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CONG T Y CP XAY DlTNG & C H E BIEN LlTONG T H U C VINH HA
VINHHA FOOD PROCESSING AND CONSTRUCTION JOINT STOCK
COMPANY
S6: O^/BC-VHF-HDQT No.
CONG HOA XA H 0 I CHU NGHIA V I E T NAM THE SOCIALIST REPUBLIC OF VIETNAM
Doc lap - Tu do - Hanh phuc Independence - Freedom - Happiness
Ha Noi, ngay Me thdng A. nam 201%. day....month.... vear
B A O C A O T I N H HINH QUAN T R I C O N G T Y N I E M Y E T REPORT ON CORPORA TE GO VERNANCE OF LISTING COMPANY
(nam 2017) (year 2017)
Kinh gui: - Uy ban Chung khoan Nha nude - So Giao dich Chung khoan
To: - 777e State Securities Commission - The Stock Exchange
- Ten cong ty niem yet/Name of listing company:C6ng ty co phan Xay dung & Che bien Luong thuc Vinh Ha.
- Dia chi tru so cbinblAddress of headoffice.Sd 9A Vinh Tuy, phuong Vinh Tuy, quan Hai Ba Trung, Ha Noi.
-Dien thoai/ Telephone: 0243.9871673 Fax: 0243.9870067
- Email: [email protected]
- Von dieu le/ Charter capital: 215.000.000.000 (Hai tram mudi lam ty dong).
- Ma chung khoan/ Securities code: V H F
I. Hoat dong cua Dai hoi dong co donglActivities of the General Meeting of Shareholders
Thdng tin ve cac cuoc hop va Nghi quyet/Quyet dinh ciia Dai hoi dong co dong (bao gdm ca cac Nghi quyet cua Dai hoi dong co dong duoc thdng qua dudi hinh thuc lay y kien bang van ban)/ Information on meetings and resolutions / decisions of the General Meeting of Shareholders (including the resolutions of the General Meeting of Shareholders adopted in the form of written comments):
Stt No.
So Nghi quyet/ Quyet djnh Resolution/Decision No.
Ngay Date
Noi dung Content
1 01/NQ-DHDCD11/VHF 27/4/2017 Nghi quyet dai hoi dong co dong thudng nien nam 2017.
2 02/NQ-DHDCD/VHF 16/11/2017 Nghi quyet Dai hoi dong cd dong duoc thdng qua bang hinh thuc ldy y kien cd dong bang van ban.
I I . Hoi ddng quan tri (Bao cao nam 2017)/ Board of Management (Semiannual/annual reports):
I . Thong tin ve thanh vien Hoi dong quan tri (HDQT)/ Information about the members of
Stt Nn
Thanh V
HDQT/ BOM's member
Chute vi i / V 14/
Position
Ngay bat HH I I l\d h An o \\<A\AI IxllWllg,
con la thanh vien HDQT/
Day becoming/no
longer member of the
Board of Management
So budi 1 I U U
HDQT tham du7
Number of attendance
Ty le tham Hir linn/
Percentage
Ly do khong thfitTi Hir hnn/ Reasons for
absence
1 Ong/Mr
Nguyen Due Cudng
Chu tich HDQT
4/2013 05/05 100%
2 Ong/Mr
Pham Van Hai
Pho chii tich HDQT
4/2011 -4/2017
01/02 50% Nhat tri mien nhiem churc danh UV. HDQT tai DHDCD 2017ngay 27/4/2017
3 Ong/Mr
Pham Dinh
Uy vien HDQT
5/2010 05/05 100%
_ _
4 6ng/Mr
Le Van Thanh
Uy vien HDQT
—
4/2015 05/05 100%
5 6ng/Mr
Nguyen Hoang Hai
Uy vien HDQT
01/2016-4/2017
01/02 50% Nhat tri mien nhiem chiic danh UV. HDQT tai DHDCD 2017ngay 27/4/2017
6 Luu Thi Tuyet Mai
Uy vien HDQT
4/2017 04/05 80% Bau bo sung vao HDQT tai DHDCD 2017ngay 27/4/2017
7 Bui Thi Thanh Huong
Uy vien HDQT
4/2017 04/05 80% Ban bo sung vao HDQT tai DHDCD 2017ngay 27/4/2017
2. Hoat dong giam sat ciia HDQT d6i vdi Ban Giam ddc/ Supervision by the BOD over the Director (General Director):
- Thuc hien che do bao cao, cong bd thong tin djnh ky. b i t thudng d in UBCKNN. So giao djch chung khoan Ha Noi, Trung tarn luu ky chung khoan Viet Nam lien quan d in
nhung noi dung bat budc cong bo thong tin. - Kilm tra va giam sat Giam ddc thong qua vice danh gia ket qua hoat dong SXKD nam 2017.
- Thong qua nghi quylt tai Dai hoi dOng cd dong, Hoi dOng quan tri da de ra nhieu chu
truong, giai phap nhSm djnh hudng va hd tro Giam doc va Ban Giam doc trong hoat
dong san xul t kinh doanh va t r i ln khai cac dir an dau tu trong Ke hoach SXKD nam
2017.
- Trong cong tac quan he cd dong: HDQT Cong ty ludn thong tin kip thbi cac hoat dong,
sir kien cua Cong ty d in vdi cac cd dong qua Website Cong ty, cong bo thong tin.
3. Hoat dong ciia cac t i l u ban thuoc Hoi dong quan tri / Activities of the Board of Directors ' committees: Cong ty khdng thanh lap cac tieu ban thuoc Hoi dong quan tri .
4. Cac Nghi quylt /Quylt dinh ciia Hoi dong quan trj (Bao cao nam 2017)/ Resolutions/Decisions of the Board of Directors (Semi-annual/annual reports):
Stt No.
