chairmanmary l. schapiro public calendar 2012€¦ · worldbank group; george springsteen, head of...

Chairman Mary L. Schapiro Public Calendar

2012

Sunday, January 1, 2012

New Year’s Day – Federal Holiday

Monday, January 2, 2012

New Year’s Day – Federal Holiday

Tuesday, January 3, 2012

9:30 am Meeting with staff 10:30 am Meeting with staff 2:00 pm Meeting with staff

Wednesday, January 4, 2012

11:00 am Press Interview with Bloomberg Radio 4:00 pm Meeting with staff 5:00 pm Meeting with staff

Thursday, January 5, 2012

11:00 am Meeting with U.S. Small Business Administration: Karen G. Mills, Administrator and Sean Green, Associate Administrator for Investment

2:00 pm Closed Commission Meeting

Friday, January 6, 2012

8:30 am Meeting with staff 9:00 am Meeting with New York State Office of the Attorney General: Eric T.

Schneiderman, Attorney General; Maria Filipakis, Special Deputy Attorney General, Executive Division; and Marc B. Minor, Bureau Chief, Investor Protection Bureau

11:00 am Phone call with James Freeman, The Wall Street Journal 1:30 pm Meeting with staff 2:00 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with staff

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9:00 am Meeting with staff 10:00 am Meeting with staff 10:30 am Meeting with staff 12:00 pm Meeting with staff 1:30 pm Meeting with staff


9:00 am Meeting with staff 10:30 am Meeting with staff 11:00 am Phone call with Senator Bob Corker (R‐TN)


10:00 am Open Commission Meeting 12:30 pm Meeting with Commissioner 1:15 pm Reception with Chinese delegation from China Securities Regulatory

Commission and Public Company Accounting Oversight Board: Tong Daochi, Jia Wenqin, Xu Hao, Cheng Hehong, Teng Biyan, Li Xiaoqiang, Jia Yonghui, Yao Mingli, Li Haijun, Jiao Caixia, Fan Yating, Zhu Xiaohui, Gao Jinxing, Lin Qiyun, Li Baiqing, Yang Guojun, Alan Lo Re, R. Davis Taylor, and Stefan Hagerup

4:00 pm Meeting with staff 4:30 pm Meeting with Commissioner


9:30 am Meeting with staff 11:30 am Meeting with Chicago Board Options Exchange: William Brodsky,

Chairman and Edward Tilly, President and Chief Operating Officer 12:45 pm Speaking Engagement at SEC’s SRO Outreach Conference 1:40 pm Commission photo 2:00 pm Closed Commission Meeting 2:30 pm Meeting with staff 4:30 pm Meeting with staff


3:00 pm Interview candidate for PCAOB

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Birthday of Martin Luther King, Jr. – Federal Holiday


10:00 am Meeting with staff 3:00 pm Interview candidate for PCAOB


9:30 am Testify before the House Subcommittees on Capital Markets and Government Sponsored Enterprises and on Financial Institutions and Consumer Credit

2:00 pm Meeting with staff 2:45 pm Meeting with Paul Koster, Chief Executive, Dubai Financial Services

Authority 3:30 pm Meeting with Dutch Autoriteit Financiële Marketen: Ronald Gerritse,

Chairman and Gerben Everts, Director


9:00 am Meeting with staff 10:00 am Meeting with staff 11:30 am Meeting with Timothy Geithner, Secretary, Department of the Treasury 1:00 pm Meeting with staff 2:00 pm Closed Commission Meeting 4:30 pm Meeting with Commissioner 5:30 pm Meeting with Rachel Robbins, Vice President and General Counsel,

International Finance Corporation; Craig Albright, World Bank External

Affairs; Dan Peters, Senior Advisor to the US Executive Director of the

World Bank Group; George Springsteen, Head of Legal, International

Finance Corporation; Leslie Sturtevant, Special Assistant to General

Counsel, International Finance Corporation; Eric Kadel, Sullivan &

Cromwell; Elan Liang, Government Affairs, International Finance

Corporation; Annette Nazareth, Partner, Davis Polk & Wardwell LLP


2:00 pm Meeting with staff

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2:30 pm Meeting with the Deputy Inspector General


9:00 am Meeting with staff 10:30 am Meeting with Commissioner 3:00 pm Press interview with Devin Leonard, Reporter, Bloomberg BusinessWeek


9:00 am Meeting with staff 10:00 am Meeting with Kenneth Bertsch, President, Society of Corporate

Secretaries 11:00 am Meeting with Commissioner 12:00 pm Meeting with staff 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting 4:00 pm Meeting with staff


9:00 am Meeting with staff 10:30 am Phone call with Senator John Kerry (D‐MA) 11:30 am Meeting with the Inspector General 12:30 pm Meeting with staff


9:30 am Meeting with staff 10:30 am Meeting with staff 12:30 pm Lunch with Annette Nazareth, former SEC Commissioner 2:00 pm Teleconference: Financial Stability Oversight Board Meeting 2:00 pm [sic] Press interview with Andrew Ackerman, Reporter, The Wall Street Journal


1:00 pm Phone call with Duncan Niederauer, Chief Executive Officer, NYSE Euronext

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Wednesday, February 1, 2012

9:00 am Meeting with staff 10:30 am Speaking Engagement at the SEC Advisory Committee on Small and

Emerging Businesses 1:00 pm Financial Stability Oversight Council Principals Meeting 4:30 pm Meeting with DirectEdge: William O'Brien, Chief Executive Officer and

Thomas McManus, Chief Compliance and Regulatory Officer 5:30 pm Meeting with William Dudley, President, Federal Reserve Bank of New

York and Antoine Martin, Assistant Vice President, Research and Statistics

Thursday, February 2, 2012

10:00 am Meeting with staff 11:00 am Meeting with staff 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting 4:00 pm Meeting with staff

