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Characterization of Hair-follicle Precursors by Hiroyuki Jinno A thesis submitted in conformity with the requirements for the degree of Doctor of Philosophy Department of Physiology University of Toronto © Copyright by Hiroyuki Jinno 2012

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Page 1: Characterization of Hair-follicle Precursors · Characterization of Hair-follicle Precursors Hiroyuki Jinno Doctor of Philosophy Department of Physiology University of Toronto 2012

Characterization of Hair-follicle Precursors

by

Hiroyuki Jinno

A thesis submitted in conformity with the requirements

for the degree of Doctor of Philosophy

Department of Physiology

University of Toronto

© Copyright by Hiroyuki Jinno 2012

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Characterization of Hair-follicle Precursors

Hiroyuki Jinno

Doctor of Philosophy

Department of Physiology

University of Toronto

2012

Abstract

Skin-derived precursors (SKPs) are multipotent neural crest-like precursors that derive from

Sox2-positive cells in the dermal papilla (DP) and dermal sheath (DS) of hair follicles. This

thesis presents evidence that SKPs originate from somites as well as from the neural crest, but

that, regardless of their developmental origins, SKPs express markers for neural crest precursors

and differentiate into neural crest progeny including Schwann cells. These findings support the

idea that some tissue-specific stem cells are flexible enough to cross lineage boundaries, but that

this potency is limited by their physiological niche microenvironment. What then are the

mechanisms that regulate the stemness and potency of these hair follicle-associated precursors?

One candidate is the transcription factor Sox2, which is expressed in SKPs in vivo and in culture.

Data in this thesis show that Sox2 defines not just the endogenous SKPs, but also marks

additional precursor populations in neonatal, mature and regenerating skin. Specifically,

immunostaining of Sox2:EGFP mouse skin defines six distinct subpopulations of neonatal Sox2-

expressing skin cells: DP and DS cells in growing hair follicles, melanocyte precursors in the

outer root sheath of hair follicles, nerve-terminal (NT) Schwann cell precursors at the junction

between hair follicles and skin nerves, Schwann cell/neural crest precursors in skin nerves and

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Merkel cell precursors in the follicular/interfollicular epidermis. In adulthood, Sox2 expression

becomes limited to NT cells and Merkel cell precursors in adults, and to hair follicle DP and DS

cells during the follicle growth phase. However, skin injury led to reexpression of Sox2 in DP

and DS cells coincident with the onset of new follicle growth, and in cells with characteristics of

Schwann cell/neural crest precursors in skin nerves. These data define multiple precursor

populations in adult skin and suggest that Sox2 may play a key role in orchestrating the stemness

and/or potency of these distinct precursor populations, including the endogenous SKPs, for

normal development and wound healing.

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Acknowledgments

I want to take the next lines to show my gratitude to a number of people that have helped me, at

different levels in pushing forward the limits of my knowledge, reasoning and personality that

resulted in the completion of this degree. This work would have been impossible without the

financial support of the Restracomp Graduate Studentship, the Hospital for Sick Children and the

financial support from my supervisor Dr. Freda Miller.

I want to thank my supervisor Dr. Freda Miller also for her guidance, very useful

discussions and advice. I also want to show my appreciation to the members of my personal

advisory committee, Dr. Chi-chung Hui, Dr. Norman Rosenblum and Dr. Freda Miller, for their

helpful advice and discussions. I specifically want to show my sincere gratitude to Dr. Freda

Miller for her guidance, advice, time answering all my questions and worries, the numerous very

fruitful discussions, and for reading and commenting on this work. I also want to thank the past

and present members of the laboratories of Dr. Miller and Dr. Kaplan for their friendship,

scientific discussion, technical help and being good lab-mates. Among them I especially want to

thank Dr. Jeffrey Biernaskie, Dr. Maryline Paris, Dr. Sibel Naska for guidance and moral support.

A special thanks to Karen Jones, Shaalee Dworski and Smitha Paul for their technical support.

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Table of Contents

Table of Contents

Chapter 1 Introduction to SKPs .................................................................................................. 1

1.1 General Introduction ....................................................................................................... 1

1.2 SKPs are Adult Precursors with Neural Potential. ........................................................... 4

1.2.1 Adult Stem Cells & their Potency ........................................................................ 4

1.2.2 SKPs are Adult Precursors with Neural Potential. .............................................. 20

1.2.3 Summary ........................................................................................................... 22

1.3 SKPs are Similar to Neural Crest Stem Cells. ................................................................ 23

1.3.1 Neural Crest Generates Both Neural and Mesenchymal Tissues. ....................... 24

1.3.2 SKPs are Similar to NCSCs ............................................................................... 37

1.3.3 Summary ........................................................................................................... 40

1.4 SKPs Function as Precursors for the Dermis. ................................................................ 40

1.4.1 Development of Dermis..................................................................................... 40

1.4.2 Relations among SKPs, Dermal Precursors & Sox2 ........................................... 48

1.4.3 Summary ........................................................................................................... 51

Chapter 2 Convergent Genesis of an Adult Neural Crest-Like Dermal Stem Cells from

Distinct Developmental Origins ........................................................................................... 52

2.1 Abstract ........................................................................................................................ 53

2.2 Introduction .................................................................................................................. 53

2.3 Materials & Methods .................................................................................................... 55

2.3.1 Animals ............................................................................................................. 55

2.3.2 Tissue Culture ................................................................................................... 55

2.3.3 Cell Sorting & Analysis ..................................................................................... 56

2.3.4 Microarrays & Bioinformatics ........................................................................... 57

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2.3.5 RT-PCR ............................................................................................................ 57

2.3.6 Immunocytochemistry & Histology ................................................................... 58

2.3.7 Statistics ............................................................................................................ 59

2.4 Results .......................................................................................................................... 59

2.4.1 Hair follicle DP & DS are neural crest-derived in facial, but not dorsal trunk

skin. .................................................................................................................. 59

2.4.2 Facial, but not trunk, SKPs are neural crest-derived. .......................................... 62

2.4.3 Dorsal trunk SKPs, & their hair follicle niche, are somite-derived. .................... 65

2.4.4 Neural crest- & somite-derived SKPs are similar and both populations

generate functional Schwann cells. .................................................................... 68

2.4.5 SKPs of distinct developmental origins are highly similar at the transcriptional

level, and differ from bone marrow MSCs. ........................................................ 74

2.4.6 Developmentally-distinct Sox2:EGFP-positive dermal precursors and the

SKPs they generate maintain a lineage history at the gene expression level. ...... 79

2.5 Discussion .................................................................................................................... 82

Chapter 3 Sox2 defines multiple precursor populations in the developing, mature and

regenerating skin. ................................................................................................................. 86

3.1 Abstract ........................................................................................................................ 86

3.2 Introduction .................................................................................................................. 86

3.3 Materials & Methods .................................................................................................... 89

3.3.1 Animals ............................................................................................................. 89

3.3.2 Immunocytochemistry ....................................................................................... 90

3.4 Results .......................................................................................................................... 91

3.4.1 Sox2 is expressed in multiple hair follicle precursor populations in neonatal

skin. .................................................................................................................. 91

3.4.2 Sox2-positive hair follicle cells have characteristics of adult dermal and neural

crest precursors. ................................................................................................ 96

3.4.3 Sox2 is induced in dermal and neural crest precursors following skin injury. ....102

3.5 Discussion ...................................................................................................................102

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Chapter 4 General Discussion ..................................................................................................112

4.1 Developmental Origins of SKPs / Dermal Precursors ...................................................112

4.1.1 Summary ..........................................................................................................112

4.1.2 Novelty / Importance of the findings ................................................................113

4.2 Functions of Sox2 in Skin Maintenance .......................................................................116

4.2.1 Summary ..........................................................................................................116

4.2.2 Novelty / Importance of the findings ................................................................118

4.3 Conclusion ...................................................................................................................121

References or Bibliography .....................................................................................................122

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List of Figures

Chapter 1: General Introduction

Figure 1.1: Genetic marking of targeted lineage using Cre/LoxP system

Chapter 2: Convergent genesis of an adult neural crest-like dermal stem cell from

distinct developmental origins

Figure 2.1: In facial but not dorsal trunk skin, follicle DP and DS derive from the neural crest.

Figure 2.2: In facial but not dorsal trunk skin, SKPs derive from the neural crest.

Figure 2.3: In dorsal trunk but not facial or ventral trunk skin, DP, DS and SKPs derive from

the somites.

Figure 2.4: Facial and dorsal trunk SKPs display similar properties.

Figure 2.5: Somite-derived SKPs generate Schwann cells.

Figure 2.6: Microarray analysis of adult dorsal trunk, ventral trunk, and facial SKPs versus

MSCs.

Figure 2.7: SKPs of all developmental origins express neural crest signature genes but retain

a lineage history at the gene expression level.

Table 2.1: List of genes from multiple correlation analysis as shown in Fig. 7C

Table 2.2: List of genes from multiple correlation analysis as shown in Fig. 7D

Chapter 3: Sox2 defines multiple precursor populations in the developing, mature, and

regenerating skin.

Figure 3.1: In neonatal hair follicles, Sox2 is expressed in dermal precursors in the DP and

DS and in cells within and at the terminals of skin nerves that express neural crest

and Schwann cell precursor markers.

Figure 3.2: Figure 2. In neonatal hair follicles, Sox2 is expressed in potential precursors for

melanocytes and Merkel cells.

Figure 3.3: Sox2 is expressed in multiple potential hair follicle precursors in adult skin.

Figure 3.4: Sox2 is expressed in multiple potential neural crest and non-neural crest-derived

hair follicle precursors.

Figure 3.5: Sox2 is induced in dermal and neural crest precursors following skin injury.

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Chapter 1 Introduction to SKPs

1.1 General Introduction

Stem cells are undifferentiated cells that have the ability to self-renew permanently and produce

a specific set of differentiated progeny1. Because of these abilities, stem cells and their clinical

applications have attracted many researchers for the past few decades. In the broad sense, stem

cells can be classified as follows: embryonic and adult stem cells. Embryonic stem cells are

found in the embryo, and are founder cells essential for tissue and organ development. In

contrast, adult stem cells are found in mature tissues and organs, and are responsible for the

tissue maintenance. Embryonic stem cells generally tend to self-renew better in vitro and

differentiate into a broader range of cells than adult stem cells. The therapeutic potential of

embryonic stem cells has been experimentally demonstrated by many studies2. However, the use

of embryonic stem cells for therapies are controversial from an ethical point of view2. Therefore,

two alternative stem cell sources are intensively studied for cell-based therapies today. One of

the approaches is to isolate adult stem cells from tissues of patients, and to utilize them for cell-

based therapies3. This approach has been intensively investigated for the past few decades, and

many researchers have identified adult stem cells that have therapeutic potential2. The other

approach is to genetically modify differentiated adult cells from patients so that they

dedifferentiate to become similar to embryonic stem cells (these are induced pluripotent stem

cells, or iPS cells4). This approach emerged in 2006, and has also seen some success, although

there are several challenges regarding the safety of reprogramming methods5.

Skin-derived precursors (SKPs) are one adult stem cell population that has been studied

from a therapeutic perspective6, 16

. SKPs are isolated from mammalian adult skin, and have been

defined in vitro as non-adherent cells that self-renew and differentiate into neural and

mesenchymal cell types6, including neurons

11, Schwann cells

9,10,12, myofibroblasts

13,

adipocytes15

, chondrocytes15

and osteocytes15

. Since the functionality of SKP-derived Schwann

cells was proven by functional recovery in spinal cord injured rats, SKPs have been considered

as a promising source of functional, myelinating Schwann cells9,12

. Although many properties of

SKPs had been elucidated since 2001, there were still unsolved questions when I started my

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graduate study in 200613

. How do SKPs arise during development? Where do SKPs reside in

the skin? What kinds of roles do SKPs play in the skin?

One key unanswered question concerned the developmental origin of SKPs. Initial data

indicated that SKPs originate from an embryonic cell population called the neural crest7. The

neural crest is a unique group of embryonic cells that contribute most of the cells in the

peripheral nervous system (including Schwann cells17

), pigment cells of the skin, craniofacial

mesenchymal tissues (such as facial dermis) and part of the cardiac outflow tract18

. Most neural

crest cells are a transient population, but some of them are believed to persist into the adult,

retaining the ability to self-renew and to differentiate into multiple cell types throughout life19

.

These latter cells are called neural crest-deived stem cells (NCSCs) (reviewed by Olga et al.,

2008)19

. In general, it is believed that the characteristics of stem cells of a particular tissue

resemble those of embryonic rudiment for that tissue20

. Since Toma et al.(2001) and Fernandes

et al.(2004) initially found that SKPs share several properties with embryonic neural crest stem

cells (NCSCs), they suggested that SKPs are likely to be NCSCs located in the adult skin6,7

.

However, Fernandes et al (2004) also demonstrated that SKPs are enriched in a niche for hair

follicle dermal cells, which was thought to be a niche for dermal mesenchymal cells7. In this

regard, dermal mesenchymal cells and fibroblasts are known to derive from multiple

developmental origins21

: neural crest for the craniofacial dermis22

; somites for the trunk dorsal

dermis23

; and lateral plates for the ventral dermis24

. Do SKPs have multiple developmental

origins like dermal mesenchymal cells and fibroblasts? Or, do they originate from the neural

crest, as the NCSC-like properties of SKPs indicated? Although there are many possible

explanations for these findings, one alternative is that SKPs originate from both the neural crest

and from non-neural crest sources and that they then converge on to a neural crest-like dermal

lineage during embryogenesis regardless of their developmental origins, thereby sharing several

properties with NCSCs, including the expression of characteristic transcription factors and their

ability to differentiate into functional peripheral neural cell types in response to exogenous

environmental signals.

A general aim of this thesis is to clarify the developmental origins of SKPs, and to test

the idea described above. Regardless of their embryonic origins, the robust capacity of SKPs to

promote functional recovery from neural injury makes SKPs attractive candidates for cellular

transplantation therapies for SCI. However, we have the responsibility to define the biological

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relevance of the neural potential in SKPs, before moving into clinical trials3. In this regard, I

believe that it is valuable to clarify the developmental origins of SKPs, and that indeed the

answer I elucidated is a step toward the realization of stem cell-based therapies using SKPs.

Along with this study, Biernaskie et al in 2009 revealed that SKPs can be isolated from

Sox2-expressing hair follicle dermal cells, and that they play roles as adult dermal stem cells that

are essential for skin development and maintenance14,25

. Briefly, the investigators showed that

(1) Sox2 is dynamically expressed in the hair follicle dermal papilla (DP) and dermal sheath (DS),

(2) the Sox2-expressing skin cells demonstrate typical stemness properties including de novo hair

follicle induction, the ability to home back to the DP and DS of hair follicles, formation of self-

renewing spheres and differentiation into dermal and neural cell types, (3) the Sox2-expressing

cells exhibit a gene expression profile similar to SKPs, (4) SKPs regenerate the dermis and

integrate into DP/DS of the hair follicle when transplanted into adult skin, (5) SKPs collaborate

with the epidermis, reconstituting hair follicles, and (6) SKPs clonally reconstitute the dermis

and induce hair follicle formation, retaining these abilities for the long term. These data clearly

indicate that SKPs derive from Sox2-expressing hair follicle dermal cells and that they have

properties of dermal stem cells. Moreover, Le et al (2009) demonstrated that SKPs with deletion

of a tumor suppressor gene contribute to the formation of neurofibromas in response to

microenvironmental cues26,27

. As well, Su et al (2009) showed that SKPs with the loss of a p53

family member exhibit hyperproliferation, early senescence, and genomic instability, and that the

skin of the TAp63 conditional knockout mice displayed senescence of hair follicle dermal cells,

perturbed wound healing, decreased hair follicle morphogenesis, and premature aging28,29

. These

data indicate that the functionality of hair follicle dermal cells (the major source of SKPs) is

essential for the maintenance of the skin, and that disruption of the genes / signals that are

involved in their stemness properties may lead to perturbed skin maintenance. However, little is

known about the genes and signals that are responsible for the functional properties of SKPs/hair

follicle dermal stem cells. Also, it is unclear whether Sox2, a generic stemness marker for

various adult stem cells30,31

, is involved in regulating the stemness properties of SKPs and

endogenous hair follicle dermal precursors as it does for other adult stem cells.

The second aim of this thesis is therefore to elucidate the roles of Sox2 in dermal

precursors, based upon the hypothesis that Sox2 is essential for the stemness properties of dermal

precursors. Since little is known about which cells express Sox2 in the skin except for dermal

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precursors, Sox2-expressing cells were first clarified by immunostaining and in vitro assays.

Then, we investigated the impact of Sox2 on the functionality of dermal precursors, utilizing

Sox2 mutant mice.

1.2 SKPs are Adult Precursors with Neural Potential.

1.2.1 Adult Stem Cells & their Potency

1.2.1.1 Adult Stem Cells

Adult stem cells are undifferentiated cells that (1) self-renew for the long term, (2) have the

ability to differentiate into progeny including transit-amplifying cells and terminally-

differentiated cells and (3) reside in adult tissues32

. Together, these properties will be referred to

as “stemness” properties. These adult stem cells are also called tissue-specific stem cells,

because they are specialized to produce some or all of the mature cell types found within the

particular tissues or organs in which they reside. Adult stem cells are found not only in highly-

regenerative tissues such as skin33

, blood34

and gut35

, but also in less-regenerative organs such as

the brain36

. It is thought that they function in normal cell turnover and to replenish

damaged/dead cells in response to injuries/diseases37

.

1.2.1.2 Stem Cell Niche

Behaviors of stem cells such as the self-renewal, multipotency and quiescence (a distinctively

slow-dividing state) in their endogenous environments are strictly regulated by their cellular

microenvironment. These microenvironments that regulate stem cells are called stem cell

niches38

. Perhaps the best-characterized example of the importance of the stem cell niche for

stem cell maintenance and normal homeostasis involves hematopoietic stem cells (HSCs) which

reside in the bone marrow39,40

. HSCs are self-renewing cells that can differentiate into the cell

lineages of the blood and immune systems, including erythrocytes, platelets, basophils,

eosinophils, neutrophils, macrophages, T cells and B cells. HSCs are a heterogeneous

population that consists of LT-HSCs (long-term repopulating, quiescent or slow-cycling HSCs)

and ST-HSCs (short-term repopulating HSCs)41

. The niche for HSCs in the bone marrow is

formed by stromal cells and N-cadherin-positive osteoblasts lining the inner surface of the

trabecular bone in the marrow cavity42

. HSCs interact with osteoblasts via N-cadherin in their

niche. Many studies have supported the idea that osteoblasts in the HSC niche are essential for

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regulation of HSCs. For example, Visnjic et al. (2001) generated mice with a DNA construct

bearing a 2.3‐kilobase (kb) fragment of the rat α1 type I collagen promoter driving a truncated

form of the herpes thymidine kinase gene (Col2.3Δtk)43

. This kinase becomes toxic in the

presence of nucleotide analogs like ganciclovir (GCV). In this mouse strain, the transgene was

detected in early differentiating osteoblasts, and the mice displayed decreased numbers of cells in

the osteoblast lineage when treated with GCV for 16 days. In their subsequent publication in

2003, the authors demonstrated that hematopoiesis was also severely altered when osteoblasts

were conditionally ablated in the Col2.3Δtk transgenic mice44

. In a complementary study, Zhang

et al. identified a correlation between the number of N-cadherin-positive osteoblasts and the

number of LT-HSCs in experiments that increased osteoblasts by conditionally inactivating BMP

signaling45

or by constitutively activating PTH/PTHrP signaling46

. These data have indicated

that the N-cadherin-mediated contact between osteoblasts and HSCs is essential for retaining the

slow-cycling characteristics for the HSCs42,45

. Finally, Calvi et al. (2003) showed that the

number of HSCs increases after activation of Notch signaling on HSCs via presentation of a

Notch ligand Jagged1 on osteoblasts46

.

Overall, these studies indicate that stem-cell niche is essential to regulate stem cells.

Therefore, understanding stem cell niches is as important as defining the stem cells themselves.

Some of the relationships between stem cells and their niches are summarized in Table1 of a

recent review by Jones & Wagers (2008)38

.

1.2.1.3 Defining Stemness

Stemness represents the minimal set of features by which cells can be defined as stem cells47,48

.

When self-renewal ability and differentiation capacity of a cell are experimentally proven, we

call it a stem cell. Are there any generic properties that are shared amongst all stem cells? It is

known that ES cells can be phenotypically defined by a certain combination of transcription

factors, including OCT4, SOX2 and NANOG, as well as their self-renewal and differentiation

capacities47,49

. These transcription factors are all essential for the stemness of ES cells. Since

SOX2 is also expressed in diverse adult stem cells, then this suggests that there might be

transcription factors that are essential for adult stem cells. However, although generic markers

for stem cells have been intensively investigated, no common transcription programs that define

adult stem cells have been identified42

. Sometimes quiescence, which is thought to permit

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retention of adult stem cells throughout the animals lifetime by preventing their depletion, is

described as a common feature of adult stem cells47

. However, adult stem cells that actively

divide have been identified in the gut, indicating that quiescence is not a required state for adult

stem cells47

. Therefore, we can regard a cell as a stem cell only when it satisfies two functional

criteria: self-renewal and multipotency. For further readings about the concept of stemness,

these reviews48,38,50,51

are helpful.

1.2.1.4 Distinguishing Stem cells, Progenitors & Precursors

The term, “skin-derived precursors (SKPs)” will be frequently used in the following chapters.

But what are “precursors”, and how can they be distinguished from “stem cells” and

“progenitors”? The concept “stem cell” has been used for over 100 years, since it was originally

proposed by a histologist Alexander Maksimov at a congress of the hematologic society in Berlin

in 190852

. However, stem cell biology is still a relatively-new and rapidly-growing field of study,

and as a consequence, definitions of certain terms in this field are still open to discussion. Since

stem cells were independently identified by developmental biologists, immunologists and many

others, researchers with different backgrounds tend to describe stem cells in different ways53

.

This situation is problematic both for new comers and for stem-cell professionals53

. Most

importantly, the term “stem cell” itself is sometimes ambiguous. For example, I described stem

cells as undifferentiated cells that (1) self-renew for the long term, and (2) have the ability to

differentiate into progeny including transit-amplifying cells and terminally-differentiated cells.

However, the length of time stem cells need to self-renew to be called stem cells is still

controversial, and it is technically impossible to detect the point in time when a stem cell loses its

ability to self-renew. One example of this issue involves embryonic “stem” (ES) cells. The

blastocyst cells that are cultured to make ES cells are certainly the founder cells that contribute to

multiple organs by their ability to self-renew and differentiate during embryogenesis. However,

their self-renewal ability is transient, and they do not persist into adulthood. Nevertheless, the

term “embryonic stem cells” is widely accepted. Like “stem cells”, other relevant terms such as

“precursors” and “progenitors” have similar problems with their definitions, as well-described in

the review by Tajbakhsh (2009)53

.

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Thus, there are neither perfect definitions for “stem cells”, “progenitors”, and

“precursors”, nor alternative terms that can appropriately describe these cells53

. For clarity, I

will define these terms here as I have used them throughout this thesis.

Stem cells: Undifferentiated cells that (1) display high self-renew capacity and that

persist throughout an animals lifetime and (2) display the capacity to differentiate.

However, I have also used this term to apply to cells that are already recognized as stem

cells (e.g. ES cells) even if their self-renewal capacity has not yet been verified.

Progenitors: Any dividing cell with (1) limited self-renewal and (2) the capacity to

differentiate. Progenitors are more committed to certain lineages than stem cells, and

they are in an intermediate state between stem cells and fully-differentiated cells.

Precursors: Precursors is a less specific term, and includes both stem cells and

progenitor cells. This term is useful to describe a newly-identified cell population that

has at least transient self-renewal and the multipotency, but is not yet known to be a stem

cell.

“Skin-derived precursors (SKPs)” have been shown to self-renew and to have the capacity to

clonally differentiate into multiple cell types. Since we have not yet shown that SKPs self-renew

and persist throughout the animals lifetime, then we prefer not to describe these cells as “skin-

derived stem cells”. Instead, we prefer to call them “skin-derived precursors”.

1.2.1.5 Four Tools to Assess Stemness

Assessment of self-renewal and differentiation is the gold standard for identifying a given cell as

a stem cell. How can we realistically assess these parameters? Snippert & Clevers (2010)

described four assays that have been widely used in adult stem cell biology: (1) DNA/chromatin

labeling, (2) in vitro culture, (3) transplantation, and (4) lineage tracing47

. These techniques have

been used in previous studies of SKPs, as well as in many other stem cell studies (for example,

see Table1 of the review by Voog & Jones, 2010)51

. Thus, understanding the concepts,

advantages and limitations of these assays is essential to discuss the properties of SKPs. Each

approach has limitations in which non-stem cells may be inappropriately identified as stem cells

and vice versa. Unfortunately, there is not a single assay by which stemness of a cell can be

fully verified. Therefore, the best approach for now is to assess stemness by multiple methods.

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DNA/chromatin labeling

Quiescence is unlikely an essential property for adult stem cells47

. However, the visualization of

quiescent cells has been a very useful approach for detecting certain types of stem cells.

Quiescent cells can be labeled and detected in vivo using either a BrdU assay54

or transgenic

mice called TRE-mCMV-H2B-GFP mice55,56

. BrdU is a DNA analogue, and it can be

incorporated into cells in S-phase. After long-term exposure to BrdU, slowly-dividing quiescent

cells can retain labeled-DNA for a longer period of time than actively-dividing cells, and

therefore quiescent cells can be detected by monitoring the label retention. However, cells that

divided during the BrdU exposure and then became terminally differentiated can also retain the

DNA label. Since BrdU is detected after cells are fixed, it is not possible to distinguish quiescent

cells from differentiated cells by assessing their functionality. To overcome this issue, TRE-

mCMV-H2B-GFP mice are a valuable tool. Briefly, every cell in a targeted tissue can be tagged

by expressing a GFP-tagged histone 2B in transgenic mice. However, the expression of GFP-

H2B can be controlled in time and space by using an inducible expression system and targeted

promoters. In the case of the aforementioned transgenic mice, the H2B-GFP expression is

induced by doxycycline. Then when doxycycline is stopped, quiescent cells will retain the H2B-

GFP tag over time, as in the BrdU assay. Since GFP can be monitored in live cells/animals, then

these GFP-positive cells can be isolated by FACS sorting to assess their stemness. However,

there are still limitations to this strategy. Some of the adult stem cells in the stomach, small

intestine and colon are known to be actively dividing. Also, stem cells in muscle, intestine or the

hematopoietic system are thought to segregate their chromatids asymmetrically, meaning that a

self-renewal division would lead to one labeled stem cell and one unlabeled stem cell. Therefore,

these approaches are not effective for identifying stem cells with either of these characteristics.

For example, it was reported that only 0.5% of BrdU-label-retaining hematopoietic cells were

HSCs57,58,59,60

.

In summary, quiescence is not a prerequisite for stem cells, and therefore techniques to

detect quiescence are only effective in identifying particular types of stem cells.

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In vitro culture

In vitro cell culture enables us to selectively grow specific stem cell populations, if appropriate

culture conditions are adopted. This allows us to observe stem cell behavior or responsiveness to

growth factors or other stimuli. A major disadvantage of this technique is that cells are being

exposed to an exogenous environment that may be very different from their endogenous,

physiological environment or niche. This often raises a question of whether functions,

morphologies and phenotypes of stem cells that were revealed in culture actually reflect their

endogenous properties. Nevertheless, this technique helps us study stem cell properties that may

be masked or restricted by their surrounding microenvironment and also enables us to directly

assess stemness (self-renewal and differentiation). Overall, selective culture methods have

contributed significantly to adult stem cell biology over the past 20 years, alongside of rapid

progress in the development of technologies such as FACS sorting that allow us to isolate stem

cell candidates prospectively.

One approach that has widespread use in the stem cell field involves culturing cells as

self-renewing spheres in suspension, frequently called the neurosphere approach because it was

first used for neural stem cells by Reynolds et al. in 199261

. This approach has been widely

applied to the identification of adult stem cells in other tissues, for example, in pancreas62

,

mammary glands63

, prostate64

, muscle59

, gut65

, trachea66

and skin67

. After targeted tissues are

dissociated to the single-cell level, the cells are plated in serum-free defined media with FGF2

and EGF. As a result, some of the stem cells and progenitor cells will proliferate and form

floating cell masses called spheres (some examples are neurospheres, pancreatospheres, and

mammospheres). These spheres are regarded as proliferating clones of precursors that originate

from a single founding cell. Thus, the sphere assay enables us to conduct clonal analysis without

labeling cells68

. By repeatedly isolating, dissociating and regrowing these spheres, cells that can

self-renew for the long term can be identified. By replating spheres into differentiation media,

the multipotency of these self-renewing cells can also be assessed. Today sphere-forming assays

have been recognized as a powerful tool that enables us to directly assess the stemness of

candidate cells and to retrospectively isolate stem cell populations, which can then be used for

high-throughput studies and live-imaging studies, for example47

.

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There are however several limitations to this culture system. Briefly, Jensen & Parmer

(2006) pointed out the limitations as follows: (1) measurement of self-renewal and/or

multipotency in this system is highly dependent upon variables such as cell growth factor

concentrations, and methods/frequency of passaging, (2) it is difficult to monitor individual cells

because cells always exist as components of spheres, and (3) the microenvironment of the

spheres promotes stem cell differentiation, meaning that the spheres themselves are

heterogeneous mixtures of cells, including self-renewing stem cells, non-self-renewing

progenitors and terminally-differentiated cells68

. While the first limitation can be prevented by

strictly following a consensus standard method, the other limitations are systemic, making it

difficult to comprehensively understand the properties of stem cells using this approach. For

example, it is estimated that neural stem cells only comprise 1 to 5% of the cells in neurosphere

cultures 61

. As well, Singec et al. (2006) demonstrated that spheres can be highly motile in

culture and can fuse with each other to form chimeric spheres, regardless of tested cell profiles

and even at clonal cell density, at which the cells are considered to retain clonality in the culture

69. For example, 200 - 20,000 cells/mL has been regarded as a consensus clonal density for

sphere assays in the past70

. However, Singec and colleagues observed the formation of chimeric

spheres at very low cell densities, suggesting that more rigorous criteria (e.g. culturing at a single

cell per well) is crucial to evaluate stemness of tested cells.

