10millionJewsinoccupied

Europe,only800,000foundrefugeelsewhere.Thatisfewerthanoneinsevenofthetotal

numberofJewsmurdered.24ItwasattheEvianConferenceof1938thattheAustralian

delegatesummeduptheattitudeoftheworldtowardtheJews:“Itwillnodoubtbe

appreciatedthataswe[Australians]havenoracialproblem,wearenotdesirousofimporting

one.”25Nonationwantedtheburdenofthousandsofrefugees,particularlyJewishones,andso

theyremainedtrappedinplaceswheretheywereeasilycapturedandlatermurdered.

AftertheSecondWorldWar,asthescaleofatrocitybecameknown,internationalpolicy

towardrefugeescameunderaprocessofreview.Thetragediesofthewarbroughtona

renewedsenseofdutytotheinternationalcommunity.TragiceventssuchastheNazi

HolocaustandtheJapaneseRapeofNanking,putpressureontheworldtotakeresponsibility

forhumanrightsviolations.Thesetragedies,andparticularlythetestimoniesintheaftermath

ofwar,madetheinternationalcommunityfeelremorsefornothavingtakenactionsooner.

Thissenseofresponsibilitywasevidentintheshapingofpost‐warpolicy.

ThepreeminentdocumentoftheUnitedNationsregardingindividualrightsisthe

UniversalDeclarationofHumanRights.Auniversaldeclarationofhumanrights,orsomething

withasimilareffect,hadbeencalledforsincethemiddleoftheSecondWorldWarbutwasnot

completeduntillate1948.By1943,thedemandfor“somesortofhumanrightsplank”within

theprospectivepeacetreatieswasfervent;privateorganizationsevenbegantakingthe

initiativetodrafttheirownversionsofaninternationalbillofrights.”WhiletheCharterofthe

UnitedNationsdidnotincludeabillofrights,itdidmandatetheestablishmentofa

24MartinGilbert,TheHolocaust,(NewYork:BraunCenterforHolocaustStudies,1994),13.25MartinGilbert,TheHolocaust,(NewYork:BraunCenterforHolocaustStudies,1994),12.

Page 12: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

12

CommissiononHumanRights,withtheassumptionthatthiscommissionwouldthendraftan

internationalbillofrights.26Withanincreasinglyintensedemandforanexpressionofhuman

rights,theHumanRightsCommissionbegandraftingTheDeclarationin1947.Thedrafting

processlastednearlytwoyears,fromJanuary1947toDecember1948,insevenstagesthat

includeddifferentcommitteemeetingsanddebatesthroughoutwhichthearticulationofthe

declarationwasrefined.27

ThedraftingoftheDeclaration,likethefoundingoftheUNandthedraftingofrelated

legislation,washeavilyinfluencedbytherecenteventsoftheSecondWorldWar.Inhishistory

ofthedraftingoftheUDHR,JohannesMorsinkwritesaboutWorldWarIIasacatalystfor

humanrightsreform:“thedraftersmadeitabundantlyclearthattheDeclaration...hadbeen

bornoutoftheexperienceofthewarthathadjustended.”28Inthefinaldebate,inwhichthe

GeneralAssemblyputtheDeclarationtoavote,theinfluenceofthewarwasfirmlystated.

Throughoutthetwoyeardraftingprocessaswell,theroleoftheSecondWorldWarasa

catalystwasoftennoted.Specificallyrelatingtotherightofrefugees,anumberofdelegates

citedthewarasareasontoguaranteetheserights.ThedelegatefromBelgiummentionedthat

“[article13]wasofvitalimportance:theprinciplesoffreedomofmovementandfreedomof

residencehadtobestressedatthemomentwhenthewarandtheresultingupheavalshad

demonstratedtowhatpointthatprinciplescouldbetroddenunderfoot.”29Theatrocitiesthat

26JohannesMorsink,TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent,(Philadelphia:UniversityofPennsylvaniaPress,1999),1‐3.27JohannesMorsink,TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent,(Philadelphia:UniversityofPennsylvaniaPress,1999),4.28JohannesMorsink,TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent,(Philadelphia:UniversityofPennsylvaniaPress,1999),36.29U.N.GeneralAssembly,3rdSession.ThirdCommittee.120thMeeting,MeetingRecord.2Nov.1948(A/C.3/SR120),322.

Page 13: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

13

theinternationalcommunitywitnessedduringtheSecondWorldWarmadethenecessityof

theserightsblatantlyobvious.Itwasforthesereasonsthatthemembersincludedaclause

referringtothewarinthepreambletotheDeclaration,whereitstatesthattheDeclaration

wasdraftedbecause“disregardandcontemptforhumanrightshaveresultedinbarbarousacts

whichhaveoutragedtheconscienceofmankind.”30Thisclauserefersbacktotherecent

atrocitiesandthewayinwhichtheyinspiredareformofhumanrightspolicy.Itisalmost

universallyagreedamongscholarsthatthemodernhumanrightsmovementcameoutofthe

SecondWorldWarandthelegacyofthetragediesthathadoccurred.31DavidWeissbrodtand

ConnieDeLaVegaagreethat“thewardemonstratedthatunfetterednationalsovereignty

couldnotcontinuetoexistwithoutuntoldhardshipsand,ultimately,thedangeroftotal

destructionofhumansociety.ItwasoutofthetraumaofWWII...thatthemodernhuman

rightsmovementwasborn.”32TheSecondWorldWarprovidedimpetusforthecreationof

universalhumanrightspolicy,butthesewell‐intendedaspirationseventuallyfelltothe

interestsofthestate.

TheUniversalDeclarationofHumanRightsmarkedanimportantrecognitionofboth

individualanduniversalrights.TheUDHRwasthekeydocumentthatfomentedthe

developmentofhumanrightslaw.Priortothepostwarperiod,“thewayaStatetreatedits

30U.N.GeneralAssembly,3rdSession,Plenary.UniversalDeclarationofHumanRights.10Dec.1948(A/res/217A).31However,MarkMazower,inhisbookexaminingtheUnitedNations,notestwoscholarswhodonotseethe1940sasthebeginningofthehumanrightsmovement;SamuelMoyninparticulardoesnotbelievewecandatetheoriginofthemodernhumanrightsmovementbeforethe1970s.31AsweexaminethedraftingprocessoftheUniversalDeclarationofHumanRights,itisclearthatWorldWarTwoactedasacatalystforthebeginningofmodernhumanrightspolicy.32DavidWeissbrodtandConnieDeLaVega,InternationalHumanRightsLaw:AnIntroduction,(Philadelphia:UniversityofPennsylvaniaPress,2007),21.

Page 14: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

14

citizenswasregardedasaninternalmatteroverwhichithadsovereigncontrol.”33Afterthe

war,theperspectiveontherightsofindividualsascitizenschangeddrastically.Thewayastate

treateditscitizenswasnolongerconsideredaninternalmatter,butratheraninternationalone

(thoughthisdistinctionwasnotnecessarilytrueinpractice,thewardidchangethe

internationalideology).TheDeclarationacknowledgestheuniversalrighttolife,freedomof

speech,belief,movement,andfreedomfromfear,persecutionanddiscrimination.Articles13,

14,and15specificallyrelatetotherightsofrefugees.Thesearticlesacknowledgetherightto

freedomofmovementandresidence,therighttoseekandenjoyasylum,andtherightto

nationality.34

TheUDHRisofparticularimportancebecauseitwasthefirstinternationaldocument

thatacknowledgedtheuniversalityofparticularrights–rightsthatwerenotdependenton

belongingtoacertainstate.FollowingtheadoptionoftheUDHRalmostall“multilateral

instruments”werebasedontheUniversalDeclarationofHumanRights.35Forexample,

legislationofparticularimportancetorefugees,suchasthe1951ConventionRelatingtothe

StatusofRefugees,hasusedtheUDHRasakindoflegalfoundation.TheUDHRquiteobviously

playedapivotalroleinthedevelopmentofanewhumanrightsideology.Theextenttowhich

itsroleremainspurelyideological,however,isequallycrucial.