Friday, February 3, 2012

8:30 am Meeting with staff 11:00 am Meeting with staff 1:30 pm Meeting with Investment Company Institute: David Oestreicher, Chief

Legal Counsel and Vice President, T. Rowe Price; Martin Lawrence Flanagan, President and Chief Executive Officer, Invesco Ltd.; Douglas J. Peebles, Executive Vice President, Chief Investment Officer and Head of Fixed Income, Alliance Bernstein; George Upham Sauter, Chief Investment Officer and Managing Director, Vanguard Group; Lloyd Arno Wennlund, Executive Vice President and Managing Director, Northern Trust Global Investments; Paul Schott Stevens, President and Chief Executive Officer, Investment Company Institute; Karen McMillan, General Counsel, Investment Company Institute; Satish M. Kini, Partner, Debevoise & Plimpton LLP; and David A. Luigs, Counsel, Debevoise & Plimpton LLP

2:30 pm Meeting with staff 6:00pm Call with Masa Kono, Vice Commissioner, Japanese Financial Services

Agency

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Monday, February 6, 2012

10:30 am Meeting with staff 11:30 am Meeting with staff 1:30 pm Meeting with staff 2:00 pm Meeting with PricewaterhouseCoopers: Bob Moritz, Senior Partner and

Chief Executive Officer and Laura Cox Kaplan, Leader, U.S. Government, Regulatory Affairs and Public Policy

Tuesday, February 7, 2012

9:30 am Meeting with Fred Tomczyk, President and Chief Executive Officer, TD Ameritrade

10:30 am Meeting with staff 11:30 am Meeting with Thomas C. Kelleher, Co‐President, Institutional Securities,

Morgan Stanley; and James Arthur Rosenthal, Chief Operating Officer, Morgan Stanley; and Amy Friend, Managing Director, Promontory

2:45 pm Meeting with IFRS Foundation: Michel Prada, Chairman and Robert Glauber, Vice Chairman


11:00 am Meeting with staff 4:00 pm Meeting with Commissioner


11:30 am Meeting with staff 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting 3:00 pm Meeting with Commissioner 4:00 pm Meeting with staff 5:00 pm Meeting with staff


9:00 am Meeting with Council of Institutional Investors Board of Directors: Board Chair: Joseph Dear, Chief Investment Officer, California Public Employees’ Retirement System; Co‐Chair: Patrick O’Neill, Executive Vice President, United Food and Commercial Workers International Union; Anne Sheehan, Director of Corporate Governance, California State Teachers’

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Retirement System; Treasurer: Jay Chaudhuri, General Counsel and Senior Advisor to the State Treasurer, North Carolina Retirement Systems; Directors: Carol Nolan Drake, Chief External Affairs Officer, Ohio Public Employees Retirement System; Jane Hamblen, Chief Legal Counsel, State of Wisconsin Investment Board; Gianna McCarthy, Director of Corporate Governance, New York State Common Retirement Fund; Michael McCauley, Senior Officer of Investment Programs & Governance, Florida State Board of Administration; Meredith Miller, Corporate Governance Officer, UAW Retiree Medical Benefits Trust; Susan Permut, Senior Vice President and Deputy General Counsel, EMC; Gregory Smith, General Counsel and Chief Operating Officer, Public Employees’ Retirement Association of Colorado; Carin Zelenko, Director of the Capital Strategies Department, International Brotherhood of Teamsters Directors’; Deputies: John Abraham, Director, American Federation of Teachers, and Member Benefits; Bill Dempsey, Director, Capital Stewardship; Mia Dell, Assistant Director and Strategic Policy Advisor in UFCW's Legislative and Political Action Department; Council Staff: Ann Yerger, Executive Director, Council of Institutional Investors; Amy Borrus, Deputy Director; Jeff Mahoney, General Counsel, Marie Brodmerkel, Chief of Operations; and Laurel Leitner, Senior Analyst

11:30 am Meeting with staff 12:00 pm Lunch with Jack Brennan, Chairman, Financial Accounting Foundation 3:00 pm Meeting with Gillian Tett, Financial Times


9:30 am Meeting with staff 10:30 am Meeting with staff 11:30 am Meeting with staff 12:30 pm Phone call with Gary Gensler, Chairman, Commodity Futures Trading

Commission 1:00 pm Meeting with staff


9:15 am Meeting with staff 9:50 am Meeting with ICAP: John Nixon, Chief Executive Officer and Patrick

McCarty, Managing Director, US Government Relations and Regulatory Affairs

10:10 am Meeting with Commissioner 11:30 am Phone call with Commissioner 12:45 pm Meeting with Luc Frieden, Luxembourg Minister of Finance 3:00 pm Meeting with staff

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9:30 am Meeting with Commissioner and staff 10:30 am Meeting with staff 11:30 am Phone call with staff 12:00 pm Meeting with staff 1:00 pm Meeting with staff 2:00 pm Meet with Paul Volcker


10:30 am Meeting with staff 11:00 am Meeting with staff 11:30 am Meeting with BlackRock: Larry Fink, Chief Executive Officer; Kate Fulton;

and Barbara Novick 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting 3:00 pm Meeting with staff 4:15 pm Meeting with staff 5:00 pm Meeting with staff


9:00 am Meeting with Congressmen Jim Cooper (D‐TN), Robert Hurt (R‐VA), and Jim Himes (D‐CT) and staffs

11:00 am Multi‐stakeholder group: Bennett Freeman, Senior Vice President, Social Research and Policy, Calvert Asset Management Co.; Sandy Merber, Counsel, International Trade Regulation and Sourcing, General Electric Company; Darren Fenwick, Senior Government Affairs Manager, Enough Project; John Kleiderer, Policy Director, Social and International Ministries, Jesuit Conference; Jacques Bahati, Policy Analyst, Africa Faith and Justice Network; and Alya Kayal, Director of Policy and Programs, US SIF

