clinical features and diagnosis of sepsis in term and late preterm infants

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Clinical features and diagnosis of sepsis in term and late preterm infants Author Morven S Edwards, MD Section Editors Leonard E Weisman, MD Sheldon L Kaplan, MD Deputy Editor Melanie S Kim, MD Disclosures All topics are updated as new evidence becomes available and our peer review process is complete. Literature review current through: Sep 2013. |This topic last updated: jul 9, 2013. INTRODUCTION — Sepsis is an important cause of morbidity and mortality among newborn infants. Although the incidence of sepsis in term and late preterm infants is low, the potential for serious adverse outcomes, including death, is of such great consequence that caregivers should have a low threshold for evaluation and treatment for possible sepsis in any infant regardless of the birth weight or gestational age. The epidemiology, clinical features, diagnosis, and evaluation of sepsis in term and late preterm infants will be reviewed here. The management and outcome of sepsis in term and late preterm infants and topics on neonatal sepsis in the preterm infants are discussed separately. (See "Treatment and outcome of sepsis in term and late preterm infants" and "Clinical features and diagnosis of bacterial sepsis in the preterm infant" and "Treatment and prevention of bacterial sepsis in the preterm infant" .) TERMINOLOGY — The following terms will be used throughout this discussion on neonatal sepsis: Neonatal sepsis is a clinical syndrome in an infant 28 days of life or younger, manifested by systemic signs of infection and/or isolation of a bacterial pathogen from the blood stream [1 ].

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Page 1: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

Clinical features and diagnosis of sepsis in term and late preterm infantsAuthorMorven S Edwards, MDSection EditorsLeonard E Weisman, MDSheldon L Kaplan, MDDeputy EditorMelanie S Kim, MDDisclosures

All topics are updated as new evidence becomes available and our peer review process is complete.Literature review current through: Sep 2013. |This topic last updated: jul 9, 2013.

INTRODUCTION — Sepsis is an important cause of morbidity and mortality among newborn

infants. Although the incidence of sepsis in term and late preterm infants is low, the potential for

serious adverse outcomes, including death, is of such great consequence that caregivers should

have a low threshold for evaluation and treatment for possible sepsis in any infant regardless of the

birth weight or gestational age.

The epidemiology, clinical features, diagnosis, and evaluation of sepsis in term and late preterm

infants will be reviewed here. The management and outcome of sepsis in term and late preterm

infants and topics on neonatal sepsis in the preterm infants are discussed separately. (See

"Treatment and outcome of sepsis in term and late preterm infants" and "Clinical features and

diagnosis of bacterial sepsis in the preterm infant" and "Treatment and prevention of bacterial

sepsis in the preterm infant".)

TERMINOLOGY — The following terms will be used throughout this discussion on neonatal sepsis:

Neonatal sepsis is a clinical syndrome in an infant 28 days of life or younger,

manifested by systemic signs of infection and/or isolation of a bacterial pathogen from

the blood stream [1].

Term infants are those born at a gestational age of 37 weeks or greater.

Late preterm infants (also called near-term infants) are those born between 34 and

36 completed weeks of gestation [2]. (See "Late preterm infants".)

Preterm infants are those born at less than 34 weeks of gestation [2].

Sepsis is classified according to the infant's age at the onset of symptoms.

Early-onset sepsis is defined as the onset of symptoms within the first days of life.

There is variability of the age at onset, with some experts defining early-onset sepsis

as bloodstream infection at ≤72 hours of age [3], and others defining early-onset group

B streptococcal (GBS) disease as infection with the onset of symptoms through day

six of life [4].

Late-onset sepsis is defined as the onset of symptoms after the first days of life.

Similar to early-onset sepsis, there is variability in its definition ranging from an onset

Page 2: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

at >72 hours or ≥7 days of age [3,4]. (See "Group B streptococcal infection in

neonates and young infants", section on 'Terminology'.)

PATHOGENESIS

Early-onset sepsis — Early-onset infection is usually due to vertical transmission by ascending

contaminated amniotic fluid or during vaginal delivery from bacteria colonizing or infecting the

mother's lower genital tract [5]. As a result, the risk for sepsis increases from 1 to 4 percent in

neonates born to mothers with chorioamnionitis.

Maternal group B streptococcal (GBS) bacteriuria during the current pregnancy, prior delivery of an

infant with GBS disease, and maternal colonization are risk factors for early-onset GBS sepsis.

(See "Group B streptococcal infection in neonates and young infants", section on 'Risk factors'.)

Late-onset sepsis — Late-onset infections can be acquired by the two following mechanisms:

Maternal vertical transmission, resulting in initial neonatal colonization that evolves

into later infection.

Horizontal transmission from direct contact with care providers or environmental

sources. Disruption of the intact skin or mucosa, which can be due to invasive

procedures (eg, intravascular catheter), increases the risk of late-onset infection.

Late-onset sepsis is uncommonly associated with maternal obstetrical complications. Risk factors

can include use of forceps during delivery or electrodes placed for intrauterine monitoring, which

penetrate the neonatal defensive epithelial barriers of the skin and mucosa [6].