33ErikaFellerandVolkerTürk,RefugeeProtectioninInternationalLaw:UNCHR’sGlobalConsultationsonInternationalProtection,(Cambridge:CambridgeUniversityPress,2003),37.34JohannesMorsink,TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent,(Philadelphia:UniversityofPennsylvaniaPress,1999),332.35EmmaHaddad,TheRefugeeinInternationalSociety:BetweenSovereigns,(Cambridge:CambridgeUniversityPress,2008),74and78.

Page 15: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

15

TheContradictionInherent

ManyarticlesintheUniversalDeclarationofHumanRightscameupagainstthenewly

invigorateddemandforindividualrightsandalongstandingdeferencefornationalsovereignty.

Noneofthearticlesfacedoppositionlikethearticlesconcerningfreedomofmovement,

asylum,andnationality.36Articles13,14,and15wereparticularlytroublingforthedrafting

committeesastheyinvolvednotjustonestate,butthecooperationofmanystatestoallow

mobilityfromoneplacetoanother.(SeeAppendixforthefulltextofthesearticles)

Thelanguageofthesearticlessparkeddebatefromtheveryoutsetofthedrafting

process.ThedraftingcommitteeaskedJohnHumphrey,DirectoroftheSecretariat’sDivisionon

HumanRights,todraftapreliminaryversionofadeclaration.37Humphrey’s“base”draftwas

thenreviewedbythelargerdraftingcommittee,theCommissiononHumanRights,the

EconomicandSocialCouncil,andtheGeneralAssembly.Throughoutthesedifferentsessions,

thelanguagewaschangednumeroustimes,oftenwithnationstatesaskingformoreambiguity

andlessresponsibilitywhileNGOsdemandedstrongerprotectionsforindividuals.38Itwasthe

meetingsoftheThirdCommitteethatfinalizedtherefugeearticles.

Sessions120through124oftheThirdCommitteeoftheThirdSessionoftheGeneral

Assemblyconcernedthearticlesaboutrefugeesandasylum,whichbecamearticlesthirteen

throughfifteenoftheDeclaration.WhileArticles13and15demonstratetheconflictbetween

statesrightsandthoseofindividuals,theprovisionsofArticle14broughtonaparticularly

36JohannesMorsink,TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent,(Philadelphia:UniversityofPennsylvaniaPress,1999,72.37JohannesMorsink,TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent,(Philadelphia:UniversityofPennsylvaniaPress,1999),5.38JohannesMorsink,TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent,(Philadelphia:UniversityofPennsylvaniaPress,1999),76and77.

Page 16: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

16

ferventdiscussion.Article13concernsfreedomofmovementandresidence,article14theright

toasylum,andarticle15therighttonationality.

Article13particularlywasnotseenasmuchofathreattonationalpower.The

discussionofthisarticlewaslargelyfocusedontheamendmentputforthbytheUSSR,which

attemptedtorestrictthescopeofthearticleindeferencetonationalsovereignty.Unlikeinthe

discussionthatfollowedforarticle14,mostofthestatesdidnotfeelthreatenedbythe

provisionsofarticle13–largelybecauseArticle13“presupposedthattheindividualinquestion

hadalreadyobtainedpermissiontoenterthecountry,therightofentrybeinggovernedbythe

legislationofthecountryconcerned.”39Consequently,themajorityofthedelegatesopposed

theUSSRamendment.

TheUSSRamendmentsoughttoaddthewords“inaccordancewiththelawsofthat

State”totheendofparagraphone,statingthat“Everyonehastherighttofreedomof

movementandresidencewithinthebordersofeachState.”Andalsotoincludetheclause"in

accordancewiththeprocedurelaiddowninthelawsofthatcountry,”afterthewords

"Everyonehastherighttoleaveanycountry,includinghisown.”40Thegeneralconsensusabout

theUSSRamendmentwasthatitwouldundulyrestricttheprovisionsofthearticle.Whilea

“statewasentitledtodecidehowtheprinciplewastobeapplied;...toincludesuch

interpretationinadeclarationofhumanrightswouldimplytherenunciationoftheinherent

rightsofmankind.”41ThisopinionwasvoicedbythedelegatefromChile,andconfirmedbythe

39U.N.GeneralAssembly,3rdSession.ThirdCommittee.120thMeeting,MeetingRecord.2Nov.1948(A/C.3/SR120),319.40U.N.CommissiononHumanRights,3rdSession.ReportoftheThirdSessionoftheCommissiononHumanRights.28June1948(E/800),11and41.41U.N.GeneralAssembly,3rdSession.ThirdCommittee.120thMeeting,MeetingRecord.2Nov.1948(A/C.3/SR120),remarkbytheChileandelegate,316.

Page 17: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

17

otherdelegates.Itwasfeltthat“adocumentdrawnupinthatsensewouldbeadeclarationof

theabsoluterightsoftheStateandnotadeclarationofhumanrights.”42Obviouslythetension

betweennationalsovereigntyandindividualrightswasapparenttothedraftingdelegations,

However,theywereabletobeidealisticaboutsacrificingnationalsovereigntyonlyaslongas

thissacrificeremainedtheoretical.Assoonasthediscussionturnedtoasylum,theiridealism

quicklydissipated.

Whileanumberofstatesfoundarticle13troubling,43themajoritywerecomfortable

withit,andarguedagainstputtingmorerestrictionsonit.Duringthisdebate,mostnations

actuallyexpresseddivergentconcernsfromtheonestheywouldexpressonlyadaylater,

duringthedebateonarticle14concerningasylum,inwhichtheyexpressedconcernsabouttoo

muchinfringementuponnationalsovereignty.Inthearticle13debate,delegatesinstead

voicedcautionsaboutgovernmentrestrictions.TheHaitiandelegatefelt,“government

restrictionsrancountertotheaspirationsoftheuniversalconscience;theymightbetolerated

asatemporarynecessity,buttherecouldbenoquestionofincludingtheminthe

declaration.”44ThePhilippinesdelegationagreedthat“theamendmentsproposedbytheUSSR

delegation,ifadopted,wouldnullifythemeaningofarticle[13],becauseinsteadofestablishing

commonstandardstogovernthemovementsofpeopleingeneral,theCommitteewouldbe

sanctioningthedeplorablestateofaffairswhichexistedintheworld.”45Thissamepointcame

upduringthediscussionofArticle15–ontherighttonationality–andwasagainpointedata

42U.N.GeneralAssembly,3rdSession.ThirdCommittee.120thMeeting,MeetingRecord.2Nov.1948(A/C.3/SR120),316.43LargelytheEasternBlocstates(USSR,Poland,UkrainianSSR,andBelarus).44U.N.GeneralAssembly,3rdSession.ThirdCommittee.120thMeeting,MeetingRecord.2Nov.1948(A/C.3/SR120),318.45U.N.GeneralAssembly,3rdSession.ThirdCommittee.120thMeeting,MeetingRecord.2Nov.1948(A/C.3/SR120),318.

Page 18: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

18

USSRamendment.TheUSSRdelegate,AlexeiPavlov,“wishedtostressthefactthatthe

questionofnationality–bywhichwasmeantaspecificrelationshipbetweentheStateandthe

individual—fellentirelywithintheinternalcompetenceofeachState.Tograntnationalityorto

takeawaywasaprerogativeofsovereignStateswithwhichnothirdpartyshouldinterfere.”46

Theresponsetothispositionwastoreiterateadesirenottosanction“thedeplorablestateof

[world]affairs.”ThedelegatesrespondedtoPavlovwithremarksabouttheintendednatureof

thedeclarationbeingtosetaninternationalstandardandtobeabastionofprincipleforthe

nationsoftheworld.Thedelegatesfeltcomfortablebeingidealisticwhentheyweresecurein

theirsovereignty.TheChileandelegaterespondedtotheUSSR,remarking:

[the]purposewasnottoimposelawsonanysovereignState,buttoenablethepeopleofaStatetojudgeforthemselveswhetherthelawsunderwhichtheylivedwereinconformitywiththeprinciplesofthedeclaration.IftheHitlerregimewerestillinexistence,theresultofadoptingtheUSSRamendmentwouldbetojustifytheactsofthatregimeratherthantoprotectindividualsagainstthem.47

EleanorRooseveltagreedwiththeChileandelegateabouttheneedforsovereignstatestogive

upalittlepowerinordertoconformmorewhollywiththeDeclaration:“Tostatethatfreedom

ofmovementshouldbegrantedonlyinaccordancewiththelawsofeachcountrywouldbe

equivalenttolimitingthefundamentalrightsoftheindividualandincreasingthepowersofthe

State.”HereRooseveltexpressedadesiretoplaceindividualwell‐beingabovestatepower.