1:00 pm Meeting with Global Witness: Bennet Freeman, Senior Vice President, Social Research and Policy, Calvert Asset Management Co.; Sandy Merber, Counsel, International Trade Regulation and Sourcing, General Electric Company; Darren Fenwick, Senior Government Affairs Manager, Enough Project; John Kleiderer, Policy Director, Social and International Ministries, Jesuit Conference; Jacques Bahati, Policy Analyst, Africa Faith and Justice Network; and Alya Kayal, Director, Policy and Programs, US SIF

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Washington’s Birthday – Federal Holiday


10:00 am Phone call with Hank Paulson, former Secretary, Department of the Treasury 10:30 am Meeting with staff 2:30 pm Meeting with Commissioner 3:30 pm Meeting with staff


8:30 am Speaking Engagement at the Christian Science Monitor Newsmaker Breakfast 11:00 am Meeting with staff 12:00 pm Meeting with staff 2:30 pm Meeting with staff 3:00 pm Meeting with DTCC: Robert Druskin, Donald Donahue, and Michael Bodson 4:00 pm Meeting with staff


9:00 am Meeting with staff 10:30 am Speak and Introduce Judges Scheindlin (SDNY) and Facciola (DDC) on E‐

Discovery 12:45 pm Photo with Auluana Peters, former SEC Commissioner 1:00 pm Speaking Engagement at the African American History Month Celebration 2:00 pm Reception for Auluana Peters, former SEC Commissioner 3:15 pm Closed Commission Meeting


8:45 am Speaking Engagement at The Practicing Law Institute’s “The SEC Speaks” 11:00 am Meeting with European Commission: Michel Barnier, Vice President;

Paulina Dejmek, Member of Cabinet; Grégoire Schoeller, Member of Cabinet; Nadia Calvino, Deputy Director‐General – DG MARKT; Almoro Rubin de Cervin, Administrator ‐ DG MARKT; Peter Kerstens, First Counselor; and Gerard François, Interpreter

12:30 pm Lunch with Damon Silvers, AFL‐CIO

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3:00 pm Phone call with Sheila Bair, former Chairperson, Federal Deposit Insurance Company

3:30 pm Meeting with staff 4:30 pm Meeting with staff 6:00 pm Attend the Twentieth Annual ASECA Dinner


2:00 pm Teleconference: Financial Stability Oversight Board Meeting 3:00 pm Federal Housing Finance Agency Oversight Board Meeting


9:00 am Meeting with staff 10:00 am Meeting with Commissioner 11:30 am Meeting with Senator Pat Toomey (R‐PA) 1:30 pm Meeting with Timothy Geithner, Secretary, Department of the Treasury


9:00 am Meeting with staff 12:30 pm Meeting with Congressman Jose Serrano (D‐NY), Ranking Member, House

Committee on Appropriations Subcommittee on Financial Services and General Government

1:45 pm Meeting with Yale School of Management students and Professor Jeffrey Garten

3:15 pm Meeting with Congresswoman Jo Ann Emerson (R‐MO), Chairman, House Committee on Appropriations Subcommittee on Financial Services and General Government

5:00 pm Phone call with Gary Gensler, Chairman, Commodity Futures Trading Commission

Thursday, March 1, 2012

10:00 am Meeting with SIFMA: Ira Hammerman, Senior Managing Director and General Counsel; Kenneth Bentsen, Executive Vice President, Public Policy and Advocacy; Randolph Snook, Executive Vice President; Robert Toomey, Managing Director, Assistant General Counsel

1:00 pm Meeting with staff 2:00 pm Closed Commission Meeting 4:00 pm Meeting with staff

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Friday, March 2, 2012

2:00 pm Meeting with staff 4:00 pm Meeting with Commissioner

Monday, March 5, 2012

11:00 am Meeting with staff

Tuesday, March 6, 2012

10:00 am Testify before the House Committee on Appropriations Subcommittee on Financial Services and General Government

2:00 pm Speak and present certificates at SEC Student Shadowing Program 3:00 pm Meeting with staff 3:30 pm Meeting with staff

Wednesday, March 7, 2012

9:30 am Meeting with staff 10:00 am Meeting with staff 1:30 pm Lunch with Doug Shulman, former Commissioner, Internal Revenue

Service 4:00 pm Meeting with staff 5:00 pm Meeting with staff


9:00 am Meeting with Schwab Investment Management: Marie Chandoha, President; Jeffrey Brown, Senior Vice President, Legislative and Regulatory Affairs; Michael Townsend, Vice President, Legislative and Regulatory Affairs

10:00 am Meeting with International Securities Exchange: Gary Katz, President and Michael Simon, Chief Executive Officer

11:00 am Meeting with representatives from CaIPERS and other institutional investors: Michael Garland, Executive Director for Corporate Governance, Office of New York City Comptroller; Deborah Gilshan, Corporate Governance Counsel, RPMI Railpen; Catherine Jackson, Corporate Governance Advisor, North America, PGGM Vermogensbeheer B.V.; Keith Johnson, Corporate Governance Advisor, North America, Universities Superannuation Scheme; Anne Sheehan, Director of Corporate Governance, California State Teachers’ Retirement System; Anne

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Simpson, Senior Portfolio Manager, Corporate Governance, California Public Employees’ Retirement System; Mark Singer, Senior Counsel, All Pensions Group; Tom Lussier, President, Lussier, Gregor, Vienna & Associate; Don Marlais, Vice President, Lussier, Gregor, Vienna & Associate

2:00 pm Closed Commission Meeting 3:30 pm Meeting with staff 4:00 pm Meeting with Kiplinger: Ann Smith and Manny Schiffres


11:30 am Meeting with staff 12:00 am Meeting with staff


8:30 am Meeting with Commissioner 9:00 am Meeting with Commissioner 9:30 am Meeting with staff 10:00 am Meeting with staff 11:30 am Meeting with Professor K.C. Chan, Secretary for Financial Services and the

