centration and mean residence time were found to be 20 (g ......centration and mean residence time...

253
An Analysis of Microbial Film Fermentor System for Production of Secondary Metabolites./ by Young Hoon Park Dissertation submitted to the FCiculty of the Virginia Polytechnic and State University in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY APPROVED: M. E. Davis 0. L. Michelsen· in Chemical Engineering D. A. Wallis, Chairman l=abruary, 1983 Blacksburg, Virginia K. Konrad A. f lousten \J

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Page 1: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

An Analysis of Microbial Film Fermentor System for Production of Secondary Metabolites./

by

Young Hoon Park

Dissertation submitted to the FCiculty of the

Virginia Polytechnic lns~itute and State University

in partial fulfillment of the requirements for the degree of

DOCTOR OF PHILOSOPHY

APPROVED:

M. E. Davis

0. L. Michelsen·

in

Chemical Engineering

D. A. Wallis, Chairman

l=abruary, 1983 Blacksburg, Virginia

K. Konrad

A. f lousten

\J

Page 2: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

An Analysis of Microbial Film Fermenter System

for Production of Secondary Metabolites

By

Young Hoon Park

(ABSTRACT)

Performance of a three-phase fluidized-bed biofilm fermenter system,

which is used for the production of a secondary metabolite, is analyzed

through computer simulation techniques. Penicillin fermentation was

chosen for the model system. From the steady-state analysis, it was

found that a complete-mixed contactin~ pattern is superior to a plug

flow patttern in terms of productivity, since less inhibitory effect of

the substrate is pronounced in that configuration. Optimum biofilm

thickness for the fermenter system was found to be a function of vari-

ous operating parameters, and should be determined from information on

the interactions between fermenter productivity and the operating con-

ditions.

The dynamic analysis has shown that for a given constant oxygen

transfer rate in bulk phase, there exist operating conditions optimal for

maximizing the volumetric productivity of the fermenter system. When a

constant oxygen transfer rate with a k.e.a of 300 hr 1 was used with

a complete-mixed contacting pattern, the optimum inlet substrate con-

Page 3: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

centration and mean residence time were found to be 20 (g glucose/li-

ter) and 10 (hours), repectively. Production phase could be ex-

tended by increasing the substrate concentration in feed stream, but

the optimum increasing rate and initiation time of increase are functions

of other operating parameters, such as initial inlet substrate concentra-

tion, mean residence time, and oxygen transfer rate in the fermentor.

An increasing rate of 0.6 g glucose/liter/hr with the initiation time t 0

= 51 was found to be the optimal, for the operating conditions found in

the dynamic analysis. The result has also shown that, a high total

biomass concentration and a high oxygen transfer rate in the fermentor

are the most important factors to achieve a high productivity.

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ACKNOWLEDGEMENT

The author wishes to thank his advisor, Dr. David Wallis, for gui-

dance, advice and support throughout the graduate study at Virginia

Tech. He is also grateful to Dr. Mark Davis for his many invaluable

suggestions in solving mathematical problems. Special thanks are due

to the advisory committee, including Drs. Ken Konrad, Donald Michelsen

and Allan Yousten, for their time for reviewing the manuscript and

many valuable comments. · The author wants to extend his thanks

especially to his colleague, Nandu Madhekar for his time and effort for

correcting the author's English writing, and to other lab colleagues,

·Buddy Bolton, Gary Gray and Susan Honeycutt for their warm encour-

agement during the research work.

Most of all, the author's parents and his wife, Bokhee deserve very

special thanks, because this work would not be possible without their

patience, encouragement and love given to him during his stay in the

United States.

iv

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ABSTRACT

ACKNOWLEDGEMENT

TABLE OF CONTENTS

TABLE OF CONTENTS ......................................... .

LIST OF FIGURES ............................................. .

LIST OF TABLES .............................................. .

I. INTRODUCTION .......................................... .

II. LITERATURE REVIEW ..................................... .

A. Mathematical Modelling of Fermentation Processes ...... .

(1) Structu.red and unstructured models, ............... .

(2) Improvement of the "soundness" of unstructured

Page

iv

v

x

xiv

1

7

7

7

models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

B. Unstructured Models for Secondary Metabolite

Fermentation .......................................... . 15 (1) Key regulating factors in the biosynthesis

of secondary metabolites . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

(2) Kinetic models for secondary metabolite

fermentation systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20

C. Reactor Dynamics of Biofilm Fermentor System . . . . . . . . . . 30

(1) Contacting patterns in fermentor systems . . . . . . . . . . . 30

(2) Biofilm kinetics for a single limiting substrate . . . . . . . 34

v

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(3) Biofilm kinetics for multicomponent substrates . . . . . . . 36

D. Utilization of Mathematical Models in

Fermentation Processes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39

(1) Data analysis . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39

(2) Process control and optimization . . . . . . . . . . . . . . . . . . . . 41

111. THEORETICAL DEVELOPMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43

A. Reaction Kinetics for Penicillin Fermentation System . . . . . 43

(1) Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43

(2) Reaction kinetics model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44

B. Steady-state Continuous Reactor Dynamics . . . . . . . . . . . . . . . 47

(1) Background

(2) Bioparticles

(3) Bulk concentrations of substrate, oxygen and

47

50

product . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57

CSTR Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57

PFR Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61

(4) Numerical technique for steady-state analysis . . . . . . . . . 65

C. Unsteady-state Biofilm Reactor Dynamics . . . . . . . . . . . . . . . . . . 66

(1) Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66

(2) Biofilm growth .... '.................................... 67

(3) System of differential equations for dynamic

analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70

(4) Numerical techniques for dynamic analysis ........... ~ 75

D. Evaluation of Substrate Feeding Modes . . . . . . . . . . . . . . . . . . . 76

(1) Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

vi

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(2) Growth rate correction factor . . . . . . . . . . . . . . . . . . . . . . 8 o (3) System of differential equations for evaluation

of feeding strategies

IV. RESULTS AND DISCUSSION

82

85

A. Steady-state Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85

(1) Steady-state biofilm kinetics . . . . . . . . . . . . . . . . . . . . . . . . 86

(2) Analysis of complete-mix reactor .................... · 91

(3) Analysis of plug flow reactor ....................... 103

(4) Comparison of -complete-mix and plug flow

contacting patterns .............. · · · · · · · · · · · · · · · · · · · 109

B. Dynamic Analysis ................... · · · · · · · · · · · · · · · · · · · · 112

(1) Biofilm growth ...................................... 113

(2) Product formation ................................... 118

(3) Determination of optimum operating conditions ....... 124

C. Evaluation of the Optimum Feeding Strategy ............. 129

(1) Effects of increasing rate of feed substrate

concentration on product formation .................. 130

(2) Effects of initial substrate concentrations and

times of initiation on the product formation . . . . . . . . . 132

(3) Sensitivity of reactor performance to oxygen

transfer rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141

V. CONCLUSIONS 143

VI. RECOMMENDATIONS ....................................... 145

A. Improvement of Reaction Kinetics Model ................. 145

B. Improvement of Reactor Dynamics ....................... 146

vii

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C. Experimental Verification and Model Improvement ......... 146

VI I. SUMMARY .............................................. 147

VIII. NOMENCLATURE ........................................... 150

IX. REFERENCES ................................................ 158

X. APPENDICES ............................................... 184

Appendix A. Parameter Data ................................ 185

(A 1) Kinetic parameters for reaction kinetics ............. 185

(A2) Effective diffusivities of glucose, oxygen and

penicillin molecules in the biofilm . . . . . . . . . . . . . . . . . . . 185

(A3) Bed voidage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 188

(A4) Oxygen mass transfer coefficient and cell

concentration in biofilm ............................. 191

Appendix B. Derivation of Steady-state and Unsteady-state

Transfer Equations for Biofilm ......•........... 193

(Bl) Steady-state transfer equations ..................... 193

(B2) Derivation of Unsteady-state transfer equations ..... 194

Appendix C. Validity of Flat Concentration Profiles in

Biofilm for Evaluation of Film Growth rate ....... 198

(Cl) Substrate concentration ............................. 198

(C2) Oxygen concentration ............................... 199

Appendix 0. Listing of Computer Programs ................. 204

01. CSTNEW ........................................... 205

02. PFRNEW ................................ ·........... 211

D3. POE1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 219

D4. PDETIM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 228

viii

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05. SAS .............................................. 238

VITA 239

ix

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LIST OF FIGURES

Figure 1. A schematic representation of a three-phase

fluidized-bed biofilm fermentor . . . . . . . . . . . . . . . . . . . . . . 48

Figure 2. Two ideal contacting patterns of a three-phase

fluidized-bed biofilm fermentor . . . . . . . . . . . . . . . . . . . . . . 49

Figure 3. A schematic diagram of a bioparticle with

attached biofilm layer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51

Figure 4. Effect of the number of CSTR stages in series for

simulation of PFR behavior . . . . . . . . . . . . . . . . . . . . . . . . . . . 63

Figure 5. Dimensionless concentration profiles

in the biofilm· layer, & = 0.4, and 9 = 1 hr........... 87

Figure 6. Effect of biofiim thicknesses on product

concentration in the outlet stream for a

CSTR contacting pattern, 9 = 1 hr ................... 89

Figure 7. Effect of biofilm thicknesses on the specific

productivity of a CSTR contacting pattern,

9 = 1 hr .............................................. 90

Figure 8. Product concentrations in the outlet stream for a

CSTR contacting pattern at various mean residence

times, & = 0.2, fixed ................................. 92

Figure 9. Same as Figure 8, except & = 0.3 ..................... 93

Figure 10. Same as Figure 8, except & = 0.35 .................... 94

Figure 11. Effect of mean residence time on the specific

x

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productivity for CSTR contacting pattern,

~ = 0.2, fixed ....................................... Figure 12. Same as Figure , 1, except & = 0.3 ................... Figure 13. Same as Figure 12, except ~ = 0.35 .................. Figure 14. Effect of product decay on the outlet product

concnetration in CSTR contacting pattern

Figure 15. Effect of product decay on the specific

productivity in CSTR contacting pattern

Figure 16. Product concentrations in the outlet stream

for PFR contacting pattern at various mean

96

97

98

101

102

residence times, ~ = 0.3, fixed ..................... , . 104

Figure 17. Effect of mean residence times on the specific

productivity for PFR contacting pattern,

& = 0.3, fixed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105

Figure 18. Effect of product decay on the outlet product

concentration in PFR contacting pattern 107

Figure 19. Effect of product decay on the specific

productivity in PFR contacting pattern . . . . . . . . . . . . . . . 108

Figure 20. A comparison of the performance of CSTR and PFR

contacting patterns in terms of the outlet

product concentration

Figure 21. A comparison of the specific productivity for

110

CSTR and PFR contacting patterns . . . . . . . . . . . . . . . . . . . 111

Figure 22. The changes of product concentration and biofilm

thickness during the fermentor operating period,

xi

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at various inlet substrate concentrations, So

(g glucose/liter). Liquid mean residence time,

9 = 10 ( h rs) . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . 115

Figure 23. Same as Figure 22, except 9 = 20 (hrs) .............. 116

Figure 24. Same as Figure 22, except 9 = 50 (hrs) .............. 117

Figure 25. The changes of the specific productivity at

various inlet substrate concentration, So

(g glucose/liter). Liquid mean residence time,

9 = 10 (hrs) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121

Figure 26. Same as Figure 25, except 9 = 20 (hrs)

Figure 27. Same as Figure 25, except 9 = 50 (hrs)

Figure 28. Maximum product concentrations attainable at

122

123

various inlet substrate concentrations . . . . . . . . . . . . . . . . 125

Figure 29. Maximum product concentrations attainable at

various liquid mean residence times . . . . . . . . . . . . . . . . . . .126

Figure 30. Maximum volumetric productivities attainable at

various inlet substrate concentrations and mean

residence times . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127

Figure 31. Effect of the rates of increase in the feed

substrate concentration on product formation . . . . . . . . . 131

Figure 32. Six different feeding strategies examined in

this study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133

Figure 33. Effects of various rates and initiation times

of the increase in feed substrate concentration . . . . . . . 135

Figure 34. Typical concenration profiles, at 't = 120, of

xii

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the substrate (Ys) and oxygen (Yo) inside the

biofilm, for the feeding strategies with different

initiation times of the increase ...................... 136

Figure 35. Effects of the initial feed concentrations

of the substrate on the product formation

and biofilm growth .................................. 138

Figure 36. Effects of the various oxygen transfer

coefficients on the product formation and

biofilm growth. Feeding strategy (2)-B was

employed ....................................... · · · · 140

Figure C1. Dimensionless concentration profiles of

the substrate (Ys) and oxygen (Yo) under

the unsteady-state condition, when So = 1 (g/I),

8 = 2 (hrs) are used ............................... 201

Figure C2. Same as Figure C1, except So= 20 (g/I),

8 = 10 (hrs) ........................................ 202

Figure C3. Same as Figure Cl, except So = 40 (g/1),

8= 50 (hrs) ........................................ 203

xiii

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LIST OF TABLES

Page

TABLE 1. Maximum attainable productivity in CSTR . . . . . . . . . . . 100

TABLE A 1. Parameter data used in the simulation study . . . . . . . . 186

TABLE A2. Effective diffusivities used in the

simulation study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 187

TABLE A3. Input operating data used in the simulation

study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 192

xiv

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Chapter I

INTRODUCTION

Products of microbial fermentation processes are generally classified

into two categories; primary and secondary metabolites. While the roles

of primary metabolites in microbial metabolism are often well recognized,

such as to support the growth and reproduction of microbes involved,

the biological functions of secondary metabolites are not apparent. 1 - 3

Antibiotics belong to this category and form the largest group in

secondary metabolites. Since Fleming first dis.covered penicillin in 1929,

more than one thousand antibiotics have been reported. 4 Because of

their importance in medical and agricultural applicqtions, there has been

a great deal of research effort in improving their production yields in

fermentation processes. Such research has progressed in three ways;

development of high-potency mutant microbial strains using gene mani-

pulation techniques, 5 '' understanding the biological functions and

metabolic regulation mechanisms of biosynthetic and degradation path-

ways, 1 ' 4 ' 7 ' 9 and improvement of process technology including the

development of more precise fermentor control system and more effective

contacting patterns between microorganisms and substrate materi-

als. la, 13

1

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2

Research during the past several decades has led to remarkable im-

provements in industrial fermentation technology for antibiotics produc-

tion. For example, only a few milligrams of penicillin could be ob-

tained from the surface culture of Penicillium chrysogenum in the

1940's. 7 However, it is now reported that more than 30 grams of peni-

cillin per liter of fermentation broth can be obtained from submerged

fermentation processes. 10

Here it should be noted that both improvements in microbial strain

and in process technology have contributed equally to the significant

reduction of production cost and to the advancement of further research

activities. 11 ' 14 From the engineering point of view, the research

effort on fermentation process technology is more important, because

proper("optimum") operation of fermentor system is essential for the

system economy, particularly for industrial scale production. Con-

sequently, the concept of computer-aided process control has been re-

cently introduced to the biotechnology field, 15 ' 16 and it has greatly

contributed to achievement of higher productivity of the fermentation

processes through the use of more accurate sensors for the important

fermentation parameters, e.g., pH, dissolved oxygen, etc .. 17 ' 18

Furthermore, advances in computer ·technology including the devel-

opment of mini- and micro-computers have enabled precise on-line pro-

cess control to become more economical. Development of sound mathe-

matical models for fermentation systems is essential to build these

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3

precise control systems. The process models can be further used

for the simulation of different fermentor configurations which might

yield better performance. This simulation study will lead to the explo-

ration of a new fermentor system. Because of the high cost of fermen-

tation experiments, this kind of simulation technique is invaluable in

choosing the appropriate reactor system for a particular fermentation.

Various fermentor configurations including batch, fed-batch and

continuous types have been employed to improve the overall performance

of fermentor systems. Obviously, the contacting patterns between mi-

crobes and the substrates are different for various fermentor configu-

rations. Therefore, for a higher product yield, more versatile con-

figuration~ of fermentors have been suggested and some of them are

reported to have better performance than conventional stirred tan ks for

certain processes. Trickle-bed, 19 ' 2 0 fixed-bed, 2 1 air-lift, 22 - 24

and tower fermentors 28 - 33 are good examples.

Furthermore, recent development of cell immobilization techniques, e.g.

gel-entrapment, 3 4 - 3 4 promises an efficient technique for applying

these contacting patterns. However, for the cell immobilization techni-

ques in which entrapment of microorganisms in gel matrices is

used,34-39 severe mass transfer problems are expected as the mi-

croorganism grows, 34 ' 35 ' 39 eventually resulting in low productivity

of the fermentor system.

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4

In this regard, fixing microorganisms on an inert solid material by

forming a biofilm is a promising approach for cell immobilization. This

is probably one of the most economic means for cell immobilization, since

the development of biofilm on any surface in contact with a microbial

mass suspension is known as a rather natural phenomemon in many fer-

mentation processes. 44 - 4 6 Traditionally, such biofilm reactors

have been extensively used in waste-treatment processes, 47 ' 60 main-

ly because of their relatively. cheap cost of operation. However, as in-

dicated by Atkinson 6 1 and Atkinson et al. 45 ' 6 2 this type of bioreactor

can also be applied to more complex fermentation systems for primary

and secondary metabolites, even though such applications are as yet

quite rare. The use of biofilm reactors may posess several advantages

over conventional batch type fermentors 4 5 ' 6 2 : (1) higher productivity

due to the greater biomass hold-up, (2) extended production phase by

continuous supply of substrates , precursor and/or inducer, (3) high

oxygen transfer rate due to the low liquid phase viscosity, (4) ease of

biomass recovery, (5) possibilities of a wider range of reactor configu-

rations, (6) use of preferred characteristic size of bioparticles for im-

proved reactor productivity , and (7) lower power consumption, since

no mechanical agitation is required.

Recently, a fixed-bed type trickle-flow fermentor was tested for ci-

tric acid production 2 0 and was reported to have a lower product yield

than a regular batch type fermentor, mainly because of severe oxygen

limitation. This situation could be corrected by using a fluidized-

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5

bed type biofilm fermentor in which bioparticles are fluidized by both

the liquid growth medium and air. This should result in a higher

oxygen transfer rate due to sufficent turbulence in the liquid phase.

However, an appropriate mathematical modelling and simulation study is

required for proper design and analysis of such three-phase microbial

fermentor systems. This theoretical work must involve the effects of

mass transfer across the biofilm layer and co-utilization of the limiting

substrate and oxygen. However, no such research has been report-

ed, probably because of the lack of sound mathematical description of

fermentation kinetics.

The principal purpose of this study is to explore the feasibility of

using microbial film fermentor systems for the production of secondary

metabolites. Penicillin has been chosen for the model system since

sufficient kinetic information is available for process design purposes.

The performance of the biofilm for penicillin production is analysed

th rough the numerical solution of mathematical models. A col location

method has been used to solve the non-linear systems of ordinary and

partial differential equations for steady- and unsteady-state conditions,

respectively.

The research reported in this dissertation consists of three parts.

The first part deals with the steady-state performance of the system in

which biofilm thickness is maintained constant. The three-phase fluid-

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6

ized-bed system under this condition is studied by considering two

different ideal contacting patterns, complete mixing and plug flow in li-

quid and gas phase. The performances of these configurations are an-

alyzed in terms of penicillin titre in the effluent stream and specific

productivity. Based on the information from this steady-state analy-

sis, the second part of this project involved the effects of unsteady-

state biomass growth on the fermenter performance. In this case the

biofilm was allowed to grow with time. Since the consumption of

nutrients will result in the growth of biofilm in parallel with product

formation, this part of the study more closely represents a real fermen-

tor system. Furthermore, based on this unsteady-state behavior,

optimum feeding strategies for the system were investigated in the third

part to extend the production phase.

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Chapter 11

LITERATURE REVIEW

A. Mathematical Modelling of Fermentation ·Processes

(1) Structured and unstructt,1red models of fermentation kinetics

As previously mentioned, mathematical models for biochemical pro-

cesses are often . employed for control and optimization purpos-

es . i s , s J - s s They are also used as an efficient tool for process

design and simulation studies of fermentation systems. 63 ' 66 - 68

Although "simple" mathematical expressions can represent the real sys-

tem only in a limited way, they are still extremely useful for under-

standing the behavior of real systems. 6 3 ' 66 Obviously, a proper

understanding of the basic functions of microbial metabolism is essential

to develop "sound" mathematical models. Thus, microbiological and

biochemical knowledge of the microbial system is a major part of the mo-

del-building effort. With the increasing knowledge in this area, a great

deal of research has gone into modelling fermentation (or reaction) ki-

netics, i.e., biomass growth and death, substrate uptake and utiliza-

tion, and product formation. Using the terminology introduced by

Tsuchiya et al., 69 these models are broadly classified into two groups,

7

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8

namely, structured and unstructured models. In structured models,

changes in the internal structure and composition of the main reaction

compartment are taken into account, while only overall changes (a

"black box" approach) are dealt with in unstructured models. 66

Since any fermentation process itself can be considered as a series

of enzyme reactions resulting in biomass growth and product formation,

a more detailed consideration of internal structure would lead to more

realistic models. Thus, structured models may prove more reliable

for process control and optimization purposes. For instance, the

changes in RNA content, 7 0 or concentrations of specific enzymes in a

microorganism 71 can be described in such models. However, it is

not generally possible to define the structure of cellular compartments

of microorganism except superficially·, mainly due to the limitations in_

the present knowledge of microbial metabolism. Even in highly instru-

mented fermentation processes, no sufficient information can be gener~

ated on the dynamic changes in cellular compositions and biochemical

activities. Despite this fact, many structured models have been re-

ported based on the mechanistic considerations of the fermentation sys-

tem. Models for microbial growth energetics, 70 diauxic growth, 71

phytoplankton growth 72 and the role of cyclic AMP in enzyme induc-

tion 73 are good examples.

Here it should be noted that even these structured models still re-

quire many simplifications and assumptions to obtain reasonable solutions

for the system behavior. Even though these are considered to be ine-

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9

vitable because of the complexity of the system together with imperfect

knowledge of microbial metabolism, they still leave many unclear points

in light of present biochemical knowledge. Furthermore, the experi-

mental verification is often very difficult.

tally tested unstructured models are

Consequently, experimen-

still used more wide-

ly, 74 " 5 " 9 ' 80 although the future developments are expected to

be concerned primarily with more sophisticated structured modeJs. 66

Unstructured models are usually constructed from the macroscopic,

phenomenological observations of the system. As in other engineering

and scientific problems, unstructured models for fermentation systems

are built based on several average properties of a large number of en-

tities: specific growth rate, cell mass concentration, temperature, pH,

substrate uptake, product formation rates, etc.. The well-known

Monod kinetics for microbial growth is a good example. In general,

only a very limited number. of governing mechanisms are considered,

and the other possible mechanisms are lumped to build "workable" mo-

dels. One of their most important features is that these models are

of a descriptive nature, even though they do not contain any detailed

explanation of the observed phenomena, 6 6 like the logistic law 76 for

growth kinetics.

The utility of unstructured fermentation kinetic models lies in· the

fact that they are constructed from the information on the dominant

reaction kinetics of biochemical reaction systems as well as the transport

phenomena of main( in other words, "limiting") nutrients to the cells.

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Tong 79 suggested criteria for good kinetic models from an engineering

view point:

1. Models must adequately simulate the observed system's perfor-

mance.

2. Models should involve variables that are measurable by current

analytical instrumentation systems. This will permit the kinet-

ic model to be tested experimentally and enable the model to be

potentially useful fo~ process control.

3. Models may or may not be mechanistic-or.iented, but must allow

realistic prediction of the system's performance outside the

range of conditions under which the parameters of the model

were estimated.

4. Models should have sufficient mathematical simplicity for rea-

sonable computation time.

Ca lam et al. 74 ' 8 0 suggested similar criteria for mathematical models

to be acceptible.

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(2) Improvement of the "soundness" of unstructured models

As pointed out by Roels and Kossen, 66 improvement of unstructured

models should be in the same line with the development of structured

models. In other words, such improvement can be achieved by con-

sidering the changes in cellular compartments in greater detail, result-

ing in more realistic models. However, this would also result in a

more complex system which might be beyond present computational ca-

pability. Furthermore, it has often been questioned whether such

an approach can really guarantee an improved model. 66 ' 74 Caution

should be exercised in such research efforts to still meet Tong's 79

criteria presented in the previous section.

One of the important modifications for such an improvement could be

through the use of distribution functions of major culture properties.

These properties could be cell mass, 8 1 DNA or RNA content, 70 ' 73 cell

age, 77 ' 82 etc.. Pirt13 also emphasized the need to identify the phy-

siological state of microbial cells exhibiting different capacities for biol-

ogical activities. Such modifications now lead to the segregated mo-

dels, 11+ as opposed to the other distributed models in which

homogeneous distribution in the culture fluid is assumed.

Among those attempts made for segregated models, the cell age de-

serves special attention 79 ' 85 in describing the behavior of product

formation. In the cell age model, different biochemical acti'vity of in-

dividual microbial cells is assumed and treated by defining the ~roper

cell age distribution function in a fermentation process.

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A simplified cell age model of general form is,

n r = p ~

i=1

A.exp( -k.e) I I

(2. 1)

where r = rate of product formation, p

e = cell age,

k., A. = parameters of the age model which are I I

fixed by the organism's characteristics and

environment.

By multiplying the product formed by the unit weight of the cells in

the time interval e with the cell age distribution function M(e), the

overall product concentration, P, in the fermentor containing cells with

ages spread between 0 and t may be written as,

n ~ A. exp(-k.a') da'da ._ I I (2.2)

Therefore, by the proper choice of parameters, k., n, A. and the I I

cell age distribution function M(S), the product formation can be ade-

quately simulated for any type of fermentation system. 79 ' 82 ' 85

Blanch and Rogers 77 used a more simplified approach for the model

of the gramicidin S fermentation system. They considered two states

of cell age during the fermentation, i.e., "mature" and "immature"

states. They assumed that product is formed only by the "mature"

cells.

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The cell age model can be regarded as a closer description of the

real system than simple unstructured, mechanistic ones. However, var-

ious criticisms can arise such as:

1. It is difficult to experimentally verify the existence of theoreti-

cally assumed cell age distribution in microbial culture. 6 6

2. It is difficult to tie in the cell age concept with existing bio-

chemical theory. 6 6

3. The model by cell age concept is too general, containing

enough parameters that any results can be approximated. 85

Although such criticisms are considered to be valid at the present time,

it is obvious that some improvement can be made using this cell age

concept, especially for the secondary metabolite fermentation systems.

Another improvement for unstructured models is the use of an ele-

mentary balancing technique over the fermenter system with the aid of

various measurements. This balancing technique has been succesful-

ly applied to indirect estimation of biomass concentration or other fer-

mentation parameters. 8 6 Therefore, it has been claimed that more

sophisticated fermentation control by computer-aided data monitoring

and analysis can be made by using this technique. 86 - 88 So far,

the elementary balance equations combined with general conservation

principles have been applied to the construction of models for various

fermentation precesses. 6 6 ' 6 8 ' 8 9 - 9 1 Thus, as pointed out by

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Roels 8 9 and Roe ls and Kossen, 6 6 the balancing technique can be re-

garded as another promising tool for the improvement of unstructured

models.

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B. Unstructured Models for Secondary Metabolite Fermentation

(1) Key regulating factors in the biosynthesis of

secondary metabolites

Many industrial fermentation processes are concerned with the sec-

ondary metabolite producti9n, including a number of antibiotics.

Considerable research has been conducted in this field due to the enor-

mous economic significance. 1 - 4 It has long been observed that

there exist intracellular regulatory mechanisms that control the produc-

tion of such metabolites. 1 ' 2 Research efforts for the investigation

of these regulating factors have resulted in significant improvement in

the overall productivity of those fermentation systems.

The key factors implicated in secondary metabolism are 1 ' 2

1. Trophophase - idiophase relationship

2. Carbon catabolite regulation

3. Nitrogen catabolite regulation

4. Phosphate regulation

5. Feedback regulation

Drew and Demain, 1 and Drew and Wallis 2 have published excellent re-

views on the present knowledge of such regulating phenomena.

Their applications to fermentation process design is also suggested. 2

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In this section, only trophophase-idiophase relationship, carbon catabol-

ite and feedback regulations will be briefly reviewed, since they are

considered to be the most apparent control mechanisms in the penicillin

fermentation system.

T rophopahse-id iophase Relationship

In batch fermentation sys.tern to produce secondary metabolites, the

products usually appear at a late stage of the process when the cell

growth approaches stationary phase. This separation phenomenon of

growth (trophophase) and production (idiophase) is very common in

most secondary metabolite fermentation systems. 94 It is also inter-

esting to note that this trophophase-idiophase relationship is not always

apparent in other fermentor contacting patterns, such as continuous

culture system. 3 ' 100 Therefore, Aharonowitz and Demain 3

claimed that the time separation between trophophase and idiophase is a

function of nutritional regulation, and not a function of the type of mo-

lecule pro.duced.

Relating to this phenomenon, the studies for gramicidin S, 9 7 peni-

cillin 10 0 and gibberellin 10 1 have shown that there exists an upper limit

of specific growth rate at which secondary metabolite production is re-

pressed and also a minimum level below which secondary metabolism

cannot be maintained. Ryu .and Hospodka 11 optimized a continuous

penicillin fermentation system by choosing an optimum specific growth

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rate which was found based on the quantitative analysis of optimum

physiological state of the culture. Their result has been experimen-

tally tested in an industrial scale production of penicillin by Swartz, 10

yielding satisfactory results. However, Drew and Wallis 2 indicated

that control of specific growth rate, as a means of controlling secondary

metabolism, is a "rough" tool for process control. This is because

the limitation of specific growth rate will affect the overall physiological

state of the microorganism employed. Therefore, it is desirable to

find a more specific means enhancing the secondary metabolism.

Closer investigations of the biochemical mechanisms underlying the tro-

phophase-idiophase relationship could provide improved measures for

this purpose. As of now, the relationship is usually explained by

the repression of enzymes responsible for biosynthesis of secondary me-

tabolites during the rapid growth phase. 2 ' 3 Experimental examples

supporting this explanation are now numerous. 95 - 99 Although

such repressive effect is known to be caused by carbon catabolite re-

pression in the case of actinomycin fermentations, 99 in most other cas-

es the actual mechanism is still unknown. 3

Carbon Catabolite Repression

A study on actinomycin fermentation by Gallo and Katz 99 showed

that phenoxazinone synthetase, an enzyme essential for actinomycin

biosynthesis, was repressed by a rapidly utilized carbon substrate,

glucose, while galactose did not show such an effect. Thus they

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explained the trophophase-idiophase separation phenomenon for actino-

mycin fermentation by this catabolite repression effect. Studies on oth-

er systems revealed similar phenomena, 102 - 105 with other carbon

sources exerting the catabolite repression effect (e.g., citrate for no-

vobiocin, 103 lactose for kanamycin, 104 glycerol for cephamycin, 105

etc.).

The addition of rapidly utilized carbon source can sometimes cause

enzyme inhibition rather than repression. Carbon catabolite inhibi-

tion has been proposed to occur in neomycin, 106 ' 107 penicillin, 97

and cephalosporin. 10 8

One of the fermentor process designs to eliminate carbon catabolite

regulation is fed-batch operation, where the carbon source is added

periodically and maintained at a limiting concentration in the culture

medium. 2 The carbon source is supplied at just the level sufficient

for product formation and cell maintenance. Obviously, such a mini-

mum carbon source concentration should be enough to maintai~ the sta-

bility of the enzyme system responsible for the formation of the desired

secondary metabolites.

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Feedback Regulation

Feedback regulation is another well known regulatory mechanism in

microbial metabolism. Here accumulation of the secondary metabolite

limits its own biosynthesis, through reducing the supply of a precur-

sor, or by inhibiting enzymes directly involved in the product formation

pathways. 1 In most cases, the specific components which regulate

the secondary metabolism, directly or indirectly, have not been identi-

fied, nor is the actual mechanism of the regulation process clearly de-

fined.

This product feedback regulation phenomenon has been extensively

studied for the penicillin fermentation system. 94 ' 109 - 111 It has

been noticed that excess of not only penicillin, but also lysine decreas-

es the penicillin production, 109 while addition of a-aminoadipic acid re-

lieves such regulation. 111 This observation has been explained by

the effect of feedback inhibition by lysine on the synthesis of a-aminoa-

dipic acid, a precursor of penicillin. Furthermore, it has been

found that the addition of homocitrate, from which a-aminoadipic acid is

synthesized, relieves lysine inhibition. 1 ' 110 Therefore, it appears

that accumulation of lysine directly inhibits homocitrate production, thus

a-aminoadipic acid formation is also reduced. This type of feedback

regulation th rough the action of primary metabolites has been observed

in many other secondary metabolite systems. 2 To overcome feedback

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regulation by primary metabolites, deregulated mutant selection is wide-

ly applied. Obviously, a controlled supply of precursor molecule

would help increase secondary metabolite production, if the regulation

occurs th rough the suppression of precursor formation.

(2) Kinetic models for secondary metabolite fermentation systems

For any fermentation sy$tem of secondary metabolites, the three

main phenomena which must be described are biomass growth, utilization

of substrates and product formation. On this basis, a fermentation

model consists of a system of ordinary and/or partial differential equa-

tions which describe these microbial activities.

Growth Kinetics

For biomass growth, many unstructured models have been proposed

including the well-known Monod kinetics :

1 dX s µ = (2.3)

x dt Ks + S

where µ= specific growth rate,

µmax = maximum specific growth rate,

X = concentration of cell mass,

S = concentration of growth limiting substrate,

Ks = saturation constant for the substrate.