However,whenthedebateturnedtotherightofimmigrationorasylum,nationswerequickto

46U.N.GeneralAssembly,3rdSession.ThirdCommittee.123rdMeeting,MeetingRecord.5Nov.1948(A/C.3/SR123),355.47U.N.GeneralAssembly,3rdSession.ThirdCommittee.123rdMeeting,MeetingRecord.5Nov.1948(A/C.3/SR123),357.

Page 19: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

19

restrictthescopeofthearticle,towillingly“increasingthepowersoftheState”and“limiting

thefundamentalrightsoftheindividual.”48

WhentheissueofimmigrationcameupbrieflyinthediscussionofArticle13,andlater

withinthediscussionofArticle14,manydelegatesquicklyreversedtheiropinionsonsacrificing

statesovereignty.RooseveltsympathizedwiththeviewexpressedbytheHaitiandelegate

“especiallywhenheexplainedthateverymanshouldhavetherighttosettleinthecountryof

hischoice”butshefeltthatbecause“economicconsiderationshadforcedcertaincountriesto

takelegalmeasuresrestrictingimmigration...Adeclarationofhumanrightsshouldnot

containprinciplestheapplicationofwhichwasrenderedimpossiblebyexisting

circumstances.”49Thisattitudetowardsovereigntyandimmigrationandasylumisfullyevident

withinthearticle14discussion.

Article14,ensuringtherightofasylum,wasthemostcontestedarticleinthe

Declaration.JohnHumphrey,authoroftheoriginaldraft,wroteinhismemoir,“Noarticlein

theDeclarationhasbeenmorecriticizedthanArticle14,whichsaysthateveryonehastheright

‘toseekandenjoy’asylumfrompersecution.Thisgivesnorighttoasylumbutonlyarightto

enjoyitonceithasbeengranted.Itwasprobablytoomuchtoexpectthatgovernmentswould

giveuptheirdiscretionarypowerunderinternationallawtorefusetoallowforeignerstoenter

theirterritories.”50Humphreyhimselfrecognizedthereluctanceofnationstatestorelinquish

powerinhisoriginaldraftinwhichhe“sidetrackedtheissuesayingmerelythat‘everystate

48U.N.GeneralAssembly,3rdSession.ThirdCommittee.120thMeeting,MeetingRecord.2Nov.1948(A/C.3/SR120),319.49U.N.GeneralAssembly,3rdSession.ThirdCommittee.120thMeeting,MeetingRecord.2Nov.1948(A/C.3/SR120),319.50JohnP.Humphrey,HumanRightsandtheUnitedNations:AGreatAdventure,(NewYork:TransnationalPublishers,1984),70.

Page 20: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

20

shallhavetherighttograntasylumtopoliticalrefugees,’arightwhichwasalreadyrecognized

byinternationallaw”andwhichdidlittletoactuallyfurtherthestatusofrefugees.51Hisdraft

wasamendedtoincludestrongerguaranteesforrefugeeslargelyduetotheinfluenceand

lobbyingofnon‐governmentalorganizations,butthefinaleditingofthearticlewouldstripout

itsstrongestlanguageinfavorforguaranteesmoreamendabletonationstates.

InNovember1948,duringthefinaldebateonthedeclaration,amendmentstothis

articlehadbeenproposedbyeightcountries:Bolivia,Cuba,Egypt,France,SaudiArabia,the

UnitedKingdom,Uruguay,andtheUSSR–allseekingtoamendthearticlestatingthat

“Everyonehastherighttoseekandbegranted,inothercountries,asylumfrompersecution.”52

Thediscussionincludedwhowouldberesponsibleforensuringasylumandwhetherembassies

wouldcountasportsofasylum,butmostofthediscussionconcernedtheextenttowhichthe

articleguaranteedrefuge.Manyofthedelegatestookissuewiththefactthatthearticlewas

guaranteeingtherighttobegrantedasylum.Theyarguedthatthisinterferedwiththe

sovereigntyofthenation,andthattheyoughttoretainthechoiceofwhenandtowhomto

offerrefuge.

ThedebateongrantingasylumbeganwithMargeryCorbetoftheUnitedKingdomand

herreservationsaboutthearticle.TheUnitedKingdomdelegationstatedthatitwasreadyto

“guaranteethatanypersecutedpersonaskingforrefugewouldbetreatedwithsympathy,”but

that“noStatecouldaccepttheresponsibilityimposedby[article14].”53TheUnitedKingdom

51JohnP.Humphrey,HumanRightsandtheUnitedNations:AGreatAdventure,(NewYork:TransnationalPublishers,1984),70.52U.N.CommissiononHumanRights,3rdSession.ReportoftheThirdSessionoftheCommissiononHumanRights.28June1948(E/800).53U.N.GeneralAssembly,3rdSession.ThirdCommittee.121stMeeting,MeetingRecord.3Nov.1948(A/C.3/SR121),330.

Page 21: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

21

feltthatadoptingarticle14wouldbeimpossible“asnoforeignercouldclaimtherightofentry

intoanyStateunlessthatrightweregrantedbytreaty.”Corbetexplainsthatheramendment

includesthephrase“toenjoyasylum”asopposedto“tobegranted,”andthatthisisabetter

representationoftherighttheassemblywastryingtosecure.TheUnitedKingdomsupported

theSaudiArabianamendment(whichproposedtodeletethewords“andbegranted”fromthe

article),butthoughtitshouldbephrasedas:“Everyonehadtherighttoseek,andtoenjoy,in

othercountries,asylumfrompersecution.”Thisstructuringofthearticlewasamenable

becauseitlimited“theobligationoftheState,”butstillprovidedsomerecourseforpersecuted

people.54

SaudiArabiaagreedwiththeUnitedKingdominthatassuringtheright“tobegranted”

asylum“wouldbeaflagrantviolationofthesovereigntyoftheStateconcerned.”55Because

article14didnotincludeprovisionsforconsultingtheStatesaboutofferingrefuge,ordelineate

whowouldberesponsiblefordirectingpersonstoparticularcountriesforasylum,“thearticle

promisedmorethanitshould.”56Themajorityofthestatessupportedthisposition.The

Australiandelegationvoicedsupport,saying“eachStatemustbefreetodecidetheformin

whichthatright[ofasylum],havingbeenproclaimedinthedeclaration,shouldbeapplied.”57

Thestates’obviousconcernfortheirownpowereclipsedthemorehumanitarianconcernof

securingprotectionsforrefugees.

54U.N.GeneralAssembly,3rdSession.ThirdCommittee.121stMeeting,MeetingRecord.3Nov.1948(A/C.3/SR121),330.55U.N.GeneralAssembly,3rdSession.ThirdCommittee.121stMeeting,MeetingRecord.3Nov.1948(A/C.3/SR121),331.56U.N.GeneralAssembly,3rdSession.ThirdCommittee.121stMeeting,MeetingRecord.3Nov.1948(A/C.3/SR121),331.57U.N.GeneralAssembly,3rdSession.ThirdCommittee.121stMeeting,MeetingRecord.3Nov.1948(A/C.3/SR121),338.

Page 22: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

22

Theseviewsexpressingconcernfornationalsovereigntywerecounteredbythe

delegatesfromLebanon,PakistanandPoland.Mr.AzkoulofPakistanthoughtthatthe

“conceptionoftherightoftheindividualhadbeenreplacedtoacertainextentbythatofthe

obligationoftheState.Thestatementofarightshouldnot,however,dependonthepossibility

ofStatestocomplywiththatright.”58ThisisexactlytheproblemtheAssemblywaswrestling

withinthisdiscussionofrefugeerights:therightsofastateversustherightsoftheindividual.

