construction of evolutionary tree for morphological - jiaxing huang

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Construction of Evolutionary Tree for Morphological Engineering of Nanoparticles Kwonnam Sohn, Franklin Kim, Ken C. Pradel, Jinsong Wu, Yong Peng, Feimeng Zhou, and Jiaxing Huang †, * Department of Materials Science and Engineering, Northwestern University, Evanston, Illinois 60208-3108, and Department of Chemistry and Biochemistry, California State University, Los Angeles, California 90032 N anoparticles are often described as artificial atoms or molecules to construct matter. Unlike atoms or molecules, the chemistry of nanoparticles is concerned with not only their composition but also morphological factors such as size and shape. 13 For example, particles made of the same metal can have distinctly differ- ent optical 1,4,5 and catalytic 610 properties depending on their morphologies. Signifi- cant advances have been achieved in the synthetic chemistry of nanoparticles, and a morphological control paradigm 2,1117 has been established, in which the nanoparti- cles are shaped by tuning the competitive growth of different crystallographic sur- faces. This is typically achieved by altering reaction parameters such as temperature and surface binding agents. Numerous reci- pes are now available for producing nano- particles of a great variety of morphologies and materials. However, to facilitate system- atic investigation on the morphology property relationship, it would be highly de- sirable if one reaction system can be engineered to yield as many different shapes as possible with minimal degree of parameter tuning. In nature, growth of species is usually ac- companied by evolutional changes in mor- phology over time until a final steady state is reached. Here we report that nanoparticle growth follows a similar pattern of morpho- logical evolution (Figure 1). First, we discov- ered that multiple independent evolution- ary pathways (Figure 1, colored coded branches) could be established starting from the same seed particle using the same reaction system. In each pathway, the seeds can evolve through a set of intermediate states (Figure 1, sub-branches) as the reac- tion progresses until a steady state shape is reached, after which the particles only grow in size. Each pathway carries a unique set of “codes” guiding the morphological trans- formation such as the growth direction and/or the preferred surface crystallo- graphic orientation of the final shape. Therefore, instead of producing a single fi- nal product, each reaction readily yields a string of continuously tunable sizes and shapes without changing any reaction pa- rameters. Then an evolutionary tree can be constructed, displaying a library of nanopar- ticles grown from the seeds. The tree also offers ground rules for designing new shapes. For example, crossing over differ- ent pathways can generate new morpholo- gies carrying the codes of both branches. Anisotropically shaped gold nanorods were chosen as the starting seeds to facilitate the observation of different growth modes. RESULTS AND DISCUSSION Gold Nanorod Seeds. Gold nanorods were chosen as the model seed material to con- struct an evolutionary tree because they are one of the best-studied nanomaterials and *Address correspondence to [email protected]. Received for review May 19, 2009 and accepted July 10, 2009. Published online July 21, 2009. 10.1021/nn900521u CCC: $40.75 © 2009 American Chemical Society ABSTRACT In addition to chemical composition, the chemistry of nanocrystals involves an extra structural factorOmorphologyOsince many of their properties are size- and shape-dependent. Although often described as artificial atoms or molecules, the morphological control of nanoparticles has not advanced to a level comparable to organic total synthesis, where complex molecular structures can be rationally designed and prepared through stepwise reactions. Here we report a morphological engineering approach for gold nanoparticles by constructing an evolutionary tree consisting of a few branches of independent growth pathways. Each branch yields a string of evolving, continuously tunable morphologies from one reaction, therefore collectively producing a library of nanoparticles with minimal changes of reaction parameters. In addition, the tree also provides ground rules for designing new morphologies through crossing over different pathways. KEYWORDS: evolutionary tree · gold nanoparticle · overgrowth · nanorod ARTICLE www.acsnano.org VOL. 3 NO. 8 2191–2198 2009 2191 Downloaded by NORTHWESTERN UNIV on October 8, 2009 | http://pubs.acs.org Publication Date (Web): July 21, 2009 | doi: 10.1021/nn900521u

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Page 1: Construction of Evolutionary Tree for Morphological - Jiaxing Huang

Construction of Evolutionary Tree forMorphological Engineering ofNanoparticlesKwonnam Sohn,† Franklin Kim,† Ken C. Pradel,† Jinsong Wu,† Yong Peng,‡ Feimeng Zhou,‡ andJiaxing Huang†,*†Department of Materials Science and Engineering, Northwestern University, Evanston, Illinois 60208-3108, and ‡Department of Chemistry and Biochemistry,California State University, Los Angeles, California 90032