Treasury of the Hong Kong Special Administrative Region 4:00 pm Meeting with Didier Descamps, Managing Director, Co‐head for Global

Market, HSBC 5:00 pm Meeting with staff 6:30 pm Dinner with Julius Genachowski, Chairman, Federal Communications

Commission; Gary Gensler, Chairman, Commodity Futures Trading Commission; and Jon Leibowitz, Chairman, Federal Trade Commission; Margaret Hamburg, Commissioner, Food and Drug Administration


10:00 am Meeting with Goldman Sachs: J. Michael Evans, Vice Chairman; E. Gerald Corrigan, Managing Director; and Peter D. Henninger, Vice President

11:30 am Meeting with staff 12:30 pm Lunch with Harvey Pitt, former SEC Chairman 2:30 pm Meeting with Masa Kono, Vice Commissioner, Japanese Financial Services

Agency 3:00 pm Meeting with staff

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10:00 am Meeting with Commissioner 12:30 pm Lunch with staff 2:00 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with Fidelity Investments: Ronald O’Hanley, President; Scott

Goebel, Senior Vice President and General Counsel; Charles Morrison, President of Fixed‐Income Group; Nancy Prior, President of the Money Market Group


9:30 am Closed Commission Meeting 5:30 pm Speaking Engagement at the Society of American Business Editors and

Writers 9:00 pm Attend dinner with Board of Society of American Business Editors and

Writers


Official Travel


All Day Meeting with staff


8:00 am Speaking Engagement at the SIFMA Compliance and Legal Conference 9:30 am Call with Senator Dianne Feinstein (D‐CA)


9:00 am Meeting with staff 11:00 am Meeting with Howard Schloss, Head of Corporate Communications and

Government Relations, FINRA 11:45 am Meeting with Commissioner and staff 2:00 pm Meeting with Timothy Geithner, Secretary, Department of the Treasury 3:15 pm Meeting with Commissioner 3:45 pm Meeting with staff

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9:00 am Meeting with staff 9:30 am Meeting with staff 11:00 pm Meeting with Frank Zarb, former SEC senior staff 1:00 pm Closed Commission Meeting 5:00 pm Closed Commission Meeting 6:30 pm Closed Commission Meeting


8:30 am Meeting with staff 9:00 am Meeting with staff 10:00 am Meeting with staff 10:30 am Closed Commission Meeting 3:00 pm Phone call with staff


Out of office


Out of office


Out of office

11:00am Phone call with staff


Out of office


Out of office

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Monday, April 2, 2012

9:00 am Meeting with staff 11:00 am Meeting with Howard Schmidt, Cyber‐Security Coordinator, White House

and James Cole, Deputy Attorney General, Department of Justice

Tuesday, April 3, 2012

9:00 am Meeting with Representatives from Societe Generale S.A.: Dider Valet,

Chief Executive Officer of Societe Generale Corporate and Investment

Banking; Patrick Suet, Secretariat General; Craig Overlander, Deputy Chief

Executive Officer of SG Americas; Christophe Leblanc, Head of Global

Business Services; Patrick Suet, Secretariat General; Gilles Briatta, Deputy

Secretariat General; Laura Schisgall, Managing Director and Global

Markets Legal Group Head, SG Americas; Jeffrey Rosen, Managing

Director, Global Markets, SG Americas




1:00pm Meeting with Financial Stability Oversight Council Principals

Wednesday, April 4, 2012

9:00 am Closed Commission Meeting 11:00 am Meeting with Gary Gensler, Chairman, Commodity Futures Trading Commission 3:00 pm Meeting with Don W. Fox, General Counsel and Principal Deputy Director,

Office of Government Ethics 4:00 pm Meeting with staff 5:00 pm Meeting with staff 5:30 pm Meeting with staff

Thursday, April 5, 2012

9:00 am Meeting with staff 10:00 am Meeting with staff 11:00 am Meeting with staff 12:30 pm Meeting with staff 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting

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Friday, April 6, 2012

9:30 am Phone call with Leslie Seidman, Chairman, Financial Accounting Standards Board

12:30 pm Lunch with James Doty, Chairman, Public Company Accounting Oversight Board

2:30 pm Meeting with Commissioner 3:00 pm Phone call with Nancy Hogan, Assistant to the President and Director of

Presidential Personnel, White House 3:30 pm Phone call with Jack Brennan, Chairman, Financial Accounting Foundation 4:00 pm Phone call with Representative Brad Sherman (D‐CA)


9:30 am Meeting with staff 10:30 am Meeting with staff 12:00 pm Lunch with Marc Menchel, General Counsel, Executive Vice President,

FINRA



10:00 am Attend National Security Agency Cybersecurity Briefing with General Keith B. Alexander, Director, National Security Agency and Chief of Central Security Service

3:30 pm Meeting with Commissioner


9:00 am Meeting with staff 1:00 pm Meeting with Jeanne Ross of MIT "Working Smarter" project 2:00 pm Meeting with Timothy Geithner, Secretary, Department of the Treasury 3:00 pm Attend Technology Center of Excellence Meeting


9:00 am Meeting with staff 10:00 am Meeting with staff 11:00 am Meeting with Commissioner and staff 11:30 am Meeting with Sy Lorne, Vice Chairman and Chief Legal Officer, Millennium

Management LLC

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1:00 pm Meeting with Robert Greifeld, Chief Executive Officer, NASDAQ OMX and Duncan Niederauer, Chief Executive Officer, NYSE Euronext

2:00 pm Closed Commission Meeting 3:30 pm Meeting with staff 4:00 pm Meeting with staff


Hearing preparation all day


9:30 am Phone call with David Kotz, former SEC Inspector General


10:00 am Testify before the House Committee on Oversight and Government Reform Subcommittee on TARP, Financial Services and Bailouts of Public and Private Programs