Responding to these recent studies questioning the sphere-forming assays, Morshead and

van der Kooy investigated the clonality of the sphere-forming assay by co-culturing EYFP-

positive neural cells with dsRed-positive cells. These authors demonstrated that clonal

neurospheres are formed when primary cells are plated at 10 cells/uL, but that for passaged

neurospheres, clonal spheres are only formed at 1 cell/uL. These authors also demonstrated that

experimental error is introduced into this assay when the flask is frequently moved, as this leads

to fusion of spheres. Finally, the authors reviewed past reports that raised questions about the

accuracy of sphere-forming assays, and found that many of these studies were conducted with

passaged neurospheres at densities higher than 1 cell/ul and that these cultures were frequently

handled and observed. Thus, sphere-forming assays are an effective approach for isolating stem

cells, but they must be used under the appropriate controlled conditions.

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For further reading, a protocol review by Pastrana et al (2011) fully describes the

historical perspective, critical considerations, alternative approaches, and a flowchart outline for

sphere-forming assays70

.

Transplantation

Stemness can be also assessed by transplanting putative stem cells back into their original

tissues47

. This is a particularly useful approach for assessing the ability of putative stem cells to

reconstitute a tissue structure completely or even partially, thereby assessing functional

multipotency, but it can also be used to assess their self-renew ability in tissues. Transplantation

of putative stem cells has been intensively studied because reconstitution of fully functional

organs by isolated stem cells is one of the major goals in regenerative medicine71

.

Representative cases of transplantation assays include repopulation of the hematopoietic system

by transplantation of hematopoietic stem cells (HSCs)72

, regeneration of muscle by

transplantation of satellite cells (muscle stem cells)73,74

, and hair reconstitution by transplanting

both epidermal stem cells75,76

and dermal stem cells77,78

. A major uncertainty in the

transplantation assay system is heterogeneity of the cells that are transplanted. As described in

the previous section, it is critical to describe stemness at a single cell level, something that is

almost impossible to do in transplantation assays. In this regard, reconstitution of the

hematopoietic system, mammary glands, muscle and hair follicles have been successfully

achieved by transplanting single HSCs79

, mammary stem cells (MaSCs)63

, satellite cells80

, and

hair follicle stem cells (via in vitro expansion)81,82

.

Another concern with transplantation assays derives from reports that some of

transplanted stem cells reconstituted a broader range of cell types than expected47

. For example,

it is known that distinctive subsets of epidermal stem cells are pooled in different regions of hair

follicles33

. An epidermal stem cell subset that expresses LGR5 is located in lower region of the

hair follicle. In this regard, Jak et al. showed that the LGR5+ population contributes to the

epidermis for hair follicles but not to sebaceous glands and interfollicular epidermis by tracking

Lgr5-GFP-positive cells83

. Another epidermal stem cell subset that expresses LGR6 is found in

the upper region of the hair follicle. Snippert et al. demonstrated that the LGR6+ cells

differentiate into sebaceous glands and interfollicular epidermis but not into hair-follicle

epidermis by chasing LacZ+ cells in Lgr6-lacZ mice

84. However, these authors observed that

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both LGR5+ and LGR6

+ cells gave rise to all of the epidermal cell types (hair-follicle,

sebaceous-gland and interfollicular epidermis) after isolation and transplantation83,84

. As

described in section 2.1.2., stem cell niches regulate the behavior of stem cells. One potential

explanation for these data is that the endogenous stem cell populations have the capacity to

produce all epidermal cell types, but their differentiation to specific cell types may be restricted

by their physiological niches. A second potential explanation is that the isolation and

manipulation of these stem cell populations altered their properties somewhat so that they

became able to reconstitute all epidermal cell types. Thus, while transplantation approaches are

invaluable, they need to be used in conjunction with other approaches to definitively assess

stemness.

Lineage Tracing

Lineage tracing is perhaps the most powerful tool for identifying adult stem cells. The concept

of lineage tracing was originally developed in the field of embryology (1) to construct a fate map,

a diagram showing what each region of the embryo becomes in the course of normal

development and (2) to perform clonal analysis (in developmental biology it means a form of

fate mapping in which ideally a single cell is labeled and the position and identity of its progeny

identified at a later stage)85

. According to a review by Fox et al, lineage tracing can be done

using a variety of different technical approaches, including direct observation, marker addition,

retroviral infection and genetic alteration86

. The most frequently used approach in stem cell

biology today is a genetic one, where genetic differences between cells are used to trace targeted

lineages, and where genetically altered cells can enable us to follow all the progeny of the parent

cells8687

. In this regard, cell marking by site-specific recombination is now being used

extensively in Drosphila and mice to analyze stem cells87

. Of the strategies for clonally marking

a specific cell population87

, genetic lineage tracing mediated by Cre recombinase has been most

frequently used for mouse stem cell studies, and several good reviews for this approach have

been published in the past47,56,87,88,20

.

The easiest way to understand the concept of Cre-mediated lineage analysis for adult

stem cell studies is perhaps to visually grasp its mechanism by illustration (Fig. 1.1.). This

approach is conducted on genetically manipulated mice that contain at least two genetic

elements: (1) a transgene where expression of Cre recombinase (an enzyme to excise DNA

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Figure 1.1. Genetic lineage tracing mediated by Cre recombinase in mammalian tissues. (a)

Schematic representation of the genetic strategy to track a specific lineage by permanent genetic marking

(modified from Fuchs and Horsley (2011)56

). Expression of Cre recombinase is induced in any cell that

(transiently) activates the target promoter. Cre recombinase then excise the stop codon flanked by Cre-

recombinogenic loxP sites upstream of a reporter gene, by which a constitutively-active promoter (such as

Rosa26 promoter) drives expression of the reporter permanently, even if the cell inactivates the target

promoter. (b) Fate mapping analysis of embryonic neural crest stem cells. Cre recombinase under the

control of the Wnt1 promoter89

. Virtually all NCSCs express Wnt1 during embryogenesis, and therefore,

the full repertoire of the Wnt1-expressing NCSC progeny can be traced by using this strain.

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segments that are flanked by specialized DNA sequences termed LoxP sites) is controlled by a

promoter that is active within the targeted stem cells and (2) a reporter gene (e.g. GFP, YFP,

RFP, lacZ, etc) harboring a stop codon flanked by the LoxP sites (described as“floxed”)

upstream of the reporter gene, under the control of a ubiquitous promoter like the Rosa26

promoter or CAG promoter. The system is sometimes called the Cre/LoxP system in which a

cell is genetically labeled via three steps: (1) expression of the Cre recombinase is activated by

the stem-cell-specific promoter; (2) this causes Cre recombinase-mediated excision of the stop

codon in the reporter gene in cells in which Cre recombinase is active; and (3) the reporter gene,

which is driven by a ubiquitous promoter, is continuously active in the cells that expressed Cre

recombinase and their progeny. In this lineage tracing system, it does not matter how long Cre

recombinase is expressed in the cell. Even if it is only expressed for a short time, once the stop

codon sequence is excised, the cells are genetically marked permanently. For example, if we

want to trace hair follicle bulge cells as candidate stem cells, and if we know that the bulge cells

express Sox9 exclusively in a short period of embryogenesis56

, then we can consider the use of

the Sox9 promoter as a bulge-cell-specific promoter. Then, in mice that contain transgenes for

both Sox9-cre and Rosa26-EGFP, we can trace the prospective bulge stem cells as EGFP+ cells

and the position and types of progeny can be identified at a later stage. According to Fuchs et al,

Sox9 expression is activated in hair follicle bulge regions at embryonic day (E) 18.556

. In this

system, it takes 2 days before the Cre/LoxP system reflects the active state of the Sox9 promoter

by expressing EGFP, followed by contribution of the EGFP+ progeny to multiple follicle

compartments after 21 days56

. If the system successfully captures the targeted stem cells, then

we can also perform in vitro culture or transplantation assays to further dissect their

characteristics by isolating the genetically marked cells (e.g. EGFP+ cells) by FACS sorting.

Moreover, we can use this system to delete a particular gene or activate a gene ectopically only

in the targeted cells 90,91

. Today there are many characterized Cre drivers for various lineages

(e.g. See table 2 of the review by Snippert et al)47

, which provides us with many suitable reagents

for targeted stem cell candidates.

One of the problems with the above approach is that it captures not just the stem cells, but

also their progeny. In addition, it is unlikely that a specific gene is expressed only in the targeted

stem cell candidate. For example, SOX9 is a transcription factor involved in the development of

many cell types, including hair follicle epidermis92

, testis93

, chondrocytes94

and their embryonic

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rudiment (somites)95

, spinal cord96

, brain97

and intestinal epithelium98

. In the Sox9-cre; Rosa26-

EGFP mice, all of these cells and their progeny will be tagged by EGFP permanently. Unless

the targeted Sox9+ stem cells and their progeny can be distinguished morphologically,

phenotypically or spatially from other Sox9+ lineages, this experimental approach will fail. One

way to overcome this issue is to regulate the cell type-specific Cre recombinase activity in a

temporally-restricted fashion, thereby narrowing down the cell types that are captured as EGFP+

cells. To do so, a derivative of the Cre system called Cre-ER (or inducible Cre) system was

developed. This system contains the Cre recombinase fused to the estrogen receptor (ER)99

; with

this fusion protein, Cre recombinase only becomes active when the estrogen receptor is bound to

its ligand, with Tamoxifen being the most widely-used ligand100

. Therefore, Cre recombinase

activity is only induced when Tamoxifen is added and if the Cre-ER transgene is driven by a

stem-cell-specific promoter, then this greatly increases the accuracy of targeted genetic marking.

This approach has been used to characterize stem cells in the testis101

, skin102

and intestine103

, for

example87

.

The lineage tracing approach is essential for modern adult stem cell studies. It enables us

to assess the activity of candidate stem cells within a physiologically normal environment, which

is different from other stemness assays that expose targeted cells to non-physiological conditions.

Furthermore, this approach can be extended to the isolation of candidate stem cells. Once

isolated, these cells can be used for in vitro culture and transplantation assays. As well, these

Cre/loxP animals can be used to generate mice with stem cell-specific conditional gene

knockouts and ectopic overexpression.

1.2.1.6 Distinction of “Stemness Potential” & “Actual Stemness”

The above-described functional assays have been used to define the properties of many adult

stem cells. However, the outcomes observed by in vitro culture and transplantation assays

sometimes deviate from the properties revealed by in vivo lineage tracing, provoking

controversy about the biological significance of the observed stemness. Snippert et al.

distinguishes the biological properties that are unmasked in non-physiological conditions

(describing them as “stemness potential”) from the “actual stemness” that involves the properties

of stem cells in their physiological environment47

. They also suggest the possibility that the

“stemness potential” that is restricted during homeostasis plays an important role in certain

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situations such as when tissues are damaged. For example, hair follicle bulge stem cells

normally only contribute to hair follicle morphogenesis, but following injury, they contribute to

all of the epidermal lineages during the wound healing process47,76,83,104,105,106,107

.

The idea that stemness potential is restricted by the undamaged in vivo environment and

that this can be unmasked by transplantation assays is reminiscent of conclusions reached by

embryologists. Historically the hierarchy of regional specification during embryogenesis was

constructed by investigating which structure is autonomously formed when a tissue explant is

isolated from the embryo85

. In these experiments, the specification of a region did not

necessarily match the fate of the region during normal development85

. For example, the

prospective neural plate of a Xenopus blastula that should contribute to neuroepithelium

differentiated into epidermis when cultured in isolation85

. In this regard, Jonathan Slack, an

embryologist, stated that “embryologists always recognize that the isolated embryonic

cells/tissues are more labile than cells/tissues surrounded by their original environments, so that

it is perhaps not surprising that grafted stem cells should often populate unexpected tissues”20,108

.

Bonfanti et al (2010) showed that thymic epithelial stem cells, which originate from

endoderm, can adopt the fate of hair follicle stem cells that normally develop from ectoderm

when transplanted into the skin environment. This suggests that “microenvironmetal cues are

sufficient to re-direct (reprogram) epithelial fate, allowing crossing of primitive germ layer

boundaries and an increase in potency”109

. The authors reached this conclusion based upon

experiments where they isolated and expanded clonogenic thymic epithelial cells (TECs) from

embryonic, neonatal and adult EGFP-tagged rats. At this point, the cultured TECs retain the

combination of transcription factors that defines the TEC identity and the ability to incorporate

into a thymic network on a whole-organ reaggregation assay. Surprisingly, when transplanted

into mouse skin, these clonogenic TECs contributed to all epidermal and hair follicle layers,

where they persisted for several months. When these EGFP+ TECs were reisolated from long-

term skin grafts, they successfully renewed the epidermis in serial-transplantation assays.

Moreover, these cells had lost their TEC-specific transcriptional signature, and acquired

epidermal marker expression following exposure to the skin microenvironment. The authors

suggested “the existence of a generic program of stratification” and that “skin determination is

independent of primary germ line origin, as TECs are of endodermal and not of ectodermal

origin”. Also, the authors suggested the possibility that the hair follicle stem cells were locally

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induced from the TECs by miroenvironmental-induced transdifferentiation. The preview for this

research article written by Biousova & Roop (2010)110

pointed out that, although it is still unclear

whether the cultured TECs were reprogrammed to epidermal lineages or they were endogenously

less committed stem cells, at least this study emphasized the possibility of reprogramming one

cell type to another without needing experimental genetic manipulations111

.

The conversion of endoderm-derived TECs to an ectodermally-derived lineage observed

in this study seems to deviate from the normal process of decision-making in development. The

field of adult stem cells has generated many such challenges against the framework of

developmental biology20

. Many past studies have suggested that certain adult stem cells have the

potential to adopt new fates depending on their environment, and that this differentiation

potential can cross their lineage boundaries. The “plasticity of adult stem cells” has been argued

for over ten years39

and raises a number of key questions. What is the normal process of

decision-making in development? How is the potency of a stem cell defined and restricted? And

how plastic are adult stem cells in reality?

1.2.1.7 Lineage Commitment

Lineage commitment of a cell is the process of being programmed to follow a particular lineage,

the family tree of a group of cells85

. During development, any cell in any embryonic region

experiences several states of commitment, entering a specific lineage and narrowing down its

fate85

. The zygote is located at the top of developmental hierarchy. As development proceeds,

the zygotic progeny are specified to three germ layers: ectoderm, mesoderm and endoderm.

Ectoderm gives rise to epidermis and neural lineages, mesoderm contribute to blood and

mesenchymal lineages such as bone, muscle, cartilage, fat and dermis, and endoderm generates

respiratory tissues and the digestive tract. The segregation of embryonic cells into these groups

is followed by expression of different combinations of transcription factors that induce further

specification. In normal embryogenesis, the developmental pathway of a cell after formation of

the three germ layers is believed to be largely determined by the germ layer from which it

derives. Thus, the resultant tissue lineages are thought to never cross the lineage boundary of

ectoderm, mesoderm and endoderm during normal development.

How does a cell know which developmental pathway to enter? Historically, this question

was asked by what are considered classical embryological experiments, in which a piece of

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embryonic tissue was grafted from one place to another to ask whether it developed in

accordance with its new position or its old position85

. If the developmental pathway was

unaltered by such a graft, then the tissue was defined as being “determined”. Jonathan Slack

explained this determination as a loss of competence as follows: (1) lineage commitment can be

regarded as being encoded as a particular combination of transcription factors present in the cell,

(2) the loss of competence (responsiveness to the signals that turned on the combination of

transcription factors for a specific lineage) occurs in each commitment process, and (3) the cell

lineage of any region in the embryo passes through several states of commitment, each defined

by a different combination of transcription factors85

. To explain what developmental

commitment means in a visually intuitive manner, the concept of “Waddington’s epigenetic

landscape” is often referred to (See some examples111?113

). Conrad Hal Waddington was an

embryologist and geneticist in the 1930s to 1950s who viewed development as a series of

branching decisions, taken under the control of genes114

. The “epigenetic landscape” describes

the decision making process of a cell during development as a ball (a cell) on an illustration of a

mountain stream (developmental pathways) bifurcated by several dividing ridges (lineage

boundaries)114

. In the epigenetic landscape, a stem cell might be described as a ball that

permanently retains its position on a dividing ridge, while producing progeny that can run

downward.

1.2.1.8 Molecular Mechanisms of Lineage Restriction

Stem cells are often categorized by their potency, which describes the range of possible cell

types or structures into which a particular cell population can develop; stem cells are thus said to

be totipotent, pluripotent, multipotent, oligopotent, or unipotent stem cells115

. It is important to

know that potency does not necessarily refer to the nature of the stem cell in the physiological

context. Instead, the term covers the range of possible cell types that can be provoked in vitro by

environments that may not normally be found within the embryo47,85

. As development proceeds,

the totipotent zygote forms the pluripotent inner cell mass (ICM) and ES cells, and the progeny

of these cells gradually lose their differentiation potency as they progress from a multipotent

state to a terminally differentiated state by lineage commitment.

Hemberger et al (2009) explained that the progressive reduction of cell potency is

achieved by (1) expression of crucial transcription factors and (2) epigenetic modifications that

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impose a cellular memory and thereby stable cell fate113

. These authors also defined lineage

commitment as cell fate decisions and explained the fixation of cell lineage fate by considering

ICM/ES cells113

. In these cells, the expression of OCT4 in the ICM is an example of the

importance of lineage-specific transcription factors that are involved in lineage decisions and

stem cell potency. In particular, Niwa et al. showed that conditional overexpression of OCT4 in

ES cells induces differentiation into primitive endoderm and mesoderm, while its repression

induces the formation of a trophoblast fate accompanied by the loss of pluripotency116

. The co-

regulation of other transcription factors is also a key process for lineage commitment .

Sometimes interaction between different transcription factors involves reciprocal inhibition, such

as that seen between Oct4 in pluripotent cells and Cdx2 in trophectoderm117,118

. In addition to

these transcriptional networks, epigenetic environment is another crucial process for cell fate

decisions. For example, Torres-Padilla et al showed that manipulation of epigenetic information

influences cell fate determination, by demonstrating that overexpression of the histone H3-

specific arginine methyltransferase CARM1 in blastomeres directed their progeny to the ICM119

.

Therefore, the progressive restriction of cellular plasticity is achieved by expression of lineage-

specific transcription factors and epigenetic modifications, which is followed by fixation of cell

fate through the loss of the ability to switch lineages113

. For example, DNA methylation is

involved in the lineage-fixing process for blastocyst progeny120

.

1.2.1.9 Potency of Adult Stem Cells: Restricted or Labile?

Reversion and conversion of cellular restrictions has always been an important topic in the stem

cell biology field. One of the hot issues in this field today is the dedifferentiation or

transdifferentiation of adult cells via ectopic expression of pluripotency genes113

or lineage-

inducing factors111,112

. For example, Vierbuchen et al.(2009) reported that they identified

neuronal-fate-inducing transcription factors that could directly convert skin fibroblasts to

functional neurons121

. The underlying assumption in these studies is that adult (stem) cells are

highly stable, lacking plasticity111

.

However, there was a short period in which the potency of adult stem cells was

intensively studied. From the late 1990s to the early 2000s, studies were published leading to the

concept that adult stem cells may not be restricted in their own fates, and that they may adopt

new cell fates across lineage boundaries by being exposed to ectopic microenvironments122

. This

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idea was experimentally supported by many publications, including evidence that bone marrow-

derived progenitors could differentiate into skeletal muscle123,124

, hepatocytes123,125?130

,

endothelial cells131?133

, neurons134?136

and cardiac muscle133,137,138

, and studies showing the

conversion of muscle into bone marrow139?141

, oligodendrocytes to neurons142

, neural progenitors

to blood cells143

, muscle144

and multiple embryonic tissues145

, as reviewed by Tosh and Slack20

.

However, some of the milestone reports that contributed to generating this emerging concept

later suffered from the lack of reproducibility of the data and from other possible explanation of

such “unexpected plasticity of adult stem cells”, including contamination of distinct stem cell

subpopulations and cell fusion39

. Therefore, it is still unclear to what degree adult stem cells are

plastic.

1.2.2 SKPs are Adult Precursors with Neural Potential.

1.2.2.1 SKPs are Isolated from Adult Skin.

In terms of cellular transplantation after neuronal injuries, neural stem cells (NSCs) and neural

progenitor cells (NPCs) have been considered to have therapeutic potential2. However, the use

of exogenous CNS tissues (such as fetal tissues) as stem cell sources requires ethical and

political considerations and there are potential problems with immune rejection. Is it possible to

obtain NSCs or NPCs that have no ethical and immunological restrictions? Toma et al. tried to

answer this question by defining the skin as a novel autologous source for NSCs67

. Skin is the

niche for Merkel cells, one of the neurosensory receptor cells underlying the skin surface that are

innervated by skin nerves. Merkel cells are functionally similar to neurons in terms of

neuroendocrine activity. Following skin denervation, Merkel cell numbers decrease, but their

numbers recover following reinnervation146

. These findings suggest that there are stem cells for

Merkel cells in adult skin, leading to the ideas that (1) the putative adult stem cells for Merkel

cells could be isolated from adult skin, and (2) that they might not be restricted to generating

Merkel cells, but might also be able to differentiate into neurons and glia. This was the

assumption underlying the isolation of SKPs (skin-derived precursors).

The existence of self-renewing potential stem cells in skin tissue was tested using the

neurosphere culture method67

. When dissociated skin cells were plated in culture conditions

containing EGF and FGF2, many cells became adherent. However, small number of the cells

floated, and some of them formed spheres. According to the original report67

, 8 cm2 of adult skin

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could be dissociated to 12 x 106 single cells, which generated 8,000 spheres of 5 – 30 cells each.

These floating spheres could be passaged (meaning the processes of isolating, dissociating, and

re-plating cells in fresh medium with growth factors) several times, indicating that the sphere-

forming cells could self-renew. Immunocytochemistry demonstrated that these SKP spheres

contained cells that expressed Nestin, an intermediate filament protein that is expressed in

NSCs147

. These cells could be passaged and expanded, and after 3 passages, approximately 60%

of cells were Nestin-positive67

. Therefore, potential adult stem cells in the skin could be isolated

by neurosphere cultures and at least some of these cells were similar to NSCs in terms of Nestin

expression.

1.2.2.2 SKPs Generate both Neural Cells & Mesenchymal Cells.

Did these Nestin+ SKPs exhibit neural potential like NSCs? When plated on a substrate of

laminin/poly-D-lysine (PDL) without growth factors for 4 to 21 days, these sphere cells formed

(1) neuronal-like cells expressing III-tubulin, neurofilament-M (NFM), a neuron-specific Tα1

-tubulin:nlacZ transgene148,149

, and GAD67

and (2) glial-like cells expressing GFAP, CNPase

and A2B567

. GAD and A2B5 are makers for neural cells in both the PNS and CNS that are

spatially far from the skin, strongly indicating the de novo formation of neural cell types from

the isolated skin cells.

However, subsequent characterization surprisingly revealed that SKPs expressed not only

Nestin but also Fibronectin, another type of intermediate filament that is expressed in many

mesenchymal cell types. Based on this observation, Toma et al. suggested that the potency of

SKPs may not be restricted to neural cell types, but that they might also produce mesenchymal

cell types, such as adipocytes and smooth muscle cells. In support of this idea, when SKPs were

plated in serum, they actually generated adipocyte-like cells containing lipid droplets and SMA+

smooth muscle cells. At this point, these data suggested that the SKP spheres contained cells

that could form neural and mesenchymal lineages.

Stemness should be assessed at a single-cell level as described earlier. In this regard,

Toma et al. demonstrated that single isolated SKP cells would form clonal spheres over 5 months,

and that these would differentiate into both neural and mesenchymal lineages. Therefore, SKPs

were regarded as adult precursors that were isolated from the adult skin that had neural potential

like NSCs and mesenchymal potential unlike NSCs.

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1.2.2.3 SKPs are distinct from other well-known adult stem cells.

To further characterize SKPs, Toma et al. compared SKPs with NSCs isolated from the CNS.

The primary differences were that SKPs expressed Fibronectin, but NSCs did not; and SKPs

differentiated into adipocytes and smooth muscle cells, but NSCs did not6. Also, the authors

compared SKPs with MSCs (mesenchymal stem cells or marrow stromal cells) from bone

marrow, since SKPs shared several properties with MSCs. The bone marrow-derived MSCs are

known to express Fibronectin150150

and differentiate into adipocytes151,152

and smooth muscle

cells153?155

. However, the authors found that SKPs differ from MSCs, because SKPs grew in the

sphere-forming condition, but MSCs did not and because SKPs were Nestin+Vimentin

-

Cytokeratin-, while MSCs were Nestin

-Vimentin

+Cytokeratin

+, when cultured on laminin/PDL

without growth factors6. These data indicated that SKPs are a novel adult stem cell population

that had not previouslybeen identified.

1.2.2.4 SKPs are enriched in the dermis of the skin.

What kinds of skin cells generate SKPs? Sensory nerve endings in the skin are known to

associate with glial cell types17,156

. Considering the neural potential of SKPs, the nerve-

associating glial cells might be a potential source of SKPs. However, nerve-associated cells

isolated from sciatic nerve did not grow spheres when plated in the sphere-forming condition,

indicating that peripheral glial cells in the skin were unlikely to contribute to SKPs6. To further

narrow down the anatomical origin of SKPs, the skin was separated into the epidermal and

underlying dermal layers, both of which were then dissociated and cultured in sphere-forming

conditions. This experiment revealed that cells in the dermal but not epidermal layer produced

floating spheres6. These data indicated that SKPs are enriched in the dermal layer of the skin but

did not derive from nerve-associated cells. Finally, Toma et al. tested whether the Nestin+

Fibronectin+ SKP-like cells could be observed in situ. They occasionally detected Nestin

+ cells

in the skin sections, but failed to detect Nestin+Fibronectin

+ cells

6.

1.2.3 Summary

Adult stem cells are undifferentiated cells that self-renew and differentiate into multiple cell

types, located in diverse adult tissues and organs. They self-renew and differentiate into tissue-

specific cell types in response to signals from stem cell niches, physiological microenvironments

surrounding the stem cells. Self-renewal and the multipotency are the standard criteria used to

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define cells as adult stem cells, characteristics which are commonly assessed by in vitro assays,

transplantation assays and lineage tracing analysis. However, many of these approaches expose

stem cell candidates to exogenous environments that differ from their endogenous stem cell

niches. As a result, the observed properties of the stem cells (“stemness potential”) can deviate

from the “actual stemness” observed within the physiological context. It is still unclear what the

relationships between the stemness potential and actual stemness are and whether the relatively

broad potential of adult stem cells unmasked in culture has any role in vivo.

During development, cells are restricted to specific lineages through several states of

lineage commitment, each defined and fixed by a particular combination of transcription factors

and by a specific epigenetic program. The lineage restriction of cells in ontogeny has

traditionally been considered to be irreversible, and therefore stem cells in adult tissues have

been considered to be less plastic than are stem cells from embryo. However, the unexpected

plasticity of adult stem cells observed over the past 10 years has challenged the prevailing idea

that adult stem cells are only capable of generating cell types found within their adult tissue of

origin.

The possibility that skin might be one accessible source of stem cells with neural

potential led to the isolation of SKPs from adult skin. SKP spheres expressed Nestin, self-

renewed for the long term, and differentiated into neurons and glia, like NSCs. They also

expressed Fibronectin and differentiated into adipocytes and smooth muscle cells, like MSCs

from the bone marrow. These properties were confirmed at a single-cell level, thereby satisfying

the two criteria of stemness: self-renewal and multipotency. Some properties of SKPs are

distinct from those of NSCs and MSCs, indicating that SKPs are a novel precursor population in

the skin. In addition, SKPs are enriched in the dermal layer of the skin, and do not derive from

nerve cells. However, following the initial report of SKPs, it was still unclear which specific

skin cell type generates SKPs, where the endogenous niche for SKPs was and whether the in

vitro properties of SKPs had biological significance in vivo.

1.3 SKPs are Similar to Neural Crest Stem Cells.

One of the surprising features of SKPs described in the initial report was their ability to generate

both neural and mesenchymal lineages. In this regard, a stem cell population called neural crest

stem cells (NCSCs) was known to have the ability to generate neural and mesenchymal lineages

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like SKPs, and subpopulations of NCSCs have recently been defined within adult skin 157?160

.

What are the relationships between SKPs and NCSCs in the skin? Are SKPs identical to

NCSCs? To discuss these topics, past and recent literature regarding the neural crest and neural

crest stem cells is reviewed in this section.

1.3.1 Neural Crest Generates Both Neural and Mesenchymal Tissues.

1.3.1.1 Introduction

The neural crest (NC) is a group of embryonic cells that arise at the border between neural

ectoderm (the neural primordium) and non-neural ectoderm (primitive epidermis), and that then

migrate from the dorsal part of the neural tube to spread out over the embryonic body via several

distinctive migratory pathways. The NC gives rise to a diverse array of cell types, including

most of the cells in the peripheral nervous system (PNS), pigment cells of the skin (melanocytes),

craniofacial mesenchymal tissues (such as facial dermis) and part of cardiac outflow tract18

. The

astonishingly invasive mobility and diverse range of its potency are the unique characteristics of

the NC.

Progress in understanding the NC has been tied to technological advances. Since it was

first recognized in 1868161

, studies of the NC have often been performed in lower vertebrates

such as fish and amphibians162

. Then, in the1960s, intensive investigation of the NC in higher

vertebrates began with the development of cell tracking techniques using tritiated thymidine that

enabled investigators to label dividing cells163

and development of the quail-chick chimera

system in which the neural tube and NC in host chick were replaced with those of donor quails,

thereby enabling tracking of the donor NC by utilizing the differences between quail and chick

cells164

. It was clear from these studies that the NC is conserved among diverse species.