Nanoparticles are often describedas artificial atoms or molecules toconstruct matter. Unlike atoms or

molecules, the chemistry of nanoparticles isconcerned with not only their compositionbut also morphological factors such as sizeand shape.1�3 For example, particles madeof the same metal can have distinctly differ-ent optical1,4,5 and catalytic6�10 propertiesdepending on their morphologies. Signifi-cant advances have been achieved in thesynthetic chemistry of nanoparticles, and amorphological control paradigm2,11�17 hasbeen established, in which the nanoparti-cles are shaped by tuning the competitivegrowth of different crystallographic sur-faces. This is typically achieved by alteringreaction parameters such as temperatureand surface binding agents. Numerous reci-pes are now available for producing nano-particles of a great variety of morphologiesandmaterials. However, to facilitate system-atic investigation on the morphology�property relationship, it would be highly de-sirable if one reaction system can beengineered to yield as many differentshapes as possible with minimal degree ofparameter tuning.In nature, growth of species is usually ac-

companied by evolutional changes in mor-phology over time until a final steady stateis reached. Here we report that nanoparticlegrowth follows a similar pattern of morpho-logical evolution (Figure 1). First, we discov-ered that multiple independent evolution-ary pathways (Figure 1, colored codedbranches) could be established startingfrom the same seed particle using the samereaction system. In each pathway, the seedscan evolve through a set of intermediatestates (Figure 1, sub-branches) as the reac-tion progresses until a steady state shape is

reached, after which the particles only growin size. Each pathway carries a unique setof “codes” guiding the morphological trans-formation such as the growth directionand/or the preferred surface crystallo-graphic orientation of the final shape.Therefore, instead of producing a single fi-nal product, each reaction readily yields astring of continuously tunable sizes andshapes without changing any reaction pa-rameters. Then an evolutionary tree can beconstructed, displaying a library of nanopar-ticles grown from the seeds. The tree alsooffers ground rules for designing newshapes. For example, crossing over differ-ent pathways can generate new morpholo-gies carrying the codes of both branches.Anisotropically shaped gold nanorods werechosen as the starting seeds to facilitate theobservation of different growth modes.

RESULTS AND DISCUSSIONGold Nanorod Seeds. Gold nanorods were

chosen as the model seed material to con-struct an evolutionary tree because they areone of the best-studied nanomaterials and

*Address correspondence to

[email protected].

Received for review May 19, 2009

and accepted July 10, 2009.

Published online July 21, 2009.10.1021/nn900521u CCC: $40.75

© 2009 American Chemical Society

ABSTRACT In addition to chemical composition, the chemistry of nanocrystals involves an extra structural

factorOmorphologyOsince many of their properties are size- and shape-dependent. Although often described

as artificial atoms or molecules, the morphological control of nanoparticles has not advanced to a level comparable

to organic total synthesis, where complex molecular structures can be rationally designed and prepared through

stepwise reactions. Here we report a morphological engineering approach for gold nanoparticles by constructing

an evolutionary tree consisting of a few branches of independent growth pathways. Each branch yields a string of

evolving, continuously tunable morphologies from one reaction, therefore collectively producing a library of

nanoparticles with minimal changes of reaction parameters. In addition, the tree also provides ground rules for

designing new morphologies through crossing over different pathways.

KEYWORDS: evolutionary tree · gold nanoparticle · overgrowth · nanorod

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can now be made in relatively large quantities andgood uniformity.18�22 In addition, their optical proper-ties are sensitive to size and shape,4,23�25 thus serving asa good marker for evolution. Gold nanorods were pre-pared according to the classical procedure19,20 usinggold precursor HAuCl4, reducing agent ascorbic acid,and the surfactant cetyltrimethylammonium bromide(CTAB). For further growth on Au nanorods, a standardgrowth solution was prepared containing 2.5 � 10�4 Mof HAuCl4, 5.5 � 10�4 M of ascorbic acid, and 0.1 M ofCTAB. The pH value of this standard growth solutionwas measured to be around 4. This solution is knownto be metastable at room temperature. The addition ofnanorods can induce in situ autocatalytic deposition ofAu.We have identified three independent overgrowth

pathways of the nanorods using growth solutions con-taining the same three reagents. In the first pathway,gold nanorods preferably grow on their tips, leading toa final peanut-shaped particle. In the second pathway,the nanorods enlarge uniformly in all directions beforereaching a square cuboidal final shape. In the thirdpathway, the nanorods preferably grow around itswaist, quickly reducing its aspect ratio to 1, and finallyturning into slightly truncated octahedrons. In eachroute, the intermediate products can be harvestedalong the progress of the reactions, or as the end prod-ucts in reactions with reduced amount of growth solu-tions, thus offering continuous, fine-tuning capability ofparticle morphologies and, therefore, their optical prop-erties, without changing any reaction conditions.

Evolutionary Path 1: Tip Overgrowth (Figure 2). In this tipgrowth pathway, the Au nanorods were added to amodified growth solution containing only 10% of CTABas used in the standard growth solution. The pH valueof such growth solution was measured to be around 4.Reactions with increasing amount of growth solutionwere carried out to capture the intermediate shapes.

The SEM images in Figure 2 reveal the shape evolution

of nanoparticles along the reaction. The starting nano-

rods were first transformed into dumbbell shapes (Fig-

ure 2b,c) due to preferred deposition of gold at the tips.