Azkoulwasrightinseeingthattheobligationsofthestateweretakingprecedenceoverthe

rightsoftheindividual.Thoughtheybeganwithveryhumanitarianandidealisticintentions,the

delegatessoongotboggeddowninstatepoliticsanddeferencefornationalsovereignty.

PolandthoughtthattheUKandSaudiArabianamendmentwouldweakenthearticle.

UncharacteristicallyforPavlovoftheUSSR,whohadthusfarbeenaferventadvocateofstate

sovereignty,hepushedfortherightnotonlytoseek,butalsotoreceive,asylum:“TheUnited

Kingdomamendmentaffirmedtherighttoseekasylum,butthatwasoflittlevalueunlessthere

wereprovisionsforimplementingit.”59Ultimatelythewords“tobegranted”asylumwere

deletedinfavoroftheideaof“enjoying”asylum,whichputlesspressureonthestatesto

ensureasylum.

ContradictioninPractice

IntheintroductiontohisbookontheUnitedNationsandPalestinianrefugees,Edward

Buehrigwritesthatpoliticalrefugees“arethetragicproductofanincompatible

58U.N.GeneralAssembly,3rdSession.ThirdCommittee.121stMeeting,MeetingRecord.3Nov.1948(A/C.3/SR121),335.59U.N.GeneralAssembly,3rdSession.ThirdCommittee.122ndMeeting,MeetingRecord.4Nov.1948(A/C.3/SR122),343and344.

Page 23: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

23

juxtaposition.”60Hereheisreferringtoconflictslikeclass,religionandideology,butrefugees

arejustaseasilyaproductoftheincompatiblejuxtapositionbetweennationalsovereigntyand

individualrights.Refugeesareoftenunsafeorunhealthyinonecountry,butunwantedby

another.AtthetimeofthedraftingoftheUniversalDeclarationofHumanRights,crisesmade

boththenecessityandthecontradictionofthedeclarationevident.TheArab‐IsraeliWarof

1948triggeredamassiverefugeeexodusthatleftthousandsofrefugeescaughtinastruggle

betweennationalsovereigntyandindividualwelfare.Theuseoftheserefugeesinthepolitical

bargainingbetweentheArabstatesandIsraelexemplifiesthedisregardofindividualrightsin

favorofstateconcerns.

ThelongstandingrelationshipbetweentheUNandPalestinemakestheexampleofthe

UDHRandtheArab‐IsraeliWarespeciallymeaningful.TheUNhasbeeninvolvedinthe

Palestineconflictlonger“thaninanyotherregionaldispute.”Itwasinvolvedfromtheoutsetas

crafterofthetwo‐statepartitionplan,asheadoftherefugeereliefeffort,andaspeacekeeper

andmediator.61TheUNplayedakeyroleintheescalationoftheproblemandmorethansixty

yearslatercontinuestopoliceit.Furthermore,theUNsinvolvementinPalestinedeveloped

concurrenttoitsdraftingofauniversalhumanrightsplatform,andthisdeclarationprovideda

backdropforUNactionsinPalestine.

TheoriginsoftheArabJewishconflictinPalestinearecomplexanddateback

considerably.However,theparticularsofthe1948warbeginwithTheBritishMandatein

Palestine.AftertheFirstWorldWar,someterritoriesoftheOttomanEmpire,ofwhich

60EdwardH.Buehrig,TheUNandthePalestinianRefugees:AStudyinNonterritorialAdministration,(Bloomington:IndianaUniversityPress,1971),3.61NathanPelcovits,TheLongArmistice:UNPeacekeepingandtheArab‐IsraeliConflict,1948‐1960(Boulder:WestviewPress,1993),1.

Page 24: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

24

Palestinewasone,weredividedintomandates.TheLeagueofNationsmandatetransferred

controlfromtheOttomanEmpiretovariousalliedcountries.TheUnitedKingdomgained

controloftheareain1917,andwasofficiallygivenamandatetoadministeranewlydefined

Palestinein1923.62

Throughouttheperiodofthemandate,therewasconstantconflictamongJews,Arabs,

andtheBritish.PalestinianArabsdemandedanArabPalestinewhileZionistJewsrefusedto

curbimmigrationortamedemandsforaJewishstateinPalestine.DuringtheFirstWorldWar,

andtheentiretyofthemandateperiod,theBritishmadepromisestobothgroups,thoughthey

weremoreconsistentlysupportiveofaJewishstate.TheBalfourDeclarationof1917stated

outrightBritishsupportforaJewishstateinPalestine,andthisdeclarationwasincludedasa

partoftheofficialmandateoverthearea.AfteranArabrebellionin1936,theBritishwithdrew

someoftheirpromisestotheJews,andmadeanattempttorestrictJewishimmigration,but

theirprevioussupportforaJewishstateinPalestinehadalreadybothalienatedandinjuredthe

Arabsthere.63

InFebruary1947,BritaindecidedtorelinquishcontrolofPalestineduetoaninabilityto

findanacceptablesolutiontotheconflictandanincreasingdifficultyinmaintainingcontrol

overthearea.64TheMandatewouldnotofficiallyenduntilMay1948,butthe“problem”of

PalestinewasofficiallyhandedovertotheUNinFebruary.65InMaytheUnitedNationsSpecial

CommitteeonPalestine(UNSCOP)wasformedtocreateasolutionfortheconflictinPalestine.

62BennyMorris,1948:AHistoryoftheFirstArab‐IsraeliWar,(NewHaven:YaleUniversityPress,2008),11.63IlanPappe,AHistoryofModernPalestine:OneLand,TwoPeoples(Cambridge:CambridgeUniversityPress,2006),84and107.64BennyMorris,1948:AHistoryoftheFirstArab‐IsraeliWar,(NewHaven:YaleUniversityPress,2008),15and37.65IlanPappe,AHistoryofModernPalestine:OneLand,TwoPeoples(Cambridge:CambridgeUniversityPress,2006),121.

Page 25: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

25

InAugust,UNSCOPpresentedapartitionplantotheGeneralAssemblythatsuggesteddividing

Palestineintotwoseparatestateswithaneconomicunion.Theplanwashotlydebatedinthe

Assembly;deliberationslasteduntilNovemberof1947andtheplanstillbarelymanagedtoget

therequiredtwo‐thirdsmajorityforadoption.Ultimately,theplanwasacceptedbytheJewish

communitybutrejectedbythePalestinians.66

OnSeptember1,1947,thedayafterthepartitionplanwasbroughtbeforetheGeneral

Assembly,fightingbrokeoutinPalestine.Thewidespreadviolencesoonbecameafull‐outcivil

war.67PalestinianArabsriotedandattackedJewishownedbusinesses.InDecember,theArab

HigherCommitteeorganizedastriketoprotesttheadoptionoftheUNpartitionplan.68The

PalestinianArabswereoutragedbythepartitionplanthatgave“37percentofthepopulation

55percentoftheland(ofwhichtheyownedonly7percent)”andwhichforcedthemfromthe

mostfertileland.69TheJewsrespondedtoArabattackswithattacksoftheirown.Thecivilwar

was“characterizedbyguerrillawarfareaccompaniedbyactsofterrorism.”70Thiscivil‐war

betweenPalestinianArabsandJewsintheregionlasteduntilMay1948,whentheBritish

MandateinPalestinewasterminatedandtheArab‐Israeliwarbegan.

TheArab‐IsraeliWarofficiallybeganaftertheJewishnationdeclaredstatehoodonthe

14thofMay,anticipatingtheconclusionoftheBritishMandate.FiveArabstates(Egypt,Iraq,

Jordan,LebanonandSyria)respondedbyinvadingthenewlycreatednation.TheArabStates

66IlanPappe,AHistoryofModernPalestine:OneLand,TwoPeoples(Cambridge:CambridgeUniversityPress,2006),125.67IlanPappe,AHistoryofModernPalestine:OneLand,TwoPeoples(Cambridge:CambridgeUniversityPress,2006),127.68YoavGelber,Palestine,1948:War,EscapeandtheEmergenceofthePalestinianRefugeeProblem(Sussex:SussexAcademicPress,2006),16.69BennyMorris,1948:AHistoryoftheFirstArab‐IsraeliWar,(NewHaven:YaleUniversityPress,2008),65.70BennyMorris,1948:AHistoryoftheFirstArab‐IsraeliWar,(NewHaven:YaleUniversityPress,2008),77.

