chapter 6 pragmatics. 6.1 introduction when a diplomat says yes, he means ‘perhaps’; when he...

98
Chapter 6 Pragmatics

Post on 21-Dec-2015

264 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Chapter 6 Pragmatics

Page 2: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

6.1 IntroductionWhen a diplomat says yes, he means

‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a diplomat. When a lady says no, she means

‘perhaps’; When she says perhaps, she means

‘yes’; When she says yes, she is not a lady.      Voltaire (Quoted, in Spanish, in Escandell 1993.)

Page 3: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

These lines are surely correct in reminding us that more is involved in what one communicates than what one literally says; more is involved in what one means than the standard, conventional meaning of the words one uses. The words ‘yes,’ ‘perhaps,’ and ‘no’ each has a perfectly identifiable meaning, known by every speaker of English (including not very competent ones). However, as those lines illustrate, it is possible for different speakers in different circumstances to mean different things using those words.

Page 4: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

How is this possible? What's the relationship among the meaning of words, what speakers mean when uttering those words, the particular circumstances of their utterance, their intentions, their actions, and what they manage to communicate? These are some of the questions that pragmatics tries to answer; the sort of questions that, roughly speaking, serve to characterize the field of pragmatics.

Page 5: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Background of “Pragmatics”

Charles Morris (1903 – 1979) was concerned with the study of the science of signs, which he called semiotic. He distinguished 3 branches of semiotics:

Page 6: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Syntax addresses the formal relations of signs to one another,

semantics the relation of signs to what they denote,

and pragmatics the relation of signs to their users and interpreters.

Page 7: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Semiotics tries to separate “objective” definitions of the structure and meaning of words and sentences in syntax and semantics from subjective and context dependent senses (often: requests or demands of actions) in pragmatics.

Page 8: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Pragmatics is the study of the relationships between linguistic forms and the users of those forms. In this three-part distinction, only pragmatics allows humans into the analysis.

Page 9: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Definitions and Background

Page 10: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Definitions1 “Pragmatics is the study of speaker

meaning.”2 “ Pragmatics is the study of contextual meaning”3 “ Pragmatics is the study of how more gets communicated than is said”4 “ Pragmatics is the study of the expression

of relative distance.” ( Yule:2008).

Pragmatics is a study of language in use.

Page 11: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

The goal of pragmatics is to explain how

the gap between sentence meaning and

speaker’s meaning is bridged.

Page 12: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

pragmatic studies look for principles. Principles are not black and white; you can obey them to some extent and violate them to some extent. For example, one principle says we should tell the truth and another says we should be polite in our speech.

Page 13: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a
Page 14: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

In pragmatics we always deal with processes. In a pragmatic inquiry, we deal with an ever-unfolding process-as the discourse goes on and on, the extra meaning of some words becomes clearer and clearer.

Page 15: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Examples

(1) A: I could eat the whole of that cake [implicature: I compliment you on

the cake] B: Oh thanks(2) A: Do you have coffee to go? [Implicature: Sell me coffee to go

if you can] B: Cream and sugar?

Page 16: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a
Page 17: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

6.2 MicropramaticsI was waiting for the bus, but he just drove by

without stopping.

To study the meaning of such pieces of language in smaller contexts is called micropragmatics. Phenomena such as reference, deixis, anaphora, and presupposition, are the topics in this field.

Page 18: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

The research on the analyses of larger chunks of language, such as a whole conversation, an article or even a chapter of a novel or one act of a play in the user interaction concerning the mechanisms by which speakers/writers encode their message in skilful ways and how hearers/readers arrive at the intended meanings in spite of the differences between the literal meaning and the intended meaning is called macropragmatics.

Page 19: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

6.2.1 Reference

In the referential theory (naming theory), it is assumed that the words we use to identify things are in some direct relationship to those things:

(1)a: Can I look at your Shakespeare?

b: Sure, it’s on the shelf over there.

Page 20: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

The key process here is called inference. An inference is any additional information used by the hearer to connect what is said to what must be meant.