Then they gradually turned into peanut-shaped nano-

particles (Figure 2d�h). Size analysis in Figure 2i shows

the change of nanoparticles’ dimension as a function

of the amount of growth solution. The original Au nano-

rods are on average 11.2 � 1.2 nm wide and 46.3 �

2.8 nm long with an aspect ratio of around 4.2. During

tip overgrowth, the diameter increased to 47.6 � 5.9

nm at the center and 54.7 � 4.1 nm at the tips, while

the length increased to 114.1� 9.7 nm. The growth rate

in the longitudinal direction is about 2-fold faster than

in the transverse direction, thus decreasing the aspect

ratio to around 2. The UV�vis spectra (Figure 2j) of the

samples are consistent with the shape evolution seen in

the SEM images and size analysis data. During the over-

growth process, the longitudinal surface plasmon band

was gradually blue-shifted due to the decreased aspect

ratio, while the transverse mode became red-shifted

due to increased diameter and also much stronger due

to enhanced scattering.26 The final particle still has an

anisotropic shape with two well-separated surface plas-

mon peaks. Elongated gold nanoparticles have been

found useful for photothermal cancer therapy27�30 as

well as light scattering markers for rotational

motions.31,32 The continuous morphological tuning of

such elongated nanoparticles makes it possible to engi-

neer nanoparticle morphologies with the most desir-

able optical signatures for these applications.

Evolutionary Path 2: Isotropic Overgrowth (Figure 3).When

the standard growth solution containing 0.1 M of CTAB

was used, an isotropic overgrowth pathway was ob-

served. The pH value of such growth solution was mea-

sured to around 4. Figure 3 shows the evolution of Au

nanorod seeds with increasing amount of growth solu-

tion. The SEM images reveal that the starting nanorods

were enlarged in all directions during growth. First they

became fattened with rounded tips (Figure 3b�e) and

finally turned into square cuboids with increasingly

sharpened edges and points (Figure 3f�h). Square

cuboids seem to be the final equilibrium shape of this

pathway as the particles did not change shape further

but only grew larger during later stages of the reaction.

Size analysis data in Figure 3i shows the change of the

nanoparticle dimension as a function of the amount of

growth solution. The original Au nanorods are 14.9 �

1.7 nm wide and 55.2 � 5.5 nm long on average with

an aspect ratio of around 3.8. During the isotropic over-

growth, the width increased to 66.8 � 7.0 nm and the

length increased to 124.7 � 5.8 nm. The growth rate in

the longitudinal and transverse directions are compa-

rable. The aspect ratios of the products also gradually

decreased, reaching a final value of around 2.0. UV�vis

spectra (Figure 3j) of the samples are consistent with

Figure 1. Evolutionary tree of nanoparticle growth. Each indepen-dent pathway should have a unique set of “codes”, such as preferredgrowth direction and/or final surface crystallography orientation ofthe product, guiding the morphological evolution during nanoparti-cle growth. Intermediate morphologies (sub-branches) can be ob-tained along the progress of the reactions. Anisotropically shapednanorods were chosen as the seeds to facilitate the observation ofdifferent growth modes.

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Page 3: Construction of Evolutionary Tree for Morphological - Jiaxing Huang

the morphological evolution seen in the SEM imagesand size analysis data. During the overgrowth process,the longitudinal surface plasmon band was graduallyblue-shifted, while the transverse mode was red-shiftedand intensified as well, finally merging with the longitu-dinal mode. The final square cuboids are dominantlybound by {100} surfaces as shown in the electron dif-fraction pattern (Figure S1c in the Supporting Informa-tion).

Evolutionary Path 3: Anisotropic Overgrowth (Figure 4).Ananisotropic shape evolution pathway was identifiedwhen the nanorod seeds were grown in a modified,acidic growth solution with 0.05 M of CTAB. The pHvalue of such growth solution was adjusted toaround 1 by a mineral acid such as HCl or HNO3. Fig-ure 4 shows the evolutionary change of Au nano-rod seeds with increasing amount of growth solu-tion. The starting nanorods first preferably grew intheir transverse direction, turning into fattened

nanorods with sharpening tips (Figure 4b�d). Thenthey transformed into steady state shape of slightlytruncated octahedron (Figure 4e�h) and only grewlarger afterward. Size analysis (Figure 4i) shows thatthe initial growth rate along the width was muchfaster than along the length direction. Therefore, theaspect ratio of the nanoparticles quickly decreasedto 1 when they became octahedrons. After that, theshape remained the same during further growth,keeping the aspect ratio as 1. Since the particles lostanisotropy, the growth rate then became isotropic.UV�vis spectra of the intermediate products areconsistent with the shape evolution seen in the SEMimages. The longitudinal plasmon band is blue-shifted (Figure 4a�d) and eventually merged withthe transverse mode (Figure 4e�h) due to the lossof anisotropy. The red shift of the merged surfaceplasmon band at shorter wavelengths (e�h, and themagnified view in the inset) is due to the enlarge-