Page 26: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

26

weremotivatedbyastrongdesirenottohaveaJewishstateestablishedamongtheirown

nations.TheywerefurthermotivatedtoinvadebythesteadyrefugeeflowfromPalestineas

wellastheincreasingcertaintyofPalestinianArabfailureintheconflict.Israel’sdeclarationof

statehoodandtheinvasionbytheArabstatestriggeredfurtherfightingbetweenJewishand

Arabgroupsinthecitiesandontheroads.71

Thefirstwaveofrefugeescamebeforethewarevenbegan.AftertheUNGeneral

Assemblyresolutiononthe29thofNovember1947sanctionedthedivisionofBritishcontrolled

Palestineintotwostates,ArabpeoplebeganleavingtheJerusalemandJaffaareas.Thecauses

oftherefugeeexoduswerethen,andarestill,ferventlydebated.Bothsidesblamedtheother

fortherefugeecrisis:“accordingtotheArabHigherCommittee,some550,000Palestinian

ArabshadbeenforcedtoleavetheirhomesasaresultofJewishattacks”butaccordingto

Israel,“mostofthese[refugees]hadleftPalestineduringrecentmonthsinthewakeofthewar

launchedagainstIsraelbyneighboringArabStates,partlyinobediencetodirectordersbylocal

Arabmilitarycommanders,andpartlyasaresultofthepaniccampaignspreadamong

PalestinianArabsbytheleadersoftheinvadingArabStates.”72Itislikelythatthecauseofthe

refugeeexodusisacombinationofmanyevents.TheinvasionbytheArabstatesexacerbated

theinstabilityalreadypresentintheregion;duringthecivilwarthatprecededtheofficialArab‐

IsraeliWar,thereweresporadicattacksbetweenArabandJewishgroups,aswellasa

persecutioncampaignfocusedontheArabsbytheHaganah.73Inthemonthsleadinguptothe

officialoutbreakofwar,PlanDalet,aZionistoffensiveagainstArabswasenacted.This71BennyMorris,TheBirthofthePalestinianRefugeeProblemRevisited,(Cambridge:CambridgeUniversityPress,2004),13.72TheUnitedNations,YearbookoftheUnitedNations1947‐1948,447.73HaganahwasaJewishParamilitarygroupthatlatebecametheIsraeliDefenseForces.BennyMorris,TheBirthofthePalestinianRefugeeProblemRevisited,(Cambridge:CambridgeUniversityPress,2004),67.

Page 27: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

27

campaignincludedforcedmigration,attacks,rapes,andanumberofmassacresofArab

villages.74Theoutbreakofwaronlyincreasedtherefugeeflow.ByJuly1948itwasclearthata

refugeecrisiswasat‐hand.75Bythistime“400,000‐500,000Arabshadbeendisplacedbythe

fighting.”76Therefugeecrisiswasaconcerntotheinternationalcommunity,andparticularlyto

theArabstates,butnoonestatefeltthattheycouldorshouldtakeresponsibility.Therewasa

generalcallfortheUNtoheaduptherefugeereliefeffort.

ThePalestinianrefugeesfirstcameunderdiscussionatthe117thand118thmeetingsof

theThirdSessionoftheUNGeneralAssembly–atthesamesessioninwhichtheywere

conductinganarticlebyarticleanalysisoftheUDHR.FollowingtherecommendationofUN

envoyFolkeBernadottethattheUNtakechargeofrefugees,thecommitteeinitiateda

discussionregardinghowbesttoprovideaid.Themeetingminutesofthe117thmeeting

recognizethatthecaseofthePalestinianrefugeeshadrelevancetotheuniversaldeclarationat

hand.Theminutesstate,“theThirdCommitteewasnolongerfacedwithanabstractideaof

humanityasdescribedinthedeclarationofhumanrights,butwithaspecificcase.”77TheArab‐

IsraeliWarpresentedthecommitteewithanopportunitytomoveawayfromtheabstract

principlestheyweretryingtouphold.Theyacknowledgedthat“thosefineideasand

stimulatingprovisionshadbeenviolatedinthemostmanifestfashioninthecaseofthe

74DavidGilmour,Dispossessed:TheOrdealofthePalestinians,1917‐1980(London:SidgwickandJackson,1980),68and69.75EdwardH.Buehrig,TheUNandthePalestinianRefugees:AStudyinNonterritorialAdministration,(Bloomington:IndianaUniversityPress,1971),26.76BennyMorris,TheBirthofthePalestinianRefugeeProblemRevisited,(Cambridge:CambridgeUniversityPress,2004),39.77U.N.GeneralAssembly,3rdSession.ThirdCommittee.117thMeeting,MeetingRecord.29Oct.1948(A/C.3/SR117),283.

Page 28: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

28

Palestinerefugees.Thatcrimewasbeingcommittedundertheveryeyesofthejudges.”78The

discussioncenteredaroundwherebesttoprocurefundsfromandhowbesttoadminister

them.Thesesessionsledtothedevelopmentofasub‐committeetofurtherexploretheissue.79

Thesub‐committeedraftedaproposalforareliefprogram.AfterreviewbytheGeneral

Assembly,theUnitedNationsReliefforPalestineRefugees(UNRPR)wascreatedonNovember

19th1948.80TheUNRPRwasfollowed,in1950,bytheUnitedNationsReliefandWorksAgency

(UNRWA).TheUNRPRwasfundedbytheUN’sWorkingCapitalFundanditsmemberagencies.

Theirfocuswasonofferingeconomicaidfortherefugees.TheUNWRAabsorbedtheworksof

theUNRPRandcontinuesthisworktoday.

TheoriginalUnitedNationsmediatortoPalestine,Bernadotte,whohadrecommended

therefugeesbecomeaUNcharge,wrotetotheAssemblythatthe“choiceisbetweensaving

thelivesofmanythousandsofpeoplenoworpermittingthemtodie.”81Thesolutionbythe

UnitedNations,toofferaidtotherefugeesbutnopermanentrefuge,lefthundredsof

thousandsofrefugeesinalimboofsorts.Refugeecampsstillexistfromthe1948war,more

thansixtyyearslater.TodaytheUNWRAcontinuestoprovide“assistance,protectionand

advocacyforsome4.7millionregisteredPalestinerefugeesinJordan,Lebanon,Syriaandthe

78U.N.GeneralAssembly,3rdSession.ThirdCommittee.117thMeeting,MeetingRecord.29Oct.1948(A/C.3/SR117),283.79U.N.GeneralAssembly,3rdSession.ThirdCommittee.117thMeeting,MeetingRecord.29Oct.1948(A/C.3/SR117),279.AndU.N.GeneralAssembly,3rdSession.ThirdCommittee.118thMeeting,MeetingRecord.30Oct.1948(A/C.3/SR118),304.80TheUnitedNations,YearbookoftheUnitedNations1948‐1949,202.81FolkeBernadotte,UnitedNations,ProgressReportoftheUnitedNationsMediatoronPalestine,16Sep.1948,(A/648),53.

Page 29: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

29

occupiedPalestinianterritory,pendingasolutiontotheirplight.”82Noonewaswillingtotake

responsibilityfortherefugeesandtodaythesepeoplecontinuetosuffer.

BothIsraelandtheneighboringArabstatesusedtherefugees“asapoliticalpawn.”83

Israelrefusedtolettherefugeesreturn,butlaterusedthemasabargainingpieceinattempts

togainamorefavorablepeacedeal.84DespiteUNsanctionsaskingfortherepatriationof

refugees,theofficialIsraelipolicy,asvoicedbyPrimeMinisterMosheSharett,remainedas

follows:“inthemainasolutionmustbesought,notthroughthereturnoftherefugees

toIsrael,butthroughtheirresettlementinotherstates.”85TheArabstatesinturnrefused

toabsorbtherefugees,hopingthatIsraelwouldeventuallytakethembackandthuseffectively

“destabilize”theJewishstate.Stuckinthemiddleofapoliticalbattlebetweenstates,

individualrightsonceagainweredisregarded.