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This model is based on empirical observations, but is rationalized by 1

analogy with Michaelis-Menten enzyme kinetics, with the hypothesis that

the growth rate is controlled by a single rate limiting enzyme-catalysed

reaction step. 112

A modified form of the Monad equation was suggested by Contois, 113

which contains an apparent saturation constant (or Michaelis constant),

B, proportional to biomass concentration X. That is,

1 dX s = = (2.4)

x dt BX + S

Therefore the specific growth rate is diminished as the cell population

density increases, eventually leading to µ O< x- 1 •

In the same line with such efforts, a number of modifications have

been proposed for various specific fermentation systems, including the

effects of substrate and product inhibition. Takamatsu et.al. 75 ana-

lyzed the unstructured growth models available in the literature, in

terms of the stability of steady-state conditions in continuous operation

and the possibility of representing the lag-phase and declining-phase

which occur in batch cultures.

Another type of equation used to represent the typical growth curve

in batch fermentation is the logistic law, which is expressed as,

1 dX X µ = - -= bl (1 - -) (2. 5)

x dt

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where b1 is a rate constant and b2 the maximum cell mass concen-

tration that can be achieved in the system. It can be noticed in

Eq. (2.5) that when X is small, X/b2 is negligible and the equation

becomes dX/dt = b1X or the exponential growth equation. As X

increases, X/b2 becomes larger and therefore the term dX/dt de-

creases. Thus an S-shaped growth curve can be generated, which is

observed in experiments. . This logistic law of growth kinetics has

been successfully used by Constantin ides et al. 76 and Hokenhull and

MacKenzie 115 for the penicillin fermentation system.

Product Formation Kinetics

Four types of models for product formation have been used in sec-

ondary metabolite fermentation systems;

1. Luedeking - Piret relationship

2. Cel I age model

3. Enzyme kinetics model based on mechanistic considerations

4. Models based on the elementary balance equation over the sys-

tem.

In the Luedeking - Piret relationship, 116 the production rate is repre-

sented with two terms; growth and non-growth associated terms. That

is I

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(2.6) dt dt

where a1 and a2 are constants specific for the fermentation system.

Even though Eq. (2.6) was originally developed for lactic acid fermen-

tation, 116 it possesses quite general utility for any mixed growth fer-

mentation. 112 Constantinides et al. 76 used this type of model (with

a2 = 0) for the optimization study of temperature control in penicillin

fermentation. A similar model was developed by Bosnjak et al. 117 for

erythromycin production system from Streptomyces erythreus, but in

this case a2 was redefined as a function of time, <t>(t). Despite the

great simplicity of these models, they are sometimes considered to be

unsuitable when a more detailed representation of fermentation system is

required. 118 For example, the model fails to simulate the behavior

of penicillin fermentation when decreased oxygen supply influences the

product formation rate.

The cell age model (Eqs. (2.1) and (2.2)), originally proposed by

Shu 82 , was successfully used to describe the delayed appearance of

secondary metabolites. 80 ' 85 Calam and lsmail 80 developed a cell

age model for penicillin fermentation, for both synthetic and complex me-

dia. It has been indicated, however, that although the model is

rather general because of the flexibility in choosing the parameters, the

calculations involved are often tedious and slow. 118 Therefore, a

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simplified form of cell age model has been proposed by Blanch and Ro-

gers 7 7 for gramicidin S production by Bacillus brevis. The assumption

made in their model was that the product formation can occur only in

cells of specific age. The cell age is arbitrarily divided into two

groups, "mature" and "immature" states. The model describes the

development of both of the groups, and predicts the changes in product

and limiting substrate concentrations.

Brown and Vass 119 used similar models for gramicidin S and Strep-

tomycin fermentation systems. They represented the product forma-

ti on rate as,

dP dXp - oc (2. 7) dt dt

where dXp/dt is the rate of development of mature cells which are res-

ponsible for product formation. For budding yeasts and molds growing

in batch cultures, the age distribution function, M(S) is related to

growth rate as follows,

dX M(S,t) --

dt t-8 m

(2.8)

where 8 is the maturation age of the microorganisms. m Using this

age density function, Brown and Vass represented the rate of product

formation as,

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dP dX = k (- ) p

(2.9) dt dt t-9 m

where k is a proportionality constant for the fermentation system. p

They reported a good agreement between the model predictions and ex-

perimental results for the continuous production of gramicidin S by B.

brevis. Similar maturation-time concept was also employed by Martin

and McDaniel 12 0 in the production of polyene antibiotics by Strepto-

myces griseus.

The concept of cumulative age of the cell population has been pro-

posed by Aiba and Hara, 121 and was found applicable to penicillin and

streptomycin systems. The cumulative age, 9, was defined as

9 = X0 80 • t t X(t)dt

X(t)

(2. 10)

where X0 and 90 ar.e the cell concentration and the cumulative age

at time t , respectively. 0

This definition of cumulative cell age has

been used by Fisherman and Biryukov 122 for penicillin production.

The specific rate of product formation was expressed by,

1 dP -- = Ao + A, 9 + A29 2 (2. 11)

x dt

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where A0 , A1 and A2 are the constants for the particular fermen-

tation system. They optimized the sugar feeding strategy using this

expression for specific product formation rate. The parameters of

the expression were determined from experimental data by a curve-fit-

ting technique.

Here it should be noted that the expressions of product formation

rate, Eqs. (2.9), (2.10) and (2.11), are quite arbitrary, while the cell

age concept itself is generally acceptible for many fermentation systems.

In this regard, Tanner 123 has suggested the use of models based on

enzyme kinetics, which he believed to a give more rational description

of the product formation behavior. Ca lam et al. 74 employed an en-

zyme kinetic model for griseofulvin fermentation, in which the specific

rate of product formation is expressed as,

1 dP -- = Kp x dt

s S + Kmp

(2. 12)

where Kp is the reaction rate coefficient and Kmp the Michaelis constant

for product formation.

Matsumura et al. 124 developed a similar enzyme kinetic model for ce-

phalosporin C fermentation system based on the cell morphology.

Since the antibiotic is considered to be produced primarily by swollen

hyphal fragments 125 ' 126 of Cephalosporium acremonium, the rate of

product formation is assumed to be proportional to the cell concentration

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with this morphology. Utilization of methionine by hyphae and .swol-

len hyphal fragments was also considered, because methionine has been

known to stimulate the antibiotic production. 12 7 - 12 9

Bajpai and Reuss 118 employed a substrate inhibition kinetics model,

taking the trophophase-idiophase relationship into consideration, for

penicillin fermentation. They expressed the specific rate of penicillin

formation as,

s oc (2. 13)

1 dP

x dt Kp + S(1+S/Ki)

where Kp is the Michaelis constant and Ki the substrate inhibition cons-

tant for product formation. They also considered the effect of oxy-

gen concentration on the specific penicillin formation rate with the fol-

lowing expression,

1 dP - -- oc

x dt m KopX + Co (2.14)

where Kop is the Contois saturation constant for oxygen limitation of

product formation, Co is the dissolved oxygen concentration in the

broth and m is the exponent of Co in oxygen limitation. The expo-

nent, m is specific for the type of the microorganism and the fermentor

capacity for oxygen transfer. They used equation (2. 13) to de-

scribe penicillin production in a fed-batch system, and found excellent

agreement between the published experimental data 13 0 and the model

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prediction. 131 An optimum feeding strategy for the fed-batch

system was also investigated using this model. 13 1

The yield of product in fermentation processes can be theoretically

estimated using an elementary material balance over the system, provid-

ed molecular compositions of the components and reaction mechanisms

are known. 112 Cooney and Acevedo92 used this mass balancing

technique to estimate the theoretical yield for penicillin, employing the

reaction pathway proposed by Dema in 1 3 2 :

cysteine + valine + phenylacetic acid -+ benzylpenicillin (2. 15)

where phenylacetic acid is supplied exogeneously. The theoretical

yield of penicillin from glucose was calculated through the mass balance

and found to be 1. 1 g penicillin/g glucose. Heijnen et al. 91 also

used the elementary balancing method to model the fed-batch penicillin

fermentation system. In the model, although the specific product

formation rate was assumed to be proportional to the biomass growth

rate, they still noticed a late appearance of the production phase.

Thus they claimed that a growth-coupled penicillin production model

provides an adequate description of most of the observed phenomena,

which have often led others to the assumption of non-growth associated

or cell-age dependent product formation. This claim seems to be

agree with the experimental results of Aharonowitz and Demain. 3

Stouthamer 13 3 has also described the penicillin fermentation using a

product formation rate calculated by the balancing method.

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Models for secondary metabolites other than antibiotics are relatively

very rare in the literature. Grm et al. 134 have proposed an unstruc-

tured model for growth and ergot alkaloid production by C/aviceps pur-

purea. They considered four portions of biomass, A, B, C and D:

biomass A represents all the cells in the culture that assimilate the

substrate and form new cell matter, biomass B represents fully grown

cells, and some of these cells are transformed to biomass C which is

responsible for alkaloid production, and finally biomass D which is rest-

ing or dying cells which do not assimilate substrates. Therefore this

model is essentially of cell-age nature. Very good agreement between

model predictions and experimental results was reported. 13 4

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C. Reactor Dynamics of Biofilm Fermentor System

(1) Contacting Patterns in Fermentor Systems

As in the other chemical reaction systems, productivity is often the

major concern for choosing a fermentor configuration. For higher

productivity in any fermentation processes, it is essential to ensure an

adequate contact between microbes and nutrients. Physical transport

phenomena, rather than chemical reactions, often influence or even do-

minate the overall rate of fermentation processes. Therefore, a de-

sign which ensures the proper contacting pattern greatly contributes to

the system economy.

A fermentor system can be operated in a batch, semi-batch or con-

tinuous mode. Conventional practice .in submerged culture fermenta-

tions is to use a batch stirred-tank fermentor, in which complete mixing

is usually assumed. Semi-batch (fed-batch) operation has also been

widely used, since higher productivity is often obtained by precise

control of certain nutrient concentrations. 68 ' 131 ' 135 ' 136 With

the development of chemostat or continuous culture technique, it was

observed that a continuous system can often have a higher productivity

than the batch or fed-batch counterpart, 68 which require additional

service time for each batch operation.

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Investigations of contacting patterns for higher productivity have

led to the recent development of immobilized cell techniques. 40 - 43

Several advantages for immobilizing microbes exist, and they are the

same as those claimed for immobilized enzymes 851112 :

1. ease of biomass recovery from the product mixture

2. enhanced mass transfer capacity of substrates, because of the

reduced apparent viscosity of culture broth

3. reduced power consumption due to lower viscosity

4. possibility of using more versatile configurations for fermenter

systems. 4 5 ' 6 1

Immobilization of microbial cells has been tried for many fermentation

systems. For example, Sitton et al. 13 9 used an immobilized yeast

cell in a conventional continuous stirred tank fermenter, and concluded

that the immobilized cell fermenter was more stable and economical than

the conventional dispersed phase culture.

Various cell immobilization methods have been proposed, 42 including

entrapment of whole cells within gels such as agar beads 43 and polya-

crylamide. 14 0 - 142 Vieth and Venkatasubramanian 14 3 developed an

entrapment method using cross-linked collagen matrices. Park et

al. 144 used gelatin cross-linked with glutaldehyde as the entrapment

material for whole cells of Streptomyces sp. in a glucose isomerase

reactor system. Morikawa et al. 36 ' 37 studied the propduction of

bacitracin by Bacillus sp. immobilized in polyacrylamide gel. They

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observed that the activity of immobilized whole cells increased gradually

and reached a steady-state maximum, having a value of up to 90 % of

the activity obtained initially with washed cells(dispersed phase), which

lost most of their activity when utilized successively. They also

concluded that the activation of immobilized whole cells during succes-

sive utilization apparently resulted from the growth of cells in the gel,

primarily at the gel surface.

Severe internal mass transfer limitation will probably develop as the

microorganism grows inside a· gel matrix, and this woud be expected to

limit the performance of the fermentor system. Atkinson 61 pointed

out that the internal mass transfer limitation could be relieved by allow-

ing the microbe to grow on the surface of a solid support. This

type of microbial film reactor (biofilm fermentor) has already been used

extensively in waste treatment processes, such as trickling fil-

ters19120114& and RBC (rotating biological contactor) process-

es. 14 1, 14 a

Although, at present, the principal utilization of biofilm fermentors

is found in waste treatment processes, it has been noted 61 ' 62 that

this type of fermentor can also be used for the production of various

biochemical products. Production of acetic acid by the "quick" vinegar

process, 149 and citric acid in a trickle flow fermentor 20 are good exam-

ples.

Continuous operation of biof.ilm fermentor systems can be conducted

using CSTR(continuous stirred tank reactor), fixed-bed, and fluidized-

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33

bed fermentors, with or without recycle streams. 1 5 0 An example of

an industrial application of a CSTR type biofilm fermentor can be found

in RBC processes. Anaerobic biological filter 146 is a good example of a

fixed-bed biofilm fermenter. However, for aerobic systems, such as

citric acid production in a trickle flow fermentor, 2 0 this fixed-bed

configuration suffers from a poor capacity for oxygen transfer.

Brifaud and Engasser 2 0 observed that the productivity of a trickle flow

system for citric acid production was reduced by about 30 % compared

to a well stirred batch fermenter, mainly because of the oxygen limita-

tion. However, this situation could probably be corrected by using

a fluidized-bed operation, in which oxygen transfer rate is significantly

increased 22 by causing turbulence in the liquid phase.

Rittman 15 0 found from mathematical simulation and experimental re-

sults that fluidized-bed reactors can achieve superior performance to

complete-mix and fixed-bed reactors. Andrews 151 reached the same

conclusion with other configurations of biofilm fermentors. The supe-

rior performance of fluidized-bed biofilm reactor was mainly attributed

to the even distribution of the biofilm phase throughout the reactor

while liquid media flow is still in more of a plug-flow mode. This be-

havior is especially important for product-inhibited fermentation sys-

tems, because the cells can be exposed to gradually increasing product

concentration in the reactor. However, it is also noted that this

plug flow mode can cause an adverse effect in the case of catabolite re-

pression.

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34

(2) Biofilm Kinetic Models for a Single Limiting Substrate.

The understanding of kinetic interactions between biofilm growth,

substrate utilization and product formation is extremely important for

the design and control of biofilm fermentors. Therefore theoretical

analysis of biofilm kinetics provides not only the rational basis for un-

derstanding the behavior of the fermentor systems but also an efficient

tool for predicting its performance at different conditions. Kornegay

and Andrews 4 7 and Atkinson et al. 15 2 theoretically analyzed the kinet-

ics of fixed-bed biofilm fermentors (trickling filters). Steady-state

mathematical models were suggested for nutrient transport into the biof-

ilm phase, and for the growth of the biomass using Monod kinetics mo-

del. Andrews and Davies 15 3 proposed a completely mixed biofilm

fermenter, based on fluidized-bed principle, for continuous operation.

They extended the earlier models 15 2 by considering the external and

internal mass transfer resistances within the biofilm phase. Hancher

et al. 5 1 ' 5 2 described a fluidized-bed biofilm fermentor system for

denitrification of nitrate containing wastewater. For this system,

Hsu 5 3 analyzed theoretically a tapered fluidized-bed which he claims will

give improved bed stability and allows a wider range of operating con-

ditions. He developed a mathematical model for this reactor assuming

a plug-flow profile in the liquid flow. Shieh 5 9 suggested a- kinetic

model in which the concentration profile of the substrate through the

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35

reactor is described by a 0. 55-order rate equation. He noted that this

kinetic model can describe the observed behavior of a fluidized-bed

biofilm fermentor. It was also noted that the biofilm kinetics and

support particle size are the two most important parameters affecting

the reactor performance.

Rittman and McCarty 5 7 ' 5 8 suggested a steady-state model for

biofilm kinetics which is based on the constant cell density and biofilm

thickness. A steady-state biofilm was defined as one that neither

grows nor decays with time.

correlating the growth rate and

The Monad relationship was used for

substrate concentration within the

biofilm layer. Rittman 15 0 used the same kinetic model in his compa-

rative study of five different contacting patterns: completely mixed

(CSTR), fixed-bed with and without a recycle, and fluidized-bed with

and without a recycle stream.

Andrews 15 1 used the same concept of a steady-state size of the

biofilm as that proposed by Rittman. 15 0 The mathematical expression

of this assumption with a first-order biomass decay term is,

where

(2.16) d t

vf = biomass volume,

VP = total volume of bioparticle,

Y = yield coefficient (Volume of film produced/

weight of weight of substrate consumed),

N = substrate uptake rate per unit of particle volume,

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36

kbd = first-order biomass decay coefficient.

However, as pointed out by Andrews, this mathematical expression may

not be valid when the deacy of biofilm occurs in a discontinuous

mode, 154 rather than continuously, which is implied in Eq. (2.16).

A similar steady-state analysis of fluidized-bed biofilm fermentor has

been conducted by Jennings et al. 155 In this work, external and inter-

nal mass transfer resistances of spherical bioparticles have been taken

into consideration. The two extreme cases of the Monod relationship,

zero and first order kinetics for substrate utilization, were solved ana-

lytically assuming steady-state, and these results were compared to the

numerical solution for non_.linear (Monod type) kinetics. They also

found that there exists a limiting value of biofilm thickne~s, beyond

which the substrate utilization is a function of bioparticle surface area

exposed to the bulk flow, but not of the total biomass in the bed.

Therefore, they suggested using relatively small support particles as

bed media and a minimum biomass level to avoid operating problems such

as bed clogging.

(3) Biofilm kinetics for multicomponent substrates

Most theoretical analyses of biofilm fermentor systems deal with a

single limiting substrate. But in some cases, more than one sub-

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37

strate may control the fermentation process. For example, oxygen

plays an important role in penicillin fermentation system. 13 Giona et

al. 156 analyzed the relationship between the specific rate of penicillin

production and oxygen concentration using experimental data from in-

dustrial scale processes. Therefore, to analyze the behavior of

biofilm fermentors for penicillin production, kinetics based on multisub-

strate utilization should be examined. For the equivalent problems

in enzyme reactions, mechanisms and rate equations have been devel-

oped by Bright and Appleby. 15 7 However, very little is available

in the literature on this subject for the system of biofilm fermentors.

Only the article by Howell and Atkinson 158 deals with two limiting sub-

strates in biofi Im kinetics. They compared three types of model

equations: double Monod kinetics, Bright and Appleby's enzyme kinetics

model, and modified single Monod model in which one substrate is not

diffusion limited. In each case, they could calculate "ideal film

thickness" which was defined by the active penetration depth of one

limiting substrate.

Here it should be noticed that all the studies on biofilm kinetics so

far assume steady-state. Although it is important to ensure a

steady-state condition for long-time operation of continuous reactor sys-

tem, it is extremely difficult to maintain "true" steady-state in a biofilm

fermentor, because of the dynamic nature of biofilm growth. The

theoretically developed criterion for steady-state biofi Im kinetics, Eq.

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38

(2.16), suggested by both Rittman 150 and Andrews 151 seems quite ar-

bitrary because of its assumption of continuous decay of the biomass.

Arcuri and Donaldson 15 4 therefore questioned the validity of this stead-

y-state assumption because the major mechanism for loss of biomass is

sloughing of outer cells or cell aggregates as the film becomes large and

unstable. Thus the self-regulatory mechanism of biofilm thickness

implied in this assumption is not completely warranted, particularly un-

der conditions of changing bulk substrate concentration or multisub-

strate limitation.

Hence it appears that it would be more appropriate to use a truely

unsteady-state concept, in which biofilm thickness is allowed to increase

until it reaches some maximum level, at which point the biofilm becomes

unstable and a portion is sloughed off. No such study dealing with

the unsteady-state behavior was found in the literature.

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39

D. Utilization of Mathematical Models in Fermentation Processes

As mentioned earlier, the purpose of model building for a specific

fermentation system is to improve the understanding the experimental

results of the system, and to predict its behavior under conditions not

experimentally explored. These predictions are used for the design

of future experiments or imp.roved contacting patterns. If the model

is considered sound enough to accurately describe the system behavior,

it can also be used for process optimization purposes. Furthermore,

it is possible to expand the control of the process into more sophisti-

cated strategies of adaptive or interactive control. On-line optimiza-

tion of a fermentation process based on model reference control can be

possible with sufficient information on the effects of the fermentation

parameters. 16 ' 64 ' 65

(1) Data analysis

Mathematical models are used to correlate the fermentation parame-

ters with various measured variables, such as temperature, pH, oxygen

or limiting substrate concentration, carbon dioxide evolution rate, etc ..

Using the correlation, specific growth rate, cell mass concentration or

product formation rate can then be evaluated. 63 '7 7186 Recently, cell

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40

mass and substrate concentrations, or growth rate have been measured

indirectly by the elementary balancing method. 86 - 91 ' 160 In this

technique, a specific molecular component balance around a fermentor

system is coupled with a kinetic model relating cell growth or substrate

uptake rates . For example, with predetermined values of cell yield

and maintenance coefficients, Marr et a/. 160 could calculate the cell

mass concentration and growth rate according to their modified model

equation of the Luedeking and Pi ret relationship. 116 Roels and Kos-

sen 6 6 and Heijnen and Reels 9 0 suggested the elementary balancing

method to estimate yield and maintenance coefficients. Zabriskie 16 1

found good agreement between calculated values and experimental re-

sults using these correlations for batch culture systems of Thermoacti-

nomyces sp. and Saccharomyces cerevisiae. Alford 162 has suggested a

model which can predict continuously the biomass concentration in a

complex medium fermentation. The model uses carbon dioxide evolu-

tion rate as its primary input and assumes that respiration can be dif-

ferentiated into growth-related and maintenance-related functions, which

are defined by the Luedeking and Pi ret model. The estimated cell

concentration was also used to calculate other fermentation parameters

such as oxygen uptake rate. Cooney et al. 8 6 also proposed a similar·

technique to estimate the biomass concentration for S. cerevisiae, based

on material balances and on direct monitoring of fermentation parameters

for which established sensors are available: inlet air flow rate, flow

rate of ammonia addition, and exit partial pressure of oxygen and car-

bon dioxide.

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41

(2) Process control and optimization

Mathematical models are also used to improve the traditional fermen-

tation control scheme which has been restricted to simple set point con-

trol. Aiba et al. 13 6 developed a computer control scheme for a bak-

er's yeast production system (fed-batch) based on the measurement of

the respiratory quotient. In their work, the value of respiratory

quotient, RQ, was determined by measuring the partial pressures of

oxygen and carbon dioxide in the exhaust gas and correlating them with

mass balance equations. The feed rate of carbon source (glucose

and molasses) was adjusted during the fermentation period in such a

manner that RQ is kept close a particular value (they used the value of

unity to avoid the "glucose effect", so that ethanol production can be

maximized). Krishinaswami and Parmenter 163 and Nagai et al. 164

used the same control scheme to maximize the cell biomass production in

Ccndida utilis and baker's yeast fermentation systems. Dobry and

Jost 6 4 indicated that controlling the RQ value is a more general control

method than controlling glucose levels, because many carbon sources

are very difficult to measure on line and often reliable sensors are not

available.

Mathematical models have been used by Constantin ides et al. 76 in a

batch penicillin fermentation for process optimization. An optimal

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42

temperature profile was searched using maximum principles in which the

penicillin formation rate was the objective function. Ryu et al. 16 5

and Park and Ryu 166 used the computer simulation technique to optim-

ize the immobilzed penicillin amidohydrolase reactor system based on

their double inhibition enzyme kinetic model. Ohno et al. 6 7 have

suggested an optimization technique for the operating modes of batch,

semibatch and continuous fermentors. They used the formation rate

of the desired metabolic product as the objctive function to determine

the best operating pattern.· For lysine fermentation, for example,

continuous operation gives the optimal conditions when operating time is

long, while for semibatch operation a large fermentor capacity is impor-

tant. Fisherman and Biryukov 122 used the cumulative cell age model

to find the optimal control scheme for a penicillin fermentation system.

Although these optimization studies have been conducted by the

off-line mode, i.e., solving the optimization problem defined by the

mathematical model of the system, they are still invaluable in that at

least some range of optimal conditions can be determined before the ac-

tual fermentation experiments are conducted. However, it is more

desirable, as suggested by Amiger and Humphrey, 16 and Nyiri et

al., 167 to develop the on-line optimization technique based on the model

reference, in which the optimization process is continuously made

th rough up-dated information from the fermentor system. 16

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Chapter 111

THEORETICAL DEVELOPMENT

A. Reaction Kinetics for Penicillin Fermentation System

(1) Background

Several kinetic models exist for the penicillin fermentation system: a

model based on logistic law used by Constantin ides et al., 76 a cell age

model by Calam and lsmail, 80 a model using an elemental balancing

method by Heijnen et al., 9 1 and enzyme kinetic models by Fisherman

and Biryukov, 122 and Bajpai and Reuss. 118 However, only the mo-

del by Bajpai and Reuss considers the oxygen demand for cell growth

and product formation during the fermentation pr~cess. According

to Ryu and Humphrey 13 and Giona et al. , 156 the rate of penicillin

production is greatly reduced by a limitation of oxygen transfer in the

bulk phase. This oxygen limitation effect on penicillin fermentation

has been studied by Bajpai and Reuss 13 1 using a model simulation tech-

nique. It is Ii kely that in a biofilm fermentor, diffusion of oxygen

into the biofilm layer can be the controlling step for product formation.

However, since the oxygen concentration in the biofilm layer is a func-

tion of substrate concentration and biofilm thickness, it is possible to

indirectly relieve the diffusional limitation of oxygen by controlling the

43

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44

inlet substrate concentration and film thickness in the reactor. From

this point of view, the model suggested by Bajpai and Reuss, 118 which

contains the effects of both carbon substrate and oxygen, was chosen

to be used in this research. Also, the model has already demons-

trated a good agreement between predicted results and experimental

data obtained by Mou, 13 0 in a fed-batch system.

(2) Reaction kinetics model

Bajpai and Reuss 118 employed Contois type kinetics 113 for the my-

cellial growth, since serious diffusional limitations are expected at high

cell concentrations which would cause the apparent saturation constant

to increase, that is:

1 dX s --oc (3. 1) x dt KxX + S

The specific growth rate is also proportional to the dissolved oxygen

concentration in a smilar manner,

1 dX Co -- oc (3.2) X dt KoxX + Co

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45

The specific product formation rate is expressed using substrate inhibi-

tion kinetics, and is,

1 dP s -- oc (3.3) x dt Kp + S(l+ S/Ki)

This specific product formation rate is also affected by dissolved oxy-

gen concentration in a similar fashion, but with a slight modification, as

shown below,

1 dP oc

x dt

Com

m KopX + Co (3.4)

where m is a constant associated with the oxygen uptake and product

accumulation. Since m is specific to the given microorganism and

fermentor capacity of oxygen transfer, m = 1 is assumed in this work

to avoid the mathematical complications. The rates of cell growth, Rx

and product formation, Rp, are then expressed as,

dX s Co Rx - ---- Ux ---- ----- X (3. 5)

dt KxX + S KoxX + Co

dP s Co Rp - ---- Up-------------- x (3. 6)

dt Kp + S(l+ S/Ki) KopX + Co

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46

where Ux and Up are the maximum specific growth rate and maximum

specific product formation rate, respectively. The consumption rates

of substrate and dissolved oxygen are expressed as,

dS 1 dX Rs= - - - ---

dt Y I dt x s

dCo 1 dX

dt y x/o dt

1 dP + __ _

Y I dt p s

1 dP + __ _

Y I dt p 0

+ m X s

+ m X 0

(3. 7)

(3.8)

where Y x/s' Y x/o' Y p/s and Y p/o are the yield coefficients of

the substrate and dissolved oxygen for cell mass and product, respec-

tively. The terms, m and m are the maintenance constants for s 0

substrate and oxygen, respectively. The values of kinetic parame-

ters for Eqs. (3. 5) th rough (3. 8), suggested by Bajpai and Reuss, 118

are listed in Table A 1 of Appendix A. Note that the equation for

growth rate, Eq. (3. 5), takes the form of a double Monod model when a

constant cell mass density, X, is assumed in the biofilm layer.

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47

B. Steady-state Continuous Reactor Behavior

(1) Background

- For aerobic fermentations, the system involves three phases, viz.,

liquid (substrate solution), solid (cell mass) and gas (air) phases.

In a biofilm fermentor system, the solid phase consists of solid parti-

cles, which are coated with a microbial slime layer (bioparticle).

Since oxygen mass transfer can be a rate limiting step in such a sys-

tem, 19' 20 a stirred tank reactor or fluidized-bed arrangement is

prefered to the fixed-bed type operation , because the oxygen transfer

rate can be significantly increased by turbulence in the liquid phase. 22

Behavior of a fluidized-bed reactor (Fig. 1) is· usually analyzed with a

complete-mixing assumption for the reactors with small height to diame-

ter (H/D) ratio, 15 0 and with a plug flow assumption in the fluid phase

for the reactors with large HID ratios. 171 ' 172

For continuous flow systems, these assumptions correspond to a

continuous stirred tank reactor (CSTR) and plug flow reactor (PFR),

respectively (see Fig. 2). The actual performance of a three phase

fluidized-bed reactor is expected to fall between those for the CSTR

and PFR arrangements. 173 ' 174 Therefore, the analyses of these

two ideal contacting patterns will provide valuable information on the

behavior of a real fermentor system. In this section these two ideal

configurations are analyzed under steady-state operating conditions.

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48

AIR OUT

i.o:-~~:--:o:::-'i:==:::t-~BROTH o. 0

AIR BUBBLES

,,7.,.~- FLUIDIZED BIOPARTICLES

t LIQUID

SUBSTRATE

Figure 1. A schema.tic representation of a three-phase fluidized-bed biof ilm fermenter

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So Pin

So, Pin

... r AIR in

(a) CSTR

0

0 0 0

AIR in

(b) PFR

49

AIR out

Sout , Paut

AIR out

Figure 2. Two ideal contacting patterns of a three-phase fluidized-bed biof ilm fennentor

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50

The term, steady-state, implies that the biofilm thickness is constant

due to a balance between growth and cell decay. Cell decay is con-

sidered to include sloughing-off of cell mass from the solid support due

to shear force in the culture broth and cell lysis due to the nutrient

starvation. Atkinson 45161162 suggested the possibility of a me-

chanical method to control the film thickness, as a means to attain

"steady-state film thickness". Rittman and McCarty, 57 ' 58 Ritt-

man, 15 0 and Andrews 15 1 suggested a concept of steady-state growth

balanced with a first-order biomass decay process.

Achievement of a steady-state condition is important for the stable

and long term operation of a continuous reactor system. Through

steady-state analysis, the effects of operating parameters and contact-

ing patterns among the phases can be more clearly demonstrated, due

to the absence of time dependent variables such as biofilm thickness.

Therefore, this part of the study will contribute toward choosing the

proper types of reactor con Figurations for biofilm fermenter systems.

(2) Bioparticles

Fig. 3 is the schematic representation of a spherical bioparticle with

the radii of the inert solid support and the support with attached mi-

crobial film layer shown as R0 and Rf, respectively. The con-

centrations of substrate and dissolved oxygen within the biofilm and the

bulk liquid are given by S, Sb' Co, and Cob, respectively.

l

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51

microbial film

Figure 3. A schanatic diagram of a bioparticle with

attached biofilm layer.

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52

The main assumptions made for the bioparticle are:

1. The bioparticle is spherical with uniform particle radius Rf.

2. The properties of the biofilm layer, including density, cell con-

centration and diffusivities, do not vary with radial direction.

3. The diffusional resistance of the liquid film outside the biofilm

layer is negligible.

In practice, the second assumption may not strictly be true, because

inside the biofilm the microbial metabolism may be limited by low sub-

strate and/or oxygen concentrations, that are different from the surface

of the biofilm. However, one must assume constant conditions since

no quantitative information is available on such property changes within

the biofilm. The third assumption is reasonable because the external

mass transfer resistance becomes negligible for relatively high through-

puts which is needed for proper expansion of the bed. 175 It is also

justified by high Biot numbers ( Bi = k£ R/De: where k£ is

mass transfer coefficient, and De the effective diffusivity of the

substance molecule) in the external boundary layer. For glucose

and oxygen, the values of Biot numbers are in the range of 102 - 10 3 ,

which are high enough to neglect the mass transfer resistant in the

boundary layer. 174 Using these assumptions and the rates of sub-

strate and oxygen utilization defined by the Eqs. (3. 7) and (3.8), we

can derive the following transport equations from steady-state material

balances over the differential volume of biofilm (see Appendix B):

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Substrate:

1 d Os- -

r 2 dr

Oxygen

1 d Do- -

r 2 dr

dS ( r2 -)=

dr

1 --Rx y xis

dCo 1 · (r2 - )=-Rx dr Y I . x 0

53

+

+

1

y p/s

1

Rp

Rp

+

+

mX s

mX 0

(3.9)

(3. 10)

where Os and Do are the effective diffusivities of the substrate and

oxygen within the biofilm phase, and Rx and Rp are given by the

equations (3. 5) and (3. 6), respectively.

Equations (3.9) and (3.10) can be written in the following dimen-

sionless forms,

1 d~ 2 dys) _ -~ - -d~ d~

ys yo as~ s ---------

a + ys s

ys

a + yo 0

yo

a + ys(l+ys/a.) a + yo p I op

+

+ t/J S I

(3. 11)

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54

ys yo +

a + ys a + yo s 0

ys yo aop~op + ~o

a + ys ( 1 +ys/ a.) a + yo p I Op

where the dimensionless variables are defined by,

.; = r/R 0

ys = S/So,

yo = Co/CoO ,

a = Kx X/So, s

a = Kox X/CoO, 0

a = Kp/So , p

a = Kop X/CoO , op

ixi = Ki/So, .