Figure 2. Evolutionary path 1: Tip overgrowth on Au nanorods using a growth solution containing less than standard CTAB concentra-tion (0.01 M), ascorbic acid, and HAuCl4 (pH �4). (a�h) SEM images showing the morphological evolution of nanoparticles from (a) rods,to (b,c) dumbbells, to the final (d�h) peanut shape using increasing volume of growth solutions of 0.9, 1.8, 4.5, 7.5, 11.25, 22.5, to 45mL, respectively. The insets show geometrical models of the corresponding shapes. (i) Size analysis of the products showing the changesin length, tip width, center width, and aspect ratio (length versus tip width) as a function of the amount of growth solution. The growthrates in the longitudinal direction were around twice as along the transverse direction. The aspect ratios of the products gradually de-creased, reaching a final value of around 2.0. (j) Normalized UV�vis spectra of the samples are consistent with the shape evolution seenin the SEM images. Longitudinal plasmon bands are present in all of the spectra since the aspect ratios of the particles were persis-tently greater than 1 (d�h, and the magnified view in the inset). All scale bars in a�h represent 100 nm.

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Page 4: Construction of Evolutionary Tree for Morphological - Jiaxing Huang

ment of particles. The final truncated octahedrons

are dominantly bound by {111} facets as confirmed

by the electron diffraction pattern (Figure S1d in the

Supporting Information). The same pattern of evolu-

tion can be observed along the progress of reac-

tions using sufficient amount of growth solutions.

Figure S2 in the Supporting Information shows the

intermediate products collected from a reaction us-

ing 22.5 mL of growth solution, showing the same

rods-to-octahedrons transition. Although the evolu-

tion progress can be controlled by both the reaction

time and the amount of growth solution, the latter

is relatively easier to operate in practice. The same

evolutionary pathway was also obtained using gold

nanorods with different aspect ratio (Figure S3 in the

Supporting Information).

Completed Evolutionary Tree. With the three indepen-

dent pathways identified, namely, the isotropic over-

growth (Figure 5, red branch), the anisotropic over-

growth (Figure 5, green branch), and the tip

overgrowth (Figure 5, blue branch), an evolutionary

tree can now be constructed (Figure 5) starting from

gold nanorod seeds. The differences in the three reac-

tions are mainly the concentration of the surfactant

CTAB and the solution pH. In general, we found that

CTAB seemed to stabilize {100} facets of Au as previ-

ously reported.33,34 Therefore, decreasing the concen-

tration of CTAB would reduce the stabilizing effect of

CTAB. The solution pH was found to be affecting the re-

duction rate of gold and the binding strength of CTAB

to gold. At low pH (pH� 1), the gold reduction rate was

significantly lowered. Quartz crystal microbalance study

showed that the CTAB adsorption on gold surface was

also significantly reduced (Figure S4 in the Supporting

Information). Other reaction parameters such as stirring,

temperature, and concentrations of HAuCl4 and ascor-

bic acid did not seem to affect the morphological evo-

lution pathways.

Figure 3. Evolutionary path 2: Isotropic overgrowth on Au nanorods using growth solution containing CTAB (0.1 M), ascorbic acid, andHAuCl4 (pH �4). (a�h) SEM images showing the morphological evolution of nanoparticles from (a) rods, (b�e) fattened rods to the fi-nal (f�h) square cuboids with increasingly sharpened edges and points using increasing volume of growth solutions from 0.9, 1.8, 4.5,5.6, 11.25, 22.5, to 45 mL, respectively. The insets show geometrical models of the corresponding shapes. (i) Size analysis of the prod-ucts showing the changes in length, diameter, volume, and aspect ratio as a function of the amount of growth solution. The growth ratesin the transverse and longitudinal directions were comparable. The aspect ratios of the products gradually decreased, reaching a finalvalue of around 2.0. (j) Normalized UV�vis spectra of the samples are consistent with the shape evolution seen in the SEM images. Lon-gitudinal plasmon bands are seen in all of the spectra since the aspect ratios of the particles were persistently greater than 1. All scale barsin a�h represent 100 nm.

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Page 5: Construction of Evolutionary Tree for Morphological - Jiaxing Huang

In the isotropic overgrowth route, the standard

growth solution was used. The nanorods enlarged uni-

formly in all directions and eventually turned into a

{100} bound square cuboidal shape. This is consistent

with previous observations that 0.1 M CTAB can stabi-

lize the {100} surface of gold.33,34 The standard growth

solution is slightly acidic with a pH value of around 4

due to the gold precursor and ascorbic acid. The reduc-

tion of gold precursor was quite fast under this pH.