Israel’sdesireforaJewishstateleftnoroomforthereturnofthousandsofArab

refugees.InamemorandumtotheUnitedNationsConciliationCommissionforPalestine,the

governmentofIsraelwroteinJuly1949:

Theclockcannotbeputback.Sincethisfirstarose,theJewishpopulationhasincreasedby50%.ThequestionofhousingthenewcomerswaspartlysolvedbyplacingthemintohabitablehousesinabandonedArabtownsandvillages.Immigrationcontinuesatanaveragerateof800perday.ThesefiguresalonegiveclearindicationthattheindividualreturnofArabrefugeestotheirformerplacesofresidenceisanimpossiblething.NotonlycanthewholeArabeconomicsystemnotbesimplyrestoredbecause

82TheUnitedNationsReliefandWorksAgencyforPalestineRefugeesintheNearEast,“AboutUNRWA,”http://www.unrwa.org/etemplate.php?id=4783QuotefromMarkEtheridge,PalestineConciliationCommission,inTheBirthofthePalestinianRefugeeProblemRevisited,BennyMorris,(Cambridge:CambridgeUniversityPress,2004),39.84BennyMorris,TheBirthofthePalestinianRefugeeProblemRevisited,(Cambridge:CambridgeUniversityPress,2004),551.85IsraeliMinistryofForeignAffairs,MemorandumtotheUnitedNationsConciliationCommissionforPalestine,8Aug.1949(A/AC.25/IS.33).

Page 30: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

30

itsbasishaspracticallydisappeared;butalsothephysicalreturnoftheArabmiddle‐classessuchasshopkeepers,tradesmen,freeprofessions,hasbecomeaphysicalandgeographicalimpossibility.Theirhouseshavegone,theirjobshavegone.86

TheIsraeliMinistryofForeignAffairssuggestedresettlementinArabcountriesasasolution

morefavorablethanrepatriation.TheArabcountrieswerebothunwillingandunableto

committoincorporationofthehundredsofthousandsofrefugees.Stubbornnessonbothsides

coupledwiththeUN’sinabilitytoenforceitssanctionsledtoastalemateontheissue.Concern

forhumanrightssoonfelltothewayside,asnationalconcernovershadowedthedesireto

secureindividualwelfare.AsthememberstatesoftheUNhadnotadoptedaguaranteeofthe

righttosecureasylum,theUNputpressureonIsraelinanefforttoenforcetherightofreturn,

whichhadbeenestablishedbytheUDHR.Thefinallanguageofarticles13and14inthe

DeclarationhadapivotaleffectonhowthecountriesinvolvedintheArab‐IsraeliWarwere

framed.TheUNrecommendedbothrepatriationandresettlementfortherefugees,but,

becauseoftheinfluenceoftheUDHR,morestronglypushedIsraelontheissueofrepatriation.

TheArab‐IsraeliWarclearlydemonstratesthetragedyofnotestablishingdefinitive

languagetoguaranteerefugeesasylum,butitalsoexhibitsacleardismissalofwhatrightshad

beenguaranteed–specificallytherightofreturn.Thefinaldebateoverarticle13focusedmuch

attentionontherightofreturn.TheworkingdraftoftheDeclarationguaranteedanindividual’s

rightto“toleaveanycountry”andthefinaldebatemadeapointtoguaranteethatan

individualhadtherightto“leaveanycountry,includinghisown,andtoreturntohiscountry.”

ThisrighthasbeenignoredforPalestinianrefugees.ThousandsofPalestiniansfledtheirhomes

86GovernmentofIsrael,MemorandumtotheUnitedNationsConciliationCommissionforPalestineonPrinciplesGuidingtheResettlementofArabRefugees,28July1949,(A/AC.25/Com.Tech/8).

Page 31: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

31

andwereneverallowedtoreturn.ThenewlydeclaredStateofIsraelwasthreatenedbythe

ideaofthousandsofArabsreturningtothearea,andrefusedtoletthemback.InAugust1948

theybeganimplementinganofficialanti‐repatriationpolicy.Thisincludeddestroyingor

occupyingPalestinianhomesandvillages.87

OnDecember11th1948theUnitedNationspassedResolution194onPalestine.The

resolutionlaysoutanumberofguidelinesforthesituationinPalestine,perhapsmostnotably,

theresolutioncallsforareturnoftherefugeestotheirhomes:“[TheGeneralAssembly]

Resolvesthattherefugeeswishingtoreturntotheirhomesandliveatpeacewiththeir

neighboursshouldbepermittedtodosoattheearliestpracticabledate.”88Thisdirecturging,

aswellasitsbackingprinciple,Article13intheUDHR,officiallyadoptedonedayprioron

December10th,1948,wasdisregardedbytheStateofIsrael.Israeladamantlyrefusedto

repatriatetherefugees,andtheUNwasinnopositiontoforcethemtodoso.Resolution194

wasthefirstofmanyUNresolutionsurgingIsraeltoacknowledgetherefugee'srighttoreturn.

Infollowingyears,theUNwouldcontinuetosanctionIsrael,petitioningthemtorepatriatethe

Palestinianrefugees.TheUNannuallyrenewsResolution194,andcontinuestoaskIsraelto

"affirmtheinalienablerightsofallinhabitantswhohadlefttheirhomesasaresultofthe

outbreakofhostilitiesintheMiddleEasttoreturnhome,resumetheirnormallife,recovertheir

propertyandhomes,andrejointheirfamiliesaccordingtotheprovisionoftheUniversal

DeclarationofHumanRights."89ThewayinwhichthearticlesintheUDHRwereaffectedbythe

conflictbetweensovereigntyandindividualrightsshapedthewaythe1948Arab‐IsraeliWar87IlanPappe,AHistoryofModernPalestine:OneLand,TwoPeoples(Cambridge:CambridgeUniversityPress,2006),145.88U.N.GeneralAssembly,Resolution194,11.Dec1948(A/RES/194(III)).89U.N.GeneralAssembly,CommitteeontheExerciseoftheInalienableRightsofthePalestinianPeople,11March1976(A/AC.183/L.3).

Page 32: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

32

wasdealtwith.TheUNhasalsourgedArabstatestoconsiderofficiallyresettlingPalestinian

refugees,buthasdonesowithoutthebackingoftheUDHR,andwithlessforcethanwithwhich

ithasapproachedIsrael.

DespiteUNsanctions,theurgencyofthePalestinianrefugeeproblemsoonfadedfrom

internationalattention.ThoughtheUnitedNationsinitiallyapproachedtheArab‐Israeliconflict

withaferventdesiretobrokerpeaceandimplementtherightsintheUDHR,“intheend,allthe

parties,includingIsrael,accommodatedthemselvestothestalemateofanarmisticepolicedby

theUNpeacekeepers.”90Thischangeinattitudeappliedtotherefugeesituationaswell.The

UNquicklywentfromtryingtoresolvetheproblemtosimplysustainingtherefugeesasthey

were.Thisattitudewasespeciallyapparentthroughoutearly1949,whentheUNbegan

discussingIsrael’sapplicationforUNmembership.JustmonthsaftertheadoptionoftheUDHR

andtheissuingofResolution194,UNmemberstatesshowedlittlecompulsiontoabidebythe

principlestowhichtheyhadagreed.TheArabstatesmadestrongobjectionstoIsrael’s

admission,specificallyduetoIsrael’snoncompliancewiththerefugeesituation.FawziBeyof

EgyptdidnotsupportIsrael’sapplicationandmentionedtherightsgiventotherefugeesbythe

UDHR:“Werethoserefugeesnothumanbeings?DidnotaUniversalDeclarationofHuman

Rightsexist?”TheSaudiArabiadelegationagreedwithBey:“Itwouldbeunwisetoadmit

[Israel]...Theyhadcarriedoutactsofterrorismattheverymomentwhencertaindemocratic

StateswerepromotingtheadoptionoftheUniversalDeclarationofHumanRightsandwere

abouttosigntheConventiononGenocide....Despitethosefacts,someMembersstill

consideredtheapplicantapeace‐lovingState.”AsBeystates,despiteIsrael’snon‐compliance

90NathanPelcovits,TheLongArmistice:UNPeacekeepingandtheArab‐IsraeliConflict,1948‐1960(Boulder:WestviewPress,1993),7.

