charles a pannell financial disclosure report for 2010

8/3/2019 Charles A Pannell Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

Pannell, Charles A.

4. Title (Article 111 ju dges indicate active or senior status;magistrate judges indicate full- or part-time)

U.S.Distr ict Judge (active)

7. Chambers or Office Address

2367 U. S . Cou r thouse

75 Spring Street, S.W.Atlanta, Georgia 30303-3309

2. Court or Organization

Dis t r ic t Co ur t -N.D.o f Georg ia

3. Date of R e p o r t

05/10/2011

5a. Report Type (check appropriate type)

] N o m i n a t i o n , D at e

[] Initial [] Annual [] Final

5h. [] Amended Report

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion~ in compliance

with applicable laws and regulati6ns.

6. Report ing Period

01/01/2010

to

12/31/2010

Reviewing Officer Date

IMPORTANT N OTES: The instruct ions accompan ying this form m ust be followecL Com plete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)

[~ N O N E (No reportable positions.)

.POSITION

1 . Co-Executor Estate No. 1

2. Operato r Farm # 1

3. Power of Attorney Trust No. 1

4.

5.

N A M E O F O R G A N I Z A T I O N / E N T I T Y

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)

~] N O N E (No reportable agreements.)

D A T E PAR T IES AN D T ER M S




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N a m e o f P e r s o n R e p o r t in g

Pannell , Charles A.

D a t e o f R e p o r t

05/10/2011

I lL N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 offiling instructions.)

A. Filer’s Non-Investm ent Incom e

D (No reportable income.)O N E non-investment

D A T E S O U R C E A N D T Y P E INCO ME(yours, not spouse’s)

1. 2010 Associat ion o f County Comm iss ioners o f Georg ia Pens ion Trus t $1,347.72

2. 2010 Georgia Judic ia l Re t i r ement System $87,364.68

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were ma rried during anyportion of the reporting year, com plete this section.

(Dollar a m o u n t not required except for honora r ia. )

~- ~ N O N E ( N o reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

1 .2010 Teachers Re t i rement System of Georgia

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~] N O N E (No reportable reimb ursements.)

2.

3.

4.

5.

S O U R C E DATES. L O C A T I O N P U R P O S E ITEMS PAID OR PROVIDED




of 10

Name of P erson Report ing

Pannel l , Char les A.

Date of Report

05/10/2011

V . G I F T S . ( I n c l u d e s those to spouse an d depende nt children; see pp. 28-31 of f!ling instructions.)

N O N E ( N o reportable gifts.)

S O U R C E DESCRIPTION

I.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . ( in c l u d e s t h o s e q s p o u s e a n d d e p e n d e n t children; see pp. 3 2 - 3 3 of filing instructions.)

N O N E (No rep ortable liabilities.)

C R E D I T O R DESCRIPTIO N

1 .

2.

3.

4.

5.

VALUE CODE




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N a m e o f Person Repo r t ing



05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ...... tions (Includes those of sp .... and dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)

8.

9.

1 0 .

1 1 .

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

A. ¯ :: B. C.

Descrip tion o f Assets Incom e during Gross value at end

(including trust assets) .... reporting period o£reporting period

~ 1) (2 ) (I ) (2) (1 )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r io d

(2 ) (3) ~ (4~ (5)

Timberland , McDuf f ie Co unty , Georg ia , 1 /3Interest

Rental Property #1, Murray County, Georgia

Estate #1

-Farm # 1 Murray County , Georg ia

- F i rs t Nat ional Bank (Sav ings Acco unts and

C D s )

- Cohu t ta Bank Account

IRA #1

- S T I

-Goldm an Sachs , Insured Cash Acct .

- A m er ican F u n d s G ro w t h F u n d o f A m er icaA G T H X

I R A # 2

- S T I

N o ne N W

N o ne K W

C Ren t . 0 W

B Interest M T

A Interest J T

A Div idend

A Interest

A Div idend

A Div idend

A Interest

J

J

J

J

K

T

T

T

T

T

Closed

Closed

Buy Quar te rl

Sold

07/14/10

07/14 /10

09/17/10

J

J Sovereign Bank Insured Cash Account

Brokerage Account #1

- S y n o v u s , C om m o n S t o ck ( S N V ) A Div idend

-T S Y S A Div idend

- STI - Money Market (SEIXX ) A Div idend

Gain Identity of

Code 1 buyer/seller

(A-H) (if private

t r a n s a c t i o n )

See Note

(See Columns BI and IM) F =$50;001 - $ I00;000 G =$100~001- $1 ;000,000

2. Value Codes J =$15~000 or less K -$15,001 - $50,000

(See Co lumns C I and D 3 ) N = $250,001 - $500,000 O = $500~001 - $1,000,000

P3 =$25,000;001 - $50,000,000

3. Value Method Codes Q --AppraiSal R =cost (Real Estate Only)

(See Co lumn C2 ) U =Book V a lue V =Othe r

C =$2,501 - $5,000

H 1 =$1,000,001 - $5,000,000

L =$50,001 - $ 100,000

P I =$ I,~)00,001 - $5,000,000

P4 =Mo re than $50,000,000

S =Assessment

W =Estimated

D =$5,001 - $15,000 E = $15,0~1 - $50,0~)

H2 =More than $5;000,000 .......