The transition from rods to square cuboids (Figure

3f�h) typically takes only a few minutes. The gold re-

duction rate can be significantly lowered in the pres-

ence of extra acids.35 In the anisotropic overgrowth

route, the pH of growth solution is reduced to 1. It usu-

ally takes a few hours for the nanorods to grow into

the equilibrium end shape. Binding strength of CTAB

to the {100} facets is also likely weakened as indicated

by the QCM study (Figure S4 in the Supporting Informa-

tion). Therefore, the end shapes in acidic growth solu-

tion tend to develop an increasing fraction of {111} fac-

ets when the pH is lowered (Supporting Information

Figure S5). The stabilizing power of CTAB on the {100}

surface can be further reduced by decreasing its con-

centration, making the {111} facets the most stabilized

surface. Therefore, truncated octahedrons become the

equilibrium end shape when the growth solution has

less CTAB (0.05 M) and extra acid (pH�1) (Figure 4). The

reduced reaction speed allows sufficient time for pre-

ferred development of {111} facets on the growing

nanorods, resulting in anisotropic growth toward octa-

hedral shapes. The rods-to-octahedrons transition has

been observed before in an organic solvent-based syn-

thesis using polyvinylpyrrolidone (PVP) to stabilize {111}

facets36 and in a CTAB-based aqueous synthesis using

thiol molecules to block the growth on the nanorod

tips.37 The green branch on the evolutionary tree (Fig-

Figure 4. Evolutionary path 3: Anisotropic overgrowth on Au nanorods using growth solution with less CTAB concentration (0.05 M)and extra acid (pH �1). (a�h) SEM images showing the morphological evolution of nanoparticles from (a) rods, (b,c) fattened rods, (d) fat-tened rods with sharp tips, and the final (e�h) lightly truncated octahedrons using increasing volume of growth solutions from 0.9, 1.8,3.0, 5.6, 11.25, 16.88, to 22.5 mL, respectively. The insets show geometrical models of the corresponding shapes. (i) Size analysis of theproducts showing the changes in length, diameter, volume, and aspect ratio as a function of the amount of growth solution. The growthin the transverse direction was faster than along the longitudinal direction, thus quickly decreasing the particle aspect ratio to 1. (j) Nor-malized UV�vis spectra of the products are consistent with the shape evolution observed in the SEM images. The blue shift (a�d) andthe disappearance (e�h) of the longitudinal plasmon band at longer wavelengths are due to decreased particle aspect ratio. The red shiftof the single surface plasmon band at lower wavelengths (d�h, and the magnified view in the inset) is consistent with the enlargementof the particles. All scale bars in a�h represent 100 nm.

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Page 6: Construction of Evolutionary Tree for Morphological - Jiaxing Huang

ure 5) can be obtained by adjusting solution pH and

CTAB concentration without the need for introducing

foreign ions (e.g., when using HCl) into the reaction sys-

tem. Therefore, it is a less complex reaction and better

suited for constructing the tree. In the tip overgrowth

route, the CTAB concentration is further reduced to 0.01

M. Therefore, the amount of CTAB bound to the seed

is likely to decrease more, resulting in less ordered cov-

erage on the tips. This would make the tips more reac-

tive and the preferred position for gold deposition dur-

ing the rapid reaction in the pH �4 growth solution

(Figure 2).

The evolutionary tree in Figure 5 thus displays three

strings of gold nanoparticle morphologies from the

same synthetic system with three slightly different reac-

tion conditions. Themorphologies on each string are con-

tinuously tunable by either reaction time or the amount

of growth solution. Each pathway carries its own “codes”

such as growth direction and/or preferred crystallo-

graphic orientation of final facets, guiding the morpho-

logical evolution. For example, the codes for the green

branch would be “anisotropic growth� {111} terminated

facets” and those for the red branch would be “isotropic

growth� {100} terminated facets”. Therefore, an evolu-

tionary tree can offer ground rules for morphological en-

gineering of nanoparticles. New trees can be constructed,

and new nanostructures can be designed from seed par-

ticles of different shapes or even different materials.

Figure 5. Completed evolutionary tree of Au nanorod overgrowth consisting of three branches. Each pathway carries aunique set of codes guiding the morphological evolution. In path 1 (blue), the nanorods preferably grow on tips and thenear equilibrium final product is anisotropic and peanut-shaped. In path 2 (red), nanoparticle growth is isotropic. The seedsenlarge in all direction with comparable rate, and the surface of final product is {100} terminated. In path 3 (green), nanopar-ticle growth is anisotropic, thus quickly decreasing its aspect ratio to 1. The surface of final product is {111} dominated.

Figure 6. (a) Crossing over two evolutionary pathways can create “hybrid” morphologies carrying both sets of codes. Forexample, the octahedral end shapes (b) from the green pathway can growth isotropically into nanocubes (c) through an ad-ditional red evolution pathway. The nanocube products have aspect ratio of 1 and {100} terminated surfaces, which are char-acteristics from the green and the red pathways, respectively. When the square cuboid end products (d) from the red path-way evolve through the green pathway, they will turn into truncated square cuboids with smaller aspect ratio and more {111}surfaces, thus developing the characteristics of the green pathway. Scale bars in b�e and insets are 200 and 50 nm,respectively.