Page 33: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

33

withtheUDHRandsubsequentUNsanctions,themajorityofthememberstatesarguedto

admitIsraelintotheUN.WarrenAustinoftheUSsummedupthemajorityopinionbyagreeing

thatIsraelneededtoabidebytheUNresolution,buthenonethelessthoughtthat“thelong

discussionofIsrael'sapplicationwasevidenceofthegeneraldeep‐rooteddesireforajust

solutionofquestionsrelatingtoPalestine,andespeciallythoseofJerusalemandtheArab

refugees,”andinlightofthat“theUnitedStatesdelegation,togetherwiththelargemajorityof

membersoftheSecurityCouncilandoftheAdHocPoliticalCommittee,consideredthatIsrael

fulfilledtherequirementsof[membership].”91TheArabStates,withtheirconcernsregarding

Israelandtherefugeecrisis,werehugelyoutnumbered.Israelwasadmittedasamemberto

theUNonMay11th1949.92

Inasomewhathollowgesturetowardsaconclusionoftheconflict,theUNcontinuesto

requestIsrael’srepatriationoftherefugees,andIsraelcontinuestoignorethisrequest.93The

StateofIsraelactivelyignoresindividualrightsinfavorofitsownnationalagenda.Atthesame

time,Arabstatesrefuserefugeescitizenship,denyingthemboththerighttotrueasylumand

therighttonationality.Therefugeetragedystemmingfromthe1948Arab‐IsraeliWar

exemplifiesthetenuousrelationshipbetweentherightsandinterestsofnationstatesand

thoseofindividuals.Bothintheoryandinpractice,nationstatesinfringeuponindividualrights

fortheirownbenefit.Regardlessoftheprogressmadeininternationalpolicy,orthe

promulgationofrights’declarationsandconventions,therightsoftheindividualarenot

secure.

91U.N.GeneralAssembly,207thPlenaryMeeting,MeetingRecord11May1949(A/PV.207).92U.N.GeneralAssembly,207thPlenaryMeeting,MeetingRecord11May1949(A/PV.207).93DavidGilmour,Dispossessed:TheOrdealofthePalestinians,1917‐1980(London:SidgwickandJackson,1980),75.

Page 34: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

34

Conclusion

BoththedraftingoftheUDHRandtheArab‐Israeliwarexhibittherepercussionsofthe

tensionbetweenstatepowerandindividualrights.Despitetheambitiousandhumanitarian

intentionsfollowingWWII,numerousfactorsmitigatedthemorehumanitariangoalsofthe

internationalcommunity.InhislargertextontheUDHR,JohannesMorsinkmentionsthat“the

lessonlearnedfromtheHolocaustwaslostinthedisagreementsaboutwhattodoaboutthe

halfmillionrefugeescreatedbythe1948Arab‐Israeliwar.”94Morsinkbrieflysuggeststhatthe

concernsoftheArabstateswerethecausebehindthechangeinlanguageintheUDHR.

However,heglossesoverthefactthatthemostvocaladvocatesforchangingtheprovisionsof

theasylumarticlewerewesternnations,suchastheUnitedStatesandtheUnitedKingdom.

ThesenationsdidnotexperiencethesamepotentialaffectoftheunfoldingArab‐Israelirefugee

crisis,yetremainedadamantaboutnotguaranteeingrefugeeasylum.

Still,theUNdiscussionsoftherefugeesfromtheArab‐Israeliwardoillustratetheway

theconflictbetweenstateinterestsandindividualinterestswithintheUDHRplayedout.Yet,

thetwoeventsarenottiedasintimatelyasMorsinkimplies.Becauseofthesimultaneity,itis

temptingtoseeadirectcorrelationbetweenthedraftingoftheUDHRandtheeventsofthe

Arab‐IsraeliWar.Thatis,eithertherefugeecrisisshapedthedebatesandfinalarticulationof

rights,ortheUN’sgrowingconcernforhumanrightsledtheinstitutiontoaddressthe

PalestinianrefugeecrisisinwaysinlinewiththeUDHR.WhiletheArab‐IsraeliWarwasa

legitimatecrisisofhumanrightswithwhichtheUNanditsmemberstateswereconfrontedjust

94JohannesMorsink,TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent,(Philadelphia:UniversityofPennsylvaniaPress,1999),78.

Page 35: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

35

astheywereattemptingtoarticulateuniversalrightsforindividuals,thewaractuallyillustrates

theinherentcontradictionofacommunityofnationstateschargedwiththesecurityof

universalindividualrights.Statesholdthepowertoensurerights,buthaverarely

demonstratedthemotivationtoupholdthemwhenworsecomestoworst.Consequently,

Article14oftheUDHRwaspassedwithoutfirmlanguageassertingtherightofrefugees“tobe

granted”asylum,insteadtheywereleftwiththerightsimply“toseekandtoenjoy”asylum.

Otherarticles,likeArticle13regardingtherighttoasylum,whichwerepassedwithfirmer

languagehavesimplybeenignored.And4.7millionArab‐Israelirefugeescontinuetolivea

troubledandstatelessexistence.

However,overthelong‐term,thearticlesintheUDHRandtheparticularwaysinwhich

theyarticulatedthistensionbetweensovereigntyandindividualrightshaveshapedtheway

the1948Arab‐IsraeliWarhasbeenapproached.Becauseofthewaynationalsovereignty

reignedintheUDHRdebates,therighttoasylumwasnotassured,yettherighttoreturnwas.

Becauseofthis,theUNandahostofothershavebeenabletousetheUDHRasatooltoput

pressureonIsraeltoallowthereturnofrefugeestotheirland.Atthesametime,theUDHR

doesnotservetourgetheArabstatestograntthesesamerefugeesasylum.Thisisevident

withintheUNdiscussionsandensuingmeasures,suchasResolution194of1948.Theissueof

grantingasylum(ornot)andtherightofreturnestablishedanintellectualframeworkforhow

thestatesinvolvedwiththePalestinianrefugeeswouldberegarded.

TheUN’sentrenchedinvolvementintheArab‐IsraeliWar,aswellasthetimingofthe

conflict–justasthedelegateswereintheendstagesofdraftingtheUDHR—maketheWara

particularlyinterestingexample.TheArab‐IsraeliWarandtheensuingrefugeecrisisnotonly

Page 36: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

36

demonstratetheconflictbetweennationsandindividuals,butthewayinwhichtheUNandthe

internationalcommunityapproachedthesituationwasshapedbythepromulgationofthe

UDHR.BecauseoftheprincipleswithintheDeclaration,pressureremainsonIsraeltorectify

therefugeecrisis.ArabstatescontinuetoofferrefugetomillionsofPalestinians,butrefusefull

asylumorcitizenship.ThesimultaneityoftheconflictandtheDeclarationaffectedthewayin

whichthecrisishasbeen,andis,managed.

TheimpassedemonstratedintheexamplesofboththeUDHRdraftingandtheArab‐

IsraeliWarareparticularlyrelevanttoday,inaworldwherestatesincreasinglyrestrictthe

provisionsforrefugeesinfavorofensuringstatesecurityandnationalsovereignty.ErikaFeller

andVolkerTürkwritethat:

SecurityconcernssincetheattacksintheUnitedStateson11September2001dominatethedebate,includinginthemigrationarea,andhaveattimesovershadowedthelegitimateprotectioninterestsofindividuals.Anumberofcountrieshave,forinstance,revisitedtheirasylumsystemsfromasecurityangleandhaveintheprocesstightenedproceduresandintroducedsubstantialmodifications.95

Stateconcerns,fromPalestinianrefugeestomodern‐dayterrorists,haveoftenovershadowed

therightsofindividuals.Especiallyintheeraofterrorism,whennationalsecurityisheightened

aroundtheworldandimmigrationiscontinuouslybeingrestricted,refugeerightsandtheir

historyareimportant.