M =$100,001 - $250;000

P2 =$5,000,001 - $25;000,000

T =Cash Markc t




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05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , value, t ...... tions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.).


D e s c r ip t i o n o f A s s e ts Income during

( i n c l u d i n g t r u s t a s s e t s) r e p o r t i n g p e r i o d

(1) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

exempt from prior disclosure Code l d i v . , r e n t ,( A - H ) o r i n t . )

Gross value at end Transactions during reporting period

Value Value Type (e.g. , Date Value Gain . . . . Identity of

Code 2 Method buy, sell. mm/dd~yy Code 2 Code 1 buyer/seller

(J-P) Code 3 redem p tion) (J-P) (A -H) (if private

( Q - W ) transactionl

1 8 . - F e d e ra te d M O I S S ( Q F M O Q ) A D i v i d e n d J Bu y 09/17/10 J

1 9 . Brokerage Account #2

20 . - American Funds - Inves tment Com pany o f A Div idendA me r i c a

21 . - A m er ican F u n d s - G ro w t h F u n d o f A Div idend

A me r i c a

22 . - American Funds - Smal l Cap World Fund A Div idend

K

K

J

T

T

T

Bu y 06/21/10

Bu y 06/21/10

J

J

23 . - A m er ican F u n d s - N ew W o r ld F u n d A Div idend J

24 . - American Funds - EUPAC A Div idend J

25 . - A m er i can F u n d s B o n d F u n d o f A m er ica B Div idend

2 6 ; -Am er i c an F u n d s H i g h I n c o m e ( AH I T X ) A Div idend

K

J

T

T

Sold 06/21/10 J( p a r t )

Bu y 06/21/ l 0 J

27 . Brokerage Account #3

28. -F DR X X A Div idend J Bu y 09/30/10 J

29 . -Money Market , Fidel i ty Investments A Interest K

30 . -TySon Foods (TSN) A Div idend J Bu y 05/24/10 J

31. RothIRA#1

32 . -LSI N o n e J

33. R o t h I R A # 2 A Interest J

34 . Farm #2 , Murray County , Georg ia , l im i ted Noneinterest

W

] l n come G a in Codes i A =$ i,000 or less

( S e e C o l u n m s B I a n d [ M ) F =$50~001 : $100~000

2. Value Codes J = $15,000 or less

(See Columns C 1 and D3) N = $250,001 - $500,000

P3 -$25,000,001 - $SO,000,0OO

3. Value Method Codes Q =Appraisal

(See Co lumn C2 ) U =Book Value

B=$1,001 - $2;500

G =$I00;001 - $1,000,000

K=$15,001 - $50,000

O =$500,001 - $1,000,000

R =Cost (Real Estate Only)

V =O the r

C =$2,501 - $5,000

H 1 = $1;000,001, $5;000,000

L =$50,001 - $100,000

P 1 -$1,000,001 - $5,000~000

P4 =Mo re than $50,000,000

S =Assessment

W =Estimated

D =$5,001 - $15,000

H 2 - - M o r e t h a n $ 5 ; 0 0 0 ,0 0 0

M =$100 001~ $250i000

~ ~ $ 5 ; o o o ; 0 o l : $ ~ 5 , o o o l o o o

T = CaSh Marke t

E =$15,001 - $50,000




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N a m e o f P e r s o n R e p o r t in g


Date of Report

05/I 0/2011

V I I . I N V E ST M E N T S and T R U S T S - i .... e , value, transactions (lndudes those of sp ...... d dependent c h i ldren; seepp . 34 -60 o f f ! l ing instruct ions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C. : D.

