colleen kollar-kotelly financial disclosure report for 2009

8/3/2019 Colleen Kollar-Kotelly Financial Disclosure Report for 2009

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A n 1 0 ] FINANCIAL DISCLOSURE REPORT t C e p o r t R e q u i r e d b y t h e E t h ic sin Government Act of 1978R e v , ] /2 o l o [ FOR CALENDAR YEAR 2009 (5 u.s.c, a p p . f i b " 1 0 1 - t 1 1 )l. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of.Report

KOLLAR-KOIELLY, COLLEEN United States District Court 05/15/20 ] 0

4, Title (Article III judges indicate active or senior status; 5a. R eport T~pe (check appropriate type) 6 . Reporting Periodmagistrate judges indicate Fall- or part-time)[] Nomination. Date 01/01/2009

Distriet3udge-Active [] Initial ~ ~ A n n u a l [] Final to12/31/20095b. [] Amended Report

7. Chambers or Off ice Address 8. On the basis of the information contained in this Report and anymodifications perlatning thereto, it is, in my opinlon~ in com plianceU.S. District Court with applicable laws and regulations.333 Const i tut ion A venue, NWWashington, D.C. 20001 R ev iew ing Officer Date,

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have na reportable information. Sign nit lastpage,

I . P O S I T I O N S . t~e ,o~n, ,z[~] NONE (No reportable positions.)

POSIT ION NAM E OF OR GANIZAT ION/ENT IT Y1. Director Robert Shaker Scholarship Memorial Fund

1 I . A G R E E M E N T S . ~ n ~ p o , n , g individuat only; see pp, 14-16 of filing instructions.)~ N O N E ~ o reportable agreements.)

DATE PARTIES AND TE~S1, 2009 D,C. Superior Co u~ R eti rement Plan


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FINANCIAL DISCLOSURE REPORT Nnme of Person Reporting [ Date of ReporlPage 2 of 9 K O L L A R - K O T r ~ , V , C O ~ J , r r N 0 5 / ~ 5 / 2 0

1 I I . N O ~ N - I N V E S T M E N T I N C O M E . ( ~ o r ~ . e ~ n d i~ u ~ ~ , ~ Wo~ ; ~ ~ ~7 -~ o /~ l in~A. Filers Non-Inves tment Incom e

N O N E (No reportable non-investment income.)DAT~ SOURCE AND TYPE INCOME(yours, not spouses)

1. 2009 D.C. Superior Court Retirement Fund $115,596.002.

4.

B , S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during ~ny por~ion of ~he reporting yearo completthi~ section.(Doll ar ~o~n! no~ r~q uired except for honoraria:)---] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1. 2009 Self-Employed (Attorney)2.

3,

4.

IV . REIMBURSEMENTS _(Includes those to spouse and dependent children.- see pp. 25-27 of fitmg instruc~iona.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCAT|ON p U R P OSE ITEMS PAID OR PROVIDED

1.2,3.4.

5.


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FINANCIAL DISCLOSURE REPORT N . .. . fP . .. . Reporting Date of Report

]Page 3 of 9 K O L L A R - K O T E L L Y , C O L L E E N 0 5 1 1 5 . : 2 0 1 0

V . G I F T S . (lnctuaes those to spous e aria dependent ct, itdren: see pp . 2# -~1 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION VALUE1.2.3.4.5.

v ~ . ~ : i ~ ~ ~ z ~ x v , ~ . ( I n c l u a e s e ~ o s e a / s p . . . . . . ~ ~ e p e n a e n t c h i l a r e n ; s e e ~ . 3 ~ - S S o f f i l i n g ~ s t r u c t i o n ~ . )NONE ~o reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

2.3.4.5.


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N a m e o f P e r s on R e p o r t i n g D a t e o f R e p o r tINANCIAL DISCLOSURE REPORTK O L L A R - K O T E L L Y , C O L L E E N 0 5 / ! 5 ! 2 0 1 0age 4 of 9

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m ~ , , o t ~ e , t . .. . . dons (Includ e" those of sp . . . . . d d ependent children; see pp. 34-60 of fil ing instructions.)N O N E (No reportable income, assets, or transactions,)

A. B. ] C.D e s c ~ p t i o n o f A s s e t s ! I n c o m e d u r i n g :~ Gross value at end, T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) ] r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d{l) (2) (1) ! (_) [ (1) ! {2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t iA ....... t[ Type(e.g., Value ] Value [ Type(e.g. D a t e i Value G a i n I d e n t i t y ofe x e m p t f r o m p r ie r d i s c l o s u r e C o d e I d i v . , r e n t . C o d e 2 i Methc, d | buy, sell, imm/dd/yy Code 2 C o d e 1 b u y e r / s e l l e r

(A-H) o r i n t . ) ( J - P ) i Code3 [ r e d e r a p t i o n ) ( J - P ) (Adl) ( i f p r i v a t e