Sd
Nghi quyet/ Quyet dinh Resolution/Decision No.
Ngay Date
Noi dung Content
1 01/QD-HDQT-VHF 24/01/2017 Quyet dinh nang bac luong ddi vdi Le Hai
Long - Pho Giam doc C ong ty
2 02/NQ-HDQT-VHF 24/01/2017
Nghi quyet ve viec de Cong ty cd
phan Dja dc ACB chuyen nhuong
toan bd quyen va nghia vu theo hop
dong hop tac kinh doanh so
114/HDHTKD ngay 16/7/2009 cho
ddi tac mdi.
3 03/NQ-HDQT-VHF 24/01/2017
Nghj quyet ciia HDQT theo noi
dung tai Bien ban hop HDQT ngay
16/12/2016.
4 07/NQ-HDQT-VHF 14/4/2017 Nghi quyet ve viec to chuc Dai hoi
dong cd dong thuong nien 2017.
5 16/QD-HDQT-VHF 02/6/2017
Quyet dinh cham dut hoat ddng ciia
Chi nhanh Cong ty - Trung tarn
K D L T Cdu Gidy.
6 18/NQ-HDQT-VHF 26/6/2017
Nghi quyet ve viec lira chon don vi
thuc hien soat xet BCTC ban nien va
k i l m toan BCTC nam 2017.
7 19/QD-HDQT-VHF 30/6/2017 Quylt dinh sap nhap Phong Ky thuat
vdi Phong K6 hoach Bdu tu thanh
PVioncr TCP h n a r h
8 20/QD-HDQT-VHF 11/7/2017 QB thuc hien viec dang ky bo sung
ncranh ncdip k i n b d o a n h ci ia Conff tv 1 I c i C l l 11 1 1 11—,1 I V 1X11111 X l V ' t l l 11 1 V L I C l X V l l v . I T •
9 23/QB-HBQT-VHF 05/9/2017 QB thanh lap Hoi ddng bdi thudng
hoan tra cua Cong ty.
10 24/NQ-HBQT-VHF 26/9/2017
NQ v/v ghi nhan Cong ty cp tap
doan Mat Trdi cd van ban chinh thuc
dp ncrbi hrvn tap dan t i r t a i k h u dat 9A l i t . 1114111 11V1LJ l u v U C I U L U L a i 1X1114 x l c l L J 1\.
VTnh Tuy + 780 Minh Khai.
11 25/NQ-HBQT-VHF 26/9/2017 NQ v/v Lien doanh Tungshing.
12 26/NQ-HBQT-VHF 26/9/2017
NQ v/v Giao Ban dieu hanh lam
cong van gui Eximbank yeu cau
thuc hien sang ten khu dat cho Cong
ty VTnh Ha tai Binh Duong.
13 27/NQ-HDQT-VHF 02/10/2017
NQ v/v Trien khai viec lay y kien co
dong bang van ban ve trien khai du
an tai khu ddt 9A VTnh Tuy + 780
Minh Khai.
14 28/NQ-HBQT-VHF 02/10/2017
NQ v/v Trien khai viec lay y kien co
dong bang van ban ve trien khai du An t i n Vni i dAt TTm 1 f) \ / 3 n T-Tipn an i a i K H U u a i J V I I I i v v a n r v i c n
15 29/QB-HBQT-VHF 12/10/2017 QD v/v Quyet toan quy luong thuc ri i An n o m 911 1 A r' n o P An ci 1x7
u i e i i i i d i n z u i o eua i^-ong t y .
16 3 0/QB-HBQT-VHF 12/10/2017 QD v/v Quy luong ke hoach nam
z u t / eua v^ong t y .
17 31/QD-HDQT-VHF 20/10/2017 QD Ban hanh Dieu le to chuc va
nodi uyng cud v^ui ig t y .
18 32/NQ-HDQT-VHF 23/10/2017 NQ Dieu chinh thoi gian thuc hien
lay y kien co dong bang van ban.
19 3 6/QB-HBQT-VHF 19/12/2017
QD Ban hanh he thong Thang bac
luong Cong ty theo muc luong vung
nam 2018.
I I I . Ban k i l m soat (Bao cao nam 2017)/ Supervisory Board(Semi-annual/annual reports):
1. Thong tin ve thanh vien Ban Kiem soat (BKS)/ Information about members of
Stt Ho.
Thanh vien BKS Members uj oupervisury
Board
Chuc vu Position
Ngay bat dau/khdng
L O l l I d U U t l l l l
vien BKS Day
becoming/no longer
member of the
Supervisory Board
So buoi hop BKS f n a m nil'
main uu Number of attendance
Ty le tham du hop
P o vno vi tat (TO let Le tlluge
Ly do khong tham du hop
r?/7/7 C/DE7 C i (3 V l\et4o Utlo jut absence
1 6ng/Mr
Hoang Hung
Trudng BKS
4/2016 02/02 100%
2 Ba/Ms
Do Thj Hong Thiiy
Uy vien BKS
4/2016-4/2017
01/02 50% Mien nhiem chuc danh I Tv vipn Ran \Jy v i c i l D d l l
kieom soat ngay 27/4/2017 tai DHDCD 2017
3 Ba/Ms
Vu Dieu Thiiy
Uy vien BKS
4/2014 02/02 100%
4 Ba/Ms
Vu Thi Thiiy
Uy vien BKS
4/2017 02/02 100% Bau bo sung vao Ban kiem soat ngay 27/4/2017 tai cuoc hop DHDCD 2017
2. Hoat dong giam sat ciia BKS doi vdi HDQT, Ban Giam ddc d i lu hanh va cd dong Surveillance activities of the Supervisory Boardtoward the Board of Management, Board of Directors and shareholders:
- Ban Kiem soat da thuc hien cac cong viec giam sat tinh hinh hoat dong va tai chinh cua
cong ty, giam sat hoat dong ciia Hoi dong quan tri, Ban giam ddc va can bo quan ly; Phdi
hop hoat dong vdi Hoi ddng quan tri , Ban giam ddc. Cac thanh vien trong BKS duoc
phan cong nhiem vu cu the, ro rang.
