chapter 3 research methodology - uom ir
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Chapter 3 Research Methodology
Department of Civil Engineering 27
CHAPTER 3 – RESEARCH METHODOLOGY
3.1 Introduction
Chapter two discussed the key research issues and theoretical status of the identified
problems. The purpose of this chapter is to clarify the methodological framework
used to conduct this research. This chapter outlines the steps undertaken to design,
plan and implement this research. It will cover the methodological approach and
methods used to identify the sample population and participants; select and design
research instruments; collect and analyse data. The methodology was chosen as
relevant to the tasks of carrying out opinion surveys in the form of questionnaires or
structured interviews (results from analysis covered in Chapter 4) and critically
analysing and integrating the data set through discussion (see Chapter 5).
3.2 Research Design
A quantitative study approach was implemented in this research and the priority
given to identify existing communication barriers and strategies implemented in the
construction industry. The data collection also involves numeric information through
questionnaires so that the final database represents quantitative information.
Reviewing relevant literature on communication and project management helped
limit the scope of the research, and identified theories, frameworks, models and
findings by other researchers and writers. (see Chapter 2).
3.2.1 Research philosophy
Research philosophy is considered as the first issue when designing a research.
Easterby-Smith et al. (2002) emphasised the significance of research philosophy with
three reasons. Firstly, the researcher needs to clarify the research design and,
research philosophy helps in clarifying it. Secondly, research philosophy helps in
identifying the circumstances on which the research design functions. Finally, it
Chapter 3 Research Methodology
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helps the researcher to identify and create research designs which may be beyond his
past experiences.
When considering the research aim and the nature of this research, it was obvious
that this study needs careful observation of communication and managerial
behaviours of the project managers in construction industry. Thus, this issue
necessitated the researcher to assume that the reality which the research aim seeks
was within the people who have been observed. ‘Interpretivism’ is one of the
philosophies Easterby-Smith et al. (2002) cited and this believes that the reality is
subjective and interior to the people. Hence, interpretivism research philosophy was
adapted in this research.
3.2 Research Approach
After defining the research philosophy, a suitable research approach had to be
selected to deal with the research problem. Easterby-Smith et al. (2002) stated that
the research approaches helped to organise research activities, including the
collection of data, in ways that are more likely to achieve research aims. According
to Yin (1994), five different types of research approaches can be adapted to a
research; namely, experiment, survey, archival analysis, case study and history.
Research approach was focused on collecting and analysing quantitative data while
making pragmatic assumptions. Literature review (see Chapter 2) was undertaken
initially to help establish a rationale for the research questions and to ascertain the
extent and depth of existing knowledge on communication and project management.
The literature was used deductively as a basis for advancing research questions
(Creswell, 2003).
The aim of this research was to build up a communication plan for project managers
in Sri Lankan construction industry. Accordingly, the research problem could be
developed as; “What is the existing the communication processes and what are the
Chapter 3 Research Methodology
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project communication barriers and strategies adopted to overcome communication
barriers at the project level by project managers and project teams in Sri Lanka?”.
This research also dealt with quantitative data as generated through human project
managers and professionals linked with construction.
3.3 Research Process
A survey research method was applied to obtain statistical, quantitative results from a
statistically significant sample. The research process comprised following stages:
initial impetus; literature review; problem statement; questionnaire design; data
collection; data analysis; and, write-up. The whole research process has been
explained in subsequent sections.
3.3.1 Initial impetus
The initial impetus to conduct this study was generated through an opportunity given
by the Department of Civil Engineering for full-fillment of dissertation study for
post graduate candidates for the award of Master of Science degree. During the topic
searching stage, as a Quantity Surveyor industrial practice on communication made
me interest. When the researcher moved to the background study it was interested to
learn communication barriers in project level and extend of strategies employed to
overcome those barriers. Initial study showed that communication processes were
highly acknowledged project managers duties and responsibilities. The focus gave
on communication processes of project managers and teams those were very limited
in literature, even though the importance of learning was highly emphasised in
construction project context. Then study moved to a literature review to find a
reachable problem and a specific focus for this study.