I. ~ {} ] E Rent m W2. PNC National Bank None J T3. Bank of America A Interest J T4. Fidelity Investments M ortgage Securities A Dividend Distributed 01/09/09 KFund (IRA)5. Capital Real .ty Investors I1 L.P. None Distributed 12/22/09 J6. DSM Poseidon L.L.C. None J U7. Bank of New York Com. Stock A Dividend K T Sold 02/25!09 K8. Bank of New York Com. Stock A Dividend K T Buy 0 4 / 1 3 1 0 99, Bank of New York Com. Stot~k A Dividend K T Buy 04/21/09(addl)

t0 , General Electric Com, St, A Dividend K T Bu y 07/31/09(a~dl)1 1 , Schwab Money Market Fund A Dividend L T1 2 , DR Horton Notes A Interest Matured 02/01109 K1 3 . Sterling One Industrial LLC E Dividend K U1 4 , Pfizer Com. St. A Dividend K T Sold I 0 / 0 1 1 0 9( p a r t )1 5 . Allied Capital Com. St. None Sold 10/28/09

1 6 . EMC Com. St. None K T Bu y 02/10/09(addI)1 7 . EMC Com. St. None K T Sold 07/21/09(pa~)

(See Column C2) U =B~k Vah~ V ::Other W =Estimated


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r l in g [ D a t e o f R e p o r l[ KOLLAR-KOTELLY, COLLEEN [

05/15/2010age 5 of 9V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . . . . . ~ . ~ , ,r a . . . . ~ + . s a ~ c t . ~ + ~ o s ~ o / ~ v o . . . . d d e p e n d e n r c h i ld r e n ; s e e p p . 3 4 - 6 0 o f f i l in g i n s t r u c ti a n s . )

NO~E (No reportable income, assets, or ~ansactions.)

D~cription of As~ts ,[ I n c o m e d u r i n g Gro~ value at end T~s~tions during reporting ~d~(including t~st assets) [ reposing pcfi~ ofr~ing periodPlace r(X)"after e a c h r e s e t I A m o u m [ T~ (e,g,, Value [ Va u e ] T+c (e,g, + Date Value G a i n I d e n t i t y o f..... ptt+onap~ordiscl ..... +?~ ! di ...... t. Code2 ~ Me~od buy sell ;mm:d+. l Code2 C~e, buyer] ....( A - H ) o r i n t , ) ( J - P ) + C m ~ e 3 + r e d e m p o n ) ( J - P ) : + ( A - H + ( f p r v a e; , [ (Q-W) [ i [ ~ t r a n ~ c t i o n )

18 . Apache Co~, Corn. St. A Dividend K T Buy 03/16/09 J(addl)~ t9. SPD~ Gold T~st Com. St. None K T Sold 12/11/09 J D(~aa)

2 0 . Citigroup Inc. Notes B interest Marred 07/29/~ K21 . Watts Water Tech Com, St. A Dividend K T

i 2 2 , Piotieer Natural Resource Corn, St. A Dividend K T Buy 0 1 1 0 5 / 0 9 J(addI)2 3 . Pioneer Natural Resource Com. St. A Dividend K T Sold 09/28/09i J B( p a r t )2 4 . Pioneer Natural Resource Com. St. A Dividend K T Sold ! 0 , r 2 9 / 0 9 J BL ~ a r t )2 5 . Wisdomtree IntL A Dividend K T Buy 05/06/09 J2 6 . 3M Com. St. A Dividend K T Buy 03/17/09 J(addI)2 7 . Schlumberger Com. St. A Dividend K T Bny 0 1 / 0 5 1 0 9 J(addl)2 8 , Gilead Science Com. St None K T Sold 02/04/09 K C(pan)2 9 . Gilead Science Com. St. None K T Buy 02/23/09 Ktaddl)3 0 . Gilead Science Com. St, None K T Buy ~l/24/09 J(addl)3 1 . Harris Corp. Com. St. A Dividend K T Buy 1 0 / 0 1 / 0 9 J(addI)3 2 . Bear Steams Notes B Interest K T3 3 . Capital One USA Notes A Interest Matured 04/09/09 K3 4 . McDonalds Com. St. B Dividend K T Sold 11/24/09 J B

I Income Gain Codes: A = $1,000 or less B =~1,0~t - $2,500 C =$2,501 - $5,000 D =$5,001 - $1


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FINANCIAL DISCLOSURE REPORT r ~ m e of Person R e p o r t i n g [ D a t e o f R e p o r ~ Iage 6 of 9 KOLLAR-KOTEI,LY, COLLEEN 05/I 5/2010V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . , , ~ t , , ,. , . . .. . t ~ o , , s , ~ , , c t , ,~ s t h o s ~ o . f , t , o . . .. . d , ~ e ~ , , ,, ~ , , t e h U ~ t , e , ,: ~ ~ t . 3 4 - 6 0 o y ~ t i ,, g--] NONE (No reportable income, assets, or transactions.)