- K i l m soat cac k l hoach va chiln luge ciia cong ty lien quan den viec thuc hien cac ke
hoach tai chinh, k l hoach hoat dong san xult kinh doanh, ke hoach xay dung chien luge
phat t r i ln ngan han , trung han cung nhu dai han.
- K i l m soat viec tuan thu phap luat, D i l u le cong ty trong qua trinh ra quyet dinh va dieu
hanh hoat dong SXKD. Xem xet, tham gia gop y qua trinh soan thao va ban hanh cac quy
trinh, quy che trong qua trinh thuc hien he thong quan ly ciia cong ty... nham phat hien
nhu'ng ni i ro, nhirng thieu sot, tu do de xuat nhuxig kien nghi va giai phap phu hgp.
3. Su phdi hgp hoat dong giua BKS ddi vdi hoat dong ciia HDQT, Ban Giam ddc dieu hanh va cac can bp quan ly khac/ The coordination among the Supervisory Boardwith the Board of Management, Board of Directors and different managers:
- Ban Kiem soat da phdi hgp chat che vdi HDQT, Ban Giam ddc va cac can bd quan ly
trong viec thuc hien chuc nang, nhiem vu dugc giao, phdi hgp trong hoat ddng kiem tra,
giam sat theo quy dinh.
- HDQT, Ban Giam ddc va can bd quan ly da hgp tac va tao dieu kien thuan Igi de BKS
thuc hien nhiem vu ciia minh, nhu viec cung cap cac bao cao, tai lieu can thiet cho cong
tac kiem tra giam sat, cu can bd lam viec vdi BKS khi cd yeu cau...
- Tai cac cudc hgp do Chu tich HDQT chii t r i . BKS deu dugc mdi tham du va tham gia
gop y kien nham dam bao cac hoat dong ciia Cong ty la phu hgp va dap ung quyen loi
ciia cd ddng.
4. Hoat dong khac ciia BKS (neu cd)/ Other activities of the Supervisory Boar d(if any):
IV. Dao tao ve quan trj cong ty/ Training on corporate governance:
Cac khda dao tao ve quan trj cong ty ma cac thanh vien HDQT, thanh vien BKS, Giam ddc (Tdng Giam ddc) dieu hanh, cac can bo quan ly khac va Thu ky cong ty da tham gia theo quy dinh ve quan tri cong ty/ Training courses on corporate governance which members of Board of Management, members of the Supervisory Board, Director (CEO), other managers and company secretary was involved in accordance with regulations on corporate governance:
V. Danh sach ve nguoi cd lien quan ciia cong ty niem yet theo quy djnh tai khoan 34 Dieu 6 Luat Chiing khoan (Bao cao nam 2017) va giao d|ch ciia nguoi co lien quan ciia cong ty vdi chinh Cong ty / List of affiliatedpersons of the public company as specified in clause 34, Article 6 of the Securities Law (Semi-annual/annual reports) and transactions of affiliatedpersons of the Company with the Company)
ST Ten to Tai Chuc So Giay T chuc/ca khoan vu tai NSH*'
Dja chi try so Thdi Thdi Ly chinh/ Dja chi diem d i lm do
No. nhan Name of
organizati on/individ
ual
giao dich chung khoan
(neu co) Securities
trading account (if any)
1 « cong ty (neu
co) Positio
n at the
compa ny(if any)
ngay dip, noi cap
NSH No. * date of issue,
place of issue
lien he Address
bat dau la ngudi cd lien quan Time
of startin g to be affiliat
ed person
khong con la ngudi cd lien quan Time
of ending to be
affiliat ed
person
Rea sons
1 Tnno itxno i yiiK vui i JL ty luong thuc Mien Bk
0100102608
20/07/2010
HN
So 6 Ngo Quyen, Hoan Kiem, Ha Noi
2 Nguyen Due
Cudng
Chu tjch HDQT
011948081
30/5/2006
HN
285 Doi Can. Ba Dinh. Ha Noi.
4/2013
Nguyen Van
Quynh
010268041 31/3/2008 HN
Xa Co Nhue, huyen Tir Liem, Ha Noi
Chu Kim
Chung
010180428 31/3/2008 HN
PhAno USDS CC \ nong L J U O c.iw
162A Hoang Hoa Tham. tay Ho, Ha Noi
Nguyen Mai Phuong
0011810018
32
21/5/2014
HN
Phong E508 CC 162A Hoang Hoa Tham. tay Ho, ll.Noi
Nguyen
Thuc Anh Con nho
Phong E508 Chung cu 162A Hoang Hoa Tham. tay Ho, Ha Noi
!