In pragmatics, the act by which a speaker or writer uses language to enable a hearer or reader to identify something is called reference.

Page 21: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

6.2.2 Deixis

Deixis, which means “pointing” via language, the interpretation of many words and expressions by reference to the situational context of the utterance, Any linguistic form used to do this “pointing” is called a deictic expression, or indexical.

Page 22: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

In English, there are some words that cannot be interpreted at all unless the context, especially the physical context of the speaker, is known. These are words like here, there, this, that, now, and then, as well as most pronouns, such as I, we, you, he, her, them. Some sentences of English are actually impossible to understand if we do not know who is speaking, about whom, where and when.

(2) You’ll have to bring that back tomorrow, because they aren’t here now.

Page 23: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Out of context, we cannot understand this sentence because it contains a number of expressions such as you, that, tomorrow, they, here, now which depend for their interpretation on the immediate physical context in which they were uttered.

Page 24: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

For example, who does you refer to? What time on earth does tomorrow refer to? Such expressions are very obvious examples of bits of language which we can only understand in terms of speaker’s intended meaning.

Page 25: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Five types of deixis

1. Person deixis: me, you, him, them. 2. Time deixis: now, then, tonight, last week,

and this year. 3. Space/spatial/place deixis: here, there, and

yonder.

Page 26: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

4. Discourse deixis: temporal/spatial in the previous/next paragraph, or Have you heard this joke? in this chapter.

5. Social deixis: honorifics (such as Professor Li)

Honorifics encode the speaker’s social relationship to another party, frequently but not always the addressee, on a dimension of rank.

Page 27: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

There are other aspects of social deixis, for example, some linguistic expressions may be used to encode specific kinship relations (e.g. Li Jie [李姐 ] in Chinese).

Page 28: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

A melamed [ Hebrew teacher] discovering that he had left his comfortable slippers back in the house, sent a student after them with a note for his wife. The note read: `Send me your slippers with this boy`. When the student asked why he had written `your` slippers, the melamed answered: `Yold! [Fool!] If I wrote “my” slippers, she would read “my slippers and would send her slippers. What could I do with her slippers? So I wrote “your” slippers, she'll read “your slippers and send me mine.`

Page 29: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Anaphora is coreference of one expression with its antecedent. The antecedent provides the information necessary for the expression’s interpretation. This is often understood as an expression “referring” back to the antecedent.

6.2.3 Anaphora

Page 30: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

(4)A: Can I borrow your dictionary? B: Yeah, it’s on the table.antecedent, anaphor or anaphoric expression. indirect anaphora or bridging reference :(5) I walked into the room. The windows

looked out to the bay.

Page 31: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Entailment is not a pragmatic concept.

It is defined as what logically follows from what is asserted in the utterance.

Sentences, not speakers, have entailments.

6.2.4 Presupposition

Page 32: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Speakers have presuppositions while sentences have entailments.

Example:

Susan’s sister bought two houses.

This sentence presupposes that Susan exists and that she has a sister.

This sentence has the entailments that Susan’s sister bought something; now she has 2 houses, a house, and other similar logical consequences. The entailments are communicated without being said and are not dependent on the speaker’s intention.

Page 33: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

We take entailment relations to be those that specifically arise from linguistic structure.Generally speaking, entailment is not a pragmatic concept (i.e. having to do with the speaker meaning), but it is considered a purely logical concept.

Page 34: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Presupposition: The information that a speaker assumes to be already known. (The Cambridge Encyclopaedia of Language, 1987) 

Implicit meanings conveyed by the speaker through the use of particular words.

e.g. "The Cold War has ended" presupposes that the existence of the entities it refers to, in this case the "Cold War".

Page 35: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Presupposition:

The relationship between two propositions.

Mary’s cat is cute. (p)

Mary has a cat. (q)

p >>q = p presupposes q

If the speaker denies the proposition p (NOT p), the presupposition q doesn’t change. Mary’s cat isn’t cute. (NOT p)

Mary has a cat. (q)

Not p >>q = Not p presupposes q

Page 36: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Presupposition:

Constancy under negation:

The presupposition of a statement will remain true even when that statement is negated.

