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CONFIDENTIAL GlaxoSmithKline group of companies Project number: PRJ2414
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TITLE PAGE
Division: Worldwide Development
Information Type: Worldwide Epidemiology Study Protocol
Title: Phenotypes of Severe Asthma among Adults in Brazil: a
descriptive report of characteristics of subjects followed up in
the ProAR Cohort
Compound
Number:
[Mepolizumab]
Development
Phase
[IV]
Effective Date: 23-Oct-2017
Subject: [Severe asthma phenotypes]
Author(s):
Copyright 2017 the GlaxoSmithKline group of companies. All rights reserved.
Unauthorised copying or use of this information is prohibited
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TABLE OF CONTENTS
PAGE
Table of Contents
1. LIST OF ABBREVIATIONS ...................................................................................... 4
2. ABSTRACT .............................................................................................................. 8
3. AMENDMENTS AND UPDATES .............................................................................. 9
4. MILESTONES ........................................................................................................ 13
5. RATIONAL AND BACKGROUND .......................................................................... 13 5.1. Background ................................................................................................ 13 5.2. Rationale .................................................................................................... 14
6. RESEARCH QUESTION AND OBJECTIVE(S) ..................................................... 14
7. RESEARCH METHODS ........................................................................................ 15 7.1. Study Design .............................................................................................. 15 7.2. Setting ........................................................................................................ 18
7.2.1. Inclusion and exclusion criteria .................................................... 19 7.3. Variables .................................................................................................... 19
7.3.1. Severe asthma definition ............................................................. 19 7.3.2. Outcome definitions .................................................................... 20 7.3.3. Other variables .............................................................................. 24 7.3.4. Exposure definitions ...................................................................... 25 7.3.5. Confounders and effect modifiers .................................................... 26
7.4. Data sources ................................................................................................ 26 7.5. Sample size .................................................................................................. 26 7.6. Data management ......................................................................................... 26
7.6.1. Data handling conventions .............................................................. 26 7.6.2. Resourcing needs ........................................................................... 26 7.6.3. Timings of Assessment during follow-up .......................................... 26
7.7. Data analysis ................................................................................................ 27 7.7.1. Essential analysis ........................................................................... 27 7.7.2. Analysis Population ..................................................................... 27 7.7.3. Primary Analysis ......................................................................... 28 7.7.4. Other analysis ............................................................................. 32 7.7.5. Exploratory analysis .................................................................... 32
7.8. Quality control ............................................................................................ 32 7.9. Limitations of the research methods ........................................................... 33
8. PROTECTION OF HUMAN SUBJECTS ................................................................... 33 8.1. Ethical approval and subject consent ......................................................... 33 8.2. Subject confidentiality ................................................................................... 34
9. RECORD RETENTION ........................................................................................... 34
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10. PLANS FOR DISSEMINATING AND COMMUNICATING STUDY RESULTS .......... 34 10.1. Target Audience ........................................................................................... 34 10.2. Study reporting and publications .................................................................... 34
11. REFERENCES ........................................................................................................ 35
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1. LIST OF ABBREVIATIONS
ACQ6 Asthma Control Questionnaire- 6
CRF Case Report Form
CI Confidence Interval
CRP C-Reactive Protein
EQ-5D-3L EuroQol Qualit of Life questionnaire
FEV1 Forced expiratory volume in 1 second
FVC Forced Vital Capacity
GCP Good Clinical Practices
GINA Global Initiative for Asthma
GSK GlaxoSmithKline
HR-Qol Health-related quality of life
ICS Inhaled corticosteroid
IgE Immunoglobulin E
IL5 Interleukin 5
LABA Long-acting beta-adrenoceptor agonists
LSLV Last Subject Last Visit
PEF Peak Expiratory Flow
ProAr Program for Control of Asthma
SA population Severe asthma population
UFBA Federal University of Bahia
WPAI-GH Work Productivity and Activity Impairment Questionnaire: General
Health
WHO World Health Organization
Trademark Information
Trademarks of the GlaxoSmithKline
group of companies
Trademarks not owned by the
GlaxoSmithKline group of companies
None none
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SPONSOR SIGNATORY:
Karynna Pimentel Viana
LATAM Epidemiology Coordinator
Date
Sarah Landis
WWEpi Respiratory Lead
Date
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SPONSOR INFORMATION PAGE
WWEpi Project Identifier:
Sponsor Legal Registered Address:
GlaxoSmithKline - LATAM office
Estrada dos Bandeirantes, 8464.Third Floor.
Jacarepaguá. Rio de Janeiro, Brazil
CEP: 22783-110
Sponsor Contact Address
GlaxoSmithKline - LATAM office
Estrada dos Bandeirantes, 8464.Third Floor.
Jacarepaguá. Rio de Janeiro, Brazil
CEP: 22783-110 – LATAM Epidemiology Coordinator
Telephone:
GlaxoSmithKline - LATAM office
Estrada dos Bandeirantes, 8464.Third Floor.
Jacarepaguá. Rio de Janeiro, Brazil
CEP: 22783-110 – LATAM Epidemiology Director
Telephone:
GlaxoSmithKline - LATAM office
Estrada dos Bandeirantes, 8464.Third Floor.
Jacarepaguá. Rio de Janeiro, Brazil
CEP: 22783-110 – LATAM Clinical Project Management
Telephone:
Sponsor Country Contacts
Sponsor Medical Monitor Contact Information:
Sponsor Serious Adverse Events (SAE) Contact Information:
Regulatory Agency Identifying Number(s):
PPD
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INVESTIGATOR PROTOCOL AGREEMENT PAGE
I confirm agreement to conduct the study in compliance with the protocol.
I acknowledge that I am responsible for overall study conduct. I agree to personally conduct or
supervise the described clinical study.
I agree to ensure that all associates, colleagues and employees assisting in the conduct of the
study are informed about their obligations. Mechanisms are in place to ensure that site staff
receives the appropriate information throughout the study.
Investigator Name: _____________________________
Investigator Signature Date
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2. ABSTRACT
Background: Recent developments have shifted asthma treatment from nonspecific
medications to molecularly targeted therapies for defined phenotypes. Data describing the
various phenotypes of severe asthma and the identification of biomarkers for each phenotype is
essential for the improvement of patient care. In Brazil, phenotype data is scarce. Further, there
is a lack of understanding regarding the influence of local levels of endemic intestinal parasitic
infections on the inflammatory response for severe asthma patients, and consequently, the
expression of particular phenotypes.
Objective: To describe the proportion of severe asthma patients eligible for one or more
currently available monoclonal antibody treatments (mepolizumab, omalizumab reslizumab and
benralizumab) and to characterize the frequency of parasitic disease among eosinophilic asthma
patients. Also, this study will describe healthcare resource utilization, quality of life and asthma
control in the severe asthma population.
Patients and Methods: An observational, bidirectional, longitudinal study of patients with
severe asthma will be conducted. In the retrospective phase, the data analysed will be those from
the severe asthma patients that participated in a previously conducted case control study, these
data are considered the first visit (Visit 1). Also, medical charts will be reviewed to assess if the
prior asthma medications use can be collected in order to define an alternative severe asthma
population as consistent with GINA 2017. For the prospective phase, a new study visit (V2), at
least 1 year after the previous visit (Visit 1), will be scheduled to collect data on asthma control,
quality of life, healthcare resource utilization, and work absenteeism using patient
questionnaires.
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3. AMENDMENTS AND UPDATES
Amendment
or update no Date
Section of
study
protocol
Amendment or update Reason
1
08/08/2017 Section 4 Milestones update The study had a delay
and the interim report
will not be done
anymore.
08/08/2017 Section 7.1 Clarifications on data
collection.
The information
regarding the specific
data that will be
collected for
individuals who used
omalizumab previous
to visit 1 and those
who participated in a
clinical trial in the last
12 months previous to
visit 2 was clarified. 08/08/2017 Section 7.1
Section 7.6.3
The data collection year was
changed to 2017 on figure 1
and on the table describing
the data to be collected per
data source
(Study design)
We clarified on section
7.6.3 that the timeframe
between visit 1 to visit 2
will range from 2 to four
years.
The study was delayed
during the
implementation and
the data collection
initiated only in 2017
08/08/2017 Section 7.1 The Figure 2
(flowchart) was changed to
other model and to clarify
the data that will be
collected for patients using
Omalizumab
The Figure 2
(flowchart) used in the
original protocol
described an error in
the exclusion criteria,
which was conflicting
with the text described
above in the same
section.
08/08/2017 Section 7.2.1 Change the text in one of
the exclusion criteria
The text used in the
original document
described that patients,
who used omalizumab
in the last 12 months
would be excluded
from the study.
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The right text show be
that the patient will
only be excluded from
visit 2 (prospective
data) and they will be
excluded from the full
analysis set. However,
for these patients it
will be collected the
medication used in the
last 12 months and
minimal information
from the case-control
database will be
analyzed (gender, skin
color and age)
08/08/2017 Section 8.1 Change in this specific
section to clarify that the
ethical committee special
authorization would also
include the guarantee to
review the medical chart
and not only the database of
the case-control study as
described in other sections
of the original protocol
The text needed to be
changed because this
was not consistent
with other parts of the
protocol (Section 7.1).
In the original text of
the section 8.1, it was
not mentioned that the
special authorization
from the ethical
committee included
the review of the
medical chart for
patients who were loss
of follow-up or were
deceased. However, in
the original text, this
was correctly
described in the
section 7.1.
08/08/2017 Section 7.7.4 The text was changed to
reflect data collection field
in the CRF
The reason for the
patient consenting
only to the visit 1 re-
analyses will not be
collected anymore 1
08/08/2017 Annex 1
(table 36)
The table was changed to
reflect data collection field
in the CRF
The reason for the
patient consenting
only to the visit 1 re-
analyses will be not be
collected anymore.
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08/08/2017 Section 7.1,
Section
7.3.2,
Section 7.7.2
Section 7.7.3
Annex 1
We replaced GINA 2015 to
GINA 2017
As GINA 2017 was
already published, the
analysis will be
conducted considering
the GINA 2017
definition and not
GINA 2015
08/08/2017 Section 7.7
Section 7.3.1
Section 7.7.2
We replaced the sentence
explaining the severe
asthma definition by GINA
2017 “ie, ICS-LABA high dose or ICS-LABA plus other controller” to the following “i.e. treatment step 4 or step 5 according to GINA 2017).