However, the comparison of data from different model organisms was often difficult because of

differences in the timing of NC induction and in the related signaling pathways165

. Today, the

classic findings in lower vertebrates and birds have largely been verified in mammals, by

utilizing genetically engineered mice that enable us to genetically mark neural crest progeny for

fate mapping and to investigate the functions of genes of interest in NC development. For

example, Wnt1-cre89,166

, Ht-PA-cre167

, Sox10-cre168

, P0-cre169

and Sox1-cre170

mice have been

utilized to reveal some of the properties of the NC in rodents. In addition, FACS sorting

technology has enabled the isolation of NC cells for further characterization171

.

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The NC has been of significant interest to developmental, evolutionary and stem cell

biologists for over 100 years. For example, from the point of evolution, the NC that emerges

from the neural tube was originally considered to be unique to vertebrates18

. However, NC-like

cells were recently identified in urochordate embryos172

, raising the possibility that establishment

of the NC is instead a very early evolutionary event. From a developmental perspective, the

neural crest has been thought to be specified by molecular interactions at the neural fold ridges

between neural and non-neural ectoderm with adjacent mesodermal signals173?176

. However, it

has been recently reported that specification of the NC occurs during gastrulation, earlier than

neural fold ridges are formed, independently of neural and mesodermal signals177

. For the stem

cell biologist, the NC has raised many interesting questions as well. For instance, the NC as a

population gives rise to diverse cell types, but are all of these cell types derived from single

multipotent stem cells? Or is the NC a heterogeneous population that contains several types of

more multipotent or unipotent stem and progenitor cells, each with restricted potential? If there

are multipotent NC cells, then do they persist into adulthood, thereby fulfilling the criteria for

adult stem cells? If subpopulations of NC precursors self-renew and exhibit multipotency, then

what kinds of signals and gene regulatory networks are essential to control their differentiation

into the diverse NC-derived cellular progeny? How does their niche control manifestation of

NCSC potency? If NC stem and progenitor cells persist into adult, then can we utilize them for

therapeutic purposes?

The purpose of this section is to provide the background information necessary to

understand the concept of neural crest stem cells (NCSCs) and some of these questions, and to

discuss the potential relationships between SKPs and adult skin NCSCs.

1.3.1.2 Neural Crest Formation

Neural crest (NC) formation can be roughly categorized into the following phases: (1) induction

and specification at the border between neural and non-neural ectoderm, (2) maintenance (cell-

cycle control and pooling) of multipotent NC precursors, (3) segregation of the NC progenitors

from the dorsal neural tube (that contains the former neural plate border) via an epithelial-

mesenchymal transition (EMT), (4) migration and distribution of NC progenitors along distinct

pathways to diverse regions of the body, and (5) differentiation into tissue-specific cell types178

.

As described in the section on lineage commitment, neural crest formation is also thought to pass

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through several states of commitment, each defined by a different combination of transcription

factors. By analyzing past experimental data, largely obtained in Xenopus, a hypothetical gene

regulatory network underlying NC induction was proposed by Sauka-Spengler et al (2008) and

Meulemans et al (2004)165,179

. Although it is important to be cautious about differences in

species-specific gene expression, the environmental cues and crucial transcription factors during

neural crest formation can be roughly categorized into four types165,179

. First are the “inducing

signals” (BMP, Wnt, Fgf) that induce the expression of “neural crest specifiers” in the NC

precursors and “neural plate border specifiers” in the uncommitted ectoderm. Second are “neural

plate border specifiers” (Msx1/2, Dlx3/5, Zic, Pax3/7) that direct the primitive ectoderm to the

neural ectoderm (neural plate, being defined by Sox2 and Zic), the non-neural ectoderm

(epidermis, being defined by Dlx3/5, AP-2, Msx1/2), and the intermediate neural plate border

(defined by the “neural plate border specifiers”). Third are “NC specifiers” (Snail, Slug, FoxD3,

Twist, AP-2, Id, Sox9, Sox10) that confer the characteristics of the bona fide NC to the

progenitors in the neural plate border. Fourth are “NC effector genes” (Mitf, P0, Trp, cKit, Cad7,

RhoB, Col2a, for example) that contribute to the differentiation into specific lineages. Later in

Section 3 and in my own results, I will provide data that SKPs and their niche express many NC-

related genes and signals, suggesting that SKPs are similar to the NC lineage in terms of gene

expression as well as their multipotency.

The processes that regulate the induction and specification of the NC are relatively

unknown, particularly when compared to our knowledge of NC migration and differentiation.

The classical model of NC induction was built upon heterotopic experiments in vivo and

conjugation of different tissues in vitro and has been reviewed by Baker and Bronner-Fraser

(1997) and Basch et al. (2004)173,180

. Briefly, induction is thought to initiate at the neural plate

border between neural ectoderm and non-neural ectoderm (the future epidermis), and is

mediated by BMP and FGF-mediated signals from the underlying mesoderm, and by Wnt

signaling from the mesoderm and the non-neural ectoderm181, 186

. Accordingly, these signals

induce the expression of a particular combination of transcription factors called “NC specifiers”,

when the neural plate border is coincidentally exposed to intermediate levels of BMPs. This

BMP signaling, together with Notch signaling187,188

in the neural plate triggers expression of

Snail, Slug, AP-2, Sox9, and FoxD3, all thought to be “NC specifiers”183,185,189,190

. Wnt and Fgf

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signals are also essential for expression of the NC specifiers182,183,189?191

, and Fgf is thought to be

sufficient for NC specifier expression in cultured ectodermal explants 186,192

.

The level of BMPs in this system is adjusted by BMP antagonists secreted in the paraxial

mesoderm that underlies the ectoderm185

. This gradient of BMPs also plays a role in segregation

of neural from non-neural ectoderm via activation of “neural plate border specifiers”193,194

. A

high level of BMPs induces expression of Dlx3/5, AP-2 and Msx1/2 in non-neural

ectoderm195?199

. Dlx3/5 represses neural inducers including Sox2195,197,200

. AP-2 activates

epidermal keratin expression by binding keratin promoters196,201

. Msx1, an immediate

downstream target of BMP2/4 also activates keratin expression, while repressing the neural

markers, Zic3 and NCAM202

. Thus high levels of BMPs eventually causes epidermal

differentiation of the non-neural ectoderm. On the other hand, the neural ectoderm , where

BMP signaling is inhibited, is directed toward a neural lineage by expression of the Sox2 and Zic

genes203,204

. These genes are thought to activate neural differentiation genes such as NCAM and

N-tubulin196

. Sox2 is also known to repress expression of Slug, a NC specifier205

. Also, other

neural plate border specifiers are thought to be upstream of NC specifiers179

. Experimentally,

Zic was shown to be sufficient to activate Snail, Slug, FoxD3 and Twist in Xenopus190,203,204,206

.

In mice, FoxD3 expression requires Pax3, another neural plate border specifier, which is

upregulated by Wnt and Fgf signaling207

. In frogs, expression of Snail, Slug and FoxD3 is

activated by Msx1208

.

Therefore, the classical induction model posits that the BMPs, Wnts and FGFs are

essential induction signals. However, Basch et al (2006) reported that a restricted region of

chick epiblast (primitive ectoderm) was specified to generate NC cells when explanted under

non-inducing conditions, thus proposing that specification of the neural crest occurs before the

neural plate is formed , independently of mesodermal and neural tissues177

. In this same study,

the investigators identified Pax7 as a key transcription factor for NC induction, because they

observed that expression of NC markers such as Slug, Sox9, Sox10 and HNK-1 was blocked by

knockdown of Pax7177

. The more detailed molecular mechanisms regulating NC induction are

well-reviewed elsewhere165,179

.

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1.3.1.3 Neural and mesenchymal derivatives of NC cells

The NC can be divided into the four segments along the anterior-posterior axis, cranial (cephalic),

cardiac, vagal, and trunk NC. Each segment migrates out into the embryo by unique pathways

that are considered to be conserved in vertebrates209

. Historically, the fate of each NC subset

was determined by embryological experiments. The cranial NC cells form craniofacial

mesenchyme and cranial ganglia, the cardiac NC cells generate the outflow tract of the heart

(septum), the vagal and cardiac NC cells contribute to pigment cells and enteric ganglia, and the

trunk NC cells form pigment cells, dorsal root ganglia, sympathetic ganglia, adrenal medulla and

enteric ganglia210

.

One of the intriguing aspects of the NC is its unique ability to generate mesenchymal

tissues that are also supplied by the mesoderm, a germ layer that is not the developmental origin

of the NC. According to a review by Noden and Schneider211

, the progeny of the mesoderm can

be grouped as follows: skeletal muscle, cardiac muscle, visceral smooth muscle, endothelium,

endocardium, serosa, cartilage*, endochondral bone*, intramembranous bone*, perivascular

smooth muscle*, glandular stroma, meninges* and dermis*. Of the thirteen categories, the NC

also generates six mesenchymal tissue types (marked by *) in spite of its ectodermal origin. As

well, the NC generates a unique cell type that is not made by the mesoderm, odontoblasts211

. It

was traditionally thought that all of these mesenchymal derivatives were generated only by

cranial and cardiac NC cells, based on quail-chick experiments212

. However, in zebrafish trunk

NC cells contribute to caudal fin mesenchyme during development213

. Moreover, genetic

tagging experiments in mice demonstrated that trunk NC generates fibroblasts within the sciatic

nerve 214

and, even more surprisingly, that trunk NC cells contribute to the first wave of

mesenchymal stem cells (MSCs) in the bone marrow during embryogenesis169,170

. The

ectoderm-derived NC cells therefore seem to generate mesenchymal cell types across the lineage

boundaries.

In spite of the finding that the trunk NC can generate some mesenchymal derivatives, it

primarily functions to generate melanocytes and peripheral neural cell types, including peripheral

neurons and Schwann cells. The trunk NC cells migrate along two distinct pathways, the

dorsolateral pathway between the embryonic epidermis and the somites and the ventromedial

pathway between the somites and the neural tube. Until recently, trunk NC-derived melanoblasts

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were thought to commit to this lineage as they left the neural tube215

, and then these melanoblasts

were thought to migrate out into the skin via the dorsolateral pathway. In contrast, most of the

PNS, including peripheral autonomic neurons, sensory neurons, peripheral glia and Schwann

cells. were thought to be generated by NC cells that migrated out via ventromedial pathway216

.

Interestingly, however, Adameyko et al (2009) recently demonstrated that Schwann cell

precursors on the ventromedial NC migratory pathway contribute to melanocytes in the skin217

.

These data define an alternative route for melanocyte distribution and demonstrate that Schwann

cell precursors, which were thought to be glially-biased, are actually at least bipotent precursors.

The unique nature of the NC, which generates both mesenchymal and neural progeny,

has led to a number of interesting hypotheses. For example, Hall et al. suggests that the NC

should be regarded as “the fourth germ layer”, because of the way the NC is induced, and the

diversity of NC progeny218

. In the framework of the germ layer theory, each germ layer is

defined as a fundamental embryonic layer from which diverse tissues and organs arise218

.

Ectoderm and endoderm are recognized as primary germ layers218

. Mesoderm is sometimes

referred to as the secondary germ layer because it is induced by interactions between primitive

ectoderm and endoderm, but also contributes to diverse cell and tissue types218

. On the other

hand, Weston et al. suggested that the “ectomesenchyme” (the mesenchymal tissues that have

been recognized as NC derivatives) actually originates from the “metablast” (a non-neural

ectodermal region) rather than the NC219

. This model hypothesizes that the NC is not bipotent,

generating neural and mesenchymal progeny, but that two completely distinct groups of cells

generate the neural cells and mesenchymal cells. For the moment, this idea lacks experimental

support157

, but it has not been definitively ruled-out in vivo. However, the NC is still considered

to have both neural and mesenchymal potential by most investigators, contributing to the entire

peripheral nervous system, and to mesenchymal tissues in the bone marrow, the nerve, and the

craniofacial region. It is clear, though, that there are still many as-yet-unanswered questions.

Are there NC-derived mesenchymal tissues that have not yet been identified? Is it possible that

NC-derived mesenchymal precursors (such as MSCs) can regain the potential to generate neural

cells by exposure to a non-physiological context? And if so, does this explain the unexpected

neural potential of some MSCs50,154,220,221

and/or perhaps even the neural/mesenchymal potential

of SKPs? Alternatively, is it possible that non-NC-derived cells that experience inductive

events similar to the NC (e.g. similar transcription factors, similar environmental cues, similar

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interactions between an epithelium and underlying mesenchyme) might acquire NC-like

potential?

1.3.1.4 Stem Cells of the Neural Crest Persist in Adult Skin.

Neural Crest Stem Cells (NCSCs)

Stem cells can be identified by clonally showing their self-renewal and multipotency.

Multipotency of individual NC cells was first reported by Sieber-Blum and Cohen (1980)222

.

The investigators conducted clonal analysis in vitro using embryonic quail NC cells,

demonstrating that the clonal NC cells could be specified to neurons, melanocytes or both. The

multipotency of clonal NC cells was then confirmed in vivo by Bronner-Fraser et al (1980)223

.

They showed that quail NC cells that were clonally expanded in vitro contributed to diverse cell

types, including sympathetic ganglia, adrenal gland and aortic plexus when transplanted to the

NC migratory pathways in chick embryo. Thereafter, these investigators assessed multipotency

of NC cells under more physiologically normal conditions using single-cell labeling techniques

(1988)224

. Specifically, the authors microinjected the vital dye lysinated rhodamine dextran

(LRD) into dorsal neural tube of avian embryos, at the exit point for migrating NC cells in order

to label single NC precursor cells. The labeled cells individually contributed to sensory neurons,

presumptive pigment cells, ganglionic support cells, and adrenomedullary cells. Bronner-Fraser

and Fraser further dissected out the multipotency of distinct NC subpopulations using the same

single-cell labeling technique. They showed multipotency of the trunk NC cells by

demonstrating that LRD-tagged trunk NC cells contributed to sensory and sympathetic neurons,

Schwann cells and melanocytes225

. In these classic studies, the NC cells were sometimes

described as “pluripotent” cells224,226

, by pointing out their ability to generate all derivatives of a

given cell or tissue population159

. However, in current stem cell biology, pluripotent cells are

defined as cells with the ability to form all the body’s cell lineages, including germ cells115

.

Nonetheless, the former definition of “pluripotent” is sometimes used in today’s stem cell

papers227

. In my thesis, I consistently adopt the latter definition.

More recent studies have supported these early conclusions that at least some early NC

precursors are multipotent. For example, multipotency of the cranial neural crest was

demonstrated by Baroffio et al (1991)226

. Clonal culture of quail cranial NC cells revealed their

ability to generate neurons, Schwann cells, melanocytes and mesenchymal tissues such as

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cartilage, bone and other connective tissues. By investigating 533 clones obtained from cranial

NC cells, the authors demonstrated that the cranial NC precursor cells are, however, a

heterogeneous population that contains many unipotent, bipotent or oligopotent cells with

restricted potential to differentiate into a few cell types and relatively few multipotent cells with

broader range of the potency. Multipotency of the cardiac NC cells was investigated by Kirby

(1983)228,229

. Because of their importance to heart development230

, the cardiac NC cells have

been intensively studied, and now they are known to contribute to the aorta and pulmonary artery

of the cardiac outflow tract228,229,231

, and smooth muscle of the tunica media232,233

. Studies by Ito

& Sieber-Blum (1991)234

and Youn et al (2003)235

showed the heterogeneity of cardiac NC cells,

a population that contains both multipotent cells and more restricted cells (for example restricted

towards melanocytes, smooth muscle, connective tissue, chondrocytes and sensory neurons)234

.

To summarize, the NC cells in the craniofacial, cardiac and trunk regions do contain multipotent

cells although these are heterogeneous populations of precursors, and many NC precursor cells

are unipotent, bipotent or oligopotent cells with more restricted potential.

The term “neural crest stem cells (NCSCs)” was first used by Stemple and Anderson

(1992)236

. In 1990s, selective markers for NC cells had been elucidated, and the p75

neurotrophin receptor (p75NTR) had been recognized as one of the typical NC markers237?239

.

Stemple and Anderson therefore isolated p75NTR+ NC cells by fluorescence cell sorting and

showedd that individual p75NTR+ NC cells isolated from rodent embryos could self-renew and

clonally generate more committed clones such as neuroblasts and glioblasts in vitro.

With regard to these putative NC stem cells, Sommer et al indicated that the multipotent

cells are relatively frequent amongst this population in his review240

. Quantitatively, of this

embryonic NC population, what is the percentage of multipotent NC stem and progenitor cells?

This is still an open question today. For example, studies by Trentin et al demonstrated that

clones that generate glia, neurons, melanocytes and myofibroblasts were 2.8% of the total cranial

NC clones and 1% of the total trunk NC clones241

. These NC cells were isolated from avian

neural tube as migratory NC cells. These data indicated that the NC cell population consisted of

a minority of multipotent cells and a majority of unipotent/bipotent cells. On the other hand,

Calloni et al. (2009) argued that a highly multipotent progenitor (able to yield neurons, glia,

melanocytes and mesenchymal cells) comprises 7-13% of the total cranial NC clones242

,

although it seems that the isolation and the expansion of the NC cells were conducted through

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protocols similar to those of Trentin et al. Moreover, analyses in zebrafish indicated an absence

of multipotent precursors in even premigratory trunk NC cells in this model organism243?245

,

although this does not mean that there are no trunk NCSCs in zebrafish, since the commitment

and segregation of NC progeny apparently occurs earlier than in other species159

. While it is still

not clear what proportion of the total NC population is multipotent, it is at least agreed amongst

scientists that many of the NCSCs transit from a stem cell state to a more restricted progenitor

state during embryogenesis. However, these findings raise a number of additional questions.

How long do NCSCs persist; are they present in postnatal or adult vertebrates? How do

microenvironmental cues regulate NCSC development? What is the range of differentiation

capacity in these NCSCs, and can that be unmasked when they are exposed to an exogenous

environment?

Regarding this final question, Ruffin et al (1998) demonstrated that postmigratory NC

cells can differentiate into motor neurons and floor plate cells of the CNS when ectopically

transplanted into ventral neural plate, in spite of the prevailing view that NC cells only contribute

to the PNS and not the CNS during development246

. These data indicate the remarkable

plasticity of NC cells (in other words, the competence of the NC cells to respond to ectopic

microenvironmental cues). However, such plasticity of NC cells may not be retained for long or

might not be relevant for all NC cells, because similar transplantation experiments conducted by

Mckeown et al (2003) showed that cranial NC cells that have migrated into the brachial arch and

the trigeminal ganglia lose their competence to generate neural and mesenchymal tissues

respectively247

. These data indicated that NC cells, as a population, likely become restricted in

their lineage potential prior to or soon after their migration from the dorsal neural tube247

.

However, the findings of Ruffin et al. (1998) raise the possibility that there are subpopulations of

postmigratory NC cells that retain their self-renewal capacity and multipotency.

In this regard, a milestone case of identification of postmigratory NCSCs is seen in the

publication by Morrison et al (1999)248

. These investigators prospectively isolated NCSCs as

p75NTR+ P0

- cells from NC-derived fetal peripheral nerves. These cells exhibited properties

that were indistinguishable from the well-characterized embryonic NCSCs that were

retrospectively isolated from the dorsal neural tube. These data demonstrated the persistence of

NCSCs in peripheral nerve over a week after the onset of neural crest migration. However, in

spite of their ability to generate neurons, glia and other cells that were negative for neuronal and

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glial markers, NCSCs from the fetal sciatic nerve lacked the ability to generate melanocytes.

Later studies showed that postmigratory NCSCs could also be isolated from the embryonic

enteric nerve by FACS sorting for p75NTR and 4 integrin249

. Bixby et al (2002) compared

these enteric NCSCs with the sciatic nerve NCSCs, and demonstrated that the NCSCs in

different regions of the PNS are distinct in terms of their differentiation and respond

differentially to environmental signals249

. This study therefore suggested that differentiation of

NCSCs is determined cell-intrinsically as well as by their mirocroenvironmental cues.

Identification of postmigratory NCSCs in the enteric and sciatic nerve accelerated investigation

of possible NCSCs in other tissues of embryos, neonates and adults. Today, NCSCs have been

identified at various time points and from diverse tissues as reviewed by Shakhova & Sommer

(2010)158

and Nagoshi et al (2009)160

. Moreover, as an alternative strategy to isolate and expand

medically-important NCSCs, protocols have now been developed for isolating NCSCs from ES

and iPS cells250?257

.

Identification of postmigratory to adult NCSCs

On what basis can we regard a stem cell population as postmigratory NCSCs? Although there is

no gold-standard for the identification of NCSCs, the cells that have been identified as NCSCs

generally satisfy several of the following criteria: (1) expression of embryonic NC markers such

as p75NTR169,248,249,258?262

, 4integrin248,249,258

, Sox10169,262

or Slug/Snail169,263

; (2) derivation

from the NC lineage embryonically, as shown by in vivo fate mapping; (3) in vitro and in vivo

responsiveness to proliferation/differentiation/migration signals that are known to regulate

embryonic NCSC; (4) multipotency with regard to differentiation into NC progeny including

peripheral neurons, Schwann cells, melanocytes, smooth muscle cells, chondrocytes, osteocytes

and adipocytes. Each of these criteria is considered in more detail here.

The transcriptional characteristics of embryonic NC cells have been elucidated in classic

developmental studies 165

. It is not surprising that postmigratory NCSCs retain expression of

these signature genes. Also, as discussed above, past studies have empirically shown that

NCSC-like cells can be isolated by FACS sorting for p75NTR and other extracellular

markers248,249,258

. However, one of the caveats of this type of analysis is that none of these

markers is exclusive for NCSCs, and all are utilized broadly during development, necessitating

the use of additional criteria.

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To verify that putative postmigratory NCSCs derive developmentally from the NC, most

studies have utilized in vivo fate mapping in mice. As an example of this approach, NC cells

that will be eventually become Schwann cells pass through several states of commitment, each

defined by a different combination of transcription factors and other markers: Sox1 and Wnt1

expression as embryonic NC precursors in the dorsal region of neural tube89,170

, Sox10

expression as premigratory NC cells and their progeny committed to the PNS and

melanocytes165,264,17,265

, P0 expression as NC cells largely committed to being Schwann cell

precursors 17,266

, and Krox20 expression as NC-derived Schwann cell precursors17,217

. Thus,

genetically engineered mice expressing Cre recombinase under the control of promoters for these

different NC markers will enable us to track NC progeny. These approaches therefore allow us

to argue the possibility, but not to prove, that cells of interest originate from the embryonic NC,

using genetically engineered mice, such as Wnt1-cre89,169,214,262,267?270

, Sox10-cre271

, P0-

cre266,170,169

, Sox1-cre170

, Krox20-cre217,272

, Dct-cre262

, Dhh-cre262

, and Ht-PA-cre167,262

.

However, no Cre lines achieve absolute NC-specific targeting. For example, although Wnt1-cre

is widely used for fate mapping of the NC lineage, it genetically marks the entire neural tube and

its derivatives (e.g. CNS neurons and glia) as well as the NC progeny. Therefore, the data from

NC lineage analysis should be carefully interpreted, particularly when combined with systemic

problems of the Cre/loxP system (such as transgene penetrance rate, which will be described

later). Fate mapping using a number of different Cre mouse report lines (e.g. two independent

NC lineage reporters and/or NC lineage reporters combined with reporters for other lineages) can

reinforce the argument that cells of interest originate from the NC.

The growth factors and instructive cues that regulateNC development (for example,

lineage commitment, migration, survival) have been well-studied (reviewed in Shakhova &

Sommer et al, 2010 and Sauka-Spengler & Bronner-Fraser, 2008)158,165,273

. For example,

neuregulin-1 (NRG1), a ligand for Erb receptors, is thought to be essential for migration,

survival, proliferation and maturation of NC-derived Schwann cell precursors, although it is not

thought to directly regulate the differentiation of NC cells into Schwann cells17

. Because of its

crucial role in controlling gliogenesis from the NC, NRG1-containing media has been widely

used to assess the gliogenic potential of prospective NCSCs274

. The potential of cells to respond

to a NC environment can also be tested by assessing their behavior when heterotopically

transplanted into embryonic NC migratory pathways247

. If a given cell displays a competence

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equivalent to embryonic NCSCs, then this supports the argument that they are newly-identified

NCSCs. In this regard, newly-identified postmigratory NCSCs have generally been shown to

generate neurons, glia and smooth muscle cells158

. However, postmigratory NCSCs that can

differentiate into the full repertoire of embryonic NC progeny have never previously been

reported.

There are, however, a number of limitations to previous studies on postmigratory NCSCs.

First, the functionality of the cells that were differentiated from these putative NCSCs were often

not tested. Second, it has been assumed that cells with neural capacity that are isolated from

adult peripheral tissues likely originate from the NC since neural differentiation potential is

thought to be limited to stem cells from the central and peripheral nervous systems, and the

peripheral nervous system is entirely generated from the neural crest. Intriguingly, however,

Seaberg et al (2004) reported an adult stem cell population that they isolated from adult pancreas

(named pancreas-derived multipotent precursors, PMPs) that had the ability to generate neurons

and glia in vitro. These cells did not express an embryonic NCSC transcriptional profile, so the

authors suggested that PMPs are a novel adult precursor with neural potential that has a non-NC

developmental origin275

. While the authors have not yet published a detailed lineage analysis,

these findings raise thepossibility that adult stem cells with neural potential may not necessarily

originate from well-defined neural primordia such as the neural plate or the NC. Perhaps some

adult stem cells may retain the ability to generate neurons and glia, regardless of their

developmental origins.

Although adult NCSCs have been identified from diverse tissues, one remaining question

is whether these adult NCSCs actually function in local adult neurogenesis and/or gliogenesis.

In this regard, recent studies have demonstrated that adult carotid body270

and enteric nervous

system276

undergo adult neurogenesis in response to physiological and/or injury environments,

suggesting that the adult NCSCs that have been identified in many tissues may actually

participate in local neurogenesis and gliogenesis in these organs.

Adult NCSCs in the Skin

It is well-established that NC cells contribute to skin during development, generating

melanocytes, the peripheral nerve network and craniofacial dermis, as described earlier. Since

these structures are highly regenerative, it is perhaps not surprising that stem cells for these NC

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derivatives have been identified in postnatal skin. For example, precursors for melanocytes are

the best-characterized NC-derived stem cells in skin277

. Comprehensive analyses by our

laboratory263,278

and others77,78,279?281

strongly suggest that dermal cells localized in dermal

papillae of whisker follicles (or vibrissae) are NC-derived stem cells. On the other hand, it is not

yet clear whether the skin contains adult stem cells that generate new nerve cells (e.g. for

Schwann cells or endo-/peri-neurium) or whether melanocyte stem cells generate any other NC-

derived cell types in skin. In this regard, Wong et al. (2006) demonstrated that cells of both the

glial and melanocyte lineages (genetically marked by Dhh-cre and Dct-cre282

) were able to grow

in sphere-forming conditions. Simultaneously, they identified a Sox10+p75

+ skin cell population

that formed spheres, and showed that a subpopulation of these Sox10+p75

+ cells could clonally

generate neurons, glia and smooth muscle cells. Based on the colocalization of Sox10, p75 and

Dhh/Dct-cre-expressing progeny in vitro and in vivo, they suggested that subpopulations of NC-

derived cells that are biased to form glial and melanocyte lineages can self-renew and give rise to

a broader range of NC progeny in culture, although they did not show direct evidence for the

stemness of Dhh/Dct-cre-expressing progeny262

. In addition, Sieber-Blum et al (2006) identified

a novel population of NCSCs in the skin, that they called “epidermal NCSCs (epi-NCSCs)”

based upon the finding that they were localized in or near the hair follicle bulge where many

types of hair follicle stem cells are located. These epi-NCSCs could differentiate into neurons,

glia, smooth muscle cells, melanocytes, chondrocytes and osteocytes in vitro, and were positive

for a Wnt1-cre-driven NC reporter283

. It is still unclear what cell type epi-NCSCs correspond to

under normal physiological context, although the hair follicle bulge is closely-associated with

peripheral nerves. Independent studies conducted by Amoh et al (2009)284

also identified a

Nestin-expressing stem cell population localized in the hair follicle bulge region, which they

later named “hair follicle pluripotent stem cells (hfPS)”. The hfPS appear to share a niche with

epi-NCSCs and differentiate into neurons, glia and melanocytes in vitro. Together, these data

indicate that adult NCSCs are present in the skin, but our understanding of these cells is

complicated by the fact that these different putative NCSC populations have been identified and

assessed by different investigators, approaches and criteria. To further understand each subset of

NCSCs, and to investigate the potential relationships amongst them, it might be interesting to

assess the characteristics of these different subpopulations in a side-by-side comparison.

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1.3.2 SKPs are Similar to NCSCs

1.3.2.1 SKPs satisfy many criteria for NCSCs.

As described in the previous section, adult NCSCs have been identified in the skin, and some of

them have been shown to differentiate into neural and mesenchymal cell types. In this regard,

SKPs were first defined as skin-derived precursors that originated from the dermis, self-renewed

as spheres in the presence of EGF and FGF2 and differentiated into neural and mesenchymal

tissues. In addition, SKPs possess neural and mesenchymal transcriptional profiles and express

both Nestin, a marker for neural precursors and Fibronectin, a marker for mesenchymal

precursors. Interestingly, Nestin has been detected in postmigratory NCSCs found in the DRG261

and the heart285

. These data therefore suggest that SKPs might originate from the NC.

Fernandes et al (2004) assessed this possibility in detail and provided several lines of evidence

that SKPs isolated from craniofacial skin are a NC derivative263

.

The first line of evidence is that SKPs express NC-associated genes169,263

, including

Snail/Slug, Twist, Pax3, and Sox9263

. In the results part of my thesis, I will show that SKPs

actually express more NC-related genes. Also, in the last part of the introduction, I will

introduce data from other investigators, which indicates that the dermal papilla (DP) of the hair

follicle, a niche for SKPs, contains cells expressing some of these NC genes286,287

. However,

since each of these NC genes is expressed in diverse tissues and organs, regardless of their

developmental origins, detection of a certain combination of NC genes in SKPs is not by itself

strong proof of the NC origin of SKPs. Although the detection of embryonic NC genes is often

described as a property of prospective postmigratory NCSCs158

, there have been no publications

in which the potential roles of these genes in the postmigratory NCSCs have been discussed.