~s = Ux R 2

0

Y x/s Ds Kx

Up X .R 2 0

~ = ------p Y I Ds Kp p s

'

'

(3. 12)

(3. 13)

(3. 14)

(3. 15)

(3. 16)

(3. 17)

(3. 18)

(3. 19)

(3. 20)

(3.21)

(3.22)

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55

Ux R z 0

¢ = 0

(3.23)

YI Do Kox x 0

Up R z 0

¢op= (3.24) Y I Do p 0

Kop

tP s = m R z X/Ds So s 0 (3.25)

tP = m R z X/Do CoO 0 0 0

(3.26)

with So and CoO being the concentrations of the substrate and oxygen

in the feed stream, respectively.

The boundary conditions associated with the differential equations

(3.11) and (3. 12) are,

dys -=O d.;

dyo -=O d.;

at .; = 1

at .; = 1

at .; = 1+c5

at .; = 1 + c5

(3.27)

(3.28)

(3.29)

(3.30)

where c5 is the dimensionless biofilm thickness defined by c5 =

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56

The terms ysb and yob are the dimensionless concentrations of the

substrate and dissolved oxygen in the bulk liquid, respectively. The

conditions (3. 27) and (3. 28) imply that the fluxes of the substrate and

oxygen are zero at the surface of the inert solid particle, since no

reaction occurs in the support material. The condition of negligible

external mass transfer resistance around the bioparticle is reflected in

Eqs.(3.29) and (3.30).

When the concentrations of substrate or oxygen fall to zero inside

the biofilm, the boundary conditions (3.27) and (3.28) should be re-

placed by,

dys = 0 at ~ = ~cs (3.27)'

d~

dyo = 0 at.~ = ~co (3 • 28) I

where r- and r- are the radial positions within the biofilm at "cs "co

which the substrate and oxygen become deficient. These boundary

conditions are employed since there will be no biomass growth, sub-

strate utilization,or product formation in the portion of the biofilm whe-

re such deficiencies occur.

Here it is noted that the values of the dimensionless bulk concen-

trations, ysb and yob, are needed to solve the system of boundary

value problems consisting of equations (3.11), (3.12), (3.27), (3.28)

(or (3.27)' and (3.28)' for the substrates-deficient cases), (3.29) and

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57

(3.30). These values are to be evaluated from the reactor dynamics

for the corresponding contacting patterns and their operating condi-

tions.

(3) Bui k concentrations of substrate, oxygen and product

CSTR Model

For an ideal CSTR contacting pattern in a biofilm fermentor system,

the following assumptions are made:

1. Gas and liquid phases are completely mixed. This implies

that pH, temperature, and the concentrations of the substrate,

dissolved oxygen and product in the liquid phase are uniform

throughout the reactor.

2. Bioparticles are evenly distributed in the reactor, and the size

of the· bioparticle is uniform.

3. Feed stream is presaturated with oxygen.

4. Oxygen uptake takes place only from the liquid phase, i.e.,

direct uptake from the gas phase is negligible.

With these assumptions, the steady-state material balance equation for

the substrate is given by,

Q( So - Sb ) - V· Rs = 0 (3 .31)

where Q = feed flow rate (cm 3 /hr),

V = volume of liquid charged in the reactor (cm 3 ),

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58

Rs = substrate consumption rate by bioparticle,

which is defined by the Eq. (3. 7).

The overall substrate consumption rate, V Rs, is expressed as,

V(l -t) V Rs=----

4/37TRf 3

dS 4 7TRf 2 Ds -

dr r=R f

(3.32)

Substituting (3.32) into (3.31), the dimensionless bulk substrate con-

cent ration is given by,

=1-k·S·N s s

where k = 3(1-£) Ds/(l+o)R 2 s 0

a = V/Q = mean residence time (hr) ,

dys Ns =

(3 .33)

£ = volume fraction in the liquid-solid phase

occupied by liquid,

o = dimensionless biofilm thickness = R/R0 - 1 .

Sjmilarly, the dimensionless bulk concentration of dissolved oxygen is

described to be,

where

= 1 -a

_____ k ·N 0 0

k = 3(1-t) Do/(l+o)R 2 0 0

(3 .34)

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59

dyo No=

ke, = liquid side mass transfer coefficient between an

air bubble and the bulk liquid (cm/hr),

a = effective oxygen mass transfer area per unit

volume of liquid (cm - 1).

The system of ordinary aiffential equations is now completely de-

fined, and the concentration profiles of each component in the biofilm

layer can be found by solving the system. It is unlikely, however,

that an analytical solution can exist for the system. Therefore, a

numerical technique based on a. collocation method is used for this

problem with the aid of a digital computer (see Numerical Technique

section).

Once the concentration profiles are calculated, the product concen-

tration in the bulk fluid can be evaluated.

balance equation on product is given by,

Q( P. - P ) + V· Rp = 0 In b

The steady-state material

(3 .35)

where P. and Pb are the product concentration in the inlet and In

outlet streams, respectively. Rp is the product formation rate per

unit volume of the liquid-solid phase in the reactor. If the product

is assumed to decay in a first-order manner, Eq. (3.35) is modified to

the form,

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60

(3.36)

where kd is the first-order product decay coefficient (hr- 1 ).

The overall product formation rate, V· Rp, is now defined by,

~ R Up·S·X

f47Tr2 ____ _

R Kp+S(1+S/Ki) 0

Co J KopX+Co dr ,

where Np = total number of bioparticles in the fermentor,

= V· (1-t)/ (4/3 7TR/)

(3.37)

vf = volume of biofilm layer on an individual bioparticle,

= 4/37T(R 3 - R 3 ) f 0

Note that the value of the bracket in Eq. (3.37) is the volume average

product formation rate for the individual bioparticles. Product con-

centration in the outlet stream, assuming no product in the feed

stream, i.e. P. = 0, is given by, In

ys yo 3(1-£) ~1+6 Pb = e UpX t 2 ---------dt . (3.38)

(1+6) 2 1 a +ys(l+ys/a.) a +yo S I op

If product decay is considered to occur with a first-order rate, the

bulk product concentration of the outlet stream, Pd , is given by, ecay

Pd = Pb/(1 + 9·kd) ecay (3.39)

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61

PFR Model

In deriving the plug flow reactor model, the same assumptions are ap-

plied as for the CSTR, except that the liquid and gas phases are in a

plug flow mode (see Fig. 2). The additional assumptions made for

the PFR model are:

1. The volume fraction occupied by the gas phase, f, is constant

for the entire reacto·r length.

2. The liquid phase oxygen mass transfer coefficient, k£a, is

constant through out the total reactor length.

These assumptions were used in this study, because most available ex-

perimental results obtained from bubble columns or three phase fluid-

ized-beds show a negligible effect of column height on the air hold-up

and k£a except for very tall columns. 22116811701 1711176

Using these assumptions, the steady-state mass balances for sub-

strate and dissolved oxygen yield,

Substrate in liquid phase:

dSb u(1-f)- +

£ dz

3(1-£)

(1-t) --dS

Ds-dr r=R f

= 0 ' (3.40)

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62

Dissolved oxygen in liquid phase

3(1-E)

(1-t)---

dz

Oxygen in gas phase

t dPo2

dCo Do-

dr

u9 ---- + k£a(Po2/H - Cob) = 0 RT dz

= 0 r=R f

, (3.41)

(3 .42)

The first and second terms of these equations represent the change by

convection and the rate of disappearance of the substrate and oxygen

in the differential height of the reactor dz, respectively. In

Eq. (3 .42), t is the volume fraction occupied by the gas phase in total

bed volume, Po2 the partial pressure of oxygen, H the Henry's law

constant for oxygen. The terms u£ and ug are the superficial

velocities of liquid and gas, respectively.

It is known that in theory, a PFR is equivalent to a CSTR arrange-

ment with infinite number of stages in series. Therefore, PFR be-

havior can be adequately simulated by employing by a series of CSTR's,

for which the total volume is the same as the original PFR. As can

be seen in Fig. 4, the computer simulation results for the models yield

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63

PFR MODEL 1 =0.3 <fixed) -x- NSTAGE=IO

So= !5 (9m/I) -0- NSTAGE=20 10 --6- NSTAGE=!50

0 IC

~ -.. .i:: ........ i 8 ~ 'a

~ ' ll O' \ .5 '· ·u 6 R ~ l

\ ' .. 0 Q \ • e 'o..,.o, ,/\ ~. "c:~:>.Q \ 5 j:::

:r_4-u :::> 8 a: 2 a..

~

"'-~-- .. 0 2 3 !5 10 20 30 50

LIQUID MEAN RESIDENCE TIME, • (hrs)

Figure 4. Effect of the number of CSTR stages in series for simulation of a PFR behavior

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64

unreasonable fluctuations in the substrate and product concentrations

when 10 and 20 stages (individual CSTR's) are employed. However,

a fifty-stage model gives a reasonable profile. A larger number of

stages would give even "smoother" results, but this requires enormous

computing time to calculate the final outlet product concentrations.

Therefore, in this study fifty equal-sized CSTR's are used to approxi-

mate the PFR performance.

For this case, the dimensionless bulk concentrations of substrate

and dissolved oxygen in the· i-th stage, (ysb)i and (yob)i, are

obtained by rearranging equations (3.33) and (3.34) as follows:

Substrate

3(1-£) dys (ysb). = (ysb). l - a. Ds -

I 1- I (l+o)R 2

0

Dissolved oxygen

(yob). = I

3(1-£) (yob). 1 + e.kna - a.----

1- I x. I (l+o)R 2

0

dyo Do--

(3 .43)

d~ ~=l+o

(3.44)

'

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65

The product concentration in i-th stage is represented by,

il +6 ~2 ______ _

1 a:p•ys(l+ys/a:i)

ys yo ]

a:op•yod~ (3 .45)

When the first-order product decay is also considered,

( p ·) •eR decay i-1 i P (P decay)i = (3 .46)

where Rp is the term in the bracket in equation (3.45).

(4) Numerical technique for steady-state analysis

The computation software package COLSYS 177 is used to solve the

boundary value problem described in the previous section. A B-

spline collocation method is employed in the package, COLSYS, to solve

this type of boundary value problem and has been found to be the most

efficient technique for this study. The major advantage of using

COLSYS is that it uses a formerly obtained approximate solution as a

first approximation for a non-linear iteration on a new problem (e.g.,

for continuation purposes). Jn this study, this continuation techni-

que of COLSYS is most useful, especially for the multistage CSTR ap-

proximation of the PFR model.

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66

C. Unsteady-state Biofilm Reactor Dynamics

(1) Background

It is obvious that a continuous uptake of nutrients would result in

continuous biomass growth in a biofilm fermentor, and consequently a

thicker biofilm layer. Due to the dynamic nature of biofilm growth,

the system is basically in a transient state. It is unlikely that the

biomass decay process (sloughing and cell lysis) would ideally balance

the biofilm growth, as was assumed in the steady-state analysis.

Therefore, it would be more realistic to investigate the unsteady-state

reactor performance in light of a changing biofilm thickness. No

such study has been reported in the literature.

In this phase of the work, the following assumptions are considered

in addition to those in steady-state analysis:

1. The cell mass concentration in the biofilm layer, X, does not

change with time, i.e. only the film thickness increases due to

microbial growth.

2. The total liquid volume in the reactor does not change with

time. This implies that the volume fraction occupied by the

liquid in the liquid-solid phase, £, is actually decreasing as the

bed expands because of the growth of the bioparticles.

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67

3. Biofilm decay processes, such as sloughing-off or cell lysis,

are not taken into consideration, and the biofilm is allowed to

grow until it becomes limited by substrate and/or oxygen sup-

ply.

4. The growth rate of the biofilm can be evaluated directly from

the bulk concentrations of the substrate and oxygen, assumimg

flat concentration profiles inside the film layer.

The validity of the last approximation is discussed in Appendix C.

(2) Biofilm growth

The specific growth rate of biomass in the biofilm layer, µf, is

expressed by,

1 dmf µf = -- = (3.47)

mf dt

where mf is the dry weight of the total biomass, vf is the volume

of biofilm, and X is the cell mass concentration in the biofilm layer.

Assuming a constant X, Eq. (3.47) is expressed as,

1 dVf =-- (3.48)

vf dt

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68

This specific growth rate should be equal to the volume average specific

growth rate over the biofilm layer, µavg' which is represented by,

J Rf 41rr• __ s ____ c_o ___ dr•

V f R0 KxX + S KoxX + Co

(3 .49)

Ux

Equating (3.48) to (3.49) yields,

dVf J Rf --= 47TUx

dt R 0

s Co

r 2---- ------ dr KxX + S KoxX + Co

(3. 50)

Note that the volume of biomass is given by,

where 6 is the dimensionless biofilm thickness defined by 6 = (Rf

-Ro)/Ro

Using the dimensionless variables that were defined in the steady-state

analysis, Eq. (3.51) can be rewritten as,

d6 = 6 (01 6(6n+1)2 ys

(1+6) 2 J a + ys s dt

yo ----dn a + yo

0

(3. 51)

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69

where n is the dimensionless radial position defined as

n = (r - R )/(Rf - R ), t is the dimensionless fermentor operat-o 0

ing time defined as t = Ds t/R 2 and e1. is the dimensionless maxi-o I JJ

mum cell growth rate defined as ~ = Ux R 2 /Ds 0

The overall film growth factor, A, is defined by,

ys yo --------dn a + ys. a + yo s 0

(3. 52)

Note that A is a function of time only. Using the Leibnitz formulae,

the overall film growth rate dA/dt is evaluated by,

or,

dA . 1

dt = -~ 0

dA l: = dt

~ [o(on•1) 2 ys at a + ys s

ys q(n) o(on•l) 2

a + ys s

where

1 do a ays s q(n) = --+ +

0 dt ys (a •ys) at s

yo · J dn a0 + yo.

yo dn

a + yo 0

a ayo 0

yo(a •yo) at 0

(3. 53)

(3.54)

(3. 55)

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70

By the mean value theorem, equation (3.54) can be rewritten as,

dA = q . A mean (3.56)

dt

where q is the mean value of q(n) evaluated over [O, 1]. mean

Note that q is a function of time only, and using the flat profile mean

approximation (see Appendix C) for substrate and oxygen concentra-

tions inside the biofilm, it can be represented as,

1 dt5 a s dysb - -- + _____ _

t5 dt ysb(a •ysb) dt s

+

a 0

dyob

yob(a •yob) dt . 0

(3) System of differential equations for dynamic analysis

(3.57)

The unsteady-state material balances for substrate, oxygen and

product over a differential volume of biofilm (see Appendix B for deri-

vation) are given, in dimensionless variables, as follows:

Substrate inside biofilm

ay 1 a2y

·~(:n•ll .~~) ays s s

- ---- - Rs' (3.58) a t 15 2 an 2 15 dt at

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Oxygen inside biofilm

(3. 59)

a '[

Product inside biofilm

aP

a '[ n dc5 ) aP ]

+ wc5 d't -;; + Rp' (3.60)

Bulk Substrate concentration (CSTR)

3(1-t) ays (3. 61)

d't t c5(1 +c5) an n=1

Bulk dissolved oxygen concentration (CSTR)

3(1-t) 1 ayo

----- (3.62) d't t c5(1+c5) r an n=1

Bulk product concentration (CSTR)

3(1-£) aP

-- - - ---W (3.63) d '[ £ c5(1 +c5) an n=1

Biof ilm thickness

dc5 1 = a A (3.64)

d't (l+c5) 2

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Overall film growth rate factor

dA = (3.65)

dt

where q is defined by Eq. (3. 57) mean

The dimensionless parameters used in these equations are,

Tl = ( r - R0 ) I (Rf - _R0 ) (3. 66)

l = Ds/Do (3.67)

w = Dp/Ds (3.68)

~ = Ux R 2 / Ds (3. 69) 0

'[ = Ds t I R 2 0

(3.70)

a = R 2 /8 Ds (3. 71) 0

The dimensionless consumption rates of substrate and oxygen and

product formation rate are given by,

Dimensionless substrate consumption rate

ys yo Rs' = IXS <f>S ---- ----- +

ix + ys ix + yo s 0

-·ys yo ixp<f>p + "'s ,

ix + ys ( 1 +ys/ ix.) a + yo p I op

(3. 72)

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73

Dimensionless oxygen consumption rate

ys yo

+ ex + ys ex + yo s 0

ex + yo op

(3.73)

Dimensionless product formation rate

UpXRo 2

Rp' = ys yo

(3.74) Os ex + yo

op

The associated boundary and initial conditions are,

Boundary Conditions:

ays = 0 (3. 75)

a n ayo

= 0 at n = 0 (3. 76) a n aP

= 0 (3.77) a n

ys = ysb (3.78)

yo = yob at n = 1 (3. 79)

p = Pb (3. BO)

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Initial Conditions at t = 0

ys = , ,

yo = , ysb = , yob = , '

p = 0 I

Pb = 0 I

c5 = c5 0 ,

A = 'A 0 '

74

(3.81)

(3.82)

(3.83)

(3.84)

(3.85)

(3.86)

(3.87)

(3.88)

where c5 and A. are the initial values (at 't: = O) of c5 and A, re-o 0

spectively.

or

A = 0

It is clear that A can be calculated as 0

(1+c5 )l - , 0

, , (3.89)

A = 0 ~~~~~~~- (3.90) 3(a + 1)(a + 1) . s 0

The boundary conditions (3. 75) through (3. 77) are employed here as-,

suming that the inert solid support is non-porous. This is because

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75

in unsteady-state situation, the zero-flux condition at the surface of

the inert solid is allowed only for such a case. The external mass

transfer resistance is assumed to be negligible in the boundary condi-

tions (3. 78) through (3.80).

(4) Numerical techniques for dynamic analysis

To solve the system of equations defined in this section, the compu-

ter software package PDECOL 178 was used. PDECOL is implemented

with a finite element collocation method based on piecewise polynomials

for spatial discretization technique. The B-spline basis 179 is used

in PDECOL for the polynomial functions. The time integration is

carried out by backward differentiation methods. The performance

of PDECOL has been found to be very satisfactory, particularly for the

PDE-ODE coupled system of this study. This is primarily because of

its computation features, including an automatic time step-size selection

to solve the problem efficiently, yet achieve the specified level of error

control.

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D. Evaluation of Substrate Feeding Strategies

(1) Background

One of the most important operational variables by which the pro-

ductivity of antibiotics fermentation systems can be improved is the

feeding of substrates during the operating periods when product forma-

tion occurs. This includes the feed concentration and/or the flow

rate of the limiting substrate. Finding an improved mode of sub-

strate addition empirically is, very expensive, since it will probably r.e-

qui re many costly experimental runs. Computer simulation te~hni-

ques using the proper mathematical models can provide a solution in

less time and at less cost.

The importance of feeding strategy in penicillin fermentations was

realized in the early 50' s by Hosler and Johnson. 18 1 They employed

continuous feeding of glucose. at a low flow rate, starting after the first

18 hours of fermentor operation. In this way the repressive effect

of high glucose concentration was circumvented and a higher product

formation resulted.

Aiba et al. 136 suggested a computer control criterion for baker's

yeast fermentation systems, using the respiratory quotient, RQ, to

maximize the cell growth yield. Prior to the experimental runs, the

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77

feed rate and concentration of glucose in the feed were determined by a

model simulation technique. The experimental results showed good

agreement between actual values of RQ during the fermentation and

those predetermined by the feeding conditions.

Matsumura et al. 124 evaluated feeding rates of glucose and methio-

nine for a fed-batch system of cephalosporin C fermentation, using mo-

del simulation. Fed-batch experiments were then conducted under the

conditions given by the simulation study, with glucose and methionine

fed after depletion of the glucose initially contained in the culture med-

ium. The experimental results showed about 30% increase in the fi-

nal amount of the antibiotic produced, over that of the batch culture.

Pi rt and Righelato 10 0 suggested a feeding policy in which the limit-

ing substrate, glucose, is supplied at a rate a little in excess of the

maintenance ration, so as to inhibit the decay of penicillin accumulation

rate in a two-stage chemostat system for penicillin production.

Ryu and Hospodka 11 proposed controlling the supply of limiting

nutrients for penicillin fementation in such a way that the specific

growth rate is maintained at a constant level. The particular level

is obtained from a quantitative analysis of the physiological state of the

microorganism, so as to support maximum penicillin productivity in the

idiophase. This criterion has been employed by Swartz 10 in the op-

timization of a pilot-scale fermentor system for penicillin production.

Mou 13 0 introduced different types of feeding strategies for a fed-

batch penicillin fermentation system, in which biomass is rapidly accu-

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78

mutated by maintaining a high cell growth rate during the growth

phase, and a low value in the production phase. He calculated the

specific growth rates using the elementary balancing method 86 through

the use of a computer. Using the instantaneous growth rate data

generated by the computer, a substrate feeding strategy was formulated

to control the growth rate at the desired values.

Giona et al. 15 6 studied the effects of oxygen supply on the maximi-

zation of the volumetric productivity of a fed-batch system for penicillin

production. They used a· feeding strategy of constant flow ra.te and

sugar concentration, and constant air flow rate. They noted that

the maximum production of penicillin requirement also increases.

Bajpai and Reuss 131 examined four different strategies of sugar

feeding in a fed-batch penicillin fermentation system: 1) constant su-

gar feed rate, 2) constant specific sugar feed rate (grams of sugar per

gram of cell mass per hour), 3) controlled sugar feeding in order to

maintain a constant sugar concentration in the system during the pro-

duction phase, and 4) controlled sugar feeding so as to reproduce a

preset growth pattern. They found that the maximum predicted pro-

ductivities are more or less independent of the feeding strategy, pro-

vided fermentations are carried out under the optimal conditions corres-

ponding to the strategy chosen. They also investigated the effect. of

oxygen transfer capacity on the final penicillin titre by setting a limited

biomass growth. According to their results, the oxygen transfer

capacity of the reactor was found to play a very important role in ac-

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79

hieving the maximum productivity. They pointed out that the high

cell mass concentration, which results from a high sugar feed rate, de-

mands a higher oxygen transfer capacity. That is, unless an auxili-

ary measure is taken to enhance the oxygen tansfer, the productivities

of the fermentation system will decline drastically due to serious oxygen

limitation, when cell mass concentration is high. These results sug-

gest that the sugar feeding strategy should be determined in light of

other limiting nutrients, such as oxygen in the case of a penicillin fer-

mentation.

In this study, various strategies of glucose feeding were investigat-

ed for their effect on the final product concentration and productivity

of a biofilm fermentor system for penicillin production. Since oxygen

utilization has also been incorporated into the model for cell growth and

product formation, this study is expected to reveal the impact of sugar

feeding strategies on the productivity, while including oxygen limitation

effects.

It was noted that there exist "optimal" concentration profiles, in the

biofilm layer, because too high a substrate concentration would cause an

inhibitory effect on product formation, and too low a concentration

could result in substrate deficiency. It has also been observed from

the unsteady-state results that a high biofilm thickness causes oxygen

deficiency in the film, and eventually yields a drastic decrease in the

product formation rate. Therefore, it is important to maintain a rela-

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80

tively low substrate concentration and a high oxygen concentration in

the biofilm layer to minimize the adverse effects of fast growth of the

film thickness, while maximizing the product formation rate. In this

regard, the main strategy for glucose feeding should be chosen so as to

maintain the concentration profiles inside the biofilm layer that are opti-

mal for product formation.

(2) Growth rate correction factor

In the previous section, biofilm growth rate has been estimated by

assumimg flat concentration profiles of substrate and oxygen inside the

biofilm. While this assumption is acceptible when there is no sub-

strate or oxygen deficiency inside the film, it may result in overesti-

mated values for biofilm growth when such deficiencies do exist.

Because of the inhibition effect of high substrate concentrations, the

maximum penicillin titre appears only when the substrate concentration

deep inside the film is very low. Even though this substrate defi-

ciency can be relieved by increasing the feed concentration, there still

could be an oxygen deficiency as the biofilm grows. In this case,

only the 'non-deficient zone of the film contributes to the total biofilm

growth, resulting in a growth rate smaller than that calculated with the

flat-profile approximation. Therefore, a growth rate correction fac-

tor, C , has been incorporated to correct for the overestimation, µ

which is evaluated as a

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81

function of t, dimensionless fermehtor operating time, as follows,

1. Using the software package PDECOL, a simulation run is made

without any correction on biofilm growth rate. The growth

rate calculated by PDECOL (with the flat-profile assumption) at

each time interval is denoted as A d . P e

2. True growth rate is evaluated from the obtained concentration

profiles by using Simpson's rule, 182 and the value is denoted

as A . s1mp

3. The ratios of A . /A d are calculated at each time inter-s1mp p e

val and plotted for a curve-fit. SAS (Statistical Analysis

System) 183 programming NLIN, which is based on a non-linear

regression technique, is used to find the parameters for the

desired curve-fit equations.

4. Using the curve-fitted equation, C ( t), another simulation µ

run is made with the corrected overall growth rate factor,

A d * C (t). P e µ

5. The new true growth rate, A . , is evaluated from the con-s1mp

centration profiles obtained, and compared with A d *C (t). P e µ

If the difference between A . and A d * C ( t) is less s1mp p e µ

than 10%, the concentration profiles and growth rate are ac-

cepted as the corrected values. If the error does not fall

in the range, steps 3, 4 and 5 are repeated until the criterion

is met.

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82

(3) System of differential equations for evaluation

of feeding strategies.

The unsteady-state mass balances for the substrate, oxygen and

product derived in the previous section are still valid for the study of

feeding strategies. In addition, two more variables are needed for

complete description of the system now under consideration: inlet sub-

strate concentration as a function of t, and the growth rate correction

factor, C ( t) . µ

The inlet substrate concentration,

function of t,

S. = So * f( t) I

S., is now expressed as a I

(3. 91)

where So is the initial substrate concentration in the feed at t = 0, and

f( t) is a function for the desired feeding strategy. If the feed sub-

strate concentration is to be increased linearly at the onset time t 0 ,

the inlet substrate concentration, S., is represented as I

(3.92)

In dimensionless variables, Eq. (3.92) becomes,

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y. = I

83

for t < t 0

where K1 is the increasing rate of the concentration.

(3.93)

Hence, the

system of differential equations used to evaluate the feeding strategy

consists of equations (3. 58) th rough (3. 65), for the concentrations of

substrate, oxygen and product in the biofilm and in the bulk fluid, in

addition to the equations for inlet substrate concentration and growth

rate correction factor, as fol lows,

Inlet substrate concentration

dy. I

d t

Growth rate correction factor

dC µ

dt = c '(t)

µ

for t < t 0

for t > t 0

(3.94)

(3.95)

where C ' ( t) is the differential of C ( t) with respect to t. µ µ

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84

The initial and boundary conditions are the same as those were used in

the previous section. In addition to these, the initial conditions for

(3.94) and (3.95) are,

y. = 1 I

c = 1 µ

respectively.

(3.96)

at r = 0 (3.97)

Page 99: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

Chapter IV

RESULTS AND DISCUSSION

A. Steady-state Analysis

The objectives of this phase of the study were to investigate the

diffusion-reaction characteristics of the system, in the absence of

changing amount of biomass in the fermentor and changing biofilm

thickness. As can be seen in the "Theoretical Development" chapter,

cell growth is considered in the computation of substrate and oxygen

utilization, even though the total cell mass and biofilm thickness are

held constant. This might be visualized as a reactor system in which

all new cell growth sloughs off the bioparticles, and is carried out of

the reactor without significantly contributing to the overall rates of

substrate consumption and product formation. While this may have

little physical relevance, an understanding of these results is neces-

sary to analyze the more realistic and complex case of a constantly

changing biofilm thickness ( i.e., total cell mass increases due to cell

growth). It should also be noted that all of the steady-state investi-

gations have been conducted based on a constant number of bioparticles

and liquid fraction in the reactor. Thus a thicker biofilm corresponds

to a greater total cell mass in the fermentor, and consequently a larger

bed volume.

85

Page 100: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

86

(1) Steady-state biofilm kinetics

Fig. 5 demonstrates typical substrate and oxygen concentration pro-

files through a biofilm 0.02 cm thick at various inlet substrate concen-

trations. These results are based on a complete mix contacting pat-

tern and a residence time of 1 hour. At an inlet substrate

concentration, So, of 20 gm glucose/liter, the substrate concentration

decreases from about 18.5 gm/liter at the outer film surface to about

18.2 gm/liter at the solid support-microbial film interface. At this So,

the oxygen concentration decreases rapidly to zero such that a signifi-

cant portion of the biofilm is under conditions of severe oxygen limita-

tion. Thus the average rate of product (penicillin) formation is limited

by the lack of a sufficient supply of oxygen. It should also be not-

ed, however, in this case that even with adequate oxygen supply, the

product formation rate would be relatively slow due to the substrate in-

hibition effect. A similar but less drastic situation exists for the case

of So equal to 2 gm/liter, although the oxygen limitation is not as sev-

ere. For a So of 1 gm/liter, the oxygen concentration appears to re-

main high enough throughout the film depth for the oxygen supply to

be adequate.

It has been proposed 4 5 ' 6 1 that the penetration depth of the limit-

ing nutrient be used. to define the "ideal film thickness". Based on

this idea, an inlet substrate concentration between 1 and 2 gm/liter

would be optimum for this biofilm thickness. However, it is obvious

Page 101: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

o.e

~ ~ 0 .,, > 0.6

~ ~ J: z UJ 0 ~ 0 0.4

en en UJ ----~

~ en z UJ ~ 0.2 c

0 0

----

87

So= 20 (cJTlll ) / ,,

I I/ / '1

I 11 . / '1 I ,'1

I I/ / ,, I 11 / ,,

SUBSTRATE , YI I 11 I II

I I I I I

, I I I I I

OXYGEN, Yo

_ ... -_ ... .. -_ ..... "" .. , .. ,,'

,1 I I 1 I I // I/

I I I I I I I

~, II I ,' I I

, I I ,' I , 2 I I

,' I I ' I I

I I

I I

I I I I

,' I , I

I / I I

I I ,' I 20

I I I I

I I I I

I I I I

I I

' I I I ,' I

I I I I ,' / , ,,,

..,,.,," / - ,,,,, ....... .... __ .... 0.1 0.2 0.3 0.4

--. BIOFILM THICKNESS , & ( DIMENSION..ESS)

Figure 5. Dimensionless concentration profiles in the biofiJm layer, h = 0.4, and 9 = 1 hr.

Page 102: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

88

from the Fig. 6 that this is not the true case, and that a :

gm/liter will yield more product (at the dimensionless biofilm thickness,

l3 = 0.4). This is due to less of a substrate inhibition effect on pro-

duct synthesis than that occurs for higher values of So.

Considering Fig. 6 and the curve for So = 0.5 gm/liter, product

formation decreases with decreasing film thickness when l3 is less than

approximately 0.38. This is the result of less total cell mass present

in the reactor, and a lower average specific production rate (see Fig.

7). However, lower product formation for a thicker biofilm (i.e., l3

greater than 0.38) is caused by substrate limitation inside the biofilm.

Therefore it is clear that there exists an "optimum" biofilm thickness

for a given inlet substrate concentration, which is different from the

penetration depth defined elsewhere.

From Figs. 6 and 7, it is also apparent that the optimum film thick-

ness for a given So value, or vice versa, is also a function of the con-

tacting pattern in the reactor. In addition, it is interesting to note

that the optimum biofilm thickness for So = 0. 5 gm/liter is roughly the

same as that for So = 2 gm/liter (complete-mixing case). However, at

So = 2 gm/liter the production rate is much lower due to the substrate

inhibition of product synthesis by the higher substrate concentration in

the biofilm. Also, in this case the reduced production rate which is

observed for biofilms thicker than the optimum value is because of sev-

ere oxygen limitation, while substrate limitation is responsible for the

same res u It at the low So cases.

Page 103: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

- 30 ... ~

' :i ·a I ~

- 20 . ~ g 8 a:: a. 10 ._

~ 0

CSTR PFR

0.1 0.2

' So=0.5

I --, ---... ----

,-·

-- ------------- - --- - - - .. _ -....

' So• 2.0 (9m/I) - --- --- ______ JI __ - - - - --- -- -- - --

0.3 0.4

BIOFILM THICKNESS, I (DIMENSIONLESS)

Figure 6. Effect of biofilm thicknesses on product concentration in the outlet stream for a CSTR contacting pattern, 9 = 1 hr.

CX> <D

Page 104: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

-~ .&:

'.J 8

" ~

I 0 e -~ ~ 0:: Q..

4

2

CSTR

PFR

- - ·--.. -- ---.,.-.::.: ---- ------ ------------- ----- -- ... ...-:::.--_ - - - -- - - - - -- - -- ----------------.---~:,:o So•z.o ,...,,, -_ ... -·-------·-------·-------- -- --- -------- --- -- -----------

0-=:;;;.;;__ __ ...__ ____ ~ ____ J...._ ____ ..L_ ____ .,L-____ ..J_ ____ ..L.. ____ _._ ____ ~----....J

0 0.1 0.2 0.3 0.4

BIOFILM THICKNESS , 6 (DIMENSIONLESS)

·Figure 7. Effect of biofilm thicknesses on the specific productivity of a CSTR contactirg pattern, 8 = 1 hr.

(!) 0

Page 105: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

91

(2) Analysis of complete-mix reactor

In virtually all fermentation processes, a high final product concen-

tration is desirable to minimize the separation costs. Within the bounds

set by a system's kinetic characteristics, a high biomass concentration

(in this case a "thicker" biofilm) and a high substrate supply tend to

maximize the final product concentration. Therefore, the results dis-

cussed below will pertain to the systems with higher inlet substrate

concentrations than those used for the previous results. The results

are presented as final product concentration or specific productivity, as

a function of initial inlet substrate concentration (So) and mean resi-

dence time( a) for a fixed (steady-state) biofilm thickness.