We will describe the
definition of step 4 or
5 by medication used
in details in the study
analysis plan
08/08/2017 Section 7.3. It was included the following sentence “For the treatment schemes that are not clear defined on GINA 2017, respirologists or allergists will be consulted to defined the classification, ie, severe or non-severe asthma patient”
Some specialists will
be consulted to define
the severity
classification in cases
that it would be
difficult to classify the
patients as severe and
non-severe asthma
08/08/2017 Section 7.2
Section 7.2.1
It was removed the age limit
<40 years from the case-
control inclusion criteria and
it was removed the
exclusion criteria “Smokers
with greater than or equal to
10 pack-year“ in
the case-control exclusion criteria
These criteria were not
considered in the
previously conducted
case-control study and
we needed to edit this.
2 10/02/2017 Section 2,
Section 5.1
Section 6
Section 7.1
Section7.3.2
Section 7.7.3
We included as study
objective to analyze the
eligibility to Benralizumab.
The same analysis that we
were proposing for
Omalizumab and
Reslizumab in the original
protocol will be also done to
Benralizumab. This new
objective included was
reflected on Study endpoint,
Study design, outcome
definitions, analyses
Beralizumab was not
in an advanced phase
of clinical
development when the
original protocol was
approved. However,
current this biological
is on Phase III and is
part of the group of
biological therapies
for severe asthma in
late phase
development
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population and primary
analysis.
2 10/02/2017 Figure 3 Include a Benralizumab in
the figure demonstrating the
patient eligibility and the
overlap between therapies.
10/02/2017 Annex 1 Table 1 Title changed to
include Benralizumab.
Original text:
Frequency of patients
eligible for Mepolizumab,
omalizumab and reslizumab
and overlap;
New text with inclusion of
Benralizumab:
Frequency of patients
eligible for Mepolizumab,
omalizumab, reslizumab and
Benralizumab overlap;
10/02/2017 Annex 1 In the list of tables
below, it was included a
column to included the
benralizumab data.
Table 1
Table 2
Table 4
Table 6
Table 8
Table 10
Table 16
Table 18
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Table 20
Table 22
Table 39
4. MILESTONES
Milestone Planned date
Start of data collection Jan 2017
End of data collection September 2017
Final study report December 2017
5. RATIONAL AND BACKGROUND
5.1. Background
Severe asthma is a heterogeneous disease characterized by the need for treatment with high doses
of inhaled corticosteroids (ICS) and includes several distinct clinical and pathophysiological
phenotypes1.
Recent developments have shifted asthma treatment from nonspecific medications, including
corticosteroids and bronchodilators, to molecularly targeted therapies for defined phenotypes.
Three monoclonal antibody-based drugs target immunologic mediators that are commonly
associated with specific phenotypes of severe asthma. Omalizumab (Xolair®) is a monoclonal
anti-IgE antibody that is already marketed in Brazil and has been reported to significantly benefit
a subset of patients with moderate-to-severe persistent allergic asthma inadequately controlled
with high-dose inhaled corticosteroids and long-acting β2-agonists2. Mepolizumab, reslizumab
and benralizumab are both monoclonal anti-IL-5 antibody treatments currently in development
and are targeted for asthma patients with eosinophilic inflammation and those who experience
exacerbations or require daily systemic corticosteroids to control their disease3.
As a result, the understanding of the prevalence for various severe asthma phenotypes and the
identification of biomarkers for each phenotype is essential for the improvement of patient care.
In Brazil, asthma phenotype data is scarce; only one previous study described the clinical
characteristics and phenotypes of adult patients with severe resistant asthma2 at a healthcare
centre in Brazil. However, this study did not specifically investigate the proportion
of patients that are eligible for treatment with mepolizumab, omalizumab, reslizumab or
benralizumab.
Another point of concern is the lack of understanding regarding the influence of local levels of
endemic intestinal parasitic infections on the inflammatory response among severe asthma
patients, and consequently, the expression of particular phenotypes. An increased blood
eosinophil level is widely used as a prognosis factor and may provide direction for treatment in
non-endemic countries. However, using increased blood eosinophil levels as a marker may
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jeopardize patient care in countries with endemic parasitic infections where higher levels of
eosinophils are expected as a consequence of these infections.
Furthermore, it is important to understand the impact of severe asthma on quality of life and
healthcare resource utilization as severe asthma accounts for a large proportion of overall asthma
costs4. One Brazilian study published in 2008 investigated the economic impact of severe
asthma; however, there is no recent healthcare utilization data available5.
This study aims to describe the healthcare resource utilization, health related quality of life and
asthma control in the severe asthma population. Also, this proposed study intends to identify the
proportion of severe asthma patients eligible for one or more of the current monoclonal antibody
treatments and to determine the frequency of eosinophils and distribution of blood eosinophil
levels in patients with or without the presence of parasitic disease.
5.2. Rationale
The purpose of this study is to identify the proportion of severe asthma patients eligible for one
or more of the three current monoclonal antibody treatments and to characterize the frequency
of eosinophilic patients with parasitic disease. Also, this study will describe healthcare resource
utilization, quality of life and asthma control in the severe asthma population.
6. RESEARCH QUESTION AND OBJECTIVE(S)
The following objectives will be addressed
Description of severe asthma
1a) To determine blood eosinophil levels in adults with severe asthma, stratified by
positive/negative status for parasites on stool examination;
1b) To assess the proportion of eosinophils based on different cut-off points in severe
asthma adult patients, stratified by positive/negative status for parasites on stool
examination;
1c) To assess the healthcare resource utilization for severe asthma patients;
1d) To describe health related quality of life (HR-Qol) and asthma control in severe
asthma patients;
1e) To describe the following baseline visit clinical assessments for severe asthma:
o Spirometry;
o Blood biomarkers;
o Atopy status
Eligibility for biological therapy
2a) To describe the population of adults with severe asthma that meet the eligibility
criteria for one or more of the following medication(s) mepolizumab (anti-IL5),
omalizumab (anti-IgE), reslizumab (anti-IL5) and benralizumab (anti-IL5);
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2b) To describe treatment patterns for severe asthma patients by eligibility criteria for
mepolizumab, omalizumab, reslizumab and benralizumab;
2c) To evaluate the following characteristics for subgroups defined by eligibility to
receive mepolizumab, omalizumab, reslizumab and benralizumab;
o Healthcare resource utilization;
o HR-Qol;
o Absenteeism;
o Asthma symptoms (GINA 2014 criteria);
o Asthma control (ACQ6);
2d) To describe the clinical, demographic, and health characteristics of the severe
asthma patient population, stratified by the eligibility for mepolizumab
positive/negative status for parasites on stool examination; omalizumab, reslizumab
and benralizumab eligibility;
2e) To describe healthcare resource utilization and asthma control (ACQ6) results of the
severe asthma patient population, stratified by the eligibility for mepolizumab and
positive/negative status for parasites on stool examination.
7. RESEARCH METHODS
7.1. Study Design
This is an observational bidirectional longitudinal study.
The Program for Control of Asthma (ProAR) in Salvador, Bahia – Brazil started in 2003 and
provides multidisciplinary management, including education and free medication, for over 3,000
patients with severe untreated asthma enrolled in 4 treatment clinics. From January 2013 until
July 2015, the ProAr team conducted a study titled, “Risk factors, endophenotypes and
biomarkers of severe asthma” for which data related to demographic, clinical, biological and
genetic information was collected for adults with severe asthma, mild asthma or no asthma.
Patients with severe asthma (N=544) were followed in the ProAr cohort and participated as cases
in the case-control study; community-based patients without asthma or mild asthma served as
the control subjects. The severe asthma definition used was based on WHO experts and GINA
2002 (See section 7.3.1).
The project proposed herein is a bidirectional cohort study of the subjects with severe asthma
included in the previous case-control study that met the inclusion criteria of this study (See
section 7.2.1). This population is called severe asthma population. In the retrospective phase of
the new proposed study, information related to severe asthma patients will be obtained from the
database used for the case-control study. The first visit (Visit 1) for the present study is the visit
included in the previously completed case-control study. In addition, medical charts will be
reviewed to assess if the prior asthma medications use can be collected in order to define an
alternative severe asthma population as consistent with GINA 2017. Optimally, according to
GINA 2017and in alignment with other GSK observational studies, we would define severe
asthma based on chronic medication use over a period of a minimum of 12 months (i.e. treatment
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step 4 or step 5 according to GINA 2017). This population will be called severe asthma GINA
2017 population.
For the prospective phase of the proposed study, a second study visit (Visit 2) will be scheduled
to coincide with the patient’s regular visits to the severe asthma clinic, at least 1 year after the
first visit (Visit 1). The Visit 1 may occur from 2013 through 2015, leading to significant
differences regarding the time between Visit 1 to Visit 2 for study subjects. This may add bias
to the results of healthcare resource utilization, ACQ6, EQ5D and asthma symptoms that will be
collected in visit 2.
Information collected at Visit 1 will be used to estimate the frequency of patients eligible for
mepolizumab, omalizumab, reslizumab and benralizumab. Blood eosinophil counts and the
proportion of patients with severe asthma, with and without positive parasitic disease, will also
be described. At Visit 2, new data will be collected using patient questionnaires to assess asthma
control, quality of life, healthcare resource utilization, and work absenteeism. Figure 1 depicts
the study design.
Figure 1: Study design
Variables collected according to the data source:
Medical chart (year previously to the
case-control visit)
It will be assessed if the prior asthma
medications use can be collected in
order to define an alternative severe
asthma population as consistent with
GINA 2017.
Database re-analysis of data as of Visit
1(case-control study) • Demographic data;
• Co-morbidities;
• Eosinophils level;
• Stool examination results;
Those with severe asthma that participated in the case control study will be selected
2013-2015
Visit 1: re-analysis of the database from the case-control study
Case-control study “Risk factors, Endophenotypes and biomarkers of severe Asthma”
2017
Visit 2: data collection
Review the medical chart
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• Hospital Admission in the last 12
months due to severe asthma;
• Emergency visit in the last 12 months
due to severe asthma;
• ACQ6;
• Asthma Disease History
Prospective data (Visit 2)– interview in
2017 • Demographic data;
• Co-morbidities;
• Hospital Admission in the last 12
months due to severe asthma or
respiratory symptoms
• Emergency visit due to severe asthma
or respiratory symptoms in the last 12
months
• Medication used in the last year.
• GINA 2014 asthma control
• ACQ6
• WPAI-GH
• EQ5D
After the ethical/regulatory approvals are obtained and contracts are established, the ProAr
team will be authorized to start enrolment. To start, the site staff will identify the severe asthma
patients in the study database from the previously conducted case-control study. All severe
asthma patients who participated in the study and still being followed at the study site at the start
date for this proposed study will be contacted during the next routine medical visit. At the time
of the medical visit, the patient will be invited to take part in the proposed study. Patients who
agree to participate will sign the Informed Consent Form (ICF) before any data collection or data
re-analysis will take place. A special authorization from the ethics committees for medical chart
data collection and database re-analysis will be requested for patients identified as eligible, but
who could not be found for any reason (lost to follow-up) or are known to be deceased. It will
be not considered in the analysis the patients that used omalizumab previous to the visit in the
case-control study. However, it will be collected the medication used in the 12 months previous
to visit 1 for these patients.
