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Compliance Link for Trade Finance

ComplianCe SolutionSPowered by Bankers Almanac

www.accuity.com

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Compliance Link for Trade FinanceOur trade finance screening solution allows you to perform all of your compliance checks within one tool.

Using the industry’s latest screening technology and our Global WatchList®, which includes the most comprehensive sanctions data, we can help protect your trade finance processes.

Compliance Link for Trade Finance offers you:

A configurable workflow solution to help you better manage matches

Data that is inclusive of all trade related data sets, including vessels, providing you the most comprehensive coverage available

The ability to switch your processes from paper-based to automated with a centralized audit trail

Further, you can adopt your own list of controlled items or add on to the existing lists for items that are unique to your internal policies through the use of Accuity’s Commodity List Manager.

Screening Tool Compliance Link is a comprehensive solution that allows you to streamline your screening processes. Its streamlined platform and connectivity options, which allow for integrated or interactive lookup tools, are combined with Accuity’s best in class data, making it the one-stop solution for all of your screening needs.

With Compliance Link for Trade Finance, you can:

Choose from multiple screening algorithms including Token, Fuzzy Logic, Phonetic and Dual-Use and Controlled Goods Matching

Rely on Case Management to analyze and manage all matches and distribute hits for review by different departments or persons within your organization

Use your own internal dual-use or high-risk goods list for screening through the Commodity List Manager

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Comprehensive Data In order to comply with international regulations, institutions today are primarily employing very manual processes of identifying potentially troublesome shipments in conjunction with their destinations. Accuity’s dual-use and controlled goods lists are available in an electronic format that allows for more efficient and accurate screening in tools such as Compliance Link.

By following international export control regimes, Accuity has compiled a comprehensive list of dual-use and controlled goods. International regimes base their list of controlled items on lists adopted by export control groups including: the Australia Group (AG), the Nuclear Suppliers Group (NSG), the Wassenaar Arrangement and the Missile Technology Control Regime (MTCR).

Dual-use goods, as identified by international regimes, are placed in one of the following categories:

Nuclear materials, facilities and equipment

Special materials and related equipment

Materials processing

Electronics

Computers

Telecommunications and “information security”

Sensors and lasers

Navigation and avionics

Marine

Aerospace and propulsion

Accuity’s Global WatchList® trade finance data offers you:

100% coverage of publicly available regulatory lists from around the world including vessel, port and country names

Dual-Use Goods following the European Union’s export control regime

Controlled Goods based on international Military Goods List

Beneficiary and sending bank data enhancements

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Accuity enhances your protection in six key areas:

PeopleAccuity provides extensive global coverage of Politically Exposed Persons (PEPs), including family members and associates, enhanced with unique identifiers.

GoodsAccuity provides you with a comprehensive dual-use and controlled goods data which is available in electronic format allowing more efficient and accurate screening.

Shipping and VesselsAccuity provides critical vessels data not provided by OFAC including additional vessel information such as beneficial owner, previous names, port of registry and operator.

Payment Routing Accuity provides SWIFT/BICs for all sanctioned bank offices globally.

Companies and Organizations Accuity adds companies owned by sanctioned governments and additional locations and subsidiaries of designated companies.

Country Details Accuity provides you with principle cities, towns, airports and seaports of all fully sanctioned countries, thus ensuring compliance for your trade operations.

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Accuity’s Vessel Enhancements List includes all vessels connected to countries fully sanctioned by OFAC (Cuba, Iran, North Korea, Syria, Sudan). In addition, the companies that manage and operate these vessels are also included.

A vessel’s connection to a sanctioned country is based on its flag, port of registry, country of economic benefit or an associated company connected to a sanctioned country. A company’s connection to a sanction country is based on its domicile country, country of control or country of registration. When a vessel meets the criteria for inclusion in the list all of its associated companies are also added. This coverage is designed to provide full protection against vessels and companies connected to OFAC sanctioned countries. To allow for extra scrutiny and avoid fines, you need to screen against not just the vessels listed by OFAC, but all vessels associated with a sanctioned country. Accuity uniquely offers you the Vessel Enhancements List with all vessels that are linked to countries with widespread sanctions.