Metabolic factors, including hypoxia, acidosis, hypothermia, and inherited metabolic disorders (eg,

galactosemia), are likely to contribute to risk for and severity of neonatal sepsis. These factors are

thought to disrupt the neonate's host defenses (ie, immunologic response) [6].

EPIDEMIOLOGY — The overall incidence of neonatal sepsis ranges from one to five cases per

1000 live births. The estimated incidence is lower in term infants, with a reported rate of one to two

cases per 1000 live births [7].

The increased risk of sepsis in preterm infants was illustrated in a population-based cohort study of

neonatal group B streptococcal (GBS) disease with reported attack rates that were sevenfold higher

for infants with a birth weight <1500 g compared with infants with a birth weight ≥2500 g [8]. In late

preterm infants, the reported incidences of early- and late-onset sepsis were four and six per 1000

admissions to neonatal intensive care units (NICU), respectively [9]. Black race has been identified

as an independent risk factor for early- and late-onset GBS sepsis. Reasons for the

disproportionately high disease burden among black populations cannot be fully explained by

prematurity, adequacy of prenatal care, or socioeconomic status [10]. (See "Group B streptococcal

infection in neonates and young infants", section on 'Epidemiology'.)

Page 3: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

The incidence of early-onset sepsis has decreased primarily as a reduction of GBS infections due to

the use of intrapartum antibiotic prophylaxis [10-13]. This was illustrated by a retrospective review of

data (blood, urine, and cerebrospinal fluid cultures) from 322 neonatal units managed by Pediatrix

Medical group from two time periods before (1997 to 2001) and after (2002 to 2010) the initiation of

universal intrapartum antibiotics [14]. The following findings were noted:

The incidence of early-onset serious bacterial infections (SBIs) due to GBS decreased

from 3.5 to 2.6 per 1000 admissions between the two time periods. In this cohort,

early-onset GBS disease was mainly observed in term infants (74 percent) and late

preterm infants (10 percent).

In contrast, the incidence of late-onset GBS disease increased from 0.8 to 1.1 per

1000 admissions. Late-onset GBS disease was primarily seen in preterm infants with a

gestational age below 34 weeks (83 percent).

The incidence for early-onset SBIs due to Escherichia coli (E. coli) remained stable

(1.4 per 1000 admissions), whereas the incidence of late-onset E. coli SBIs increased

from 2.2 to 2.5 per 1000 admissions between the two time periods. SBIs due to E. coli

were observed primarily in preterm infants for both early-onset (90 percent of cases)

and late-onset disease (88 percent).

The overall incidence in the United States of early-onset GBS invasive infection

reported through the Centers for Disease Control and Prevention Active Bacterial Cole

Surveillance network has declined from 0.6 per 1000 live births in 2000 to 0.25 per

1000 live births in 2011 [15,16]. The incidence of late-onset GBS invasive infection has

remained stable in the same interval (0.4 per 1000 live births in 2000 and 0.29 per

1000 live births in 2011).

In a study using prospective data from the National Institute of Child Health and Human

Development (NICHHD) Neonatal Network of infants born between 2006 and 2009, the overall rate

of early-onset sepsis (defined as positive blood or cerebrospinal fluid cultures) was 0.98 cases per

1000 live births [17]. Infection rate increased with decreasing gestational age.

ETIOLOGIC AGENTS — The bacteria that commonly cause neonatal sepsis and their relative

frequency in early- and late-onset sepsis are shown in the linked table (table 1). The patterns of

pathogens associated with neonatal sepsis have changed over time as reflected by longitudinal

databases from single tertiary centers [11,12].

Currently, Group B streptococcus (GBS) and Escherichia coli (E. coli) are the most common causes

of both early- and late-onset sepsis. The incidence of early-onset GBS has declined by 80 percent

with the use of intrapartum antibiotic prophylaxis (IAP); however, GBS and E. coli continue to

account for approximately two-thirds of early-onset infection [11,18,19]. The use of IAP to prevent

early-onset GBS infection appears to also reduce the risk of early-onset E. coli infection in term

infants [20]. In the previously mentioned report from the National Institute of Child Health and

Page 4: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

Human Development (NICHHD) Neonatal Network, most of the infants with GBS sepsis were term

infants (73 percent), whereas the majority of infants with E coli infections were preterm (81 percent)

[17]. In this cohort of almost 400,000 infants, GBS screening was performed in 67 percent of

mothers with infected term infants and in 58 percent of infected preterm infants. (See

"Chemoprophylaxis for the prevention of neonatal group B streptococcal disease".)

Other bacterial agents associated with neonatal sepsis include:

Listeria monocytogenes, although a well-recognized cause of early-onset sepsis, only

accounts for rare sporadic cases of neonatal sepsis, and is more commonly seen

during an outbreak of listeriosis [21,22].