Figs. 8, 9 and 10 show the relationship between outlet product con-

centration and mean residence time, for three biofilm thicknesses.

For a given So, product concentration initially increases as a is in-

creased. Eventually a residence time. is reached at which product

concentration is maximized. Residence times longer than this value

result in a lower product concentration. The initial increase in pro-

duct concentration, as a is increased, is due to the substrate inhibition

characteristic of the product formation rate. This is because of the

fact that steady-state bulk substrate concentration, Sb, decreases as

a is increased. In other words, at low residence times, the product

formation rate is limited by substrate regulation (i.e., "too much"

Page 106: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

92

CSTR MODEL

1 =o.z l fixed>

-=s 1000 :0:: -' .5 j rt 0 E -~ u

g 100

~ Q.

I-"" _. I-a

Sos 20 ( CJll/1 )

2

LIQUID MEAN RESIDENCE TIME I • (hrs)

Figure 8. Product concentrations in the outlet stream for a CSTR contactin:J pattern at various mean residence times, b = 0.2, fixed

Page 107: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

-... u -= 10 ...... . 5

-. (.) z 0 (.)

t; ::l I Q

~ Cl.

93

CSTR MODEL

& =0.3 <fixed)

so=40 (om/I)

10 .............. ~ ...... ....&.1.~--.l~~--''-'-~--.li-.-......r..~--i---~--1~-----'~'"""' I 2 3 10 20 30 100 200

LIQUID MEAN RESIDENCE Tl ME , e (hrs)

Figure 9. Same as Figure 8, except & = 0. 3

Page 108: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

-' c

g Cl 100

~ a.

94

CSTR MODEL

i = o.~ (Fixed)

I I I I

\ I

'

So= 20 (gm/I)

' \

LIQUID MEAN RESIDENCE TIME , 8 ( hrs)

\ \ I \

I I I

Figure 10. Same as Figure 8, except S = 0.35

\ I \ I \ I I

Page 109: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

95

substrate). At residence times above that which yields the maximum

product concentration, Sb is so low that product formation is limited

by a substrate deficiency inside the biofilm. Since substrate con-

sumption rate for cell maintenance is independent of S (see eqn. (3. 7)),

a relatively larger fraction of the total substrate consumed is used for

cell maintenance purposes instead of product synthesis, and conse-

quently the outlet product concentration is less than the maximum.

The maximum product concentration which can be achieved for a

given So increases as the value of So is increased. This is to be ex-

pected since the total substrate supplied, and hence that available for

product formation, is increased. However, at higher inlet substrate

concentrations a longer residence time is required to lower the bulk

substrate concentration to the level at which product formation is max-

imized.

The effects of mean residence time and inlet substrate concentration

on specific productivity are demonstrated in Figs. 11, 12 and 13.

For a fixed biofilm thickness, the maximum attainable productivity is

constant for all inlet substrate concentrations. This is to be expect-

ed in light of the model used for the specific production rate of penicil-

lin, which is a function of substrate and oxygen concentration only.

The oxygen concentration gradient through a biofilm layer was shown

previously to be a function of substrate concentration employed, for a

fixed biofilm thickness. Therefore, for a given biofilm thickness,

Page 110: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

Cit e -

5

CSTR MODEL 6 = 0.2 <fixed>

96

UlUID MEAN RESIDENCE TIME , e (hrs)

Figure 11. Effect of mean residence t:ilne on the specific productivity for a CSTR contacting pattern, & = 0.2, fixed

Page 111: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

u ·2 3 d?. 0 E -~ I- 2 > t; :::> 0 0 0: I a..

97

CSTR MODEL

6 = o.3 <fixed>

So=40 (gm/I)

oE=::::§§~::::.c::::c~!!l!!!!!!::::::;;~==:i:::::::::'.'__~...L.-~_._~~L--~ I 2 5 10 20 100 200

LIQUID MEAN RESIDENCE TIME, e (hrs)

Figure 12. Same as Figure 11, except ~ = 0.3

Page 112: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

CSTR MODEL b : o.35 <fixed>

98

LIQUID MEAN RESIDENCE TIME, I (hrs)

Figure 13. Same as Figure 12, except ~ = 0.35

Page 113: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

99

there exists a bulk substrate concentration, Sb, which is most favo-

rable for the product formation and yields the maximum productivity.

An increase in So requires that a longer residence time be used to

maintain this Sb level, yet the magnitude of the maximum productivity

is kept constant.

As shown in Table 1, the maximum attainable productivity decreases

as the biofilm thickness is increased. This is because a larger frac-

tion of the cell mass in the biofilm is oxygen limited for the thicker

biofilms, even under the conditions at which the bulk substrate concen-

tration is most favorable for product formation (low enough to eliminate

the substrate inhibition effect). Thus, the efficiency of the cell

mass for product formation is greater for thinner biofilms (high produc-

tivity), but for a given number of bioparticles, a thicker biofilm and

higher So are requied to achieve high outlet product concentration.

In other words, although the specific productivity is higher for thin

biofilms, the volumetric productivity (mg Penicillin/liter/hour) of a giv-

en reactor will be higher for thicker biofilms.

It should be noted that product decay effects have not been consid-

ered in the above discussions. Figs. 14 and 15 demonstrate the ef-

fects of this decay, assuming the first-order decay rate used by Bajpai

and Reuss. 13 1 Obviously, the product decay effects are most severe

at the higher mean residence times. This significantly reduces the

increase in outlet product concentration which results from increased So

and e, especially when a high So is employed.

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100

Table 1. Maximum attainable productivity in CSTR, So=10 (g/liter)

Dimensionless Maximum Residence Biofilm Thickness Productivity * Time( hrs)

0.10 4.38 90 0. 15 4.45 75 0.20 4.39 60 0.25 4.26 47 0.30 4. 11 35 0.35 3.95 31

* Unit is (mg Penicillin/g dry cell wt/hr)

Page 115: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

-l5 = ' . s :~ ~ at E -.

(.) z 0 (.)

I-(.) :J 8 a:: a. I-UJ ..J I-~ 0

1000

100

CSTR MODEL

& = o.3 <fixed l kd= 0.01 < hr-11

101

,,,,·-· ..... , / __ ....... __ .... ,

, ' , ' , . , , ,

... .... ...

So=40 (Qm/llter)

.... .... ,

' '

10._---~....__~...._...._ ................ _,,_._._~~-'-!.--........ ~~---"--'-......... ~~--'-~-'--" I 2 3 10 20 30 100 200

LIQUID MEAN RESIDENCE TIME , e (hrs)

Figure 14. Effect of product decay on the outlet product concentration in CSTR contacting pattern :

without product decay effect, and

--- - --- with product decay effect

Page 116: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

-

CSTR MODEL • =0.3 (fixed)

5 kd =0.01 (hrl)

2

102

10 20 30

'"",----- ... ,, ... ,' \ ', , ' ... , ' ' , ' '

I \ '\

\ . \

So=40 (9m/l1ter)

50 .100 200

LIQUID MEAN RESIDENCE TIME, e (hrs)

Figure 15. Effect of product decay on the specific productivity in a CSTR contactil'lJ pattern : without product decay effect, and ----- with product

decay effect

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103

A significant decrease in the maximum attainable productivity is also

observed when ,product decay is considered (Fig. 15).

(3) Analysis of plug flow reactor

The effects of increasing inlet substrate concentration on final pro-

duct concentration and specific productivity for a plug flow reactor are

much different from those of the complete mix system. The maximum

outlet product concentration only increases by a factor of about three,

for an increase in So from 2 to 40 gm/liter (Fig. 16). By definition,

bulk substrate concentration in a plug flow system is equal to So at the

reactor inlet, and decreases as the substrate flow move.s toward the

reactor outlet. At high inlet substrate concentrations, a significant

portion of the reactor toward the inlet is under conditions of severe

substrate inhibition of product synthesis. Similarly, a significant

portion of the reactor toward the outlet may suffer from substrate defi-

ciency. This means that in the plu·g flow configuration, only a very

small portion of the biomass is actively producing the product. If

So is increased, a longer residence time is required to sufficiently re-

duce substrate levels such that product synthesis can occur. Unlike

the complete mix reactor, most of the additional substrate being sup-

plied is not available for product formation, but is consumed in the

"non-productive" portion of the reactor. The slight increase in

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104

100 PFR MODEL -~

& = o.3 <fixed >

:§ 50 c: cf 0 E -

(.) 2 z 0 (.)

I-g c 0 a: a. I-tu ...J I-~ 0 2

200

LIQUID MEAN RESIDENCE TIME, t (hrs)

Figure 16. Product concentrations in the outlet stream for PFR contacting pattern at various mean residence times, & = 0.3, fixed

Page 119: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

Q

-~ 5

14

12

105

PFR MODEL

• =0.3 <fixed>

So= 2 (gm/I)

t; 4 ::::> c 0 So=5 a:: Q.

2

LIQUID MEAN RESIDENCE TIME , • {hrs)

Figure 17. Effect of mean residence times on the specific

productivity for PFR contacting pattern, cS = o. 3, fixed

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106

product concentration that does result from an increased So is due to a

change in the bulk substrate concentration profile along the reactor,

such that product formation occurs in a smaller portion of the biomass,

but at a faster specific rate. This implies that a larger fraction of

the substrate is used for product synthesis and less is consumed for

cell maintenance purposes.

Fig. 17 shows the decrease in the maximum attainable specific pro-

ductivity which occurs as So is increased. This is because the in-

crease in maximum product concentration that occurs with increased So

is much less than the increase in mean residence time which is required

to achieve maximum product formation. Although more product is

formed, it is done so at a slower overall rate. In other words, alt-

hough the bulk substrate concentration is decreased by increasing 8,

the portion of the reactor occupied by an Sb favorable for product

formation is not increased as much as 8 is, thus resulting in a lower

overall productivity.

The same reasoning can be applied for the results of Figs. 18 and

19, in which the product decay effect is demonstrated for the plug flow

reactor system. It can be noted here that product decay does not

have a large effect on either. outlet product concentration or specific

productivity. This emphasizes the fact that the product is formed

only in the portion of the reactor toward the outlet, such that increas-

ing the liquid mean residence time does not significantly increase the

"residence time for product decay".

Page 121: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

- 100 ~ u :::

' .= ·u l a-E -~ (,)

t; § a:: a. .... LI.I ..J .... ::> 0

PFR MODEL

6 •O.J (fixed) kd= 0.01 <hr-•>

2 3

107

So=20 (.vtlt•)

20 30 ~

LIQUID MEAN RESIDENCE TIME, t (hrs)

100

Figure 18. Effect of product decay on the outlet product concentration in PFR contacting pattern :

without product decay effect, and

------- with product decay effect

Page 122: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

1.2

So•2 ( fJ!ft/litw )

So= 20

2 10

108

PFR MODEL

& = o.3 ( fixed l

kcl :O.Ol(hr-1)

...

20 30

LIQUID MEAN RESIDENCE TIME, I (hrs)

100

Figure 19. Effect of product decay on the specific productivity in PFR contacting pattern : ---- without product decay effect, -- - - - - with product decay effect

Page 123: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

109

(4) Comparison of complete-mix and plug flow contacting patterns

From the results shown in the Figs. 20 and 21, it is clear that a

complete-mix contacting pattern is superior to a plug flow one. In-

clusion of the product decay effect will slightly reduce the advantage of

the complete-mix reactor system at long residence times, but the supe-

riority over the plug flow system is still quite appreciable. This re-

sult is to be expected in light of the substrate inhibition effct on pro-

duct synthesis at high substrate concentrations, and the fact that the

plug flow pattern tends to ma·ximize the average substrate concentration

inside the reactor. It should be ·noted, however, that a decrease in

the sensitivity of product decay to outlet product concentration can be

a major advantage of plug flow contacting pattern when such an effect

is controlling the economy of a fermenter system. This comparison of

two ideal extremes in contacting patterns demonstrates that the ultimate

performance of a fermentation system can be strongly influenced by the

physical restrictions of the fermenter itself, including the mixing char-

acteristics.

In practice, to assure the complete-mixed contacting pattern in a

fluidized-bed biofilm fermenter, choosing a reactor of small height/diam-

eter ratio and/or with a recycle stream is considered to be an important

criterion for the design purposes.

Page 124: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

as ~

......

. 5 ·c:; ·2 if Cl E

~ ti J: z w u

8 t3 ::)

8 a:: a. I-~ I-::) 0

' =0.3 (fixed)

CSTR PFR

1000

100

110

So= 40 ( gm/ llte!J_ --,. , .,,,..-"""'-:, .... -----,., .-, -. .. -

, .... -:: :.-----... .- J.--

-:.-- -- I ' I

10.....__._..__..___.~-'-~~ ........ "'-"..U...~--IU-L---i.~"'-~1....1.-'-'-'-~~-L..~~ I 2 10 20 30 so 100 200

LIQUID MEAN RESIDENCE TIME , I (trs)

Figure 20. A canparison of the performance of CSTR and PFR contacti1l3' patterns in tenns of the outlet product c:xmcentration

Page 125: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

CJI e ->-t: ~ t> B 0 a:: a..

• =0.3 (fixed> -CSTR

---- PFR

111

LIQUID MEAN RESIDENCE TIME , I ( hrs)

200

Figure 21. A carp3rison of the specific productivity for CSTR and PFR contactin3' patterns

Page 126: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

112

B. Dynamic Analysis

In most fermentation systems, the levels of nutrient supplies which

allow significant product formation also allow cell growth. Although

penicillin synthesis is considered to be non-growth associated, the time

constant for the rate of cell growth is usually of the same order of

magnitude as that of product formation. Hence, the system is basi-

cally under the unsteady-state situation in which total biomass concen-

tration and biofilm thickness are continuously changing. In other

words, such a pseudo- steady-state approximation is not appropriate for

a rigourous analysis of the real system which inevitably includes the

biofilm growth. Therefore, in this part of the study, the cell

growth phenomenon is incorporated into the reactor models and the dy-

namic behavior of the system is investigated. At the beginning of

the fermentation, the solid supports are assumed to be inoculated with a

very thin biofilm which is in a proper physiological state for immediate

growth (i.e., no lag phase).

Since the previous results proved the complete-mixed contacting

pattern to be superior to the plug flow case, only the the complete-mix

case was investigated.

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113

(1) Biofilm growth

From Figs. 22, 23 and 24, it can be seen that biofilm growth de-

monstrates a similar pattern to that in a dispersed-phase batch fermen-

tor, i.e., a rapid growth phase followed by a period of no apparent cell

growth (stationary phase). As the biofilm grows, the total cell mass

in the fermentor also increases so that the total consumption rate of

substrate increases. Therefore, the bulk substrate concentration

continuously decreases during the active growth phase of the fermenta-

tion. For low inlet substrate concentrations (So), such as 1 g glucose/

liter or less (Fig. 22), this results in a constantly decreasing specific

growth rate. However, at the higher inlet substrate concentrations

(5 g/liter or greater), the growth rate is initially constant. That is,

the growth rate is zero order with respect to substrate concentration in

the biofilm. Eventually, the biofilm thickness reaches a level which

corresponds to a sufficient biomass- concentration in the fermentor, and

hence sufficient substrate consumption, such that the bulk substrate

concentration becomes low enough to limit the growth rate.

It is interesting to note that for So = 40 g/liter, the stationary

biofilm thickness is slightly less than that for So = 30 g/liter. In

addition, the growth rates for both cases show an identical pattern un-

til the growth ceases altogether. This can be explained by consid-

ering the fact that oxygen limitation of growth can occur at the thicker

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114

biofilms, regardless of the bulk substrate concentration. It should

also be noted that the higher substrate concentration accompanies more

active consumption of oxygen du ring the exponential phase. Hence,

at a biofilm thickness of about o =0.2, the growth rate for So = 40 g/li-

ter is controlled by the oxygen deficiency in most of the biofilm.

Eventually, the biofilm reaches such a state that virtually all of the

oxygen transfered to the bulk phase is balanced with the consumption

by the existing biomass for maintenance purposes, and growth ceases.

On the other hand, for an So of 30 g/liter, a low bulk substrate con-

centration is controlling the biofilm growth at o greater than 0.2.

Thus, the overall rate of oxygen consump~ion is slightly less than that

for So = 40 g/I iter, which imp I ies less of a I imitation on growth by oxy-

gen, resulting in a thicker biofilm.

Increasing the mean residence time of the substrate stream, at a

fixed So, would cause a decrease in bulk concentration, and hence a

slower increase in biofilm thickness. This can be seen by comparing

Figs.22, 23 and 24. Since a longer residence time yields a lower bulk

substrate concentration for a given amount of biomass, a thinner biofilm

(i.e., less total biomass in the fermenter) will result from low growth

rates. This low growth rate also causes a low oxygen consumption

rate. Therefore, as shown in Fig.23, the stationary biofilm thickness

for So = 40 g/liter is now higher than that of So = 30 g/liter, implying

substrate control of biofilm growth.

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115

,.,0 I = 10 HRS.

x --- PRODUCT CONc.

------- BIOFILM THICKt£SS, 3 "° m So w z ~ u ~ I-

~ ii: Q CD ... 0

...... . s ·u ·c: if "' e u ~ u I-u ::> 0 0 a: CL

10

-----··-·-~

·--··-0.1

10 20 30 60

DIMENSIONLESS FERMENTOR OPERATING TIME, '1:

Figure 22. The chan:;Jes of product concentration and biofilm thickness during the fennentor operating period at various substrate concentrations, SO (g glucose/ liter). Liquid mean residence time, 9 = 10 hrs.

70

Page 130: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

"'o x "° CJ) 1000 CJ) LM 5 ::c I-:ii _, I!: 2 CD

100 -

-. ~ 0 10 u 1-u 5 ~

I 0

, , I

8 = 20 HRS.

PRODUCT ca«:. --- - • BIOFILM THICKNESS, 3

, / , ,

, /

/ I ,

/ /

10

"

,, ,-.',/ / 1~' ~" ~,. "'7 .v ,

20

116

------- -- - - -- 40 ------· 30

-- --- -- -- ------2

. 30 60

DIMENSIONLESS FERMENTOR OPERATING TIME, 7:

Figure 23. Same as Figure 22, except 9 = 20 hrs.

70

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"'b x

... 0 -

-~ u .... u B 0 a:: a..

100

10

0

, , I

117

8 = 50 HRS

I I , ,

I I

,

PRODUCT CONC •

BIOFILM THICKNESS, ~

,.,-·------------- 40, ea ,/ ,,,---------------- 30 ., ,, • ·' , ---, ,· - ---- ----- zo , , , /.

,. I ,,

I I

I

10

, . , ·' , ,

II I/ .•

I/ ,' ,,,,, ,,, ~­~ ---,,,,· ,,,

IJ' ,, 1,'

.~' 1'

.#

zo

--- --- 10

- -- ---- --- ~

40 eo

DIMENSIONLESS FERMENTOR OPERATING TIME, 7:

Figure 24. Same as Figure 22, except 9 = 50 hrs.

70

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118

(2) Product formation

The pattern of product formation, Ii ke biomass growth, also appears

similar to that for a dispersed-phase batch fermentation. That is,

product appears only after the growth rate begins to slow down, and

the product concentration reaches a maximum immediately before the on-

set of the stationary phase. In other words, biomass must accumulate

to a sufficient level so as to ·reduce the bulk substrate concentration to

below inhibitory levels, for product formation to begin. However,

when growth reaches the stationary phase, the product concentration

begins to decrease. This is because the biofilm is in a state of sev-

ere substrate deficiency when the growth has ceased, causing the pro-

duct formation rate to drastically decrease, and eventually go to zero.

Hence, the product is washed out of the reactor and the concentration

decreases rapidly. In the cases where oxygen deficiency is the pri-

mary reason for the initial decrease in growth rate, it also causes a

severe reduction in the product formation rate (see Fig. 22, So = 40 g/

liter and Fig. 24, So = 50 g/liter).

It is interesting to note, that after the maximum is reached, the

product concentration decrease at a slower rate for higher values of So.

This results in more or less flat profiles for product concentration near

the maximum point, as shown in Fig. 22 for the values of So greater

than 20 g/liter. Since the higher So yields a thicker biofilm at the

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119

stationary phase, a larger portion of the biofilm is under condition of

low substrate concentration (but not deficient), which favors product

formation by minimizing substrate inhibition. In other words, be-

cause of the low substrate concentration in the biofilm, a relatively lar-

ger portion of the biofilm is available for product formation, and yet

the overall growth rate is kept minimum. This observation is impor-

tant for the purpose of fermentation control, since it implies that the

production phase can be extended by controlling the substrate concen-

tration in the biofilm to be low enough to eliminate the inhibitory effect

on product formation, and maintain biofilm growth at a minimum level.

The latter is important so that oxygen deficiency is delayed, which also

favors extended product formation.

In considering Fig.22, it can be ·noted that for So = 0.1 g/liter pro-

duct is formed for a longer period of time than for So = 0.5 g/liter.

This is possible for thin biofilms (for So = 0.1 g/liter, maximum o is

only 0.002), because the substrate supply rate (diffusion through the

biofilm) is more ideally balanced with the consumption rate. The

consumption rate of substrate is to be continuously increasing, because

of the biofilm growth. Therefore, the production phase will last un-

til substrate deficiency occurs from a consumption rate greater than the

supply rate from the bulk phase. For So = 0.5 g/liter, product for-

mation begins initially in the interior portion of the biofilm (low sub-

strate concentration) while outer portions are still actively growing

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120

(higher substrate concentration). The active growth region is con-

suming the substrate at a faster rate, and thus the bulk concentration

decreases over a shorter period of time than for the case of So = 0. 1

g/liter. Since the biofilm thickness is already large enough to cause

a higher consumption rate than the supply from the bulk phase, the

substrate deficiency occurs earlier than for the case of So = 0. 1 g/li-

ter.

The effect of mean residence time on product formation is also de-

monstrated in Figs.22 through 24. For a given So, A decrease in

mean residence time causes higher bulk substrate concentration, and

also results in a higher maximum product concentration. Since a

thicker biofilm is formed at the higher substrate concentration, a higher

biomass concentration is available for product formation, i.e., more

biomass can be exposed to the proper conditions for product formation.

Obviously, too low of a residence time, at high So, is not desirable,

since a high substrate concentration causes an inhibitory effect on pro-

duct formation.

The specific productivities for the three cases discussed above are

shown in Figs. 25, 26 and 27. As would be expected, the produc-

tivity curves follow the same general trend as the product concentration

curves. However, the highest prodUJctivity occurs for the lowest in-

let substrate concentration. Since this corresponds to a thinner

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121

(J = 10 HRS

20

10 -... ~ ........ -~ Qi u ::>.. ...

'1:11

~

-= So= I (911) i 1.

Ctl E ->-... -> i== (J :> 0 0 0.1 a: Q.

DIMENSIONLESS FERMENTOR CFERATING TIME, 'Z"

Figure 25. The chan;res of the specific productivity at various

inlet substrate COn:entrations, So (g gluoose/liter). Liquid mean residen:e time, fJ = 10 hrs.

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122

' = 20 HRS 20

10

-... .c ....... 'i =a; u >. ... ~

.~ 1.0 :0 ~ 0 e ->- So (g/I) r-> r-(.) ::::> c 0.1 0 a:: a.

DIMENSIONLESS FERMENTOR OPERATING TIME, r

Figure 26. Same as Figure 25, except 8 = 20 (hrs) •

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123

1 = eo HRS.

10

-~ ...... 'i =s ~ 'O 0 1.0 ~ £ ! ai E ->-I-> t; :::> 0.1 8 a::: a.

So= e (Q/I)

DIMENSIONLESS .FERMENTOR OPERATING TIME, 't

Figure 27. Same as Figure 25, except 8 = 50 (hrs) •

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124

biofilm, the biomass functions in a more uniform manner, i.e, a larger

fraction of the total biomass is active for product formation, resulting

in a higher productivity.

It can also be noted that for a given So, a decreased residence time

yields a higher maximum productivity. The explanation for this is

related to that given above to explain the increasing trends of product

concentration that were observed for a decrease in residence time.

That is, a larger fraction of the total productive biomass experiences

more favorable concentration levels for product formation, as mean resi-

dence time decreases. This means that the increase in total product

formation is relatively greater than the increase in total biomass, re-

sulting in a higher specific productivity.

(3) Determination of optimum operating conditions

The cost of separation and purification processes usually has the

major impact on the economy of an antibiotic fermentation system.

Therefore, a high product concentration in the effluent stream is usual-

ly more important than a high specific productivity. The maximum

attainable product concentrations are shown as functions of inlet sub-

strate concentration and mean residence time, in Figs. 28 and 29, re-

spectively. These results show that the operating conditions, So =

20 (g/liter) and e = 10 (hrs), result in the highest product concentra-

tion in the effluent stream.

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125

IOOO

-8 .::::

' .s 9= 20 hrs u ~ 0 E -.

(.)

8 t-g a:: ~

~ :E x i

· 9=7hrs

10

0 B=sohrs 9 = 10 hrs

0 10 20

INLET SUBSTRATE CONC., So ( g Glucose/I)

Figure 28. Maximum product a:mcentrations attainable at various inlet substrate concentrations. Data points were obtained fran individual simulation runs.

Page 140: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

--' :i :g c:

8?. 0 e -. ~ (.J

t;

~ 2 ::> 2 ~ 2

126

20

100 40

So= !5 (91'1)

10

0 10 20

LIQUID MEAN RESIDENCE TIME , I (hrs)

Figure 29. Maxinum product concentrations attainable at various liquid mean residence times. Data

points were obtained from individual simulation runs.

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-

127

100 I= 1 hrs

_1...-~------~ ,..,.. ..... ~ -n..., ' >--' ,/"' ', ' / ,.,/ 'Q \

6 ,Y --------~ \ I .,......... ~ \ ,_ \

I , \ """" ,,/.. ,/' , ........ 6 µ" \ '" I / 6 ' ' ',

.l_ t:t' \ \ ' I = 20 hrs p I I \ \

,' \ I \ I I I \

\ \

10

I \

... --------..... I \ ,...,, -- I \

•" ''"1. \ / ~ I I ' I I \

I \ I I \

I I \ \ \ ~I I \

1 \ I \ \ \ Q \ I \ \

I= 1otn \ 8 =so hrs \ \

0.1 0 10 20 30

INLET SUBSTRATE CONC., So ( g Glucose/ I )

Figure 30. Max:inUJin volumetric productivities attainable at various inlet substrate concentrations and mean residence times . Data r:oints were obtained from irrlividual simulation runs.

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128

If the maximum product concentration is a more important factor for

overall process economy than specific productivity, then volumetric pro-

ductivity is an important measure for determining the optimum operating

policy. As shown in Fig .30, the condition of So = 20 (g/liter) and 6

= 10 (hrs) also gives the maximum volumetric productivity. There-

fore, as can be seen in Fig.22, the highest rate of penicillin production

for a given biofilm fermentor can be achieved with these operating con-

ditions at the fermentor operating time r = 51. However, for longer

operating times, product fo·rmation and volumetric productivity will

steadily decrease because of the substrate deficiency within the biofilm.

This situation may be corrected by increasing the substrate concentra-

tion in the feed stream, so as to extend the production period.

However, caution must be exercised at this point since excessive cell

growth results in a thick biofilm, and this will cause an oxygen limita-

tion problem. Therefore, the increasing rate of feed concentration

should be determined from information on the product formation under

controlled operating conditions.

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129

C. Evaluation of The Optimum Feeding Strategy

The objective of this phase of the study was to investigate various

substrate feeding modes for the biofilm fermentor system. It was

determined in the previous section (Dynamic Analysis), that the bulk

product concentration reaches a maximum, and subsequently decreases

as the product formation rate becomes limited by an increasing sub-

st rate deficiency in the biofilm. This occurs because the substrate

uptake rate required to maintain the cellular activity exceeds the trans-

fer rate from the bulk phase. In other words, the overall substrate

consumption rate is too large, compared to the rate of substrate supply

to the fermentor, and the but k phase substrate concentration decreases.

Therefore, an increase in the substrate feed concentration , near the

time that the product concentration reaches a maximum, will extend the

production phase. Since biofilm growth will also be extended, the

substrate feed concentration must be continuously increased to avoid

substrate deficiency. It should also be noted that the increasing

oxygen requirement of the growing biofilm could result in an oxygen

deficiency, and ultimately limit the product formation.

The parameters studied here were the rate at which the feed con-

centration is increased, the time of initiation of the increase, and the

initial substrate concentration. Outlet product concentration (mg

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130

penicillin/ liter) has been chosen as the variable to be maximized, since

high product concentration is considered more important than a high

specific productivity.

(1) Effects of increasing rate of feed substrate concentration

on product formation

Oxygen deficiency can be a limiting factor for product formation, as

the biofilm thickness increases. Therefore, it is desirable to keep

the growth rate of the biofilm at a minimum level, if the biofilm is al-

ready thick enough for significant product formation. This can be

achieved by increasing the substrate concentration in such a manner

that the concentration inside the biofilm is kept at a low level, while

avoiding substrate deficiency. Low substrate concentration is more

favorable for product formation than growth, because of the substrate

inhibition effect on the product formation. In other words, the pro-

duct is still formed at a significant rate, yet the low substrate concen-

tration allows only minimum biofilm growth. The effects of various

increasing rates of substrate feed concentration on biofilm growth and

product formation are demonstrated in Fig .31. The feed conditions

are defined according to the equation,

r (g Glucose/ liter) for '[ < 40 s.

- 20( I 1 + K1 ( t - to) ] for '[ > 40

with various values for K1, and '[ = 40. This equation has 0

Page 145: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

-I I I I I I I I I I I I I I

131

PROOUCT CONC. -------_.,- 0.2 ,.,,. ... -,' , ..... 0.1

BIOFLM TH ICKtBS, & , , ,,,, , , ,,, .. , ,,'

/, ,,, , ... , , / , , , ...... --- - -- --- -0.05 --

, ,,' -------- o.02:5 I /:<: ... _:_ -------- -------' /,~-; .. -... Jlf :_ __ ---- -· ---- ---- 1<1 =O I

I I

I I I

I I I I I I

.I • I I I

~===:ao...:~----~-"""=::::::::---K1 =0.025

CCNSlaNT CONC. FEED, Ki =O

I(,= 0.2

K1 =0.05

K1=0.I

1.0

I

v~-----'-------U....----------...1----------'---------L--------.l-...------...JO•OI 0 80 120 160 200

DIMENSIONLESS FERMENTOR OPERATING TIME, 'l'

Figure 31. Effect of the rates of increase in the feed substrate corx:entration on product fonnation. The arrows

i.rrlicate the time at which the increases are made.

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132

been chosen, since it was noticed from the result of dynamic analysis

(previous section) that the substrate concentration inside the biofilm

was the lowest, but without any deficient zone in the biofilm layer, at i:

= 40, when So= 20 (g/liter) and 6 = 10 (hrs).

As expected, the biofilm growth is greatest at high K1 values

(rapid increase), and this results in a low product concentration due to

the substrate inhibition effect, and/or oxygen deficiency in the biofilm.

Product formation rate is higher at the early stage of increase for K1

= 0.1 (which corresponds to 0.6 g glucose/liter/hr), compared to K1

= 0.05, but the product concentration then drops at a faster rate be-

cause of an oxygen deficiency. Howev~r, if the increasing rate is

too low (e.g., K1 = 0.025), the product formatioFl will become limited

by substrate deficiency instead of oxygen limitation. It can be not-

ed at this point, that even though the feed substrate concentration is

carefully controlled to balance the required uptake rate and the supply

rate, product formation will eventually be limited by the oxygen trans-

fer capacity of the reactor.

(2) Effects of initial substrate concentrations (So) and times of

initiation ( i: ) on the product formation 0

Six different feeding strategies were investigated, and these are

shown in Fig.32. It was noticed from the previous results from the

dynamic analysis that substrate becomes deficient inside the biofilm,

Page 147: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

u 20

8

133

SUBSTRATE MEAN RESIDENCE TIME

I =•o <hrs>

(])

I ~ I

i I ~ I m I ~ / ~ t

I

I- 10 1-------------..J ,' ~ I ~ I z :

0 -------- -------- - -0 10 20

, "',, "

30

, , ..

I I

I

I

I ,' @

60

FERMENTOR OPERATING Tl ME , 't

70

Figure 32. Six different feedin;1 strategies examined in

this study. The slopes of the lines denoted

by A and B are Kl = a.l and a.as, respectively.

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134

when the bulk product concentration reaches its maximum ( for So = 20

(g/liter), this time is t = 51 ) . Therefore, it is expected that if the

feed concentration is increased at this time, the substrate concentration

in the biofilm will be lower than that obtained from the increase started

at t = 40 ( for which there was no such deficiency inside the biofilm).

The possible advantage of this low concentration is that there would be

less substrate inhibition of product formation, and oxygen limitation

would not have as severe an effect due to the lower growth rate.

The feeding strategies (2)-A and (2)-B, when compared to (1)-A and

(1)-B (see Fig.32), examine the effects of t 0 . The vaules of t 0

for the feeding strategies (1) and (2) are 40 and 51, respectively.

These results are shown in Fig .33. The strategies, (2), result in

smaller biofilm thicknesses and enhanced product formation. Fig .34

shows typical profiles of substrate (ys) and oxygen (yo) in the biofilm

layer for the feeding strategies (1)-B (curve (1)) and (2)-B (curve

(2)) at the operating time t = 120. It is first noted, that only a very

thin portion of biofilm at the surface is active and responsible for both

the biofilm growth and product formation. At this time ( t = 120), the

dimensionless biofilm thickness, 6, for the curves (1) and (2) are 0.972

and 0.806, repectively. It is also noted that the average substrate

concentration for (2) is lower than (1), while oxygen concentration is

higher. Therefore, it is clear that less substrate inhibition and a re-

latively greater depth of active biofilm are responsible for the higher

product formation rate (Fig.33), for strategy (2)-B.