InthecaseoftheUDHR,refugeeprotectionsweremarginalizedinfavorofstate

protection.BeforetheUniversalDeclarationofHumanRightswascomplete,theArab‐Israeli

Warplayedouttheconflictsbetweennationalandindividualrightsthatthedraftersfaced.

95ErikaFellerandVolkerTürk,RefugeeProtectioninInternationalLaw:UNCHR’sGlobalConsultationsonInternationalProtection,(Cambridge:CambridgeUniversityPress,2003),5.

Page 37: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

37

WhatwasamomentousDeclarationhasbecomelittlemorethanatheoreticalnodtoindividual

rights—rightswhichdonotactuallyplayoutontheinternationalfield.Thisdeep‐rooted

tensionpreventsindividualsfromtrulyhavingtheserightsguaranteed.

Page 38: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

38

WorksCited

Primary:Bernadotte,Folke.UnitedNations.ProgressReportoftheUnitedNationsMediatoron

Palestine.16Sep.1948(A/648).GovernmentofIsrael.MemorandumtotheUnitedNationsConciliationCommissionfor

PalestineonPrinciplesGuidingtheResettlementofArabRefugees.28July1949(A/AC.25/Com.Tech/8).

Humphrey,JohnP.HumanRightsandtheUnitedNations:AGreatAdventure.NewYork:

TransnationalPublishers,1984IsraeliMinistryofForeignAffairs.MemorandumtotheUnitedNationsConciliationCommission

forPalestine.8Aug.1949(A/AC.25/IS.33).

U.N.CommissiononHumanRights.3rdSession.ReportoftheThirdSessionoftheCommissiononHumanRights.28June1948(E/800).

U.N.GeneralAssembly,3rdSession.ThirdCommittee.117thMeeting,MeetingRecord.29Oct.

1948(A/C.3/SR117).U.N.GeneralAssembly,3rdSession.ThirdCommittee.118thMeeting,MeetingRecord.30Oct.

1948(A/C.3/SR118).U.N.GeneralAssembly,3rdSession.ThirdCommittee.120thMeeting,MeetingRecord.2Nov.

1948(A/C.3/SR120).U.N.GeneralAssembly,3rdSession.ThirdCommittee.121stMeeting,MeetingRecord.3Nov.

1948(A/C.3/SR121).U.N.GeneralAssembly,3rdSession.ThirdCommittee.122ndMeeting,MeetingRecord.4Nov.

1948(A/C.3/SR122).

U.N.GeneralAssembly,3rdSession.ThirdCommittee.123rdMeeting,MeetingRecord.5Nov.1948(A/C.3/SR123).

U.N.GeneralAssembly,3rdSession.ThirdCommittee.124thMeeting,MeetingRecord.6Nov.1948(A/C.3/SR124).

U.N.GeneralAssembly,3rdSession.182ndPlenaryMeeting.10Dec.1948(A/PV.182).U.N.GeneralAssembly,3rdSession,Plenary.UniversalDeclarationofHumanRights.10Dec.

Page 39: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

39

1948(A/res/217A).U.N.GeneralAssembly.Resolution194.11.Dec1948(A/RES/194(III)).U.N.GeneralAssembly,CommitteeontheExerciseoftheInalienableRightsofthePalestinian

People,11March1976(A/AC.183/L.3).U.N.GeneralAssembly,63rdSession.65thMeeting,MeetingRecord.10Dec.2008

(A/63/PV.65).

Secondary:

Alves,JoseLindgren.“TheDeclarationofHumanRightsinPostmodernity,”HumanRightsQuarterly,Volume22,No.2(2000).

Beitz,CharlesR.TheIdeaofHumanRights.OxfordUniversityPress,Oxford:2009.

Buehrig,EdwardH.TheUNandthePalestinianRefugees:AStudyinNonterritorialAdministration.Bloomington:IndianaUniversityPress,1971.

Feller,ErikaandVolkerTürk.RefugeeProtectioninInternationalLaw:UNCHR’sGlobal

ConsultationsonInternationalProtection.Cambridge:CambridgeUniversityPress,2003.Gelber,Yoav.Palestine,1948:War,EscapeandtheEmergenceofthePalestinianRefugee

Problem.Sussex:SussexAcademicPress,2006.Gilbert,Martin.TheHolocaust.NewYork:BraunCenterforHolocaustStudies,1994.Gilmour,David.Dispossessed:TheOrdealofthePalestinians,1917‐1980.London:Sidgwickand

Jackson,1980.Haddad,Emma.TheRefugeeinInternationalSociety:BetweenSovereigns.Cambridge:

CambridgeUniversityPress,2008.

Marrus,MichaelRobert.TheUnwanted:EuropeanRefugeesfromtheFirstWorldWarthroughtheColdWar.Philadelphia:TempleUniversityPress,2002.

Mazower,Mark.NoEnchantedPalace:TheEndofEmpireandtheIdeologicalOriginsofthe

UnitedNations.Princeton:PrincetonUniversityPress,2009.Morris,Benny.1948:AHistoryoftheFirstArab‐IsraeliWar.NewHaven:YaleUniversityPress,

2008.

Page 40: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

40

Morris,Benny.TheBirthofthePalestinianRefugeeProblemRevisited.Cambridge:Cambridge

UniversityPress,2004.Morsink,Johannes.TheUniversalDeclarationofHumanRights:Origins,DraftingandIntent.

Philadelphia:UniversityofPennsylvaniaPress,1999.Nickel,James.MakingSenseofHumanRights.Oxford:BlackwellPublishing,2007.

Pappe,Ilan.AHistoryofModernPalestine:OneLand,TwoPeoples.Cambridge:CambridgeUniversityPress,2006.

Pelcovits,Nathan.TheLongArmistice:UNPeacekeepingandtheArab‐IsraeliConflict,1948‐

1960.Boulder:WestviewPress,1993.Reisman,W.M.“SovereigntyandHumanRightsinContemporaryInternationalLaw.”American

JournalofInternationalLaw,Volume84,No.4(1990),866‐876.Rosenfeld,Esther.“FatalLessons:UnitedStatesImmigrationLawDuringtheHolocaust.UC

DavisJournalofInternationalLaw&Policy,1995.Rubenstein,Richard,andJohnRoth.ApproachestoAuschwitz:TheHolocaustandItsLegacy.

Atlanta:JohnKnoxPress,2003.Skran,Claudena.RefugeesinInter‐WarEurope:TheEmergenceofaRegime.Oxford:Clarendon

Press,1995.TheUnitedNations,YearbookoftheUnitedNations1947‐1948.

TheUnitedNations,YearbookoftheUnitedNations1948‐1949.TheUnitedNationsReliefandWorksAgencyforPalestineRefugeesintheNearEast,“About

UNRWA,”http://www.unrwa.org/etemplate.php?id=47Weissbrodt,DavidandConnieDeLaVega,InternationalHumanRightsLaw:AnIntroduction.

Philadelphia:UniversityofPennsylvaniaPress,2007.

Page 41: Contradiction in Terms: Nation States, Individual Rights ... Brouhard.pdf · Contradiction in Terms: Nation States, Individual Rights and Refugee Policy in the Universal Declaration

41

APPENDIX–Articles13,14,and15oftheUniversalDeclarationofHumanRights

Article13(1)Everyonehastherighttofreedomofmovementandresidencewithinthebordersofeachstate.(2)Everyonehastherighttoleaveanycountry,includinghisown,andtoreturntohiscountry.Article14(1)Everyonehastherighttoseekandtoenjoyinothercountriesasylumfrompersecution.(2)Thisrightmaynotbeinvokedinthecaseofprosecutionsgenuinelyarisingfromnon‐politicalcrimesorfromactscontrarytothepurposesandprinciplesoftheUnitedNations.Article15(1)Everyonehastherighttoanationality.(2)Nooneshallbearbitrarilydeprivedofhisnationalitynordeniedtherighttochangehisnationality.