For all patients with a signed ICF or special authorization, the study staff will review the medical
records as part of the study feasibility to determine, if the prior asthma medications use can be
collected in order to define an alternative severe asthma population as consistent with GINA
2017.
For the patients no longer followed at the study site or those who did not sign the ICF for visit
2, no further data will be collected. However, for patients who sign the ICF for visit 1 re-analysis
or those no longer followed that the special permission is granted by ethics committee the data
from medical chart and from the case-control study database will be used. For patients who are
still followed at the study site and consented to participate in visit 2, previous participation in a
clinical trial during the last 12 months will be confirmed. Those who participated in a clinical
trial in the last 12 months and/or those who were using Omalizumab in the 12 months previous
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to visit 1 will not be included in visit 2. The remaining subjects will participate in visit 2 for the
assessment of asthma control, quality of life, work absenteeism, and medication history.
Figure 2: Study Flowchart
*At the time of visit 2, patients may consent just for the re-analysis of the case-control study (Visit 1) and medical
chart data collection. If this happen, they will be included in the database re-analysis and medical chart review
(Visit 1) and no further data will be collected for such patient.
**For patients using omalizumab in the 12 months previous to visit 1, the medical chart data will be collected and
just the following Data from the database will be analysed:
- Age;
-skin colour;
-Gender
***Medical chart review will be performed to assess the medication used before to Visit 1 ( the case-control
study).
7.2. Setting
The subjects included in the current study are those diagnosed with severe asthma that
were previously enrolled and followed up in the ProAr severe asthma program and included in
the case-control study “Risk Factors, endophenotypes and biomarkers of severe asthma”, i.e.,
met the inclusion/exclusion criteria of the case-control study (See section 7.2.1). The diagnosis
of asthma was validated through a medical chart review by two experts and complemented with
a full clinical re-evaluation to assess current asthma control. A spirometry was mandatory,
performed with a KoKo® spirometer (Software PDS Instrumentation, Inc., Louisville, CO,
USA), according to the norms of the American Thoracic Society, but using the parameters of
normality devised by Pereira et al for Brazilians. Chest X-Rays were performed to rule out other
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lung diseases. The classification of asthma severity followed criteria proposed by GINA in 2002
and WHO experts (See section 7.3.1), taking into consideration the frequency of symptoms,
limitation on activities, use of rescue medication and forced expiratory volume in 1 second
(FEV1).
7.2.1. Inclusion and exclusion criteria
Inclusion criteria:
• Subject recorded on the database of the case-control study as severe asthma
patients**;
• Patients who agree to participate in the study by signing an ICF* or Patients who
meet at least one criteria for a special authorization from the ethics committees (See
Section 8.1).
Exclusion criteria:
• Patients using Omalizumab at least once in the last 12 months before visit 1 will be
excluded from visit 2
• Patients that participated in an interventional clinical trial in the last 12 months
before the visit 2 will be excluded from visit 2.
*Patients may consent to allow just the analysis of the case-control database and medical chart
(retrospective part) and also may consent for both retrospective and prospective phase (visit 2).
** The inclusion/exclusion criteria for the severe asthma of the previously conducted case-
control study “Risk factors, endophenotypes and biomarkers of severe asthma” were:
- Inclusion criteria:
• Subjects enrolled in the outpatient clinics of ProAR, which met the criteria of
diagnosis of asthma (See section 7.3.1). Patients classification included a chart audit
by two experts in asthma to validate the diagnosis of asthma;
• Aged ≥ 18 years
- Exclusion criteria:
• Previous diagnosis of Chronic Obstructive Pulmonary Disease (COPD);
• Patients did not sign the ICF;
7.3. Variables
7.3.1. Severe asthma definition
The asthma diagnosis and severity were audited by two experts who reviewed the clinical records
and complementary tests diagnosis. Both experts completed a standard assessment. Considering
that an asthma diagnosis is subjective, the options for the experts were: A) The patient has
asthma; B) The patient probably has asthma; C) The patient does not have asthma. In the case-
control study, only patients for whom both experts marked the option A were included. In
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summary, the asthma diagnosis was confirmed if the patient had recurrent dyspnea that improves
using a bronchodilator. Self-reported wheezing by the patient and the presence of bronchodilator
reversible obstructive airways disease reinforced the diagnosis. Severe asthma categorization
was determined upon enrollment on the basis of the classification of asthma severity proposed
by WHO experts and GINA in 2002 (GINA Strategy 2002). Patients were classified with severe
asthma if at least one of the following criteria were met:
• Daily asthma symptoms;
• Exacerbation or frequent nocturnal symptoms;
• Limitation of physical activity;
• Reduced lung function (FEV1 or PEF ≤60%) or variability of FEV1 or PEF >30%.
Severe asthma ascertainment was based on a physician clinical judgement supported by fulfilling
criteria presented above. This severe asthma definition is consistent with the current clinical
label for a persistent severe asthma.
As a part of the study feasibility, it will be determined if the prior asthma medications use can
be collected in order to define an alternative severe asthma population as consistent with GINA
2017. Optimally, according to GINA 2017 and in alignment with other GSK observational
studies, we would define severe asthma based on chronic use over a period of a minimum of 12
months (i.e. treatment step 4 or step 5 according to GINA 2017). This population will be called
severe asthma GINA 2017. For the treatment schemes that are not clearly defined on GINA
2017, respirologists or allergists will be consulted to define the classification, i.e., severe or non-
severe asthma patient.
7.3.2. Outcome definitions
DESCRIPTION OF SEVERE ASTHMA
• Blood eosinophil level in severe asthma patients by Positive/Negative status for
parasites on stool examination: median, mean, maximum-minimum and inter-
quartile range of blood eosinophils (cells/µL) by presence of parasites on stool
examination at visit 1 among severe asthma patients and among the severe asthma
GINA 2017 population.
• Eosinophils by positive/negative status for parasites on stool examination:
proportion of eosinophilic patients considering different eosinophil cutoffs (i.e., 150,
200, 300, and 400 cells/μL) by presence of parasites on stool examination at visit 1
among severe asthma patients and among the severe asthma GINA 2017 population.
• Hospital admission due to asthma or respiratory symptoms during the last 12
months in severe asthma patients: Number, median, mean, maximum-minimum,
inter-quartile range and standard deviation of hospital admission due to asthma or
respiratory symptoms during the last 12 months self-reported at Visit 1 and at Visit
2 for all severe asthma patients and for the severe asthma GINA 2017 population.
• Intubation or mechanical ventilation due to asthma or respiratory symptoms during the last 12 months in severe asthma patients: median, mean, maximum-
minimum, inter-quartile range and standard deviation of hospital admission due to
asthma or respiratory symptoms that required intubation or mechanical ventilation
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during the last 12 months self-reported at Visit 1 and Visit 2 for all severe asthma
patients and for the severe asthma GINA 2017 population.
• Emergency department visits due to asthma or respiratory symptoms in the last
12 months in severe asthma patients: Number, median, mean, maximum-
minimum, inter-quartile range and standard deviation of emergency visits due to
asthma or respiratory symptoms during the last 12 months self-reported at Visit1 and
Visit 2 for all severe asthma patients and for the severe asthma GINA 2017
population;
• Length of hospital admission stay due to asthma or respiratory symptoms during the last 12 months in severe asthma patients: median, mean, maximum-
minimum, inter-quartile range and standard deviation of length of each hospital
admission during the last 12 months due to asthma or respiratory symptoms self-
reported at Visit 1 and Visit 2 for all severe asthma patients and for the severe asthma
GINA 2017 population.
• ACQ6 (Juniper) in severe asthma patients: distribution (median, mean,
maximum-minimum, inter-quartile range and standard deviation) of ACQ6 score
obtained at Visit 1 and Visit 2 for severe asthma patients and for the severe asthma
GINA 2017 population;
• Asthma symptom control in severe asthma patients: percentage of severe asthma
patients at Visit 2 classified as well controlled, partially controlled and uncontrolled
according to the criteria of GINA 2014 for all severe asthma patients and for the
severe asthma GINA 2017 population. The following four questions will be
responded by the patients on visit 2:
1. Daytime symptoms more than twice/week? (Yes) (No)
2. Any night waking due to asthma? (Yes) (No)
3. Reliever needed more than twice/week? (Yes) (No)
4. Any activity limitation due to asthma? (Yes) (No)
The severe asthma patients will be classified as the following:
o Well controlled – those that does not marked “Yes” in any of the 4
questions;
o Partially Controlled - those that marked “Yes” in 1-2 questions;
o Uncontrolled - those that marked “Yes” in 3-4 questions;
• EQ-5D-5L in severe asthma patients: distribution (median, mean, maximum-
minimum, inter-quartile range and standard deviation) of EQ-5D score obtained at
Visit 2 for all severe asthma patients and for the severe asthma GINA 2017
population.
• Work Productivity and Activity Impairment Index, General Health V2.0
(WPAI-GH) in severe asthma patients: distribution (median, mean, maximum-
minimum, inter-quartile range and standard deviation) of WPAI-GH score obtained
at Visit 2 for all severe asthma patients and for the severe asthma GINA 2017
population;
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• Spirometry: Mean and median for pre- and post-bronchodilator FEV1/FVC, pre-
and post-bronchodilator FEV1 and FVC, and airway reversibility status at Visit 1
for the severe asthma and severe asthma GINA 2017 population.
• Blood biomarkers in severe asthma patients:
o Total IgE: median, mean, maximum-minimum, inter-quartile range and
standard deviation blood IgE (IU/µL) at visit 1 for the severe asthma and severe
asthma GINA 2017 population.
o Biomarkers of inflammation: median, mean, maximum-minimum, inter-
quartile range and standard deviation levels for biomarkers of inflammation
(Sedimentation rate, C-Reactive Protein (CRP), interleukin (IL)-4, IL13 and Th2
cytokines) at visit 1 for the severe asthma and severe asthma GINA 2017
population.
• Atopy status: percentage and 95% CI of patients classified with atopy. Skin prick
test with a broad panel of aeroallergens was performed at visit 1 to define whether
or not each subject was atopic for the severe asthma and severe asthma GINA 2017
population.
ELIGIBILITY BY BIOLOGICAL THERAPY
• Severe asthma patients eligible for mepolizumab – Percentage of patients at
visit 1 meeting the criteria for mepolizumab treatment among the severe asthma
GINA 2017 population.
• Severe asthma patients eligible for omalizumab - Percentage of patients at
visit 1 meeting the criteria for omalizumab treatment among the severe asthma GINA
2017 population.