Staphylococcus aureus (S. aureus), including community-acquired methicillin-resistant

S. aureus, is an emerging pathogen in neonatal sepsis [23]. Bacteremic

staphylococcal infections in term infants usually occur in association with skin, bone,

or joint sites of involvement.

Enterococcus, a commonly encountered pathogen among preterm infants, is a rare

cause of sepsis in otherwise healthy term newborn infants.

Other gram-negative bacteria (including Klebsiella, Enterobacter, and Citrobacter spp.)

and Pseudomonas aeruginosa are associated with late-onset infection, especially in

infants admitted to the neonatal intensive care units (NICU) [24].

Coagulase negative staphylococcus often is a cause of nosocomial infection in ill

infants (especially premature infants and/or infants who have indwelling intravascular

catheters). It may be considered a contaminant in otherwise healthy term infants who

have not undergone invasive procedures.

CLINICAL MANIFESTATIONS — Because the signs and symptoms of sepsis are subtle and

nonspecific, identification of risk factors and any deviation from an infant's usual pattern of activity

or feeding should be regarded as a possible indication of systemic bacterial infection [6].

Common clinical signs include temperature instability (primarily fever), as well as respiratory,

gastrointestinal, and neurologic abnormalities (table 2) [6]. In addition, fetal and neonatal distress

during labor and delivery are associated with neonatal sepsis.

Fetal and delivery room distress — Fetal and neonatal distress during labor and delivery can be

the earliest sign of neonatal sepsis.

Intrapartum fetal tachycardia can be due to fetal stress, which can be caused by

intraamniotic infection that presents as early-onset neonatal sepsis. (See "Overview of

the general approach to diagnosis and treatment of fetal cardiac arrhythmias", section

on 'Tachyarrhythmias'.)

Meconium-stained amniotic fluid can be another sign of fetal distress. It is associated

with a twofold increase for sepsis in infants who did not receive intrapartum antibiotics

Page 5: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

[25]. (See "Clinical features and diagnosis of meconium aspiration syndrome", section

on 'Meconium passage'.)

Low Apgar score, a measure of neonatal distress in the first minutes after delivery, is

associated with neonatal sepsis. In a case-control study from the state of Washington,

infants with an Apgar score ≤6 at five minutes had a 36-fold higher likelihood of sepsis

compared with those with Apgar scores ≥7 [26].

Temperature instability — The temperature of a septic infant can be elevated, depressed, or

normal. Term infants with sepsis are more likely to be febrile than preterm infants, whereas, preterm

infants are more likely to be hypothermic [6].

Temperature elevation without infection in full-term infants is concerning and, if persistent, is

indicative of neonatal infection [27,28]. This was illustrated in an observational study of term infants

that found 1 percent of all infants cared for in the normal nursery were febrile, defined as a

temperature ≥37.8ºC (100ºF) [28]. Of these 100 febrile infants, 10 had culture-proven sepsis (10

percent), and 45 had symptoms compatible with bacterial disease.

Other findings — Other findings associated with neonatal sepsis and their approximate

frequencies are listed below (table 2) [6]:

Jaundice: 35 percent

Respiratory distress (tachypnea, grunting, flaring of the nasal alae, retractions, and

decreased breath sounds): 33 percent

Hepatomegaly: 33 percent

Anorexia: 28 percent

Vomiting: 25 percent

Lethargy: 25 percent

Cyanosis: 24 percent

Apnea: 22 percent

Abdominal distension: 17 percent

Irritability: 15 percent

Diarrhea: 11 percent

EVALUATION — Because the signs and symptoms of sepsis are subtle and nonspecific, laboratory

evaluation is performed in any infant with identifiable risk factors, physical findings consistent with

sepsis, or who deviates in any way from the usual pattern of activity or feeding [5,6]. This approach

is consistent with that outlined by the 2012 American Academy of Pediatrics (AAP) clinical report for

infants with suspected or proven early-onset sepsis [5].

The routine newborn assessment includes a review of the pregnancy, labor, and delivery, including

risk factors for sepsis and a comprehensive physical examination. (See "Assessment of the

newborn infant" and 'Clinical manifestations' above.)

Page 6: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

Maternal and neonatal risk factors — Each neonate should be evaluated for the presence of the

following maternal and neonatal factors that are associated with an increased risk of sepsis,

particularly Group B streptococcal (GBS) infection [5,25].

Intrapartum maternal temperature ≥38ºC (100.4ºF)

Delivery at <37 weeks gestation

Chorioamnionitis (see "Intraamniotic infection (chorioamnionitis)", section on

'Diagnosis of clinical chorioamnionitis')

Five minute Apgar score ≤6 [26]

Evidence of fetal distress

Maternal GBS colonization

Membrane rupture ≥18 hours – The risk of proven sepsis increases 10-fold to 1

percent when membranes are ruptured beyond 18 hours [29].

The use and duration of maternal intrapartum antibiotic prophylaxis (IAP) also should be noted, as

IAP reduces the risk of GBS infection. However, in the previously mentioned National Institute of

Child Health and Human Development (NICHHD) report, about half of the mothers who delivered

infants with early-onset sepsis received intrapartum antibiotics [17], so one cannot exclude the

possibility of sepsis on the basis that an infant's mother was administered intrapartum antibiotics.