 

Page 37: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Other examples of constancy under negation:

p: Dave is angry because Jim crashed the car.

q: Jim crashed the car

p >> q

NOT p: Dave isn’t angry because Jim crashed the car

q: Jim crashed the car

NOT p >> q

Page 38: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

p: Mr. Singleton has resumed his habit of drinking stout.

q: Mr. Singleton had a habit of drinking stout.

p >> q

NOT p: Mr. Singleton hasn’t resumed his habit of drinking stout.

q: Mr. Singleton had a habit of drinking stout.

NOT p >> q

Page 39: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

In any language, there are some expressions or constructions which can act as the sources of presuppositions. This kind of expressions or constructions is called presupposition-triggers.

Page 40: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

presupposition-triggers ( >> stands for “presupposes”):

A. Definitive descriptions (1) John saw/didn’t see the man with two heads. >> There exists a man with two heads. B. Factive verbs (2) John realized/didn’t realize that he was in debt. >> John was in debt. C. Change of state verbs (3) Joan began/didn’t begin to beat her husband. >> Joan hadn’t been beating her husband.

Page 41: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

D. Iteratives (4) The flying saucer came/didn’t come again. >> The flying saucer came before. E. Temporal clauses (5) While Chomsky was revolutionizing linguistics, the rest of social

science was/ wasn’t asleep. >> Chomsky was revolutionizing linguistics.F. Cleft sentences (6) It was/wasn’t Henry that kissed Rosie. >> Someone kissed Rosie.G. Comparisons and contrasts (7) Carol is/isn’t a better linguist than Barbara. >> Barbara is a linguist.

Page 42: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

1. Existential presupposition:

Entities named by the speaker and assumed to be present - noun phrase. - possessive constructions“David’s car is new” we can presuppose that David exists and that he has a car.

Page 43: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

2. Factive presupposition:

identified by the presence of some verbs such as "know“, "realize“, “be glad”, “be sorry”, etc.

Factive verbs:Tracy realized Pat ate a sandwich.Pat regretted eating a sandwich.Pat liked eating a sandwich.I was aware of the class cancellation on Monday.They announced the winner of the contest.

Page 44: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

3. Lexical presupposition:

• In using one word, the speaker can act as if another meaning will be understood. For instance: • Mary stopped running. (>>He used to run.)  You are late again. (>> You were late before.) Are you still such a bad driver? (>> You were a bad driver)"stop“, "again“ “still” are taken to presuppose another (unstated) concept. •Some lexical triggers:

Change of state verbs:Pat stopped eating a sandwich (at 2pm).Pat started eating a sandwich (at 2pm). Verbs of judgment:Tracy blamed Pat for eating the sandwich.Tracy faults Pat for eating the sandwich.

Page 45: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

4. Structural presupposition:

It is the assumption associated with the use of certain structures. wh-question constructions.

When did she travel to the USA? ( >> she travelled)

Where did you buy the book? (>> you bought the book) The hearer perceives that the information presented is necessarily true, or intended as true by the speaker..

Page 46: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

5. Non- factive presupposition:

It is an assumption referred to something that is not true. For example, verbs like "dream", "imagine" and "pretend" are used with the presupposition that what follows is not true.

I dreamed that I was rich. (>> I was not rich) We imagined that we were in London. (>> We were not in London)

Page 47: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

6. Counterfactual presupposition:

It is the assumption that what is presupposed is not only untrue, but is the opposite of what is true, or contrary to facts.

If you were my daughter, I would not allow you to do this. ( >> you are not my daughter) If I were rich I would buy a Ferrari. (>> I’m not rich)

Page 48: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Examples:

The unicorn is waiting in the garden.#Yet there are no unicorns.

Pat knows that the unicorn is waiting in the garden.

#Yet there are no unicorns.

Page 49: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Entailment, presupposition, both or neither?

(1) Jane bought a cake.(2) Someone bought a cake.

Page 50: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Test for entailment(1) Jane bought a cake.(2) Someone bought a cake.