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-. ! (,J

IOOOO

0

135

PRCDUCT CONC· BIOFILM Tt41CCNESS, 3 -- - --- <D-A ... ----.,,-""' ,

,' <D-B - , .l - - -.::--.:; = :;-. ,, , __ ---- ---, --:.-- -----

11' ---~--- ----," ,-·~---- -.. ,' ,--.... -" ,,.-" , . , .... ..""- ~-A , ~- .,,,."' ,,,- ' , , , : ,,, .,,,. .,,,.- - A - B , "~ -- ~ , , , , , , ,,,,-

,~_.. _____ - ---- --- - -- - -- CONSTANT CONC. FEED ,,. I

I I

I I --=====--~-~-& ' ~-A ' I

I I ' I

I I I I I I I I I I I I I I I I

40

CONSTANT CCNC· FEED

80 120 160

FERMENTOR OPERATING TIME, T

(J)-8

(]).A

200

1.0

0.1

Figure 33. Effects of various rates am initiation times of the increase in feed substrate concentration on product foxmation

eO

Cf)

ffi z ::.:: (,J :c I-

2 ~

iZ Q m

Page 150: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

0.05

o.

0.03 Ys

0.02

0.01

0

Ys Yo

T =120

o.a

136

(2)--._,· ' (I)

DIMENSIONLESS RADIAL POSITION , 11

I I

I

o.~

I 0.4 I

I I

I I I

I I 0.3 I I I Yo I I

I I I

I I I I

I I 0.2 I I I

I I

I I

I I 0.1

1.0

Figure 34. Typical concentration profiles, at i: = 120, of the substrate (Ys) and oxygen (Yo) inside the biofilm, for the feeding strategies with different initiation times of the increase in feed substrate concentration. (1) and (2) corresp:>nd to the feeding strategies (1) -B and (2)-B of Figure 32, respectively.

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137

In comparing the rates of feed concentration increase CK1), a

faster increase was found to decrease the product formation earlier, be-

cause of greater oxygen limitation (i.e., thicker biofilm). This ef-

feet is demonstrated by the curves (2)-A (for which K1 = 0.1)and

(2)-B (for which K1 = 0. 05) in Fig .33. Therefore, the rate of

K1 = 0.05 (which corresponds to 0.6 g Glucose/liter/hr at So = 20

g/liter) is considered to give the best performance for the given oxy-

It was previously noted that a lower initial feed concentration of

substrate, So, resulted in a slower biofilm growth. Therefore, a

thinner biofilm thickness is to be expected with the same increasing

rate K1, for lower So. Considering the oxygen limitation, that oc-

curs upon prolonged operation of a biofilm fermentor, this thin biofilm

might favor product formation, especially when the oxygen transfer rate

in the fermentor is small. In this regard, the feeding strategy (3)

was examined, and is described by the equation,

Si = { 10 10

where 't = 41. 0

(g Glucose/ liter) for 't < 41

for 't > 41

For So = 10 g/liter, 't = 41 is the time at which the

bulk product concentration reaches its maximum (see Fig. 22). The

result using this strategy is compared to strategy (2)-B, for which the

same increasing rate of K1 = 0. 05 is used (see Fig .35).

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-. ~

138

PRODUCT CQNC. BIOFILM THICKNESS, &

-------'<Z>- a ... ----- --- --... --_,,,,,- .----,-- ,---- ... --- _ ...... --,A\ ... ..... ~

... - -.-"' ,"" ,-- ,,, ,•" ,,"' , ... , --,' .-•",,, , ,"'

I ,• I ,• ,,,

. ," • I

1.0

~-a

Cl (.) I

I I I I

0.1 .... (.)

5 0 a:: Q.

• I I I I I I I I I

FERMENTOR OPERATING TIME, 't

Figure 35. Effects of the initial feed concentrations of the substrate on product formation and biof ilm growth. For both strategies, the same increasirg rate, K1 = 0.05 is used. For the initial substrate concentration am initiation times, see the text.

"° en en LIJ z ~ (..)

:c .... :E ..J i4: Q CD

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139

Strategy (3) results in a lower biofilm thickness before the increase of

feed commences, but a higher growth rate after the increase is initiat-

ed. This is to be expected, because of the higher concentrations of

substrate and oxygen inside the biofilm. However, product forma-

tion appears to be inhibited by the high substrate concentration, and

strategy (3) results in a poorer performance. Therefore, the rate

of K1 = 0.05 is considered to be too high in this case, and a lower

rate would yield improved results. This indicates that the "optimum"

increasing feed rate is a function of other operating parameters, such

as the initial feed concentration and mean residence time.

Feeding strategy (4) is the extreme case for such an approach.

This strategy follows the loci of the maxima of bulk product concentra-

tions, for the various values of So, as shown in Fig.22. Using this

strategy, the biofilm growth and substrate inhibition effects are kept at

a minimum, by supplying substrate at the same increasing rate as the

biofilm consumption requirement. This stategy is described by the

equation,

0. 1 (g Glucose/ liter) for t < 14 ,

S. = 0. 1exp[-0.001637(t-14) 2 + 0.22095(t-14)], for 14 <t< 51 I

for t > 51 ,

where the parameters were found by the program SAS (Appendix D.5).

Fermentor performance for product formation was found to be very poor

(not shown), because of the extremely low level of total biomass in the

reactor du ring the fermentor operating period. This indicates that

the biofilm thickness should be large enough for a significant rate of

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140

PRODUCT CONC.

BIOFILM THICKNESS, &

- ......

l\,a (hr') ........... 500 ......

~ :=10000 ..... ...... ... ...

,,,,... _.-;_____ 300 .. ~-- 1.0 c

j ~ - .

I I

I I I I I I I I I I I I I I I I I I I I I I I I I I

, ,,"" , ....... ... -...

. .... ... ...... ::------------100 __,-- -

0.1

100''---'-'~....J~~~~-'-~~~-'-~~~-i..~~~ ...... ~~~--i~OI 0 40 80 120 160 200

FERMENTOR OPERATING TIME, 1:

Figure 36. Effects of the oxygen transfer ooefficients on product fo:cmation and biof ilm growth. Feedin; strategy (2)-B was employed.

'° fl) fl)

~ :!I:: u :c ~

:E -' ii: 0 m

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141

This indicates that the biofilm thickness should be large enough for a

significant rate of product formation, before the controlled feeding is

undertaken. This observation coincides with the conventional prac-

tice in dispersed phase fermentation processes, which employ high

biomass concentration levels during the production phase.

1DD113111561181

(3) Sensitivity of reactor per.formance to oxygen transfer rate

It was pointed out previously that the oxygen transfer capacity of

the reactor becomes a limiting factor for product formation, as the

biofilm becomes thicker. A similar phenomenon has been observed in

dispersed phase penicillin fermentations, in which the oxygen transfer

rate is greatly limited by increasing bulk viscosity, thus resulting in a

rapid drop in fermentor productivity. 13 ' 131 ' 156 Therefore, it is

expected that a lower oxygen transfer rate would have an adverse ef-

feet on product formation. Fig .36 clearly demonstrates this effect.

If a value of 100 hr- 1 is used for ki.a, the oxygen mass transfer

coefficient, instead of 300 hr - 1 , both biofilm growth and product for-

mation cease earlier in the operating period. An increase in ki.a

up to 500 hr- 1 , however, does not greatly enhance product formation.

This implies that the product formation is controlled primarily by sub-

strate concentration, rather than oxygen concentration, in this range of

ki.a values.

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142

Another important operating policy can be suggested from the above

results. In practical operation of a biofilm fermentor system, it has

been observed that microbial floes develop from the sloughing-off of a

thick biofilm. 45 ' 47 ' 145 These floes will cause the apparent vis-

cosity of the liquid phase increase with time, and this causes a de-

crease in the oxygen transfer rate. The development of microbial

floes can be minimized by using bioparticles with a thin film thickness.

Therefore, it is considered desirable to use a large number of such

bioparticles, so that the total biomass concentration level is kept high,

while floe formation is minimized.

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Chapter V

CONCLUSIONS

From the steady-state analysis, it was determined that a complete-

mixed contacting pattern gives a higher productivity and outlet product

concentration than a plug flow patttern, because the effect of substrate

inhibition on product. formation is less pronounced. Therefore, for a

three-phase fluidized-bed biofilm fermentor, choosing reactors of small

height/diameter ratios, and with recycle streams is considered to be an

important criterion. It was also noted that the optimum biofilm

thickness is a function of the other operating variables, such as inlet

substrate concentration, mean residence time, contacting patterns in the

reactor, etc .. Thus, the optimum biofilm thickness should be deter-

mined from information on the interactions between reactor productivity

and these operating conditions, not directly from the penetration depth

of a limiting nutrient.

Unsteady-state simulation studies have revealed that, for a given

reactor capacity for oxygen transfer, there exists an optimum inlet

substrate concentration (So) and mean residence time (9). Under

the assumptions of a constant oxygen transfer coefficient ( k2.a) of 300

hr - 1 , and of a complete-mixed contacting pattern, the optimum values

of So and e are 20 (g glucose/liter) and 10 (hrs), respectively.

However, with fixed feed concentration, product formation is limited by

substrate deficiency inside the biofilm, as a thick film develops. An

143

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144

increase in the substrate concentration of feed stream extends the pro-

duction phase, but the optimum rate of increase and the optimum initia-

tion time of the increase are functions of the other operating parame-

ters, i.e., oxygen transfer rate, So and e. When conditions of So=

20 (g glucose/liter), e = 10 (hrs) and a constant kll.a = 300 (hr- 1)

are employed, the optimum feeding strategy, based on a linear increase

was found to be an initiation time of t = 51 and an increasing rate of

K1 = 0. 05 (dimensionless value which corresponds to 0. 6 g Glucose/li-

ter/hour). The simulation results have also shown that a high total

biomass concentration and a high oxygen transfer capacity are the most

important factors to achieve high productivity.

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Chapter VI

RECOMMENDATIONS

A. Improvement of Reaction Kinetics Model

A more elaborate kinetic model may be desirable for a more accurate

description of real system behavior. For this purpose, the following

approach is suggested:

1. Segregated type models, using the cell age could be developed.

Since cells of different ages can reveal different cellular activi-

ties, this approach is expected to yield an improve.d prediction

of ferme'ntor performance, especially for long term operation.

2. Feedback regulation effects on product formation could be in-

cluded. Product inhibition kinetics for product formation

would result in a more accurate prediction for those systems in

which such a feedback regulation effect is pronounced.

3. Phosphate and nitrogen regulation effect on product formation

and biomass growth could also be included. When complex

media is used, this approach may be required for an accurate

description of the real system behavior.

145

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146

B. Improvement of Reactor Dynamics

One improvement to the present model would be to vary the oxygen

transfer rate in the bulk phase as a function of superficial velocity of

air through the reactor. Since an increase in the bulk phase vis-

cosity due to the development of microbial floes will decrease the oxy-

gen transfer rate, this approach will improve the accuracy of the mo-

dels under the condition of controlled air flow rate. Also inclusion of

the effects of non-ideal mixing will probably improve the accuracy of

the fermentor performance predictions.

C. Experimental Verification and Model Improvement

Obviously, the simulation results should be checked by comparing

with experimental data. This is useful, not only for the verification

of predicted results, but also for the improvement of the models used

previously. It should be noted that improvement of the kinetics mo-

dels reqii.J res additional experimental data. The improved models can

then be used to explore more diversified operational conditions of the

fermentor system, including on-line optimization processes.

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Chapter VI I

SUMMARY

Performance of a three-phase fluidized-bed biofilm fermentor system,

which is used for the production of a secondary metabolite, is analyzed

through model simulation techniques. Penicillin fermentation was

chosen for the model system. A model for fermentation kinetics sug-

gested in the literature has been employed, in which b.oth glucose and

oxygen are limiting nutrients for cell growth and product formation.

Also in the model, substrate inhibition kinetics were employed for pro-

duct formation, in light of the trophophase - idiophase relationship ob-

served in batch fermentation processes.

The simulation study consists of three major parts: steady-state,

unsteady-state, and feeding strategy analyses. For steady-state

analysis, the computer software package COLSYS, an ordinary differen-

tial equation solver, was used. The package PDECOL, a partial dif-

ferential equation solver, was used for the unsteady-state (dynamic)

and feeding strategy analyses. Both packages are implemented with

a B-spline basis collocation method which results in a more efficient cal-

culation of the solutions for the differential equation systems.

From the steady-state analysis, in which biofilm thickness is kept

constant, it was found that a complete-mixed contacting pattern gives

better performances than a plug flow pattern, because the substrate in-

hibition effect is less pronounced in the former configuration.

147

;

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148

Therefore, for a three-phase fluidized-bed arrangement, choosing reac-

tors with small height/diameter ratios and recycle streams is considered

to be an important criterion for design purposes. It has also been

found that the optimum biofilm thickness for the fermenter system

should be determined from information on the interactions between reac-

tor productivity and operating conditions, not from the penetration

depth of a limiting nutrient.

Although the steady-state analysis is considered to have been va-

luable for the contacting p·attern study, and for the generation of

preliminary information on the behavior of a biofilm fermenter system, it

is considered inappropriate for performance analysis, mainly because of

the dynamic nature of biofilm growth. Therefore, an unsteady-state

analysis was conducted, in which the biofilm is allowed to grow with

time. The results revealed that there exist operating conditions op-

timal for maximizing the volumetric productivity of the fermenter sys-

tem. Under the conditions of a constant oxygen transfer rate with a

kia of 300 hr- 1 , and a complete-mixed contacting pattern, the opti-

mum inlet substrate concentration and mean residence time, were found

to be 20 (g glucose/liter) and 10 (hours), respectively. However,

product formation became greatly limited by nutrient deficiency inside

the biofilm layer as a thick biofilm developed. The production phase

could be extended by increasing the inlet substrate concentration, but

the optimum rate of uncrease was found to be a function of other oper-

ating variables, such as: inlet substrate -concentration, mean residence

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149

time, and oxygen transfer capacity in the reactor. When an initial

inlet substrate concentration of 20 (g glucose/liter), a mean residence

time of 10 (hours), and a constant oxygen transfer coefficient of 300

hr - 1 were employed, the optimum feeding strategy was found to be

the one for which the increase was initiated at 1: = 51 with the increas-

ing rate K1 = 0.05 (dimensionless value which corresponds to 0.6 g

Glucose/liter/hour). The simulation results have also shown that a

high total biomass concentration, and a high oxygen transfer capacity

of the fermentor are the most important factors to achieve a high pro-

ductivity. Since oxygen transfer rate can be decreased du ring the

operating period, due to the possible development of microbial floes

from bioparticles with a thick biofilm layer, a relatively large number of

bioparticles, with thin film thicknesses, is considered desirable for

higher productivity.

It is believed that the biofilm fermentor system is a very prom-

ising reactor for aerobic fermentation processes of primary or secondary

metabolites. This is because of its flexibility of operation, and its

improved operating characteristics, e.g., reduced

creased oxygen transfer capacity in the bulk phase.

viscosity and in-

The technique

developed in this research can easily be applied to other fermentation

systems, provided sound kinetic models are available.

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a

Co

CoO

c µ

Do, Dp, Ds

H

Chapter VI 11

NOMENCLATURE

= effective oxygen mass transfer area per unit

volume of liquid phase (cm- 1 )

= constants in Ruedeking-Piret relationship for

growth and non-growth related terms, respectively

= constants defined in Eq.(2.11)

= rate constant for logistic law defined in Eq. (2. 5)

= maximum cell mass concentration in logistic law

of Eq. (2.5)

= oxygen concentration in the biofilm

(µmole oxygen/cm 3 )

= dissolved oxygen concentration in feed stream

(µmole Oxygen/cm 3 )

= bulk liquid concentration of dissolved oxygen in

the reactor (µmole Oxygen/ cm 3 )

= film growth rate correction function

= effective diffusivities of oxygen, substrate and

product within biofilm (cm 2 /hr)

= Henry's law constant for oxygen

(cm 3 -atm/µmole oxygen)

150

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k s

K. I

Kmp

Kop

Kp

Kox

Kx

151

= first-order biomass decay constant (hr - 1 )

= first-order product decay constant (hr- 1 )

= dimensionless parameter group for oxygen,

defined by Eq. (3 .34)

= dimensionless parameter group for substrate,

defined by Eq. (3 .33)

= liquid-side oxygen mass transfer coefficient

between bulk liquid and air bubbles (cm/hr)

= proportional constant used in Eq. (2. 9)

= linear increasing rate of substrate concentration

in feed stream

= substrate inhibition constant for product

formation (mg/cm 3 )

= Michaelis constant for product formation used in

Eq.(2.12)

= Contois saturation constant for oxygen limitation of

product formation (µmole Oxygen/mg dry cell wt)

= Monod saturation constant for substrate limitation

of product formation (mg/cm 3 )

= Contois saturation constant for oxygen limitation of

biomass production (µmole Oxygen/mg dry cell wt)

= Contois saturation constant for substrate limitation

of biomass production (mg substrate/mg dry cell wt)

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m

m 0

M(e, t)

·N s

Np

p

p decay

P. in

q ( n)

Q

152

= exponent of Co in oxygen limitation of product

formation

= total biomass dry weight in the reactor(mg dry wt)

= maintenance coefficient of oxygen

(µmole oxygen/mg dry cell wt/hr)

= maintenance coefficient of substrate (mg substrate/

mg dry cell wt/hr) J

= cell age distribution function

= oxygen flux into the biofilm layer, defined by

Eq. (3.34)

= substrate flux into the biofilm layer, defined by

Eq. (3.33)

= total number of bioparticles in the reactor

= penicillin concentration in the bulk liquid

(mg Penicillin/cm 3 )

= product concentration in bulk fluid ( " )

= bulk prduct concentration when product decay is

considered ( " )

= product concentration in feed stream ( " )

= partial pressure of oxygen in the inlet air (atm)

= function defined by Eq. (3.55)

= mean value of q(n) averaged over [O, 1]

= feed flow rate of liquid substrate (cm 3/hr)

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r

R

Rp

Rp'

Rs

Rs'

Rx

s. I

153

= radial coordinate, distance from the center of

the particle (cm)

= gas law constant

= radius of bioparticle with attatched microbial

growth and inert solid particle, respectively (cm)

= rate of oxygen consumption, defined by Eq. (3.8)

(µmole oxygen/cm 3 /hr)

= dimensionless oxygen consumption rate, defined by

Eq. (3. 73)

= rate of product formation, defined by Eq. (3.6)

(mg Penicillin /cm 3 /hr)

= dimensionless product formation rate, defined by

Eq.(3.74)

= rate of substrate consumption, defined by Eq. (3. 7)

(mg substrate/cm 3 /hr)

= dimensionless substrate consumption rate, defined

by Eq. (3. 72)

= rate of biomass production, defined by Eq. (3.5)

(mg dry cell wt/cm 3 /hr)

= substrate concentration in the biofilm (mg/cm 3 )

= substrate concentration in the bulk liquid (mg/cm 3 )

= substrate concentration in feed stream used for

feeding strategy studies (mg/cm 3 )

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So

t

T

Up

Ux

Vp

x

x 0

Xp

y. I

yo

154

= initial substrate concentration in feed stream(mg/cm 3 )

= time coordinate (hr)

= temperature of fermentation broth ( K)

= maximum specific rate of product formation

(mg Penicillin/mg dry cell wt/hr)

= maximum specific growth rate (hr- 1 )

= superficial velocity of liquid th rough the bed

(cm/hr)

= superficial velocity of inlet air (cm/hr)

= volume of liquid-solid phase in the reactor (cm 3 )

= volume of biofilm layer on bioparticle (cm 3 )

= volume of bioparticle (cm 3 )

= biomass concentration in the biofilm

(ing dry cell wt/cm 3 )

= biomass concentration at time t 0

= biomass concentration of mature cells which are

responsible for product formation

= dimensionless inlet substrate concentration

= dimensionless dissolved oxygen concentration,

defined by Eq. (3. 15)

= dimensionless dissolved oxygen concentration in

bulk liquid

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ys

y

y p/o

y x/o

y x/s

z

Creek letters

a. I

155

= dimensionless substrate concentration, defined

by Eq. (3.14)

= dimensionless bulk substrate concentration

= film yield coefficient (volume of film produced/

weight of substrate consumed)

= yield coefficient of product on oxygen

(mg Penicillin/µmole Oxygen)

= yield coefficient of product on substrate

(mg Penicillin/mg substrate)

= yield coefficient of biomass on oxygen

(mg dry cell wt/ µmole Oxygen)

= yield coefficient of biomass on substrate

(mg dry cell wt/mg substrate)

= axial coordinate of reactor length (cm)

= dimensionless substrate inhibition constant

for product formation, defined by Eq. (3.20)

= dimensionless parameter, defined by Eq. (3.17)

= dimensionless parameter, defined by Eq. (3. 19)

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a s

n

156

= dimensionless parameter, defined by Eq. (3.18)

= dimensionless parameter, defined by Eq. (3.16)

= dimensionless maximum cell growth rate, defined

by Eq. (3.69)

= ratio of effective diffusivities of substrate

and oxygen, defined by Eq. (3. 67)

=

=

dimensionless biofilm thickness, R/R0 - 1

volume fraction occupied by liquid of liquid-

solid phase in the reactor

= dimensionless radial position, defined by

Eq. (3. 66)

= specific growth rate (hr- 1 )

= average specific growth rate over biofilm layer

= specific growth rate of biomass in biofilm Iyer

= maximum specific growth rate (hr- 1 )

= overall film growth rate, defined by Eq. (3.52)

= dimensionless parameter, defined by Eq. (3. 23)

= dimensionless parameter, defined by Eq. (3.24)

= dimensionless parameter, defined by Eq. (3.22)

= dimensionless parameter, defined by Eq.(3.21)

= gas hold-up in the reactor

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"'o

a

t

e e.

I

e m

e 0

~co

~cs

157

= dimensionless parameter, defined by Eq. (3.26)

= dimensionless parameter, defined by Eq. (3.25)

= dimensionless parameter, defined by Eq. (3. 71)

= dimensionless fermentor operating time, defined

by Eq. (3. 70)

= . mean residence time of liquid substrate (hr)

= mean residence time of liquid substrate in i-th

stage when multistage CSTR approximation for PFR

is used.

= maturation age of the microorganisms used for

modified cell age models

= cumulative age at time t 0

= dimensionless radial distance from the center of

the particle, defined by Eq. (3. 13)

= dimensionless radial position within the biofilm

at which oxygen becomes deficient

= dimensionless radial position within the biofilm

at which substrate becomes deficient

= ratio of effective diffusivities of product and

substrate molecules, defined by Eq. (3. 68)

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Chapter IX

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143. Vieth, W. and K. Venkatasubramanian, " Immobilized Cell Sys-

tems", Enzyme Engineering, G.B. Brown, G. Maneke and L.B. Win-

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144. Park, Y.H., T.H. Chung and M.H. Han, " Studies on Microbial

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180. Lawson, J. D. and J. L. Morris, " The Extrapolation of First order

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: ... .,.. ;;-

Chapter X

APPENDICES

184

~ .... '1,._ ... ;; :J.. .• ' ..

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185

v Appendix A. Parameter Data

(A 1) Kinetic parameters for reaction kinetics

The values of the parameters in the kinetic expressions, Eqs.

(3.5) through (3.8), are specific to the microorganism employed. In

this research, the values reported by Bajpai and Reuss 118 have been

used, and are listed in Table A 1.

(A2) Effective diffusivities of glucose, oxygen and penicillin

molecules in the biofilm.

The effective diffusivities of glucose. and oxygen in microbial films

have been reported to be functions of temperature, and also of the

composition of the nutrient medium. 85 The values listed in Table A2

are adapted from Bailey and Ollis,' 5 for which they are reported for

the media which have C/N (carbon to nitrogen) ratios of 5 to 50 (mass

of carbon/mass of nitrogen). Therefore, these values of the diffu-

sivities are reasonable, considering that the composition of a synthetic

medium used by Pi rt and Righelato 118 for penicillin fermentation· had a

C/N ratio of 23. The effective diffusivity of penicillin molecule was

assumed to be lower than that of glucose because of its larger molecular

size. 184

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186

Table A 1. Parameter Data Used in the Simulation Study

Parameter Value a

Ux 0. 1 Up 0.004 Kx 0.006 Kp 0.0002 Ki 0.1 Kop 3.0 x10- 5

Kox 0. 00111 x Co m 0.014 s m 0.467

0 y xis 0.45 y

x/o 0.04 y

p/s 1.2 y

p/o 0.2

a For units, see NOMENCLATURE section

a solubility of oxygen in liquid substrate, * Co = 1.26 (m mole/liter) is used. 85

* a

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187

Table A2. Effective Diffusivities used in the Simulation Study

Substance Effective Diffusivity

glucose Os = 1.5 x 10- 3 (cm 2 /hr)

oxygen Do = 4.6 x 10-3 (cm 2 /hr)

* 10-3 penicillin Op = 1.0 x (cm 2 /hr)

* The value of Op has been chosen for the simulation purposes only, and is not a reported value.

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188

(A3) Bed voidage

In this study, the bed voidage, E, is used to denote the volume

fraction occupied by liquid in the liquid-solid phase, because the gas

hold-up is assumed to be constant over the reactor. For the stead-

y-state analysis, E is assumed constant since the volume of solid (bio-

particle) is not changing with time. The value employed in Table A3

is the one reported by Ngian ·and Martin 5 5 ' 5 6 who employed activated

charcoal particles as a supporting medium for a biofilm.

In the dynamic analysis, however, E is changing as the biofilm

grows with time. It has a maximum value at the beginning of the

fermentation, and decreases with time as the thicker biofilm occupies a

larger fraction of the liquid-soild phase in the reactor. Neglecting

the gas phase in the reactor, since it is assumed to occupy a constant

fraction of the fermentor volume, the bed voidage E is defined by

E = ( bed volume - total bioparticle volume )

bed volume (A.1)

where bed volume indicates the volume of liquid - solid phase in the

reactor. This can be written as,

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189

t = , (A.2) LA

= 1 (A.3)

= (A.4)

where Wc = total weight of inert solid particle without biofilm,

pc = density of ine·rt solid particle,

L = height of bed,

A = cross sectional area of bed,

R = radius of clean inert solid particle, 0

R = radius of bioparticle, f

o = dimensionless biofilm thickness = R/R0 - 1 .

Now define ts, the bed voidage without biofilm (Rf =

e: = 1 - W /L A p s c s c

where Ls is the initial bed height without biomass.

R ) as, 0

(A.5)

Then choosing the initial bed voidage, ts of 0.5, we have

W /L A p = 0.5 c s c (A. 6)

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190

The bed height L at certain time t can then be expressed as

L = L s + (A. 7)

where

Then,

N = total number of bioparticles in the bed, p

= L A ( 1 - E ) I ( 4/3) 1T R 3 s s . 0

Finally we have,

or,

E = 1 1

LA s

e = 1 I [ 1 • c1•0) 3 ]

(1+o) 3

1 + (1 - E ) ((1+o) 3 - 1 ] s .

(A.8)

, (A. 9)

(A. 10)

where W/LsA pc = 0.5 and 1 - e = 0. 5. Since o is func-s

tion of time, so is E, under unsteady-state conditions.

The initial value of dimensionless biofilm thickness, o is to be 0

determined the size and cell concentration of the inoculum. The va-

lue, o0 = 0.001, in the Table A3 has been obtained from an assump-

tion of 10 % inoculum size and cell mass concentration of 30 g dry cell

wt/liter, when R0 = 0.05 (cm) and E = 0.5 are employed. s

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191

(A4) Oxygen mass transfer coefficient and cell concentration in biofilm

In a dispersed phase penicillin fermentation system, the oxygen

transfer coefficient, k1a, decreases as the bulk viscosity increases.

Its practical value reported in the literature is in the range of 20 to

500 hr 1 13121 In a tower-loop fermentor system using mycellial

pellets of Penicil/ium chrysogenum, 16 9 the value of k1a was reported

as a function of the reactor position and air fow rate, but was in the

range of 50 to 200 hr - 1 • In a biofilm fermentor system, however,

the bulk viscosity is expected to be lower, 45 ' 61 ' 62 because the

major portion of the biomass exists in the form of biofilm rather than

microbial floe of pellet. Therefore, the value of k1a in Table A3

(300 hr - 1 ) is considered reasonable for this study.

The cell mass concentration in the biofilm has scarcely been report-

ed in the literature. The value in Table A3, X = 20 (g dry cell wt/

liter) is employed in this study since Pi rt and Righelato 10 0 observed

that glucose was the limiting nutrient for growth in both the synthetic

and CSL (corn steep liquor) media they used, upto at least 20 g dry

mycellium I liter.

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192

Table A3. Input Operating Data Used in the Simulation Study

Parameters Values

E (for steady-state) 0.34

x 20.0 (mg dry wt/cm 3 )

R 0.05 (cm) 0

k.ta 300.0 (hr 1)

li 0.001 0

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193

Appendix B. Derivation of Steady-state and Unsteady-state

Transfer equations for Biofilm

Transport equations are derived according to the material balance

Input Output Consumption = Accumulation ( B. 1)

Consider a differential volume of biofilm layer between r and r+ar, on a

spherical bioparticle.

( B 1) Steady-state transfer equations

Under steady-state conditions, the equation (B.1) for substrate S is,

( - Ds dS 47rr2 )- (- Ds dS 47rr2 )- 47rr2.tir Rs = 0 , (B.2) dr r dr r+ar

where Rs is the substrate consumption rate defined by equation (3. 7) . • Rearranging Eq.(B.2), we have, as fir-+ 0,

Ds-1 _'}_{r2 dS) = r 2 dr \ dr

Rs (B.3)

which is the same equation as (3. 9). Eq. (3. 10) can be obtained in

exactly the same manner.

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194

(82) Derivation of Unsteady-state Transport Equations

The Eq. ( B. 1) is used again for the derivation of unsteady-state

mass balances. For substrate, S, we have,

(-o<>7Tr' J- (- as ) Ds 41Tr2

ar r•t.r

as = 41Tr 2 f).r -

at (B.4)

where Rs is the substrate consumption rate defined by equation (3. 7).

Rearranging (B.4), we have as t.r-+ 0

Ds-1 ~(r2 _::) - Rs r 2 ar ar

as = (B.5)

at

Similarly, for oxygen and product, we have

1 a ( 2 aco) _ Do- - r --r2 ar ar

aco (B. 6)

at

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195

1 a ( aP ) Op- - r 2 - + r 2 ar ar

aP Rp = (B. 7)

at

where Op is the effective diffusivity of the product molecule in the

biofilm phase. Ro2 · and Rp are the oxygen consumption rate and

product formation rate defined by Eqs. (3.8) and (3.6), respectively.

To convert these equations into dimensionless forms, the chain rule

was used. If we have a function C = C( r, t) which is to be trans-

formed to C = C(n,t), where n = n(r,t),

then,

or

and

dC = acl. dr + ar t

ac I - dt at r

ac dC = acl dn

an t +_ dt

at n

an I dn = - dr + ar t

an l - dt at r

Putting (B.10) into (B.9), we have

acl an l (ac l dC =- - dr '!' -an ar t an

(B.8)

(B.9)

(B. 10)

(B.11)

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196

By chain rule,

acl ar t

= ar t

(B.12)

Using (B.12), eqn. (B.11) can be rewritten as,

ac l ( ac an dC =- dr + - -ar an t at r

ac ) + - dt at 11

(B.13)

Comparing (B.8) with (B.13), we must have

ac ac ac an = + (B.14)

at r at n an t at r

From the definition of n (Eqn. (3.66)) and c5 (= R/R0 - 1), we have

= ~(r -R0\

at oR } r 0

at r c5 R 2 0

( -(r-R )R 0 0 ~)

dt

(B.15)

Using the relationship r-R = R on, eqn. (B.15) can be rewritten 0 0

as,

an n d c5 = ( B. 16)

at r c5 dt

Then Eqn.(B.5) is now rearranged as,

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197

ay a2y

{!(:n•lJ n d!J ay5 s s -- + -- -- - Rs'

a T 152 an 2 o dr a r

which is the same equation as (3.58) in the text. Eqns. (3. 59) and

(3.60) can be obtained in the same manner.

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198

Appendix C. Validity of Flat Concentration Profiles in Biofilm

for Evaluation of Film Growth Rate

(Cl) Substrate Concentration

It is clear that the approximation of flat concentration profiles of

substrate and oxygen will cause an overestimation of film growth rate.

However, the simulation results show (see Figs. Cl, C2, and C3) that

for the substrate profile this approximation is valid over wide ranges of

So and r values, unless there exists substrate deficiency inside the

biofilm. This implies that the equation,

r a ays l [ys(o5:ys) ~Javg =

over [O, 1]

can be used for the unsteady-state study without any significant error

when there is no substrate deficiency. It has also been noted that

the maximum product concentration is attained when biofilm thickness is

high (i.e. high total cell mass concentration) and the substrate concen-

tration is low enough to eliminate the inhibitory effect. Thus such

deficiency occurs near the time when product concentration P reaches

the maximum value, and the deficiency causes a rapid decrease in P

after that. Since the declining phase of product concentration is not

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199

desirable for fermentor operation, the major part of unsteady-state stu-

dy deals with the non-deficient condition of nutrients. Therefore

the approximation of flat concentration profile for substrate is consid-

ered to be reasonable for unsteady-state study in such a situation.