Therefore, I will later summarize regulatory mechanisms and functions of the NC-associated

genes in NC formation and in the DP (a niche for SKPs), in order to elucidate the relationship

between these genes and properties of SKPs.

The second line of evidence was that SKPs could generate the progeny of embryonic

NCSCs with the exception of melanocytes, including peripheral neuronal cell types11,263

,

Schwann cells263,278,288,9

, smooth muscle cells8,263

, chondrocytes15

, osteocytes15

and adipocytes15

in response to in vitro and in vivo environmental cues for embryonic NCSC differentiation.

Regarding melanogenic differentiation, it was reported that melanocytes in the interfollicular

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dermis originate from endogenous dermal stem cells289

, and therefore SKPs may also be able to

take on a melanogenic fate under appropriate conditions. Also, the odontogenic potential of hair

follicle dermal cells was recently reported290

and odontoblasts are known to originate only from

the neural crest during normal development. One of the striking characteristics of SKPs

compared to other adult stem cells is that Schwann cells deriving from SKPs are almost identical

to endogenous Schwann cells morphologically, phenotypically and functionally263,278,288,9

. In

particular, McKenzie et al (2006)288

and Biernaskie et al (2006, 2007)9,278

clearly demonstrated

(1) that SKPs can generate bipolar cells expressing the Schwann cell markers S100b, p75NTR,

PMP22, MBP, CNPase and P0 in response to the well-defined gliogenic culture conditions that

promote genesis of Schwann cells from embryonic NCSCs, (2) that these SKP-derived Schwann

cells (SKP-SCs) associate with the axons of peripheral and cortical neurons in vitro, (3) that

when transplanted into the regenerating nerve or injured spinal cord, SKP-SCs associate with and

myelinate axons, and exhibit typical Schwann cell phenotypes and morphologies (e.g. Ranvier

nodes), (4) that SKP-SCs promote functional recovery in rodent models for spinal cord injury as

do real Schwann cells2,291

, and (5) that even undifferentiated SKPs will differentiate into

myelinating Schwann cells when transplanted into the regenerating peripheral nerve, presumably

in response to axonal contact. Thus, SKPs generate bona fide Schwann cells, a cell type that is

thought to only be generated by neural crest cells.

In addition to these two major sets of experiments, Fernandes et al. (2004) provided two

additional lines of evidence suggesting that SKPs were NC-derived. In one set of experiments,

they transplanted SKPs into embryonic chick NC migration pathways, and showed that they

migrated into peripheral neural tissues as do the endogenous NC cells, apparently responding

appropriately to environmentalt cues263

. They also performed lineage tracing, using the Wnt1-

cre approach, and showed that SKPs isolated from facial skin were genetically marked as Wnt1-

cre expressing progeny and are thus NC derivatives 263

. However, they failed to provide clear

results that SKPs from other skin regions are Wnt1-cre expressing progeny. Together, these data

indicate that SKPs satisfy many of the criteria for postmigratory NCSCs. Moreover, with the

unambiguous data for the NC origin of facial SKPs, we can clearly say facial SKPs are

postmigratory NCSCs. Therefore, SKPs have been often introduced as a member of the newly-

identified postmigratory NCSC family in many articles158,160,292

.

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1.3.2.2 Do SKPs Originate from Neural Crest? Yes (& maybe No).

Why were SKPs from facial skin definitively positive by Wnt1-cre lineage tracing, but SKPs

from trunk skin were not? Two possible explanations can be considered. First, SKPs from trunk

skin might derive from the NC, but lineage analysis by Wnt1-cre;R26R mice may not be reliable

in trunk skin. Second, SKPs from trunk skin not originate from the NC, but they may somehow

converge on to a NCSC-like phenotype. With regard to the first explanation, this could occur

either because trunk SKPs originated from the Wnt1+ NC, but the reporter was not appropriately

expressed in the trunk skin cells because of unexpected systemic issues in Cre/loxP

approach293,294

or because trunk SKPs originated from the Wnt1- NC, so that trunk SKPs were

not positive for the reporter. The former explanation was suggested by Fernandes et al, based on

their observation that even known NC derivatives such as Schwann cells and melanocytes were

not positive in the back skin of Wnt1-cre;R26RlacZ mice263

. On the other hand, while the

authors favored this explanation, none of their data addressed the second possibility, that SKPs

might have the properties of NCSCs, but derive from another embryonic origin.

1.3.2.3 SKPs may be adult NCSCs in Hair Follicles.

The publication by Fernandes et al (2004) was a milestone in the study of SKPs, not only

because it strongly suggested the relationship between SKPs and embryonic NCSCs, but also

because it indicated a potential niche for SKPs263

. As described earlier, SKPs express a number

of typical NC-related transcription factors. The investigators performed in situ hybridization to

identify potential endogenous SKPs by detecting skin cells expressing these genes. This

experiment clearly showed that the dermal papilla (DP) of hair follicles expressed NC-related

genes such as Snail, Slug and Twist. Fernandes et al then showed that cultured SKPs expressed

typical markers for the DP including Nexin, Versican and Wnt5a. Moreover, they showed that

DP cells dissected from adult whisker follicles generated spheres that were similar to SKPs in

terms of their in vitro characteristics. These data indicated that SKPs are enriched in the DP of

the hair follicle, an intriguing finding since DP cells have long been considered to be a dermal

precursor population of some type, based upon their ability to induce de novo hair

follicles77,295?297

. In addition, the DP is now known to express several NC genes286,287

, and has

been proposed to be a niche for multipotent dermal precursors280,281

. Together, these findings

suggested that SKPs are an adult multipotent precursor that functions as a potential stem cell for

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dermal cells in vivo, and that has the potential to generate neural and mesenchymal cell types in

vitro and potentially even in vivo.

1.3.3 Summary

The neural crest is a unique group of embryonic cells that contribute to most of the cells in the

peripheral nervous system (including Schwann cells), pigment cells of the skin, craniofacial

mesenchymal tissues (such as facial dermis) and part of the cardiac outflow tract . Most of the

neural crest cells are transient, but some of them are believed to persist into adulthood, retaining

the ability to self-renew and their multipotency throughout life, and are therefore called neural

crest stem cells (NCSCs) (reviewed by Olga et al., 2008)19

. In general, it has been believed that

the characteristics of stem cells of a particular tissue resemble those of the embryonic rudiment

for that tissue20

. Since Toma et al.(2001) and Fernandes et al.(2004) initially found that SKPs

share several properties with embryonic neural crest stem cells (NCSCs), they suggested that

SKPs are likely to be NCSCs located in the adult skin6,263

. However, Fernandes et al (2004) also

provided data indicating that SKPs might be dermal precursors and in this regard, the dermis is

known for its multiple developmental origins21

: neural crest for the craniofacial dermis22

, somites

for the trunk dorsal dermis23

, and lateral plates for the ventral dermis24

. However, since even

SKPs isolated from the dorsal skin could generate functional Schwann cells, a cell type thought

to only be generated by the neural crest, then the relationship between the developmental origin

of SKPs in different types of skin relative to their stem cell potential became an important open

question.

1.4 SKPs Function as Precursors for the Dermis.

1.4.1 Development of Dermis

In 2009, the Miller laboratory published an important paper demonstrating that SKPs derive from

Sox2+ hair follicle dermal cells and that they likely function as endogenous adult stem cells for

the dermis14

. The goal of this section is to discuss the findings in this article. However, before

doing this, I will introduce the basics of skin biology, hair follicles and hair follicle dermal cells.

1.4.1.1 Dermis Originates from Mesoderm as well as Neural Crest.

All dermal cells originate developmentally from the neural crest or mesoderm (which can be

further subdivided into the somites and lateral plates), depending upon the region where the

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dermal cells are located21

. As described earlier, the dermis in the craniofacial region was shown

to originate from the neural crest by classical quail-chick chimera experiments (Couly & Le

Douarin, 1988)298

. Likewise, a similar experimental approach revealed that dorsal dermis

originates from the somites (Mauger, 1972)299

, while the lateral and ventral dermis originates

from the lateral plates (Christ, 1983)300

. The generation of dermis from spatially distinct

embryonic sources has been reconfirmed in more recent studies using genetically-engineered

mice such as En1-cre301

, HoxB6-cre-ER302

, Mesp1-cre303

and Wnt1-cre263

. However, these more

recent experiments simply confirmed something that was known by embryologists long before

these experiments were performed. In fact, Marray stated in his 1928 Nature article that

“dermis has two sources of origin in the embryo: that of the dorsal and dorso-lateral regions is

derived from the dermatomes of the somites; that of the limbs, lateral regions, and by implication

also of the ventral regions, derived from somatopleur”304

.

1.4.1.2 Mesoderm Provides Somites that Form Dorsal Dermis.

In the section on the neural crest, I explained that the neural crest provides the dermis of the

craniofacial region during development. However, with the exception of craniofacial dermis,

most dermal cells originate from the mesoderm, one of the three germ layers. At an early stage

of vertebrate embryogenesis, the mesoderm is specified into four regions: notochord, paraxial

mesoderm (that forms the somites), intermediate mesoderm (that gives rise to the gonads,

kidneys and adrenals), and lateral plates210

. Somitogenesis is induced by expressing FoxC1 and

C2 in the paraxial mesoderm via segmentation, epithelialization and differentiation to two

distinctive regions: dermomyotome (that eventually forms the dermis of the dorsal midline and

skeletal muscle) and sclerotome (that contributes to vertebrae and ribs).210

Like the neural crest,

the epithelial somites undergo EMT (epithelial to mesenchymal transformation)305

, then give rise

to diverse mesenchymal tissues, which is reviewed elsewhere306

. In a prior section, I explained

that a small proportion of bone-marrow mesenchymal stem cells (MSCs) originates from the

neural crest. Although the primary embryonic source for MSCs has remained largely unknown,

it is highly likely that embryonic subpopulations of the mesoderm contain the precursors for

MSCs, according to the latest report by Vodyanik et al. (2010)307

. Perhaps, this is another

interesting property in common between the neural crest and mesoderm.

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The developmental commitment and the underlying molecular mechanisms that lead to

genesis of the dorsal dermis from the somites has been well reviewed by Olivera-Martinez et al

(2004), Scaal & Christ (2004), Kalcheim & Ben-Yair (2005) & Yusuf & Brand-Saberi

(2006)308?311

. Like the neural crest the dermomyotome gives rise to multiple derivatives, and

whether these derivatives originate from single multipotent somitic precursors has long been

argued in the field of developmental biology312

. In this regard, clonal analysis in the chick

indicates that the central dermomyotome is composed of a homogeneous population of self-

renewing and multipotent epithelial progenitors rather than a mixture of cells with different

states of commitment313

. In terms of the commitment to the muscle lineage from the somites,

one of the key events is the expression of transcription factors, called MRFs (Myogenic

Regulatory Factors): Myf5, MyoD, myogenin and MRF4314

. These genes are recognized as

“master regulatory genes for myogenesis”, and muscle-specific proteins can be ectopically

expressed even in differentiated non-muscle cell types (pigment, nerve, fat, liver and fibroblasts)

by forced expression of these genes315

. In normal embryogenesis, Myf5 is expressed in a subset

of muscle precursors316

, although its expression seems to be not only in the restricted muscle

progenitors, but also in broader somitic derivatives316,317

. Myf5 expression in a broad range of

mesodermal cells has been reported by lineage analysis of Myf5-expressing somitic cells using

Myf5-cre; Rosa-26R mice317?319

. Gensch et al. suggested that this expression was due to a

transient activity of the Myf5 promoter in the paraxial mesoderm, which could be captured by

Myf5-cre; Rosa-26R mice, but which was not detectable by direct visualization of Myf5

promoter activity (in Myf5-lacZ mice). Although these authors did not completely describe the

somitic cell types that were labeled by this lineage analysis, hair follicle dermal cells in the

dorsal back skin from Myf5-cre; Rosa-26R mice appear to be positive for lacZ according to the

data in Hosokawa et al. This indicates that dorsal dermis developmentally originates from Myf5-

expressing subsets of somites.

The structure of somites can be subdivided into the ventral mesenchymal sclerotome and

the dorsal epithelial dermomyotome (DM). The DM in turn becomes subdivided into two parts,

the dermatome, which forms the dermis of the dorsal trunk region, and the myotome, which

contributes to skeletal muscle. Past fate mapping studies suggested that the dermal progenitors

are generated from the central region of the DM, while muscle progenitors arise from the DM

edge. Recently, Ben-Yair and Kalcheim investigated the fate of the central DM and found that

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the central DM contains proliferative myotomal progenitors (PMPs) which supply both muscle

progenitors and dermal progenitors313

. This finding called into question whether the central DM

is composed of two distinct progenitors or whether it contains bipotent progenitors for dermis

and muscle. To ask this question, the authors conducted clonal analysis in ovo, and showed that

the central DM contains bipotent progenitors with dermogenic and myogenic potentials. These

PMPs express Pax3 and Pax7, two DM markers in the central DM, and downregulate these genes

when they are specified to the dermal fate. This may well explain why dorsal dermis can be

tagged using lineage tracers that are thought to be specific for the muscle lineage, such as Myf5-

Cre.

Regardless of developmental origin, the commitment of cells to a dermal fate is thought

to occur around E8.5 – 13.5297

. The molecular mechanisms regulating dermal specification are

likely to be shared amongst spatially distinct dermal progenitors, and involve expression of

Dermo1, a bHLH transcription factor, as regulated by Wnt/-catenin signaling301,302,320

.

1.4.1.3 Dermis Specifies the Overlying Epidermis.

If hair follicle dermal cells that were isolated from the scalp of a human male were

transplanted into the arm skin of a female, would she get male scalp-type hairs321

? In other

words, to what degree does the dermis impact on the development of skin appendages, such as

hair follicles? The goal of this section is to briefly answer this question.

From the point of structure, the skin in any region is composed of the dermis, the

overlying epidermis and other individual components (such as blood vessels, pigment cells and

nerves). The development, maturation, homeostasis and regeneration of the skin are mainly

achieved through the molecular interactions between epidermis and dermis297,322?325

. Although

both the dermis and epidermis at early developmental stages appear to be homogeneous

populations, many distinctive skin appendages are eventually formed during development. In

this regard, experimentally, the dermis has been shown (1) to play a key role in formation of skin

appendages322

, (2) to be comprised of anatomically heterogeneous cell populations that are

defined epigenetically and cell-intrinsically, and which contribute to regional differences in

macro-patterning (e.g. hairy skin, whisker pad and non-hairy palm)326,327

and (3) to exhibit

heterogeneity on a much smaller scale, thereby influencing micro-patterning such as

differentiation of the epidermis to distinct hair follicle types287

.

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Of the diverse skin appendages, the hair follicle has been intensively studied, largely

because the hair follicle is the only organ that cyclically repeats (re)generation and degeneration

by recapitulating typical epithelial-mesenchymal interactions, a key aspect of embryonic

development, throughout life323,325,328

. In addition, in the more recent past, the hair follicle has

been the subject of significant interest because it is a hot bed of developmentally-distinct and

medically-useful adult stem cells33,297,325

, and because of the high demand for hair regeneration.

Reviews of the structure, morphogenesis, molecular principles and related diseases of hair

follicles are available elsewhere297,323?325

. Also, many of the genes responsible for hair follicle

formation and alopecia have been elucidated via spontaneously mutant or genetically engineered

mice, as reviewed by Nakamura et al (2001)329

. In this regard, the primary interest of my thesis

is the hair follicle dermal cells that can be spatially and morphologically subdivided into two

subsets: the dermal papilla (DP) and the dermal sheath (DS). The very concise review by

Driskell et al (2011) is perhaps enough to understand the basics of the DP and DS297

. As well,

the review by Yang & Cotsarelis (2010) may be helpful for further understanding of the stem

cells within follicle, and strategies for studying the DP and DS330

. Briefly, hair follicle

development can be subdivided into two phases, morphogenesis or hair folliculogenesis and

cyclical hair growth. The duration of morphogenesis is from approximately E12/E13 to 2 weeks

after birth in mice297,331,332

. Morphogenesis can be categorized into three phases: (i) induction

between E13 - 14, (ii) organogenesis between E15.5 – E17.5 and (iii) maturation from E18.5325

.

All of these events are the net result of molecular interactions between the epidermis and the

dermis. Through these interactions, the dermis and the epidermis themselves are specialized to

more hair-follicle-specific cell types325

. After the completion of morphogenesis, hair follicles

enter the hair growth cycle that continues throughout life331

. The cycle is composed of three

phases: anagen (growth phase), catagen (regression phase) and telogen (resting phase)323

. Even

if hair follicles are forced to deviate from the hair cycle by depilation or injury, the skin can form

de novo hair follicles. The hair follicle dermal cells (DP and DS cells) have been experimentally

shown to function as key determinants in all phases of morphogenesis, maintenance and

regeneration330

.

So, did the female who appeared in the first paragraph of this section get male-scalp-type

hairs on her arm? Yes - Drs. Amanda J. Reynolds, Colin A. B. Jahoda and their colleagues

reported the trans-gender induction of hair follicles in Nature in 1999321

. Specifically, they

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showed that the DS cells dissected from the scalp of a male (C.A.B.J.) induced the thick and

pigmented hair follicles typical of the donor hairs when implanted into the forearm of a female

recipient (A.J.R.). This article can be regarded as a milestone in the study of hair follicle biology

and its clinical applications, because it clearly demonstrated the influence of the dermis in hair

folliculogenesis, that adult DS and DP cells are both likely precursors that have the ability to

induce hair follicle morphogenesis, and that hair follicle dermal cells have an immune-privileged

status. To summarize, the hair follicle dermal cells (DP and DS) are the mesenchymal

components of the hair follicle structure, which play key roles in hair follicle morphogenesis,

maintenance and regeneration. Interestingly, past experiments have suggested that adult DP and

DS cells might function as precursors for the dermis itself, raising the possibility that they retain

many and/or all of the stem cell characteristics of embryonic dermal progenitors.

1.4.1.4 Hair Follicle Dermal Cells Seem to Be Multipotent.

As described earlier, the unexpected plasticity of adult stem cells has been a topic of intense

interest over the past 10 years20,110

. In this section, our current understanding of the

differentiation potential of dermal cells will be reviewed. The SKP studies conducted by Toma

et al (2001) and Fernandes et al (2004) were the first reports showing that adult dermal stem cells

could differentiate into cells outside of their tissue of origin 8,263

. However, a number of

subsequent studies independently defined the unique properties of DP and DS cells. For

example, Jahoda et al (2003) and Hunt et al (2008) demonstrated that cultured DP cells

differentiate into many neural crest cell types, including adipocytes, osteocytes, neurons and glial

cells280,281

. In accordance with these findings, microarray analyses conducted by Rendl et al

(2005) and Driskell et al (2009) indicated the expression of some neural crest associated genes in

DP cells286,333

.

In addition to a neural crest transcription factor signature, Rendl et al (2005)286

first

reported that DP cells also express Sox2, a transcription factor essential for maintaining the

stemness of diverse stem cell types, including neural stem cells (NSCs)334,335

, a finding that was

later confirmed by other groups14,287,336

. While Sox2 function within the NC lineage is not yet

fully understood205,337

, Cimadamore et al (2011) recently provided evidence that Sox2 plays a

key role in sensory neurogenesis as well as EMT in NC development338

. Sox2 is also expressed

in Schwann cell precursors in developing nerves and is thereafter re-expressed in dedifferentiated

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46

Schwann cells following nerve injury339

. Sox2 is thought to regulate proliferation of immature

Schwann cells and to maintain the undifferentiated state of Schwann cells by acting as a negative

regulator of myelination339

. Recent evidence indicates that Sox2 in this lineage is likely

regulated as a function of ephrin-B/EphB signaling340

. The function of Sox2 in hair follicle

dermal cells is still somewhat enigmatic, but it seems to play a role in the process of hair follicle

formation. In this regard, Driskell et al (2009) showed that Sox2 is expressed in the dermal

condensates that form the DP in embryonic mouse skin at E14.5 – E16.5 when certain hair

follicle types (called guard, awl and auchene) of the mouse pelage are induced333

. However, the

authors found that Sox2 is not expressed in these condensates at E18.5 when the remaining

zigzag hair follicles are specified. Consistent with this, in postnatal mouse skin, they found that

Sox2 is expressed in the DP of guard, awl and auchene, but not zigzag, hairs. To ask if the Sox2

expression in the DP is associated with specification of hair follicle types, the authors performed

hair-follicle reconstitution assays using (1) unsorted dermal cells, (2) Sox2- dermal cells or (3)

dermal cells depleted of DP cells. Although all of the dermal subpopulations induced many

zigzag hairs, only the unsorted dermal cells induced awl/awchene hairs. This indicates a

requirement for Sox2-expressing DP cells for formation of the awl/auchene hair type. Thus,

Driskell et al demonstrated that the DP is composed of Sox2+ and Sox2

- subpopulations, and that

Sox2 coordinates the specification of hair follicle type during hair morphogenesis.

Driskell et al (2009)287

found that DP cells in a restricted skin area, dorsal back skin, can

be subdivided into two subpopulations, Sox2+CD133

+ DP cells and Sox2

-CD133

+ DP cells. The

authors then demonstrated that each subpopulation specified the overlying epidermis to form

distinct hair follicle types. Although it is unclear whether these two subpopulations are

interchangeable or cell-intrinsically irreversible, the findings indicated that Sox2 in the DP is

likely to play some role in hair follicle induction. However, prior to the work reported in

Chapter 3 of this thesis, it was unclear whether Sox2 expression was associated with the dermal

precursor function of hair follicle dermal cells and/or the normal development or regeneration of

the skin.

Interestingly, Sox2 and Nestin expression in human dermatofibroma and

dermatofibrosarcoma were recently shown by Sellheyer et al (2010)341

, perhaps indicating some

relationship between Sox2-positive dermal stem cells and pathology in the dermis. These

findings raise the possibility that while the environment strictly regulates the differentiation of

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47

hair follicle dermal cells under normal conditions, that perhaps under pathological conditions,

their broader differentiation potential might be unmasked. Indirect support for this idea comes

from other systems. For example, Medici et al (2010) demonstrated that fibrodisplasia ossificans

progressive (FOP), in which cartilage and bone are ectopically formed, originates from the

conversion of vascular endothelium to cartilage and bone, via a multipotent MSC-like state342

.

Klein et al (2010) showed the spontaneous and frequent dedifferentiation of mature germ cells

into spermatogonial stem cells343

. Thorel et al (2010) reported that the loss of pancreatic -cells

could be replenished by conversion of -cells to -cells344

. Zawadzka et al (2010) identified a

common precursor that can generate both CNS oligodendrocytes and PNS Schwann cells from

adult injured spinal cord291

. These studies indicate that at least some adult tissues retain cellular

plasticity. Is this also true in the dermis? Curent evidence indicates that hair follicle DP and DS

cells likely contribute dermal fibroblasts and myofibroblasts within skin, and suggests that they

have the potential to contribute adipocytes 345,346

, all cell types that are normal components of the

dermis. In contrast, the neural potential of dermal precursors appears to be unnecessary for

normal development, although it is formally possible that they could generate Schwann cells for

skin nerves during development, during the normal (re)structuring processes of the neural

networks underlying the skin surface347?350

and/or following injury. Answers to these questions

will come from lineage tracing studies where the progeny of DP and DS cells are specifically

followed.

While the idea of a multipotent, endogenous dermal precursor might seem surprising,

classical studies of tissue regeneration in lower vertebrates provides precedent for the idea 351?353

.

In particular, lizards can escape from predators by sacrificing their highly-regenerative tails.

Moreover, urodeles (newts and salamanders) can regenerate limbs, jaws as well as tails210

. One

of the intriguing questions in these systems is the source of cells that contribute to this

regeneration, since the loss of a tissue means the loss of tissue-specific stem cells that are

responsible for tissue reconstitution. Briefly, one of the classical ideas in urodele regeneration is

that tissue-specific cell types are replenished by dedifferentiation / transdifferentiation of

terminally-differentiated cells and/or differentiation of undifferentiated and multipotent “reserve

cells” around the lost regions210

. However, a recent lineage analysis conducted by Kragl et al

(2009) indicated that regeneration of amputated limbs in salamanders is achieved not via

dedifferentiation of mature cells but via contribution of individual lineages (dermis, cartilage,

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muscle, glia, epidermis, bone) while maintaining each lineage restriction354,355

. Importantly, the

only cell lineage thought to contribute more broadly in this system was the dermis. A similar

conclusion was reached in a recent study in mammals. In mammals, newborn and adult mice can

regrow their digit tips after amputation at a restricted level356?360

. Rinkevich et al (2011) showed

that cells of ectodermal and mesodermal origin retain their lineage boundaries while contributing

to regeneration of the amputated digits361

, although dermal cells were not specifically examined

in this study.

1.4.2 Relations among SKPs, Dermal Precursors & Sox2

1.4.2.1 SKPs Derive from Sox2(+)ve Hair Follicle Dermal Cells.

As the final part of the introduction, I review the latest article published by Biernaskie et al

(2009), who demonstrated that SKPs derive from Sox2-expressing hair follicle dermal cells and

that they have properties of dermal stem cells14

.

The DS and DP are the mesenchymal components of hair follicles, and there is evidence

that there is some exchange between these two groups of cells362

. They interact with the

overlying hair follicle epidermis during morphogenesis and during the anagen growth phase of

the hair cycle to induce hair follicle formation324

. They have also been proposed to contribute to

dermal wound healing296,363,364

. Because of these properties, DP and DS cells were thought by

some to be a precursor population for the dermis, but there was no direct evidence for this idea.

The Biernaskie et al (2009) paper directly addressed this issue, and provided strong evidence that

the DP and DS cells were indeed dermal precursors14

.

Initially, Biernaskie et al analyzed the Sox2-EGFP expression patterns in the adult skin of

Sox2-EGFP mice, based upon the previous work showing that Sox2 was expressed in DP cells14

.

This analysis demonstrated that Sox2-EGFP was expressed in the DP of awl, auchene and guard

hairs, and that it was also expressed in the DS, as well as in a small number of K5+CD34

+

epidermal cells of the hair follicle bulge. Intriguingly, these authors also found that Sox2-EGFP

expression was regulated within the DP as a function of the hair cycle; Sox2-EGFP was

expressed in DP cells during anagen, but not during catagen or telogen. Based upon these results,

the authors prospectively isolated the anagen DP and DS cells by FACS sorting for Sox2:EGFP

and for PDGFRwhich is expressed on all dermal cells, including DP and DS cells. These

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49

isolated Sox2:EGFP DP and DS cells were highly enriched for the ability to generate SKP

spheres, indicating that they were likely the major source of SKPs, as suggested by the

Fernandes et al. (2004) paper7. The authors then showed that these Sox2:EGFP

+ dermal cells

could function as dermal precursors when transplanted; they could integrate back into their

DP/DS follicle niche, repopulate the dermal tissues, contribute to wound-healing and promote

hair follicle morphogenesis. These data clearly strongly supported the idea that SKPs are

derived from the DP/DS of anagen hair follicles, and that they have properties of dermal

precursors. The authors then directly compared cultured SKPs versus the prospectively-isolated

Sox2:EGFP+ cells by transcriptional profiling. This microarray analysis revealed that the SKPs

and Sox2:EGFP cells were transcriptionally similar, arguing that the Sox2:EGPF+ DP/DS cells

were not altered by culturing in SKPs conditions, and implying that the properties previously

ascribed to the cultured SKPs were likely shared by the endogenous DP and DS cells. Finally,

Biernaskie et al performed a series of experiments to ask whether SKPs possess the properties of

dermal stem cells. Transplantation assays demonstrated that clonally-generated SKPs could

home back to the DP/DS, supply the interfollicular dermis with dermal and myofibroblasts,

differentiate to adipocytes in the hypodermis, induce de novo hair follicles, and that they retained

these characteristics even after serial isolation and transplantation. Moreover, these clonal SKPs

could differentiate into adipocytes, myofibroblasts and neural cells under defined culture

conditions. Together these studies not only confirmed that the DP and DS were niches for SKPs,

but they also showed that SKPs had the potential to function as dermal stem cells.

A key question raised by these studies is whether the endogenous DP and DS cells

function as dermal stem cells under normal conditions. As one way to answer this question,

Biernaskie et al. performed grafting experiments. They generated genetically-tagged hair

follicles ex vivo, using EGFP-positive SKPs or freshly-isolated dermal cells. They then grafted

these hair follicles onto the back of nude mice and asked about the fate of the tagged DP and DS

cells. These studies showed that the DP and DS contributed cells to the interfollicular dermis in

uninjured skin. Moreover, when wounds were made close to the grafted hair follicles,

genetically-tagged DP and/or DS cells moved out of the hair follicles into the wounds, where

they contributed dermal fibroblasts and myofibroblasts. Overall, these studies indicate that the

DP/DS cells are a novel population of multipotent dermal stem cells that contribute to the

formation of hair follicles, maintenance of the dermis, and dermal wound-healing.

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For my thesis, the key implication of this article is that SKPs anatomically originate from

dermal cells within hair follicles, although the article did not establish that this is the only source

for SKPs. If SKPs originate from hair follicle dermal cells, then this predicts that SKPs should

developmentally originate from mesoderm as well as from neural crest. The purpose of my

graduate study was, in part, to reconcile three apparently contradictory findings that have been

summarized in this introduction: (1) SKPs are adult stem cells with neural potential that can

generate bona fide functional Schwann cells, a neural cell only ever generated from the neural

crest; (2) a subpopulation of SKPs that are capable of making Schwann cells is likely to originate

from mesoderm; and (3) mesoderm never provides neural tissues during normal development.

To reconcile these findings, I introduced the notion that somatic stem cells may have a broader

potential for lineage switching than previously thought47,110,365

, and on this basis, I have

constructed a hypothesis that SKPs of mesodermal origin exhibit neural crest potential that is

masked in their normal physiological context, but that is unmasked when these precursors are

exposed to exogenous microenvironment.