Is there any situation in which (1) is true but (2) is false?

NO: (1) entails (2).

Page 51: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Test for presupposition(1) Jane bought a cake.(2) Someone bought a cake.

Is (2) a background assumption of (1)? In saying (1), do I assume that (2) is taken for granted?

Page 52: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Test for presupposition(1) Jane bought a cake.(2) Someone bought a cake.

Is (2) a background assumption of (1)? In saying (1), do I assume that (2) is taken for granted?

NO: (1) does not presuppose (2).

Page 53: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Another test for presupposition(1) Jane bought a cake.(2) Someone bought a cake.

Check negation, interrogative, and embedded sentences to see if presupposition is preserved.

Page 54: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Presuppositions can be cancelled.

John: Did you enjoy the concert last night?Mary: Well, no. I didn’t enjoy it because I

didn’t go.

Page 55: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

6.3 MacropragmaticsMore often than not, we don’t confine our study

to individual utterances, but extend our analysis to larger pieces of language, for the simple reason that language use is an intricate process.

Page 56: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

In macropragmatics, there have been different theories. Philosophers, in their search for answers to their philosophical puzzles, turned to language studies. They came up with several approaches to how language is used and how certain problems seem to be explained by language in use. They often refer to these approaches as philosophy of language but linguists prefer to call it pragmatics. What follows is an introduction to some influential theories on language use.

Page 57: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

6.3.1 Speech act theorySpeech act theory was proposed by J. L. Austin and has

been developed by J. R. Searle. Basically, they believe that language is not only used to

inform or to describe things, it is often used to “do things”, to perform acts.

Speech acts: actions performed via utterances.e.g. You are fired.

Page 58: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Performatives and Constatives I announce you husband and wife.I bet you ten dollars it will rain tomorrow.I declare the meeting open.I need the salt.

Constatives: sentences that are used to state or describe things.

Performatives: sentences that are used to do things. This kind of sentences cannot be true or false.

Page 59: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

It is argued that even non-performative sentences are used to perform acts.

“It’s such a fine day today” (suggesting an outing).So it is claimed that all sentences, in addition to whatever they

mean, perform specific actions or “do things” through specific forces.

Page 60: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Three types of speech acts

After rejecting the distinction between performatives and constatives, Austin put forward his new model: a speaker while producing an utterance is in most cases performing three acts simultaneously.

Page 61: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Types of a speech act

Definitions Example :

Is this your pen?

(A says to B)

Locutionary act the act of saying something, the literal meaning of the utterance

The act of uttering it with its literal meaning: ‘Is this your pen?’

Illocutionary act the extra meaning of the utterance produced on the basis of its literal meaning

It may be a request for B to pick up the pen on the floor, or a request for B to lend A the pen, depending on the specific context.

Perlocutionary act the effect of the utterance on the hearer, depending on specific circumstances.

The actual result may or may not be what A intended to have.

Page 62: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

It’s stuffy in here.In fact, we might utter it to make a statement, a request,

an explanation, or for some other communicative purposes. This is also generally known as the illocutionary force of the utterance.

But how do people know which speech act is intended? A possible answer is to specify felicity conditions —circumstances under which it would be appropriate to interpret something as a particular type of speech act.

For example, if a genuine order has been given, the hearer must be physically capable of carrying it out (“Get me a star” is not), and must be able to identify the object involved.

Page 63: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

The literal meaning is taken care of by semantics and the effect of an utterance is subject to many factors, including social psychology, more than linguistics can cope with. So, what speech act theory is most concerned with is illocutionary act. It attempts to account for the ways by which speakers can mean more than what they say. It is also designed to show coherence in seemingly incoherent conversations.

a. Husband: That’s the phone.b. Wife: I’m in the bathroom.c. Husband: Okay.

Page 64: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Can you tell the different speech acts performed in the utterances?

(1) I believe he is innocent.(2) Get out of here!(3) Next time, I’ll arrive on time.(4) I’m sorry for the trouble I brought to you.(5) I announce you husband and wife.