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Department of Civil Engineering 30
3.3.2 Literature review
The literature synthesis was carried out mainly by referring conference papers, web
publications, thesis, dissertations, books, and journal articles available in common
databases (for example, Emerald full text search) and university library. The broad
topics addressed during the literature synthesis were; be aware of the term of project
communication, project communication process and its management and investigate
the communication process of construction project
3.3.3 Research problem statement
Posing the research questions help to define the intent and direction for the collection
and treatment of data as well as focusing the inquiry and intervention on the topic
under study. Research questions that addressed research issues identified:
1. What is the existing communication processes in construction projects?
2. What are the project communication barriers and strategies adopted to
overcome barriers at project level by project managers and projects in Sri
Lanka?”
Based on the responses to the above research questions, an effective communication
plan is to be developed. The next section explains design of data collection
instrument in order to collect the data around the research problems.
3.3.4 Research Instruments
This survey research method study utilised a questionnaire with predetermined items,
and an ordinal rating scale. Sub section 3.3.4 and 3.3.5 of this chapter described in
detail questionnaire review as data collection instruments. These research
instruments were produced based on intensive literature review, consultation with
construction professionals in building and road projects in Sri Lanka.
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3.3.5 Selecting of participants
This research concentrated on personnel from the construction industry specially in
building and road projects in Sri Lanka. The survey sample engendered to draw out
responses a cross-section of the major construction organisation including both
consulting and contracting companies in Sri Lanka. The sample was both randomly
and conveniently selected. This was done due to restricting factors (time, cost,
distance, scheduled projects, and willingness to participate) that prevent the random
selection.
3.3.6 Data collection
The data collection procedures (questionnaires and structured interviews) were
implemented with specific objective in mind. The questionnaire survey was initiated
with the aim of gaining perspective on communication and related project
management issues in the construction industry. The interviews were conducted
focusing specifically on the construction industry with the aim of to assist in
explaining and interpreting the findings of the primary quantitative study.
The data were collected by questionnaires. The questionnaire questions, which
concern the skills that are required to manage a construction project to an effective
level. Statements that comprised each part of the questionnaire were taken from the
literature and organised in to a test. Respondents were asked to rate on 5-point scales
(ordinal level of measurement) developed for various groups, and which have
consistently proved to be reliable and valid. The questionnaire comprised three
sections as explained in next section.
3.3.6.1 Questionnaire design
Appendix-A illustrates questionnaire format of this research which comprised three
sections: A; B; and, C.
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Section A): The extent of implementation of communication in their work experience
(end points: never/always). This section asked the respondents to indicate how their
experience were evident or practiced in the projects that they were involved in by
ticking the value on the scale that best illustrate the extent this was so for the 26 pre-
determined statements.
Item Communication process in construction To what extent
1 2 3 4 5
1 Effective communication
2 A communication plan
3 High levels personal/interpersonal skilled
management
~
26 Effective communication strategies
ensuring successful technology transfer
To what extent rating: 1-Never, 2-Seldom, 3-Sometimes, 4-Mostly, 5-Always
Section B): The impact of barriers to communication (end points: insignificant/
catastrophic). This section asks the respondents to rate the impact of 35
predetermined communication barriers by ticking value on the scale that best
illustrate what happened in their projects.
Item Communication Barriers Rate of Impact
1 2 3 4 5
1 Political/ Community interference
2 Lack of appropriate technology
3 Varying perception and interpretation
~
35 Lack of trust
A 3-point ordinal rating scale was used for responses to part a) of the questionnaire
to rate the extent to which 35 pre-determined communication barriers were overcome
(endpoints: not at all/ totally).