1.4.2.2 Deficits in Dermal Precursors May Be Associated with Skin Aging.

The cellular mechanisms that regulate the aging process are largely undefined. However, recent

studies have suggested that some aspects of aging arise from an age-associated decline in the

self-renewing adult stem cells that are essential for tissue maintenance366

. This concept may be

relevant for skin, as indicated in a recent paper by Su et al28,29

. In this paper, the authors focused

upon TAp63, a p53 family member, and showed that Tap63 was essential to maintain precursor

populations for epidermis and dermis, and that, when these cells were depleted, skin underwent

premature aging and aberrant wound-healing. To understand the cellular basis for these

phenotypes, they studied SKPs, and showed that TAp63 deletion in these precursors caused

defective proliferation, early senescence, and genomic instability, phenotypes that were also

observed in the endogenous dermal precursors. These results provide additional support for the

idea that dermal precursors in the hair follicle are essential for dermal maintenance and wound

healing. In this regard, it would be interesting to ask if Sox2, a generic stemness regulator30,31

, is

essential for the proliferation or maintenance of follicle dermal precursors, and if disruption of

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51

Sox2 in dermal precursors causes perturbations in skin maintenance or wound healing, perhaps

by depletion of the dermal precursor pool.

1.4.3 Summary

The hair follicle is a mini-organ that is generated, maintained and regenerated via epithelial-

mesenchymal cross-talk, and which is sustained by many distinct hair follicle stem cells. Of the

hair follicle components, the hair follicle dermal cells within the dermal papilla (DP) and the

dermal sheath (DS) function as playmakers in hair follicle development, homeostasis and

regeneration, and are historically considered as a potential source of precursors for dermal cell

types. Moreover, recent studies have indicated that cells within the DP and DS may have the

potential to generate cell types that are not related to the dermis. Specifically, neural identity and

neural potential of DP/DS cells have been identified by many independent laboratories, although

there is as yet no experimental support for the idea that DP/DS cells may contribute cells for

skin nerve development and/or regeneration. However, it is still unclear whether SKPs originate

from mesoderm as well as neural crest, whether SKPs derive from skin cells other than dermal

cells, and whether SKPs exhibit neural potential in the skin in vivo. Moreover, although it was

recently shown that SKPs arise from Sox2-positive DP and DS cells in hair follicles, whether or

not these endogenous dermal precursors require Sox2 for their maintenance, as was observed for

other Sox2-positive adult stem cells, remains an open question. In the following chapters, I

address these major questions.

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Chapter 2

Convergent Genesis of an Adult Neural Crest-Like Dermal Stem

Cells from Distinct Developmental Origins

Hiroyuki Jinno1,2

, Olena Morozova4, Karen L. Jones

1, Jeffrey A. Biernaskie

1,6, Maryline Paris

1,

Ryoichi Hosokawa7, Michael Rudnicki

8, Yang Chai

7, Fabio Rossi

5, Marco A. Marra

4, and Freda

D. Miller1,2,3

1Developmental and Stem Cell Biology Program, The Hospital for Sick Children, Toronto,

Canada, Department of 2Physiology and

3Molecular Genetics, University of Toronto, Toronto,

Canada M5G 1L7, 4Genome Sciences Center, British Columbia Cancer Agency and

5The

Biomedical Research Centre, University of British Columbia, Vancouver, Canada V5Z 4S6, 6Dept of Comparative Biology and Experimental Medicine, University of Calgary, Calgary,

Canada T2N 4N1, 7Center for Craniofacial Molecular Biology, School of Dentistry, University

of Southern California, Los Angeles, CA 90033, U.S.A., 8The Sprott Center for Stem Cell

Research, University of Ottawa, Ottawa, Canada K1H 8L6.

Author Contribution Summary:

Hiroyuki Jinno: Conception and design, collection of data, data analysis and interpretation,

manuscript writing

Olena Morozova: Data analysis and interpretation, manuscript writing

Karen Jones: Conception and design, collection of data

Jeffrey Biernaskie: Conception and design, collection of data

Maryline Paris: Conception and design, collection of data

Ryoichiro Hosokawa: Provision of study material

Michael Rudnicki: Provision of study material, final approval of manuscript

Yang Chai: Provision of study material, final approval of manuscript

Fabio Rossi: Provision of study material, final approval of manuscript

Marco Marra: Data analysis and interpretation, final approval of manuscript

Freda Miller: Conception and design, data analysis and interpretation, financial support,

manuscript writing

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Acknowledgements: We would like to thank Shaalee Dworski, Asli Dedeagac, Vanessa Seale,

Smitha Paul, and Dennis Aquino for experimental help, and David Kaplan for advice. This work

was supported by grants from the Canadian Institutes of Health Research and the H.H.M.I. FDM

is a HHMI International Research Scholar and a Canada Research Chair and MAM a Michael

Smith Foundation Senior Scholar. HJ was supported by a studentship from HSC Research

Institute, and OM by studentships from NSERC and the Michael Smith Foundation.

2.1 Abstract

Skin-derived precursors (SKPs) are multipotent dermal stem cells that reside within a hair

follicle niche and that share properties with embryonic neural crest precursors. Here, we have

asked whether SKPs and their endogenous dermal precursors originate from the neural crest or

whether, like the dermis itself, they originate from multiple developmental origins. To do this,

we used two different mouse Cre lines that allow us to perform lineage tracing: Wnt1-cre, which

targets cells deriving from the neural crest, and Myf5-cre, which targets cells of a somite origin.

By crossing these Cre lines to reporter mice, we show that the endogenous follicle-associated

dermal precursors in the face derive from the neural crest, and those in the dorsal trunk derive

from the somites, as do the SKPs they generate. In spite of these different developmental

origins, SKPs from these two locations are functionally similar, even with regard to their ability

to differentiate into Schwann cells, a cell type only thought to be generated from the neural crest.

Analysis of global gene expression using microarrays confirmed that facial and dorsal SKPs

exhibit a very high degree of similarity, and that they are also very similar to SKPs derived from

ventral dermis, which has a lateral plate origin. However, these developmentally-distinct SKPs

also retain differential expression of a small number of genes that reflect their developmental

origins. Thus, an adult neural crest-like dermal precursor can be generated from a non-neural

crest origin, a finding with broad implications for the many neuroendocrine cells in the body.

2.2 Introduction

Over the past decade, it has become apparent that most adult tissues contain somatic tissue stem

cells that serve, at least in part, to maintain those tissues. However, the genesis of these somatic

tissue stem cells is still not very well-understood. In this regard, we previously identified a

population of dermal stem cells that originate during embryogenesis and persist into adulthood.

These skin-derived precursor cells (SKPs) grow in suspension in response to FGF2 and EGF,

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and share properties with neural crest precursors, differentiating into mesenchymal derivatives

such as adipocytes and skeletogenic cells6,15

and peripheral neural crest cell types such as

Schwann cells6,7,9,10,12

. Recently, we demonstrated that SKPs derive from a Sox2-positive dermal

precursor that resides within the dermal papilla (DP) and dermal sheath (DS) of hair and whisker

follicles14

. These endogenous dermal precursors are transcriptionally similar to SKPs, and, like

SKPs, they are able to induce hair follicle morphogenesis and generate differentiated dermal cell

types14

. Moreover, genetic perturbations that disrupt the maintenance of these dermal-derived

precursors, such as deletion of the p53 family member, TAp63, lead to aberrant wound-healing

and premature tissue aging28

. Thus, like other adult tissues, the dermis contains a somatic stem

cell that is generated during embryogenesis and that may well serve to maintain and even repair

that tissue.

Although the existence of dermal stem cells would be predicted by the highly

regenerative nature of adult skin, the finding that they display similarities to neural crest

precursors is somewhat surprising. In this regard, facial dermis derives from the neural crest

embryonically367

, and SKPs generated from facial skin are neural crest-derived7, raising the

possibility that their hair follicle niche somehow maintains these dermal precursors in a

multipotent, embryonic state. However, the dermis of the dorsal trunk does not come from the

neural crest, but is instead generated from the somites, specifically from the dermomyotome. In

spite of this, SKPs from dorsal trunk generate cell types only thought to be made from the neural

crest such as Schwann cells17,367

. One explanation for this finding is that neural crest precursors

invade the dorsal dermis during embryogenesis, and that it is these precursors that associate with

hair follicles and generate SKPs. Support for this idea comes from our previous work showing

that a small subpopulation of cells within and/or adjacent to the DP of dorsal hair follicles

express a reporter thought to be limited to neural crest-derived cells7, and a recent study showing

that melanocytes are, at least in part, generated from multipotent neural crest precursors that

enter the skin via peripheral nerves368

. Moreover, neural crest-like precursors are present and

persist in a number of other adult tissues, including peripheral ganglia369,370

, gut258

, heart285

,

skin6,7,371,372

, cornea269

, carotid body270

and palate373

. An alternative explanation is that neural

crest-like precursors are somehow generated from a different developmental origin. Conceptual

support for this idea comes from the fact that many tissues contain neuroendocrine cells of

nonneural crest origin, suggesting the existence of a second developmental pathway that

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converges on to a neural crest-like phenotype. Precedent for such a convergent development

model comes from the dermis itself; cells from the neural crest, somites and lateral plate generate

the dermis in the face298

, dorsal trunk23

and ventral trunk24

, respectively.

Here we have tested these two possibilities, taking advantage of genetically-defined

lineage tracing approaches. Our data demonstrate that SKPs, and the endogenous dermal

precursors from which they derive, originate from the neural crest in the face and the somites in

the dorsal trunk, but that in spite of these different origins, they both generate precursors with a

highly similar phenotype. These findings provide precedent for the idea that somatic tissue stem

cells can derive from multiple developmental origins, and suggest that neural crest-like

precursors can derive from non-neural crest origins.

2.3 Materials & Methods

2.3.1 Animals

Wnt1-cre mice 89

(Tg(Wnt1-cre)11Rth Tg(Wnt1-GAL4)11Rth/J) and Z/EG reporter mice374

(B6.129(Cg)-Tg(CAG-Bgeo/GFP)21Lbe/J) were purchased from JaxMice (Jackson

Laboratories, Bar Harbor, ME) and were crossed to obtain Wnt1-cre;Z/EG double-transgenic

mice. Myf5-cre mice375

(B6;129S4-Myf5tm3(cre)Sor

/J) were mated with R26YFP reporter mice376

(B6.129X1-Gt(ROSA)26Sortm1(EYFP)Cos

/J) or R26R mice377

(B6;129S-Gt(ROSA)26Sor/J) to obtain

Myf5-cre;R26YFP or Myf5-cre;R26R double-transgenic mice, and were maintained as previously

reported317,378

. Sox2-EGFP mice 379

were the kind gift of Dr. Larysa Pevny and were maintained

as previously reported14

. Wild-type mice (C57BL/6 and CD1) and rats (Sprague-Dawley) were

purchased from Charles River Laboratory (Wilmington, MA). All animal use was approved by

the Animal Care Committee for the Hospital for Sick Children in accordance with the Canadian

Council of Animal Care policies.

2.3.2 Tissue Culture

SKPs were cultured as described7. Briefly, dorsal back, ventral trunk, and facial whisker pad

skin from neonatal (P0-P5) or adult mice (3 weeks and older) were dissected and cut into 2-3

mm2 pieces. For the microarray experiments, tissue was dissected from adult Sprague-Dawley

rats. Rats were chosen to provide a direct comparison with adult rat mesenchymal stromal cells

(MSCs). Tissue was digested with 1 mg/ml collagenase (type XI; Sigma) for 20-45 min at 37ºC,

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mechanically dissociated and filtered through a 40 m cell strainer (BD Falcon). Dissociated

cells were pelleted and plated in DMEM-F12 (3:1; Invitrogen), containing 1%

penicillin/streptomycin (Cambrex), 2% B27 supplement (Invitrogen), 20 ng/ml epidermal growth

factor (EGF), and 40 ng/ml fibroblast growth factor-2 (FGF2) (BD Bioscience), hereafter

referred to as proliferation medium. Primary spheres generated after 7-21 days were passaged by

collagenase digestion and resuspended as single cells at densities ranging from 1,000 to 25,000

cells/ml. Second passage spheres (or greater) were used for all assays, unless otherwise

indicated. MSCs were isolated from the bone marrow of adult GFP-expressing (SLC, Japan) or

control Sprague-Dawley rats as described380

. MSCs were maintained by plating on uncoated

culture dishes at a density of 50,000 cells/ml Mesencult human MSC medium containing 10%

fetal bovine serum (FBS; both from Stem Cell Technologies). For SKP self-renewal assays,

primary SKPs were dissociated and plated at 2,500 cells/ml in proliferation medium containing

1.6% methylcellulose (Sigma), as previously described7. Sphere formation was scored after 8-14

days. Schwann cell differentiations in mass cultures were performed as previously described9,10

.

For single sphere differentiations10

, single rat SKP spheres, at passage 1 were plated onto 8 well

slides (Nunc) coated with poly-L-lysine (Sigma) and laminin (BD Biosciences). Spheres were

plated in Schwann cell proliferation medium for 3 days and then changed into Schwann cell

differentiation medium for the following 14 days. Schwann cell proliferation medium consisted

of DMEM:F-12 (3:1) (Invitrogen), 10% FCS (Stem Cell Technologies), 1% B27 (invitrogen),

1% N2 (Invitrogen) , 40ng/ml FGF2 (Peprotech) and 20ng/ml EGF (BD Bioscience) and

Schwann cell differentiation medium consisted of DMEM:F-12 (3:1), 2% N2 (Invitrogen),

25ng/ml neuregulin-1 (R&D Systems) and 5M forskolin (Sigma). Medium was changed

every 2-3 days.

2.3.3 Cell Sorting & Analysis

Dorsal back or facial whisker pad skin from neonatal (P0-P5) Wnt1-cre;Z/EG, Myf5-cre;R26YFP

or Sox2-EGFP mice was enzymatically digested and dissociated to single cell suspensions as

described above. Cells were suspended in PBS containing 1% bovine serum albumin and sorted

for EGFP or EYFP expression on either MoFlo (Dako) or FACsAria (Becton Dickinson) cell

sorters. Viable cells were identified by propidium iodide exclusion. Fractionated cells were

subsequently grown in proliferation medium at densities of 5,000 to 20,000 cells/ml. For

Schwann cell assays, SKP spheres generated from sorted cells were passaged once, and then

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differentiated under Schwann cell conditions for 3 weeks as described above in preparation for

coculture with axons of rat sympathetic neurons grown in compartmented cultures as previously

described381

. Briefly, sympathetic neurons dissected from the SCG of P1 Sprague-Dawley rats

were dissociated and plated on a collagen substrate at a density of 0.6 ganglia/dish in 35mm

dishes in compartmented cultures. Neurons were established for 5-7 days in UltraCULTURE

(Lonza), 2mM L-Glutamine (Lonza), 1% Penicillin/Streptomycin (Lonza) with 20ng/ml nerve

growth factor (NGF, Cedarlane), conditions that allow the growth of axons into side

compartments. Cultures were then maintained in the presence of 10ng/ml NGF in both centre

and side compartments. Myf5-cre;R26YFP SKPs differentiated in Schwann cell conditions were

then plated into the side compartments (8,000 cells/side) in Schwann cell differentiation medium

with the addition of 10ng/ml NGF. The cells were maintained on the axons for 8 days with a

medium change every 2-3 days.

2.3.4 Microarrays & Bioinformatics

RNA was prepared from twice-passaged adult rat dorsal, facial and ventral SKPs and MSCs

using Trizol (Invitrogen), as per the manufacturer’s instructions, followed by the RNeasy Mini

Kit (Qiagen). The RNA samples were analyzed on Affymetrix GeneChip Rat Gene 1.0 ST

Arrays. The data were background corrected and normalized using standard RMA procedure

implemented in the Affymetrix Expression Console software. The preprocessed data were

analyzed using the LIMMA Bioconductor package to identify genes that show significant

evidence of differential expression between SKPs and MSCs. The F-statistic with Benjamini-

Hochberg (BH) multiple testing correction implemented in the eBayes function was used to

assess significance of differential gene expression. Those genes with BH-corrected p-value <0.01

were considered statistically significant as per Smyth382

. Microarray data are deposited in the

NIH GEO repository (accession number: GSE23954).

2.3.5 RT-PCR

RNA was prepared from twice-passaged neonatal mouse dorsal and facial SKPs using Trizol

(Invitrogen) and from sorted, uncultured mouse skin cells using Cells-to-cDNA II kit (Ambion)

as per the manufacturer’s instructions, followed by the RNeasy Mini Kit (Qiagen). For all

analyses, controls were performed without reverse transcriptase. PCR reactions were performed

as follows: 94ºC, 2min; 25-35 cycles of 94ºC, 15s; gene-specific annealing temperature for 30s;

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and 72ºC for 30s. Primers used in this study were as follows: Ap2a1, 5’-TCCCTG

TCCAAGTCCAACAGCAAT-3’ and 5’-AAATTCGGTTTCGCACACGTACCC-3’; Eya1, 5’-

CTAACCAGCCCGCATAGCCG-3’ and 5’-TAGTTTGTGAGGAAGGGGTAGG-3’; Foxd3,

5’-TCTTACATCGCGCTCATCAC-3’ and 5’-TCTTGACGAAGCAGTCGTTG-3’; Gapdh, 5’-

CGTAGACAAAATGGTGAAGGTCGG-3’ and 5’-AAGCAGTTGGTGGTGCAGGATG-3’;

Hoxa5, 5’-TAGTTCCGTGAGCGAACAATTC-3’ and 5’-GCTGAGATCCATGCCATTGTAG-

3’; Hoxc4, 5’-AACCCATAGTCTACCCTTGGATGA-3’ and 5’-

CGGTTGTAATGAAACTCTTTCTCTAATTC-3’; Hoxc6, 5’-ACGTCGCCCTCAATTCCA-3’

and 5’-CTGAGCTACGGCTGCTCCAT-3’; Hoxc9, 5’-TGTAGCGATTTTCCGTCCTGTAG-3’

and 5’-CCGTAAGGGTGATAGACCACAGA-3’; Mab21l1, 5’-

CCCCAACATGATCGCGGCCCAGGCC-3’ and 5’-CCTCCTTCAGGACGTCGGAGACCAC-

3’; Mab21l2, 5’-CCCCAACATGATCGCCGCTCAGGCC-3’ and 5’-

GCGGGGCTCTTGCACCTCCACTTCC-3’; Msx1, 5’-CGGGCGCCTCACTCTACAGT-3’ and

5’-TCCCGCTGCTCTGCTCAAA-3’; p75NTR, 5’-GTGTTCTCCTGCCAGGACAA-3’ and 5’-

GCAGCTGTTCCACCTCTTGA-3’; Pax3, 5’-TGCCCTCAGTGAGTTCTATCAGC-3’ and 5’-

GCTAAACCAGACCTGCACTCGGGC-3’; Rhob, 5’-AAGACGTGCCTGCTGATCGTG-3’

and 5’-CTTGCAGCAGTTGATGCAGCC-3’; Slug, 5’-CGTCGGCAGCTCCACTCCACTCTC-

3’ and 5’-TCTTCAGGGCACCCAGGCTCACAT-3’; Snail1, 5’-CGGCGCCGTCGTCCTTCT-

3’ and 5’-GGCCTGGCACTGGTATCTCTTCAC-3’; Sox9, 5’-

CCGCCCATCACCCGCTCGCAATAC-3’ and 5’-GCCCCTCCTCGCTGATACTGGTG-3’;

Sox10, 5’-CAAGGGGCCCGTGTGCTA-3’ and 5’-GCCCGTGCCATGCTAACTCT-3’; Twist1,

5’-CTTTCCGCCCACCCACTTCCTCTT-3’ and 5’-GTCCACGGGCCTGTCTCGCTTTCT-3’;

and Zic1, 5’-GCGGCCGAAAGCCAACT-3’ and 5’-TGCCAAAAGCAATGGACAGC-3’.

2.3.6 Immunocytochemistry & Histology

Immunocytochemistry was performed as described14

, and immunofluorescence was analyzed

using a Zeiss upright fluorescence microscope with Northern Eclipse acquisition software, a

Zeiss LSM 5 Pascal confocal microscope, or a spinning disk confocal microscope using Velocity

acquisition software (Improvision). Cell nuclei and tissue morphology were visualized using

Hoechst 33258 (Sigma), TO-PRO-3 (Invitrogen) or propidium iodide (Sigma). X-gal staining

was performed as described7, and cells or tissue sections were counterstained with nuclear fast

red (Sigma). Primary antibodies used in this study were as follows: mouse anti--galactosidase

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(1:50; DSHB), rabbit anti-Fibronectin (1:400; Sigma Aldrich), rabbit anti-GFAP (1:1000; Dako),

chicken anti-GFP (1:1000; Millipore), rabbit anti-GFP (1:1000; Millipore), rabbit anti-GFP

(1:5000; Abcam), mouse anti-Ki67 (1:200; BD Pharmingen), rat anti-NCAM (1:500; Millipore),

mouse anti-Nestin (1:400; BD Pharmingen), chicken anti-P0 (1:250; Aves Labs), rat anti-

PDGFRα (1:500; eBioscience), rabbit anti-p75NTR (1:500; Promega), mouse anti-S100β

(1:1000; Sigma Aldrich), rabbit anti-TRP1 (1:500; Santa Cruz), rabbit anti-Tyrosinase (1:500;

Santa Cruz), rabbit anti-Versican (1:500; kind gift from R. LeBaron, U.T.S.A.), and mouse anti-

Vimentin (1:200; BD Pharmingen), anti-III-tubulin (1:500, Covance). Secondary antibodies

used in this study were as follows: Alexa488-conjugated goat anti-mouse, anti-rabbit, or anti-

chicken, Alexa555 goat anti-mouse, anti-rabbit or anti-chicken and Alexa647 goat anti-rabbit,

anti-mouse or anti-rat (1:1000; all from Invitrogen).

2.3.7 Statistics

Statistics (with exception of the microarray analyses) were performed using two-tailed t-tests or

one-way ANOVA where appropriate, and represented as mean +/- SEM. All experiments were

performed at least in triplicate.

2.4 Results

2.4.1 Hair follicle DP & DS are neural crest-derived in facial, but not dorsal trunk skin.

We recently showed that SKPs derive from a Sox2-positive precursor associated with follicle DP

and DS in both trunk and facial skin14

. To ask if these endogenous dermal precursors were

neural crest-derived, we performed lineage tracing using a Wnt1-cre mouse89

, which specifically

targets Cre recombinase to neural crest derivatives in the periphery. We crossed this mouse to

the Z/EG reporter mouse374

, where active Cre recombinase will knock in an EGFP reporter,

thereby allowing us to trace neural crest progeny by monitoring EGFP expression. We then

analyzed neonatal facial and dorsal trunk skin of these crossed mice, performing triple-label

analysis for EGFP to trace neural crest cells, NCAM, a marker for the follicle DP and DS, and

tyrosinase, a marker for melanoblasts/melanocytes that are present in the hair follicle. This

analysis showed that, in facial skin, DP and DS cells of almost all hair and whisker follicles were

EGFP-positive (Fig. 2.1A, B), as were the majority of cells within the interfollicular dermis (data

not shown), indicating that facial dermis derives from Wnt1-expressing neural crest cells, as

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Figure 2.1. In facial but not dorsal trunk skin, follicle dermal papilla (DP) and DS derive

from theneural crest. (A, B): Immunocytochemistry of facial skin sections from neonatal Wnt1-

cre;Z/EG mice. (A): Whisker follicle section immunostained for EGFP (green), the DP

markerNCAM (red), and the melanoblast/melanocyte marker tyrosinase (blue). The arrow

denotes the whisker follicle DP, and the arrowhead the overlying melanocytes. (B): A section

through a hair follicle in facial skin outside of the whisker pad immunostained for EGFP (green)

and the DP marker NCAM (red). Nuclei were stained with the dye TOPRO3 (blue). The arrow

denotes the hair follicle DP, and the arrowhead the dermal sheath. (C, D): Dorsal trunk skin

sections from neonatal Wnt1-cre;Z/EG mice, immunostained for EGFP (green), the DP marker

NCAM (red), and the melanoblast/melanocyte marker tyrosinase (blue). Arrows denote the DP

of dorsal hair follicles and arrowheads the overlying melanocytes. (E): Dorsal skin from neonatal

Wnt1-cre:Z/EG mice, immunostained for EGFP (green) and the Schwann cell markers P0

peripheral myelin protein (red) and p75NTR (blue). Arrows denote a nerve containing

myelinating Schwann cells positive for all three markers, whereas arrowheads indicate EGFP-

positive, p75NTR-positive nonmyelinating Schwann cells. Scale bar = 50 μm (for all panels).

Abbreviations: EGFP, enhanced green fluorescent protein; NCAM, neural cell adhesion

molecule.

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previously reported7,370

. In contrast, in dorsal skin, NCAM-positive DS and DP cells of hair

follicles were uniformly EGFP-negative (Fig. 2.1C), as were cells of the interfollicular dermis.

However, EGFP was expressed in two neural crest cell types in dorsal skin, tyrosinase-positive

melanocytes (Fig. 2.1C,D), and P0-positive myelinating and p75NTR-positive nonmyelinating

Schwann cells (Fig. 2.1E). Quantification showed that at least 70-80% of dorsal skin

melanocytes and Schwann cells expressed EGFP, demonstrating that the reporter gene is highly

penetrant. EGFP was also expressed in cells located near the bulge region, where they were

closely associated with p75NTR-positive nerve fibers (data not shown), consistent with previous

work documenting Wnt1-cre;R26R-positive cells in the bulge region283

. Thus, follicle DP and

DS cells are neural crest-derived in the face, while those of the dorsal trunk apparently have

another developmental origin.

2.4.2 Facial, but not trunk, SKPs are neural crest-derived.

We7 and others

370 previously showed that SKPs from facial skin are neural crest-derived. To ask

whether SKPs from dorsal trunk skin had a different developmental origin, as suggested by the in

vivo lineage tracing, we cultured SKPs from dorsal versus facial skin of neonatal Wnt1-cre;Z/EG

mice. To do this, skin cells were dissociated and cultured at low density under nonadherent

conditions in the presence of EGF and FGF2; in these conditions, SKPs will grow and proliferate

as spheres. As previously documented, virtually all of the SKP spheres isolated from facial skin

were EGFP-positive (Fig. 2.2A). Moreover, when dissociated and passaged at low density, cells

in these spheres self-renewed and generated new EGFP-positive spheres. In contrast, almost all

primary spheres from dorsal skin were EGFP-negative (Fig. 2.2B), and, after passaging, virtually

none of the secondary SKP spheres expressed EGFP, indicating that only the EGFP-negative

cells could self-renew.

To ask whether Wnt1-cre-positive facial SKPs derive from both whisker and hair

follicles, we cultured cells from Wnt1-cre;Z/EG whisker pad versus non-whisker-pad frontal

facial skin under SKPs conditions. Both tissues generated EGFP-positive SKP spheres (Fig.

2.2C,D) that could be passaged, and that expressed vimentin, PDGFRα (Fig. 2.2C,D), nestin and

fibronectin (data not shown), all markers typical of SKP spheres. Thus, neural crest-derived

facial SKPs derive from hair as well as whisker follicles.

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Figure 2.2. In facial but not dorsal trunk skin, skin-derived precursors (SKPs) derive from

neural crest. (A, B): Primary SKP spheres generated from neonatal Wnt1-cre;Z/EG facial (A)

and dorsal trunk (B) skin. In the bottom panels, single spheres are shown at high magnification.

Scalebar = 50 μm. (C, D): Primary facial SKP spheres from whisker pad skin and from facial

skin outside of the whisker pad, immunostained for EGFP (green), and the SKP markers

vimentin (red) and PDGFRα (blue). Scale bar = 100 μm. (E, F): Flow cytometry plots of

neonatal Wnt1-cre;Z/EG facial (E) and dorsal trunk (F) skin, sorted on the basis of EGFP

expression. Left panels show the primary data, with the bottom blue boxes indicating the cells

that were collected for culture. Numbers represent the percentage of cells in each quadrant of the

plot. Right panels show the data plotted as relative numbers of cells expressing no or high

relative levels of EGFP. The percentage of cells in each of those two groups is indicated. (G, H):

Skin cells sorted as in (E, F) were cultured in SKPs medium for 1–2 weeks, passaged, and

photographed 1 week later. Arrows indicate secondary SKP spheres. For facial skin (G), the

EGFP-positive cell fraction contained most of the SKP forming activity, although some SKP

spheres were generated from the EGFP-negative population. For dorsal trunk skin (H), EGFP-

positive cells did not generate SKP spheres when passaged, but remained as single cells or small

clumps of cells, and virtually all of the SKP-forming activity was present within the EGFP-

negative cell fraction. Scale bar = 100μm. Abbreviations: EGFP, enhanced green fluorescent

protein; PDGFRα, platelet derived growth factor receptor α.

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To confirm that facial but not dorsal SKPs derive from the neural crest, we used flow

cytometry to sort EGFP-positive and negative cells from Wnt1-cre;Z/EG facial and dorsal skin

samples that contained both the epidermis and the dermis (Fig. 2.2E,F). Approximately 30% of

facial and 2% of dorsal skin cells expressed robust levels of EGFP, consistent with the

immunocytochemical results. When these sorted cells were cultured at low density, very

different results were obtained for facial versus dorsal cells. In facial skin, almost all of the

primary sphere-forming ability was present in the EGFP-positive cells, although the occasional

sphere was generated from the EGFP-negative fraction, potentially because the reporter is not

100% penetrant. These EGFP-positive spheres could be passaged and would self-renew to

generate EGFP-positive secondary spheres (Fig. 2.2G). For dorsal skin, virtually all of the

sphere-forming ability was present within the EGFP-negative population, and these EGFP-

negative spheres self-renewed. In contrast, only very few small primary spheres formed from the

EGFP-positive population, and these spheres did not self-renew when passaged (Fig. 2.2H).

Thus, SKPs derive from Wnt1-expressing neural crest in facial, but not dorsal dermis, consistent

with the in vivo lineage tracing.