Page 65: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Classification of illocutionary acts

Searle suggests five basic categories of illocutionary acts:

Page 66: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Types Explanation S=speaker; X=situation

Examples

representative stating or describing, saying what the speaker believes to be true

Words fit the eternal world

S believes X

a. Chomsky didn’t write about peanuts.

b. The earth is a globe.

directive trying to get the hearer to do something

The world fits words

S wants X

a. Open the door!

b. Gimme a cup of coffee. Make it black.

commissive committing the speaker himself to some future course of action

The world fits words

S intends X

a. I promise to go there tomorrow.

b. I will buy a pen for you.

expressive expressing feelings or attitude towards an existing state

Words fit the internal world

S feels X

a. I’m really sorry.

b. Congratulations!

declaration bring about immediate changes by saying something

Words change the world

S causes X

a. You are fired.

b. We find the defendant guilty.

Page 67: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Indirect speech acts

A different approach to distinguishing types of speech acts can be made on the basis of the three basic sentences types.

(1)a. declarative: You wear a seat belt. (statement) b. interrogative: Do you wear a seat belt? (question) c. imperative: Wear a seat belt! (command/request)

Whenever there is a direct relationship between a structure and a function, we have a direct speech act.

Page 68: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

A declarative used to make a statement is a direct speech act, but a declarative used to make a request is an indirect speech act.

(2)a. It’s cold outside. b. I hereby tell you about the weather. c. I hereby request of you that you close the door.Interrogative: assumed ability (“Can/Could you?”) future

likelihood (“Will/Would you?”) (3)a. Could you pass me the salt, please? b. Would you open this for me?

Page 69: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Indirect speech acts You don’t want the addressee to stand in front of the TV. What will you say?a. Move out of the way!b. Do you have to stand in front of the TV?c. I can’t see the screen.d. It’s harmful to your eyes.

Requests are often performed indirectly. Why do people tend to use indirect speech acts in daily

communication?

Page 70: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

6.3.2 The cooperative principle

Page 71: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

To ensure a successful communication, collaboration is a necessary factor. In much of the preceding discussion, we have assumed that speakers and listeners involved in conversations are generally cooperating with each other.

For example, in accepting speakers’ presuppositions, listeners normally have to assume that a speaker who says ‘my car’ really does have the car that is mentioned and isn’t trying to mislead the listener.

Page 72: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

The Cooperative Principle

H. P. Grice (1975) suggests that there is a set of assumptions guiding the conduct of conversation. This is what he calls the Cooperative Principle (CP).

The cooperative principle is stated in the following way: Make your conversational contribution such as is required, at the stage at which it occurs, by the accepted purpose or direction of the talk exchange in which you are engaged.

Page 73: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

The maximsThe maxim of quantity1. Make your contribution as informative as is required (for the current purposes

of the exchange).2. Don not make your contribution more informative than is required.

The maxim of quality Try to make your contribution one that is true.1. Do not say what you believe to be false.2. Do not say that for which you lack adequate evidence.

The maxim of relation Make sure that whatever you say is relevant to the conversation at hand.

The maxim of manner Be perspicuous.1. Avoid obscurity of expression.2. Avoid ambiguity.3. Be brief (avoid unnecessary prolixity).4. Be orderly.

Page 74: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Example

In the middle of their lunch hour, one woman asks another how she likes the hamburger she is eating, and receives the answer in:

A hamburger is a hamburger.

Do you think this utterance is cooperative?What can you inferred from the sentence?

Page 75: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Conversational implicatureAccording to Grice, utterance interpretation is not a matter of

decoding messages, but rather involves (i) taking the meaning of the sentences together with contextual

information, (ii) using inference rules, and (iii) working out what the speaker means on the basis of the

assumption that the utterance conforms to the maxims.The main advantage of this approach from Grice’s point of view is

that it provides a pragmatic explanation for a wide range of phenomena, especially for conversational implicatures—a kind of extra meaning that is not literally contained in the utterance.

Page 76: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

According to Grice, conversational implicatures can arise from either strictly and directly observing or deliberately and openly flouting the maxims, that is, speakers can produce implicatures in two ways: observance and non-observance of the maxims.