( C2) Oxygen Concentration

As can be seen from the Figs.(Cl), (C2) and (C3), the oxygen

concentration profiles change significantly with position, especially when

a thick biofilm is developed with a high So. From these figures, it

seems that the flat profile approximation for oxygen is considered to be

reasonable for low So or low t values, because the biofilm thickness is

still small. However, there is a significant difference between the

oxygen concentration on the surface inside the core (n=O) and of the

bioparticle (n=l) when the biofilm is thick (large t values).· There-

fore, in such cases, the flat profile approximation is not valid for oxy-

gen, and would yield overestimation for film growth rate. However,

it should be noted that the biofilm growth rate, A, estimated by the ap-

proximation is already very small because of the low substrate concen-

tration even, in those cases. Also, it should be noted that the oxy-

gen concentration, yo is always grerater than ys, the substrate

concentration. This can imply that the second term of Eq. (3.55),

[a/ys(as •ys)•ays/at] is dominant over the third term,

[a0 /yo(a0 •yo)•ayo/at] when the function q(n) is to be evaluated.

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200

Therefore, the error in calculating the film growth rate, caused by

the flat concentration profiles, cannot be large enough to invalidate the

use of the approximation for unsteady-state studies, provided there is

no deficiency of limiting nutrients.

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~

'-0

So= I ( o/I)

8 = 2 (hrs)

201

- Ys

----- Yo

i.o i:= =\~:. :--~~-:,-..;_-_ -:.::.--= =-==--= ':.'":~ -----_-S -~-:-~~-: ===~ :.:.:: ---r =20 ·5 _____________ _ ~ - -- -- ---- - - - - ----- ------ -.. -

"t' = 10 .. -..

7: =20 ,. -

0.5 .. -- -

--

- -"C = 35

I

0 0.5 1.0

Dimensionless Radial Position, ri

Figure Cl. Dimensionless concentration profiles of the substrate (Ys) and oxygen (yo)under the unsteady-state oondition,

when So = 1 (g/l) and 9 = 2 (hrs) are used.

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202

So = 20 ( Oii) Ys

6 = 10 (hrs) ---- -- Yo

1.0 -- -- -------- -~ ---~ ---- ---------- ----- -- ---- ----- ---T = 15 .. ,, -, ,, , .. , .. , .. ,, ,, , ,, , ,,

,, ,, , - , -- , /

-- , , , .. --- - , , ,, .. ,, ----,--- - .. ,, I- -

.... 0.5 0

(/)

>-

-T: 30 - /

---- --- -;;·= 34 -- ---·--

,, -----:.__ ---- --.. -

,, -

,, ,, -

.. ,, .. , , .. ,, - , --,, . ,,

, , ,,, ,,,'-r= 36 ,, ,, -,, ,

T: 34

T= 36 ' 0 0.5

Dimensionless Radial Position, Tl

, , ,, ,, . ,,, ,.-; , , , I , , , , , , ,

-

--.

-

1.0

Figure C2. Same as Figure Cl, except So = 20 (g/l) and

8 = 10 (hrs).

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0 >-~

1.0

0 0.5

203

So=40 ( Qll) Ys

6 = 50 {hrs) ----- Yo

----·------------------- -- ---- ----- ------ - -----· 'I'= 15

.. --. _ ... - ___ ... ,A ---- , ---- , --- , .. - , ----- - , ~·

.. __ -- "' - -- ---'i-=30

, , I , I ., , ,, I

"' . , I ... , I .,.

I -. - I .. -· I --- ' --- I -- ---- 't' = 36 , -· I ---- / I .. , . I ,

I . / . ,, , ,, " . , , ,

"' .. ,, . , , , 1: =40 , -,

/ -- . .. . ----- ----- - . . . . . . 0 0.5 1.0

Dimensionless Radial Position, 'I

Figure C3. Same as Figure Cl, except So = 40 (g/l) and

9 = 50 (hrs).

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204

Appendix 0. Listing of Computer Programs

Sample FORTRAN programs are listed in this Appendix, which were

used for the steady-state, the unsteady-state and the feeding strategy

analyses. They use the software packages COLSYS and POECOL for

steady- state and transient studies, respectively.

01. CSTNEW For steady-state CSTR performance using

COLSYS

02. PFRNEW For steady-state PFR performace using

03. POE1

04. POETIM

05. SAS

COLSYS. Multistage CSTR is used to

simulate the PFR behavior

For CSTR performance under unsteady-state

condition, using PO ECOL

For evaluating feeding strategies using

POECOL. Growth rate correction factor

is used.

SAS program NUN is used to find the

parameters for a given exponential

model of the growth rate correction factor

function

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205

Dl. CSTNEW

c-----------------------------------------------------------------------c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c

XR

Notations for program CSTNEW which are not internal

DS = D02 =

so = coo = s =

DEL = TllET A =

NTllET A = RDN = EPS =

YO = YS = yp =

YOPRIM = YSPRIM =

y =

YPROD = = DCRIT =

PROD = XM = OM = RO =

CLSTAR = xr = XCELL =

H = AKL =

KX = KOX =

KP = KOP =

Kl = YXS = YXO = YPS YPO =

M = IPAR =

lfLAG = ZETA =

ALEFT = ARIGHT =

Effective diffusivity of glucose in biofi Im " oxygen "

Substrate concentration in inlet feed strenm Oxygen concentration in the inlet feed stream Vector of SO Dimensionless biof i Im thickness Mean residence ti me Number of 111ETA examined in the program Vector of length NTHETA containing THETA values Volume fraction occupied by I iquid in liquid-s'olid phase Dimensionl~$S oxygen concentration inside the film

" sub st ra tc 11

Product concentration in bulk fluid first spatial derivative of YO

" vs vector of dimensionless gorwth rate term evaluated at each discretized point inside the biofilm Vector of dimensionless product formation rate term evaluated at each discretized point Location inside biofi Im where substrate or oxygen deficiency occurs Specific productivity of reactor Maintenance coefficient for substrate

11 oxygen Radius of inert sol id particle Saturation concentration of biofi Im Cel I mass concentration of biofilm layer Total eel I mass concentration in the reactor Step size of increment in spatial space Oxygen mass transfer coefficient Contois saturation constant of substrate for growth

" oxygen " Contois saturation constant of substrate for product formation Contois saturation formation

constant of oxygen for product

Substrate inhibition Yield coefficient of

II

II

" Order of each O.D.E.

constant for product formation substrate for eel I mass oxygen " substrate for product oxygen "

Control parameters for COLSYS (see COLSYS document) Return mode from COLSYS ( " Location of the boundary conditions Location where the left end boundary condtions exist

" right " c-----------------------------------------------------------------------

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. 206

c-----------------------------------------------------------------------c THREE-PHASE MICROBIAL FILM REACTOR SIMULATION; CSTRNEW c c c c c c c c c c c c

P'.og:am CSTNEW calculates the concentration profiles inside b1of1 Im by COLSYS and outlet product concentration by Simpson's rule. This program is used to evaluate the performance of CSTR under steady-state condition.

Operating parameters

SO = 40 (GM/LITER) de I = 0. 30 THETA= 2 TO 200(110URS)

c-----------------------------------------------------------------------1 MPLl CIT REAL*8(A-H,K,O-Z) DIMENSION IPAR(11),LTOL(4), TOL(4), ISPACE(2000),fSPACE(20000),

M(2) ,ZETA(4) ,Z(lq ,XR( 11 ), Y( 11) ,DEL( 7), YPROD( 11) DI MENS I ON YS( 11), YO( 11), YSPR IM( 11), YOPR IM( 11), S( 7), RON( 19) EXTERNAL FSUB, DFSUB, GSUB,DGSUB,SOLUTN COMMON ALPS,ALPO,ALPP.ALPOP,ALPl,PHS,PHO,PllP,PHOP,PSllS,PSllO,

&: DELTA,THETA c-----------------------------------------------------------------------c Define the operation parameters c-----------------------------------------------------------------------DATA DEL/0.1D0,0.125D0,0.15D0,0.2D0,0.3D0,0.4D0,0.45DO/

DATA RDN/2.D0,5.D0,10.D0,2.D1,2.5D1,3.D1,3.5D1,4.D1,5.01, &: 6.01,7.01,8.01,1.02,1.2D2,1.302,1.5D2,1.602,1.8D2,2.02/

DATA S/0.1D0,0.2D0,0.3D0,0.5DO,U.75D0,1.00,2.0U/ c-----------------------------------------------------------------------c Define the fermentation system paramenters c-----------------------------------------------------------------------

c c

DATA UMAX,KX,UP,KP,Kl,YXS,YPS,XM/0.100,0.006D0,0.005D0,0.000200, O.lD0,0.4500,1.200,0.01400/

DATA KOP,OM,YXO,YP0/3.00-5, 0.467D0,0.04D0,0.2DO/ DATA OS,D02/1.50D-3,4.600-3/

DO 1100 LLL=l, 2 SO=S(LLL) S0=40.00 NTHETA=19 PHl=3.1415900 R0=0.0500 EPS=0.3400 CLST AR= 1 . 26DO KOX=0.00111DO*CLSTAR XF=20.DO COO=CLSTAR

c-----------------------------------------------------------------------c Initialize PARAMETERS for COLSYS c-----------------------------------------------------------------------

c

1PAR(1 )=1 IPAR(2)=0 IPAR(4)=4 IPAR(5)=20000 IPAR(6)=2000 IPAR(7)=1 IPAR(8)=0 IPAR(10)=1 IPAR(11)=0

DO 10 1=1,4 LTOL(l)=I

10 TOL( I )=1. D-4 LTOL( 2 )=2 TOL(2) =1.0D-3 LTOL('4 )=4 TOL(4) =1.00-2

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207

c-------------------------------------------c Dimensionless system Parameters are d;;1~;d-~;;;----------------c---------------------------------------------------ALPS=KX*Xf/SO --------------------

c

c c

c c c

ALPO=KOX*Xf /COO ALPP=KP/SO ALPOP=KOP*Xf/COO ALP I =KI /SO PHS=DSQRT(UMAX*RO*RO/YXS/DS/KX) PHP=DSQRT(UP*RO*RO*XF/YPS/DS/KP) PHO=DSQRT(UMAX*RO*RO/YX0/002/KOX) PHOP=DSQRl(UP*RO*RU /YP0/002/KOP) PSllS=XM*RU*RO*Xf/DS/SO PSHO=OM*RO*RU*Xf/002/COO NCOMP=2 M(1)=2 M(2)=2

DO 1100 LLK=l,NTHETA THETA=RDN(LLK)

DO 1000 L=1, 7 DELTA=DEL(L)

DELTA=0.3000 RRf=1.D0/(1.DO +DELTA). XCELL=XF*(1.DO-EPS)*(1.DO-RRF*RRF*RRF) OCR I T=DELTA ARIGHT= 1.DO +DELTA

IF(LLK.GE.2) GO TO 703

702 IPAR(3)=5 IPAR(9)=1 ALEFT=ARIGHT - DCRIT ZETA( 1 )=ALEFT ZETA( 3 )=ARIGHT ZETA(4)=ARIGHT ZETA( 2 )=ALEFT

CALL COLSYS(NCOMP,M,ALEFT, ARIGHT,ZETA, IPAR,LTOL,TOL, & DUMMY, ISPACE,FSPACE, IFLAG,FSUB DFSUB GSUB & DGSUB,SOLUTN) ' ' '

IF( IFLAG.NE.1) GO TO 1150 GO TO 705

c-----------------------------------c ~h~ result obtained for prev7~;.;-;~[;~-i;-~;;d-;;---------------C 1n1t1al guess for new THETA value c---~--------------------------------703 IF(ALEFT.NE.1.DO) GO TO 702 ----------------------------------

IPAR(3)=1SPACE(1) IPAR(9)=3 ALEFT=ARIGHT - DCRIT ZETA( 1 )=ALEFT ZETA( 3 )=ARIGHT ZETA(4)=ARIGHT ZETA( 2 )=ALEFT CALL COLSYS(NCOMP,M,ALEFT, ARIGHT,ZETA, IPAR,LTOL,TOL,

& DUMMY, ISPACE,FSPACE, IFLAG,FSUB,DFSUB,GSUB, & DGSUB,SOLUTN)

IF(IFLAG.NE.1) GO TO 1150 705 WRITE(6,38) SO.DELTA, THETA

38 FORMAT(1H1////10X,'SO =' ,F9.5//10X,'OELTA =',F7.3//10X,'LIQUID &MEAN RESIDENCE TIME, THETA=' ,F7.2, 1 (HR)')

WR I TE ( 6 , 4 1 ) 41 FORMAT(////12X,'X',14X,'S',14X,'DS/OX',11X,'(02) 1 ,

& 11X, 'OCO/OX'/ 8X,37( '~' )/) c--------------------------------------------------------------------------c Find the concentration profiles in the biofi Im C Reset I ZERO and JZERO va I ues c C where IZERO and JZERO are the point at which SUBSTRATE or c OXYGEN becomes deficient within the biof i Im c c--------------------------------------------------------------------------

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699

208

IZERO = 0 JZERO = 0 DO 20 J=1, 11 XR(J)=DFLOAT(J-l)*((ARIGHT-ALEfT)/10.00)+ ALEFT CALL APPSLN(XR(J),Z,FSPACE, I SPACE) YS(J)=Z(1) YO(J)=Z(3) YSPRIM(J)=Z(2) YOPR IM( J )=Z( 4) lf(YS(J).GT.0.00) GO TO 699

YS(J)=O.DO IZERO=J

lf(YO(J).GT.0.00) GO TO 700 YO(J)=O.DO JZERO=J

700 WRITE(6,100) XR(J),YS(J),YSPRIM(J),YO(J),YOPRIM(J) 100 FORMAT( 8X,f9.5,5X,4015.5/) 20 CONTINUE

c--------------------------------------------------------------------------c SUBSTRATE or OXYGEN deficient, adjust ALEFT c--------------------------------------------------------------------------

444 Be

1 F( IZERO.LT.1.ANO.JZERO.LT.1) GO TO 704 If( IZERO.LE.JZERO) JR=JZERO If( IZERO.GE.JZERO) JR=IZERO

WRITE(6,444) XR(JR) FORMAT(1H1//////20X, 'SUBSTRATE DEFICIENT AT X =',F9.5//5X,

50 ( ' **I ) I I/) IF(XR(JR).EQ.ARIGHT) GO TO 2100 IF(JR.LE.2) DCRIT=ARIGHT - XR(2) IF(JR.GE.3) DCRIT=ARIGHT - XR(JR-1)

GO TO 702 c---------------------------------------------------------------------------c Calculate the cell cone. change and product concentration c---------------------------------------------------------------------------704 YSB=YS(11)

Be

SFLUX=YSPRIM(11) YOB=Y0(11) OFLUX=YOPRIM(11) DO 105 MK=l,11

Y(MK)=XR(MK)*XR(MK)*YS(MK)*YO(MK)/(ALPS+YS(MK))/(ALPO+YO(MK)) YPROD(MK)=XR(MK)*XR(MK)*YS(MK)*YO(MK)/(ALPP+YS(MK)*(1.DO +

YS(MK)/ALPl))/(ALPOP+YO(MK)) 105 CONTINUE

c-----------------------------------------------------------------------c Integration of VOLUME AVERAGE PRODUCT FORMATION is done C by TRAPEZOIDAL RULE c------------------------------------·-----------------------------------ax=o. Do

QP=O.DO H=(ARIGHT - ALEFT)/10.DO DO 210 11=1, 10

QX=QX+0.5DO*H*(Y( II )+Y( 11+1)) QP=QP+0.5DO*H*(YPROD( I I )+YPROD( I 1+1))

210 CONTINUE DXF=3.D0*(1.DO-EPS)*UMAX*XF*THETA*QX/(1.DO+DELTA)/

(1.DO+DELTA)/(1.DO+DELTA) YP= THETA*3.D0*(1.DO-EPS)*UP*XF*QP/(1.DO+DELTA)/(1.DO

Be +DELTA)/(1.DO+DELTA) c--------------------------------------------------------------------------c Productivity of the reactor is evaluated here c--------------------------------------------------------------------------

87 WR I TE ( 6, 87) DXF FORMAT(////20X, 1 CHANGE IN CELL CONC. =',F10.5) PCON=YP PROD=PCON/XCELL/TllETA WRITE(6,103) PCON,PROD

103 FORMAT(////20X,'PENICILLIN CONCENTRATION'/20X, 1 IN THE OUTLET STR &EAM = ,015.4,'(GM PENICILLIN/LITER)'/// & 20X,'PRODUCTIVITY =',015.5,'(GM PENICILLIN/GM DRY CELL WEIGHT/HO &UR) I I I I II/)

GO TO 1000

Page 223: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

c

c

c

c

c

c

c

c

c

2100 1950

1150 1960

&, 1000 1100

2000 1900

209

WRITE(6,1950) FORMAT( //////15X, 'BULK CONC. IS ZERO' //10X, 25( 1 *' )//) GO TO 1000 WRITE(6,1960) SO,DELTA, IFLAG FORMAT(/////15X, 'SO =',F5.2/15X,'DELTA =' ,F7.3/15X,'ERROR RETURN IFLAG =', 14/////) CONTINUE CONTINUE STOP WRITE(6,1900) IFLAG FORMAT(//////15X,'ERROR RETURN, IFLAG =', 15) STOP END

SUBROUTINE FSUB(X,Z,F) IMPLICIT REAL*6(A-H,K,0-Z) DIMENSION Z(4),F(2) COMMON ALPS,ALPO,ALPP,ALPOP,ALPl,PHS,PHO,PllP,PltOP,PSltS,PSHO,

& DELTA, THETA

RS(X)=X/(ALPS+X) RO(X)=X/(ALPO+X) RPS(X)=X/(ALPP+X*(1.DO+X/ALPI)) RPO(X)=X/(ALPOP+X)

F(1)=ALPS*PHS*PHS*RS(Z(1))*RO(Z(3)) + ALPP*PHP*PHP*RPS(Z(1))* & RPO(Z(3)) + PSHS - 2.DO/X*Z(2)

F(2)=ALPO*PHO*PHO*RS(Z(1))*RO(Z(3)) + ALPOP*PHOP*PHOP*RPS(Z(1)) & *RPO(Z(3)) + PSHO - 2.DO/X*Z(4)

RETURN END

SUBROUTINE DFSUB(X,Z,DF) IMPLICIT REAL*6(A-H,K,O-Z) DIMENSION Z(4),DF(2,4) COMMON ALPS,ALPO,ALPP,ALPOP,ALPl,PHS,PHO,PHP,PHOP,PSHS,PSHO,

& DELTA, THETA

RS(X)=X/(ALPS+X) RO(X)=X/(ALPO+X) RPS(X)=X/(ALPP+X*(1.DO+X/ALPI )) RPO(X)=X/(ALPOP+X)

DF(1,1)=ALPS*PHS*PHS*ALPS*RO(Z(3))/(ALPS+Z(1))/(ALPS+Z(1)) & + ALPP*PHP*PHP*RPO( Z( 3) )*( ALPP-Z( 1)*Z(1 )/ALP I)/( ALPP & +Z( 1)*(1.DO+Z(1 )/ALPI) )/(ALPP+Z( 1)*(1.DO+Z( 1 )/ALPI))

DF(l,2)=- 2.00/X DF(1,3)=ALPS*PHS*PHS*ALPO*RS(Z(1))/(ALPO+Z(3))/(ALPO+Z(3))

& + ALPP*PHP*PHP*RPS(Z(1))*ALPOP/(ALPOP+Z(3))/(ALPOP+Z(3)) DF(l,4)=0.DO

DF(2,1)=ALPO*PHO*PHO*ALPS*RO(Z(3))/(ALPS+Z(1))/(ALPS+Z(1))+ALPOP & *PHOP*PHOP*RPO(Z(3))*(ALPP- Z(1)*Z(1)/ALPI )/(ALPP + & Z( 1)*(1. DO+Z( 1 )/ALPI) )/(ALPP+Z( l )*( 1. DO+Z( 1 )/ALPI))

DF(2,2)=0.DO DF(2,3)=ALPO*PHO*PHO*ALPO*RS(Z{l))/(ALPO+Z(3))/(ALPO+Z(3))+ALPOP

& *PHOP*PHOP*RPS(Z(1))*ALPOP/(ALPOP+Z(3))/(ALPOP+Z(3)) DF(2,4)= - 2.DO/X RETURN END

SUBROUTINE GSUB( l,Z,G) IMPLICIT REAL*8(A-H,K,O-Z) DIMENSION Z(4) COMMON ALPS,ALPO,ALPP,ALPOP,ALPI, PHS, PIW, PllP, PHOP, PSHS, PSHO,

& DELTA, THETA DATA OS,D02,EPS,R0/1.50D-3,4.60D-3,0.34DU,0.05DO/ DATA AKL/3.D2/

GO TO ( 1 , 2 , 3 , 4 ) , I

Page 224: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

c

c

c

210

1 G=Z(2) RETURN

2 G=Z(4) RETURN

3 G=Z(1) -1.DO + THETA*3.00*(1.DO-EPS)*DS*Z(2)/(1.DO+DELTA)/RO/RO RETURN

4 G=Z(3)-(THETA*AKL-THETA*3.D0*(1.DO-EPS)*D02*Z(4)/(1.DO+ Be DELTA)/RO/RO)/(THETA*AKL + 1.DO)

RETURN END SUBROUTINE DGSUB( l,Z,DG) IMPLICIT REAL*6(A-H,K,O-Z) DIMENSION DG(4),Z(4) COMMON ALPS,ALPO,ALPP,ALPOP,ALPI, PHS, PHO, PUP, PllOP, PSHS, PSllO,

Be DELTA, THETA DATA DS,D02,EPS,R0/1.50D-3,4.60D-3,0.34D0,0.0500/ DATA AKL/300.DO/

GO TO ( 1 , 2, 3, 4), 1 DG( 1 )=O. DO

DG(2)=1.DO DG(3)=0.DO DG(4)=0.DO RETURN

2 DG( 1 )=O. DO DG(2)=0.DO DG(3)=0.DO DG( 4 )=1. DO RETURN

3 DG( 1 )= 1 • DO DG(2)=+THETA*3.D0*(1.DO-EPS)*DS/(1.DO+DELTA)/RO/RO DG(3)=0.DO DG(4)=0.DO RETURN

4 DG(l)=O.DO DG(2)=0.DO DG( 3 )=1. DO DG(ti)= THETA*3.D0*(1.DO-EPS)*D02/(1.DO+DELTA)/R0/RO/(THETA*AKL+

Be 1. DO) RETURN END

SUBROUTINE SOLUTN(X,Z,DMVAL) IMPLICIT REAL*8(A-H,K,O-Z) DIMENSION Z(4),DMVAL(2) Z(l)=0.000100 Z(2)=0.0001DO DMVAL(l)=0.00 Z(3)=(X-1.DO)*(X-1.DO) Z(4)=2.DO*(X-1.DO) DMVAL(2)=2.DO RETURN END

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211

02. PFRNEW

c-----------------------------------------------------------------------c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c

Notations for PFRNEW which are not internal

NSTAGE = YSB =

YOB = yp =

PDC = SFLUX =

OFLUX =

KO = PARMS = PARMO = YPIN =

PDCIN = PCON = PDEC =

PROD1 = PROD2 =

Total number of CSTR stages approximated vector of length NSTAGE containing va111e5 of bulk substrate concentration in each stage Vector of length NSlAG[ containir1g values of bulk oxygen concentration in each stage Vector of length NSTAGE containing values of product concentration in each sta9c Product concentration in each stage when product decay effect is considered Vector of length NSTAGE containing values of substrate flux at the surface of bioparticle in each stage Vector of length NSTAGE containing values of oxygen flux at the surface of bioparticle in each stage First order product decay constant Bulk substrate concentration in the previous stage Bulk oxygen concentration in the previous stage Product concentration in the previous stage Product concentration in the previous stage when product decay effect is considered Product-concentration in the outlet stream

II

product decay effect is considered Specif~c productivity of the reactor product decay effect Specific productivity of the reactor decay effect

when

without

with product

c-----------------------------------------------------------------------

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212

c-------------------------------------------------------------------~-------c c c c c c c c c c

PFR HODEL : MULTISTAGE CSTR APPROXIMATION

Program PFRNEW calculates the concentration profiles by multistage CSTR approximation in a fermenter of PFR mode under steady-state condition. Output gives the results with and without product decay effect.

FIRST ORDER PRODUCT DECAY CONSTANT KO= 0.01 (/HR)

c---------------------------------------------------------------------------1 MPL IC IT REAL*8(A-H,K,O-Z) DIMENSION I PAR( l1 ), l TOL( 11), TOL( 4), I SPACE( 3000), fSPACE( 30000),

& YPR(ll), M(2),ZETA(lq,Z(4),XR(11),Y(11),DEL(7),YP(10ll),YSB(100) DI MENS I ON YS( 11), YO( 11 ) , YSPR IM( 11 ) , YOl'R IM( 11 ) , S( 3), YOB ( 100) DIMENSION DXF(100),SFLUX(100),0fLUX(100),YPROD(11),RUN(17) DIMENSION PDC(lOO) EXTERNAL FSUB, DFSUB, GSUB,DGSUB,SOLUTN COMMON ALPS,ALPO,ALPP,ALPOP,ALPl,PHS,PlfO,PHP,PlfOP,PSlfS,PSlfO,

& DELTA,.PARMS, PARMO, THETA c-----------------------------------------------------------------------c CHOOSE THE SYSTEM OPERATION PARAMENTERS c-------------------------------~---------------------------------------DATA RDN/5.D0,10.D0,12.D0,13.00,14.D0,15.D0,16.D0,17.D0,18.DO,

&: 2.Dl,22.D0,25.D0,30.D0,35.DU,4.Dl,5.Dl,6.01/ DATA DEL/O. 1DO,0. 2DO, 0. 25DO, 0. 3DO, O. 35DO, O. l1DO, 0. 45DO/ DATA S/0.500,0.75D0,1.DO/

c-----------------------------------------------------------------------c FERMENTATION SYSTEM PARAMETERS ARE GIVEN HERE c-----------------------------------------------------------------------DATA UMAX,KX,UP,KP,Kl,YXS,YPS,XM/0.100,0.006D0,0.005D0,0.0002DO,

&: 0.1D0,0.45D0,1.2D0,0.014DO/ DATA KOP,OM,YXO,YP0/3.0D-5, 0.46700,0.0400,0.200/ DATA DS,002/1.500-3,4.600-3/

c-----------------------------------------------------------------------c TOTAL NUMBER OF CSTR STAGE IS 50 c-----------------------------------------------------------------------NSTAGE=50 .

DO 1100 LLL=l,18 THETA=RDN(LLL)/DFLOAT(NSTAGE) S0=20.DO PHl=J.1415900 R0=0.05DO EPS=0.3400 CLSTAR= 1. 2600 KOX=0.00111DO*CLSTAR KD=0.0100 XF=20.DO COO=CLSTAR

c-----------------------------------------------------------------------c INITIALIZE THE PARAMETERS FOR COLSYS c-----------------------------------------------------------------------

c

1PAR(1 )=1 IPAR(2)=0 IPAR(4)=4 IPAR(5)=25000 IPAR(6)=2500 IPAR(7)=1 IPAR(8)=0 IPAR(10)=1 I PAR( 11 )=O

DO 10 1=1,4 L TOL( I)= I

10 TOL( I )=1. D-4 LTOL(2)=2 TOL( 2) =1. OD-3 LTOL(4)=4 10L(4) =1.0D-2

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213

c-----------------------------------------------------------------------c DIMENSIONLESS FERMENTATION SYSTEM PARAMETERS ARE DEFINED HERE c-----------------------------------------------------------------------

c

ALPS=KX*XF /SO ALPO=KOX*XF/COO ALPP=KP/SO ALPOP=KOP*XF/COO ALP I =KI /SO PlfS=DSQRT(UMAX*RO*RO/YXS/OS/KX) PHP=OSQRT(UP*RO*RO*XF/YPS/OS/KP) PHO=OSQRT(UMAX*RO*RO/YX0/002/KOX) PHOP=DSQRT(UP*RO*RO /YPO/D02/KOP) PSHS=XM*RO*RO*XF/DS/SO PSHO=OM*RO*RO*XF/002/COO

C DO 1000 L=1,7 C DELTA=OEL(L)

c

OELTA=0.30DO RRF=1.00/(1.00 +DELTA) XCELL=XF*(1.DO-EPS)*(1.DO-RRF*RRF*RRF) DCRIT=DELTA

NCOMP=2 M( 1 )=2 M(2)=2 ARIGHT= 1.DO +DELTA PARMS=1. DO PARMO=l. DO IZERO=O JZERO=O YPIN=O.DO PDCIN=O.DO DO 800 N=l,NSTAGE IF(N.GT.1) GO TO 997

702 IPAR(3)=4 IPAR(9)=1 ALEFT=ARIGHT - DCRIT ZETA( 1 )=ALEFT ZETA(3)=ARIGHT ZETA(4)=ARIGHT ZETA( 2 )=ALEFT

CALL COLSYS(NCOMP,M,ALEFT, ARIGHT,ZETA, IPAR,LTOL,TOL, & DUMMY, ISPACE,FSPACE, IFLAG,FSUB,OFSUB,GSUB, & DGSUB,SOLUTN)

IF( IFLAG.EQ.1) GO TO 998 WRITE(6,1910) RDN(LLL), IFLAG

1910 FORMAT(/ ///15X, 'RES I DENCE TIME =', F7. 2, 1 (HRS) 1 /15X, 'ERROR &RETURN, IFLAG =', 15)

GO TO 1100 c-----------------------------------------------------------------------c CONCENTRATION PROFILES OBTAINED IN THE PREVIOUS STAGE IS C USED AS AN INITIAL GUESS OF THE PRESENT STAGE c-----------------------------------------------------------------------997 IPAR(3)=1SPACE(1)

IPAR(9)=3 ALEFT=ARIGHT - DCRIT ZETA(1)=ALEFT ZETA(3)=ARIGHT ZETA(4)=ARIGHT ZETA( 2 )=ALEFT

CALL COLSYS(NCOMP,M,ALEFT, ARIGHT,ZElA, IPAR,LTOL,TOL, & DUMMY, ISPACE,FSPACE, IFLAG,FSUB,OFSUB,GSUB, & OGSUB,OUMMY)

IF( IFLAG.EQ.1) GO TO 998 WRITE(6,1910) RON(LLL), IFLAG GO TO 1100

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214

~--------------------------------------------------------------------------c FINO THE CONCENTRATION PROFILE IN THE FILM c--------------------------------------------------------------------------C-998 WRITE(6,39) N

39 FORMAT(20X,'STAGE NO.=', 13/) C---- WRITE(6,41)

41 FORMAT(////12X, 'X',14X,'S',14X,'DS/DX',11X,'(02)', & 11X,'OCO/DX'/ 8X,37('~' )/)

c--------------------------------------------------------------------------c RESET IZERO AND JZERO VALUES c c c c

. WHERE IZERO OR JZERO IS TllE POSITION AT WHICH TllE SUBSTRATE OR OXYGEN BECOMES DEFICIENT, RESPECTIVELY.

c-----------------------------------------------------------------------998 IZERO = 0

699

JZERO = 0 DO 20 J= 1, 11 XR(J)=DfLOAT(J-l)*((ARIGHT-ALEFT)/10.DO)+ ALEFT CALL APPSLN(XR(J),Z,FSPACE, I SPACE) YS(J)=Z(l) YO(J)=Z(3) YSPRIM(J)=Z(2) YOPRIM(J)=Z(4) IF(YS(J).GT.O.DO) GO TO 699

· VS ( J ) =O. DO IZERO=J

IF(YO(J).GT.O.DO) GO TO 20 YO(J)=O.DO JZERO=J

C-700 WRITE(6,100) XR(J),YS(J),YSPRIM(J),YO(J),YOPRIM(J) 100 FORMAT( 8X,F9.5,5X,4D15.5/) 20 CONTINUE

8c

DO 103 MK=l,11 . YPR(MK)=XR(MK)*XR(MK)*YS(MK)*YO(MK)/(ALPP+YS(MK)*(1.DO +

YS(MK)/ALPl))/(ALPOP+YO(MK)) 103 CONTINUE

c-----·-----------------------------------------------------------------c INTEGRATION OF VOLUME AVERAGE PRODUCT FORMATION RATE c C TRAPEZOIDAL RULE IS USED c-----------------------------------------------------------------------QRP=O. DO

H=(ARIGHT - ALEFT)/10.DO DO 201 I I = 1 , 1 0

QRP=QRP+0.5DO*H*(YPR( ll)+YPR( I 1+1)) 201 CONTINUE

c-----------------------------------------------------------------------c c c c c c c c c

HERE PDECAY AND YPRO ARE THE PRODUCT CONCENTRATIONS WITH AND WITHOUT PRODUCT DECAY EFFECT, RESPECTIVELY, WHEN LEFT END BOUNDARY IS NOT ADJUSTED.