2.4.3 Dorsal trunk SKPs, & their hair follicle niche, are somite-derived.

The dorsal trunk dermis arises from the somites23,308

suggesting that, despite their similarities to

neural crest precursors, dorsal follicle dermal precursors and the SKPs they generate might also

derive from this embryonic origin. To address this possibility, we utilized a transgenic Myf5-cre

mouse, where cre recombinase is expressed in cells deriving from the somites317,375

, and crossed

it to R26R reporter mice that carry a floxed β-galactosidase allele in the ROSA26 locus377

. In

these mice, somite-derived cells will express β-galactosidase. X-gal staining of neonatal dorsal

skin from these mice demonstrated that, as predicted by their somite origin, most dermal cells

were β-galactosidase-positive (data not shown). Moreover, both X-gal staining and

immunocytochemistry for β-galactosidase (Fig. 2.3A) demonstrated that hair follicle DP and DS

cells expressed β-galactosidase, indicating that they too were somite-derived. In contrast, dermal

cells of facial skin, including those associated with hair follicles, were β-galactosidase-negative

(Fig. 2.3B), as predicted by their neural crest origin.

To more definitively identify the cell types that were somite-derived within the dorsal

dermis, we crossed the Myf5-cre mice to the R26YFP mouse which has a floxed EYFP allele in

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Figure 2.3. In dorsal trunk but not facial or ventral trunk skin, hair follicle DP/dermal

sheath (DS) and Skin-derived precursors (SKPs) derive from the somites. (A, B): Dorsal

trunk (A) and facial (B) skin sections from neonatal Myf5-cre;R26R mice, stained with X-gal

([A], left panel and [B], blue) or immunostained for β-galactosidase ([A], middle and right

panels, red) to detect β-galactosidase. Tissue was counterstained with nuclear fast red (red in

[A], left panel and [B]) or propidium iodide (blue in [A], right panel) to show morphology.

Arrows denote hair and whisker follicle DP. Scale bar = 50 μm (A), 500 μm ([B], left) and 100 μ

m ([B], right). (C–F): Dorsal trunk (C, D), facial (E), and ventral trunk (F) skin sections from

neonatal Myf5-cre;R26YFP mice, immunostained for EYFP (green), fibronectin ([C], red) or

NCAM ([D–F], red). Tissues were counterstained with the nuclear dye TOPRO3 (blue) to

showmorphology. Arrows denote follicle DP, which are EYFP-positive in dorsal trunk skin (C,

D), but not in facial (E) or ventral trunk (F) skin. Arrowheads denote EYFP-positive DS cells in

dorsal trunk skin (C, D). Note that muscle cells (M) in facial skin (E) are EYFPpositive. Scale

bar = 50 μm. (G): Secondary SKP spheres generated from neonatal Myf5-cre;R26R dorsal trunk

skin (left panel), facial skin (middle panel), and ventral trunk skin (right panel), stained with X-

gal to detect β-galactosidase (blue) and counterstained with nuclear fast red (red). Scale bar =

200 μm. Abbreviations: d, interfollicular dermis; DP, dermal papilla; epi, epidermis; HF, hair

follicle; M, muscle; Mc, melanocytes; NCAM, neural cell adhesion molecule; WP, whisker

papilla; YFP, yellow fluorescent protein.

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the same ROSA26 locus376

. These mice express EYFP in cells of the somite lineage. Double-

label immunocytochemistry for EYFP and the dermal fibroblast marker fibronectin on neonatal

dorsal skin demonstrated that EYFP was expressed in fibronectin-positive cells of interfollicular

and follicular dermis (Fig. 2.3C). A similar analysis for EYFP and NCAM, a DP and DS marker

that is expressed in the endogenous sox2-positive dermal precursors14

, demonstrated that the

follicle dermal precursors also express EYFP (Fig. 2.3D). In contrast, EYFP was not expressed

in NCAM-positive follicle DP and DS cells in facial skin (Fig. 2.3E) although it was expressed

in muscle cells (Fig. 2.3E). Analysis of EYFP in ventral dermis showed that interfollicular

dermal cells as well as follicle DP and DS cells were negative for EYFP (Fig. 2.3F), consistent

with a lateral plate rather than somite origin for this region of the trunk dermis.

These findings predict that dorsal, but not ventral trunk SKPs are somite-derived. To test

this prediction, we cultured cells from dorsal skin of neonatal Myf5-cre;R26R mice under SKP

conditions at low density. For comparison, we cultured facial and ventral skin from the same

mice. These cells were then passaged once at clonal density7. X-gal staining of the resultant

secondary spheres demonstrated that virtually all SKP spheres isolated from dorsal back, but not

ventral trunk or facial skin expressed -galactosidase (Fig. 2.3G). Thus, follicle dermal

precursors and the SKPs they generate derive from a number of distinct developmental origins,

as does the dermis itself.

2.4.4 Neural crest- & somite-derived SKPs are similar and both populations generate functional Schwann cells.

Our previous work showed that both dorsal and facial SKPs self-renew, and that both can

differentiate into βIII-tubulin-positive neurons and SMA-positive myofibroblasts7,14

. Moreover,

we have previously shown that dorsal SKPs generate bona fide Schwann cells10,12

, a cell type

thought to be only neural crest-derived. These findings suggest that, in spite of their differing

developmental origins, these two populations of neural crest-like stem cells are functionally

similar. To address this idea more definitively, we performed a series of side-by-side

comparisons. Initially, we characterized the two populations with regard to a series of SKP

markers, fibronectin, vimentin, nestin, and versican; immunostaining demonstrated that both

populations expressed these markers (Fig. 2.4A). We then quantitatively characterized their

proliferation and self-renewal. For proliferation, SKPs were grown under standard conditions in

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Figure 2.4. Facial and dorsal trunk skin-derived precursors (SKPs) display similar

properties. (A): Secondary SKP spheres generated from neonatal mouse dorsal trunk skin and

facial skin, immunostained for fibronectin, vimentin, nestin, and versican. (B): Primary SKP

spheres isolated from neonatal wild-type dorsal trunk skin and facial skin, immunostained for

Ki67 (green), and counterstained with Hoechst to show cell nuclei (blue). (C): Quantification of

Ki67-positive cells from experiments similar to that shown in (B). n = 3 independent

experiments. (D): Quantification of the percentage of cells that form a new sphere from primary

SKPs plated at clonal density (2,500 cells/ml) in methylcellulose cultures. n = 3 independent

experiments.

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FGF2 and EGF, were passaged once at similar densities, and 8 days later, these secondary

spheres were analyzed by immunostaining for Ki67, a proliferation marker. Approximately 4%

of the cells in both facial and back skin SKP spheres were actively proliferating at this timepoint

(Figs. 2.4B,C). To assess self-renewal, primary SKP spheres from facial and dorsal skin were

dissociated to single cells that were then cultured at clonal density in methylcellulose-containing

medium, and the number of new spheres were quantified7. This analysis demonstrated that both

populations generated approximately 1-2 % secondary spheres (Fig. 2.4D). Together with our

previous data, these findings indicate that SKPs from both facial and dorsal skin are similar, at

least with regard to their proliferation, self-renewal and differentiation ability.

One surprising inference of this work is that somite-derived dermal precursors can

apparently generate Schwann cells. To more definitively test this idea, we first confirmed that

total dorsal SKPs could generate Schwann cells, as we published previously3 by differentiating

them under previously-defined conditions9. Immunocytochemistry revealed that dorsal SKPs

generated bipolar cells that expressed the Schwann cell markers, S100β and GFAP (Fig. 2.5A),

as did facial SKPs (Fig. 2.5A). To ask whether these two SKP populations were equally efficient

at generating these Schwann-like cells, we generated neonatal facial and dorsal SKPs at low

density, passaged them once, and then differentiated single, isolated SKP spheres under Schwann

cell conditions, as we have described previously10

. Immunostaining 2 weeks later for S100β and

GFAP demonstrated that 48% and 44% of facial versus dorsal SKP spheres generated bipolar,

Schwann-like cells.

These data indicate that dorsal SKPs are similar to facial SKPs in their ability to generate

cells with Schwann cell characteristics. To definitively establish that somite-derived precursors

could generate functional Schwann cells, we sorted EYFP-positive and negative cells from the

dorsal skin of neonatal Myf5-cre;R26YFP mice (Fig. 2.5B). We then grew the EYFP-positive

and negative skin cells under SKP conditions. As predicted, the vast majority of SKP spheres

were generated from the EYFP-positive cells, and all of these spheres were EYFP-positive (Fig.

2.5C). We then differentiated these EYFP-positive, somite-derived SKPs under Schwann cell

conditions9. After three weeks, cultures were largely comprised of two EYFP-positive cell

populations; flat cells with large nuclei, and smaller bipolar cells with a Schwann cell

morphology (Fig. 2.5D). Immunocytochemistry revealed that these EYFP-positive spindle-

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Figure 2.5. Somite-derived skin-derived precursors (SKPs) generate Schwann cells. (A):

Neonatal mouse dorsal trunk and facial skin cells cultured as SKPs, differentiated under

gliogenic conditions for 2–3 weeks, and immunostained for the Schwann cell markers S100β

(green) and GFAP (red), and counterstained with Hoechst (blue). (B): Flow cytometry plots of

Myf5-cre;R26YFP dorsal trunk skin cells, sorted for relative levels of EYFP expression. The left

panel shows the primary data, and the blue boxes show the cell fractions that were cultured as

EYFP-positive versus negative cells. The right panel shows the same data plotted as relative cell

numbers versus EYFP expression. The percentage of cells in each fraction is indicated. (C):

Cells sorted as in (B) and cultured for 7 days in SKPs conditions. The left two panels show the

SKP spheres derived from the EYFP-positive fraction and the right two panels show the EYFP-

negative fraction, with the left panels of each pair showing phase illumination and the right the

same fields with fluorescence illumination. (D): Myf5- cre;R26YFP-positive dorsal trunk SKPs

were differentiated under gliogenic conditions for 2–3 weeks, and immunostained for EYFP

(green), and the Schwann cell markers P0 (red, top panels) S100β (blue, top panels; red bottom

panels) and p75NTR (blue, bottom panels). Arrows in top panels indicate EYFP-positive, P0-

positive, S100β-positive spindle-shaped Schwann cells and in the bottom panels indicate EYFP-

positive, S100β-positive, p75NTRpositive Schwann cells. Arrowheads indicate EYFP-positive,

flat cells that are negative for the Schwann cell markers. Cells were counterstained with Hoechst

(turquoise). Scale bar =100 μm. (E): Differentiated Myf5-cre;R26YFP-positive dorsal trunk

SKPs were cocultured with axons of sympathetic neurons in compartmented cultures for 8 days,

and immunostained for EYFP (green), the Schwann cell marker P0 (blue), and the axonal marker

βIII-tubulin (red). Arrows indicate a representative EYFP-positive, P0-positive, spindleshaped

Schwann cell associated with a βIII-tubulin-positive axon. Arrowheads indicate an EYFP-

positive, flat cell that is not associated with an axon and that is negative for Schwann cell

markers. Cells were counterstained with Hoechst (turquoise). Scale bar = 100 μm.

Abbreviations: GFAP, glial fibrillary acidic protein; YFP, yellow fluorescent protein.

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shaped cells expressed the Schwann cell markers P0, p75NTR and S100β, whereas the flat cells

were negative for these markers (Fig. 2.5D).

We then asked whether these putative Schwann cells were functional by coculturing them

with axons of sympathetic neurons that were grown in compartmented cultures. In these cultures

neuronal cell bodies are plated in central compartments, and then grow their axons into sealed

side compartments381

. EYFP-positive cells were sorted from dorsal skin of neonatal Myf5-

cre;R26YFP mice, were grown as primary SKP spheres, and then differentiated under Schwann

cell conditions for 3-4 weeks. These differentiated cultures, which contained a subpopulation of

cells with an appropriate Schwann cell morphology, were then plated in side compartments that

contained axons, but not neuronal cell bodies. Immunostaining 8 days later showed that many

EYFP-positive cells had associated with βIII-tubulin-positive axons and that these expressed the

peripheral myelin protein P0 (Fig. 2.5E). These results were indistinguishable from those

obtained when cultured, peripheral nerve-derived Schwann cells were plated in similar cultures

(data not shown). These data, together with our previous findings showing that SKPs generated

from dorsal trunk skin associate with and myelinate axons when transplanted into the peripheral

nerve3, provide strong evidence that somite-derived SKPs generate functional Schwann cells, a

cell previously thought to only be generated by neural crest precursors.

2.4.5 SKPs of distinct developmental origins are highly similar at the transcriptional level, and differ from bone marrow MSCs.

To more comprehensively define how similar these developmentally distinct populations of

SKPs are, we performed global gene expression analysis of adult SKPs derived from skin of

dorsal trunk, ventral trunk, and the face. For comparison, we analyzed another adult stem cell

with mesenchymal potential, bone marrow-derived mesenchymal stromal cells (MSCs). To

perform this analysis, we compared three independent isolates each of dorsal trunk SKPs, ventral

trunk SKPs and facial SKPs and four isolates of MSCs, all generated from adult rats. RNA

samples deriving from these cells were then analyzed on the Affymetrix GeneChip Rat Gene 1.0

ST Array. Spearman rank correlations, computed between each sample pair based on the

microarray expression profiles demonstrated that dorsal, ventral and facial SKPs were virtually

identical (Fig. 2.6A). In contrast to this high similarity between dorsal, ventral and facial SKPs,

all three populations were different from adult MSCs (Fig. 2.6A). Cluster analysis, performed on

the samples using a standard hierarchical clustering algorithm (correlation distance, average

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Figure 2.6. Microarray analysis of adult dorsal trunk, ventral trunk, and facial SKPs

versus MSCs. Microarray analysis was performed to compare gene expression patterns among

adult rat dorsal trunk, facial, and ventral trunk SKPs. Adult rat bone marrow MSCs were used as

a comparator. Three independent isolates of secondary passage SKPs from dorsal trunk skin

(dSKPs 1–3), facial skin (fSKPs 1–3), ventral trunk skin (fSKPs 1–3), and four isolates of MSCs

(MSCs 1–4) were compared. (A): Spearman rank correlation matrix computed for the microarray

experiments based on the 3,182 probesets showing the most variation across the experiments, as

visualized by color-coding, with yellow representing the most highly correlated samples, and

blue the least correlated. Note that the dorsal trunk, facial, and ventral trunk SKP samples are

highly correlated with each other, whereas they show less correlation with the MSCs. (B):

Microarray datasets from all four sets of samples were clustered using hierarchical clustering

with correlation distance and average linkage. The significance of the hierarchical clustering

result was assessed using AU and BP resampling implemented in the R package pvclust. (C):

Venn diagrams of pairwise comparisons between facial SKPs, dorsal trunk SKPs, and MSCs to

identify genes differentially expressed between each pair of samples using an analysis similar to

one-way ANOVA implemented in the LIMMA bioconductor package. The Venn diagrams show

significantly differentially expressed genes (p < .05, Benjamini) that are in common among the

pairwise comparisons, revealing that facial SKPs and dorsal SKPs are more similar to each other

than either of them are to MSCs. (D): Three-way comparison was conducted across the groups to

identify genes that show evidence of differential expression (analysis similar to one-way analysis

of variance). Expression profiles of 2,603 genes, identified as differentially expressed (p < .05,

Benjamini), are plotted as a heatmap. Abbreviations: AU, approximately unbiased; BP, bootstrap

probability; MSC, mesenchymal stromal cell; SKP, skin-derived precursor.

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Figure 2.7. SKPs of all developmental origins express neural crest signature genes but

retain a lineage history at the gene expression level. (A): Microarray expression levels of

genes expressed in embryonic neural crest precursors in adult rat facial, dorsal trunk, and ventral

trunk SKPs, plotted as a heatmap. Red indicates the lowest relative levels of expression and dark

blue the highest, as defined by the color key. (B): Reverse transcription polymerase chain

reactions (RT-PCRs) for the same genes shown in (A), in total RNA isolated from neonatal

murine dorsal trunk and facial secondary SKP spheres. Total RNA from E8.5 murine embryos

was used as a positive control. (C, D): Pairwise differential expression analysis was conducted

between (C) facial and dorsal trunk SKPs and (D) ventral trunk and dorsal trunk SKPs from

adult rats using the LIMMA bioconductor package. The 35 genes showing most significant

differential expression between the two populations on the volcano plots are shown and are listed

in Supporting Information Tables 1 and 2, after multiple testing correction. The positive log fold

changes indicate genes that are expressed at higher levels in dorsal SKPs (C, D), and the

negative log fold changes those that are expressed at decreased levels in dorsal SKPs relative to

facial SKPs (C) or ventral trunk SKPs (D). (E): Microarray expression levels of transcription

factors that were identified as being among the most differentially expressed in the analysis in

(C), plotted as a heatmap. (F): RT-PCRs for the genes highlighted in (E) in total RNA from

neonatal murine dorsal and facial secondary SKP spheres, highlighting the differential

expression. Total RNA from E8.5 murine embryos was used as a positive control. (G): RT-PCRs

for the genes highlighted in (F) in total RNA from uncultured, purified EGFP-positive cells from

neonatal Sox2-EGFP mouse dorsal trunk and facial skin, highlighting differential expression in

uncultured dermal precursors. Abbreviations: EGFP, enhanced green fluorescent protein; SKP,

skin-derived precursor.

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linkage clustering), confirmed these conclusions, demonstrating that the three SKPs populations

grouped together, and that all three were distinct from the MSC samples (Fig. 2.6B).

To delineate the extent of differences between the transcriptomes of the neural crest-

derived facial SKPs and somite-derived SKPs versus MSCs, we performed 3-way differential

expression analysis, similar to a one-way ANOVA, using the LIMMA bioconductor

package382,383

. The Venn diagrams show the numbers of significantly differentially expressed

genes (p<0.05, Benjamini-Hochberg) that are in common amongst the comparisons (Fig. 2.6C).

Taken together, a total of 2603 genes showed evidence of differential expression among any of

the three groups; the expression levels of these genes are provided as a heatmap (Fig. 2.6D). Of

these genes, only 106 were significantly different between dorsal and facial SKPs, while 2233

and 2525 differed between MSCs versus dorsal SKPs and MSCs versus facial SKPs,

respectively.

These data argue that precursor cells of at least two, and potentially three, different

developmental origins converge on to a highly similar phenotype. We therefore directly

compared the expression of genes associated with neural crest specification384

, focusing on Slug,

Snail, Twist, Sox9, Sox10, Foxd3, and Ap2a1. Heatmaps of the microarray data showed that

these genes were expressed at similar levels in all three of the adult rat SKP samples, as were

p75NTR and RhoB, which are also associated with neural crest precursors (Fig. 2.7A)385,386

. RT-

PCR analyses of neonatal murine skin confirmed that these mRNAs were also expressed at

similar levels in neonatal murine dorsal versus facial SKPs (Fig. 2.7B).

2.4.6 Developmentally-distinct Sox2:EGFP-positive dermal precursors and the SKPs they generate maintain a lineage history at the gene expression level.

While these analyses indicate that mesenchymal precursors of different developmental origins

converge to a very similar adult precursor phenotype, a standard pair-wise differential expression

comparison of facial versus dorsal trunk SKPs and dorsal trunk versus ventral trunk SKPs using

linear models demonstrated that a subset of genes were significantly differentially expressed (P <

0.05, Benjamini-Hochberg) (Fig.2.7C,D; Supplemental Tables 1 and 2). Of the 35 most

differentially expressed genes in the facial versus dorsal comparison, ten were higher in dorsal

SKPs, and 25 in facial SKPs. Of the 35 most differentially expressed genes in the dorsal versus

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ventral comparison, 4 were higher in dorsal SKPs, and 31 in ventral SKPs (Tables 1 and 2).

Intriguingly, many of these genes are important during embryogenesis. In particular, dorsal

trunk SKPs express high levels of the Zic1 transcription factor relative to both facial and ventral

trunk SKPs, and the hox transcription factors Hoxa5, Hoxc4, Hoxc6 and Hoxc9 relative to facial

SKPs (Fig. 2.7D; Table 1). In contrast, facial SKPs expressed high relative levels of Pax3, and

Msx1, both of which are transcription factors associated with cranial neural crest cells387,388

, and

Mab-21-like 1 and 2, mammalian homologues of the C. elegans mab-21 cell fate gene that are

expressed during embryogenesis389

(Fig. 2.7D; Table 1). The relative enrichment of these

different mRNAs was confirmed by RT-PCR analysis of neonatal murine dorsal versus facial

SKPs (Fig. 2.7E).

To ask whether these differences were also seen in the endogenous dermal precursors that

give rise to SKPs, we used flow cytometry to prospectively-isolate EGFP-positive cells from

facial versus dorsal skin of Sox2-EGFP neonatal mice. In these mice, EGFP is knocked-in to the

Sox2 locus379

, and this Sox2-EGFP reporter is selectively expressed in follicle DP and DS

cells14,333

. We then performed RT-PCR analysis on these two cell populations. This analysis

demonstrated that Mab21-like-1 and 2, Eya1, and Pax3 mRNAs were all enriched in facial

EGFP-positive precursors (Fig. 2.7F) as they were in facial SKPs. In contrast, Zic1, Hoxa5,

Hoxc6, Hoxc4, and Hoxc9 mRNAs were all highly enriched in dorsal EGFP-positive precursors,

as they were in dorsal SKPs (Fig. 2.7F). Thus, while these different dermal precursor

populations are highly similar, they maintain a history of their distinct developmental origins.

2.5 Discussion

The data presented here support three conclusions. First, they indicate that SKPs and the dermal

precursors from which they arise are generated by multiple developmental lineages.

Specifically, the lineage tracing indicates that follicle DS and DP cells derive from the neural

crest in the face and from the somites in the dorsal trunk, as do SKPs themselves. While we

have not definitively established the origin of ventral trunk SKPs, we show that they do not arise

from the somites, and it is likely that, like the dermis, they derive from the lateral plate. Second,

our findings demonstrate that, in spite of their different developmental origins, facial and dorsal

SKPs are functionally similar and, perhaps most surprisingly, that somite-derived SKPs can

generate a functional neural crest cell type, Schwann cells. Finally, the microarray analysis

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emphasizes the similarities between facial, dorsal trunk and ventral trunk SKPs, showing that

they are highly similar to each other at the transcriptional level, but different from another adult

mesenchymal precursor, bone-marrow derived MSCs. Intriguingly, these gene expression

studies also defined a number of embryonic transcription factors that are highly differentially-

expressed in facial versus dorsal trunk SKPs, and in the Sox2-positive dermal precursors from

which they derive. Thus, in spite of their similarities, these dermal precursors maintain a

memory of their developmental origins. These findings demonstrate that dermal stem cells are

generated by distinct convergent developmental pathways, and indicate that adult stem cells with

almost indistinguishable phenotypes can be generated from multiple developmental lineages.

Previous work showed that SKPs display similarities to neural crest precursors; they

express neural crest markers, differentiate into neural and mesodermal lineages, and migrate like

embryonic neural crest precursors when transplanted into the embryonic chick neural crest

migratory stream7. We also showed previously that SKPs differentiated into functional Schwann

cells, a cell type that is only thought to be generated from neural crest10,12

. Importantly, data

presented here indicate that dorsal SKPs that are definitively marked as being of a somite origin

also generate Schwann cells, a surprising finding. Do the endogenous Sox2-positive precursors

that generate SKPs ever differentiate into Schwann cells in vivo? Previous work indicates that

follicle dermal precursors differentiate into dermal cell types and induce hair follicle

morphogenesis, but there are no data to indicate that they generate other neural crest derivatives

in vivo. However, when these Sox2-positive precursors are directly differentiated in culture,

without going through a SKPs intermediate, they do in fact generate cells with characteristics of

III-tubulin-positive neurons14

, and microarray analysis indicates that they express many

markers similar to neural crest precursors14

. Similar results have been obtained for DP cells

isolated using other approaches7,281,286,333

, confirming these findings. We therefore propose that,

as seen with embryonic neural crest precursors367

, follicle dermal precursors have a broader

differentiation potential than they usually display in vivo, and that their dermal environment

restricts their differentiation to appropriate cell types. A key question for the future will be

whether or not this broader potential is ever unmasked in vivo either under basal conditions

and/or following injury.

Our finding that hair follicle DP and DS from dorsal trunk skin derive from a nonneural

crest origin does not rule out the possibility that other neural crest-derived precursors reside in

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hair follicles. In particular, previous work defined a population of neural crest precursors within

the follicle bulge region that, like SKPs, can generate peripheral neural progeny and some

mesenchymal derivatives372

and lineage tracing demonstrated Wnt-1Cre-R26R-positive cells

located in close proximity to the bulge region283

. Here we have confirmed the presence of Wnt1-

cre;Z/EG-positive cells in p75NTR-positive nerves that were very closely associated with the

bulge region. This finding is particularly intriguing in light of a recent report showing that

multipotent neural crest precursors enter the skin via peripheral nerves and contribute

melanocytes during embryogenesis368

. While our sorting data argue that these Wnt-1-cre;Z/EG-

positive cells do not generate SKPs, it is nonetheless possible that they play a key role in vivo

either by contributing melanoblasts to the follicle and/or Schwann cells to nerve endings.

The experiments presented here have used a number of different Cre reporter lines to

perform lineage tracing, and the data must therefore be interpreted in light of the limitations of

this approach. We previously utilized β-galactosidase expression in a Wnt1-cre;R26R mouse to

establish that facial SKPs and the follicle DP and DS niche from which they originate are neural

crest-derived. In that same study we reported a small number of β-galactosidase-positive cells

within and/or adjacent to dorsal trunk follicle DP, and interpreted those findings as indicative of

a neural crest origin for at least some of these DP cells7. Here, our double-label

immunocytochemical analysis of dorsal trunk skin sections from Wnt1-cre;Z/EG mice showed

that tyrosinase-positive melanocytes, but not NCAM-positive DP cells, expressed EGFP. These

findings, combined with our data showing that dorsal skin DP were genetically-tagged in Myf5-

cre:R26R and Myf5-cre;R26YFP mice strongly argue that dorsal trunk DP and DS cells are

somite-derived.

The concept that cells of two developmental origins can converge on to a similar cellular

phenotype is not a new one, particularly with regard to neural crest derivatives. For example, all

of the mesenchymal derivatives of the face, including bone, cartilage, and dermis, derive from

the neural crest298,367

, while those of the body derive from the somites or the lateral plate23,24

.

Thus, neural crest cells can and do generate mesodermal progeny. While there is no direct

precedent for mesodermal precursors generating neural crest-specific progeny such as cells of the

peripheral nervous system, it is intriguing that many nonneural crest-derived tissues contain

neuroendocrine cell types similar to those generated from the neural crest. Our finding that cells

of nonneural crest origin can converge on to a phenotype with similarities to neural crest

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precursors suggests that perhaps a neural crest-like precursor may play an important role in these

tissues. A good example of this would be the pancreas which for many years was thought to be

at least in part neural crest-derived because of the endocrine and exocrine cells that it contains.

Our large scale gene expression analyses indicate that, in spite of their different

developmental origins, facial, dorsal trunk and ventral trunk SKPs are highly similar. However,

all of these populations are distinct from another adult mesenchymal precursor, bone marrow-

derived MSCs. These results are in good agreement with the functional properties of these

different populations. Dorsal and facial SKPs are almost indistinguishable with regard to their

growth and differentiation in culture, and transplant studies indicate that they are apparently

interchangeable with regard to transplantation into facial or dorsal trunk skin environments

(JAB, HJ, FDM, unpublished data). In contrast, although both SKPs and MSCs can generate

cells such as adipocytes, cartilage and bone cells in culture15,390

, when transplanted into the

dermis MSCs do not home to a DP niche, as do SKPs, nor do they induce hair follicle

morphogenesis14

. Thus, SKPs and MSCs are two different precursor populations, in spite of a

partially-shared differentiation potential. Intriguingly, during embryogenesis, neural crest stem

cells give rise to bone marrow MSCs170

, suggesting a parent-progeny relationship between these

different precursors and raising the possibility that neural crest-like precursors, perhaps of

nonneural crest origin, continue to give rise to MSCs in adulthood.

Together, these data support the concept that a stem cell of non-neural crest origin can

generate peripheral neural cells that are only thought to derive from the neural crest. These

findings raise some interesting questions with regard to the gene-directed transdifferentiation of

dermal fibroblasts into neurons391

. While in studies of this type, it is assumed that dermal

fibroblasts represent a homogeneous population that are committed to a fibroblast lineage,

findings presented here indicate that a subset of dermal cells are endogenous multipotent

precursors and that the genesis of neurons from these precursors may reflect the unmasking of

the endogenous potential of these cells rather than transdifferentiation. Whether similar

multipotent cells reside within other tissues and/or whether they also have the potential to

generate peripheral neural or neuroendocrine cell types is a key question for the future.

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Chapter 3

Sox2 defines multiple precursor populations in the developing,

mature and regenerating skin.

3.1 Abstract

The transcription factor Sox2 regulates stem cell populations in diverse developing and mature

tissues30,31

. The Miller laboratory (Biernaskie et al) recently demonstrated that Sox2 marks hair-

follicle dermal papilla (DP) and dermal sheath (DS) cells, a dermal precursor that is essential for

morphogenesis and wound healing of skin tissue14

. This finding raises the possibility that Sox2

might play key roles in skin development and maintenance by regulating these precursors.

However, little was known about the full expression pattern of Sox2 in skin. Here, we show that

Sox2 defines multiple precursor populations in neonatal, mature and regenerating skin.

Specifically, immunostaining of Sox2:EGFP mouse skin defines six distinct subpopulations of

neonatal Sox2-expressing skin cells: DP and DS cells in growing hair follicles, melanocyte

precursors in the outer rooth sheath of hair follicles, nerve-terminal (NT) Schwann cell

precursors at the junction between hair follicles and skin nerves, Schwann cell/neural crest

precursors in skin nerves and Merkel cell precursors in the follicular/interfollicular epidermis.

Although Sox2 was detected in the all of these six cell types in neonates, its expression became

limited to NT cells and Merkel cell precursors in adults, as well as to hair follicle DP and DS

cells during the follicle growth phase. However, skin injury led to reexpression of Sox2 in DP

and DS cells coincident with the onset of new follicle growth, and in cells with characteristics of

Schwann cell/neural crest precursors in skin nerves. These data define multiple precursor

populations in adult skin and suggest that Sox2 may play a key role in orchestrating these distinct

precursor populations for normal development and wound healing.