Description of Assets Incom e during Gross value at end Transactions during reporting period

(including trust assets) rep orting period of rep orting period

(1) (2) (1) (2) ~1~ (2) (3)

Place "(X)" after each asset Amount Type (e,g. , Value Value Type (e.g.; Date ValUe

exempt from p rior disclosure Code 1 div.. rent, Code 2 M e t h o d .. . buy , se l l, " m m /dd /yy Code 2

(A-H) o r i n t . ) ( J - P ) Code 3 redem ption) (J :P)

(Q-W)

(4 ) (5)

Gain Identity of

Code 1 buyer/seller

(A-H) (if private

t r a n s a c t i o n )

35 . Trus t#1

36 . -First National Bank (CDs) C Interest M T

37 . -Sunt rus t Bank (money m arket and A Interest K Tchecking)

38 . -H ou se, F u lton Co unty , G eo rg ia N o ne O W

39 . -E m p loyee’s R etirem ent o f G eo rg ia N o ne

40. -Farm #2 , Murray County , Georg ia par t ia l B Ren t K W

ownership

41 . -T imberland , Murray County , Georg ia N o n e K W

42. -Social Security None

43. -Cohu t ta Checking Acct A Interest J T

44 . Rol lover IRA

45. - JP Morgan US Gov. MMKT fds . A Interest M T

46. -T R Price G row th Stk PR G F X N o ne Sold

47. -A m . B eacon Lrg C up A A D EX N o ne Sold

48. -Brandywine Blue FD BLU EX None Sold

49. -A rtisan F D s, Sm all C ap A R T V X N o ne Sold

50 . -Al l iance Bemste in lnt l Value ABIY X N o n e Sold

51 . -Met ro Wes t FDs Bond Fund M WLIX A Div idend Sold

10 /25 /10 K

10/25/10 K

10/25/10 J

10/25/10 J

07/13/10 J

07/13/I 0 J

See Note

See Note

L ln(om e G ain Codes: A =$1,000 or less

(See Co lumns B I and D 4 ) F = $50,001 - $100,000

2. Value Codes J = $15,000 or less

(See Co lumns C I and D 3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

3. Valtie Method Codes Q = A p p r a i s a l

(See Co lumn C2 ) U =Book Value

B =$1,001 2 $2;500 C =$2 ,501-$5 ,000 D =$5,001-$15,000 E =$15.001-$50,000

=$100,00i ~ $liO00;O00 HI = $ L000;001: $5;000,000 H2 =More ~an$5 000;000 ............

K =$1 5,001 -$50,000 L =$50,001 ~ $100i000 M = $100,001 : $250,000

=$500,001 - $1,000,000 P1 =$I;000,001 - $5,000,000 P2 =$5,000~001 - $25,000~000

P4 =Mo re than $50;000,000

=Cost (Real Estate Only) S =Assessment T =Cash M arke t

=Othe r W =Estimated




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N a m e o f P e r so n R e p o r t i n g



05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S -i . . . . e , value, t .... actions (Includes those of sp .... and dependent children; see pp. 34-60 of ~llng instructions.)

N O N E ( N o reportable income, assets, or transactions.)

Descfipf i6f i~fA~ets : : : : l~6~dUring

52 .

53 .

54 .

55 .

56 .

57 .

58 .

59 .

60 .

61 .

62 .

63 .

64 .

65 .

66 .

67 .

68 .

-Loom is Say les S t . Incom e High Yie ld Bond A Div idend J T

N E F Z X

-Mains tay Funds High Yield Bond MH YIX A Div idend J T

-V a ng u a rd F ix e d I nc o me S E C F d G N M A A Div idend J T

V F I IX

-Baron Asset FD Growth BGR FX N o ne

- D o d g e & C o x In c . F D D O D IX B Div idend K T

- O p p en h e i m er D V L P M KT S O D V Y X A Div idend

- Ar t i san FDs , Mid Cap ART QX N o ne

-All izanz FDs, Mid Cap PMGIX N o n e

-Al li zanz Funds NF J ANJ IX

-Blackrock Funds BMCI X

-Fi rs t Am em Inu t FDs FARCX

-Janus Investment Fund JMCVX

- J anus Investmen t Fund JATTX

A Dividend

None

A Dividend

None

Sold

Sold(part)

Sold

Sold

S o l , i

Bu y

Sold

Bu y

Sold

Bu y

Sold

Bu y

Sold

Bu y

08/26/10

08/26/10

10/25/10

t0/25/10

07/13/10

08/26/10

10/25/10

08/26/10

10/25/10

08/26/10

10/25/10

08/26/10

10/25/10

08/26/10

J

J

J

J

J

J

J

J

J

J

J

J

J

J

1. Income Gain Codes: A = $1.000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D =$5.001 - $15.000

(See Co lumns B I and D 4 ) F --$50.001 - $ I00,000 G =$100.001 - $1.000.000 H1 =$1.000,001 - $5,000,000 1-12 =More than $5.000.000

2. Value Codes J = $15.000 or less K = $15.001 - $50.000 L =$50.001 - $100,000 M = $100,001 - $250,000

(See Columns C 1 and D3) N =,$250,001 - ‘$500,000 O =,$500,001 - $1.0~0.00O PI = $1,000,001 - $5,000.000 P2 =,$5.000,001 - ‘$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost tReal Estate Only) S =Assessmem T = Cash Marke t

(See Co lumn C2 ) U =Book V a lue V =Othe r W =Estimated

E =$15,001- $50,000




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05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)


69 . None Sold 10/25/10 J

70 . -Prudential Short Term A Dividend J T B uy 08/26/10 J

71 . -Thombu rg Investment Trust TGVIX Buy 08/26/10 J

72 . A Dividend Sold 10/25/10 J

73 . -Suntrust Bank s STI A Dividend J T See Note

74 . Wacho via Sav ings Account A I n t e r e s t J T

75 .