(See "Chemoprophylaxis for the prevention of neonatal group B streptococcal disease".)

In a case-control study of infants >34 weeks gestation born between 1993 and 2004, multivariate

analysis demonstrated an increasing risk of neonatal sepsis as intrapartum temperature rose above

38.1ºC (100.5ºF), with increasing duration of rupture of membranes, and with both late preterm and

postterm delivery [30]. Decreased risk of infection was associated with administration of any form of

intrapartum antibiotic given >4 hours before delivery. These factors were used to develop a

predictive model for neonatal sepsis, which needs to be validated in future prospective studies.

The management of infants whose mother has received IAP for GBS infection is reviewed

separately (algorithm 1). (See "Management of the infant whose mother has received group B

streptococcal chemoprophylaxis", section on 'Overview of management'.)

Laboratory evaluation — Laboratory assessment includes cultures of body fluids that confirm the

presence or absence of a bacterial pathogen, and other studies that are used to evaluate the

likelihood of infection.

Blood culture — A definitive diagnosis of neonatal sepsis is established by a positive blood culture.

The sensitivity of blood culture to detect neonatal bacteremia is dependent upon the number of

cultures obtained and the volume of blood used to inoculate each culture bottle. The blood culture

can be obtained by venipuncture or arterial puncture, or by sampling from a newly inserted umbilical

artery catheter.

Page 7: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

Number of cultures – The sensitivity of one blood culture to detect neonatal

bacteremia is approximately 90 percent [6,31]. However, multiple cultures can delay

the initiation of therapy, which can increase mortality and morbidity in this highly

vulnerable population. As a result, we obtain at least one culture prior to initiating

empirical antibiotic therapy in neonates with a high clinical suspicion for sepsis,

although other institutions may routinely obtain two blood cultures. The clinical course

and other tests can be used to make a clinical diagnosis of sepsis in a small subset of

infants with a sterile blood culture(s), who are then treated with a complete course of

antibiotic therapy.

Volume of blood – When a single blood culture bottle is used, a minimum blood

volume of 1 mL is desirable for optimal detection of bacteremia [5]. Dividing this

volume into two aliquots of 0.5 mL to inoculate anaerobic and aerobic culture bottles is

likely to decrease the sensitivity, as in vitro data suggest that a 0.5 mL sample would

not reliably detect low levels of bacteremia [32]. However, in patients with a high level

of bacteremia, smaller volumes usually are adequate for a positive blood culture.

Automated systems for continuous monitoring of blood cultures are routinely used in the United

States and have shortened the time to identify positive blood cultures. In most cases of neonatal

sepsis, a blood culture will become positive within 24 to 36 hours.

This was illustrated in a study of 455 positive blood cultures from 222 preterm and term infants

evaluated for neonatal sepsis. An automated blood culture system identified 77, 89, and 94 percent

of all microorganisms within 24, 36, and 48 hours of incubation in aerobic conditions, respectively

[33]. When common bacterial pathogens for neonatal sepsis were reviewed, 97 and 99 percent of

cultures were positive by 24 and 36 hours. These pathogens included GBS, S. agalactiae, E. coli, L.

monocytogenes, S. aureus, Klebsiella pneumoniae, Serratia marcescens, Enterobacter cloacae,

Morganella morganii, Pseudomonas aeruginosa, Enterococcus, and Streptococcus pyogenes.

Complete blood count — A complete blood count (CBC) obtained 6 to 12 hours after delivery may

be helpful in the evaluation of early-onset sepsis. Although both the absolute neutrophil and the

ratio of immature to total neutrophil counts (I/T ratio) have been used as markers for neonatal

sepsis, they are more useful in identifying neonates who are unlikely to have sepsis than identifying

those with sepsis [5].

In a multicenter study of 67,623 infants born at ≥34 weeks gestation, in whom both a blood culture

and CBC were performed within the first 24 hours of life, low white blood cell count (WBC)

(<5000/microL); absolute neutropenia (<1000 neutrophils/microL), relative neutropenia (<5000

neutrophils/microL); or an I/T ratio of 0.3 or higher were associated with blood culture-proven, early-

onset disease [34]. However, none of the tests were sufficiently sensitive to reliably predict neonatal

sepsis. The authors also found that a CBC was more helpful as a predictor for sepsis if obtained

after four hours of age because the WBC and absolute neutrophil count (ANC) normally increase

during the first six hours of life.

Page 8: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

Similar results were seen in another multicenter study of 166,092 neonates with suspected early-

onset of sepsis [35]. This study included both term and preterm infants, and the mean gestational

age of the cohort was 34.6 weeks. The probability of a positive blood culture within the first three

days of life increased with a low WBC (<5000/microL), absolute neutropenia (<1000

neutrophils/microL), and an elevated I/T ratio. However, sensitivities of all indices were poor and

insufficient to accurately diagnose neonatal sepsis.