1:00 pm Meeting with staff 2:00 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with staff


10:00 am Closed Commission Meeting 11:30 am Meeting with Commissioner 3:00 pm Meeting with Jack Herstein, President, North American Securities

Administrators Association


10:30 am Financial Statements Audit Entrance Conference with the Government Accountability Office

12:00 pm Meeting with staff 1:00 pm Meeting with Credit Suisse Group AG: Brady Dougan, Chief Executive

Officer; Joe Seidel, Managing Director; and John Anderson, Managing Director

2:00 pm Closed Commission Meeting 4:00 pm Meeting with staff

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8:00 am Attend the Treasury Regulatory Roundtable 11:00 am Meeting with staff 2:00 pm Meeting with staff 3:00 pm Meeting with Masa Kono, Vice Commissioner, Japan Financial Services

Agency


3:00 pm Meeting with Vedat Akgiray, Chairman and Chief Executive Officer, Capital Markets Board of Turkey


Hearing preparation all day


10:00 am Testify before the House Committee on Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises

2:30 pm Meeting with Staff


9:00 am Meeting with Representatives from the National Association of Insurance Commissioners

10:00 am Photo with staff 10:30 am Press interview with Steve Sloan, Bloomberg 11:30 am Meeting with Commissioner and staff 12:00 pm Speaking Engagement at the SEC International Institute 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting 3:30 pm Meeting with Commissioner and staff


8:30 am Attend State of the Securities Markets Briefing 10:00 am Meeting with staff 12:00 pm Meeting with staff 2:00 pm Meeting with Congresswoman Maxine Waters (D‐CA) 3:00 pm Meeting with staff

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9:00 am Phone call with Dan Tangherlini, Acting Administrator, General Services Administration

9:30 am Meeting with staff 10:00 am Meeting with staff 11:30 am Meeting with staff 12:00 pm Meeting with staff 2:00 pm Teleconference: Financial Stability Oversight Board

Tuesday, May 1, 2012

OTC Derivatives Meetings in Toronto

Wednesday, May 2, 2012

9:30 am Meeting with staff 10:00 am Meeting with staff 11:00 am Meeting with job candidate 12:30 pm Lunch with Sheila Bair, former Chair, Federal Deposit Insurance 2:30 pm Meeting with staff 4:00 pm Phone conference with U.S. Chamber of Commerce Center for Capital

Markets

Thursday, May 3, 2012

9:00 am Meeting with staff 10:30 am Meeting with staff 11:00 am Meeting with Forum for Sustainable & Responsible Investment, including:

Alya Kayal, Lisa Woll, Michael Kent, Adam Kanzer, Tim Smith, Bennett Freeman

2:00 pm Closed Commission Meeting 6:30 pm Phone call with Congressman Darrell Issa (R‐CA)

Friday, May 4, 2012

9:00 am Phone call with Congressman Elijah Cummings (D‐MD) 10:00 am Phone call with Senator Susan Collins (R‐ME) 10:30 am Meeting with staff 11:00 am Phone call with Michael Alexander, Staff Director, Senate Committee on

Homeland Security and Governmental Affairs 11:30 am Meeting with staff

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12:00 pm Meeting with Commissioner

Monday, May 7, 2012

9:30 am Phone call with Commissioner 10:30 am Meeting with staff 11:30 am Meeting with staff 1:00 pm Meeting with Fernando Restoy, Vice‐Chairman, Spain Securities Exchange

Commission (CNMV) 2:00 pm Meeting with job candidate 3:00 pm Meeting with job candidate 4:00 pm Closed Commission Meeting


9:00 am Meeting with job candidate 11:00 am Meeting with staff 11:30 am Meeting National Coalition for Accountability in Political Spending: John

Keenan, AFSCME; Bob Daley, Main Street Alliance; Bob Edgar, Common Cause; Steven Spaulding, Common Cause; Lisa Gilbert, Public Citizen; Blair Bowie, PIRG; Bill de Blasio, NY City Public Advocate; Kate Coyne‐McCoy and Jeff Merritt, CAPS

1:30 pm Closed Commission Meeting 2:00 pm Interview with Inspector General's Office 3:00 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Meeting with job candidate 5:00 pm Meeting with Vanguard, Blackrock, and Invesco: Bill McNabb and Laura

Merianos, Vanguard; Barbara Novick and Rich Hoerner, Blackrock; Marty Flanagan, Invesco; and Robert Deutsch, JP Morgan


9:00 am Meeting with staff 10:00 am Meeting with staff 10:30 am Closed Commission Meeting 1:30 pm Meeting with staff 2:30 pm Meeting with staff 3:00 pm Meeting with Commissioner and staff 4:00 pm Meeting with staff 5:00 pm Meeting with staff 6:00 pm Closed Commission Meeting

20


9:30 am Meeting with staff 10:30 am Meeting with staff 11:00 am Phone call with Commissioner 1:00 pm Meeting with Senate Homeland Security and Governmental Affairs

Committee Staff and House Oversight and Government Reform

Committee staff

3:15 pm Phone call with Phyllis Fong, Inspector General, Department of

Agriculture and Chair, CIGIE; Carl A. Clinefelter, Inspector General, Farm

Credit Administration and Vice Chair, CIGIE


4:30 pm Executive Session


Friday, May 11, 2012

7:30 am Speaking Engagement at Investment Company Institute General Membership Meeting

10:00 am Conference call with Phyllis Fong, Inspector General, Department of Agriculture and Chair, CIGIE; Carl A. Clinefelter, IG, Farm Credit Administration and Vice Chair, CIGIE

3:00 pm Meeting with Bob Diamond, Chief Executive Officer, Barclays 5:00 pm Closed Commission Meeting

Monday, May 14, 2012

2:00 pm Meeting with job candidate 4:00 pm Meeting with staff


9:30 am Meeting with staff 2:00 pm Closed Commission Meeting 4:00 pm Meeting with job candidate 5:00 pm Meeting with staff