Nguyen Cat
Ly Con nho
Phong E508 c nung cu i OCA Hoang Hoa Tham. tay Ho. I I X I " *
H.Noi
l
Nguyen Hong Hanh
i I
01 1878934 31/7/2012 HN
14 Thiiy Khue Nha B2 (Lang
hoa Thuy Khue)
Nguyen Luong Ngoc
-
011753867 26/12/2007 HN
S6 40. ngo 285 Doi Can - Ha
NOi
3 Pham Dinh Cuang
Uy vien HDQT; GD Cty
010334139
06/06/2007
HN
169 Hang Bac, Hoan kiem. Ha Noi
5/2010
Le Minh Thoa
1
011512076
31/05/2008
HN
169 Hang Bac. Hoan
kiem. Ha Noi
Pham Quang Hiep
012505148
21/03/2002
HN
169 Hang Bac. Hoan kiem. Ha Noi
Pham Quang
Minh Con nho
169 Hang Bac, Hoan
kiem. Ha Noi
4 Pham Van Hai
Pho Chu tich HDQT
0^5392332 \J z _ _ l J 7 z J J 4
07/09/2010 HCM
129/7 Luy Ban Bich, P. Tan Thai Hoa, Q.Tan Phu, Tp.HCM
4/201 1 4/2017
5 Le Van Thanh
Uy vien HDQT
012538349
26/6/2002
HN
P202 nha D2C, TT Phuong Mai. Dong Da. Ha Noi
4/2015
Tran Thi My Ha
013656645
25/7/2013
HN
P202 nha D2C, TT Phuong Mai, Dong Da, Ha Noi
Le Thj Thiiy An
i rin t i l i t~\ V . U l I 111IL/
1 P202 nha D2C, Tap the Phuong Mai, Dong Da, HN
Le An Khanh
i o n n i n V CJ11 111IU
i x ^ /"\ *-x 1 1 r~ \ -~y s~~*
P202 nha D2C, Tap the Phuong Mai. Dong Da, Ha Noi
0 Cong ty TNHH Xay dung HTB
' 312737744 15/4/2014
67 Le VTnh
Hoa, P.Phii Tho Hoa, Q.Tan
Phu, tp.Ho Chi
7/2015
Minh
7 Nguyen
Hoang Hai
Uy vien HDQT
011942746 29/6/2010 na iNoi
A l 1-78 Bach Dang, Hoan Kiem, Ha Noi
01/2016 4/2017
Nguven Van
Canh
010459140
Hoang Thi
Thanh
011608542
Nghiem
Phuong Nhi
011788769 A l 1-78 Bach Dang. Hoan Kiem, Ha Noi
Nguyen
Minh Tri
Con nho A l 1-78 Bach Dang. Hoan Kiem. Ha Noi
8
Luu Thj
Tuyet Mai
Uy vien HDQT
230479167 Ngay cSp: 12/6/2006 Noi cap: Cong An Gia Lai
84 Tang Bat Ho. Phuong Yen Do, thanh pho Pleiku. Gia Lai
4/2017
Luu Van Pho
Da chet
Dinh Thi Quyt
Da chet
Do Vuong Tuan
Ho chi6u: 546020677 30/6/2016 Noi cip: Hoa Ky
Villa K2 s6 36 Thao Dien, Khu nipt trllf P'A(~\ pan L/Iyl U1U CclU GdU An Phu, P. Thao Dien, Quan 2, TP. HCM
Do Vuong Mai Hp chieu:
A/1 77/1 07QA OH / 1 HZ / yo 28/6/2016 Noi c3p: Hoa Ky
Villa K2 so 36 Thao Dien, Khu hipt tHii* pan pan An Phu. P. Thao Dien, Quan 2, TP. HCM
i
Do Sophia Mai
i
Hp chieu: 545411313 26/02/2016 Noi cSp: Hoa Ky
Villa K2 s6 36 Thao Dien Khu
* i i u v is i v 1 1 , i \ i i u
biet thu cao cap An Phu, P. Thao Dien, Quan 2. TP. |
X HCM
Do Theadora Mai
Ho chieu: 545642766 28/01/2016 Noi cap: Hoa Ky
Villa K2 s6 36 Thao Dien, Khu biet thu cao cap An Phu, P. Thao Dien, Quan 2, TP. HCM
i
Luu Van Tho
230282605 cap ngay 28/11/2005 tai Gia Lai
50 Tran Khanh Du, TP. Pleiku, tinh Gia Lai
Luu Van Loc
486976426 cap ngay 28/12/2011 tai Hoa Ky
1204 Cherrywood Ln. CarroUton. Texas 75006. Hoa Ky
Luu Van Phudc
230327885 cap tai Gia Lai
47 Nguyen Van Troi, TP. Pleiku, tinh Gia Lai
Luu Van Vu
230463153 cap tai Gia Lai
84 Tang Bat H6. P. Yen Do. TP. Pleiku, tinh Gia Lai
Luu Van Phat
230368145 cap tai Gia Lai
84 Tang Bat H6, P. Yen Do. TP. Pleiku. tinh Gia Lai
Luu Van H6ng
230488394 cap tai Gia Lai
84 Tang Bat H6. P. Yen Do, TP. Pleiku, tinh Gia Lai
Luu Van Ngoc
230488400 cap tai Gia Lai
84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai
Luu Thi Tuyet Huang
012730336 cap ngay 08/11/2004 tai Ha Noi
236 - A16 An Duong, Yen Phu, TP. Ha Noi
Nguyen Tien Phong
230524567 cap tai Gia Lai
84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai
;
Nguyen Yen Chau
230570443 cap tai Gia Lai
84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai
9 Bui Thj Thanh Huong
Uy vien HDQT
0381720001 20 iMgay tap. 16/9/2015 Noi cap: Cue canh sat
186 t6 dan ph6 9 phuong Mo Lao, n 11 ck n H c\ R C\ n cr U L I q l l r i a L/CMlg,,
Ha Noi
4/2017
Bui Dinh Kien
0380410002
08
7/7/2016
Cue canh sat
13 An Hoa, Ha
Dong. HN
Hoang Thj Phuong
0011460018
39
7/7/2016
Cue canh sat
13 An Hoa, Ha
Dong, HN
Dinh Manh Thuan
1 1 1567443
7/1 1/2013
CA Ha Noi
186 T6 9 Mo Lao
Ha Dong, HN
Dinh Huong Thao
0011960010
73
19/6/2015
Cue canh sat
186 To 9 Mo Lao
Ha Dong, HN
Dinh Tien Thinh
0012000069
30
19/6/2015
Cue canh sat
186 To 9 Mo Lao
Ha Dong. HN
Bui Thj
Phuong Lan
0141700000 54
12/5/2017
Cue canh sat
45 Chua Boc -Dong Da - HN
Bui Anh
Tuan
7— j
1114211 10
27/12/201 1
CA Ha Noi — T
13 An Hoa. Ha
Dong. HN
F— y—* J 1 7 1 j 1 j L y 1 1
Ghi chu/Note: So Gidy NSH*: So CMND/H6 chieu (ddi vdi cd nhdn) hoac So GCN ddng ky doanh nghiep, Gidy phep hoat dong hoac gidy to phap ly tuong duong (doi vdi to chuc)/NSH: In case of individual: ID card/Passport No.; In case of organization: License of establishment and operation/Certificate of business registration/equivalent legal documents.