• Severe asthma patients eligible for reslizumab - Percentage of patients at visit 1
meeting the criteria for reslizumab treatment among the severe asthma GINA 2017
population.
• Severe asthma patients eligible for benralizumab - Percentage of patients at visit
1 meeting the criteria for benralizumab treatment among the severe asthma GINA
2017 population.
• Asthma Medication used for all severe asthma patients: Percentage and 95% CI
for each self-reported asthma medications and the respective dosage used in the year
before of Visit 2 for all severe asthma patients and for the severe asthma GINA 2017
population and stratified by eligibility criteria for mepolizumab, omalizumab,
benralizumab and reslizumab.
• Mepolizumab eligibility and positive/negative status for parasites on stool
examination: proportion of the patients in each of the four subgroups below
according to the eligibility for mepolizumab positive/negative parasite status on
stool examination at visit 1:
A) Mepolizumab eligible with positive for parasites on stool examination;
B) Mepolizumab eligible with negative for parasites on stool examination;
C) Not eligible for Mepolizumab and positive for parasites on stool examination;
D) Not eligible for Mepolizumab and negative for parasites on stool examination.
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• Hospital admission due to asthma or respiratory symptoms during the last 12
months by eligibility criteria: number, median, mean, maximum-minimum, inter-
quartile range and standard deviation of hospital admission due to asthma or
respiratory symptoms during the last 12 months reported in Visit 1 and Visit 2,
stratified by eligibility criteria (mepolizumab, omalizumab, reslizumab and
benralizumab).
• Hospital admission due to asthma or respiratory symptoms during the last 12
months by mepolizumab eligibility and positive/negative status for parasites on
stool examination: number, median, mean, maximum-minimum, inter-quartile
range and standard deviation of hospital admission due to asthma or respiratory
symptoms during the last 12 months reported in Visit 1 and Visit 2, stratified by
eligibility for mepolizumab and positive/negative status for parasites on stool
examination.
• Length of hospital admission stay by eligibility criteria: number, median, mean,
maximum-minimum, inter-quartile range and standard deviation of the length of
each hospital admission during the last 12 months due to asthma or respiratory
symptoms reported in Visit 1 and Visit 2, stratified by eligibility criteria
(mepolizumab, omalizumab,reslizumab and benralizumab eligible patients).
• Length of hospital admission stay by mepolizumab eligibility and
positive/negative status for parasites on stool examination: number, median,
mean, maximum-minimum, inter-quartile range and standard deviation of the length
of each hospital admission during the last 12 months due to asthma or respiratory
symptoms reported at Visit 1 and Visit 2, stratified by eligibility to mepolizumab
and positive/negative status for parasites on stool examination.
• Intubation or mechanical ventilation by eligibility criteria: number, median,
mean, maximum-minimum, inter-quartile range and standard deviation of hospital
admission due to asthma or respiratory symptoms that required intubation or
mechanical ventilation during the last 12 months as reported at Visit 1 and Visit 2,
stratified by eligibility criteria (mepolizumab, omalizumab,reslizumab and
benralizumab).
• Intubation or mechanical ventilation by mepolizumab eligibility and
positive/negative status for parasites on stool examination: number, median,
mean, maximum-minimum, standard deviation and distribution of hospital
admission due to asthma or respiratory symptoms that required intubation or
mechanical ventilation during the last 12 months as reported at visit 1 and Visit 2,
stratified by eligibility for mepolizumab and positive/negative status for parasites on
stool examination.
• Emergency visits for asthma or respiratory symptoms during the last 12 months
by eligibility criteria: number, median, mean, maximum-minimum, standard
deviation and distribution of self-reported ED visits due to asthma or respiratory
symptoms during the last 12 months as reported at Visit 1 and Visit 2, stratified by
eligibility criteria (mepolizumab, omalizumab, reslizumab and benralizumab
eligible patients).
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• Emergency visits for asthma or respiratory symptoms during the last 12 months
by eligibility for mepolizumab and positive/negative status for parasites on stool
examination: number, median, mean, maximum-minimum, inter-quartile range and
standard deviation of self-reported number of ED visits due to asthma or respiratory
symptoms during the last 12 months as reported at Visit 1 and Visit 2 by, stratified
by eligibility to mepolizumab and positive/negative status for parasites on stool
examination.
• ACQ6 (Juniper) by eligibility criteria: median, mean, maximum-minimum, inter-
quartile range and standard deviation of ACQ6 score obtained at Visit 1 and Visit 2,
stratified by eligibility criteria (mepolizumab, omalizumab, reslizumab and
benralizumab eligible patients);
• ACQ6 (Juniper) by eligibility for mepolizumab and positive/negative status for
parasites on stool examination: median, mean, maximum-minimum, inter-quartile
range and standard deviation of ACQ6 score obtained at Visit 1 and Visit 2, stratified
by eligibility to mepolizumab and positive/negative status for parasites on stool
examination;
• Asthma symptom control by eligibility criteria: percentage of patients at Visit 2
classified as controlled, partially controlled and uncontrolled according to GINA
2014 guidelines, stratified by eligibility criteria (mepolizumab, omalizumab,
reslizumab and benralizumab);
• Asthma symptom control by mepolizumab eligibility and positive/negative
status for parasites on stool examination: percentage of patients at Visit 2
classified as controlled, partially controlled and uncontrolled according GINA 2014
guidelines, stratified by eligibility for mepolizumab and positive/negative status for
parasites on stool examination;
• EQ-5D by eligibility criteria: median, mean, maximum-minimum, inter-quartile
range and standard deviation of the EQ-5D score obtained at Visit 2 by eligibility
criteria (mepolizumab, omalizumab, reslizumab and benralizumab);
• Work Productivity and Activity Impairment Index: General Health V2.0
(WPAI-GH) by eligibility criteria: median, mean, maximum-minimum, inter-
quartile range and standard deviation of the WPAI-GH score obtained at Visit 2 by
eligibility criteria (mepolizumab, omalizumab, reslizumab and benralizumab);
7.3.3. Other variables
➢ Sociodemographic (Visit 1)
• Gender
• Age
• Estimated average family income (monthly)
• Education (illiterate, elementary, high school, college, university).
• Skin colour (black, white, mixed, native Brazilian, Asiatic) - this type of variable
approximates ethnicity in an absence of the actual race/ethnicity data
• Weight
• Height
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• BMI (Body Mass Index, kg/m2)
➢ Asthma Disease History (Visit 1)
• Age at first asthma symptoms as reported in the (Visit 1);
• Duration of asthma – calculated in years, the difference between the age at the
baseline visit (Visit 1) minus the age of first asthma symptoms.
• Mean follow up time –calculated in days, the difference of the date at the visit 1
and the date at the visit 2.
➢ Comorbidity (Visit 1)
Within the database from the case-control study, we will investigate the prevalence of
comorbidities that were previous collected through a questionnaire at the baseline visit (visit 1).
The comorbidities of interest include the following:
• Osteoporosis;
• Hypertension;
• Dyslipidemia;
• Diabetes mellitus;
• Hypothyroidism;
• Hyperthyroidism;
• Psychiatric disorder;
• Gastro-oesophageal reflux disease (GERD) ;
• Overweight and obesity - BMI data will be obtained from the database using cut-off
values for obesity and overweight as follows:
Table 2: BMI classification
Category Children (5-19) Adults (>19)
Obese Body mass index (BMI) >2
standard deviations above
the WHO growth standard
median
BMI≥ 30
Overweight BMI> 1 standard deviation
above the WHO growth
standard median
BMI between 25 and 29.9
• Rhinitis
• Other illness;
7.3.4. Exposure definitions
No particular exposures of interest will be investigated for this study. However, an exploratory
analysis could be performed to evaluate the association of positive parasitic disease status and
blood eosinophil levels.
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7.3.5. Confounders and effect modifiers
This is a descriptive study. It is not a study to investigate potential associations; therefore,
potential confounding will not be investigated.
7.4. Data sources
The data sources of this study include the following:
1- The database from the case-control study conducted from 2013 until 2015 entitled “Risk
factors, endophenotypes and biomarkers of severe asthma” (retrospective data);
2- The medical chart records before entry (visit 1) into the case-control study;
3- Prospective data that will be collected at least one year after visit 1 in the case-control
study at a second patient visit (visit 2).
7.5. Sample size
The population includes patients with severe asthma that participated in the previous case-
control study, “Risk factors, endophenotypes and biomarkers of severe asthma.” A total of 544
patients with severe asthma participated and were evaluated in that study, concluded in July
2015. All patients that met the inclusion criteria among the 544 patients will be included in the
current study.
7.6. Data management
7.6.1. Data handling conventions
Data from Visit 1 of the previous “Risk factors, endophenotypes and biomarkers of severe
asthma” case-control study was recorded initially in a paper case report form (CRF) and entered
into the database application (STATA). In the prospective study, for Visit 2, patient data will be
entered using the same procedure for the same database application in order to create a combined
data set with data from both visits (Visit 1 and Visit 2).
7.6.2. Resourcing needs
For this study, all analyses and data collection will be conducted by the ProAR team. The ProAR
study team will include the principal investigator (Dr , the statistician and a project
coordinator.
7.6.3. Timings of Assessment during follow-up
Visit 1 for all patients occurred from 2013 through 2015 and Visit 2 will take place in 2017.
Therefore, the time elapsed between the two visits will range from two to four years. The
questions used to assess healthcare resource utilization will refer to the year prior to the date of
Visit 2.
PPD
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7.7. Data analysis
7.7.1. Essential analysis
Descriptive statistics will be used for this study. Categorical data will be presented in counts (n)
and proportions (%) with 95% confidence intervals (95% CIs). 95% CIs will be calculated either
based on the normal distribution or based on the binomial distribution.
For continuous data, the following summary statistics will be presented: n, mean, standard
deviation (SD), median, inter-quartile range, minimum and maximum. The number of missing
values will be presented where necessary.
Mean and median values will be reported to one decimal place greater than the original data
while the SD will be reported to two decimal places greater than the original data however, even
if the value is 0.00. Minimum and maximum values will be reported with the same precision as
they were collected.
Percentages will be reported in integers. Confidence intervals will be presented to two decimal
places.
7.7.2. Analysis Population
The population subsets for analysis are:
• Severe asthma population: This population will consist of all severe asthma patients
that met the inclusion criteria, i.e. those that was recorded on the database of the case-
control study “Risk factors, endophenotypes and biomarkers of severe asthma” AND
met the inclusion criteria.
• Severe asthma population GINA 2017: severe asthma based on chronic use over a
period of a minimum of 12 months (i.e. treatment step 4 or step 5 according to GINA
2017 ).