Critical vessel details included:

Current name

All former names

International maritime organization number

Vessel call sign

Port of registry

Country of economic benefit

Vessel type

Group beneficial owner

Operator

Registered owner

Manager

Technical manager

Document of compliance

Our team of sanctions and high-risk data experts also reformat the vessel data to ensure consistency and compatibility with your AML screening software. Accuity gives you the assurance of using the most comprehensive vessel data available.

Vessel Coverage

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Reporting Features Comply with internal and national policies by screening all related fields associated with trade finance transactions in a single solution. Data can be automatically extracted from a trade finance platform or manually entered via a look-up tool.

Match Review

Interactive Lookup

Unique ID/Bill of Lading No/LC Number 873621466

Shipper_Name Jiangnan Shipyard (Group) Co. Ltd.

Consignee_Name Sadra

3rd_Party_Shipping_Co_(If_any) CMA CGM

Vessel/Aircraft_Name Thalassa

Port_of_Loading Xingang, China

Transshipment_Port Singapore

Port_of_Discharge Bandar Abbas

Destination_City Bandar Abbas

Destination_Country Iran

Goods_Description Nickel Aluminides

Beneficiary_Bank Pasargad

Vessel_Registration_ID_(IMO_Number-If_Available) 5357707

Input Record

Notify Party Sadra

Shipping Agent (if any) None

Shipping Line CMA CGM

Vessel Name Thalassa v123

Port of Loading Xingang

Port of Discharge Bandar Abbas

Country of Origin China

Destination Country Iran

Goods Description Nickel Aluminides

Presenting Bank Name (if any) Pasargad Bank

Entities

ACCEU111673 EU1 10

Risk Score 100%

NameMetal alloys, metal alloy powder and alloyed materials

DescriptionMetal alloys, metal alloy powder and alloyed materials

CategorySPECIAL MATERIALS AND RELATED EQUIPMENT • 1

Sub Category Materials • 1C

EU Code 1 C002

Match PhrasesAlFeX; AlMgX; AlXFe; AlXMg; AlZnX; Aluminium alloys; Magnesium alloys

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Document Number LOC87654321

Exporter/Shipper Hong Kong Intertrade Company

Consignee SCT

Notify Party Same

Shipping Agent (if any) Gulf Agency Co

Shipping Line Al Mataf Shipping LLC

Vessel Name: MATAF STAR

Port of Loading Hong Kong

Port of Discharge Dubai

Country of Origin China

Destination Country U A E

Goods Description Graphite

Presenting Bank Name (if any) Karamay

Presenting Bank BIC CKLBCNBJ

Entities

Name MATAF STAR

DocumentOfComplianceAl Mataf Shipping LLC, United Arab Emirates, Iran, United Arab Emirates, 5083194

GroupBeneficialOwner Bahregan Marine Services Co, Iran, Iran, Iran, 4089964

ManagerAl Mataf Shipping LLC, Iran, United Arab Emirates, United Arab Emirates, 5083194

Measures Company: IRN

OperatorAl Mataf Shipping LLC, Iran, United Arab Emirates, United Arab Emirates, 5083194

OriginalID 7613442; 0

Entities

Name KARAMAY URBAN CREDIT COOPERATIVES

AddressNO. 68 ZHONGYA SOUTH RD, ECONOMIC AND TECHNOLOGICAL DEVELOPMENT ZONE (URUMQI, XINJIANG BRANCH) URUMQI CHINA 830026

BIC CKLBCNBJ

Aliases BANK OF KUNLUN CO LTD

Inst_ID 98849440

Measures PART 561 LIST

Original Source IRAN SANCTIONS ACT

OtherInformationU.S. financial institutions are prohibited from opening or maintaining a correspondent account or a payable through

Can you quickly identify the red flags within this shipment?

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GettinG Started

For more information get in touch today:

Email: custserv@accuity.comor go to: www.accuity.com

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04.10.14