In another analysis of the same cohort of patients, late-onset sepsis (defined as a positive culture

between day of life 4 and 120) was associated with both low and high WBC (<1000 and

>50,000/microL), high absolute neutrophil count (>17,670/microL), elevated I/T ratio of 0.2 or

higher, and low platelet count (<50,000/microL) [36]. However, sensitivity also was inadequate to

reliably make the diagnosis of late-onset sepsis.

Total neutrophil count — Although both elevated WBC and low neutrophil counts can be

predictive of neonatal sepsis, neutropenia may be a better marker because it has greater specificity,

as few conditions other than sepsis and preeclampsia depress the neutrophil count of neonates [5].

Defining neutropenia in the neonate can be challenging, as neutrophil counts vary with gestational

age (neutrophil counts decrease with decreasing gestational age), type of delivery (they are lower in

infants born by cesarean delivery), site of sampling (neutrophil counts are lower in arterial than in

venous samples), altitude (neutrophil counts are higher at elevated altitudes) and timing after

delivery. In a study of 30,254 infants born at 23 to 42 weeks of gestation that used modern cell-

count instruments to determine neutrophil counts, the lower limit of a normal neutrophil count for

infants >36 weeks of gestation was 3500/microL at birth and 7500/microL six to eight hours after

delivery (figure 1). For infants born at 28 through 36 weeks of gestation, the lower limits of normal

for neutrophil counts at birth and at six to eight hours after birth were 1000/microL and 1500/microL,

respectively (figure 2). These results were similar to those obtained by an earlier study published in

1979, which had defined neutropenia in term infants as below 7800 microL, 12 to 14 hours after

delivery (figure 3) [37,38]. Total neutrophil counts decreased with decreasing gestational age.

I/T ratio — An elevated I/T ratio has the best sensitivity of the neutrophil indices for predicting

neonatal sepsis. In healthy term infants, the 90th percentile for I/T ratio is 0.27. Exhaustion of the

bone marrow reserves will result in low band counts and lead to falsely low ratios.

However, this test is limited by the wide range of normal values, which reduces its positive

predictive value, especially in asymptomatic patients [39]. The high negative predictive value (96 to

100 percent) of the I/T ratio in combination with other tests or the presence of risk factors may be

useful as an initial screen for neonatal sepsis [25,40,41]. This was illustrated in a study of 3154

neonates who had a blood culture drawn at less than 24 hours and two serial WBC measurements

with manual differentials [42]. In this cohort, 31 infants had a positive blood culture, of which 23

were considered to have true sepsis (0.73 percent) and eight (0.25 percent) to have contaminants.

An abnormal I/T ratio was observed in all neonates with true sepsis and 119 with presumed sepsis

Page 9: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

as well as 1473 neonates without infection. (See 'Clinical diagnosis' below and "Evaluating

diagnostic tests", section on 'How well does the test perform in specific populations?'.)

Other blood tests — A number of acute phase reactants have been used to identify the septic

newborn. Many of these tests are highly sensitive (ie, do not miss cases of sepsis); however, they

lack specificity (ie, they do not reliably exclude sepsis when it is not present), resulting in a poor

predictive value [43]. (See 'Clinical diagnosis' below and "Evaluation and management of fever in

the neonate and young infant (less than three months of age)", section on 'Inflammatory

mediators'.)

C-reactive protein (CRP) – CRP, an acute phase reactant, increases in inflammatory

conditions, including sepsis. A CRP value that is greater than 1.0 mg/dL is 90 percent

sensitive in detecting neonatal sepsis but is nonspecific because of the number of

other noninfectious inflammatory conditions including maternal fever, fetal distress,

stressful delivery, perinatal asphyxia, meconium aspiration, and intraventricular

hemorrhage [44]. In addition, CRP is not a sensitive test at birth because it requires an

inflammatory response to increase its level [5]. As a result, a single measurement of

CRP soon after birth is not a useful marker in the diagnosis of neonatal sepsis.

However, sequential assessment of CRP values is useful in supporting a diagnosis of

sepsis. If the CRP level remains persistently normal, neonatal bacterial sepsis is

unlikely [5]. It also is helpful in guiding the duration of antibiotic therapy in suspected

neonatal bacterial infection. Infants with elevated CRP levels that decrease to <1.0

mg/dL 24 to 48 hours after the start of antibiotic therapy typically are uninfected and

generally do not require further antibiotic treatment [45]. However, data are insufficient

to determine the duration of antibacterial therapy in an infant with an elevated value ≥1

mg/dL.

Cytokines – Both proinflammatory (interleukin-2 [IL-2], IL-6, interferon gamma, and

tumor necrosis factor alpha) and anti-inflammatory cytokines (IL-4 and IL-10) are

increased in infected infants compared with those without infections [46-48]. However,

these cytokines are not routinely measured because of their high cost of testing and

because no single biomarker or panel of tests is sufficiently sensitive to reliably detect

neonatal sepsis [46].