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Figure 3: Data source and population dataset
7.7.3. Primary Analysis
Objective 1a) Among the severe asthma population and the severe asthma GINA
2017population, the median, mean, standard deviation, inter-quartile range, min-max, and
distribution of eosinophils (number/µL) recorded on visit 1 will be calculated. It will be
conducted the log transformation of the EOS data before to calculate the descriptive measures.
An additional subgroup analysis will be conducted for positive/negative status of parasites on
stool examination on visit 1.
Case-control study
- Severe asthma;
- Mild Asthma
- No Asthma
Severe asthma GINA 2017
Severe asthma
Eligible to Mepolizumab
treatment
Eligible to Reslizumab treatment
Eligible to Omalizumab
treatment
Eligible to Benralizumab
treatment
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Objective 1b) The percentage and 95% exact confidence interval of the patients with eosinophils
will be calculation considering the eosinophils in different cutoffs (i.e., 150, 200, 300, and 400
cells/μL) among the severe asthma population and the severe asthma GINA 2017 population on
visit 1. The result will be presented for all severe asthma population and will be also analyzed
separately for those with positive parasite status on stool examination and those with negative
positive parasite on stool examination at visit 1.
Objective 1c)
For the severe asthma population and the severe asthma GINA 2017population, the following
will be described:
o Mean, median, inter-quartile range, standard deviation and min-max of hospital
admission, length of hospital admission stay, emergency visits and intubation or
mechanical ventilation during the last 12 months before Visit 1 and the 12 months prior
to visit 2.
Objective 1 d)
For the severe asthma population and the severe asthma GINA 2017population, the following
will be described:
o ACQ6 (Juniper) score distribution (mean, median, inter-quartile range, standard
deviation, min-max) at Visit 1 and visit 2;
o EQ-5D-5L score distribution (mean, median, inter-quartile range, standard deviation min-
max) at Visit 2;
o Work Productivity and Activity Impairment Index: General Health V2.0 (WPAI-GH)
distribution (mean, median, inter-quartile range, standard deviation, min-max) of WPAI-
GH score at Visit 2;
o Asthma Symptoms:
The following four questions will be responded by the patients on visit 2:
Daytime symptoms more than twice/week? (Yes) (No)
Any night waking due to asthma? (Yes) (No)
Reliever needed more than twice/week? (Yes) (No)
Any activity limitation due to asthma? (Yes) (No)
The severe asthma patients will be classified as the following:
o Well controlled – those that does not marked “Yes” in any of the 4
questions;
o Partly Controlled - those that marked “Yes” in the 1-2 questions;
o Uncontrolled - those that marked “Yes” in the 3-4 questions;
Percentage and the 95% exact confidence interval of the severe asthma patients that were
classified as “Well controlled”, “Partly Controlled” and “uncontrolled”.
Objective 1e)
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A description of clinical assessment including spirometry and biomarkers of the severe asthma
population and the severe asthma GINA 2017 population at visit 1 will be conducted, as follows:
o Spirometry: the mean and median pre- and post-bronchodilator FEV1/FVC, pre- and
post-bronchodilator FEV1 and FVC, and airway reversibility at visit 1 will be calculated;
o Blood Biomarkers: mean, median, inter-quartile range, standard deviation and min-max
for the following biomarkers will be calculated:
- Total IgE (IU/µL);
- Sedimentation rate;
- C-Reactive Protein;
- IL4;
- IL13 ;
- Th2 cytokines.
o Atopy status in visit 1: Percentage and 95% CI of patients with positive skin prick test
will be calculated.
Objective 2a) Percentage and the 95% exact confidence interval will be calculated for the severe
asthma GINA 2017population on visit 1 that meet the criteria for one or more of the following
medication(s) mepolizumab, omalizumab, reslizumab and benralizumab. The intersection
among these will be also calculated with the following categories:
a. Any mepolizumab
a. Any omalizumab
b. Any reslizumab
c. Any Benralizumab
d. Mepolizumab only
e. Omalizumab only
f. Reslizumab only
g. Mepolizumab + Omalizumab
h. Mepolizumab + Reslizumab
i. Omalizumab + Reslizumab
j. Mepolizumab + Benralizumab
k. Omalizumab + Benralizumab
l. Reslizumab + Benralizumab
m. Mepolizumab + Omalizumab + Reslizumab + Reslizumab
n. None
Objective 2b) These factors will be described for all patients in the severe asthma GINA 2017
population:
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o The list of asthma medication with the respective dosage used in the past year and reported
at visit 2;
o The percentage and CI 95% of the most common medication used at visit 2;
This analysis will all be reported separately for all patients eligible for each biological therapy
(Mepolizumab, omalizumab, reslizumab and benralizumab).
Objective 2c) For the severe asthma GINA 2017 population by eligibility criteria for the three
biological therapies it will be described:
o Mean, median, inter-quartile range, standard deviation, min-max of hospital admission,
length of hospital admission stay, emergency visit and intubation or mechanical
ventilation during the last 12 months before Visit 1 and 12 months before Visit 2.
o ACQ6 (Juniper) score distribution (mean, median, inter-quartile range, standard
deviation, min-max) at Visit 1 and visit 2;
o EQ-5D score distribution (mean, median, standard deviation, inter-quartile range, min-
max) at Visit 2;
o Work Productivity and Activity Impairment Index: General Health V2.0 (WPAI-GH)
distribution (mean, median, standard deviation, inter-quartile range, min-max) of WPAI-
GH score at Visit 2;
o Asthma Symptom:
The following four questions will be responded by the patients at visit 2:
A) Daytime symptoms more than twice/week? (Yes) (No)
B) Any night waking due to asthma? (Yes) (No)
C) Reliever needed more than twice/week? (Yes) (No)
D) Any activity limitation due to asthma? (Yes) (No)
The severe asthma patients will be classified as the following:
• Well controlled – those that did not marked “Yes” in any of the 4 questions;
• Partly Controlled - those that marked “Yes” in the 1-2 questions;
• Uncontrolled - those that marked “Yes” in the 3-4 questions;
Percentage and the 95% exact confidence interval will be calculated for patients classified as
“Well controlled”, “Partly Controlled” and “uncontrolled”.
Objective 2d)
The severe asthma population, GINA 2017 population, mepolizumab eligible and
omalizumab eligible, reslizumab eligible and benralizumab eligible will be described
according to the variables listed on section 7.3.3.
Also, from the severe asthma GINA 2017 population on visit 1, four subgroups will be
determined based on the eligibility for mepolizumab and positive/negative status for parasites
on stool examination:
o Mepolizumab eligible and positive for parasites on stool examination;
o Mepolizumab eligible and negative for parasites on stool examination;
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o Not eligible for mepolizumab and positive for parasites on stool examination;
o Not eligible for mepolizumab and negative for parasites on stool examination
Those subgroups will be described according to the variables listed on section 7.3.3. For the
categorical variables, the percentage and 95% CI will be calculated and for continuous
variables the median, mean, inter-quartile range, max-min and standard deviation will be
calculated.
Objective 2e)
For the severe asthma GINA 2017 population stratified by mepolizumab eligibility and
positive/negative status for parasites on stool examination at visit 1, the following will be
described:
o Mean, median, inter-quartile range, standard deviation and min-max of hospital
admission, length of hospital admission stay, emergency visits and intubation or
mechanical ventilation during the last 12 months before Visit 1 and 12 months before visit
2.
o ACQ6 (Juniper) score distribution (mean, median, inter-quartile range, standard deviation
and min-max) at Visit 1 and visit 2;
7.7.4. Other analysis
For subjects who did not agree to participate in the retrospective and prospective phase no data
will be collected.
For the patients that were not included because they are using omalizumab previous to the
case-control study, the following data will be used:
o Gender;
o Skin Colour;
o Age;
Also the data about medication used 12 months previous the visit 1 will be collected from
medical chart
For patients who only agree to participate in the retrospective phase it will be used data from
medical chart and the analysis of the database from the case control study.
7.7.5. Exploratory analysis
No specific exploratory analyses are planned.
7.8. Quality control
As previously described, the data of the visit 1 was recorded initially in a paper CRF and entered
in the data entry application (STATA). The data entry application performed a variety of edit
checks to assure that ineligible values were not allowed and suspect values were verified. For all
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database fields, a mandatory double entry was applied and in case of any disagreement, the
source document was consulted for correction.
For the prospective phase of the study, the same procedures will be applied. Additionally, in
accordance with applicable regulations including GCP, and GSK procedures, GSK monitors will
contact the site staff prior to the start of the study to review the protocol, study requirements,
and responsibilities to satisfy regulatory, ethical, and GSK requirements.
• When reviewing data collection procedures, the discussion will also include identification,
agreement and documentation of data items for which the CRF will serve as the source
document.
GSK will monitor the study and site activity to verify that the:
• Data are authentic, accurate, and complete.
• Safety and rights of subjects are being protected.
• Study is conducted in accordance with the currently approved protocol and any other study
agreements, GCP, and all applicable regulatory requirements.
The investigator and the head of the medical institution (where applicable) agrees to allow the
monitor direct access to all study-related records during scheduled monitoring visits. The data
analysis will be conducted by the ProAr team.
7.9. Limitations of the research methods
The low sensitivity of stool examination for the diagnosis of parasitic infections could generate
a misclassification bias of the exposure status that needs to be taken into consideration in the
analysis of those results. Recall bias may influence the results of healthcare resource utilization
in visit 1 and visit 2. The Visit 1 may occur from 2013 through 2015, leading to significant
differences regarding the time between Visit 1 to Visit 2 for study subjects. This may add bias
to the results of healthcare resource utilization, ACQ6, EQ5D and asthma symptoms. Patients
in the ProAR cohort are enrolled by specialized departments. Patients followed in such clinics
are expected to be representative of the typical severe asthma patient; however, we cannot rule
out the possibility that these patients could be more severe or differently managed than those
seen in other specialized clinics elsewhere.
8. PROTECTION OF HUMAN SUBJECTS
8.1. Ethical approval and subject consent
The current study includes a re-analysis of a previously conducted study by the ProAr team
titled, “Risk factors, endophenotypes and biomarkers of severe asthma”. Before re-analyzing
medical chart data from Visit 1 and collecting data at Visit 2, the study must be approved by the
Ethics Review Board of the Federal University of Bahia (UFBA) and subjects must sign the
informed consent form. A special authorization from the ethics committees for the re-analysis
of visit 1 data from the previous case-control study conducted by the ProAr team and the medical
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chart review will be requested for patients identified as eligible but could not be found (lost to
follow-up) or are deceased.
8.2. Subject confidentiality
Anonymized data was previously collected. All subjects will sign the informed consent at the
time of study initiation and the study sponsors have ensured confidentiality of the data.