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Crossing over Different Branches. Although each path-

way can already generate a collection of optically

different particles, they all share the same set of

codes dictating their shapes. We have found that

“crossbreeding” between two different evolutionary

pathways can generate new “hybrid” offspring that

appear to carry a combined set of codes (Figure 6a).

For example, when the truncated octahedrons (Fig-

ure 6b) from the green route were added to the

growth solution used for the red route, they started

to carry the red codes (isotropic growth � {100} ter-

minated facets) and grew into a {100} terminated,

isotropically shaped cube (Figure 6c). On the other

hand, when the square cuboids (Figure 6d) from the

red route underwent a green evolution pathway

(anisotropic growth � {111} terminated facets), they

grew anisotropically to decrease the aspect ratio

and developed truncated {111} corners (Figure 6e).

Therefore, crossbreeding can introduce more

branching in the evolutionary tree. Numerous possi-

bilities can thus be envisioned by multiple cross-

breeding steps between the great varieties of mor-phologies on the tree.

CONCLUSIONUsing nanorods as seed, we successfully constructed

an evolutionary tree of gold nanoparticle growth consist-ing of three independent branches. Instead of generat-ing one final shape, a single reaction now generates astring of different morphologies with unique optical sig-natures. The size and shape of the nanoparticles can becontinuously tuned along the evolutionary pathways,leading to a library of particle morphologies with mini-mal need for adjusting reaction parameters. Crossing overdifferent branches of the tree readily offers another di-mension of morphological control in the library. The cur-rent three-branch tree is very likely only a portion of thecrown in a much bigger evolutionary tree originatingfrom the universal ancestorOthe gold precursor HAuCl4.The completion of such a comprehensive tree and theconstruction of evolutionary trees for other reaction sys-tems or even different materials should eventually lead tothe rational “total synthesis” of nanoparticles.

METHODSGold nanorod seeds were prepared by the well-known

method originally developed by Murphy and El-Sayed usingascorbic acid as reducing agent and CTAB as the cappingagent.18�21 A standard growth solution for morphological evolu-tion contains 2.5 � 10�4 M of HAuCl4, 0.1 M of CTAB, and 5.5 �10�4 M of ascorbic acid. This standard solution has a pH value ofabout 4. It was used for the isotropic overgrowth pathway. Forthe tip overgrowth path, a growth solution containing 10% con-centration of the standard CTAB (0.01 M) was used. Anisotropicovergrowth was carried out in a more acidic growth solutioncontaining 50% concentration of the standard CTAB (0.05 M). Ex-tra acid (e.g., HCl, HNO3) was added to bring the pH down to 1.For each overgrowth route, a string of evolving morphologiescan be collected either as intermediate products along theprogress or as an end product of the reaction using reducedamount of growth solutions. For ease of operation, reactionswith stepwise increasing amount of growth solutions were per-formed to capture the “snapshots” of the morphological evolu-tion. All of the reactions were kept at 30 °C for 12 h to ensurecompletion. The products were collected by centrifugation andredispersed in water for spectroscopy and microscopy studies.The full experimental procedure can be found in the Support-ing Information.

Acknowledgment. The work was supported by a seed grantfrom the Northwestern University Materials Research Science &Engineering Center (NU-MRSEC, NSF DMR-0520513). K.S. thanksthe NU-MRSEC for a graduate fellowship. The electron micros-copy work was performed in the EPIC facility of the NUANCE Cen-ter and the McCormick Laboratory for Manipulation and Charac-terization of Nano Structural Materials. F.Z. acknowledges partialsupport of this research by the NIH-RIMI Program at CaliforniaState UniversityOLos Angeles (P20 MD001824-01), and Y.P.thanks the China Scholarship Council for the financial support.

Supporting Information Available: Experimental details, TEMimages, and electron diffraction pattern of final structures, evo-lution progress by reaction time, pH effect on final shapes, andshape evolution from nanorods with different aspect ratios. Thismaterial is available free of charge via the Internet at http://pubs.acs.org.

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2. Sun, Y. G.; Xia, Y. N. Shape-Controlled Synthesis of Goldand Silver Nanoparticles. Science 2002, 298, 2176–2179.

3. Burda, C.; Chen, X. B.; Narayanan, R.; El-Sayed, M. A.Chemistry and Properties of Nanocrystals of DifferentShapes. Chem. Rev. 2005, 105, 1025–1102.

4. El-Sayed, M. A. Some Interesting Properties of MetalsConfined in Time and Nanometer Space of DifferentShapes. Acc. Chem. Res. 2001, 34, 257–264.

5. Murphy, C. J.; San, T. K.; Gole, A. M.; Orendorff, C. J.; Gao,J. X.; Gou, L.; Hunyadi, S. E.; Li, T. Anisotropic MetalNanoparticles: Synthesis, Assembly, and OpticalApplications. J. Phys. Chem. B 2005, 109, 13857–13870.