Procalcitonin – Procalcitonin is the peptide precursor of calcitonin. It is released by

parenchymal cells in response to bacterial toxins, leading to elevated serum levels in

patients with bacterial infections. Several observational studies have suggested that

procalcitonin may be a useful marker to detect serious bacterial infections in young

febrile infants [49]. Limited data in preterm infants report that elevated procalcitonin

(greater than 0.5 ng/mL) is equivalent or better than CRP in detecting bacterial

infection [46]. Although procalcitonin is a promising marker, it appears not to be

Page 10: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

sufficiently reliable as the sole or main diagnostic indicator for neonatal sepsis, and, at

this time, it is not routinely available in hospital laboratories.

Further research, which better understands the neonatal inflammatory response to sepsis, may

result in the identification of sensitive and specific markers of inflammation or the development of

pathogen-specific rapid diagnostic tests for early detection of neonatal sepsis [46]. With a sensitive

and specific marker for systemic bacterial infection, the management of neonatal sepsis would be

significantly altered so that antimicrobial therapy could be safely withheld in infants for whom sepsis

is unlikely.

Lumbar puncture — A lumbar puncture (LP) should be considered in all neonates for whom blood

culture evaluation for sepsis is performed, because clinical signs suggesting meningitis can be

lacking in young infants.

In a retrospective study of all neonates born in United States army hospitals from 1988 to 1992, 8 of

the 36 term infants with meningitis had no symptoms referable to the central nervous system, and

had sterile blood cultures [50]. In addition, three infants with both positive cerebrospinal fluid (CSF)

and blood cultures were asymptomatic.

In our practice, we always perform a LP for symptomatic term infants. For asymptomatic term

infants, meningeal doses of ampicillin and gentamicin in combination are initiated after evaluation

that includes a blood culture. The CSF should be sent for culture, Gram stain, cell count, and

protein and glucose concentration to determine whether the infant has meningitis. (See "Clinical

features and diagnosis of bacterial meningitis in the neonate" and 'Clinical diagnosis' below.)

The decision of whether or when to perform a LP (for CSF analysis and culture) remains

controversial. The approach outlined by the 2012 AAP clinical report recommends that LP be

performed for an infant with any of the following clinical conditions [5]:

A positive blood culture

Clinical findings that are highly suggestive of sepsis (see 'Clinical manifestations'

above)

Laboratory data strongly suggestive of sepsis

Worsening clinical status while on antibiotic therapy

When an infant is critically ill or likely to have cardiovascular or pulmonary compromise from the

procedure, the LP can be deferred until the patient’s status has stabilized.

It is our practice to provide meningeal doses of ampicillin and gentamicin after a sepsis evaluation

that does not include an initial LP. Blood culture can be negative in as many as 38 percent of infants

with meningitis [5,51,52].

When CSF is obtained, it should be sent for Gram stain, routine culture, cell count with differential

and protein and glucose concentrations.

Page 11: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

The clinical features and diagnosis of neonatal bacterial meningitis are discussed separately. (See

"Clinical features and diagnosis of bacterial meningitis in the neonate".)

Urine culture — Urine culture obtained by catheter or bladder tap should be included in the sepsis

evaluation for infants >6 days of age. A urine culture need not be routinely performed in the

evaluation of an infant ≤6 days of age because a positive urine culture in this setting is a reflection

of high-grade bacteremia rather than an isolated urinary tract infection [5,53]. (See "Urinary tract

infections in newborns".)

Other sites — In patients with late-onset infection, cultures should be obtained from any other

potential foci of infection (eg, purulent eye drainage or pustules).

In infants with early-onset infection, Gram stains of gastric aspirates are of limited values as are

bacterial cultures of body surface areas (eg, axilla, groin, and external ear canal) [5].

Tracheal aspirate specimens can be of value if obtained immediately after intubation [5]. However,

they may reflect lower respiratory tract colonization rather than indicating a causative pathogen in

an infant who has been intubated for several days.

Chest radiography — Chest radiography should be obtained in an infant with respiratory distress.

Localized infiltrates may be due to pneumonia.

DIAGNOSIS — The isolation of a pathogenic bacterium from a blood culture is the only method to

truly confirm the diagnosis of neonatal sepsis. However, there is a significant time lag before blood

culture results are available, and blood cultures may lead to false negative results in about 10

percent of septic cases. As a result, clinical assessment and laboratory tests are used to identify

neonates at significant risk for sepsis so that empiric antibiotic treatment may be initiated while

awaiting blood culture results. In addition, clinical assessment, subsequent laboratory tests, and the

clinical course are used to make a clinical diagnosis of sepsis in the small subset of infants with

probable sepsis but with a sterile blood culture, who would than receive a complete course of

antibiotic therapy.

Clinical diagnosis — The goals of clinical diagnosis are to identify and treat all infants with

bacterial sepsis, and minimize the testing and treatment of patients who are not infected. Making a

clinical diagnosis is challenging, as there is no specific finding or test that reliably identifies septic

asymptomatic infants from uninfected patients [54]. Screening protocols used to identify serious

bacterial infections (SBI) in febrile infants two to three months of age are inadequate in neonates,

as they have an unacceptable rate of failing to identify neonates with SBI [50]. (See "Strategies for

the evaluation of fever in neonates and infants (less than three months of age)", section on

'Limitations in neonates' and 'Evaluation' above.)

