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CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Tu do - Hanh phiic THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ha Noi, ngay 22 thang 06 nam 2019 ....... , day... month ... year ...... BAO CAO KET QUA GIAO DICH CO PHIEU/ CUA NGUOI NOI BO CUA CONG TY DAI CHUNG, NGUOI NOI BO CUA QUY DAI CHUNG VA NGUOl CO LIEN QUAN CUA NGUOI NOI BO REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICA TES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON Kinh giri: - Uy ban Chung khoan Nha nude - So Giao dich cluing khoan - Cong ty Co phan Dich vu Hang khong Taseco To: - The State Securities Commission - The Stock Exchange - The public company/ The fund management company 1. Thong tin ve to chuc thirc hien giao dich/ Information on individual/ organization: - Ten to chuc/ Name o f individual/organization: CONG TY CO PHAN DICH VU HANG KHONG THANG LONG - Quoc tich/ Nationality: Viet Nam - So CMND, Ho chieu, The can cudc (doi voi ca nhan) hoac So Giay chung nhan dang ky doanh nghiep, Giay phep hoat dong hoac giay td phap ly tuong duong (doi voi to churc), ngay cap, noi cap/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case o f organization), date o f issue, place o f issue: - Dia chi lien he/Dja chi tru so chinhJ Address: - Dien thoai/ Telephone: Fax: Email: Website: - Chuc vu hien nay tai cong ty dai chung, cong ty quan ly quy (neu co) hoac m6i quan he vdi cong ty dai chung, cong ty quan ly quy/ Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Co dong Ion. 2. Thong tin ve ngudi noi bo cua cong ty dai chung/quy dai chung la ngudi co lien quan td chuc thuc hien giao dich (doi vdi trudng hap ngudi thuc hien giao dich Id ngudi co lien quan cua ngudi noi bo cua cong ty dai chung/quy dai chung)! Information about internal person of the public company/public fund is related person o f trading individual/organization (in case trader is related person o f internal person o f the public company/public fund): a. Ho va ten ca nhan: Pham Ngoc Thanh - Quoc tich: Viet Nam - So Ho chieu:

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Page 1: CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - …images1.cafef.vn/download/240619/ast-bao-cao-ket-qua...- So CMND, Ho chieu, The can cudc (doi voi ca nhan) hoac So Giay chung nhan dang

CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Tu do - Hanh phiic

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

Ha Noi, ngay 22 thang 06 nam 2019 ......., day... month ... year......

BAO CAO KET QUA GIAO DICH CO PHIEU/ CUA NGUOI NOI BO CUA CONG TY DAI CHUNG, NGUOI NOI BO CUA QUY DAI CHUNG VA NGUOl CO LIEN

QUAN CUA NGUOI NOI BOREPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICA TES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON

Kinh giri: - Uy ban Chung khoan Nha nude- So Giao dich cluing khoan- Cong ty Co phan Dich vu Hang khong Taseco

To: - The State Securities Commission- The Stock Exchange- The public company/ The fund management company

1. Thong tin ve to chuc thirc hien giao dich/ Information on individual/ organization:

- Ten to chuc/ Name o f individual/organization: CONG TY CO PHAN DICH VU HANG KHONG THANG LONG

- Quoc tich/ Nationality: Viet Nam

- So CMND, Ho chieu, The can cudc (doi voi ca nhan) hoac So Giay chung nhan dang ky doanh nghiep, Giay phep hoat dong hoac giay td phap ly tuong duong (doi voi to churc), ngay cap, noi cap/ ID card/Passport No. (in case o f individual) or Certificate o f business registration No. (in case o f organization), date o f issue, place o f issue:

- Dia chi lien he/Dja chi tru so chinhJ Address:

- Dien thoai/ Telephone: Fax: Email: Website:

- Chuc vu hien nay tai cong ty dai chung, cong ty quan ly quy (neu co) hoac m6i quan he vdi cong ty dai chung, cong ty quan ly quy/ Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Co dong Ion.

2. Thong tin ve ngudi noi bo cua cong ty dai chung/quy dai chung la ngudi co lien quan td chuc thuc hien giao dich (doi vdi trudng hap ngudi thuc hien giao dich Id ngudi co lien quan cua ngudi noi bo cua cong ty dai chung/quy dai chung)! Information about internal person of the public company/public fund is related person o f trading individual/organization (in case trader is related person o f internal person o f the public company/public fund):

a. Ho va ten ca nhan: Pham Ngoc Thanh

- Quoc tich: Viet Nam

- So Ho chieu:

Page 2: CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - …images1.cafef.vn/download/240619/ast-bao-cao-ket-qua...- So CMND, Ho chieu, The can cudc (doi voi ca nhan) hoac So Giay chung nhan dang

- Bja chi thudng tru:

- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Chii tich HBQT

- Mdi quan he gifta ca nhan/to chuc thirc hien giao dich vdi ngudi noi bo/ Relationship of individual/'organization executing transaction with internal person: Chii tich HBQT

- So luong, ty le co phieu/chung chi quy ma nguai noi bo dang nam gift (neu c6)1 Number, ownership proportion o f shares held by the internal (if any): 100.000 co phieu, chiem 0,28%.

b. Ho va ten ca nhan: Nguyen Minh Hai

- Quoc tich: Viet Nam

- Sd CMNB:

- Bia chi thuang tru:

- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Pho Chit tich Hoi dong quan tri

- Mdi quan he gifta ca nhan/to chuc thirc hien giao dich vdi nguai noi bo/ Relationship of individual/organization executing transaction with internal person: Pho Chu tich HBQT, Tong Giam doc