The least interesting case is when speakers directly observe the maxims so as to generate conversational implicatures.

(1) Husband: Where are the car keys?

Wife: They’re on the table in the hall.

Page 77: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

However, in actual speech communication, it is often the case that speakers can not or do not observe the CP and its maxims.

(2) He is a tiger.(3) Tom has wooden ears.Metaphors and irony are standard examples of the

flouting of the maxim of quality.

Page 78: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

In (4), B violates the maxim of quantity by providing less information than is required:

(4)A: Where does C live? B: Somewhere in the South of France.(5) Girls are girls. (tautology.)Assuming that the maxim of quantity is preserved after all, the

hearer infers that the speaker meant something more informative. are typically “informationless” but are in fact rich in meaning.

The hearer would infer from the specific context that the speaker probably mean that girls are careful, thoughtful, and considerate or like to talk about shopping and fashion.

Page 79: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

In addition, giving more information than required may also be taken as having other motives than the utterance suggests.

If a man introduces himself to a girl at a party, as in,

(6) I’m Alex from Leeds, 26, unmarried.he would make the girl suspicious of his motive.

The maxims of relation and manner can also not be observed.(7)A: I’m out of petrol. B: There is garage round the corner.

(8)A: Shall we get something for the kids? B: Yes. But I veto I-C-E-C-R-E-A-M.[p157]

Page 80: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

This pattern of conversational inferences can work only on the assumption that the interlocutors share some background knowledge that allows the speaker to produce adequate utterances and the hearer to infer what was assumed by the speaker.

In other words, the speaker has to tailor his/her utterances so as to ensure that the implied meaning

can in fact be recovered.

Page 81: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Properties of conversational implicatureConversational implicature is a type of extra meaning, or inference,

deriving from the word used in interaction with the context. The features are as follows:

(1) Cancellability (or defeasibility) Conversational implicature is cancelable or defeasible if we add

some other premises to the original ones.

John has two sons. John has two sons, if not more.(It means ‘John has at least two sons.)

Page 82: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

a. You are the cream in my coffee.b. You are the cream in my coffee. But I’m afraid I don’t like cream in my coffee.

Cream is, generally speaking, able to make coffee more tasty and a lot of people like it. The implicature of this utterance may be that you are really nice and a good friend of mine. But if another utterance is made after it, the original implicature disappears.

Page 83: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

(2) Non-detachability

The conversational implicature is attached to the meaning rather than to the form of the sentence. Therefore, it is not possible to get rid of the implicature by replacing words for synonyms, or by changing a certain construction.

A: How does your treatment for stammering work? B: Peter Piper picked a peck of pickled pepper.

Page 84: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

(3) Calculability Conversational implicatures can be worked out through

inference.

The listener judging the speaker is being cooperative is able to calculate the implicature by following procedures:

a. the conventional meaning of the words used, together with the identity of any references that may be involved;

b. the CP and its maxims;c. the context of the utterance;d. other items of background knowledge.

Page 85: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

(4) Non-conventionalityThe literal meaning of the sentence remains

the same in all contexts, but conversational implicature will vary or disappear as the context changes.

e.g. It’s cold in here.

Page 86: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

6.3.3 The politeness principlePrinciple which applies to conversation in addition to the

cooperative principle—the Politeness Principle (PP). In most cases, the indirectness is motivated by considerations of

politeness. Politeness is usually regarded by most pragmatists as a means or

strategy which is used by a speaker to achieve various purposes, such as saving face, establishing and maintaining harmonious social relations in conversation.

Leech (1983: 80) looks on politeness as crucial in accounting for “why people are often so indirect in conveying what they mean”. He thus the Politeness Principle:

Page 87: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Following Grice’s presentation of the CP, Leech puts forward six maxims of the Politeness Principle:

Minimize (other things being equal) the expression of impolite beliefs and maximize (other things being equal) the expression of polite beliefs.