Despite these difficulties, a composite of observational assessment and laboratory testing is

typically used to make the clinical diagnosis of neonatal sepsis [40]. The criteria used are usually

Page 12: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

broad, thereby ensuring that all infected infants are identified and treated, but at the cost of testing

and treating a significant number of uninfected infants.

These points were illustrated in a study conducted during the birth hospitalization of infants born

with a birth weight of at least 2000 g without a major congenital anomaly at six Kaiser Permanente

hospitals between 1995 and 1996 as follows [25]:

Evaluation with a complete blood count and/or blood culture for sepsis was performed

in 15 percent of the entire cohort of 18,299 infants. Laboratory testing was performed

by 12 hours of age for 90 percent of the patients.

Of the 2785 infants evaluated for sepsis, about half had clinical signs consistent with

infection.

Among the 1275 assessed infants who were asymptomatic, evaluation for sepsis was

performed because of identified risk factors, including rupture of membranes for longer

than 18 hours (34 percent), maternal chorioamnionitis (33 percent), maternal fever

>100.4ºF (25 percent), maternal Group B streptococcal septicemia (GBS) colonization

(5 percent), and foul smelling amniotic fluid (3 percent).

Only 22 patients (0.8 percent of evaluated infants) had proven sepsis with a positive

blood culture, and 40 (1.2 percent) had a diagnosis of probable sepsis based upon a

clinical course that strongly suggested the presence of systemic infection (eg, CSF

pleocytosis). Of the 62 infants (2 percent) with proven or probable sepsis, 12 were

asymptomatic or had transient clinical signs. Four patients with infection died.

Multivariate analyses showed that in an initially symptomatic infant, absolute

neutrophil counts below 10th percentile for age, presence of meconium-stained fluid,

and maternal antepartum temperature greater than 101.5ºF were associated with an

increased risk of infection. In infants without maternal intrapartum antibiotic therapy,

maternal chorioamnionitis and rupture of membranes >12 hours were associated with

an increased risk of infection.

CDC guidelines — In 2010, the Centers for Diseases Control (CDC) and Prevention updated

guidelines for the prevention of early-onset GBS disease among newborns (algorithm 1). The

revisions were based on data that had been collected after the issuing of the 2002 guidelines. The

intent of the proposed changes was to improve the identification of asymptomatic neonates at risk

for early-onset GBS disease and thereby decrease unnecessary evaluation and antibiotic exposure.

A retrospective analysis of neonates (gestational age ≥35 weeks) evaluated for early-onset of GBS

disease suggested that a quarter of the evaluations would have been eliminated if the 2010 CDC

guidelines were available and used. Half of this cohort received empiric antibiotics [55].

The guidelines are discussed in greater detail elsewhere. (See "Management of the infant whose

mother has received group B streptococcal chemoprophylaxis", section on 'Management

approach'.)

Page 13: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

Our approach — In our practice, a presumptive diagnosis of sepsis, which results in the start of

empiric antibiotic therapy, is based upon the presence and timing of neonatal symptoms and risk

factors, including the maternal GBS status, a history of maternal fever, prolonged rupture of

membranes, and whether the mother received adequate intrapartum antibiotics, if indicated.

Our approach in the evaluation and initial management of neonatal sepsis is consistent with the

2010 CDC guidelines for the prevention of early-onset GBS disease among newborns (algorithm 1)

and the 2012 American Academy of Pediatrics (AAP) clinical report [5,56]. (See "Management of

the infant whose mother has received group B streptococcal chemoprophylaxis", section on

'Overview of management'.)

Asymptomatic term infant – The minimal laboratory evaluation for early-onset neonatal

sepsis in asymptomatic term infants consists of a blood culture. Some experts also

suggest a complete blood count (CBC), including a differential [40]. Management of

initially asymptomatic infants depends upon the clinical settings.

If the asymptomatic infant is born to a mother who has fever (>100.4ºF) before

delivery or within 24 hours after delivery; and maternal chorioamnionitis, systemic

bacterial infection, or additional risk factors for neonatal sepsis exist, a blood

culture is obtained, and empiric antibiotic therapy is started.

An asymptomatic infant delivered after membrane rupture ≥18 hours without

maternal fever or other signs suggestive of neonatal sepsis is observed in the

hospital for 48 hours. If signs suggesting sepsis develop, a CBC and cultures of

blood and CSF are obtained, and empiric antibiotic therapy is started.

If an asymptomatic term infant develops signs of sepsis after the initiation of

antibiotics, re-evaluation with a CBC, lumbar puncture for cerebrospinal fluid

(CSF) culture, and repeat blood culture should be undertaken. Cultures from other

sites (ie, urine and skin lesions) should be obtained as clinically indicated.