9. RECORD RETENTION
Following closure of the study, the investigator or head of the medical institution (where
applicable) must maintain all site study records (except for those required by local regulations
to be maintained elsewhere) in a safe and secure location. The records must be easily accessible
when needed (e.g., for a GSK audit or regulatory inspection) and must be available for review
in conjunction with an assessment of the facility, supporting systems and relevant site staff.
The investigator must retain the site records in order to comply with all applicable regulatory
requirements during 25 years from final Clinical Study Report (CSR) date.
The investigator must notify GSK of any changes in the archival arrangements including, but
not limited to, archival of records at an off-site facility or transfer of ownership of the records
in the event that the investigator is no longer associated with the site
10. PLANS FOR DISSEMINATING AND COMMUNICATING
STUDY RESULTS
The results summary will be posted to the Clinical Study Register no later than eight months
after the final primary completion date, the date that the final subject was examined or received
an intervention for the purposes of final collection of data for the primary outcome. In addition,
a manuscript will be submitted to a peer reviewed journal for publication no later than 18 months
after the last subject’s last visit (LSLV). When manuscript publication in a peer reviewed journal
is not feasible, a statement will be added to the register to explain the reason for not publishing.
Two manuscripts will be progressed for publication in the scientific literature if the results
provide important scientific or medical knowledge.
10.1. Target Audience
This study will contribute evidence to the scientific debate on asthma phenotype. The results
will be disseminated in a form of manuscripts and scientific presentations.
10.2. Study reporting and publications
Manuscript describing the proportion of patients eligible for each one of the three biological
(Mepolizumab, reslizumab, omalizumab and reslizumab) and describing the parasitic disease in
eosinophilic asthma patients.
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11. REFERENCES
1. Campo P, Rodriguez F, Sanchez-Garcia S, Barranco P, Quirce S, et al. (2013) Phenotypes
and endotypes of uncontrolled severe asthma: new treatments. J Investig Allergol Clin
Immunol 23(2): 76-88.
2. Humbert M, Beasley R, Ayres J et al. Benefits of omalizumab as add-on therapy in patients
with severe persistent asthma who are inadequately controlled despite best available therapy
(GINA 2002 step 4 treatment): INNOVATE. Allergy 2005;60:309-316.
3. Pavord ID, Korn S, Howarth P et al. Mepolizumab for severe eosinophilic asthma (DREAM):
a multicentre, double-blind, placebo-controlled trial. The Lancet 2012;380:651.
4. Wenzel S. Severe asthma in adults. Am J Respir Crit Care Med 2005;172:149–160.
5. Franco R, Nascimento HF, Cruz AA, et al. The economic impact of severe asthma to low-
income families. Allergy 2009;64:478–83.
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ANNEX 1. LIST OF STAND-ALONE DOCUMENTS
Tables
Table1. Frequency of patients eligible for Mepolizumab, omalizumab, reslizumab and
benralizumab and overlap
Table 2: Demographic baseline characteristics in severe asthma GINA 2017 and by eligibility
Table 3: Demographic baseline characteristics in Severe asthma
Table 4: Demographic characteristics at visit 2 in severe asthma GINA 2017 and by eligibility
Table 5: Demographic baseline characteristics in Severe asthma
Table 6: Co-morbidities in Severe asthma GINA 2017 and by eligibility at the baseline (Case-
control study)
Table 7: Co-morbidities in Severe asthma
Table 8: Co-morbidities in Severe asthma GINA 2017and by eligibility at visit 2
Table 9: Co-morbidities in Severe asthma at visit 2
Table 10: Time of follow up from visit 1 to visit 2 in severe asthma GINA 2017 and by
eligibility
Table 11: Time of follow up from visit 1 to visit 2 in Severe asthma
Table 12: Levels of eosinophils in severe asthma GINA 2017 adult patients with positive and
negative examination for parasites
Table 13: Levels of eosinophils in severe asthma adult patients with positive and negative
examination for parasites
Table 14: Proportion of eosinophils using different cutoff by positive/negative parasite on
stool examination in Severe asthma GINA 2017.
Table 15: Proportion of eosinophils using different cut-offs by positive/negative parasites on
stool examination in Severe asthma
Table 16: Healthcare resources used in Visit 1 Severe Asthma population GINA 2017 by
biologic eligibility
Table 17: Healthcare resources used in Visit 1 Severe Asthma population
Table 18: Healthcare resources used in Visit 2 in Severe asthma GINA 2017 by biologic
eligibility
Table 19: Healthcare resources used in Visit 2 in severe asthma
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Table 20: Patient reported outcomes on Visit 1in severe asthma GINA 2017 by eligibility
Table 21: Patient reported outcomes on Visit 1
Table 22: Patient reported outcomes on Visit 2 by eligibility
Table 23: Patient reported outcomes on Visit 2
Table 24: Spirometry measures at visit 1 in severe asthma GINA 2017population
Table 25: Spirometry measures at visit 1 in severe asthma population
Table 26: Blood biomarkers in severe asthma patients in visit 1 in severe asthma GINA 2017
Table 27: Blood biomarkers in severe asthma patients in visit 1 in severe asthma
Table 28: Demographic baseline characteristics by the eligibility criteria for mepolizumab and
by positive/negative parasites on stool examination at visit 1 and visit 2
Table 29: Co-morbidities in study population by the eligibility criteria for mepolizumab and
by positive/negative parasites on stool examination at visit 1 and at visit 2
Table 30: Healthcare resources used in Visit 1 by eligibility for mepolizumab and positive
/negative parasites on stool examination
Table 31: Healthcare resources used in Visit 2 by eligibility for mepolizumab and positive
/negative parasites on stool examination
Table 32: ACQ6 results by eligibility for mepolizumab and positive /negative parasites on
stool examination in visit 1
Table 33: ACQ6 results by eligibility for mepolizumab and positive /negative parasites on
stool examination in visit 2
Table 34: Asthma symptom control by eligibility for mepolizumab and positive/negative
parasites on stool examination
Table 35: Patients that did not meet the inclusion criteria
Table 36: Patients that participated on visit 1, but not on visit 2
Table 37: Patients that met the GINA 2017 criteria
Table 38: Medication used before to the case-control study among the severe asthma
population
Table 39: Medication used in the year before to the study 2 by eligibility criteria
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Table1. Frequency of patients eligible for Mepolizumab, omalizumab, reslizumab and
benralizumab and overlap
N; %; 95% CI
– Severe
asthma GINA
2017
Patients eligible for
mepolizumab
Patients eligible for
omalizumab
Patients eligible for
reslizumab
Patients eligible for
benralizumab
Patients eligible for
mepolizumab only
Patients eligible for
omalizumab only
Patients eligible for
Reslizumab only
Patients eligible for
Benralizumab only
Patients eligible for
mepolizumab and
omalizumab
Patients eligible for
mepolizumab and
reslizumab
Patients eligible for
omalizumab and
reslizumab
Patients eligible for
mepolizumab,
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Table 2: Demographic baseline characteristics in severe asthma GINA 2017 and by eligibility
Severe
asthma
GINA
2017
Mepolizumab
eligible
patients
Omalizumab
eligible
patients
Reslizumab
eligible
patients
Benralizumab
eligible patients
n(%) n(%) n(%)
Age n
mean (SD)
median
Q1-Q3
min-max
Height n
mean (SD)
median
omalizumab and
reslizumab
Patients eligible for
Mepolizumab and
Benralizumab
Patients eligible for
Omalizumab and
Benralizumab
Patients eligible for
Reslizumab and
Benralizumab
Patients no eligible
for any of the four
monoclonal
antibody
treatments
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40
Q1-Q3
min-max
Weight n
mean (SD)
median
Q1-Q3
min-max
Gender n
Female %
Skin
Colour
n
Black
White
Mixed
Native
Brazilian
Asiatic
Schooling n
Illiterate
(%)
Elementary
(%)
High
School (%)
University
(%)
Estimated
average
Quintile 1
(%)
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family
income
by month
Quintile 2
(%)
Quintile 3
(%)
Quintile 4
(%)
Quintile 5
(%)
BMI 20 – 25
(%)
25-30 (%)
>30 (%)
≥ 40 (%)
Other (%)
Age that
asthma
symptom
have
started
n
mean (SD)
median
Q1-Q3
min-max
Duration
of asthma
n
mean (SD)
median
Q1-Q3
min-max
min-max
Table 3: Demographic baseline characteristics in Severe asthma
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Severe
asthma
Age n
mean (SD)
median
Q1-Q3
min-max
Height n
mean (SD)
median
Q1-Q3
min-max
Weight n
mean (SD)
median
Q1-Q3
min-max
Gender n
Female %
Skin
Colour
n
Black
White
Mixed
Native
Brazilian
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Asiatic
Schooling n
Illiterate
(%)
Elementary
(%)
High
School (%)
University
(%)
Estimated
average
family
income
by month
Quintile 1
(%)
Quintile 2
(%)
Quintile 3
(%)
Quintile 4
(%)
Quintile 5
(%)
BMI 20 – 25
(%)
25-30 (%)
>30 (%)
≥ 40 (%)
Other (%)
Age that
asthma
symptom
has
started
n
mean (SD)
median
Q1-Q3
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min-max
Duration
of asthma
n
mean (SD)
median
Q1-Q3
min-max
min-max
Table 4: Demographic characteristics at visit 2 in severe asthma GINA 2017 and by eligibility