6. Ahmadi, T. S.; Wang, Z. L.; Green, T. C.; Henglein, A.;ElSayed, M. A. Shape-Controlled Synthesis of ColloidalPlatinum Nanoparticles. Science 1996, 272, 1924–1926.

7. Lee, H.; Habas, S. E.; Kweskin, S.; Butcher, D.; Somorjai,G. A.; Yang, P. D. Morphological Control of CatalyticallyActive Platinum Nanocrystals. Angew. Chem., Int. Ed. 2006,45, 7824–7828.

8. Habas, S. E.; Lee, H.; Radmilovic, V.; Somorjai, G. A.; Yang, P.Shaping Binary Metal Nanocrystals through EpitaxialSeeded Growth. Nat. Mater. 2007, 6, 692–697.

9. Xiong, Y. J.; Wiley, B.; Xia, Y. N. Nanocrystals withUnconventional ShapesOA Class of Promising Catalysts.Angew. Chem., Int. Ed. 2007, 46, 7157–7159.

10. Peng, Z. M.; Yang, H. Designer Platinum Nanoparticles:Shape, Composition in Alloys, Nanostructure andElectrocatalytic Property. Nano Today 2009, 4, 143–164.

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Supporting Information

Construction of Evolutionary Tree for Morphological Engineering of Nanoparticles

Kwonnam Sohn, Franklin Kim, Ken Pradel, Jinsong Wu and Jiaxing Huang*

Department of Materials Science and Engineering

Northwestern University, Evanston, Illinois, 60208-3108, USA

E-mail: [email protected]

Materials and Methods

Chemicals. Tetrachloroaurate trihydrate (HAuCl4·3H2O, 99.99%), sodium citrate

dihydrate (99%), sodium borohydride (NaBH4, 98% min), and L-(+)-ascorbic acid (99+%) were

purchased from Alfa Aesar. Hexadecyltrimethylammonium bromide (CTAB, 99.9%) was

purchased from J. T. Baker. HNO3 (assay 68~70%) and HCl (assay 36.5~38%) were purchased

from Mallinckrodt Chemicals and EMD, respectively. All chemicals were used as received.

Preparation of gold nanorods.1,2 The seed solution for Au nanorods was prepared

according to previous reports. 5 ml of 0.2 M CTAB solution was mixed with 5.0 ml of 5.0x10-4

M HAuCl4. Then 0.6 ml of ice-cold 0.01 M NaBH4 was added to the solution and vigorously

stirred for 2 min, which resulted in brownish yellow color. The seed solution was kept at room

temperature. Next, gold nanorods were prepared by mixing 47.5 mL of 0.1 M CTAB with

various amounts (100, 300, and 500 �l) of 0.01 M silver nitrate aqueous solution, 2.5 ml of 0.01

M HAuCl4 trihydrate (aq), and 275 �l of 0.10 M ascorbic acid (aq) under continuous stirring.

Finally, 60 �L of the seed solution was injected into the above mixture for the growth of gold

nanorods. The solution was kept at 30 °C for 12 hours. Final solution was centrifuged at 10,000

rpm for 1 hour. The supernatant was removed, and the precipitation was re-dispersed in 10 ml

de-ionized (DI) water.

Overgrowth on Au nanorod seeds. Growth solution was prepared by mixing 0.2 M

CTAB solution, DI water, and 0.01 M HAuCl4 trihydrate (aq). For tip, anisotropic, and isotropic

overgrowth, final CTAB concentration in growth solution is 0.01, 0.05, and 0.1 M. Final

Page 10: Construction of Evolutionary Tree for Morphological - Jiaxing Huang

concentration of HAuCl4 trihydrate (aq) is 2.5x10-4 M in all growth solution. A pre-determined

amount of growth solution (from 0.9 to 45 ml) was transferred to 50 ml of polypropylene

centrifugation tubes. A given amount of 0.1M ascorbic acid was injected into each growth

solution. (Typically, 125 �l of 0.1M ascorbic acid was used in 22.5 ml of growth solution. The

amount of ascorbic acid was scaled to the amount of growth solution.) After mild stirring, the

color of growth solution changed from yellowish orange to colorless. This color change shows

partial reduction of Au3+ to Au1+. For anisotropic overgrowth of growth solution, the solution pH

was adjusted to 1 using concentrated HNO3 or HCl. To each reaction, 200 �l of initial Au

nanorod solution was added and vigorously shaken for a few seconds. The solution was kept at

30 ºC for 12 hours. Finally it was centrifuged within the range from 6000 to 9000 rpm to remove

the supernatant. The precipitation was redispersed in 1~5 ml DI water.