11:00 am Phone call with Dan Tangherlini, Acting Administrator, General Services Administration

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11:30 am Closed Commission Meeting 1:00 pm Meeting with staff 4:30 pm Phone call with Edward DeMarco, Director, Federal Housing Finance

Agency


9:00 am Meeting with staff 9:45 am Phone call with Representative Randy Neugebauer (R‐TX) 10:00 am Closed Commission Meeting 1:00 pm Meeting with staff 2:00 pm Closed Commission Meeting 4:00 pm Meeting with Commissioner


9:30 am Meeting with staff 10:45 am Meeting with staff 11:30 am Phone call with Richard Ketchum, Chairman and Chief Executive Officer,

FINRA 12:00 pm Phone call with Richard Ketchum, Chairman and Chief Executive Officer,

FINRA, and Rich Daly, Chief Executive Officer, Broadridge 3:00 pm Closed Commission Meeting 4:45 pm Meeting with staff 6:15 pm Phone call with Robert Greifeld, Chief Executive Officer, NASDAQ OMX

Saturday, May 19, 2012

Official Travel

Sunday, May 18, 2012

10:00 am Speaking Engagement at Muhlenberg College, Commencement Address


10:00 am Meeting with staff 11:15 am Phone call with Dan Tangherlini, Acting Administrator, General Services

Administration 2:00 pm Teleconference: Financial Stability Oversight Board Meeting 3:00 pm Teleconference: FHFA Oversight Board Meeting

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4:15 pm Phone call with UBS: Bob McCann, Chief Executive Officer, UBS Wealth Management Americas; Carsten Kengeter, Chief Executive Officer, Investment Bank, UBS; and Mark Shelton, General Counsel, UBS Americas

4:45 pm Phone call with Senator Jeff Merkley (D‐OR)


10:00 am Testify before the Senate Banking Committee 1:00 pm Attend Financial Stability Oversight Council Principals Meeting 3:30 pm Meeting with staff 4:30 pm Closed Commission Meeting 5:30 pm Meeting with Commissioner 6:15 pm Meeting with staff


8:30 am Meeting with Timothy Geithner, Secretary, Department of the Treasury and Ben Bernanke, Chairman, Board of Governors of the Federal Reserve System

10:30 am Meeting with staff 12:30 pm Speaking Engagement at the SEC Memorial Day Celebration 1:30 pm Meeting with staff 2:00 pm Meeting with staff 3:00 pm Meeting with Commissioner 4:00 pm Meeting with staff 5:00 pm Meeting with staff


9:30 am Meeting with staff 10:30 am Meeting with staff 12:00 pm Meeting with staff 12:30 pm Meeting with staff 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting


Out of office

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Memorial Day – Federal Holiday


9:30 am Meeting with staff 10:00 am Meeting with staff 12:30 pm Lunch with staff 2:30 pm Meeting with Gary Lynch, Global Chief of Legal, Compliance and

Regulatory Compliance, Bank of America 3:30 pm Meeting with staff


12:30 pm Lunch with Ann Yerger, Executive Director, Council of Institutional Investors

3:30 pm Photo with staff


9:15 am Meeting with staff 10:00 am Phone call with Robert Greifeld, Chief Executive Officer, NASDAQ OMX 11:00 am Meeting with staff 12:00 pm Lunch with John Damgard, Senior Advisor, Financial Industry Association 2:00 pm Closed Commission Meeting 3:30 pm Meeting with staff 4:00 pm Meeting with staff

Friday, June 1, 2012

8:30 am Meeting with staff 9:30 am Closed Commission Meeting 10:30 am Meeting with Commissioner 12:30 pm Meeting with staff

Monday, June 4, 2012

9:30 am Meeting with staff 10:30 am Meeting with staff 1:30 pm Meeting with Inspector General 3:00 pm Closed Commission Meeting

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Tuesday, June 5, 2012

10:30 am Meeting with Abigail P. Johnson, President, Fidelity Personal, Workplace and Institutional Services, and Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management and Research Company; Ronald P. O'Hanley, President, Asset Management & Corp Services

12:00 pm Lunch with Bill Brodsky, Chairman and Chief Executive Officer, CBOE 2:00 pm Meeting with staff

Wednesday, June 6, 2012

9:00 am Meeting with staff 9:30 am Meeting with staff 11:30 am Meeting with staff 12:30 pm Lunch with Marcia Asquith, Senior Vice President and Corporate

Secretary, FINRA 3:30 pm Retirement Reception for John Walsh, Comptroller of the Currency 4:30 pm Meeting with Phyllis Borzi, Assistant Secretary of Labor for Employee

Benefits Security Administration 5:00 pm Meeting with staff

Thursday, June 7, 2012

11:30 am Meeting with staff 11:00 pm Speaking Engagement at the SEC Historical Society Annual Meeting 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting 3:00 pm Meeting with staff 3:30 pm Meeting with staff


9:00 am SEC ‐ FSA Bilateral Dialogue and Working Lunch 2:00 pm Speaking Engagement at the SEC Advisory Committee on Small and

Emerging Companies


9:00 am Meeting with Commissioner 10:00 am Phone call with Duncan Niederauer, Chief Executive Officer, NYSE

Euronext 11:00 am Meeting with staff

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1:00 pm Financial Stability Oversight Council Meeting 4:00 pm Meeting with Commissioner 5:00 pm Meeting with Commissioner


9:00 am Attend Inaugural Meeting of the Investor Advisory Committee 3:00 pm CNBC interview 4:00 pm Meeting with staff 4:30 pm Meeting with staff


9:00 am Meeting with staff 10:00 am Meeting with Joseph Dear, Chief Investment Officer, CalPERS 1:00 pm Speaking Engagement at the SEC Caribbean American Heritage Month