2. Giao dich giua cong ty vdi ngudi cd lien quan ciia cong ty; hoac giua cong ty vdi cd dong ldn, ngudi noi bo, ngudi cd lien quan ciia ngudi noi bo/ Transactions between the company and the affiliated persons or between the company and major shareholders,
internal persons and related person of internalpersort
ST T
No.
Ten to chuc/ca
nhan Name of
organization / individual
Mdi quan he
lien quan vdi cong ty Relation
ship
So Giay
NSH* , ngay cap, noi cap
NSH No. *, date
of issue, place
of issue
Dja chi try sd chinh/ Dja chi lien he Addres
Thai diem
giao djch vdi cong ty Time
of transacti
ons
So Nghi quyet/
Quyet djnh cua
DHDCD/ HDQT...
thdng qua (neu cd, neu ro ngay ban
hanh) Number of resolutions / decisions oftheAGM
/BOM adopted (if any, specify
date of issue)
Sd luong, ty le nam
giu cd phieu sau khi giao
djch Number,
ownership proportion
of shares/fun
d certificate
s hold after the
transactio n
Ghi chu Not
e
Ghi chu/Note: So Gidy NSH*: So CMND/H6 chieu (doi vdi cd nhan) hoac S3 GCN ddng ky doanh nghiep, Gidy phep hoat dong hoac gidy td phap ly twang duang (ddi vdi to chuc)/ NSH*: In case of individual: ID card/Passport No.: In case of organization: License of establishment and operation/Certificate of business registration/equivalent legal documents.
3. Giao djch giua ngudi noi bd cong ty niem yet, ngudi cd lien quan cua ngudi noi bo vdi cong ty con, cong ty do cong ty niem yet nam quyen kiem soat/ Transaction between internal person of listed company and company's subsidiaries, or the company in which listed companj s takes com rolling power
St Ngudi Quan he Chuc Sd Dja Ten cong Thdi Sd Ghi t thuc vdi vu tai CMND/Hd chi ty con, diem luong chu
N hien ngudi CTNY chieu, ngay Addr cong ty giao • ty le Note 0. giao ndi bd Positti cap, noi ess do CTNY djch nam
djch Relation on at cap ID nam Time of giu cd Transac ship with listed card/Passp quyen transact phieu
tion internal compa ort No. , kiem ion sau executor person ny date of soalName khi
issue, of giao place of subsidiari djch/
issue es, the Numb company er,
which owner listed ship
company propo control rtion
of
share s/fund certifi cates hold after the
trans action
4. Giao djch giua cong ty voi cac doi tuong khac/ Transactions between the company and other objects
4.1. Giao djch giua cong ty vdi cong ty ma thanh vien HDQT, thanh vien Ban Kiem soat, Giam ddc (Tdng Giam ddc) dieu hanh da va dang la thanh vien sang lap hoac thanh vien HDQT, Giam ddc (Tdng Giam ddc) dieu hanh trong thdi gian ba (03) nam trd lai day (tinh tai thdi diem lap bao cao)/ Transactions between the company and the company that members of Board of Management, members of the Supervisory Board, Director (CEO) has been a founding member or members of Board of Management, Director (CEO) in three (03) years (calculated at the time of reporting).
4.2. Giao djch giua cong ty vdi cong ty ma ngudi cd lien quan cua thanh vien HDQT, thanh vien Ban Kiem soat, Giam ddc (TGD) dieu hanh la thanh vien HDQT, Giam ddc (Tdng Giam ddc) dieu hanh/ Transactions between the company and the company that relatedperson of members of Board of Management, members of the Supervisory Board, Director (CEO) as a member of Board of Management, Director (CEO).
4.3. Cac giao djch khac cua cong ty (neu cd) cd the mang lai lai ich vat chat hoac phi vat chat ddi vdi thanh vien HDQT, thanh vien Ban Kidm soat, Giam ddc (Tdng Giam ddc) dieu hanh/ Other transactions of the company (if any) may be beneficial material or immaterial for members of Board of Management, members of the Supervisory Board, Director (CEO).
VI . Giao djch cd phieu ciia nguoi noi bo va nguoi lien quan ciia nguoi noi bo (Bao nam 2017)/ Transactions of internalpersons and relatedperson of internal person (Semi-annual/annual reports)
1. Danh sach ngudi noi bd va ngudi cd lien quan cua ngudi noi bo/ List of internalpersons and their affiliatedpersons
Stt No
Ho ten Name
Tai khoa
n giao dich chun
g khoa
n (neu co)
Secur ities tradi
ng acco unt (f
any)
— 1
Chuc vu tai cong ty (neu
co) Position
at the company
(if any)
. . . .