3.2 Introduction

The mechanisms that regulate the maintenance and repair of adult tissues are still an open

question. Intriguingly, recent data suggests that most adult mammalian tissues contain resident

stem cells that serve as a reservoir of activity for tissue maintenance and repair39

. Moreover,

evidence is emerging that when these adult tissue stem cells become depleted or impaired, this

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causes premature tissue aging37,366

. It is therefore essential to define the cellular mechanisms

that promote the maintenance of these adult tissue stem cells over an animal’s lifetime.

One potential candidate gene involved in stem-cell-based tissue maintenance is the

transcription factor Sox2 which was recently identified as a signature gene for adult dermal

precursors30,31

. Sox2 is a member of the SRY-related High Mobility Group transcriptional

regulatorfamily, and is involved in maintaining self-renewal and pluripotency in embryonic stem

cells392,393

, in regulating neural stem and progenitor cells205,394,394?398

and in governing fate

decision of several epithelial precursors395,399?403

. In very early stages of embryogenesis, Sox2

functions as a master regulator to orchestrate self-renewal and pluripotency of embryonic stem

cells with other transcription factors such as Oct4 and Nanog49

. Recently, Sox2 has also been

recognized as one of the key reprogramming factors that induce the pluripotent state in adult

fully-differentiated cells404

. Additional support for the importance of Sox2 during development

comes from the finding that homozygous Sox2 mutant mice die during early embryogenesis405

.

In later stages of embryogenesis, Sox2 is expressed in diverse neural and epithelial

tissues, and marks precursor populations31

. In this regard, human Sox2 mutations cause

anophtalmia, defective hippocampal development, cognitive defects and seizures406?408

,

indicating its importance in neural tissues31

. In the mammalian CNS, low Sox2 expression levels

result in a loss of striatal and thalamic tissue, epilepsy and neurodegeneration, which might result

from decreased stem cell numbers and defective neuronal differentiation396,409

. Favaro et al

(2009) also developed nervous system-specific conditional Sox2 knockout mice, and

demonstrated that Sox2 deletion causes hippocampal defects with neural precursor loss, and

showed that neural precursors control their status at least in part via Sox2-dependent cell-

autonomous mechanisms397

. These authors also showed that adult Sox2 deletion causes loss of

hippocampal radial glia and a reduction of doublecortin-positive neuroblasts as well as NeuN-

positive early neurons397

. These data indicate that Sox2 is required for NSC maintenance both

during early development and in the adult brain.

A number of studies have also demonstrated that alterations in the levels of Sox2 have an

impact on neural precursors. For example, Graham et al (2003) demonstrated that constitutive

expression of Sox2 inhibits neuronal differentiation and results in cells that maintain progenitor

cell characteristics, while inhibition of Sox2 signaling results in the delamination of neural

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progenitor cells from the ventricular zone and exit from the cell cycle associated with a loss of

progenitor markers and the onset of early neuronal differentiation markers394

. These data

indicate that appropriate levels of Sox2 expression are required for NSC maintenance395

.

It is largely unknown whether adult somatic tissue stem cells also require Sox2 for their

function31

. In this regard, Sox2 is expressed in and plays multiple roles in the trachea and lung

from the embryo to the adult400,401

. Que et al. (2009) showed that, during embryogenesis, the

absence of Sox2 results in the abnormal differentiation of tracheal cells and lung epithelial

cells401

. The authors then conditionally deleted Sox2 in the adult trachea and lung to investigate

its role in adult epithelial maintenance, and demonstrated that epithelial cells lacking Sox2 do not

proliferate appropriately in vitro and are impaired in their ability to participate in tissue repair

after injury in vivo401

. These data indicate that Sox2 is essential for adult epithelial precursor

maintenance and thus in repair of the adult trachea and lung.

While Sox2 has been studied extensively in the nervous system, until recently, it was

unclear whether Sox2 was expressed broadly in adult tissue stem cells and/or whether it played

any broad role in adult tissue homeostasis31

. To address this issue, Arnold et al generated

genetically engineered mice with a tamoxifen-inducible Cre allele or a suicide gene in the Sox2

locus to conduct fate mapping analysis of Sox2-expressing cells as well as to ablate Sox2-

expressing lineages by drug administration30

. The authors then used these mice to identify a

broad range of Sox2 expressing cells in adult mice, including tissue stem cells of stratified and

glandular epithelia (glandular stomach, esophagus, tongue, brain, trachea and bronchiolar

epithelium) as well as in sensory cells (Merkel cells and taste bud cells) and spermatogonial stem

cells30

. To investigate the function of Sox2-expressing cells in maintaining tissue homeostasis,

the authors then induced apoptosis of Sox2-expressing cells by drug administration on the adult

mice expressing a suicide gene from the Sox2 locus30

. These experiments showed that, two

weeks after treatment, the mice exhibited major defects in tissue homeostasis that lead to the

death of the mice30

. Moreover, when the drug was used for a shorter period of time, the tissues

recovered concomitant with the replenishment of Sox2-positive progenitors in these tissues30

.

These data demonstrated that Sox2 marks many types of adult stem cells and regulates their

functions, suggesting that Sox2 may act as a common stemness gene of adult stem cells, acting to

maintain the homeostasis of diverse adult tissues. Thus, reduction or loss of Sox2 expression in

adult stem cells would impair the replicative function of tissue-specific stem cells by limiting

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their self-renewal capacity or lead to depletion of stem-cell populations by promoting unexpected

and excessive differentiation of them.

As indicated by Arnold et al (2011), Sox2 is expressed in diverse adult tissues and Sox2-

expressing cells are likely to function in tissue maintenance, by regulating the stemness of tissue-

specific precursors. However, little is known about the full expression patterns of Sox2 and its

potential functions in adult skin, a tissue that contains contain multiple precursor populations and

that exhibits a high regenerative capacity. Our laboratory has recently identified Sox2-

expressing precursors in the adult dermis, and shown that these are the source of most cultured

skin-derived precursors (SKPs)14

, as summarized in the general introduction. These findings

raise the possibility that Sox2 might regulate the stemness of DP and DS cells, a dermal stem cell

population. In this regard, Driskell et al. (2009) demonstrated that isolated DP cells that lack the

Sox2-expressing subset fail to induce a certain type of hair follicle, thereby elucidating one

potential function for Sox2 in DP cells333

. However, little is unknown about whether Sox2 is

essential for stemness of DP/DS cells or even other precursor types that are enriched in adult skin.

Here, I hypothesized that Sox2 is essential for adult stem cell maintenance to ensure homeostasis

in adult skin. To test this hypothesis, I started by elucidating the full pattern of Sox2 expression

in neonatal and adult skin. Moreover, since Sox2 might also be involved in the stem cell

response during tissue repair31

, we characterized the expression of Sox2 in skin following injury.

These studies define multiple potential Sox2-expressing populations in adult skin, and set the

stage for functional studies asking about the role Sox2 plays in these different populations.

3.3 Materials & Methods

3.3.1 Animals

All animal use was approved by the Animal Care Committee for the Hospital for Sick Children

in accordance with the Canadian Council of Animal Care policies. Sox2-EGFP (Sox2EGFP/+

)

mice were the kind gift of Dr. Larysa Pevny and were maintained as previously reported (ref.).

Wnt1-cre (Tg[Wnt1-cre]11Rth Tg[Wnt1-GAL4]11Rth/J) mice, and td-Tomato reporter

(Gt[ROSA]26 Sortm14(CAG-tdTomato)Hze

) mice were purchased from JaxMice (Jackson Laboratories,

Bar Harbor, ME, http://jaxmice.jax.org). For in vivo fate mapping experiments, Sox2-EGFP;

Wnt1-cre; td-Tomato mice were obtained by crossing Sox2-EGFP mice with Wnt1-cre and td-

Tomato mice. For wound healing experiments, 2 month-old Sox2-EGFP mice were

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anesthetized, and two 6 mm diameter full thickness punch wounds were made on each side of the

dorsum using 6mm Biopsy Punch (Miltex, KAI, Japan.). Mice were housed individually, and

euthanized at day 5 for immunocytochemical analysis.

3.3.2 Immunocytochemistry

Fixation, cryprotection and sectioning: Skin tissues were dissected out from dorsal trunk or

facial whisker pad. Tissues were fixed with 4% paraformaldehyde (PFA) at 4oC overnight,

transferred to 30% sucrose in 0.1M PB for 24 hours (until the tissues sink), transferred to plastic

molds filled with OCT and frozen on dry ice. Frozen blocks can be stored at -80oC several

months if necessary. Then, 18 m sections were obtained from frozen tissues on the cryostat,

and mounted on gelatin-coated slides. After sectioning, slides were stored at -30oC for a few

months if necessary.

Immunocytochemistry: Sections were dried at 37oC for 10-20 min and washed in phosphate

buffer solution (PBS, Hyclone, Logan, UT) three times. For permeabilization and blocking of

non-specific bindings, sections were then incubated with 0.3% TritonX100 (EMD Chemicals

Inc., Gibbstown, NJ) and 10% normal goat serum (NGS) for 1 hour at room temperature (RT).

Sections were then incubated with primary antibodies overnight at 4oC. After washed in PBS

three times, sections were incubated with secondary antibodies and nuclear staining dyes such as

Hoechst 33258 (Sigma) and TO-PRO-3 (Invitrogen) for 1 hour at RT, washed in PBS three times

and put with mounting media and cover slip. These slides can be stored at 4oC for a few days if

necessary.

Antibodies: Primary antibodies used in this study were as follows: rat anti-PDGFRα (1:500;

eBioscience), mouse anti-SMA (1:500; Sigma), rabbit anti-p75NTR (1:500; Promega), rabbit

anti-Nestin (1:500; Abcam), rat anti-Nestin (1:200; Abcam), rabbit anti-Pgp9.5/UCHL-1 (Novus

Biologicals; 1:1000), goat anti-Dct/TRP2 (Santa Cruz; 1:200), rat ant-c-Kit/CD117 (BD

Pharmingen; 1:100), rat anti-K8 (DSHB; 1:200), and mouse anti-Ki67 (1:200; BD Pharmingen).

Secondary antibodies used in this study were as follows: Alexa488/555/647-conjugated goat

anti-mouse, anti-rabbit, or anti-rat antibodies (1:1000; all from Invitrogen).

Microscopy: Immunocytochemistry was performed as described, and immunofluorescence was

analyzed using a Zeiss upright fluorescence microscope with Northern Eclipse acquisition

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software, a Zeiss LSM 5 Pascal confocal microscope, or a spinning disk confocal microscope

using Velocity acquisition software (Improvision).

3.4 Results

3.4.1 Sox2 is expressed in multiple hair follicle precursor populations in neonatal skin.

Sox2 has previously been reported to be expressed in hair follicle dermal precursor cells that are

localized within the follicle dermal papilla (DP) and dermal sheath (DS), as well as in some

uncharacterized cells in and around the hair follicle bulge14

. To ask whether these

uncharacterized cells might represent a distinct hair follicle precursor population, we first

performed immunocytochemical analysis of markers for hair follicle dermal precursors in skin of

neonatal mice where EGFP is knocked-in to the sox2 locus (sox2:EGFP mice). Immunostaining

for PDGFR, a marker for hair follicle dermal cells, and for smooth muscle actin (SMA), a

marker for DS cells, confirmed that the SMA and PDGFRa-positive DS and DP cells expressed

sox2:EGFP (Fig. 3.1A-C), as we previously published14

. In contrast, the sox2:EGFP-positive

cells located in and around the bulge area did not express either of these two markers (data not

shown), suggesting they were a distinct population.

We therefore asked whether these sox2:EGFP cells might represent a type of neural crest

stem cell (NCSC) since a number of groups have identified NCSC-like activity associated with

the bulge region19

. Immunostaining for p75NTR, a marker for NCSCs, demonstrated that many

of the sox2:EGFP-positive cells associated with the bulge region coexpressed this protein (Fig.

3.1C,D). These bulge-associated sox2:EGFP-positive cells also expressed another NCSC

marker, nestin, and displayed a highly distinct morphology and location (Fig. 3.1E). Since the

bulge area is highly innervated, we asked whether these sox2:EGFP-positive cells were

associated with nerves. Immunostaining for the axonal protein PGP9.5 showed that the

sox2:EGFP-positive, nestin-positive, p75NTR-positive cells were localized at the terminals of

PGP9.5-positive nerves that innervate the bulge (Fig. 3.1F). We have therefore called these cells

NT cells (for nerve terminal cells) as a reflection of their unique location. Intriguingly, we have

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Figure 3.1. In neonatal hair follicles, Sox2 is expressed in dermal precursors in the DP and

DS and in cells within and at the terminals of skin nerves that express neural crest and

Schwann cell precursor markers. (A-C): Dorsal skin sections from neonatal (P2-P7)

Sox2:EGFP mice immunostained for EGFP (green) and the DP and DS marker PDGFRα (red, A;

blue, C), the DS marker SMA (red, B) or the neural crest/Schwann cell marker p75 (red, C). The

arrows denote the EGFP-positive PDGFRa-positive DP/DS or EGFP-positive SMA-positive DS

cells while the arrowheads in panel C denote the EGFP-positive p75-positive cells associated

with neonatal nerves. (D-F): Sox2:EGFP-positive cells at hair follicle nerve terminals in

neonatal Sox2:EGFP mouse dorsal skin (NT cells). The sections were immunostained for EGFP

(green) and the neural crest precursor markers p75 (red, D), and nestin (red, E), or the axon

marker Pgp9.5 (red, F) to identify nerves. The arrows denote the EGFP-positive Nestin-positive

p75-positive NT cells localized at the ends of nerves innervating the hair follicle bulge region.

(G) Sox2:EGFP-positive skin nerve cells in the neonatal Sox2:EGFP mouse dorsal skin. The

sections were immunostained for EGFP (green) and the neural crest/Schwann cell marker p75

(red). The arrows denote the Sox2:EGFP-positive p75-positive cells in the skin nerve. Note that

not all of the p75-positive skin nerve cells are positive for Sox2:EGFP. In all panels except C,

cells were counterstained with Hoechst 33258 or Topro3 (blue) to show cell nuclei. Scale bars

represent 50 µm in (A-C), and 10 µm in (D-L).

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Figure 3.2. In neonatal hair follicles, Sox2 is expressed in potential precursors for

melanocytes and Merkel cells. (A-C) Sections through hair follicles in neonatal dorsal skin of

Sox2:EGFP mice immunostained for EGFP (green) and the melanoblast marker c-Kit (red, A) or

the elanoblast/melanocyte marker Dct (red, B,C). In (A), the arrow denotes an EGFP-positive c-

Kit-positive melanoblast located in the upper region of a hair follicle. In (B), the arrows denote

an EGFP-positive Dct-positive melanoblast in the upper region of a hair follicle. In (C), the

arrows denote EGFP-negative Dct-positive melanocytes in the hair bulb. (D): Sox2:EGFP-

positive cells in a heavily innervated portion of a whisker follicle in neonatal Sox2:EGFP mouse

facial skin. The section was immunostained for EGFP (green), the neural crest/Schwann cell

marker p75 (red), and the Merkel cell precursor/Merkel cell marker K8 (blue). Note that there

are two populations of Sox2:EGFP-positive cells, the K8-positive Merkel cell precursor/Merkel

cells in the body of the whisker (arrowheads) and the p75-positive cells innervating the outside

of the follicle. (E) Section similar to that in (D) immunostained for Sox2:EGFP (green) and the

neural precursor marker nestin (red). Arrows denote the Sox2:EGFP-positive Nestin-positive

whisker NT cells. In all panels except D, cells were counterstained with Hoechst 33258 or

Topro3 (blue) to show nuclei. Scale bars represent 50µm in (A-C), and 10µm in (D-L).

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observed similar sox2:EGFP-positive, nestin-positive NT cells at the ends of nerve terminals in a

number of different tissues (data not shown). We also observed a subpopulation of sox2:EGFP-

positive, p75NTR-positive cells in skin nerves (Fig. 3.1G) that may be either nerve-associated

NCSCs or Schwann cell precursors that have been reported in nerves at this developmental

stage368,410

. Thus, Sox2:EGFP is expressed not only in dermal precursors of the DP and DS, but

also in potential neural crest precursors within and at the terminals of developing nerves.

Melanocytes are another neural crest-derived hair follicle cell type that was recently

shown to derive277

, at least in part, from nerve-associated Schwann cell precursors368,410

. We

therefore asked whether melanocyte stem cells, which are located in the bulge region, were also

sox2:EGFP-positive. Immunostaining of neonatal dorsal skin sections for c-kit and dct, two

melanocyte stem cell markers, defined a population of bulge-associated sox2:EGFP-positive

cells that expressed both of these proteins (Fig. 3.2A,B). In contrast, mature dct-positive

melanocytes, which are located near the base of the hair follicle, immediately above and around

the DP, did not express sox2:EGFP (Fig. 3.2C), consistent with the fact that they are terminally-

differentiated cells.

We also analyzed neonatal whisker follicles of sox2:EGFP-positive mice. As we have

previously reported (), the DP and DS of neonatal whisker follicles were uniformly sox2:EGFP-

positive (data not shown). In addition, as also reported333,336

, many of the keratin-8-positive

developing Merkel cells that are associated with whisker follicles expressed sox2:EGFP (Fig.

3.2D). Interestingly, sox2:EGFP-positive NT cells that coexpressed p75NTR and nestin were

also present in the bulge region of whisker follicles (Fig. 3.2D,E), and their number was

increased relative to hair follicles, consistent with the larger size and increased innervation of

whisker follicles.

3.4.2 Sox2-positive hair follicle cells have characteristics of adult dermal and neural crest precursors.

These data argue that there are two sox2:EGFP-positive precursor populations in neonatal skin,

hair follicle dermal precursors, and NCSC-like precursor cells at the terminals of nerves in hair

follicles and within the developing nerves. To ask whether these different populations

maintained sox2 expression into adulthood, as would be predicted for adult tissue stem cells, we

performed similar analyses with adult skin. Immunostaining for EGFP in adult back skin

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showed that dermal precursors within the DP and DS maintained sox2:EGFP expression in

anagen hair follicles (Fig. 3.3A) although, as we previously reported14

, these dermal precursors

lost sox2:EGFP expression during the regressive phase of the hair follicle cycle (data not

shown). Immunostaining for nestin, p75NTR and S100beta, all markers for NCSCs and

Schwann cell precursors, defined a population of sox2:EGFP-positive cells adjacent to the adult

hair follicle bulge region (Fig. 3.3B) that coexpressed all of these proteins (Fig. 3.3C,D). These

adult NT cells had a very distinctive morphology. Intriguingly, unlike the follicle dermal

precursors, these adult NT cells maintained their sox2:EGFP expression throughout the hair

follicle cycle. In contrast to the adult NT cells, sox2:EGFP-positive cells were not observed in

skin nerves (Fig. 3.3E), arguing that the hair follicle niche somehow specifically maintains high

sox2 expression in the NT cells. Similar results were obtained with regard to adult whisker

follicles (Fig. 3.3F), where the DP, DS, and NT cells all expressed sox2:EGFP. Moreover, K8-

positive Merkel cells in whisker follicles also maintained their expression of sox2:EGFP, as

previously reported (Fig. 3.3G).

The finding that the sox2:EGFP-positive NT cells express both nestin and p75NTR,

markers for NCSCs and Schwann cell precursors, argues that they might represent a population

of neural crest-derived precursors, particularly in light of previous work showing that NCSC-like

cells can be isolated from the bulge region19

. To definitively demonstrate that these cells were

neural crest-derived, we crossed the sox2:EGFP mice with a Wnt1Cre:R26TdTomato neural

crest reporter mouse. In these mice, Cre recombinase is expressed in Wnt1-positive neural crest

cells during embryogenesis89

, and this causes recombination and expression of a floxed

TdTomato reporter gene that is targeted to the ubiquitous R26R locus411

, with the net result that

all progeny of Wnt1-expressing neural crest cells express a red fluorescent marker protein.

Analysis of neonatal skin from these mice demonstrated that in back skin, the TdTomato reporter

was expressed in known neural crest populations, including skin nerves and hair follicle

melanocytes (Fig. 3.4A,B). TdTomato was not expressed, however, in sox2:EGFP-positive DP

or DS cells (Fig. 3.4A,B), consistent with our previous work showing that these cells are not

neural crest-derived in dorsal back skin. However, TdTomato was coexpressed with sox2:EGFP

in NT cells, and in cells within skin nerves, presumably NCSCs or Schwann cell precursors (Fig.

3.4A,C,D). We also examined neonatal whisker follicles, where the dermis itself is neural crest-

derived. As predicted, the sox2:EGFP-positive DP and DS cells of both whisker and hair

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Figure 3.3. Sox2 is expressed in multiple potential hair follicle precursors in adult skin. (A-

E): Dorsal skin sections from adult Sox2:EGFP mice immunostained for EGFP (green). (A)

Section through the DP of an anagen hair follicle showing expression of Sox2:EGFP in cells

within the DP (arrow) and DS (arrowhead). (B) Section through the bulge region of a hair

follicle showing expression of Sox2:EGFP in the morphologically distinct NT cells (green,

arrows). (C,D) Sections through the bulge region of adult hair follicles that were immunostained

for Sox2:EGFP (green), nestin (red), and either S100b (C, blue) or p75 (D, blue). Arrows denote

Sox2:EGFP-positive NT cells that coexpress all three of these markers. (E) Section through an

adult hair follicle and adjacent nerves that was immunostained for Sox2:EGFP (green) and the

neural crest/Schwann cell marker p75 (red). Arrows denote a Sox2:EGFP-positive p75-positive

NT cell while the open arrows denote an adult skin nerve that is positive for p75 but negative for

Sox2:EGFP. (F,G): Whisker follicle sections from adult Sox2:EGFP mice immunostained for

EGFP (green). (F) Section through a whisker follicle to show that Sox2:EGFP was expressed in

DP (arrow) and DS (arrowhead) cells. (G) Section through an adult whisker follicle

immunostained for Sox2:EGFP (green) and the Merkel cell precursor/Merkel cell marker K8

(red). Sox2:EGFP was expressed in the K8-positive Merkel cells (arrow) and the K8-negative

NT cells (arrowhead). In all panels except C and D, cells were counterstained with Hoechst

33258 or Topro3 (blue) to stain nuclei. Scale bars represent 50µm in (B), and 10µm in (A, C -

G).

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Figure 3.4. Sox2 is expressed in multiple potential neural crest and non-neural crest-

derived hair follicle precursors. (A-G): Dorsal skin sections (A-D) or facial skin sections (E-G)

of neonatal mice that were positive for the neural crest lineage tracer Wnt1-cre;tdTomato (red)

and heterozygous for Sox2:EGFP (green). (A) Low magnification section through dorsal skin

showing Sox2:EGFP-positive DP cells that are not positive for the neural crest lineage marker

(open arrows) and Sox2:EGFP-positive NT cells skin nerve cells that express tdTomato,

indicating that they originate from the neural crest (arrows). (B) Higher magnification

micrographs of a section through an anagen hair follicle showing that DP cells do not express

tdTomato (green, open arrows) while the tdTomato-positive melanocytes (red, arrows) do not

express Sox2:EGFP. (C) Higher magnification micrographs of a section through the bulge

region of dorsal hair follicles. The arrows denote Sox2:EGFP-positive, tdTomato-positive cells

in tdTomato-positive skin nerves while the open arrows denote Sox2:EGFP-positive, tdTomato-

positive NT cells in the bulge region of the hair follicle. The arrowhead denotes Sox2:EGFP-

positive, tdTomato-negative Merkel cells. (D) Section through the bulge region of a hair follicle

immunostained for nestin (blue). The arrow denotes a Sox2:EGFP-positive, tdTomato-positive,

nestin-positive NT cell. (E) Low magnification micrograph of a facial skin section through both

a whisker follicle and an adjacent hair follicle showing the many Sox2:EGFP-positive,

tdTomato-positive cells surrounding the whisker follicle (arrow) and those in the DP and DS of

the anagen hair follicle (arrowhead). (F) Higher magnification micrograph through a facial hair

follicle, showing the sox2:EGFP-positive, tdTomato positive DP and DS cells (arrow) and the

Sox2:EGFP-negative, tdTomato-positive melanocytes (open arrow). (G) The left panel shows a

section through a whisker follicle colabelled for the Merkel cell precursor/Merkel cell marker K8

(blue). Note the Sox2:EGFP-positive, tdTomato-positive NT cells (arrow) and the Sox2:EGFP-

positive, tdTomato-negative, K8-positive Merkel cell precursors/Merkel cells (open arrow). The

right panel shows a higher magnification image of the merge in the left panel, highlighting the

NT cells (arrows In all panels except D and G, cells were counterstained with Hoechst 33258 or

Topro3 (blue) to stain nuclei. Scale bars represent 50µm in (F), and 10µm in (A-E,G).

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follicles in facial skin expressed TdTomato (Fig. 3.4E,F). Moreover, the sox2:EGFP-positive

NT cells expressed TdTomato, while the sox2:EGFP-positive, K8-positive Merkel cells did not

(Fig. 3.4G), consistent with a non-neural-crest origin for the latter cell type412

. Thus, sox2:EGFP

is expressed in two populations of non-epidermal hair follicle precursors, dermal precursors and

a neural crest-derived cell with characteristics of NCSCs or Schwann cell precursors.

3.4.3 Sox2 is induced in dermal and neural crest precursors following skin injury.

These data indicate that sox2 is specifically expressed in a number of hair follicle precursor

populations within adult skin, data reminiscent of its expression in precursor populations within

other adult tissues30,31

. However, while it is clear that sox2 marks a variety of adult stem cell

populations, it is still unclear whether sox2 itself is important for the function of these adult

precursors in tissue repair and maintenance. To start to address this question, we characterized

the cell populations that express sox2 following skin injury, taking advantage of the sox2:EGFP

mice. Specifically, we performed 6 mm full thickness punch wounds on the backs of 2 month

old sox2:EGFP mice, and then characterized EGFP expression 5 days later. At this age, mouse

hair follicles were in telogen, based on morphology of the hairs observed on skin sections, and

consistent with this, sox2:EGFP was not expressed in the follicle DP or DS, but was limited to

NT cells and Merkel cells (Fig. 3.5A and data not shown). Immunostaining five days following

skin injury demonstrated that sox2:EGFP was now expressed in two additional cell populations

proximal to the site of injury. One of these was associated with nerves that were located close to

the site of injury (Fig. 3.5B). These cells expressed p75NTR and S100beta (Fig. 3.5B,C),

consistent with their identification as dedifferentiated Schwann cells, something that is also seen

following peripheral nerve injury (). The second of these were DP cells localized within hair

follicles close to the injury site that were presumably reentering the growth cycle in response to

the injury (Fig. 3.5D). In contrast, neither of these sox2:EGFP-positive cell populations were

observed at sites distal to the injury in the same animals (Fig. 3.5F).

3.5 Discussion

The data presented here support three conclusions. First, they indicate that Sox2 defines multiple

precursor populations in neonatal and adult skin. Specifically, the immunostaining of

sox2:EGFP mouse skin defines six distinct subpopulations of Sox2-expressing skin cells: DP

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Figure 3.5. Sox2 is induced in dermal and neural crest precursors following skin injury.

(A): Photomicrograph of a section through a telogen hair follicle in the dorsal skin of a 2 month-

old Sox2:EGFP (green) mouse without injury. The arrow and arrowhead respectively denote

EGFP-negative DP cells and EGFP-positive NT cells in the telogen hairs. (B-D): Micrographs

of dorsal skin sections of Sox2:EGFP mice 5 days post injury close to the site of injury,

immunostained for p75 (B,E, red) or S100β (C, red). Sox2:EGFP was detected in p75-positive

and S100β-positive NT cells (arrows, B,C; arrowheads, D) as well as within skin nerves

(arrowheads, B,C), something that was not seen in uninjured skin or in skin distal to the injury.

In addition, Sox2:EGFP was expressed within the DP of hair follicles close to the injury site

(arrow, D), presumably as they were preparing to reenter the growth phase. In all panels, cells

were counterstained with Hoechst 33258 or Topro3 (blue) to stain nuclei.

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cells, DS cells, NT cells, neural crest or Schwann cell precursors within skin nerves, melanocyte

stem cells, and Merkel cells. While we have not tested whether these Sox2-positive cells exhibit

stemness, we have identified markers, locations and developmental origin of each subpopulation,

all data that indicates that some of these are likely to represent precursor populations that have

been reported in past studies. Second, our findings reveal that while these sox2-expressing cells

have distinct developmental origins, all of them share neural potential, regardless of their origin.

Specifically, our lineage analysis demonstrates that the Sox2-expressing cells we have identified

here derive from neural crest and non-neural crest origins. For the neural crest-derived cells NT

and nerve cells, the markers we have defined are consistent with their identity as neural crest or

Schwann cell precursors, both of which have neural potential. For the non-neural crest-derived

sox2-positive DP and DS cells, both of these populations are known to exhibit neural crest

precursor-like properties. The third population, Merkel cells, is cutaneous neuroendocrine cells

that derive from the epidermis and share properties with neurons. Finally, we found that Sox2

expression is activated and/or elevated in DP cells and nerve-associated cells following skin

injury, suggesting that sox2 expression is not a static property of precursors, but that it, and

potentially the stem cell state, is modified as a function of the adult tissue environment. A

summary of these findings can be found in Fig. 3.6.

We and others previously demonstrated that Sox2 is expressed in the DP/DS cells14,333

and Merkel cells333,336

of hair follicles. Importantly, data presented here indicate that other skin

cell types are also defined by Sox2, a well-known stem cell marker. Do these Sox2-expressing

subpopulations actually represent precursors? Previous work showed that Sox2-positive DP and

DS cells display characteristics of dermal precursors14

. However, little was known regarding the

Sox2 expression in the other skin cell types, although skin is an enriched source for various

precursor populations. Interestingly previous microarray analysis indicates that EGFP-positive

cells isolated from the skin of adult Sox2:EGFP mice express many markers associated with

neural crest precursors, Schwann cell precursors, melanocyte precursors and epidermal

precursors, some of which are not found in the expression profile of SKPs, or of cultured and

purified DP and DS cells14

. We therefore hypothesized that Sox2 defines multiple precursor

populations in the skin, and our data support this hypothesis, demonstrating that Sox2 is

expressed in a broad range of potential precursor populations in developing and mature skin, and

that Sox2-positive cells are increased in response to skin injury. A key question for the future

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A B C

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Figure 3.6. The levels of the Sox2 expression in hair-follicle precursors change based on the

time course of skin development and wound healing. (A): In the developing mouse pelage

skin (P2-7), Sox2 is expressed in the six different hair-follicle precursors: DP cells, DS cells,

melanocyte precursors, NT cells, Schwann cell precursors, and Merkel cells. Each precursor type

can be distinguished from the others by immunocytochemical markers, morphology, location and

lineage analysis. (B): In adult skin (2-month old), Sox2 is continuously expressed in NT cells

and Merkel cells. However, Sox2 expression is lost in Schwann cell precursors and melanocyte

precursors. Also, Sox2 is expressed in DP and DS cells only in anagen (growing) hair follicles.