Celebration 2:15 pm Meeting with Commissioner 3:30 pm Meeting with staff 4:30 pm Farewell reception for staff


9:30 am Meeting with staff 10:00 am Meeting with staff 12:00 pm Lunch with James Doty, Chairman, Public Company Accounting Oversight

Board 2:00 pm Closed Commission meeting


9:00 am Meeting with staff 10:00 am Meeting with staff



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9:30 am Testify before the House Committee on Financial Services hearing entitled, "Examining Bank Supervision in Light of JP Morgan Chase's Trading Loss"


8:30 am Meeting with staff 2:00 pm Meeting with staff


10:00 am Hearing before the Senate Committee on Banking, Housing and Urban Affairs entitled "Perspectives on Money Market Mutual Fund Reforms"

1:00 pm CNBC interview 2:00 pm Closed Commission Meeting 3:00 pm Meeting with staff 4:00 pm Meeting with Mark Shelton, Americas General Counsel and Mike Stewart,

Head of Equities, UBS


10:00 am Meeting with staff 11:00 am Meeting with Dennis Kelleher, President and Chief Executive Officer,

Better Markets 12:00 pm Phone call with staff 12:45 pm Phone call with Gretchen Morgenson, Reporter, The New York Times 1:15 pm Meeting with staff 2:30 pm Meeting with Ben Bernanke, Chairman, Board of Governors of the

Federal Reserve System; Gary Gensler, Chairman, Commodity Futures Trading Commission; and Martin Gruenberg, Comptroller, Comptroller of the Currency

4:00 pm Phone call with Alan Renn


9:30 am Meeting with Commissioner 10:00 am Meeting with staff 11:00 am Meeting with Commissioner 11:45 am Meeting with staff 2:00 pm Financial Stability Oversight Board Meeting

27

3:30 pm Meeting with Senator Bob Corker (R‐TN) 5:00 pm Meeting with Commissioner 5:45 pm Meeting with Commissioner


9:15 am Phone call with Senator Sherrod Brown (D‐OH) 10:00 am Meeting with staff 2:30 pm Meeting with Shmuel Hauser, Chairman, Israel Securities Authority 3:30 pm Meeting with staff 4:15 pm Phone call with Senator Dick Durbin (D‐IL)


1:30 pm Phone call with William Dudley, President, Federal Reserve Bank of New York



9:30 am Testify before the House Committee on Oversight and Government Reform Subcommittee on TARP, etc.

12:30 pm Meeting with staff 1:00 pm Closed Commission meeting 2:30 pm Meeting with staff 3:30 pm Meeting with staff 5:30 pm Phone call with Cass Sunstein, Administrator, Office of Information and

Regulatory Affairs


8:30 am Meeting with staff 9:10 am Meeting with staff 10:00 am Meeting with Timothy Geithner, Secretary, Department of the Treasury 11:00 am Meeting with staff 12:30 pm Meeting with staff

Saturday, June 30, 2012

Official Travel

28

Monday, July 2, 2012

9:00 am Meeting with Ambassador 10:15 am Briefing with Embassy Officers 12:00 pm Lunch with Paul Gillis (Peking University Prof. of Accounting/Auditing) 2:00 pm Meeting with MOF Minister Xie Xuren and/or Vice Minister Wang Jun or

Vice Minister Zhu Guangyao

Tuesday, July 3, 2012

8:30 am Possible meeting with academics or former government official 10:30 am Meeting with Guo Shuqing, Chairman, China Securities Regulatory

Commission 1:30 pm Possible Meeting with Wang Qishan, Vice Premier for Economic Issues

Wednesday, July 4, 2012

Independence Day – Federal Holiday

Thursday, July 5, 2012

Out of office

Friday, July 6, 2012

Out of office


9:30 am Meeting with staff 10:30 am Meeting with staff 2:00 pm Meeting with staff 3:00 pm Meeting with staff 4:00 pm Meeting with staff


9:30 am Phone call with Senator David Vitter (R‐LA) 10:00 am Meeting with Commissioner 10:15 am Meeting with Inspector General 12:30 pm Lunch with Daniel Tarullo, Governor, Federal Reserve Board

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3:00 pm Meeting with Enough Project 4:00 pm Phone call with Sanjay Sanghoee, Banker, Author, Political and Business

Commentator 4:30 pm Meeting with staff


10:00 am Open Commission Meeting 12:30 pm Lunch meeting with Frank Zarb, former SEC senior staff 2:00 pm Meeting with William Heyman, President and Chief Executive Officer,

Heyman Associates 3:00 pm Meeting with Masa Kono, Vice, Commissioner, Japan Financial Services

Agency 3:30 pm Phone call with Matthew Boxer, Comptroller, State of New Jersey 5:30 pm Meeting with staff 6:15 pm Speaking Engagement at the IFRS Monitoring Board Reception & Dinner


9:00 am Meeting with staff 11:00 am Monitoring Board and IFRS Foundation Trustees Meeting 4:00 pm Meeting with Michel Barnier, Commissioner, European Commission


9:30 am Phone call with Richard Ketchum, Chairman and Chief Executive Officer, FINRA

10:00 am Meeting with staff 10:30 am Meeting with staff 11:00 am Meeting with staff 1:00 pm Closed Commission Meeting 4:00 pm Meeting with staff


11:00 am Closed Commission Meeting 12:00 pm Meeting with Floyd Norris, Reporter, New York Times 1:45 pm Meet with Dame Amelia C. Fawcett, Non‐Executive Chairman, Guardian

Media Group plc 2:45 pm Phone call with Senator Bob Corker (R‐TN)

30


9:30 am Meeting with staff 10:00 am Meeting with staff 11:00 am Meeting with Delegation from European Parliament 3:00 pm Meeting with staff


8:30 am Meeting with staff 1:00 pm Financial Stability Oversight Council Principals Meeting 4:00 pm Meeting with staff