A. B. C . D.D u ~ c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r l in g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d, (I) (2) (-i) .........................2 ) (I) !- -i2f ..... (3) (4) i (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u n t T y p e ( e . g . , - V a l u e Value T y p e ( e . g , , D a t e Value Gain :: I d e n t i t y o fe x e m p t f r o m p r io r d i s c l o s u r e [ C o d e I d i v . , r e n t , C t w 3 e 2 M e t h o d b u y , s e l l , j m n ~ d d / y y C o d e 2 Code I [ b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t io n ) ( J - P )

( A - H ) . . . . . ..( i f p r i v a t e( Q - W ) i t r a n s a c t i o n )

3 5 . General Electric Capital Notes 1 3 Interest L T3 6 . General Dynamics Com. St. A Dividend K T Buy 03/16/09(addq)3 7 . Walt DisneyCom. St. A Dividend K T Buy 03/10/09(addl)3 8 , Norfolk Southern Com. St. A Dividend K T Buy 06/02/09(addl)3 9 , New York Community Bank Notes B I n t e r e s t Matured 07/17/094 0 . Caterpillar Financial Notes A Interest J T4 1 . New South Fed. Bank Notes B Interest Matured 09/17/09 K4 2 . First Bank of Tennessee Notes B Interest4 3 , ABB Limited Com. St. A Dividend K T Buy 0 1 1 0 5 / 0 9 J(addl)4 4 . Fleet Boston Notes B I n t e r e s t Matured 1 2 t 0 1 / 0 9 K4 5 . Morgan Stanley Bank Notes B Interest Matured 1 2 . / 2 - 9 / 0 9 K4 6 . Goldmao Sachs Notes B I n t e r e s t K T Buy 01/23/09 K4 7 . Nalional Rural Utility Notes A Interest K T Buy ! 0 1 1 2 3 / 0 9 K4 8 . Viaeom Notes B I n t e r e s t K T Buy 01/26/09 K4 9 . CSX Notes B I n t e r e s t Buy 02/26/09 K5 0 . CSX Notes B I n t e r e s t Sold 1 1 ! 0 5 1 0 9 K B

5 1 , Wilmington Trttst bonds A I n t e r e s t K T Buy 09/18/09 K

(See Columns CI


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FINANCIAL DISCLOSURE REPORT N .... fPerson Reporting Date of Report [Iag e 7 of 9 KOLLAR-KOTELLY, COLLEEN 05/I 5/2010V I I . I N V E S T M E N T S a n d T R U S T S - / , , c o . ,. , ,, o l .e , , .~ , ~ c t i o , , ~ a.ct .de$ ,ho.~e ,.ro.~ . .a a~S ~.* children; see p p . 3 4 - 6 0 o/f!l~g ins~uctions.)

NONE ~o reportable income, assets, or transactions.)

Description of Asse~s Income dnfing Gross value at end I T~n~ctions during ~salng ~ri~(includin8 t~st ~ e ~ ) r~ng ped~ ~ of repofling per od

Place "(X)" afl~ each m~t : Amount I T~e (e.~ [ Value ~ ~ alue [ T~ (e g., Da~ I Value Gain ~ Identity ofexem - - Code I : : p from prior d~sclosure dlv,, renK ~ C~e 2 I Me~ ~ buy, sell ~dd/vy i C~c 2 C~e I buyer/~ller(A-H) or int,) ~ (J-P) C~e 3 : redempt ion) " 0-P) (A-H) ~ifprivate

5!. D~onl B.I . N~o~r Com. St. A Div id~a K T B u y 0 4 /2 0 1 0 95 3 . F r e ep o ~ M c M o r a n C o p p e r C o m . S t . N o n e B u y 0 5 1 2 1 / 0 9 K5 4 . F r e e p or t M c M o r a n C o p p e r C o m . S t . N o n e S o l d 07/21/09 K C5 5 . C V S C a re m a rk C om . S t. N o n e K T B u y 1 I / 1 1 / 0 9 K5 6 . D o m i n io n R e s o u r c e C o m . S t . N o n e K T B u y 12/04 /09 K5 7 , H a r r i s S t r a t e x C o m . S t .( S p i n o f f) None S p i n o f f 0 5 , r 2 7 / 0 9 J( f r o m l i n e 3 1 )5 8 . H a r ri s S tr a te x C o m . S t , N o n e S o l d 06/15/09 J A


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Name of Person Report ing Date of ReportPageFINANCIAL8 of 9 DISCLOSURE REPORT K O L L A R - K O T E L L Y , C O L L E E N 0 5 / 1 5 / 2 0 1 0VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. and*a,e~,, olne~o,~


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Name of Person Reporting D a l e o f R e p o r tFINANCIAL DISCLOSURE REPORTKOLLAR-KOTELLY, COLLEEN 0 5 i 1 5 / 2 0 t 0age 9 of 9

IX. CERTIFICATION.1 certify that all information given abov e (including information pertaining to my spouse and minor or depende nt children, if any) isaccurate, true, and complete to the best of m y knowledge and belief, and that any information n ot reported was withheld because it m et applicable statutoryprovisions permitting non-disclosure.i further certify that earned income from outside employment and h onoraria and the acceptance of gifts which bare been reported are incompliance ~th the prov isions of 5 U.S.C. app. S01 et. seq., 5 U.S.C. 735 3, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL Wl!O KNOWINGLY AND WII,FULLY FAI,SIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIvqLAND CRIMINAL SANCTIONS (5 D.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 ad ditional copies to:Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

colleen kollar-kotelly financial disclosure report for 2009

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