WHEN BULK SUBSTRATE CONCENTREATION IS ZERO, THE PRODUCT FORMATION RATE IS ALSO ZERO. IN THIS CASE, PRODUCT CONCENTRATION IS THE SAME AS THE PREVIOUS STAGE.

c-----------------------------------------------------------------------

8c

1 F ( QRP. EQ. O. DO) YPIN=YPRO IF(QRP.EQ.O.DO) PDCIN=PDECAY YPRO=YPIN + THETA*3.D0*(1.DO-EPS)*UP*XF*QRP/(1.DO+DELTA)/(1.DO

+DELTA)/(1.DO+DELTA) PDECAY=(PDCIN + 1HETA*3.D0*(1.00-EPS)*UP*XF*QRP/(1.DO+DELTA)/

8c (1.00 +OELTA)/(1.DO+DELTA))/(1.DO+THETA*KD) c-------------------------------~------------------------------------------c SUBSTRATE OR OXYGEN DEFICIENT, ADJUST ALEFT c-----------------------------------------------------------------------

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215

IF( IZERO.LT.1.AND.JZERO.LT.1) GO TO 704 IF( IZERO.LE.JZERO) JR=JZERO IF( IZERO.GE.JZERO) JR=IZERO

WRITE(6,444) XR(JR), N 444 FORMAT(//20X,'SUBSTRATE DEFICIENT AT X =',F9.5//34X,

& 'STAGE NO. =', 13//20X,lt0( '*'"' )/) IF(JR.LE.2) DCRIT=ARIGHT - XR(2) IF(JR.EQ.11) GO TO 842 IF(JR.GE.3) OCRIT=ARIGHT - XR(JR-1)

GO TO 702 c-----------------------------------------------------------------------c CONCENTRATION PROFILES ARE FOUND, CALCULATE TllE VOLUME C AVERAGE PRODUCT FORMATION RATE . c-----------------------------------------------------------------------704 YSB(N)=YS(11)

SFLUX(N)=YSPRIM(11) YOB( N )=YO( 11 ) OFLUX(N)=YOPRIM(ll) 00105MK=1,11

Y(MK)=XR(MK)*XR(MK)*YS(MK)*YO(MK)/(ALPS+YS(MK))/(ALPO+YO(MK)) YPROD(MK)=XR(MK)*XR(MK)*YS(MK)*YO(MK)/(ALPP+YS(MK)*(l.DO +

& YS(MK)/ALPI ))/(ALPOP+YO(MK)) 105 CONTINUE

QX=O.DO QP=O.DO H=(ARIGHT - ALEFT)/10.DO DO 210 11=1, 10

QX=QX+0.5DO*H*(Y( I l)+Y( I 1+1)) QP=QP+0.5DO*H*(YPROD( I I )+YPROD( 11+1))

210 CONTINUE DXF(N)=3.D0*(1.DO-EPS)*UMAX*XF*THETA*QX/(1.DO+DELTA)/

& (1.DO+DELTA)/(1.DO+DELTA) YP(N)=YPIN + THETA*3.D0*(1.DO-EPS)*UP*XF*QP/(1.DO+DELTA)/(1.DO

& +DELTA)/(1.DO+DELTA) PDC(N)=(PDCIN + THETA*3.D0*(1.DO-EPS)*UP*XF*QP/(1.DO+DELTA)/

& (1.DO+DELTA)/(1.DO+DELTA))/(1.DO+THETA*KD) PARMS=YSB(N) PARMO=YOB(N) YPIN=YP(N) PDCIN=PDC(N) IZERO = 0 JZERO = 0

800 CONTINUE IF(N.GE.NSTAGE) GO TO 845

c-----------------------------------------------------------------------c BULK SUBSTRATE CONCENTRATEION IS ZERO AT N-TH STAGE c-----------------------------------------------------------------------842 WRITE(6,843) N

843 FORMAT(////20X, 'BULK SUBSTRATE DEFICIENT AT STAGE NO. =' ,13) DO 851 LB=N,NSTAGE

YSB(LB)=O.DO SFLUX(LB)=O.DO YOB(LB)=YOB(LB-1) OFLUX(LB)=OFLUX(LB-1) DXF(LB)=O.DO YP(LB)=YPRO PDC(LB)=PDECAY

851 CONTINUE

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216

c-----------------------------------------------------------------------c PRINT THE AXIAL CONCENTRATION PROFILES IN PFR c-----------------------------------------------------------------------845 WRITE(6,801) SO, DELTA RDN(LLL), NSTAGE

801 FORMAT(1H1///20X,'SO =1,F6.2/20X, 'DELTA=' ,F6.2/20X, 'RESIDENCE &TIME =',F6.2,' (HRS)'/20X,'TOTAL STAGE NO.=', 13//// & 1DX, 'STAGE NO. 1 ,12X 'YSB 1 ,13X, 'YOB', & 13X, 'DXF'. 13X, I PCON 1, 10X, Ip DfCAY' /8X, 100( '-' )/)

DO 810 J=1,NSTAGE WRITE(6,802) J,YSB(J),YOB(J),DXF(J),YP(J),PDC(J)

802 fORMAT( 12X, 13, 5X, 5D17. 5) 810 CONTINUE

DXSUM=O.DO DO 830 IK=1,NSTAGE DXSUM=DXSUM + DXF( IK)

830 CONTINUE c-----------------------------------------------------------------------c PRODUCTIVITY OF THE REACTOR IS CALCULATED HERE c-----------------------------------------------------------------------

c

c

c

WR 1TE(6, 87) DXSUM 87 FORMAT(////20X, 'CHANGE IN CELL CONC. =' ,F10.5)

lf(N.GE.NSTAGE) PCON=Y~(NSTAGE) IF(N.GE.NSTAGE) PDEC=PDC(NSTAGE) IF(QRP.EQ.O.DO) PDEC=PDECAY IF(QRP.EQ.O.DO) PCON=YPHO PROD1=PCON/XCELL/RDN(LLL) PROD2=PDEC/XCELL/RDN(LLL) WRITE(6,113) PCON,PDEC,PROD1,PROD2,XCELL,SO,RDN(LLL),NSTAGE

113 FORMAT(//20X, 1 PENICILLIN CONCENTRATION'/20X,' IN THE OUTLET STR &EAM ·WITHOUT DECAY =',D15.4,'(GM PENICILLIN/LITER)'// &20X, 'PCON WITH DECAY =',D15.5//20X, 'PRODUCTIVITY WITHOUT DECAY=', &D15.5/20X,'PRODUCTIVITY WITH DECAY=' ,015.5// & //20X, 'XCELL =' ,D17.5//20X,'SO =' ,F6.2, I (G/L) 1 /20X, & 'RESIDENCE TIME =',f6.2,' (HRS) 1 //20X, 'TOTAL NO. OF STAGES=', & 13/////)

1000 CONTINUE 1100 CONTINUE

STOP 2000 WRITE(6,1900) !FLAG 1900 FORMAT(//////15X, 'ERROR RETURN, IFLAG =', 15)

STOP ENO

SUBROUTINE FSUB(X,Z,F) IMPLICIT REAL*8(A-H,K,O-Z) DIMENSION Z(4),F(2) COMMON ALPS,ALPO,ALPP,ALPOP,ALPl,PHS,PHO,PHP,PHOP,PSHS,PSHO,

& DELTA,PARMS,PARMO,THETA

RS(X)=X/(ALPS+X) RO(X)=X/(ALPO+X) RPS(X)=X/(ALPP+X*(l.DO+X/ALPI )) RPO(X)=X/(ALPOP+X)

F(l)=ALPS*PHS*PHS*RS(Z(1))*RO(Z(3)) + ALPP*PHP*PHP*RPS(Z(l))* & RPO(Z(3)) + PSHS - 2.DO/X*Z(2)

F(2)=ALPO*PHO*PHO*RS(Z(l))*RO(Z(3)) + ALPOP*PHOP*PHOP*RPS(Z(l)) & *RPO(Z(3)) + PSHO - 2.DO/X*Z(4)

RETURN ENO

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c

c

c

c

c

c

c

c

217

SUBROUTINE OFSUB(X,Z,DF) IMPLICIT REAL*8(A-H,K,O-Z) DIMENSION Z(4),DF(2,4) COMMON ALPS,ALPO,ALPP,ALPOP,ALPl,PHS,PHO,PHP,PHOP,PSHS,PSHO,

& DELTA,PARMS,PARMO,THETA

RS(X)=X/(ALPS+X) RO(X)=X/(ALPO+X) RPS(X)=X/(ALPP+X*(l.OO+X/ALPI )) RPO(X)=X/(ALPOP+X)

OF(1,1)=ALPS*PHS*PHS*ALPS*RO(Z(3))/(ALPS+Z(1))/(ALPS+Z(1)) & + ALPP*PHP*PHP*RPO(Z(3))*(ALPP-Z(l)~Z(1)/ALPI )/(ALPP & +Z( 1)*(1.00+Z( 1 )/ALPI) )/(ALPP+Z( 1)*(1.DO+Z( 1 )/ALPI))

OF(1,2)=- 2.DO/X DF(1,3)=ALPS*PHS*PHS*ALPO*RS(Z(1))/(ALPO+Z(3))/(ALPO+Z(3))

& + ALPP*PHP*PHP*RPS(Z(1))*ALPOP/(ALPOP+Z(3))/(ALPOP+Z(3)) DF(1,4)=0.DO

DF(2,1)=ALPO*PHO*PHO*ALPS*RO(Z(3))/(ALPS+Z(l))/(ALPS+Z(l))+ALPOP & *PHOP*PHOP*RPO(Z(3))*(ALPP- Z(l )*Z(l)/ALPI )/(ALPP + & Z( 1)*(1.DO+Z( 1 )./ALPI) )/(ALPP+Z( 1)*(1.DU+Z( 1 )/ALPI))

DF(2,2)=0.DO DF(2,3)=ALPO*PHO*PHO*ALPO*RS(Z(l))/(ALPO+Z(3))/(ALPO+Z(3))+ALPOP

& *PHOP*PHOP*RPS(Z(1))*ALPOP/(ALPOP+Z(3))/(ALPOP+Z(3)) DF(2,4)= - 2.00/X RETURN END

SUBROUTINE GSUB( l,Z,G) IMPLICIT REAL*8(A-H,K,O-Z) DIMENSION Z(4) COMMON ALPS,ALPO,ALPP,ALPOP,ALPl,PHS,PHO,PHP,PHOP,PSHS,PSHO,

& DELTA,PARMS,PARMO,THETA DATA DS,D02,EPS,R0/1.50D-3,4.60D-3,0.34D0,0.05DO/ DATA AKL/3.02/

GO TO ( 1 , 2 I 3. 4 ) , I G=Z(2) RETURN

2 G=Z(4) RETURN

3 G=Z(l)-PARMS+ THETA*3.D0*(1.DO-EPS)*DS*Z(2)/(1.DO+DELTA)/RO/RO RETURN

4 G=Z(3)-(PARMO+THETA*AKL-THETA*3.D0*(1.DO-EPS)*D02*Z(4)/(1.DO+ & DELTA)/RO/RO)/(THETA*AKL + 1.00)

RETURN END

SUBROUTINE DGSUB( l,Z,DG) IMPLICIT REAL*8(A-H,K,O-Z) DIMENSION DG(4),Z(4) COMMON ALPS,ALPO,ALPP,ALPOP,ALPl,PHS,PHO,PHP,PHOP,PSHS,PSHO,

& DELTA,PARMS,PARMO,THETA DATA DS,D02,EPS,R0/1.50D-3,4.60D-3,0.34D0,0.05DO/ DATA AKL/300.DO/

GO TO (1,2,3,4), DG(1)=0.DO DG( 2 )=1. DO DG(3)=0.DO DG(4)=0.DO RETURN

2 DG(l)=O.DO DG(2)=0.DO

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c

DG(3)=0.DO DG(4)=1.DO RETURN

218

3 OG( 1 )=1.00 OG(2)=+THETA*3.D0*(1.DO-EPS)*OS/(1.DO+OELTA)/RO/RO OG(3)=0.00 OG(4)=0.00 RETURN

4 OG( 1 )=O. DO OG(2)=0.DO OG(3)=1.00 OG(4)= THETA*3.00*(1.00-EPS)*002/(1.DO+UELTA)/RO/RO/(TllETA*AKL+

& 1. 00) RETURN ENO

SUBROUTINE SOLUTN(X,Z,OMVAL) IMPLICIT REAL*8(A-H,K,O-Z) DIMENSION Z(4),0MVAL(2) Z( 1 )=0.·900 Z(2)=0.DO DMVAL(l)=0.00 Z(3)=(X-1.DO)*(X-1.DO) Z(4)=2.DO*(X-1.DO) DMVAL(2)=2.DO RETURN END

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. 219

D3. PDE1

c-----------------------------------------------------------------------c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c c

Notations for program PDE1 which are not internal

DZERO = RAMBO =

DP = NTOUT =

DELTA = YSB = YOB =

PB = EP =

ROO = XBKPT =

WORK =

IWORK = XLEFT =

XRIGHT = NINT =

NPTS =

NPDE =

KORD = NCC =

T = OT = TO =

INDEX=

MF = EPS =

USOL =

uo = us =

U01 = US1 =

Initial value or biofi Im thickness, " overal I growth rate factor,

Effective diffusivity of product in biofilm layer Number of desired print output for unsteady-state behavior Vector of length NTOUT containing biofilm thickness Vector of length NTOUT containing bulk substrate concentration Vector of length NTOUT containing bulk oxygen concentration Vector of length NTOUT containing bulk product concentration Volume fraction phase

occupied by I iquid in liquid-sol id

Radius of inert sol id particle

The array of polynomial break points in spatial domain (see PDECOL document) Floating point working array for PDECOL (see PDECOL document) Integer working array for PDECOL Left end boundary in the spatial domain Right end boundary in the spatial domain Number of subintervals into which the spatial domain (XLEFT, XRIGHT) is to be devided NINT + 1 =Number of break points in the spatial

domain Number of partial differential equations in the system to be solved The order of piecewise polynomial space to be used Number of continuity conditions to be imposed on the approximate solution at the break points in XBKPT The independent variable The initial step size in T Initial value or T Integer used in input to indicate the type of c~1 I (see PDECOL document) The method flag (See PDECOL document) The ralative time error bound (See PDECOL document) Array which contains the solution and the first derivatives of the solution at all points in the input vector x Vector of length NPTS containing values of dimensionless oxygen concentration Vector of length NPTS containing values of dimensionless substrate concentration Vector of length NPTS containing values of first derivatives of uo Vector of length NPTS containing values of first derivatives of US

Other notations for the system parameters are the same as those in the program CSTNEW

c-----------------------------------------------------------------------

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220

c-----------------------------------------------------------------------c c c c c c

Program PDEl calculates the unsteady-state concentration profiles of substrate, oxygen and product in biofilm using the software package PDECOL. For estimation or film growth rate flat concentration profiles is assumed.

C DIFFUSIVITY OF PRODUCT, OP= 1.D-3 c------------------------------------------------------------------------1MPL1 CIT REAL*8(A-H,O-Z)

REAL KX,KOX,KP,KOP,Kl,KD COMMON /PARl/ ALPS,ALPO,ALPP,ALPOP,ALPI COMMON /PAR2/ -PHS, PHO, PHP, PHOP, PSHS, PSHO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ DS,002,DP,ROO,AKL,DZERO,RAMBO COMMON /PAR5/ XBKPT(11),SCTCH(50) COMMON /PAR6/ WORK(200000), IWORK(3000) COMMON /GEARO/DTUSED,NQUSED,NSTEP,NFE,NJE COMMON /CONST/ C1,C2 COMMON /ENDPT/ XLEFT,XRIGHT DIMENSION USOL(8,11,3), RDN(25) DIMENSION DELTA(25) DIMENSION YSB(25),YOB(25),PB(25) DIMENSION U0(11),US(11),U01(11),US1(11)

c-----------------------------------------------------~-----------------c CHOOSE FERMENTOR OPERATING PARAMETERS c-----------------------------------------------------------------------DATA RON/ 5.D0,10.D0,15.D0,20.D0,25.D0,30.D0,35.D0,40.D0,45.DO,

& 50.D0,52.D0,54.D0,56.D0,58.D0,60.D0,62.D0,64.D0,66.D0,68.DO, & 70.00,72.D0,74.D0,76.D0,78.D0,80.DO/

c-----------------------------------------------------------------------c Define the system parameters c-----------------------------------------------------------------------

c

c

DATA UMAX,UP/O.lD0,0.00500/ DATA KX,KP,Kl,KOP,KD/0.00600,2.D-4,0.1D0,3.D-5,0.01DO/ DATA XM,OM/0.01400,0.46700/ DATA YXS,YXO,YPS,YP0/0.4500,0.04D0,1.2D0,0.2DO/

SO= 20.DO THETA= 10.DO

Cl = 1. DO C2 = 1.00 R00=0.0500 XF=20. DO -DS=l.50-3 D02=4.6D-3 DP=l. D-3 AKL=3.D2 CLSTAR=l .2600 KOX=0.00111DO*CLSTAR BETA=ROO*ROO*UMAX/DS GAM=DS/002 SIGMA=ROO*ROO/THETA/DS ETA = DP/OS SHI = ROO*ROO*UP*XF/DS ZETA= ROO*ROO*KD/DS DZER0=0.00100 COO=CLSTAR

c--------------------------------------------------------------------c Dimensionless system parameters are defined here. c--------------------------------------------------------------------ALPS=KX*XF /SO

ALPO=KOX*XF/COO ALPP=KP/SO ALPOP=KOP*XF/COO ALPl=Kl/50 PHS=UMAX*ROO*ROO/YXS/DS/KX PHO=UMAX*ROO*ROO/YX0/002/KOX PHP= UP*ROO*ROO*XF/YPS/DS/KP PHOP=UP*ROO*ROO/YP0/002/KOP

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c

221

PSHS=XM*ROO*ROO*XF/DS/50 PSHO=OM*ROO*ROO*XF/D02/COO RAMBO =((1.DO+DZER0)**3 - 1.DO)/(ALPS+1.DO)/(ALP0+1.D0)/3.DO

c-----------------------------------------------------------------------c Initialize the parameters for PDECOL c-----------------------------------------------------------------------

c

N I NT= 10 NPTS=NINT + 1 DX=l.DO/DFLOAT(NPTS - 1) DO 10 1=1, NPTS

10 XBKPT( I)= DFLOAT( 1-l)*DX XLEFT=XBKPT ( 1) XRIGHT=XBKPT(NPTS) NPDE=8 KORD=4 NCC =2 TO =O.DO DT=l. D-10 INDEX=1 MF= 21 IWORK(1)=200000 IWORK(2)=3000 NTOUT=25

DO 1000 LT=l,NTOUT TOUT= RDN(LT)

WRITE(6,23) SO,THETA,TOUT 23 FORMAT(1H1///10X,' INLET SUBSTRATE CON. =' ,F6.2,' (G/LITER)'//

& lOX,'MEAN RESIDENCE TIME=' ,F6.2, 1 (HRS) 1 //10X, & 'FERMENTOR OPERATING TIME, TAU=' ,F7.2,' (DIMENSIONLESS)'/)

c-----------------------------------------------------------------------c CALL THE PACKAGE TO INTEGRATE TO TIME T= TOUT c-----------------------------------------------------------------------1 F( LT. EQ. 1) GO TO 80

IF(LT.LE.9) GO TO 81 IF(LT.LE.12) GO TO 82 IF(LT.GE.13) GO TO 82

c-----------------------------------------------------------------------c EPS= 1.D-4 FOR TOUT= 5 C EPS= .5D-3 FOR 10 < TOUT < 50 C EPS= 1.D-3 FOR 50 <TOUT c-----------------------------------------------------------------------80 EPS = 1.D-4

GO TO 70 81 INDEX=4

EPS =0.5D-3 GO TO 70

82 INDEX=4 EPS = 1. D-3 GO TO 70

83 INDEX=4 EPS = 0.5D-2

70 CALL PDECOL(TO,TOUT,DT,XBKPT,EPS,NINT,KORD,NCC, & NPDE,MF,INDEX,WORK, IWORK)

IF( INDEX.NE.OJ GO TO 2000 . WRITE(6, 71) INDEX

71 FORMAT(//25X,' INDEX=', 15) c-----------------------------------------------------------------------c Output performance data and computed solution values c-----------------------------------------------------------------------c

CALL VALUES(XBKPT,USOL,SCTCH,NPDE,NPTS,NPTS,1,WORK) c c-----------------------------------------------------------------------c Check if the substrate or oxygen is deficient inside the film c-----------------------------------------------------------------------1 ZERO=O

JZERO=O

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222

DO 40 J=1,NPTS lf(USOL(1,J,1).GT.O.DO) GO TO 41

USOL(1,J,1)=0.DO IZERO=J

41 lf(USOL(2,J,1).GT.0.DO) GO TO 40 USOL(2,J,1)=0.DO JZERO=-.l

40 CONTINUE c-----------------------------------------------------------------------c When the substrate and oxygen is not deficient, C go for the regular computation c-----------------------------------------------------------------------1 f ( IZERO.LT.1.AND.JZERO.LT.1) GO TO 45 c-----------------------------------------------------------------------c If SUBSTRATE OR OXYGEN IS DEFICIENT, FIND OUT THE LOCATION. c-----------------------------------------------------------------------c

c

1 f ( IZERO.GE.JZERO) JR= IZERO lf(JZERO.GE. IZERO) JR= JZERO

If( IZERO.EQ.NPTS) USOL(3,NPTS,1) = O.DO lf(JZERO.EQ.NPTS) USOL(4,NPTS,1) = O.DO

45 WRITE(6,30) TOUT, DTUSED, NSTEP 30 FORMAT(//10X, ' TIME, TAU=' ,D10.5,5X,' DTUSED =',D10.3,5X,

& I TOTAL STEPS =', 16 & ////13X, I X' ,16X, 'YS' 10X, 'DYS/DX', & 1 1 x. I YO I , 1 1 x, I DYO I DX I , 1 1 x, I p I , 1 1 x, I D p I DX I I BX, 5 3 ( I - I ) /)

NTIMES=NPTS/10 DO 60 I= 1, 11

K=NTIMES*( 1-1) + 1 WRITE(6,50) XBKPT(K),USOL(l,K,1),USOL(l,K,2),USOL(2,K,1),

& USOL(2,K,2),USOL(5,K,1),USOL(5,K,2) 50 fORMAT(/11X,f6.3,5X,6D15.5) 60 CONTINUE

c--------------------------------------~---------------------------------c Calculate the bed voidage as a function of biofi Im thickness c------------------------------------------------------------------------DEL = USOL(7,NPTS,1)

EP=l.D0/(1.DO+(l.DO+DEL)*(l.DO+DEL)*(l.DO+DEL)) CCCCCCC lf(EP.LT.0.2DO) GO TO 1500 c

c

c

c c

RRf=1.D0/(1.DO+DEL) XCELL=Xf*(l.DO-EP)*(l.DO - RRF*RRF*RRF) PCON = USOL(6,NPTS,1) PRODl = PCON/XCELL/THETA

WR I TE( 6, 103) XCELL, DEL, USOL( 1, NPTS, 1), USOL( 2, NPTS, 1), & PCON,PRODl,EP ,USOL(8,NPTS,1)

103 FORMAT(////20X,'XCELL =',D15.5,' (G DRY CELL WT/LITER,'/ & 20X, 'FILM THICKNESS, DELTA=' ,D15.5/20X, 'YSB = ,D13.5/ & 20X,'YOB =',D13.5//20X,'PENICILLIN CONCENTRATION'/20X, & 'IN THE OUTLET STREAM=' ,D15.5,' (G PENICILLIN/LITER)' & //20X, 'PRODUCTIVITY =',015.5, '(GM PENICILLIN/GM DRY CELL WT/HO &UR)'//20X,'BED VOIDAGE, EP =', F7.4//20X, 'OMEGA,U(8) =',D15.5//)

DELTA(LT) = DEL YSB(LT) = USOL(3,NPTS,1) YOB(LT) = USOL(4,NPTS,1)

PB(LT) = USOL(5,NPTS,1)

lf(PB(LT).LE.O.DO) GO TO 1100

1000 CONTINUE GO TO 1100

1500 WRITE(6,1600) DEL,SO,THETA,TOUT,EP 1600 FORMAT( 1H1////20X, 'BIOFILM THICKNESS, DELTA=', f7.4,' IS TOO TH

&ICK'//20X,'SO =',f6.2/20X,'THETA =' ,F6.2//20X,'OPERATING TIME WAS' & ,F6.2//20X, 'EP =' ,F7.4)

GO TO 1100 1700 WRITE(6,1701)

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&:

223

WRITE(6,23) SO,THETA,TOUT WRITE(6,30) TOUT,OTUSEO,NSTEP

NTM=NPTS/10 DO 61 1=1,11

IK=NTM*( 1-1) + 1 WRITE(6,50) XBKPT( I K), USOL( 1, I K, 1),USOL(1, I K,2),

USOL(2, I K, 1), USOL(2, I K,2), USOL(5, I K, 1), USOL( 5, I K,2) 61 CONTINUE

1750 ~~~~!t1i};~g~.v~~tb~L~~r~ 1 v~~0;l~o~~:~}2g~~ 1 6~~6uLATED YOB=', &: D15.5//20X, 1 BIOFILM THICKNESS, DELTA =',D15.5//20X, &: 'FERMENTOR OPERATING TIME, TAU =',F7.3//15X,65( '$' )//)

1701 FORMAT(/////15X,65('$' )//20X, 'BULK SUBSTRATE CONCENTRATION IS ZE &RO'//)

1100 WRITE(6,121) SO, THETA 121 FORMAT(1H1///10X,' INLET SUBSTRATE CONC. =',F6.2 1 ' (G/LITER)'//

&: 1ox,'MEAN RESIDENCE TIME =',F8.2,' (HRS)//// &: 9X, TIME, TAU 1 ,11X,'DELTA 1 ,11X,'YSB ,12X,'YOB',12X, &: 'PB 1 /7X,77('_'))

122 FORMAT(/10X,F6.2,5X,4D15.5)

c

123

2000 2100 2200

DO 1 2 3 I = 1 , LT WRITE(6, 122) RON( I ),DELTA( I), YSB( I), YOB( I), PB( I)

CONTINUE STOP WRITE(6,2100) INDEX FORMAT(//lOX,' INDEX=', 14) STOP END

SUBROUTINE F(T,X,U,UX,UXX,FVAL,NPOE) IMPLICIT REAL*8(A-H,O-Z) REAL KX,KOX,KP,KOP,Kl,KD COMMON /PAR1/ ALPS,ALPO,ALPP,ALPOP,ALPI COMMON /PAR2/ PHS,PHO,PHP,PHOP,PSHS,PSHO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ DS,002,0P,ROO,AKL,DZERO,RAMBO COMMON /PAR5/ XBKPT(11),SCTCH(50) COMMON /PAR6/ WORK(200000), IWORK(3000) COMMON /GEARO/OTUSEO,NQUSED,NSTEP,NFE,NJE COMMON /CONST/ C1,C2 COMMON /ENDPT/ XLEFT,XRIGHT DIMENSION U(NPDE),UX(NPDE),UXX(NPDE),FVAL(NPDE)

c-----------------------------------------------------------------------c c

c; c c c c c c c

The system of partial differential equation is described here. ~(1) = Dimensionless substrate concentration in biofilm U(2) = Dimensionless oxygen concentration in biofi Im U(3) = Dimensionless bulk substrate concentration U(4) = Dimensionless bulk dissolved oxygen concentration U(5) = Product concentration in biofilm U(6) = Bulk product concentration U(7) = Dimensionless biofi Im thickness U(8) = Biofilm growth rate

c-----------------------------------------------------------------------

c

c c

YRS( Y )=Y / ( ALPS+Y) . YRO(Y)=Y/(ALPO+Y) RPS(Y)=Y/(ALPP+Y*(l.OO+Y/ALPI)) RPO(Y)=Y/(ALPOP+Y)

IF(U(l).LE.0.00) U(l) = O.DO IF(U(2).LE.O.OO) U(2) = 0.00

IF(U(8).LE.O.DO) U(8) = 0.00

RSPRIM=ALPS*PHS*YRS(U(l))*YRO(U(2)) + ALPP*PHP* &: RPS(U(1))*RPO(U(2)) + PSHS

ROPRIM=ALPO*PHO*YRS(U(l))*YRO(U(2)) + ALPOP*PHOP*

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RPS(U(1))*RPO(U(2)) + PSHO

RDELTA = BETA*U(8)/(1.DO+U(7))/(1.DO+U(7))

EPX=1.00/(1.D0+(1.DO+U(7))**3)

FVAL(1)= UXX(1)/U(7)/U(7) + (2.DO/U(7)/(U(7)*X+1.DO) + RDELTA* X/U(7))*UX(1) - RSPRIM

FVAL(2)=(UXX(2)/U(7)/U(7)+(2.DO/U(7)/(U(7)*X+1.DO)+RDELTA*GAM* X/U(7))*UX(2) - ROPRIM) /GAM

FVAL(3)=SICMA*(1.00-U(3))-3.D0*(1.DO-EPX)*UX(1)/U(7)/ ( 1. DO+U( 7) )/EPX

FVAL( 4 )=SIGMA*( 1. OO+TllET A*AKL )*( L 00-U( 4) ) -3.D0*(1~DO-EPX)*UX(2)/U(7)/(1.DO+U(7))/CAM/EPX

FVAL(5)= ETA*(UXX(5)/U(7)/U(7) + (2.DO/U(7)/(U(7)*X+1.DO) + RDELTA*X/U(7)/ETA)*UX(5)) + SHl*RPS(U(1))*RPO(U(2))

FVAL(6)= - 3.D0*(1.DO-EPX)*ETA*UX(5)/EPX/U(7)/(1.DO+U(7)) - SIGMA*U(6)

IF(U(3).LE.O.DO.OR.U(4).LE.O.DO) GO TO 17 ·FVAL( 7) =ROEL TA FVAL(8)= U(8)*RDELTA/U(7) + C1*ALPS*U(8)/U(3)/(U(3)+ALPS) *

( SIGMA*(1.DO - U(3)) - 3.D0*(1.DO-EPX)*UX(1)/U(7)/ (1.DO+U(7))/EPX ) + C2*ALPO*U(8)/U(4)/(U(4)+ALPO)*

( SIGMA*(1.00+THETA*AKL)*(1.DO - U(4)) - 3.00*(1.DO-EPX)* UX(2)/U(7)/(1.DO+U(7))/EPX/GAM)

RETURN FVAL(7)= O.DO FVAL(8)= 0.00 RETURN ENO

SUBROUTINE BNDRY(T,X,U,UX,DBDU,DBDUX,DZDT,NPDE) IMPLICIT REAL*8(A-H,O-Z) REAL KX,KOX,KP,KOP,Kl,KD COMMON /PAR1/ ALPS,ALPO,ALPP,ALPOP,ALPI COMMON /PAR2/ PHS,PHO,PHP,PHOP,PSHS,PSHO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ DS,D02,ROO,AKL,DZERO,RAMBO COMMON /PARS/ XBKPT(11),SCTCH(50) COMMON /PAR6/ WORK(200000), IWORK(3000) COMMON /ENDPT/ XLEFT,XRIGHT DIMENSION U(NPDE),UX(NPDE),DZDT(NPDE),DBDU(NPDE,NPDE),

& DBDUX(NPDE,NPDE) c-----------------------------------------------------------------------c c c c c c c c c ~ c c c c c

Boundary conditions for the PDE system is described here.

at X = XLEFT

at X = XRIGHT

dS/dr = 0 dCo/d r= 0 DP/DR = 0

S = Sb Co = Cob

P = PB

Nut I boundary conditions are employed for DELTA, Sb and Cob because they are the functions of time only.

c-----------------------------------------------------------------------1 F( X. NE. XLEFT) GO TO 10 DO 20 1=1,9

DZDT( I )=0.DO DO 20 J=l,9

DBOU( l,J)=O.DO DBDUX( l,J)=O.DO

20 CONTINUE

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DBDUX(1,1)=1.DO DBDUX(2,2)=1.DO DBDUX(5,5)=1.DO

RETURN 10 DO 40 1=1,9

DZDT( I )=0. DO DO 40 J=1,9

DBDU( l,J)=O.DO DBDUX( l,J)=O.DO

40 CONTINUE DBDU(1,1)=1.DO DBDU(2,2)=1.DO DBDU(S,5)=1.DO DBDU(l,3)=-1.DO DBDU(2,4)=-1.DO DBDU(5,6)=-1.DO

RETURN END

225

SUBROUTINE UINIT(X,U,NPDE) IMPLICIT REAL*8(A-H,O-Z) REAL KX,KOX,KP,KOP,Kl,KD COMMON /PAR1/ ALPS,ALP.O,ALPP,ALPOP,ALPI COMMON /PAR2/ PHS,PHO,PHP,PHOP,PSHS,PSHO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ DS,002,DP,ROO,AKL,DZERO,RAMBO COMMON /ENDPT/ XLEFT,XRIGHT DIMENSION U(NPDE)

c-----------------------------------------------------------------------c c Initial conditions for the PDE system are described here. c C Note that S = Sb =So and Co= Cob= Co* at time= O C Initial Thickness for biofi Im is given by DZERO c c-----------------------------------------------------------------------

c

U( 1 ) = 1. DO U( 2) = 1. DO U( 3) = 1. DO U( 4) = 1. DO U(5) = 0.00 U(6) = O.DO U(7) = DZERO U(8) = RAMBO

RETURN END

SUBROUTINE DERIVF(T,X,U,UX,UXX,DFDU,DFDUX,DFDUXX,NPDE) IMPLICIT REAL*8(A-H,O-Z) REAL KX,KOX,KP,KOP,Kl,KD COMMON /PAR1/ ALPS,ALPO,ALPP,ALPOP,ALPI COMMON /PAR2/ PHS,PHO,PHP,PHOP,PSHS,PSHO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ DS,002,DP,ROO,AKL,DZERO,RAMBO COMMON /PARS/ XBKPT(11),SCTCH(50) COMMON /PAR6/ WORK(200000), IWORK(3000) COMMON /CONST/ C1,C2 COMMON /ENDPT/ XLEFT,XRIGHT DIMENSION U(NPDE),UX(NPDE),UXX(NPDE),DFDU(NPDE,NPDE),