Crossing the evolution pathways. Multi-path overgrowth experiments were designed

by crossing the growth pathways of the gold nanoparticles. For figure 6b-c, truncated

octahedrons from the anisotropic overgrowth (green branch) were added into a growth solution

with 0.1M CTAB concentration and pH~4. After the solution was reacted at 30 ºC for 2 hours,

the product was centrifuged and washed with DI water a few times for SEM characterization. For

Figure 6d-e, the square cuboid shapes from the isotropic overgrowth (red branch) were added

into a growth solution with 0.05M CTAB and pH~1. After the solution was reacted at 30 ºC for 2

hours, the product was centrifuged and washed with water a few times for SEM characterization. QCM Studies. A homebuilt flow-injection quartz crystal microbalance (QCM) flow cell

was employed to monitor the real time interactions between gold and CTAB. The detailed design of the flow cell was given in a previous paper.3 The signal was acquired by a CHI 440 Electrochemical Workstation (CH Instruments, Inc., Austin, TX) which determine the frequency difference between the working crystal and a reference crystal. The frequency change of a QCM crystal is proportional to the mass loaded on its gold electrodes. Therefore, frequency changes (�f) is a measure of the surface adsorption of CTAB on Au. Gold coated, 8 MHz AT-cut crystals (ICM, Oklahoma City, OK) were used in all experiments. Delivery of the carrier solution (water solutions of different pH values) was accomplished with a syringe pump (Kd Scientific, Holliston, MA) and injection of the CTAB sample into carrier solution was achieved with a six-port injection valve (Valco, Houston, TX).

Characterization of the nanocrystals. UV-Vis spectra were acquired on a Beckman

DU520 spectrometer. SEM images were taken on a FEI Nova 600 microscope. TEM and

electron diffraction studies were carried out on Hitachi H-8100 microscope with 200 kV

Page 11: Construction of Evolutionary Tree for Morphological - Jiaxing Huang

accelerating voltage. For microscopy studies, the gold nanocrystals were extensively washed

with water and methanol to remove excess CTAB. Beckman DU-50 spectrometer was used for

measuring the UV-Vis absorbance of the solution.

References

1. Nikoobakht, B.; El-Sayed, M. A. Preparation and growth mechanism of gold nanorods using seed-mediated growth method. Chem. Mater. 2003, 15, 1957-1962. 2. Sau, T. K. and Murphy, C. J. Seeded high yield synthesis of short Au nanorods in aqueous solution. Langmuir 2004, 20, 6414-6420.

3. A. L. Briseno, F. Song, A. J. Baca, and F. Zhou, “Study of Potential-Dependent

Metallothionein Adsorptions Using a Low-Volume Electrochemical Quartz Crystal

Microbalance Flow Cell,” J. Electroanal. Chem. 2001, 513, 16-24.

Page 12: Construction of Evolutionary Tree for Morphological - Jiaxing Huang

Figure S1. TEM images and electron diffraction patterns of a gold square cuboid (a, c) (as

shown in Figure 3) and a truncated octahedron (b, d) (as shown in Figure 4), respectively. The

square cuboid is dominantly {100} bound and the truncated octahedron is dominantly {111}

bound.

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Figure S2. Morphological evolution of gold nanorods during anisotropic overgrowth using 22.5

ml of the same growth solution as used for reactions in Figure 4. (a) to (h) are SEM images

showing the nanoparticles obtained after 5, 10, 20, 40, 60, 120 minutes and 16 hours,

respectively. All scale bars represent 100 nm. The starting seed nanoparticles evolved into a near

equilibrium shape (truncated octahedron) in the middle of the reaction (d), after which they only

grew in size (d-h) until the precursors were consumed. By reducing the amount of growth

solution added to the reaction, the intermediate shapes can be obtained as the end product as

shown in Figure 2-4.

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Figure S3. The same patterns of shape evolution were observed with nanorods of 3 different

aspect ratios as shown in the left, middle and right columns. Row 1 and 2: Anisotropic growth of

all the 3 types of nanorods led to truncated octahedrons. The sizes of the truncated octahedrons

scaled with the length of the starting nanorods. Row 3 and 4: Isotropic growth of all the 3 types

of nanorods led to square cuboid products. The aspect ratios of the cuboids also scaled with the

length of the initial nanorods. All scale bars represent 100 nm.

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0 100 200 300 400

-1.0

-0.5

0.0

pH = 4

Time / s

�f /

Hz

Injection endsInjection starts

pH = 1

Figure S4. Effect of pH on the adsorption of CTAB (0.05 M) on Au surface studied by flow-

injection quartz crystal microbalance (QCM). The adsorption of CTAB was much weaker at

pH=1 than at pH=4 as indicated by the frequency change (�f).

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Figure S5. Effect of pH on the final shape of the nanoparticles during nanorod overgrowth.

(a)~(c) are SEM images showing the final Au nanocrystals when the pH of the solution was (a) 4

and adjusted to (b) 2 and (c) 1 using mineral acids, respectively. As the pH decreases, the end

shapes developed increasing fraction of {111} facets, indicating decreased stabilization power of

CTAB to the {100} facets. All scale bars in (a-c) represent 100 nm.