Severe
asthma
GINA
2017
Mepolizumab
eligible
patients
Omalizumab
eligible
patients
Reslizumab
eligible
patients
Benralizuma
b eligible
patients
n(%) n(%) n(%)
Age n
mean (SD)
median
Q1-Q3
min-max
Height n
mean (SD)
median
Q1-Q3
min-max
Weight n
mean (SD)
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median
Q1-Q3
min-max
Gender n
Female %
Skin
Colour
n
Black
White
Mixed
Native
Brazilian
Asiatic
Schooling n
Illiterate
(%)
Elementary
(%)
High
School (%)
University
(%)
Estimated
average
family
income
by month
Quintile 1
(%)
Quintile 2
(%)
Quintile 3
(%)
Quintile 4
(%)
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Quintile 5
(%)
BMI 20 – 25
(%)
25-30 (%)
>30 (%)
≥ 40 (%)
Other (%)
Age that
asthma
symptom
have
started
n
mean (SD)
median
Q1-Q3
min-max
Duration
of asthma
n
mean (SD)
median
Q1-Q3
min-max
min-max
Table 5: Demographic characteristics in Severe asthma at visit 2
Severe
asthma
Age n
mean (SD)
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median
Q1-Q3
min-max
Height n
mean (SD)
median
Q1-Q3
min-max
Weight n
mean (SD)
median
Q1-Q3
min-max
Gender n
Female %
Skin
Colour
n
Black
White
Mixed
Native
Brazilian
Asiatic
Schooling n
Illiterate
(%)
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Elementary
(%)
High
School (%)
University
(%)
Estimated
average
family
income
by month
Quintile 1
(%)
Quintile 2
(%)
Quintile 3
(%)
Quintile 4
(%)
Quintile 5
(%)
BMI 20 – 25
(%)
25-30 (%)
>30 (%)
≥ 40 (%)
Other (%)
Age that
asthma
symptom
have
started
n
mean (SD)
median
Q1-Q3
min-max
Duration
of asthma
n
mean (SD)
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median
Q1-Q3
min-max
min-max
Table 6: Co-morbidities in Severe asthma GINA 2017 and by eligibility at the baseline (Case-
control study)
Severe
asthma
GINA
2017
Mepolizumab
eligible
patients
Omalizumab
eligible
patients
Reslizumab
eligible
patients
Benralizumab
eligible patients
Comorbidities
(%)
n(%) n(%) n(%)
Osteoporosis;
Hypertension;
Dislipidemia;
Diabetes mellitus;
Hypotiroidism;
Hypertyroidism;
Psychiatric
disorder;
Gastro-esophageal
reflux disease
(GERD);
Rhinitis;
Overweight
Obesity
Other illness
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50
Table 7: Co-morbidities in Severe asthma
Severe
asthma
Comorbidities
(%)
Osteoporosis;
Hypertension;
Dislipidemia;
Diabetes mellitus;
Hypotiroidism;
Hypertyroidism;
Psychiatric
disorder;
Gastro-esophageal
reflux disease
(GERD);
Rhinitis;
Overweight
Obesity
Other illness
Table 8: Co-morbidities in Severe asthma GINA 2017 and by eligibility at visit 2 (Case-
control study)
Severe
asthma
GINA
2017
Mepolizumab
eligible
patients
Omalizumab
eligible
patients
Reslizumab
eligible
patients
Benralizumab
eligible patients
Comorbidities
(%)
n(%) n(%) n(%)
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Osteoporosis;
Hypertension;
Dislipidemia;
Diabetes mellitus;
Hypotiroidism;
Hypertyroidism;
Psychiatric
disorder;
Gastro-esophageal
reflux disease
(GERD);
Rhinitis;
Overweight
Obesity
Other illness
Table 9: Co-morbidities in Severe asthma at visit 2
Severe
asthma
Comorbidities
(%)
Osteoporosis;
Hypertension;
Dislipidemia;
Diabetes mellitus;
Hypotiroidism;
Hypertyroidism;
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Psychiatric
disorder;
Gastro-esophageal
reflux disease
(GERD);
Rhinitis;
Overweight
Obesity
Other illness
Table 10: Time of follow up from visit 1 to visit 2 in severe asthma GINA 2017 and by
eligibility
Severe
asthma
GINA
2017
Mepolizumab
eligible Omalizumab
eligible Reslizumab
eligible Benralizumab
eligible patients
Time of follow up
Mean (SD)
Median
Q1 - Q3
Max - Min
Table 11: Time of follow up from visit 1 to visit 2 in Severe asthma
Severe
asthma
Time of follow up
Mean (SD)
Median
Q1 - Q3
Max - Min
Table 12: Levels of eosinophils in severe asthma GINA 2017 adult patients with positive and
negative examination for parasites
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Positive
parasite on
stool
examination
Negative
parasite on
stool
examination
Total Severe
asthma GINA
2017
N; %
Eosinophils
Median
Mean (SD)
Min- Max
Table 13: Levels of eosinophils in severe asthma adult patients with positive and negative
examination for parasites
Positive
parasite on
stool
examination
Negative
parasite on
stool
examination
Severe asthma
N; %
Eosinophils
Median
Mean (SD)
Min- Max
Table 14: Proportion of eosinophils using different cutoff by positive/negative parasite on
stool examination in Severe asthma GINA 2017 .
Positive
parasite on
stool
examination
Negative
parasite on stool
examination
Total Severe
asthma GINA
2017
Eosinophils
% Cutoff≥ 150
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% Cutoff≥ 200
% Cutoff≥ 300
% Cutoff≥ 400
Table 15: Proportion of eosinophils using different cut-offs by positive/negative parasites on
stool examination in Severe asthma
Positive
parasite on
stool
examination
Negative
parasite on stool
examination
Total Severe
asthma
Eosinophils
% Cutoff≥ 150
% Cutoff≥ 200
% Cutoff≥ 300
% Cutoff≥ 400
Table 16: Healthcare resources used in Visit 1 Severe Asthma population GINA 2017 by
biologic eligibility
Severe
Asthma
population
GINA
2017
Mepolizumab
eligible
patients
Omalizumab
eligible
patients
Reslizumab
eligible
patients
Benralizumab
eligible
patients
N
Hospital admission
due to asthma or
respiratory
symptoms in the last
12 months
mean (SD)
Median
Q1-Q3
min-max
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Length of hospital
admission due to
asthma or
respiratory
symptoms in the last
12 months
mean (SD)
Median
Q1-Q3
min-max
Emergency visit due
to asthma or
respiratory
symptoms
mean (SD)
Median
Q1-Q3
Min-max
Intubation or
mechanical
ventilation due to
asthma or
respiratory
symptoms during
the last 12 months in
severe asthma
patients
mean (DP)
Median
Q1-Q3
min-max
Table 17: Healthcare resources used in Visit 1 Severe Asthma population
Severe Asthma
population
N
Hospital admission due to asthma or
respiratory symptoms in the last 12
months
mean (SD)
Median
Q1-Q3
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min-max
Length of hospital admission due to
asthma or respiratory symptoms in the
last 12 months
mean (SD)
Median
Q1-Q3
min-max
Emergency visit due to asthma or
respiratory symptoms
mean (SD)
Median
Q1-Q3
Min-max
Intubation or mechanical ventilation
due to asthma or respiratory symptoms
during the last 12 months in severe
asthma patients
mean (DP)
Median
Q1-Q3
min-max
Table 18: Healthcare resources used in Visit 2 in Severe asthma GINA 2017 by biologic
eligibility
Severe asthma
GINA 2017
Mepolizumab
eligible patients
Omalizumab
eligible
patients
Reslizumab
eligible patients
Benralizumab
eligible patients
N
Hospital admission
due to asthma or
respiratory symptoms
in the last 12 months
mean (DP)
median
Q1-Q3
min-max
Length of hospital
admission in the last
12 months
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mean (SD)
median
Q1-Q3
min-max
Emergency visit in the
last 12 months due to
asthma or respiratory
symptoms
mean (SD)
median
Q1-Q3
min-max
Intubation or
mechanical ventilation
due to asthma or
respiratory symptoms
during the last 12
months in severe
asthma patients
mean (SD)
median
Q1-Q3
min-max
Table 19: Healthcare resources used in Visit 2 in severe asthma
Severe asthma
N
Hospital admission due to
asthma or respiratory
symptoms in the last 12
months
mean (DP)
median
Q1-Q3
min-max
Length of hospital
admission in the last 12
months
mean (SD)
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median
Q1-Q3
min-max
Emergency visit in the last
12 months due to asthma
or respiratory symptoms
mean (SD)
median
Q1-Q3
min-max
Intubation or mechanical
ventilation due to asthma
or respiratory symptoms
during the last 12 months
in severe asthma patients
mean (SD)
median
Q1-Q3
min-max
Table 20: Patient reported outcomes on Visit 1 in severe asthma GINA 2017 by eligibility
Severe
asthma
GINA
2017
Mepolizumab
eligible
Omalizumab
eligible
Reslizumab
eligible
Benralizumab
eligible
patients
ACQ6
N
Mean (SD)
Median
Q1 – Q3
Max – Min
Table 21: Patient reported outcomes on Visit 1
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Severe
asthma
ACQ6
N
Mean (SD)
Median
Q1 – Q3
Max – Min
Table 22: Patient reported outcomes on Visit 2 in severe asthma GINA 2017 by eligibility
Severe asthma
GINA 2017
Mepolizumab
eligible
Omalizumab
eligible
Reslizumab
eligible
Benralizumab
eligible
Eq5D-5L
N
Mean (SD)
Median
Q1 – Q3
Max – Min
WPAI-GH
N
Mean (SD)
Median
Q1 – Q3
Max – Min
Asthma
Symptoms
(GINA 2014)
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Well Controlled
N;% (95% CI)
Partly controlled
N;% (95% CI)
Uncontrolled
N;% (95% CI)
ACQ 6
N
Mean (SD)
Median
Q1 – Q3
Max – Min
Table 23: Patient reported outcomes on Visit 2
Severe asthma
patients
Eq5D-5L
N
Mean (SD)
Median
Q1 – Q3
Max – Min
WPAI-GH
N
Mean (SD)
Median
Q1 – Q3
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Max – Min
Asthma
Symptoms
(GINA 2014)
Well Controlled
N;% (95% CI)
Partly controlled
N;% (95% CI)
Uncontrolled
N;% (95% CI)
ACQ 6
N
Mean (SD)
Median
Q1 – Q3
Max – Min
Table 24: Spirometry measures at visit 1 in severe asthma GINA 2017 population
Severe asthma GINA
2017 N;%(95% CI)
Spirometry
Pre- and post-
bronchodilator FEV1/FVC
Mean
Median
Pre- bronchodilator FEV1
Mean
Median
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Post- bronchodilator
FEV1
Mean
Median
Pre-bronchodilator FVC
Mean
Median
Post-bronchodilator FVC
Mean
Median
Reversibility
Mean
Median
Table 25: Spirometry measures at visit 1 in severe asthma population
Severe asthma
N;%(95% CI)
Spirometry
Pre- and post-
bronchodilator FEV1/FVC
Mean
Median
Pre- bronchodilator FEV1
Mean
Median
Post- bronchodilator
FEV1