So CMND/Ho chieu, ngay cap, noi cap
ID card/Pass port No.,
date of issue, place
of issue
Dja chi lien he Address
Sdcd phieu sd huu cuoi
ky Number of shares owned at the end of
the period
Ty le sd
huu CO
phieu cuoi ky
Perce ntage
of share owne rship at the end
of the perio
d
Gh i
ch u
No te
1 1 ong i^ong
ty luong thuc Mien Bac
0100102608
20/07/2010
HN
So 6 Ngo Quyen, Hoan Kiem, HN
10,965,000
-
51
2 Nguyen
Due Cuong CT.HDQT
011948081
30/5/2006
HN
285 Doi Cln. Ba
Dinh, Ha Noi.
Nguyen Van Quynh
010268041 31/3/2008 HN
Xa Co Nil ue, huyen Tu Liem, Ha Noi
Chu Kim
Chung
010180428 31/3/2008 HN
Phong E508 CC
162A Hoang Hoa
Tham, H.Noi
Nguyen Mai Phuong
00118100183
2
21/5/2014
HN
Phong E508 CC I62A Hoang Hoa Tham, H.Noi
Nguyen Thuc Anh
Con nho Phong E508 CC 162A Hoang Hoa Tham. H.Noi
Nguyen Cat
Ly Con nho
Phong E508 CC
162A Hoang Hoa
Tham. H.Noi
Nguyen Hong Hanh
01 1878934 31/7/2012 HN
14 Thuy Khue
Nha B2 (Lang
hoa Thuy Khue)
Nguyen Luong Ngoc
01 1753867 26/12/2007 HN
So 40. ngo 285 Dpi Can - Ha Noi
3 Pham Dinh Cuong
UV.HDQT
, Giam doc
010334139
06/06/2007
HN
169 Hang Bac,
Hoan kiem. Ha
Noi.
58,500 0.27
Le Minh Thoa
011512076
31/05/2008
HN
169 Hang Bac, Hoan kiem, Ha Noi
Pham f Y i i Q n f t I—Iir^n v^/Ual l j i n i C J J
012505148
21/03/2002
HN
169 Hang Bac,
Hoan kiem. Ha
Noi
Pham Quang Minh
Con nho 169 Hang Bac, Hoan kiem, HNoi
4 Le Van Thanh
UV.HDQT 012538349
26/6/2002
HN
P202 nha D2C, TT Phuong Mai, Dong Da. Ha Noi
1,000 0.005
Tran Thj My Ha
013656645
25/7/2013
HN
P202 nha D2C, TT Phuong Mai, Dong Da, Ha Noi
Le Thj Thiiy An
Con nho p i rn n hp n9P r z u z una
Tap the Phuong Mai, Dong Da, HN
Le An Khanh
Con nho i zuz una L>zi_, Tap the Phuong Mai, Dong Da, Ha Noi
5
Pham Van
Hai Pho CT.HDQT
025392332 07/09/2010 HCM
129/7 Luy Ban Bich, P. Tan Thai Hoa, Q.Tan Phu, Tp.HCM
6 Nguyen
Hoang Hai
Uy vien
HDQT
011942746 29/6/2010 Ha Noi
A l 1-78 Bach
Dang, Hoan
Kiem. Ha Noi
Con 2 tv TNHH Xay dung HTB
312737744 15/4/2014
•
67 Le VTnh Hoa, P.Phu Tho Hoa. Q.Tan Phu, tp.Ho Chi Minh
5.152.000 23,96
Nguyen Van Canh
010459140
Hoang Thi Thanh
011608542
Nghiem Phuong Nhi
011788769 A l 1-78 Bach Dang, Hoan Kiem, Ha Noi
Nguyen Minh Tri
Con nho A l 1-78 Bach Dang, Hoan Kiem, Ha Noi
7 Luu Thi Tuyet Mai
Luu Van Pho
Da chet
Dinh Thi Quyt
Da chet
Do Vuong Tuan
Hg chieu: 546020677 30/6/2016 Noi cap: Hoa Ky
Villa K2 s6 36 Thao Dien, Khu biet thir cao cap An Phu, P. Thao Dien, Quan 2, TP. HCM
Do Vuong Mai Hg ghieu:
A477497QA
28/6/2016 Noi gap: Hoa Ky
Villa K2 s6 36 Thao Dien. Khu biet thu cao can v ' i v i u i v i v v i v / v- v i i /
An Phu, P. Thao Dien, Quan 2. TP. HCM
Do Sophia Mai HO chi§u:
J n J n 1 1 O l O
26/02/2016 Noi cSp: Hoa Ky
Villa K2 s6 36 Thao Dien. Khu biet thu cao can V7 i v i VX X v i v/ V I v7 \f v i XJ An Phu, P. Thao Dien, Quan 2. TP. HCM
Do Theadora Mai
Hp chieu: 545642766 28/01/2016 Noi dp: Hoa Ky
Villa K2 so 36 j Thao Dien, Khu biet thu cao cap An Phu, P. Thao Dien, Quan 2, TP. HCM
Luu Van Tho
230282605 cap ngay 28/11/2005 tai Gia Lai
50 Trdn Khanh Du, TP. Pleiku, tinh Gia Lai