- So luong, ty le co phieu/chung chi quy ma ngudi noi bo dang nam gift (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 50.000 co phieu, chiem 0,14%

c. Ho va ten ca nhan: Le Anh Quoc

- Quoc tich: Viet Nam

- Sd CMNB:

- Bja chi thudng tru:

- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Pho Chu tich Hoi d6ng quan tri/ T6ng Giam d6c

- Moi quan he gifta ca nhan/to chuc thirc hien giao dich vdi ngudi noi bo/ Relationship of individual/organization executing transaction with internal person: Pho Chu tich HBQT

- So luong, ty le co phieu/chung chi quy ma ngudi noi bo dang nam gift (ndu co)/ Number, ownership proportion o f shares held by the internal (if any): 50.000 cd phidu, chidm 0,14%

d. Ho va ten ca nhan: Bao Tien Duong

- Quoc tich: Viet Nam

- S6 CMNB:

- Bja chi thudng tru:

- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Thanh vien Hoi ddng quan tri

- Moi quan he gifta ca nhan/to chuc thirc hien giao dich vdi ngudi noi bo/ Relationship of individual/organization executing transaction with internal person: Pho Tdng Giam ddc

- So luong, ty le co phieu/chung chi quy ma ngudi noi bo dang nam gift (ndu co)/ Number, ownership proportion o f shares held by the internal (if any): 30.000 cd phidu, chidm 0,083%

Page 3: CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - …images1.cafef.vn/download/240619/ast-bao-cao-ket-qua...- So CMND, Ho chieu, The can cudc (doi voi ca nhan) hoac So Giay chung nhan dang

e. Ho va ten ca nhan: Tran Thi Loan

- Quoc tich: Viet Nam

- So CMND:

- Dia chi thubng tru:

- Dien thoai:

- Chuc vu hien nay tai cong ty dai chung: Truong Ban kiem soat

- Moi quan he giua ca nhan/to chuc thirc hien giao dich vdi nguoi noi bo/ Relationship of individual/organization executing transaction with internal person: Thanh vien HBQT, Ke toan tru'dng.

- So luong, ty le co phieu/chung chi quy ma nguoi noi bo dang nam giu (neu c6)/ Number, ownership proportion o f shares held by the internal (if any): 43.000 co phieu, chiem 0,12%

f. Ho va ten ca nhan: Nguyen Thj Huong

- Quoc tich: Viet Nam

- S6 CMND:

- Dia chi thubng tru:

- Dien thoai:

- Chuc vu hien nay tai cong ty dai chung: Thanh vien Ban kiem soat

- Moi quan he giua ca nhan/to chuc thirc hien giao dich vdi nguoi noi bo/ Relationship o f individual/organization executing transaction with internal person: khong co

- So luong, ty le co phieu/chung chi quy ma nguoi noi bo dang nam giu (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 0 co phieu, chiem 0%

g. Ho va ten ca nhan: Dang Kim Ngan

- Quoc tich: Viet Nam

- So CMND:

- Dia chi thudng tru:

- Dien thoai:

- Chuc vu hien nay tai cong ty dai chung: Thanh vien Ban kiem soat

- Moi quan he giua ca nhan/to chuc thirc hien giao dich vdi nguoi noi bo/ Relationship of individual/organization executing transaction with internal person: khong co

- So luong, ty le co phieu/chung chi quy ma nguoi noi bo dang nam giu (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 0 co phieu, chibm 0%

3. Ma chung khoan giao dich/ Securities code: AST

4. Cac tai khoan giao dich co co phieu/chung chi quy neu tai muc 3/Trading account numberwith shares/fund certificates mentioned above:................... tai cong ty chung khoan/ Insecurities company:

5. So luong, ty le co phieu nam giu trudc khi thirc hien giao dich/ Number, ownership proportion o f shares/fund certificates held before transaction: so luong 23.100.000 co phieu, ty le: 64,17%.

6. So luong co phieu dang ky ban/ Number o f shares/fund certificates registered to purchase/ sale/give/ be given/ donate/ be donated /inherit/ transfer/ transferred: 1.500.000 co phieu.

Page 4: CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - …images1.cafef.vn/download/240619/ast-bao-cao-ket-qua...- So CMND, Ho chieu, The can cudc (doi voi ca nhan) hoac So Giay chung nhan dang

7. So lugng co phieu da giao dich (ban) **/ Number o f shares/fund certificates traded (purchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred/swap): 1.500.000 co phieu

8. So lugng, ty le co phieu nam giu sau khi thuc hien giao dich/ Number, ownership proportion o f shares/fund certificates held after executing transaction: So lugng 21.600.000 co phieu, ty le: 60% (chua bao gom so co tuc dugc nhan).

9. Phuong thuc giao dich/ Mode o f transaction: thoa thuan va khdp lenh

10. Thai gian thuc hien giao dich/ Transaction period: tir ngay/from: 29/05/2019 den ngay/to 20/06/2019.

** (Trong truang hgp khong thuc hien het so lugng dang ky, ngudi noi bo/ ngudi co lien quan phai giai trinh nguyen nhan.)/* (Incase o f failing to execute full registered number, the internal person/ related person o f internal person shall need to explain the reasons.)

—""To n g giam doc

J fyu yS n tA U n A , y$u

TO CHLTC BAO CAO/NGUO'I DlTOC UY QUYEN CONG BO THONG TIN

NAME OF REPORTING ORGANIZA TION/ INDIVIDUAL/PERSONS AUTHORIZED TO DISCLOSE

INFORMATION(Ky, ghi ro ho ten, dong ddu - neu co)

(Signature^ffffTpdmpyipd seal - in case o f organizationjcfp'