76 .

77 .

First National Bank , Accounts Checking and A I n t e r e s t KM oney M a rke t

Com Trust Fed. C. U (formerly Mu rrayCounty Fed . C.U.) (y)

Cohut ta Bank Checking and M MK T A I n t e r e s t J

78 . Associated Cred i t Union Mo ney M arket A I n t e r e s t L

1: income Gain C0desi:

(see COlU ~ B 1 and IM)

2 . Value Codes

(See Columns CI and D3)

3. Va lue Method Codes

(See Column C2)

A -~$i i000 or less : B ~$1;001 ; $2 ;500

F =$50,001 - $100,000 ..... G = $ 1 0 0 ; 0 0 1 ~ $ 1 ; 0 0 0 ~ 0 0 0

J = $15,000 or less K = $15,001 - $50;000

N = $250,001 - $500,000 O =$500!001- $1~000;000

P3 =$25,000,001 - $50,000,000

Q =Appraisal R =Cost (Real Estate On!y)

U =Book V a lue V =Othe r

C =$2,501 - $5,000 D =$5,001 - $15,000

Hi ~$:1i000i001,:$5i000i000 : FI2 =More than $5~000,000 .. . .

L = $ 5 o i 0 0 i ~ $ i 0 0 ~ 0 0 0 : M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0

~1--$l ,O00iO01 i $5,0001000 ; P2 =$5;000,001 - $25~000,000

P4 =M~ iha~ $~0;o601000

s =A~s~sSment T = C a s h Marke t

W =Estimated

E =$15,001 - $50,000




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N a m e o f P e r s o n Report ing


Date of Report

05/10/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)

Part I . Pos i t ions : Fur ther c lar if i cat ion to Answer 2 "O perato r" .This is a one-m an operation o n estate #1 prop erty. I have had cattle. During this repo rting period, I cut hay on shares with third p arties. Sold m y share to Pleasant

Val ley Farms ( $ 1 ,750.00) , Mat thew H arr i s ($545.00) , Webb Farm s ($795.00)

Part I I . Agreements: I am leaving this blank since part I I I discloses the payments for pr ior state service. There is no control of investments.

P ar t V I I . IN V E S T M E N T S A N D T R U S T SLines 12 and 73: O n July 14 , 2010, IRA Account # 2 was t r ansfe r red into Rol lover IRA Account . IRA A ccount #2 c losed on July 14 , 2010.

Lines 39 and 4 2: This is fixed retirement inco m e. I have control by pow er of attorney. No value past the death of the beneficiary. (Per instruction VII , Para. C.Incom e, page 45. )




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IX . CERTIFICATION.

Iame of Person Rep ort ing


Date of Report

05/10/20 l I

I cer t i fy that a l l in fo rm at ion g iven above ( inc lud ing in fo rm at ion per t a in ing to m y spouse and m inor o r dependent ch i ld ren , i f any) i sa c c u r a t e, t r u e , a nd c o m p | e t e t o t he be s t o f m y kno w l e d g e a nd be l i e f , and t ha t a ny i n fo r m a t i o n no t r e po r t e d w a s w i thhe ld be c a u se i t m e t a pp l i c a b l e s ta t u t o r y

p r o v i s i o ns pe r m i t ti ng no n -d i s c l o su re .

I fu r ther cer t i fy that earned income from ou t s ide employment and honorar i a and the accep tance o f g i f t s which have been repor ted are incom pl iance wi th the prov is ions of 5 U.S.C. app. § 501 e t . seq . , 5 U.S.C. § 7353, and Judic ia l Con ference regula t ions .

Signature: S/Charles A. Pann ell

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R EP O R T M A Y B E S U B JE C T T O C I V I LA N D C R IM IN A L S A N C T IO N S ( 5 U .S .C . ap p . § 1 0 4 )

C o m m i t tee o n F i nanc ia l D i s c lo su r eAdm inis tra t ive Off ice o f the Uni ted S ta tes Cour tsSui te 2-301

O ne C o l u m bu s C i r c le , N .E .W ash i ng t o n , D .C . 2054 4

charles a pannell financial disclosure report for 2010

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