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Department of Civil Engineering 33
Item Communication Barriers Extent overcome
1 2 3
1 Political/ Community interference
2 Lack of appropriate technology
3 Varying perception and interpretation
~
35 Lack of trust
Section C): The extent communication strategies were employed (endpoints: never/
mandatory). This section asks the respondents to rate the extent that 17
predetermined communication strategies were employed in their projects by ticking
the value on the scale that best illustrate this.
Item Communication Strategies Extent employed
1 2 3 4 5
1 Comprehensive communication plan
2 Clear communication channels
3 Delegating responsibilities
~
35 Problem soling
3.3.6.2 Sample characteristics
The questionnaires comprising standardised measures of checklists of predetermined
items were distributed to 50 selected construction managers in February 2012. The
selection and identification of participants was important. The research concentrated
on personnel from building and road sector projects in Sri Lanka. To gain a broad
spectrum of perspectives construction professionals from client, consultant and
contracting organisations were targeted. The random sampling was aimed at
encompassing a wide range of experience and project size. To ensure consistent and
Chapter 3 Research Methodology
Department of Civil Engineering 34
authentic data collection the research sample was limited to those with experience in
building and road sector projects. This ensured that the sample population
experienced working in the same environment in relation to social, political and
economic impact. The researcher established corporation with a number of
organisations both government departments and private sector enterprises to ensure
adequate number of satisfactory responses.
Figure 3.1: Conceptual framework with factors influencing the context of
communication
3.3.6.3 Identification of unit of analysis
Identification of ‘unit of analysis’ or the ‘case’ is of foremost importance to any
research design and it is linked with the way the research problem is created (Yin,
1994). This study aims to develop a communication plan for the construction project
managers in Sri Lanka. For this study, two primary data collection methods
(questionnaires and structured interviews) were employed where individual
construction practitioner’s opinions and personal reflections were sought regarding
communication and construction project management systems. Therefore, the unit of
Project
Unit
Strategic Management
Operational
Communication
Type and nature of the project
Industry & Business practice
Client Requirement
Hard and soft skills of practitioners
Practitioner’s values, beliefs, attitudes, aspirations and expectations
Social
Political
Legal
Technological
Chapter 3 Research Methodology
Department of Civil Engineering 35
analysis or the case in this research was construction project and its communication
management practice in Sri Lankan construction industry.
3.3.7 Data Analysis
3.3.7.1 Questionnaire survey
After data was collected from the questionnaire survey, was analysed using software
package SPSS statistics (Statistical Package for the Social Sciences) version19.0.0
produced by SPSS Inc. Prior to analysis, data was screened, edited and entered,
blank or incomplete responses were deemed unusable for analysis, and data was
coded, categorized and programmed. SPSS is a comprehensive user friendly system
that can take data from almost any type of file and use them to generate tabulated
reports, charts and plots of distributions and trends, descriptive statistics and complex
statistical analyses. Following steps were followed before running the statistical
analysis using the software.
Step1: Defining indicator variable using the data editor
26 indicator variables were defined using the data editor of the software with key
attributes of each variable namely, name, type, width, label and values as displayed
in variable view of the data editor.
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Department of Civil Engineering 36
Step2: Entering data using the data editor
Data fed directly in to the software programme using data editor as displayed in data
view. In a particular section of the questionnaire a row represents individual
respondent to the survey and a column represents responses to each question asked
in the questionnaire survey.
Step 3: Obtaining analysed out put
Running the data analysis using SPSS statistics and obtained means and standard
deviation of each factor identified through the questionnaire survey.
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Department of Civil Engineering 37
3.3.8 Write-Up
Even though the writing up is given as the final stage of the dissertation, this is being
gradually done throughout the research process in sequential manner. The write-up
was started in an explanatory manner in the early stages (see Chapter 2 and Chapter
3), narrowed down towards the latter stages (see Chapter 5). Throughout the write-up
process, visual aids such as tables and figures were being presented for the ease of
the user.
3.4 Summary
This chapter has presented research approach and research process used in this
research study. The next chapter analyses and discusses the findings from the study
in detail.