Page 88: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Maxim of Tact (in directives and commissives)(i) Minimize cost to other(ii) Maximize benefit to other

Maxim of Generosity (in directives and commissives)(i) Minimize benefit to self(ii) Maximize cost to self

Maxim of Approbation (in expressives and assertives)(i) Minimize dispraise of other(ii) Maximize praise of other

Maxim of Modesty (in expressives and assertives)(i) Minimize praise of self(ii) Maximize dispraise of self

Page 89: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Maxim of Agreement (in assertives)

(i) Minimize disagreement between self and other

(ii) Maximize agreement between self and otherMaxim of Sympathy (in assertives)

(i) Minimize antipathy between self and other

(ii) Maximize sympathy between self and other

Briefly, this principle requires speakers to “minimize the expression of impolite beliefs”. These maxims can help to explain, among other things, why certain forms are more acceptable than others.

Page 90: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

a. “No, I don’t want to come.” b. “Thank you, but I’m going out that evening.” C. “I think I’m going to have a headache”. (White lies)

Very often a superficial view is taken of politeness in spoken language—it is associated with being superficially “nice”, and with formal, mechanical extras such as the words please, and thank you and the use of special constructions such as would you mind…or could you… or I wonder if you could….

But politeness is an all-pervasive principle and also involves the content of conversation.

Page 91: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

The maxim of approbation will explain why a compliment like “What a marvelous meal you cooked!” is highly valued while “What an awful meal you cooked!” is not socially accepted. Thus when criticism is inevitable, understatement is preferred as a show of reluctance to dispraise (Cf. “Her composition was not so good as it might have been”).

Page 92: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

The maxim of modesty accounts for the benign nature of utterances like “How stupid of me!” and the offensive nature of “How clever of me!”

Regulated by the maxim of agreement, people tend to exaggerate their common ground first, even when much difference is to follow:

(1)A: The book is very well written.

B: Yes, well written as a whole, but there are some rather boring patches, don’t you think?

Page 93: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

In the following example, notice how much effort speaker B puts into trying to hide the fact that speaker A thinks one thing (the female being discussed is “small”) and he thinks the opposite.

(2)A: She’s small, isn’t she? B: Well, she’s sort of small…certainly not very large…but

actually…I would have to say that she is large rather than small.This conversation is very different indeed from the following

simple expression of disagreement:(3) A: She’s small, isn’t she? B: No, she’s large.

Page 94: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

If expressing disagreement is inevitable, then speakers attempt to soften it in various ways, by expressing regret at the disagreement. e.g.I’m sorry, but I can’t agree with you.

In this example, the use of the word can’t seems to imply that the speaker would like to agree.

Page 95: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Speakers may even show reluctance to speak at all when they know they will be disagreeing—they use expressions such as well at the beginning of their utterances or they “hum and haw”.

The Maxim of Sympathy has such a regulative force that we invariably interpret (4) as a congratulation and (5) as a condolence:

(4) I’m delighted to hear about your cat. (Most likely the cat has just won a prize in the cat-show)

(5) I’m terribly sorry to hear about your cat. (Probably the cat has just died)

Page 96: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

It is argued that when the CP and PP are in contradiction, it is generally the CP maxims that get sacrificed.

When the truth cannot be told for politeness sake, a white lie may be offered.

In fact the PP is so powerful that people are often encouraged to violate its maxims in order to ensure a cooperative discourse.Don’t be too modest. Tell us everything you’ve achieved.If you find anything inadequate in the paper, don’t hesitate to

point it out.

Page 97: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a

Irony is a means to solve the conflict between the CP and PP—when the truth is too offensive to be told, an ironic utterance assumes a polite surface while delivering an unpleasant true message underneath.

An interesting area of investigation is the study of different cultures and languages in relation to the social principles of conversation.

For example, some cultures may place a very high value on the maxim of agreement and speakers may show this by repeating every word the other speaker has just said—as if they agree totally—and then giving their own opinion.

Page 98: Chapter 6 Pragmatics. 6.1 Introduction When a diplomat says yes, he means ‘perhaps’; When he says perhaps, he means ‘no’; When he says no, he is not a