9:00 am Meeting with staff 10:00 am Closed Commission Meeting 12:15 pm Lunch with Steve Luparello, Vice Chairman, FINRA 1:00 pm Phone call with William Dudley, President, Federal Reserve Bank of New

York 1:30 pm Meeting with Congressman Michael Oxley (R‐OH) 2:00 pm Speak at Sarbanes‐Oxley Ten Years Later event 4:30 pm Farewell reception for staff


10:30 am Meeting with staff 12:30 pm Luncheon Meeting with reporters, Editors, and columnists from Reuters


9:30 am Meeting with staff 10:30 am Meeting with staff 12:00 pm Lunch with FDIC Chairman, Marty Gruenberg 2:00 pm Teleconference: Financial Stability Oversight Board Meeting 3:15 pm Phone call with Tom Donohue, U.S. Chamber of Commerce 3:30 pm Meeting with staff 4:00 pm Meeting with staff 4:30 pm Meeting with staff 5:30 pm Meet with Interns from the University of Michigan

31


8:45 am Meeting with staff 10:00 am Meeting with Commissioner 12:45 pm Meeting with Congressman Darrell Issa (R‐CA) 2:00 pm James McNerney, Chief Executive Officer, Boeing 3:30 pm Meeting with staff


9:00 am Meeting with staff 10:00 am Meeting with Commissioner 11:00 am Meeting with Inspector General 12:30 pm Lunch with Nels Olson, Vice Chairman, Korn Ferry 4:00 pm Meeting with Commissioner 5:30 pm Meeting with Senators Charles Schumer (D‐NY) and Al Franken (D‐MN)


9:30 am Meeting with staff 10:00 am Meeting with Thomas Joyce, Chief Executive Officer, Knight Capital 11:00 am Meeting with Chris Gibson, Chairman, and Xavier Rolet, Chief Executive

Officer, London Stock Exchange 1:30 pm Phone call with Congresswoman Jo Ann Emerson (R‐MO) 2:30 pm Closed Commission Meeting 4:15 pm Meeting with Financial Planning Coalition (CFP Board), Financial Planning

Association and National Association of Personal Financial Advisors 5:00 pm Phone call with Senator Pat Toomey (R‐PA)


10:00 am Phone call with Senator Pat Toomey (R‐PA) 10:30 am Meeting with staff 12:30 pm Working Lunch with Commissioner and staff 2:30 pm Meeting with staff 3:00 pm Meeting with Commissioner 4:00 pm Phone call with James Doty, Chairman, Public Company Accounting

Oversight Board


Out of office

32


Out of office

9:00 am Phone call with staff

Wednesday, August 1, 2012

Out of office

1:15 pm Phone call with Thomas Joyce, Chairman and Chief Executive Officer, Knight Capital

1:25 pm Phone call with staff

Thursday, August 2, 2012

Out of office

8:35 am Conference call with staff 5:00 pm Phone call with Gary Gensler, Chairman, Commodity Futures Trading

Commission 6:10 pm Phone call with staff and Gary Gensler, Chairman, Commodity Futures

Trading Commission

Friday, August 3, 2012

Out of office

10:00 am Closed Commission Meeting

Monday, August 6, 2012

Out of office

9:00 am Conference call with staff

Tuesday, August 7, 2012

Out of office

33


Out of office

3:00 pm Phone call with staff


Out of office

1:00 pm Phone call with staff 2:00 pm Closed Commission Meeting


Out of office




9:30 am Meeting with staff 10:30 am Meeting with staff 12:30 pm Lunch with Harvey Pitt, former SEC Chairman 2:30 pm Meeting with Commissioner 4:00 pm Meeting with staff 5:00 pm Meeting with staff


9:30 am Meeting with staff 2:30 pm Meeting with Timothy Geithner, Secretary, Department of the Treasury


10:30 am Phone call with Congressman Patrick McHenry (R‐NC) 12:00 pm Meeting with staff

34

12:30 pm Meeting with staff 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting 5:00 pm Meeting with staff




9:30 am Meeting with staff 10:30 am Meeting with staff 2:00 pm Phone call with reporter 3:15 pm Meeting with Commissioner 4:00 pm Meeting with Commissioner


12:15 pm Meeting with staff 1:15 pm Meeting with Commissioner 2:00 pm Meeting with OTDC Markets: Cromwell Coulson, President and Chief

Executive Officer and Dan Zinn, General Counsel 3:00 pm Meeting with staff 3:30 pm Meeting with Commissioner 4:00 pm Meeting with Commissioner 5:00 pm Meeting with staff


10:00 am Open Commission Meeting 11:30 am Meeting with staff 1:00 pm Meeting with David Williams, Inspector General, United States Postal

Service; William Siemer, Assistant Inspector General for Investigations; and Yvette Savoy, Deputy Assistant IG for Investigations

2:00 pm Closed Commission Meeting 3:30 pm Closed Commission Meeting


9:30 am Interview job candidate 10:30 am Meeting with staff

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Out of office


9:30 am Meeting with staff 10:30 am Meeting with staff 1:00 pm Financial Stability Oversight Board Meeting


2:00 pm Meeting with staff 3:30 pm Meeting with staff


10:00 am Open Commission Meeting 2:00 pm Meeting with staff 2:30 pm Meeting with staff 3:00 pm Meeting with staff 4:00 pm Phone call with Jack Herstein, President, North American Securities

Administrators Association 5:00 pm Meeting with staff


9:30 am Meeting with Martin Wheatley, Managing Director, Conduct Business Unit, UK Financial Conduct Authority

12:00 pm Meeting with staff 1:30 pm Meeting with Inspector General 2:00 pm Closed Commission Meeting 3:30 pm Meeting with staff


Out of office

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chairmanmary l. schapiro public calendar 2012€¦ · worldbank group; george springsteen, head of...

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