(C): In adult skin following a punch wound, de novo hair follicles form around the healing

tissues. Sox2 is expressed in DP and DS cells of these newly-formed hair follicles. Sox2 is also

re-expressed in Schwann cell precursors around the healing wound.

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will be whether or not Sox2 expression is essential for maintenance of these precursors and/or

for skin repair following injury.

Our findings suggest that Sox2, a prototypic marker for pluripotent stem cells and various

tissue stem cells, defines multiple precursor populations in the skin, although we have not

directly assessed the stemness of the isolated sox2-positive populations. However, the

information obtained from our immunocytochemical analysis of Sox2:EGFP mouse skin strongly

supports the idea that some of the identified Sox2-positive cells are precursors. Specifically,

Sox2 was detected in the following six skin cell types: DP cells, DS cells, NT cells, nerve-

associated cells with properties of neural crest or Schwann cell precursors, melanocyte-lineage

cells, and Merkel cells, based on their specific markers, locations and/or morphology. These

subpopulations of Sox2-positive skin cells could be categorized into three types: (i) cells that

express Sox2 constantly (NT cells and Merkel cells); (ii) cells that activate Sox2 expression

during tissue morphogenesis, either during development or in the adult (DP cells, DS cells and

nerve-associated cells); and (iii) cells that express Sox2 only during development (melanocyte-

lineage cells).

We have confirmed that DP and DS cells expressed Sox2 only during the growth phase

of hair morphogenesis, but not during hair regression, as previously demonstrated14

. Moreover,

previous work has shown that Sox2-positive DP and DS cells have characteristics of dermal

precursors14

. However, it is still unclear whether or not Sox2 is essential for DP and DS cells to

act as dermal precursors. In this regard, previous work from our laboratory demonstrated that

Sox2-positive DP cells in hairs close to a wound exited their hair follicle niche and streamed

into the inter-follicular dermis towards the wound site14

. Moreover, the same study showed that

isolated sox2-positive skin cells can contribute to wound-healing a hair morphogenesis14

. Data

presented here demonstrated that when a skin wound is made at a time when hairs are in the

regressive telogen phase, then this locally induces hairs to reenter the growth phase and causes a

reinduction of Sox2 in DP cells. Together, these data suggest that Sox2 expression is relevant

during the injury-induced tissue restructuring process, which involves both genesis of dermal cell

types for wound-healing, and new hair morphogenesis. Sox2 expression may be associated with

the dermal precursor function of DP and DS cells during tissue regeneration. However, DP and

DS cells are likely to represent only a subset of dermal precursors, because dermis lost in injuries

is repopulated in non/less-hairy skin such as rodent palm or human skin as well as hairy skin

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such as rodent back skin or human scalp. In this regard, Collins et al (2011) recently

demonstrated that remodeling of the dermis in response to the epidermal activation of -catenin

originates from a specific population of fibroblasts located adjacent to the hair follicle junctional

zone/sebaceous gland region413

. The authors concluded that fibroblasts in this location are

normally quiescent and can retain a DNA label for many months. Thus, this specific subset of

fibroblasts may be another precursor subpopulation for dermis413

. It will be interesting to

determine whether Sox2 defines not-yet identified precursors for dermal fibroblasts as well as

already-identified dermal precursors, DP and DS cells, and if so, whether lineage ablation of

Sox2+ dermal cells induces pathological conditions in adult skin.

Work here has defined a novel population of sox2-expressing cells in hair follicles at the

terminals of nerves which we have called NT cells. These NT cells express Sox2 under all of the

conditions we have studied. NT cells are located in the hair follicle nerve terminals around the

hair follicle bulge. Immunostaining and lineage analysis demonstrated that NT cells have typical

characteristics of both neural crest precursors and previously-described Schwann cell precursors.

In addition to NT cells, we detected Sox2 in cells of the developing skin nerves that also

expressed markers consistent with their identification as neural crest or Schwann cell

precursors17,19

. Both of these populations are therefore likely to be some type of developing

neural crest or Schwann cell precursor. However, the NT cells maintain Sox2 expression

throughout their lifetime, in contrast to the nerve-associated cells, which express Sox2 only

during development and following injury. This pattern of expression within skin nerves can

likely be explained by previous work showing that Sox2 is a marker for immature Schwann cells

and their precursors339

and that it is reinduced during dedifferentiation of mature Schwann cells

during nerve regeneration337,340

. To truly define these nerve-associated cells are Schwann cell

precursors will require lineage tracing and/or prospective isolation and characterization.

Another difference between Sox2-expressing NT cells and the Sox2-positive nerve-associated

cells is that the NT cells express nestin, a marker for neural stem cells and perhaps multi-lineage

progenitor cells414

. Of the various Sox2-expressing skin cell populations, nestin expression was

only seen in NT cells. This finding supports the idea that NT cells are distinct from the nerve-

associated Sox2-positive cells, and suggests that they may well represent neural crest precursors.

In this regard, previous work has identified a neural crest precursor-like activity in the region of

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the hair follicle bulge19

, and we propose that the Sox2-expressing NT cells may well be these

bulge-associated neural crest precursors.

What is the biological function of the NT cells? One potential function may involve

modulation of the interactions between the skin nerve endings and the hair follicle itself, by

analogy to the as the specialized non-myelinating Schwann cells at the neuromuscular junction415

.

Intriguingly, we have recently observed that these specialized neuromuscular junction cells also

express Sox2. Also, if the NT cells are neural crest-derived precursors as we have proposed,

then the NT cells might supply hair follicle melanocytes. This idea comes from the recent

finding that Schwann cell precursors contribute to hair follicle melanocytes during

embryogenesis, although it is still unclear whether Schwann cell precursors can supply

melanocytes in postnatal tissue215,368

. In this regard, studies by Wong et al.(2006) indicated that

Schwann cell precursors are located in the adult hair follicle bulge371

. Therefore, Sox2 may be

associated with the functions of Schwann cells and their precursors for skin development and

maintenance.

One skin population that only expressed Sox2 during development was a subset of hair

follicle cells in the melanocyte lineage. Neonatal and adult melanocyte stem cells are located

within the hair follicle bulge. Sox2 is only found in the melanocyte-marker-positive cells around

the hair follicle bulge, and not in the more mature melanocytes located in other places in the hair

follicle. Thus, Sox2 may define melanocyte stem cells or melanoblasts, although we could not

detect Sox2-positive melanocyte lineage cells in the adult skin.

Finally, we confirmed that Sox2 is expressed throughout life in K8-positive Merkel

mechanoreceptor cells, as previously described333,336

. Because of their phenotypic and functional

similarity to neuronal cells, Merkel cells were thought to derive from the neural crest416

.

However, recently, Merkel cells were shown to derive from epidermis412

, and their precursors

were identified as Itga6+ Sca1

+ CD200

+ cells located in the touch domes of hairy skin

417. Since

data presented here demonstrated that Sox2+K8

+ Merkel cells also form touch domes and since

previous microarray data indicated that a subset of Sox2-positive skin cells express CD200, then

we propose that Sox2-expressing Merkel cells may represent Merkel cell precursors. Further

support for this idea comes from work on taste bud sensory cells in the tongue that are

functionally equivalent to Merkel cells in the skin403

. In this system, Sox2 functions in a dose-

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dependent manner to regulate the differentiation of epithelial progenitor cells of the tongue into

taste bud sensory cells versus keratinocytes403

. Therefore, Sox2 may be required for the

differentiation of epidermal precursors of the skin into Merkel cells.

Together, these data support the concept that Sox2 defines multiple precursors in the skin.

Generally, Sox2 is expressed during development of diverse tissues and organs, and the level of

Sox2 is critical for normal organogenesis. In certain organs, Sox2 expression persists into

adulthood. For example, Sox2 is expressed in postnatal lung epithelial cells, and essential for

tracheal cells to regenerate the epithelium upon injury401

. More recently, Arnold et al (2011)

performed systemic analysis of the full pattern of Sox2 expression in adult tissues, and

elucidated the functional importance of Sox2-positive precursors to maintain homeostasis of

different adult tissues30

. Whether Sox2 is essential for skin development, maintenance and/or

repair is a key question for the future.

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Chapter 4

General Discussion

This thesis directly addressed (1) the developmental origins of SKPs/dermal precursors and (2)

the definition of multiple Sox2-expressing potential precursors in the skin. By addressing these

issues, this thesis also addressed more general themes such as the plasticity of adult stem cells,

and the nature and number of different adult stem cell populations, in this case in one complex

tissue, the dermis.

4.1 Developmental Origins of SKPs / Dermal Precursors

4.1.1 Summary

Chapter 2 of this thesis described my work identifying the developmental origins of SKPs,

something that was previously unclear. The data presented here demonstrated that SKPs can

originate from both Wnt1-expressing neural crest and from Myf5-expressing mesoderm16

.

Specifically, I demonstrated that “dorsal SKPs” (defined in vitro as cells from the dorsal dermis

that self-renew in non-adherent conditions and differentiate into neural and mesenchymal cells)

can be isolated from cells that have activated the Myf5 promoter at some point in their ontogeny

by performing lineage analysis with the Myf5-cre;Rosa-Reporter mice. This result demonstrates

the mesodermal origin of dorsal SKPs, since (1) Myf5 expression is believed to be restricted to

the developing somites that originate from the mesoderm, (2) the somites are known as the

primary source of the dorsal dermis, and (3) the Myf5-lineage cells were shown here to

contribute to the DP and DS in vivo and SKPs in vitro. To further support this idea, I

demonstrated that the neural crest derivatives (labeled by Wnt1-cre;Z/EG) that were isolated

from the dorsal skin failed to form self-renewing SKP spheres. Therefore, even if Myf5 is

unexpectedly expressed outside of the mesoderm, it is unlikely that neural crest derivatives

contribute to dorsal SKPs. More recently, I have generated Dermo1-cre; tdTomato mice that

express an RFP variant protein in cells that have expressed Dermo1 at some point in their

ontogeny (Dermo1 is a key transcription factor for dermogenesis418

). I demonstrated that these

Dermo1-cre; tdTomato skin cells are not neural crest-derived, but that they were able to generate

SKP spheres, and to differentiate into Schwann cells, thereby confirming that mesodermally-

derived dermal cells from the back generate SKPs, and that these dermal cells have neural

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potential. Thus, I have demonstrated that in dorsal skin, using three different reporter lines, that

SKPs are isolated from the Dermo1-cre;tdT+ dermal cells that originate from Myf5-cre;Rosa-

EYFP+ somites but not from Wnt1-cre;Z/EG

+ neural crest cells. To my knowledge, this is the

first report revealing the neural potency of non-CNS/non-PNS precursors that has been backed

by genetic marking and positive sorting of non-CNS/non-PNS precursors. For example, while

there are many reports of bone marrow stromal cells having neural potential20,419,420

, the identity

of the parent cells is still vague, and the functionality of the neural derivatives is the subject of

debate421,422

. Therefore, my results strongly suggest that dermal precursors with neural potential

can be generated from sources other than the neural crest.

4.1.2 Novelty / Importance of the findings

4.1.2.1 Adult stem cells may be more plastic than currently thought.

The findings presented in my thesis support the notion that adult stem cells may be plastic

enough to generate cell types across lineage boundaries, in response to changes in their

microenvironment, and argue against the prevailing idea that the potency of adult stem cells is

restricted to tissue-specific cell types111

. In the introduction to this thesis, I explained that SKPs

isolated from adult dorsal skin can generate functional Schwann cells12

, but that little was known

regarding their developmental origins. Then, in Chapter 2 of this thesis, I demonstrated that the

SKPs isolated from the dorsal skin originate from the somite-derived dermis16

. Overall, these

data indicate that neural cells can be differentiated from cells that were developmentally biased

to form the somites and then the dermis.

How does this conclusion impact on the current landscape of stem cell biology and

regenerative medicine? Since Takashima et al reported in 2006 that pluripotent stem cells could

be induced from adult fibroblasts by genetic modification, the induced pluripotent stem (iPS)

cells have been intensively studied, and have grown to be an essential component of the stem cell

research field4,5,423

. Moreover, many research groups have applied the concept of iPS cells to

genetic modifications that directly convert adult fibroblasts into non-fibroblastic, medically-

useful cell types. For example, there are more than 10 articles that describe the direct conversion

of fibroblasts to neurons by defined factors391,424?434

. In general, these articles argue that (1) a

greater number of neuron-like cells (meaning cells that are morphologically and phenotypically

similar to the neurons) were identified in cultures of adult fibroblasts induced with defined

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factors, compared to fibroblast cultures without this induction, and (2) that these cells were

functional because they were morphologically similar to neurons and because they expressed a

number of neuronal markers. However, these results cannot necessarily be interpreted as

indicating the direct conversion of fully-differentiated fibroblasts to neurons. The fibroblastic

populations used in these experiments were generally isolated from quite heterogeneous tissues

such as the skin, liver and lung, all of which should contain cells that innately have neural

potential, such as neural crest-derived precursors or dermal precursors. Therefore, it might be

possible that these defined factors induced differentiation into neurons simply by promoting the

neural potential of neurally-biased precursor cell types (e.g. dermal precursors) rather than by

direct conversion of the fate of differentiated fibroblasts. Thus, my findings argue that these

types of experiments need to be performed using fibroblast cultures where neural crest-derived

cells and dermal precursors are removed in advance, although this approach has never previously

been considered.

My findings also support the value of adult stem cells for cell-based therapies. If adult

tissue-specific stem cells are plastic enough to overcome their lineage boundaries, we may be

able to use them for cell-based therapies by converting them to more medically-useful cells such

as neurons. Although this possibility has been investigated in the past39

, the data has not been

completely convincing, and instead, iPS cells and their derivatives have been intensively studied

as a promising source for regenerative medicine. However, as indicated in this thesis, certain

adult precursors may have the potency to convert their lineages without genetic modifications.

Therefore, for future regenerative medicine, it might be still worthwhile to pay attention to the

innate plasticity of adult tissue-specific cells as well as to seek innovative approaches in the

induction of pluripotency or the conversion of determined fates by modifying genetic programs.

4.1.2.2 Why are SKPs similar regardless of multiple distinct developmental origins?

The data presented in my thesis show that SKPs isolated from dorsal skin are functionally similar

to SKPs isolated from facial skin, in spite of their different origins (dorsal SKPs from the

mesoderm and facial SKPs from the ectoderm by way of the neural crest)16

. These results may

suggest that the properties of tissue-specific precursors are defined as much by their

microenvironment as by their developmental origins. Therefore, although the precursors for the

dermis originate from both the ectoderm and the mesoderm, their properties are likely

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determined by their skin environment once they acquire a dermal bias upon expression of

Dermo1418

. In concurrence with this result, I demonstrated that the transcriptional profile of

mesenchymal stem cells (MSCs) isolated from the bone marrow is different from those of the

mesenchymal precursors isolated from dorsal and facial skin (dorsal and facial SKPs), although

MSCs share their neural-crest and mesodermal origins with SKPs. Perhaps the differences I

elucidated can be attributed to differences in their niches. The potential impact of the

microenvironment on stem cells, and in particular how these environments can override their

lineages has also been observed in other reports. For example, thymic epithelial stem cells

(TECs) that originate from the endoderm were shown to adopt the fate of ectodermally-derived

hair follicle stem cells when they were transplanted into the skin environment109

. In this regard,

can the skin microenvironment drive MSCs toward a SKP-like phenotype? Or can SKPs

acquire the properties of other mesenchymal precursors when transplanted into a tissue other

than skin? Because Biernaskie et al (2010) demonstrated that transplanted MSCs do not

contribute to hair follicle dermal cells while transplanted SKPs do14

, this suggests that cues from

the skin environment may not be enough to override the endogenous properties of transplanted

precursors. However, it might be still interesting to ask how other mesenchymal cell types (for

example, isolated from nerve, lung, or liver) respond to the skin environment. On the other hand,

our laboratory has demonstrated that SKPs contribute to structures of hypodermis, bones and

nerves as well as dermis, when transplanted into these environments15

. These data indicate that

SKPs are highly flexible in terms of their cell fate decisions, and suggest that they might be

relatively unbiased precursors. In this regard, it would be interesting to ask if SKPs could regain

the properties of dermal precursors even after adapting to ectopic environments. Also, because

little is known about the molecular mechanisms that allow different environments to influence

cell fate decision making, then this would be an important area of research, particularly if we are

to maximize the therapeutic potential of SKPs for regenerative medicine in the future. Overall,

these data indicate that stem cell niches play a key role in determining the properties of adult

tissue stem cells, regardless of their developmental origins.

4.1.2.3 Neural Potential in Dermal Precursors

The neural crest-like potential of dermal cells that are associated with hair follicles has been

postulated by many researchers over the past ten years7,14,280,281,286,333

. For example, in situ

hybridization revealed that hair follicle dermal papillae express typical neural crest markers, and

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in vitro assays demonstrated that dermal papilla cells that were dissected out mechanically can

form neurons and glial cells7,281

. However, it has been unclear whether the dermal hair follicle

cells that display these neural crest-like properties are actually the dermal cells, since dermal

papillae are not necessarily composed of homogeneous dermal fibroblasts. For example, skin

nerves are thought to innervate the dermal papilla of hair follicles, and these nerves contain

peripheral glial cell types156

. Also, melanocytes, another neural crest-derived cell type, are

immediately adjacent to the dermal papillae in hair follicles, and thus represent another cell type

that might contaminate mechanically dissected dermal papillae. Therefore, past studies have

lacked definitive evidence that the dermal precursors that are associated with hair follicles really

have neural crest-like potential. In this regard, I clearly demonstrated the neural potential of

dermal precursors regardless of their developmental origins, by conducting three distinct lineage

analyses. Now, the question is why and how dermal precursors should retain such neural

potential, which appears to be unnecessary for normal skin development and maintenance. Our

previous studies have indicated that the neural differentiation capacity of dermal precursors is

unmasked in certain exogenous environments (e.g. gliogenic culture conditions or injured sciatic

nerve), but restricted in their physiological niche (e.g. dermal papilla of hair follicles). It might

be intriguing to ask if the endogenous dermal precursors ever exhibit neural phenotypes within

the skin, for example when the microenvironmental cues are disturbed by disease, injury or other

experimental manipulation. By asking this, we might ultimately challenge the classical idea that

all of the peripheral neural tissues in vivo originate from the neural crest.

4.2 Functions of Sox2 in Skin Maintenance

4.2.1 Summary

Chapter 4 of this thesis revealed Sox2 expression in the Schwann cell and melanocyte lineages in

the skin, and described a novel potential neural crest-derived precursor that is associated with

nerve terminals in hair follicles that we have termed NT cells. In addition, data presented here

showed that Sox2 expression is regulated within these populations. In particular, these data

showed that following skin injury Sox2 is reinduced in cells within skin nerves, and is rapidly

induced in DP cells coincident with their reentry into the hair growth cycle. While this work was

ongoing, other researchers in the Miller laboratory demonstrated that Sox2 plays a key role in the

dermal response to injury during skin aging. In particular, Dr. Sibel Naska and Ms. Karen Jones

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demonstrated that reduced expression levels of Sox2 in the skin led to perturbed wound healing,

and that this disruption of wound healing was more severe in older mice. These data suggest that

the potential precursor types I have defined here are important for skin wound-healing, and that

Sox2 regulates their function so that when Sox2 is decreased, they cannot participate in wound-

healing with the same efficacy. I will therefore discuss the findings presented in Chapter 3 in

light of these other concurrent findings.

Sox2 regulates the stemness of diverse precursors and plays key roles in embryonic tissue

development and adult tissue maintenance30,31

. In this regard, Driskel et al (2009) reported that

Sox2 is expressed in the dermal papilla of hair follicles and Merkel cells of the skin surface333

.

Then, Biernaskie et al identified Sox2 expression in dermal sheath (DS) as well as DP, and

showed that these DP and DS cells possess the properties of the dermal precursors14

. However,

little was known about Sox2 expression in other precursors in skin and whether Sox2 regulate

stemness in these precursors. Initially, in order to define the types of skin cells that express Sox2,

I reviewed the gene expression profile of the Sox2-expressing skin cells that was published in

Biernaskie et al.14

, comparing this expression profile to the SKPs transcriptome that I performed

in Chapter 2. Unexpectedly, various markers for Schwann cell precursors and melanocyte

precursors were detected as enriched in the Sox2:EGFP-positive cells. Second, to ask if Sox2 is

expressed in the Schwann cell and melanocyte lineages in the skin, neonatal and adult

Sox2:EGFP mouse skin was immunostained for Sox2:EGFP and markers for Schwann cell and

melanocyte lineages. The immunocytochemistry detected Sox2:EGFP in Nestin+S100β

+p75

+

glial and Dct+cKit

+ cells near the hair follicle bulge region where skin nerve terminals innervate

the hair follicle. These newly-identified Sox2+ cells are likely to be potential precursors for

Schwann cells and melanocytes, because (1) Sox2+ cells in various tissues often represent

precursor populations in the tissues30,31

, (2) adult neural crest-derived precursors have been

thought to be enriched in the hair follicle bulge371,435,436, 277

, and (3) the markers (e.g. Nestin &

cKit) detected in the Sox2+ cells are markers identified in past reports that described neural crest-

derived precursors in the hair follicle19,277

. Therefore, my work indicates that Sox2 defines

multiple skin cell types, including hair-follicle dermal precursors, Merkel cells and potential

precursors for Schwann cells and melanocytes, although the functions of Sox2 in any skin

precursors has never previously been described.

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4.2.2 Novelty / Importance of the findings

4.2.2.1 Sox2 may define multiple precursor populations in the skin.

Although Sox2 is known to be essential for precursors, particularly in the embryo, and has

recently been implicated in adult stem cells and tissue maintenance, little is known about its

expression and function in skin, and it is still unclear precisely how it regulates adult stem

cells30,31

. The findings presented in Chapter 3 of my thesis revealed six distinct Sox2-expressing

skin cell types in neonatal skin: (1) mesoderm-derived PDGFRaHigh

p75Low

SMALow

DP cells

localized within the hair bulb, (2) mesoderm-derived PDGFRaHigh

p75Low

SMAHigh

DS cells

ensheathing the hair follicle, (3) neural crest-derived NestinHigh

S100βHigh

p75High

cells located

near the hair follicle nerve endings, (4) neural crest-derived p75High

cells in the skin nerves, (5)

neural crest-derived cKitHigh

DctHigh

cells near the hair follicle bulge region, and (6) epidermis-

derived K8High

Merkel cells. The markers, location, morphology and/or developmental origins of

the Sox2-expressing cells identified in my study match the properties of precursors in adult skin

that have been reported elsewhere19

. Therefore, Sox2 is likely to define precursor populations

for various skin cell types. However, only four of these cell types maintain Sox2 expression into

adulthood, with the Sox2-positive skin nerve cells and melanoblast precursors disappearing

between the first week and the second month. This suggests either that the state of these

precursors changes after development and/or that these particular precursors disappear following

development. In this regard, the data showing that Sox2 is reinduced in skin nerves following

injury may suggest that the state of the nerve precursors simply changes. Definitively

distinguishing these two possibilities will require further study.

My findings are important with regard to a better understanding and classification of the

precursors that exist within skin, and the roles of those adult precursors in skin maintenance and

repair. In particular, my findings indicate that Sox2:EGFP would be an effective marker for

neural crest-derived precursors in the skin and perhaps in other tissues, something that has not

been described in previous studies. In past studies, several groups have independently identified

multipotent neural crest-derived precursors within skin that exhibit characteristics distinct from

SKPs19

. Because of their multipotency and their accessibility as a stem cell source, these NCSC-

like skin cells, including SKPs, have been intensively studied19

. However, the lack of specific

markers for these precursors has made it difficult to perform studies that depend upon

prospective isolation, something that is essential in the stem cell field. In this regard, the data

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presented here indicate that Sox2 is expressed in neural crest-derived precursors in skin, as it is

in neural crest-derived precursors in the embryo. Accordingly, we are now capable of sorting

the NCSC-like skin cells with higher purity by Sox2:EGFP, thereby enabling better purification

and characterization. The robust expression of Sox2 in multiple potential precursors in mature

skin also raises the possibility that Sox2 is involved in tissue maintenance and repair as a

consequence of its important role in maintaining other populations of adult tissue precursors30

.

4.2.2.2 Sox2 is essential for the maintenance of adult skin.

Previous work from the Miller and Flores laboratories showed that TAp63 prevents

premature skin aging by maintaining the epidermal and dermal precursor populations28

,

indicating that disrupted stemness could lead to premature aging phenotypes such as a delay or

disruption of the wound healing response. The work presented in Chapter 3 led to the hypothesis

that disruption of Sox2 in adult skin would lead to premature aging, as seen in the TAp63 study,

because (1) Sox2 often regulates the self-renewal and proliferation of precursors in various

tissues, (2) the TAp63 work argues that depletion of skin precursors causes premature aging, and

(3) my work showed that Sox2 is expressed in multiple populations of potential precursors in the

skin. To test this idea, Dr. Naska and Ms. Jones analyzed the wound healing process in Sox2

heterozygous mutant mice and Sox2 conditionally null mice using a variety of morphological

measures of wound closure. The analysis revealed perturbed wound closure in both Sox2

heterozygous mutant and Sox2 conditionally null mice relative to the Sox2 wild type animals,

and interestingly, that this effect was more pronounced in aging mice than in young mice. These

results supported the initial hypothesis, and suggested that Sox2 is essential for normal

maintenance of skin precursors and that, when it is reduced, this causes depletion of those

precursors as animals age, and thus, perturbed wound-healing.

These data therefore demonstrate that Sox2 is not just a marker for skin precursors, but

that its expression in those precursors is essential for normal skin repair as animal’s age. This is

thus one of the first reports describing the functionality of Sox2 in adult skin, and one of only a

few reports of the importance of Sox2 in adult tissue precursors. Specifically, the wound repair

data with Sox2EGFP/+

mice demonstrated that haploinsufficiency for Sox2 caused a decrease in

wound-healing in middle-aged mice that was not present in young adult mice. Previous work in

the Sox2EGFP/+

mouse line has shown that Sox2 expression levels are approximately 50% of wild-

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types395

. Other laboratories have studied Sox2 heterozygous mice and demonstrated that, in the

CNS, heterozygous levels of Sox2 are sufficient for its proper development, and that defects in

neural progenitor cells are only observed when Sox2 levels drop to 20-30% of wild-type

levels437

. Similar to this, there are no obvious problems in hair growth (HJ, data not shown) or

wound-healing in young mice, suggesting that skin precursor development is normal when Sox2

is haploinsufficient. However, the studies showing that aging mice do show deficits in wound-

healing suggest that this transcription factor plays an important role in tissue maintenance over

time. One possible explanation is that older Sox2EGFP/+

mice are exposed to the potential impact

of Sox2 reduction for a longer time than younger Sox2EGFP/+

mice. However, the wound healing

studies in the Sox2 conditional mice revealed that the perturbed wound healing was seen in

aging mouse back skin when Sox2 had been deleted three weeks previously, making this

explanation unlikely.

An alternative explanation for these results is that Sox2 is important for adult tissue

precursors to participate in tissue repair. However, since the first part of Chapter 3 describes

multiple potential precursors that express Sox2 in the adult skin, it is still unclear which of these

Sox2-expressing skin cell types are responsible for the observed wound-healing phenotype. I

propose that much of this phenotype is due to a deficit in dermal precursors for a number of

reasons. First, the dermis and overlying epidermis are the key components of wound repair

responses. Second, our previous studies indicated that Sox2-expressing hair follicle dermal cells

are involved in wound healing events14

. Finally, my FACS data (HJ, data not shown) indicates

that Sox2-expressing dermal precursors are the major population (approximately 50%) of Sox2-

expressing skin cells. Therefore, it is likely that the decrease in wound-healing seen in Sox2

mutants is largely caused by the reduced levels or deletion of Sox2 in dermal precursors. If this

is the case, then these studies on Sox2 functional in dermal precursors would support the “stem-

cell hypothesis for aging”, a notion that some characteristics of aging reflect a decline in the

regenerative capacity of resident stem cells across many different tissues366

. In this regard, Su et

al (2009) previously demonstrated that the loss of TAp63, a p53 family member, led to

hyperproliferation, senescence and genomic instability of cultured dermal precursors,

accompanied by premature senescence, reduced hair follicle morphogenesis and disrupted

wound healing responses in vivo28

. This study indicated a potential link between depletion of the

dermal precursor pool and premature aging phenotypes. Thus, in the future it would be

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interesting to ask if Sox2 is required for maintenance and/or functionality of dermal precursors

and if ablation of Sox2 expression specifically in dermal precursors might lead to defects in

wound healing responses and premature aging of the skin.

4.3 Conclusion

My first project has helped define the developmental origins of SKPs. The results indicate that

adult mesodermally-derived precursors for the dermis are plastic enough to generate neural

tissues in response to exogenous cues. This finding might generalize to adult precursors for other

tissues, emphasizing the potential importance of adult precursors as a cell source for stem cell-

based therapies. My second project has revealed that Sox2 defines multiple potential precursor

populations in the skin, and work by others in the Miller laboratory has shown that Sox2

reduction/depletion in the skin leads to a decline in wound-healing that is exacerbated in older

skin. These data indicated that Sox2 expression in adult precursors is essential for proper skin

maintenance and repair. From a broader perspective, these results support the idea that depletion

of and/or deficiencies in adult tissue precursors cause premature aging, and argue that the

aberrant wound repair that is normally associated with skin aging could be ameliorated if we

could find ways to recruit and/or enhance dermal precursor populations.

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