Luu Van Loc
486976426 cap ngay 28/12/2011 tai Hoa Ky
1204 Cherrywood Ln, CarroUton, Texas 75006, Hoa Ky
Luu Van Phuoc
230327885 cap tai Gia Lai
47 Nguyen Van Troi, TP. Pleiku, tinh Gia Lai
Luu Van Vu
230463153 cap tai Gia Lai
84 Tang Bat H6, P. Yen Do, TP. Pleiku. tinh
l Gia Lai
Luu Van Phat
230368145 cap tai Gia Lai
84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai
Luu Van Hong
230488394 cap tai Gia Lai
84 Tang Bat H6, P. Yen Do, TP. Pleiku. tinh Gia Lai
Luu Van Ngoc
230488400 cap tai Gia Lai
84 Tang Bat H6, P. Yen Do, TP. Pleiku, tinh Gia Lai
Luu Thi Tuyet Huong
012730336 cap ngay 08/11/2004 tai Ha Noi
236 - A16 An Duong, Yen Phu, TP. Ha Noi
Nguyen Tien Phong
230524567 cap tai Gia Lai
84 Tang Bat H6, P. Yen Do, TP. Pleiku. tinh Gia Lai
Nguyen Yen Chau
230570443 can tai Oia Lai
84 Tang Bat H6 P Yen Do TP. Pleiku, tinh Gia Lai
8 Bui Thj Uy vien 03817200012 186 to dan pho
Thanh
Huong
HDQT 0 Ngay cap: 16/9/2015 Noi cap: Cue canh sat
9 phuong Mo Lao, quan Ha Dong, Ha Noi
RiTi Dinh D LI 1 1 ' 1111 1
Kien
03804100020
8
7/7/2016
Cue canh sat
13 An Hoa, Ha
Dong, HN
Hnana i n i 1 1 Well I L. 1 I I I
Phuong
00114600183
9
7/7/2016
Cue canh sat
13 An Hoa, Ha
Dong, HN
Dinh Manh Thuan
111567443
7/11/2013
CA Ha Noi
186 T o 9 M 6 Lao
Ha Dong, HN
Dinh Huonu Thao
00119600107
3
19/6/2015
Cue canh sat
186 To 9 Mo Lao Ha Dong, HN
Dinh Tien Thjnh
00120000693
0
19/6/2015
Cue canh sat
186 To 9 Mo Lao
Ha Dong, HN
Bui Thi
Phuong Lan
01417000005
4
12/5/2017
Cue canh sat
45 Chua Boc -Dong Da - HN
Bui Anh
Tuan
1 11421 1 10
27/12/201 1
CA Ha Noi
13 An Hoa, Ha
Dong, HN
9 Hoang
Hung
Trudng Ban kiem soat
023077942
03/3/2006
H6 Chi Minh
4A Ngo Van
Nam, Quan 1,
H6 Chi Minh
Hoang
Thai 020197962
Nguyen
Thi Mai
Huang 1
Nguyen
Thi Huynh
Mai
023987665
4A Ngo Van : 1
Nam, Quan 1,
H6 Chi Minh
Hoang Anh
My Con nho
4A Ngo Van
Nam, Quan 1,
H6 Chi Minh
10
Do Thi
Hong Thuy
(ly vien
BKS
03417600182
2
04/9/2015
Ha MAi
S6 60 ngo 156
Le Trong Tan,
Q.Thanh Xuan,
Ha Noi
Do Dang
Dieu
Pham Thi
Ngoc
Tran Due
Thuan
013134164 05/12/2008 Ha Noi
So 60 ngo 156
Le Trong Tan,
Q.Thanh Xuan,
Ha Noi
11
Vu Dieu
Thiiy UV.BKS
012182318
31/12/2001
HN
SN 201 B6 khu
TT Yen Nguu, thj
tran Van Dien,
huyen Thanh Tri,
Ha Noi
Vu Duy Tien
012701918
27/5/2004
HN
SN 201 B6 khu TT Yen Nguu, thi tran Van Dien, huyen Thanh Tri, Ha Noi
Vu Ha Linh
SN 201 B6 khu
TT Yen Nguu. thi
tran Van Dien,
huyen Thanh Tri,
Ha Noi
Vu Tien Thanh
SN 201 B6 khu TT Yen Nguu, thi tran Van Dien, huyen Thanh Tri, Ha Noi
12 Vu Thi Thiiy
Uy vien Ban Kiem soat
011814952
22/6/2006
CA Ha Noi
20 Xom Bai, Thanh Tri, Hoang Mai, Ha Noi
Vu Van Vy 01 1484663 So 102/52/24 Pho
Yen Lac
Nguyen Thj
Tarn 012909733
S6 102/52/24 Ph6
Yen Lac
Vu Thi Hoai
Thanh 011814954
So 1 ngo 161
Thai Ha - H N
Vu Thj Thiiy
011814953 So 21 Ngo 677 Nguyen Khoai HN
Vu Tien Tien
011825130 So 102/52/24 Ph6
Yen Lac
Hoang
Trung Kien 011716843
So 11 ngo 677 Nguyen Khoai -HN
Hoang Thanh Mai
So 1 1 ngo 677 Nguyen Khoai -HN
Hoang Dire Tuan
So 1 1 ngo 677 Nguyen Khoai -HN.