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Mean
Median
Pre-bronchodilator FVC
Mean
Median
Post-bronchodilator FVC
Mean
Median
Reversibility
Mean
Median
Table 26: Blood biomarkers in severe asthma patients in visit 1 in severe asthma GINA 2017
Severe asthma GINA
2017
Total IgE
Mean
Median
Q1-Q3
Min-Max
Sedimentation rate
Mean (SD)
Median
Q1-Q3
Min-Max
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C-reactive Protein
Mean (SD)
Median
Q1-Q3
Min-Max
IL4
Mean (SD)
Median
Q1-Q3
Min-Max
IL13
Mean (SD)
Median
Q1-Q3
Min-Max
Th2 Cytokines
Mean (SD)
Median
Q1-Q3
Min-Max
Atopy status
Yes (N;% (95% CI)
No (N;% (95% CI)
Table 27: Blood biomarkers in severe asthma patients in visit 1 in severe asthma
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Severe asthma
Total IgE
Mean
Median
Q1-Q3
Min-Max
Sedimentation rate
Mean (SD)
Median
Q1-Q3
Min-Max
C-reactive Protein
Mean (SD)
Median
Q1-Q3
Min-Max
IL4
Mean (SD)
Median
Q1-Q3
Min-Max
IL13
Mean (SD)
Median
Q1-Q3
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Min-Max
Th2 Cytokines
Mean (SD)
Median
Q1-Q3
Min-Max
Atopy status
Yes (N;% (95% CI)
No (N;% (95% CI)
Table 28: Demographic baseline characteristics by the eligibility criteria for mepolizumab and
by positive/negative parasites on stool examination at visit 1 and visit 2
Visit 1 Visit 2
GINA
2017
severe
asthma
Mepoli
zumab
eligible
patient
s and
positive
parasit
es on
stool
examin
ation
Mepoliz
umab
eligible
patients
and
negative
parasite
s on
stool
examin
ation
No
eligible
for
Mepolizu
mab
patients
and
positive
parasites
on stool
examinati
on
No
eligible
for
Mepolizu
mab
patients
and
negative
parasites
on stool
examinati
on
Mepoliz
umab
eligible
patients
and
positive
parasite
s on
stool
examin
ation
Mepoliz
umab
eligible
patients
and
negativ
e
parasite
s on
stool
examin
ation
No
eligibl
e for
Mepol
izuma
b
patien
ts and
positiv
e
parasi
tes on
stool
exami
nation
No
eligibl
e for
Mepol
izuma
b
patien
ts and
negati
ve
parasi
tes on
stool
exami
nation
n(%) n(%) n(%) n(%) n(%) n(%) n(%) n(%) n(%)
Age
n
mean (SD)
median
Q1-Q3
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min-max
Height
n
mean (SD)
median
Q1-Q3
min-max
Weight
n
mean (SD)
median
Q1-Q3
min-max
Gender
n
Female %
Skin
Colour
n
Black
White
Mixed
Native
Brazilian
Asiatic
Schooling
n
Illiterate
Elementary
High
School
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68
University
Estimated
average
family
income
by month
Quintile 1
Quintile 2
Quintile 3
Quintile 4
Quintile 5
BMI
20 - 25
25-30
>30
≥ 40
Other
Age that
asthma
symptom
have
started
n
mean (SD)
median
Q1-Q3
min-max
Duration
of asthma
n
mean (SD)
median
Q1-Q3
min-max
Mean
follow up
time
n
mean (SD)
median
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69
Q1-Q3
min-max
Table 29: Co-morbidities in study population by the eligibility criteria for mepolizumab and
by positive/negative parasites on stool examination at visit 1 and at visit 2
Visit 1 Visit 2
GINA
2017
severe
asthm
a
Mepoliz
umab
eligible
patients
and
positive
parasite
s on
stool
examin
ation
Mepolizu
mab
eligible
patients
and
negative
parasites
on stool
examinati
on
No
eligible
for
Mepolizu
mab
patients
and
positive
parasites
on stool
examinati
on
No
eligible
for
Mepolizu
mab
patients
and
negative
parasites
on stool
examinati
on
Mepolizu
mab
eligible
patients
and
positive
parasites
on stool
examinati
on
Mepolizu
mab
eligible
patients
and
negative
parasites
on stool
examinati
on
No
eligible
for
Mepolizu
mab
patients
and
positive
parasites
on stool
examinati
on
No
eligible
for
Mepolizu
mab
patients
and
negative
parasites
on stool
examinati
on
Comorbiditie
s (%)
n(%)
n(%) n(%) n(%) n(%) n(%) n(%) n(%) n(%)
Osteoporosis;
Hypertension;
Dyslipidemia;
Diabetes
mellitus;
Hipothyroidis
m;
Hyperthyroidi
sm;
Psychiatric
disorder;
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70
Gastro-
esophageal
reflux disease
(GERD);
Rhinitis;
Obesity
Overweight
Other illness
Table 30: Healthcare resources used in Visit 1 by eligibility for mepolizumab and positive
/negative parasites on stool examination
Mepolizumab eligible
and positive parasite
Mepolizumab
eligible and
negative parasite
No eligibility for
Mepolizumab and
positive parasite
No eligibility for
Mepolizumab and
negative parasite
N
Hospital admission
due to asthma or
respiratory
symptoms in the last
12 months
mean (SD)
Median
Q1-Q3
min-max
Time of hospital
admission due to
asthma or
respiratory
symptoms in the last
12 months
mean (SD)
Median
Q1-Q3
min-max
Intubation or
mechanical
ventilation due to
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71
asthma or
respiratory
symptoms during the
last 12 months in
severe asthma
patients
mean (SD)
Median
Q1-Q3
min-max
Emergency visit in
the last 12 months
due to asthma or
respiratory
symptoms
mean (SD)
Median
Q1-Q3
min-max
Table 31: Healthcare resources used in Visit 2 by eligibility for mepolizumab and positive
/negative parasites on stool examination
Mepolizumab
eligible and positive
parasite
Mepolizumab
eligible and
negative parasite
No eligibility for
Mepolizumab and
positive parasite
No eligibility for
Mepolizumab and
negative parasite
N
Hospital admission
due to asthma or
respiratory
symptoms in the last
12 months
mean (SD)
Median
Q1-Q3
min-max
Time of hospital
admission due to
asthma or
respiratory
symptoms in the last
12 months
CONFIDENTIAL Project number: PRJ2414
72
mean (SD)
Median
Q1-Q3
min-max
Intubation or
mechanical
ventilation due to
asthma or
respiratory
symptoms during
the last 12 months in
severe asthma
patients
mean (SD)
Median
Q1-Q3
min-max
Emergency visit in
the last 12 months
due to asthma or
respiratory
symptoms
mean (SD)
Median
Q1-Q3
min-max
Table 32: ACQ6 results by eligibility for mepolizumab and positive /negative parasites on
stool examination in visit 1
Mepolizumab
eligible patients and
positive parasites on
stool examination
Mepolizumab eligible
patients and negative
parasites on stool
examination
No eligible for
Mepolizumab
patients and
positive parasites
on stool
examination
No eligible for
Mepolizumab
patients and
negative
parasites on stool
examination
n(%) n(%) n(%) n(%)
ACQ6
N
Mean
(SD)
Median
Q1 – Q3
CONFIDENTIAL Project number: PRJ2414
73
Max –
Min
Table 33: ACQ6 results by eligibility for mepolizumab and positive /negative parasites on
stool examination in visit 2
Mepolizumab
eligible patients
and positive
parasites on stool
examination
Mepolizumab eligible
patients and negative
parasites on stool
examination
No eligible for
Mepolizumab
patients and
positive parasites
on stool
examination
No eligible for
Mepolizumab
patients and
negative
parasites on stool
examination
n(%) n(%) n(%) n(%)
ACQ6
N
Mean (SD)
Median
Q1 – Q3
Max – Min
Table 34: Asthma symptom control by eligibility for mepolizumab and positive/negative
parasites on stool examination
CONFIDENTIAL Project number: PRJ2414
74
Mepolizumab eligible
p
a
t
i
e
n
t
s
a
n
d
p
o
s
i
t
i
v
e
p
a
r
a
s
i
t
e
s
o
n
s
t
o
o
l
e
x
a
m
i
n
a
t
i
o
n
Mepolizumab eligible
p
a
t
i
e
n
t
s
a
n
d
n
e
g
a
t
i
v
e
p
a
r
a
s
i
t
e
s
o
n
s
t
o
o
l
e
x
a
m
i
n
a
t
i
o
n
No eligible for
M
e
p
o
l
i
z
u
m
a
b
p
a
t
i
e
n
t
s
a
n
d
p
o
s
i
t
i
v
e
p
a
r
a
s
i
t
e
s
o
n
s
t
o
o
l
e
x
a
m
i
n
a
t
i
o
n
No eligible for
M
e
p
o
l
i
z
u
m
a
b
p
a
t
i
e
n
t
s
a
n
d
n
e
g
a
t
i
v
e
p
a
r
a
s
i
t
e
s
o
n
s
t
o
o
l
e
x
a
m
i
n
a
t
i
o
n
n(%) n(%) n(%) n(%)
Asthm
a
Sympt
CONFIDENTIAL Project number: PRJ2414
75
oms
(GINA
2014)
Well
Control
led
N;%
(95%
CI)
Partly
control
led
N;%
(95%
CI)
Uncont
rolled
N;%
(95%
CI)
Table 35: Patients that did not meet the inclusion criteria
Total screen failures
n(%)
Gender n
Female %
Skin
Colour
n
Black
White
Mixed
White
Native Brazilian
Asiatic
CONFIDENTIAL Project number: PRJ2414
76
Age n
mean (SD)
median
Q1-Q3
Min-max
Reason to
be not
included
in the
study
Patients used
omalizumab
Patient refused to
sign the ICF
Table 36: Patients that participated on visit 1, but not on visit 2
Total screen failures
n(%)
Gender n
Female %
Skin
Colour
n
Black
White
Mixed
White
Native Brazilian
Asiatic
CONFIDENTIAL Project number: PRJ2414
77
Age n
mean (SD)
median
Q1-Q3
Min-max
Table 37: Patients that met the GINA 2017 criteria
Total n(%)
Total
Severe
asthma
patients
Patients
that met
the GINA
2017
criteria
Table 38: Medication used before to the case-control study among the severe asthma
population
Medication used N%
Anti-IgE
Anticholinergics
Antihistamines
Inhaled corticosteroids low
dose
Inhaled corticosteroids High
dose
CONFIDENTIAL Project number: PRJ2414
78
Inhaled corticosteroids low
dose + LABA
Inhaled corticosteroids high
dose + LABA
Leukotriene antagonist
Phosphodiesterase 4 inhibitor
Short-acting β2 agonist
Systemic corticosteroid
Xanthine and adrenergics
Others*
*Please, include as a new row every medicine reported that does not fit in any of the other
categories. Each medicine reported should be added as a new row.
Table 39: Medication used in the year before to the study 2 by eligibility criteria
Medication used Severe
asthma
GINA
2017
severe
asthma
Mepolizumab
eligible
Omalizumab
eligible
Reslizumab
eligible
Benralizumab
eligible
Anti-IgE
Anticholinergics
Antihistamines
Inhaled
corticosteroids
low dose
Inhaled
corticosteroids
High dose
Inhaled
corticosteroids
low dose + LABA
Inhaled
corticosteroids
CONFIDENTIAL Project number: PRJ2414
79
high dose +
LABA
Leukotriene
antagonist
Phosphodiesterase
4 inhibitor
Short-acting β2
agonist
Systemic
corticosteroid
Xanthine and
adrenergics
Others*
*Please, include as a new row every medicine reported that does not falls out in any of the
other categories. Each medicine reported should be entered as a new row.