Symptomatic term infant – The minimal evaluation for early-onset sepsis in

symptomatic term infants consists of a CBC and cultures of blood and CSF. Further

evaluation can include testing for inflammation (eg, C-reactive protein). Empiric

antibiotic therapy is started.

For a term infant with signs suggestive of late-onset sepsis, the minimal evaluation includes a CBC

with differential and cultures of blood, CSF, and urine. As indicated, cultures of sites such as skin

lesions, bone, joint or peritoneal fluid also should be obtained. Empiric antibiotic therapy is started.

DIFFERENTIAL DIAGNOSIS — Because the findings are nonspecific, it is often difficult to

differentiate neonatal sepsis from other diseases. As a result, empiric antibiotic therapy is started

until blood culture results are available.

Page 14: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

The differential diagnosis for neonatal sepsis in the term or near-term infant generally includes the

following systemic infections. Appropriate culture and/or serology distinguish these infections from

neonatal sepsis.

Viral infections – Enteroviruses, herpes simplex virus, cytomegalovirus, influenza

viruses, respiratory syncytial virus, etc

Spirochetal infections – Syphilis

Parasitic infections – Congenital malaria, toxoplasmosis

Fungal infection – Candidiasis

Other bacterial infections include urinary tract infection (particularly in the setting of a

congenital genitourinary tract malformation), osteomyelitis or septic arthritis,

pneumonia, and tuberculosis

Other diagnoses that may present with similar nonspecific findings of neonatal sepsis include

neonatal hypoxia, in-born errors of metabolism, cyanotic congenital heart disease, and neonatal

respiratory distress. The clinical history and course of disease distinguish these disorders from

neonatal sepsis.

INFORMATION FOR PATIENTS — UpToDate offers two types of patient education materials, “The

Basics” and “Beyond the Basics.” The Basics patient education pieces are written in plain language,

at the 5th to 6th grade reading level, and they answer the four or five key questions a patient might

have about a given condition. These articles are best for patients who want a general overview and

who prefer short, easy-to-read materials. Beyond the Basics patient education pieces are longer,

more sophisticated, and more detailed. These articles are written at the 10th to 12th grade reading

level and are best for patients who want in-depth information and are comfortable with some

medical jargon.

Here are the patient education articles that are relevant to this topic. We encourage you to print or

e-mail these topics to your patients. (You can also locate patient education articles on a variety of

subjects by searching on “patient info” and the keyword(s) of interest.)

Basics topics (see "Patient information: Sepsis in newborn babies (The Basics)")

SUMMARY AND RECOMMENDATIONS — Although the incidence of sepsis in term and late

preterm infants is low, the potential for serious adverse outcomes, including death, is of such great

consequence that caregivers should have a low threshold for evaluation and treatment for possible

sepsis in any infant regardless of the birth weight or gestational age. (See 'Epidemiology' above.)

Neonatal sepsis is classified by the infant's age into early-onset sepsis (≤3 to 7 days)

and late-onset sepsis (>3 or 7 to 28 days). (See 'Terminology' above.)

Page 15: Clinical Features and Diagnosis of Sepsis in Term and Late Preterm Infants

Early-onset sepsis is caused by maternal vertically transmitted bacteria acquired either

in-utero or during vaginal delivery. Late-onset sepsis can be acquired vertically at birth

or horizontally from care providers or the environment. (See 'Pathogenesis' above.)

Group B Streptococcus (GBS) and Escherichia coli are the most common bacteria

causing neonatal sepsis (table 1). (See 'Etiologic agents' above.)

Risk factors for neonatal sepsis in term and late preterm infants include intrapartum

maternal temperature ≥38ºC (100.4ºF), chorioamnionitis, five minute Apgar score ≤6,

maternal GBS colonization, and membrane rupture ≥18 hours. (See 'Maternal and

neonatal risk factors' above.)

Clinical manifestations are nonspecific and include fetal and neonatal distress;

temperature instability (usually fever); and respiratory, gastrointestinal, and neurologic

abnormalities (table 2). (See 'Clinical manifestations' above.)

Evaluation of neonates with suspected sepsis should include a prenatal history,

delivery, complete physical examination, and a laboratory evaluation that minimally

includes a blood culture. Other laboratory tests include a complete blood count (CBC)

with a differential, lumbar puncture prior to antibiotic therapy to determine whether

meningitis is present, urine culture for infants >6 days of age, and culture of any other

potential foci of infection (eg, pustule). (See 'Evaluation' above.)

The isolation of a pathogen from a blood culture is the only method to confirm the

diagnosis of neonatal sepsis. A composite of clinical and laboratory findings are used

to identify infants with a high suspicion for sepsis, and who are treated empirically until

culture results are available. (See 'Diagnosis' above and "Treatment and outcome of

sepsis in term and late preterm infants", section on 'Empiric antibiotic therapy'.)

The differential diagnosis of neonatal sepsis includes other systemic infections,

neonatal hypoxia, in-born errors of metabolism, and neonatal respiratory distress.

Use of UpToDate is subject to the Subscription and License Agreement.

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