13
Nguyen
Van Toan
Pho GD cong ty
012741816 Ngay cip: 22/10/2004 Noi cip: CA HA Noi
S6 4 ngach 550/9, ngo 550, dudng Bach Dang, quan Hai Ba Trung, thanh pho Ha Noi
81.000 0.376
Nguyen Thanh Van
So CMTND: 01228880; Ngay d p : Ngay 13/10/1999; Nai cip: Cong
S6 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh
an Ha Noi pho Ha Noi
Mac Thi Loan
S i CMTND: 013344414; Ngay cap: Ngay 13/10/2010; Noi cip: Cong an Ha Noi
So 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi Ha Noi
Nguyin Thi Thanh Thuy
S6 CMTND: 013003498; Ngay cip: Ngay 17/9/2007; Noi cap: Cong an H i NOi
S i 4 Phi Yen Lac, Phuong VTnh Tuy, Q.HBT, Ha Noi
Nguyin Thj Nhung
So CMTND: 142170099; Ngay cip: Ngay 31/11/2001; Noi cap: Cong an Hai Duong
S i 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi Ha Npi
Nguyin Quoc Viet
S6 CMTND: 102635292; Ngay cip: Ngay 11/11/2009; Noi cap: Cong an Ha Noi
S i 25 Phi Lac Trung, Phuong VTnh Tuy, Q.HBT, Ha Npi
Nguyin Thiiy Hing
So CMTND. 012894125; Ngay cip: Ngay 16/6/2006; Noi cip: Cong an Ha Noi
S i 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi Ha Npi
Nguyin Tuan Phong
Hoc sinh cip 2
S i 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi H i NOi
Nguyin Tue Nhi
Hoc sinh miu giao
S i 4 ngach 550/9, ngo 550, dudng Bach Ding, quan Hai Ba Trung, thanh phi Ha Noi
14 Nguyen
Khac Quy P.GD
012400163
20/06/2005
HN
9A VTnh Tuy,
HBT,Ha Npi. 5,500 0.03
Nguyen
KhSc Uy
140000622
12/01/1978
CA Hung Yen
Tan Lap - Yen My - Hung Yen
Tran Thj Bac
145528018
16/02/2009
CA Hung Yen
Tan Lap - Yen
My - Hung Yen
Nguyen
Quyen
145528018
08/9/2008
CA Hung Yen
Tan Lap - Yen
My - Hung Yen
Nguyen Thj
Dung
03318200050
5
01/6/2015
Bo Cong An
Phu Lam - Ha Dong - Ha Noi
Nguyen Thj
Hai Hop
012529231
27/6/2002
CA Ha Noi
9A VTnh Tuy,
HBT,Ha Noi.
Nguyen Yen Nhi
013675360
15/01/2014
CA Ha Noi
9A VTnh Tuy, HRT Ha Noi
Nguyen
Khac Duy Con nho
9A VTnh Tuy,
HBT,Ha Npi.
15 Tran Cong Dae
P.GD
01 1572489
21/02/2002
HN I 1 I N
So 42 Hang Voi,
Hoan Kiem, Ha
Noi 4,400 0.02
Tran Cong Xuan
168138213 21/02/2002 Ha Nam
Hung Cong, Binh
Luc, Ha Nam. 300 0.001
16 Le Hai Long
P.GD
024681955
19/9/2007
HCM
88, Dudng 1, Phuong An Phu, Q.2. TP. HCM
36.800 0,17
Le Hong Lanh
361712339
28/03/201 1
Can Tha
89, Cach Mang Thang 8, Phuong An Thdi, Quan Binh Thuy, TP.
Can Tho
Nguyen Thi
Ngoc Mai
024792910
16/02/2008
HCM
Nguyen Dinh
Chieu, P.Da Kao,
Q. l , TP. HCM
Le Ngoc Minh Chau
14/38 A, Dirong n l m i u A t l f l 111 n
iNguyeu c/inn Chieu, Phuong Da Kao, Quan l.Ho Chi Minh
Le Hong
Minh Thao
14/3 8 A, Duong K1 cxi M ;QII L i f f i n
iNguyen umn Chieu, Phuong Da Kao, Quan 1. Ho Chi Minh
Le Anh Vu
361900610
22/12/2014
Can The
89, Cach Mang
i i iai ig o, r i i u u u g
An Thdi, Quan
Binh Thuy. TP.
Can Tho
Le Hong Ngoc
362004143
08/9/2010
Can Tho
89, Cach Mang 1 h o n cx Sc VI h i vc\ax\ cx
i naiig o, rnuong An Thdi. Quan Binh Thuy, TP. Can Tho
17 Bui Thi Thu
Hien
017C0 44702
KTT
012778714
15/04/2005
HN
7B Luong Yen,
Ha Noi 19,000 0.09
Vu K h k Dinh \ - J M i l l
012741001
23/08/2004
HN
7B Luong Yen,
Vu Quoc
Bao Con nho
7B Luong Yen, Ha Noi
Vu Bao Khanh
Con nho 7B Luong Yen, Ha Noi
2.̂ Giao dich cua ngudi noi bo va ngudi cd lien quan ddi vdi cd phidu cua cong ty niem yet/ Transactions of internal persons and affiliated persons on shares of the listed company
Stt No.
Ngudi thuc hien giao
djch Transaction
executor
Quan he vdi ngudi noi
bo Relationship
with internal person
So co phieu sd huu dau ky
Number of shares owned at the
beginning of the period
So cd phieu sd huu cudi ky
Number of shares owned at the end of
the period
Ly do tang, giam (mua, ban,
chuyen ddi,
thudng...) Reasons
for increased
ecrease (purchase,
sale, switch,
reward...)
Stt No.
Ngudi thuc hien giao
djch Transaction
executor
Quan he vdi ngudi noi
bo Relationship
with internal person
Sd co phieu
Number of shares
Ty le Percent
age
Sd cd phieu
Number of shares
Ty le Percenta
Ly do tang, giam (mua, ban,
chuyen ddi,
thudng...) Reasons
for increased
ecrease (purchase,
sale, switch,
reward...)
V I I . Cac van de can liru y khac/ Other significant issues.
C H U T I C H H D Q T CHAIRMAN OF THE BOD ^gJJfyten va dong dau)
5£22!25«&tew and seal)