& DFDUX(NPDE,NPDE),DFDUXX(NPDE,NPOE) c-----------------------------------------------------------------------c Jacobian of the PDE system is described here. C But when MF= 22 is used, this Jacobian is to be C calculated and generated in side the PDECOL itself. c-----------------------------------------------------------------------

c

YRS( Y )=Y / ( ALPS+Y) YRO(Y)=Y/(ALPO+Y) RPS(Y)=Y/(ALPP+Y*(1.DO+Y/ALPI)) RPO(Y)=Y/(ALPOP+Y)

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I f ( U ( 1 ) . LE. 0. DO ) U ( 1 ) = 0. DO lf(U(2).LE.O.DO) U(2) = O.DO

lf(U(8).LE.O.DO) U(8) = O.DO

RDELTA = BETA*U(8)/(1.DO+U(7))/(1.DO+U(7))

EPX=1.D0/(1.D0+(1.DO+U(7))*(1.DO+U(7))*(1.DO+U(7)))

DO 21 1=1, 8 DO 21 J= 1, 8

DF'DU( l,J)=O.DO DFOUX( l,J)=O.DO

DFDUXX( l,J)=O.DO CONTINUE DFDU(1,1)= - ALPS*ALPS*PHS*U(2)/(ALPS+U(1))/(ALPS+U(1))/

(ALPO+U(2)) - ALPP*PliP*(ALPP-U( 1)*U(1 )/ALPI )*U(2)/ (ALPP+U(1)*(1.DO+U(1)/ALPl))/(ALPP+U(1)*(1.DO+U(1)/ ALPI ))/(ALPOP+U(2))

DFDU(1,2)= - ALPS*PHS*ALPO*U(1)/(ALPO+U(2))/(ALPO+U(2))/ (ALPS+U(l)) - ALPP*PHP*ALPOP*U(1)/(ALPOP+U(2))/ (ALPOP+U(2))/(ALPP+U(1)*(1.DO+U(1)/ALPI ))

DFDU(1,7)= - 2.DO*UXX(1)/U(7)**3 + ( -2.DO*( 1.DO/U(7) + X/(U(7)*X+1.DO))/U(7)/(U(7)*X+1.DO) - RDELTA*X*( 2.D0/(1.DO+U(7)) + 1.DO/U(7) )/U(7) )*UX(1)

DFDU(1,8)= BETA*X*UX(1)/U(7)/(1.DO+U(7))/(1.DO+U(7))

DFDU(2,1)= - ALPS*ALPO*PHS*U(2)/(ALPS+U(1))/(ALPS+U(1))/ (ALPO+U(2)) - ALPOP*PHOP*(ALPP-U(1)*U(1)/ALPl)*U(2)/ (ALPP+U( 1)*(1.DO+U( 1 )/ALPI) )/(ALPP+U( 1)*(1.DO+U( 1 )/ ALPl))/(ALPOP+U(2))

DFDU(2,2)= - ALPO*PHO*ALPO*U(1)/lALPO+U(2))/(ALPO+U(2))/ (ALPS+U(l)) - ALPOP*PHOP*ALPOP*U(1)/(ALPOP+U(2))/ (ALPOP+U(2))/(ALPP+U(1)*(1.DO+U(1)/ALPI ))

DFDU(2,7)=(- 2.DO*UXX(2)/U(7)**3 + ( -2.DO*( 1.DO/U(7) + X/(U(7)*X+1.DO))/U(7)/(U(7)*X+1.DO) - RDELTA*X*

GAM*( 2. DO/( 1. DO+U( 7)) + 1. DO/U( 7) · )/U( 7) )*UX( 2) )/GAM DFDU(2,8)= BETA*X*UX(2)/U(7)/(1.DO+U(7))/(1.DO+U(7))

DFDU(3,3)= - SIGMA DFDU(3,7)= 3.00*UX(1)*( 1.00 - U(7)*U(7))/U(7)/U(7)

OFDU(4,4)= - SIGMA*(1.DO + THETA*AKL) DFDU(4,7)= 3.DO*UX(2)*( 1.DO - U(7)*U(7))/U(7)/U(7)/GAM

DFDU(5,1)= SHl*(ALPP-U(1)*U(1)/ALPI )*U(2)/(ALPP + U(1)* ( 1.DO+U( 1 )/ALPI) )/(ALPP+U( 1)*(1.DO+U( 1 )/ALPI) )/ ( ALPOP+U( 2))

DFDU(5,2)= SHl*ALPOP*U(1)/(ALPOP+U(2))/(ALPOP+U(2))/ (ALPP + U(1)*(1.DO+U(1)/ALPI))

DFDU(5,7)= ( -2.DO*UXX(5)/U(7)**3 + ( -2.DO*( 1.DO/U(7) + X/(U(7)*X+1.00))/U(7)/(U(7)*X+1.DO) - RDELTA*X*(

2.D0/(1.DO+U(7)) + 1.DO/U(7) )/U(7)/ETA )*UX(5) )*ETA DFDU(5,8)= BETA*X*UX(5)/U(7)/(1.DO+U(7))/(1.DO+U(7))

OFDU(6,6)= - SIGMA OFDU(6,7)= 3.00*UX(5)*ETA*( 1.00 - U(7)*U(7))/U(7)/U(7)

lf(U(3).LE.O.DO.OR.U(4).LE.O.OO) GO TO 25

DFDU(7,7)= - 2.DO*BETA*U(8)/(1.DO+U(7))**3 DFDU(7,8)= BETA/(1.DO+U(7))/(1.DO+U(7))

DFDU(8,3)= - C1*ALPS*U(8)*SIGMA/U(3)/(ALPS+U(3)) -C1*(ALPS+2.DO*U(3))*ALPS*U(8)*( SIGMA*(1.DO-U(3)) -

3.D0*(1.DO-EPX)*UX(1)/U(7)/(1.DO+U(7))/EPX )/(U(3)* ( ALPS+U( 3)) )**2

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DFDU(8,4)=-C2*ALPO*U(8)*SIGMA*(1.DV.THETA*AKL)/U(4)/(ALPO+U(4)) - C2*(ALP0+2.DO*U(4))*ALPO*U(8)*( ~IGMA*(l.DO+THETA*AKL)*(l.00 -U(4)) - 3.D0*(1.DO-EPX)*UX(2)/U(7)/(1.DO+U(7))/EPX/GAM)/(U(4)*

(ALPO+U(4)))**2 DFDU(8,7)= - BETA*U(8)*U(8)*(3.DO*U(7) + 1.DO)/U(7)/U(7)/

(1.DO+U(7))**3 + Cl*ALPS*U(8)*3.DO*UX(1)*(1.DO U(7)*U(7) )/U(7)/U(7j + C2*ALPO*U(8)*3.DO*U~(2)*(1.DO - U(7)*U(7))/GAM /U(7)/U(7)

OFDU(8,8)= 2.DO*U(8)*BETA/U(7)/(1.L0+U(7))/(1.DO+U(7)) + Cl*ALPS*( SIGMA*(1.DO-U(3)) - 3.00*(1.DO-EPX)*UX(l)/

EPX/U(7)/(1.DO+U(7)) ) + C2*ALPO*( S~GMA*(1.00+THETA*AKL)*~1.DO-U(41) - 3.00*(1;00-EPX)•

UX(2)/EPX/U(7)/(1.DO+U(7))/GAM ) DFDUX(8,1)= -C1*3.D0*(1.DO-EPX)*AL~S*U(8)/EPX/U(7)/(1.DO+U(7))/

U(3)/(ALPS+U(3)) DFDUX(8,2)= -C2*3.D0*(1.DO-EPX)*AL~O*U(8)/EPX/U(7)/(1.DO+U(7))/

U(4)/(ALPO+U(4))/GAM

DFDUX(l,1)= 2.DO/U(7)/(1.DO+U(7)*X) + X*llDELTA/U(7) DFDUX(2,2)=(2.DO/U(7)/(1.DO+U(7)*X) + GAM*X*RDELTA/U(7))/GAM DFDUX(3,1)= - 3.D0*(1.DO-EPX)/EPX/U(7)/(1.DO+U(7)) DFDUX(4,2)= - 3.D0*(1.DO-EPX)/EPX/U(7)/( 1.DO+U(7))/GAM DFDUX(5,5)= ETA*(2.DO/U(7)/(1.DO+U(7)*X) + X*RDELTA/U(7)/ETA) DFDUX(6,5)= -3.D0*(1.DO-EPX)*ETA/E~~/U(7)/(1.DO+U(7))

DFDUXX(1,1)=1.DO/U(7)/U(7) DFDUXX(2,2)=1.DO/U(7)/U(7)/GAM DFDUXX(5,5)= ETA/U(7)/U(7) RETURN END

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04. PDETIM

c-----------------------------------------------------------------------c c c c c c c c c c c c c c c c c

Notations for program PDETIM which are not internal

Kl = G =

OMEGA =

OMEGAO = DEL =

OM =

The increasing rate of substrate vector of length NPTS containing product formation rate evaluated point inside biofi Im

feed concentration the values of at each discretized

Vector of length NTOUT containing values of overal I film growth rate factor calculated by Simpson's rule Initial value of overal I fi Im growth rate factor Overal I film growth rate factor evaluated by PDECOL Overal I fi Im growth rate factor corrected with the correction function

Other notations for the system parameters are the same as those defined in the program PDE1

c-----------------------------------------------------------------------

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c-----------------------------------------------------------------------c c c c c c c c c c c c c c

Program PDETIM calculates the unsteady-state concentration profiles for feeding strategy evaluation. Growth rate correction factor is used.

PROGRAM FOR FEEDING STRATEGIES, USING PDECOL; COMPLETE-MIXING

FEEDING POLICY IS FOR TAU < 51

SI = 20 (G/L) FOR 51 < TAU

SI = 20*(1.DO WHERE Kl = 0.05

+ Kl*(TAU-51))

c----------------------------------------------------------------------------1MPL1 CIT REAL*8(A-H,O-Z) REAL KX,KOX,KP,KOP,Kl,KD REAL K1,K2,K3,K4 COMMON /PARl/ ALPS,ALPO,ALPP,ALPOP,ALPI COMMON /PAR2/ PHS,PHO,PHP,PHOP,PSHS,PSHO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ DS,002,0P,ROO,AKL,OZERO,OMEGAO COMMON /PAR5/ XBKPT(11)~SCTCH(50) COMMON /PAR6/ WORK(200000), IWORK(3000) COMMON /PAR7/ K1,K2,K3,K4 COMMON /GEARO/DTUSED,NQUSED,NSTEP,NFE,NJE COMMON /CONST/ C1,C2 COMMON /ENDPT/ XLEFT,XRIGHT DIMENSION USOL(l0,11,3), RDN(30) DIMENSION DELTA(30), G(12), OMEGA(30) DIMENSION YSB(30),YOB(30),PB(30) DIMENSION U0(11),US(11),U01(11),US1(11)

c-----------------------------------------------------------------------c CHOOSE FERMENTOR OPERATING PARAMETERS c-----------------------------------------------------------------------DATA RON/ 5.D0,10.D0,15.D0,20.D0,25.D0,30.D0,35.00,40.D0,45.DO,

& 50.D0,55.D0,60.D0,65.D0,70.D0,75.D0,80.D0,85.D0,90.D0,95.DO, &: , • 02, &: 1.102,1.202,1.302,1.402,1.502,1.602,1.702,1.802,1.902, 2.02/

c--------------------------------------------------------------------------c Define the system parameters c--------------------------------------------------------------------------

c

c

DATA UMAX,UP/0.100,0.00500/ DATA KX,KP,Kl,KOP,KD/0.00600,2.D-4,0.100,3.D-5,0.0lDO/ DATA XM,OM/0.01400,0.46700/ DATA YXS,YXO,YPS,YP0/0.4500,0.04D0,1.2D0,0.2DO/

SO= 20.DO THETA= 10.DO

Cl = 1.00 C2 = 1.DO R00=0.0500 XF=20.DO DS=1.5D-3 002=4.60-3 DP=l. D-3 AKL=l. 02 CLSTAR=l. 2600 KOX=0.00111DO*CLSTAR BETA=ROO*ROO*UMAX/DS GAM=DS/002 SIGMA=ROO*ROO/THETA/DS ETA = DP/OS SHI = ROO*ROO*UP*XF/DS ZETA= ROO*ROO*KD/DS DZER0=0.00100 COO=CLSTAR

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c K1 = 0.0500

c c-----------------------------------------------------------------------c Dimensionless system parameters are defined here. c-------------------------------------------~---------------------------

c

ALPS=KX*XF /so . ALPO=KOX*XF/COO ALPP=KP/SO ALPOP=KOP*XF/COO ALPl=Kl/SO PHS=UMAX*ROO*ROO/YXS/DS/KX PHO=UMAX*ROO*ROO/YX0/002/KOX PHP= UP*ROO*ROO*XF/YPS/DS/KP PHOP=UP*ROO*ROO/YP0/002/KOP PSHS=XM*ROO*ROO*XF/DS/SO PSHO=OM*ROO*ROO*XF/002/COO

OMEGAO =((1.DO+DZER0)**3 - 1.00)/(ALPS+ 1.00)/ & (ALPO+ 1.00)/3.DO

c---------------------------~-------------------------------------------c Initialize the parameters for PDECOL c-----------------------------------------------------------------------

c

N 1NT=10 NPTS=N I NT + 1 DX=1.DO/DFLOAT(NPTS - 1) DO 10 1=1, NPTS

10 XBKPT( I)= DFLOAT( l-1)*DX XLEFT=XBKPT(1) XRIGHT=XBKPT(NPTS) NPDE=10 KORD=4 NCC =2 TO =O.DO DT=1. D-10 INDEX=1 MF= 21 IWORK(1)=200000 IWORK(2)=3000 NTOUT=30

DO 1000 LT=1,NTOUT TOUT= RDN(LT) WRITE(6,23) SO,THETA,TOUT

23 FORMAT(1H1///10X, 'REFERENCE SUBSTRATE CONC. =' ,F6.2, ' (G/L)~ & //lOX,'MEAN RESIDENCE TIME=' ,F6.2, 1 (HRS) 1 //10X, & 'FERMENTOR OPERATING TIME, TAU =',F7.2,' (DIMENSIONLESS)'/)

c-----------------------------------------------------------------------c CALL THE PACKAGE TO INTEGRATE TO TIME T= TOUT c-----------------------------------------------------------------------1 F (LT. LE. 5) GO TO 80

IF(LT.LE.9) GO TO 81 IF(LT.LE.15) GO TO 82 IF(LT.LE.20) GO TO 83 IF(LT.LE.21) GO TO 84

c-----------------------------------------------------------------------c EPS= 1.D-4 FOR TOUT< 25 C EPS= .50-3 FOR 25 < TOUT < 45 C EPS= 1.D-3 FOR 45 <TOUT< 75 C EPS= .5D-2 FOR 75 < TOUT < 100 C EPS= 1.D-2 FOR 100 <TOUT< 200 c-----------------------------------------------------------------------80 EPS = 1 .D-4

GO TO 70 81 I NDEX=4

EPS =0.50-3 GO TO 70

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84

70 &

INDEX=4 EPS = 1.D-3 GO TO 70 INDEX=4 EPS =0.5D-2 GO TO 70 INDEX=4 EPS = 1.D-2

231

CALL PDECOL(TO,TOUT,DT,XBKPT,EPS,NINT,KORD,NCC, NPDE,Mf, INDEX, WORK, IWORK)

If( INDEX.NE.O) GO TO 2000 WRITE(6, 71) INDEX

71 FORMAT(//25X,' INDEX =',15) c-----------------------------------------------------------------------c Output performance data and computed solution values c-----------------------------------------------------------------------c

CALL VALUES(XBKPT,USOL,SCTCH,NPDE,NPTS,NPTS,1,WORK) c c-----------------------------------------------------------------------c Check if the substrate or oxygen is deficient inside the film c-----------------------------~-----------------------------------------1 ZERO=o

JZERO=O DO 40 J=1,NPTS

IF(USOL(1,J,1).GT.O.DO) GO TO 41 USOL(1,J,1)=0.DO IZERO=J

41 IF(USOL(2,J,1).GT.O.DO) GO TO 40 USOL(2,J,1)=0.DO JZERO=J

40 CONTINUE c-----------------------------------------------------------------------c When the substrate and oxygen is not deficient, C go for the regular computation c-----------------------------------------------------------------------1 F( IZERO.LT.1.AND.JZERO.LT.1) GO TO 45 c-----------------------------------------------------------------------c IF SUBSTRATE OR OXYGEN IS DEFICIENT, FIND OUT THE LOCATION. c-----------------------------------------------------------------------c

c

1 F( IZERO.GE.JZERO) JR= IZERO IF(JZERO.GE.lZERO) JR= JZERO

IF( IZERO.EQ.NPTS) USOL(3,NPTS,1) = O.DO IF(JZERO.EQ.NPTS) USOL(4,NPTS,1) = O.DO

45 WRITE(6,30) TOUT, DTUSED, NSTEP 30 FORMAT(//10X, I TIME, TAU =' ,D10.5,5X, I DTUSED =' ,D10.3,5X,

& I TOTAL STEPS=', 16 & ////13X,' X' ,16X,'YS' 10X,'DYS/DX', & 11X, 'Y0',11X, 'DYO/DX 1 ,11X,r P1 ,11X, 'DP/DX'/8X,53('~' )/)

NTIMES=NPTS/10 DO 60 1=1,11

K=NTIMES*( 1-1) + 1 WRITE(6,50) XBKPT(K),USOL(1,K,1),USOL(1,K,2),USOL(2,K,1),

& USOL(2,K,2),USOL(5,K,1),USOL(5,K,2) 50 FORMAT(/11X,F6.3,5X,6D15.5) 60 CONTINUE

c------------------------------------------------------------------------c Calculate the bed voidage as a function of biofi Im thickness c------------------------------------------------------------------------DEL = USOL(7,NPTS,1)

EP=1.D0/(1.D0+(1.DO+DEL)*(1.DO+DEL)*(1.DO+DEL)) CCCCCCC IF(EP.LT.0.2DO) GO TO 1500 c

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232

c----------------------------------------------------------------------c CALCULATE THE AVERAGE GROWTH RATE FACTOR, OMEGA, USING THE C CONCENTRATION PROFILES OBTAINED BY PDECOL c----------------------------------------------------------------------DO 9 IL=l,NPTS

G( IL)=DEL*(DEL*XBKPT( IL)+1.D0)**2*USOL(1, IL,1)*USOL(2, IL,1)/ & (ALPS+USOL(l, IL,1))/(ALPO+USOL(2, IL,1))

9 CONTINUE G(12)=0.DO H=l.DO/DFLOAT(NINT) SUMEND=O.DO SUMMID=O.DO NP=NPTS/2 + 1 DO 2 IJ=l, NP

IJK=2*1J - 1 SUMEND=SUMEND + G( IJK)

2 SUMMID=SUMMID + G( IJK+1) OMEGA(LT)=( 2.DO*SUMEND + 4.DO*SUMMID - G(l) + G(NPTS) )*H/3.DO RRF=l.D0/(1.DO+DEL) XCELL=XF*(1.DO-EP)*(1.DO - RRF*RRF*RRF) PCON = USOL(6,NPTS,1) PRODl = PCON/XCELL/T~ETA

c OM= USOL(10,NPTS,l)*USOL(8,NPTS,1)

WRITE(6,103) XCELL,DEL,USOL(l,NPTS,1),USOL(2,NPTS,1),PCON,PROD1, & EP,OM,USOL(8,NPTS,1),0MEGA(LT), USOL(9,NPTS,1)

103 FORMAT(////20X,'XCELL =',D15.5,' (G DRY CELL WT/LITER}'/ & 20X,'FILM THICKNESS, DELTA =',D15.5/20X,'YSB = ,D13.5/ & 20X,'YOB = 1 ,D13.5//20X, 1 PENICILLIN CONCENTRATION'/2ox, & . 1 IN THE OUTLET STREAM =' ,D15.5,' (G PENICILLIN/LITER) & //20X,'PRODUCTIVITY = 1 ,D15.5,'(GM PENICILLIN/GM DRY CELL WT/HO &UR) 1 //20X,'BED VOIDAGE, EP =', F7.4,10X, 'GROWTH RATE CORRECTED, U &(8)*U(10) =' D15.5//20X,'OMEGA,U(8) BY PDECOL =' &,D15.5 6X, 1CALCULATE OMEGA BY SIMPSON RULE = 1 ,D15.5//

c & 20X, 11NLET SUBSTRATE CONCENTRATION, SI/SO =',D15.5)

c c

DELTA(LT) = DEL YSB(LT) = USOL(3,NPTS,1) YOB(LT) = USOL(4,NPTS,1)

PB(LT) = USOL(5,NPTS,1)

IF(PB(LT).LE.O.DO) GO TO 1100

1000 CONTINUE GO TO 1100

1500 WRITE(6,1600) DEL,SO,THETA,TOUT,EP 1600 FORMAT(1H1////20X,'BIOFILM THICKNESS, DELTA=', F7.4,' IS TOO TH

&ICK'//20X,'SO =',F6.2/20X,'THETA =',F6.2//20X,'OPERATING TIME WAS' & ,F6.2//20X,'EP =',F7.4)

GO TO 1100 1700 WRITE(6,1701)

WRITE(6,23) SO, THETA, TOUT WRITE(6,30) TOUT,DTUSED,NSTEP

NTM=NPTS/10 DO 61 1=1, 11

IK=NTM*( 1-1) + 1 WRITE(6,50) XBKPT( IK),USOL(l, IK,1),USOL(l, IK,2),

& USOL(2, IK, 1 ),USOL(2, IK,2),USOL(5, IK, 1 ),USOL(5, IK,2) 61 CONTINUE

1750 ~~~~!tfi};~g~.~~~t~~l~~E6 1 v~~o;1~D~~:J}2g~~ 1 6~~6uLATED YOB=', & D15.5//20X,'BIOFILM THICKNESS, DELTA=' ,D15.5//20X, & 'FERMENTOR OPERATING TIME, TAU =',F7.3//15X,65('$' )//)

1701 FORMAT(/////15X,65('$' )//20X, 'BULK SUBSTRATE CONCENTRATION IS ZE &RO'//)

1100 WRITE(6,121) SO, THETA 121 FORMAT(1Hl///10X,' INLET SUBSTRATE CONC. =' ,F6.2,' (G/LITER)'//

& 1ox, 'MEAN RESIDENCE TIME ='.ra.2, 1 (HRS)'//// & 9X, TIME, TAU' ,11X, 'DELTA',11X, 'YSB ,12X,'YOB',12X, & 'PB'/7X,77('_'))

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c

233

122 FORMAT(/10X,F6.2,5X,4015.5) 00 123 1=1,LT

WRITE(6, 122) RON( I ),DELTA( I), YSB( I), YOB( I), PB( I) 123 CONTINUE

STOP 2000 WRITE(6,2100) INDEX 2100 FORMAT(//10X,' INDEX=', 14) 2200 STOP

ENO

SUBROUTINE F(T,X,U,UX,UXX,FVAL,NPOE) IMPLICIT REAL*8(A-H,0-Z) REAL KX,KOX,KP,KOP,Kl,KO REAL K1,K2,K3,K4 COMMON /PARl/ ALPS,ALPO,ALPP,ALPOP,ALPI COMMON /PAR2/ PlfS, PHO, PHP, PHOP, PSHS, PSllO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ OS,002,0P,ROO,AKL,OZERO,OMEGAO COMMON /PAR5/ XBKPT(11),SCTCH(50) COMMON /PAR6/ WORK(200000), IWORK(3000) COMMON /PAR7/ K1,K2,K3,K4 COMMON /GEARO/OTUSEO,NQUSEO,NSTEP,NFE,NJE COMMON /CONST/ C1,C2 COMMON /ENDPT/ XLEFT,X~IGHT DIMENSION U(NPOE),UX(NPDE),UXX(NPOE),FVAL(NPDE)

c-----------------------------------------------------------------------c c c c c c c c c c c c c c

The system of partial differential equation is described here. U( 1 ) = U( 2) = U( 3) = U( 4) = U( 5) = U(6) = U( 7) = U( 8) = U( 9) = U(10)=

Dimensionless substrate concentration in biofilm Dimensionless oxygen concentration in biofi Im Dimensionless bulk substrate concentration Dimensionless bulk dissolved oxygen concentration Product concentration in biofi Im Bulk product concentration Dimensionless biofi Im thickness Biofi Im growth rate Dimensionless inlet substrate concentration Growth rate correction factor

c-----------------------------------------------------------------------

c

c

c

c c c

YRS( Y )=Y / ( ALPS+Y) YRO(Y)=Y/(ALPO+Y) RPS(Y)=Y/(ALPP+Y*(1.00+Y/ALPI )) RPO(Y)=Y/(ALPOP+Y)

IF{U(1).LE.0.00) U(1)=0.00 lf(U(2).LE.O.DO) U(2)=0.DO RSPRIM=ALPS*PHS*YRS(U(1))*YRO(U(2)) + ALPP*PHP*

& RPS(U(1))*RPO(U(2)) + PSHS ROPRIM=ALPO*PHO*YRS(U(1))*YRO(U(2)) + ALPOP*PHOP*

& RPS(U(1))*RPO(U(2)) + PSHO

IF(U(1).LE.O.DO) RSPRIM=O.DO lf(U(2).LE.O.OO) ROPRIM=0.00 lf(U(8).LE.0.00) U(8) = 1.0-20

RDELTA = BETA*U(8)*U(10)/(1.DO+U(7))/(1.00+U(7))

EPX=1.00/(1.00+(1.00+U(7))**3)

FVAL(1)= UXX(1)/U(7)/U(7) + (2.00/U(7)/(U{7)*X+1.DO) + ROELTA* & X/U(7))*UX(1) - RSPRIM

fVAL(2)=(UXX(2)/U(7)/U(7)+(2.00/U{7)/(U(7)*X+1.DO)+ROELTA*GAM* & X/U(7))*UX{2) - ROPRIM) /GAM

fVAL(3)=SIGMA*(U(9)-U(3))-3.D0*(1.00-EPX)*UX(1)/U(7)/ & (1.DO+U(7))/EPX

FVAL(4)=SIGMA*(1.00+THETA*AKL)*(1.00-U(4)) -& 3.D0*(1.DO-EPX)*UX(2)/U(7)/{1.00+U(7))/GAM/EPX

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c

234

FVAL(5)= ETA*(UXX(5)/U(7)/U(7) + (2.DO/U(7)/(U(7)*X+1.DO) + & RDELTA*X/U(7)/ETA)*UX(5)) + SHl*RPS(U(1))*RPO(U(2))

FVAL(6)= - 3.D0*(1.DO-EPX)*ETA*UX(5)/EPX/U(7)/(1.DO+U(7)) & - SIGMA*U(6)

IF(U(3).LE.O.DO.OR.U(4).LE.O.DO) U(8)= 0.00 FVAL(7)=BETA*U(8)*U(10)/(1.DO+U(7))/(1.DO+U(7)) FVAL(8)= U(8)*RDELTA/U(7) + C1*ALPS*U(8)/U(3)/(U(3)+ALPS) *

& ( SIGMA*(U(9) - U(3)) - 3.D0*(1.DO-EPX)*UX(1)/U(7)/ & (1.DO+U(7))/EPX ) + C2*ALPO*U(8)/U(4)/(U(4)+ALPO)* & ( SIGMA*(1.DO+THETA*AKL)*(1.DO - U(4)) - 3.D0*(1.DO-EPX)* & UX(2)/U(7)/(1.DO+U(7))/EPX/GAM)

IF(T.GT.30.DO) GO TO 18 FVAL(9) = O.DO FVAL(10)= O.DO

RETURN 18 IF(T.GT.40.DO) GO TO 19

FVAL(9) = O.DO FVAL(10)= - 0.085DO

RETURN 19 IF(T.GT.51.DO) GO TO 20

FVAL(9) = O.DO FVAL(10)= - 0.02DO*DEXP(-0.021DO*(T-40.DO))

RETURN 20 IF(T.GT.60.DO) GO TO 2i

FVAL(9) = Kl FVAL(lO)= - 0.005DO*DEXP(-0.02144DO*(T-40.DO))

RETURN 21 FVAL(9) = K1

FVAL(10)= 0.00100 RETURN END

SUBROUTINE BNDRV(T,X,U,UX,DBDU,DBDUX,DZDT,NPDE) IMPLICIT REAL*8(A-H,O-Z) REAL KX,KOX,KP,KOP,Kl,KD REAL K1,K2,K3,K4 COMMON /PAR1/ ALPS,ALPO,ALPP,ALPOP,ALPI COMMON /PAR2/ PHS,PHO,PHP,PHOP,PSHS,PSHO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ DS,002,ROO,AKL,DZERO,OMEGAO COMMON /PAR5/ XBKPT(11),SCTCH(50) COMMON /PAR6/ WORK(200000), IWORK(3000) COMMON /PAR7/ K1,K2,K3,K4 COMMON /ENDPT/ XLEFT,XRIGHT DIMENSION U(NPDE),UX(NPDE),DZDT(NPDE),DBDU(NPDE,NPDE),

& DBDUX(NPDE,NPDE) . c---------------------------------------------------------------------~-c c c c c c c c c c c c c c c

Boundary conditions for the PDE system is described here.

at X = XLEFT

at X = XRIGHT

dS/dr = 0 dCo/dr= 0 DP/DR = 0

S = Sb co = Cob

P = PB

NULL BOUNDARY CONDITIONS ARE EMPLOYED FOR DELTA, SB AND COB BECAUSE THEY ARE THE FUNCTIONS OF TIME ONLY.

c-----------------------------------------------------------------------1 F( X. NE. XLEFT) GO TO 10 DO 20 1=1,10

DZDT( I )=0. DO DO 20 J=1,10

DBDU( l,J)=0.00 DBDUX( l,J)=O.DO

20 CONTINUE

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c

DBDUX(1,1)=1.DO DBDUX(2,2)=1.DO DBDUX(5,5)=1.DO

RETURN 10 DO 40 1=1,10

DZDT( I )=O. DO DO 40 J=1,10

DBDU( l,J)=O.DO DBDUX( I, J )=0. DO

40 CONTINUE DBDU(l,1)=1.DO DBDU(2,2)=1.DO DBDU(5,5)=1.DO DBDU(l,3)=-1.DO Dl3DU(2,4)=-1.DO DBDU(5,6)=-1.DO

RETURN END

235

SUBROUTINE UINIT(X,U,NPDE) IMPLICIT REAL*B(A-H,0-Z) REAL KX,KOX,KP,KOP,Kl,KD REAL Kl, K2, K3, K4 COMMON /PAR1/ ALPS,ALPO,ALPP,ALPOP,ALPI COMMON /PAR2/ PHS,PHO,PHP,PHOP,PSHS,PSHO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ DS,D02,DP,ROO,AKL,DZERO,OMEGAO

·COMMON /ENDPT/ XLEFT,XRIGHT DIMENSION U(NPDE)

c-----------------------------------------------------------------------c C Initial conditions for the PDE system are described here. c C NOTE THAT S = SB =SI AND CO = COB = CO* AT TIME = 0 C Initial Thickness for biofilm is given by DZERO c c----------------------~------------------------------------------------

c

u 111=1.DO U( 2) = 1. DO U( 3) = 1. DO U( 4) = 1. DO U( 5) = O. DO U(6) = O.DO U(7) = DZERO U(B) = OMEGAO U( 9) = 1. DO

U(10) = 1.05DO RETURN END

SUBROUTINE DERIVF(T,X,U,UX,UXX,DFDU,DFDUX,DFDUXX,NPDE) IMPLICIT REAL*B(A-H,0-Z) REAL KX,KOX,KP,KOP,Kl,KD REAL K1,K2,K3,K4 COMMON /PAR1/ ALPS,ALPO,ALPP,ALPOP,ALPI COMMON /PAR2/ PHS,PHO,PHP,PHOP,PSHS,PSHO COMMON /PAR3/ BETA,GAM,SIGMA,THETA,ETA,SHI COMMON /PAR4/ DS,D02,DP,ROO,AKL,DZERO,OMEGAO COMMON /PAR5/ XBKPT(11),SCTCH(50) COMMON /PAR6/ WORK(200000), IWORK(3000) COMMON /PAR7/ K1,K2,K3,K4 COMMON /CONST/ C1,C2 COMMON /ENOPT/ XLEFT,XRIGHT DIMENSION U(NPDE),UX(NPDE),UXX(NPDE),DFDU(NPDE,NPDE),

& DFOUX(NPDE,NPDE),DFDUXX(NPDE,NPDE)

Page 250: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

236

c-----------------------------------------------------------------------c Jacobian of the PDE system is described here. C But when MF = 22 is used, this Jacobian is to be C calculated and generated in side the PDECOL itself. c-----------------------------------------------------------------------

c

c c c c

c

c

c

c

c

21

& &: &

& &:

Be Be

& Be Be

&: Be

&: &:

&: &:

&:

& &:

YRS( Y )=Y /( ALPS+Y) YRO(Y)=Y/(ALPO+Y) RPS(Y)=Y/(ALPP+Y*(l.DO+Y/ALPI)) RPO(Y)=Y/(ALPOP+Y)

I F ( U ( 1 ) . LE. 0. DO ) U ( 1 ) = 0. DO IF(U(2).LE.O.DO) U(2) = 0.00

IF(U(8).LE;O.DO) U(8) = 1.0-20

RDELTA = BETA*U(6)*U(10)/(1.DO+U(7))/(1.00+U(7))

EPX=l.D0/(1.DO+(l.DO+U(7))*(1.DO+U(7))*(1.DO+U(7)))

DO 21 1=1, 10 DO 21 J=l,10

DFDU( 1,J)=O.DO . DFDUX( l,J)=O.DO DFDUXX( l,J)=O.DO

CONTINUE OFDU(l,1)= - ALPS*ALPS*PHS*U(2)/(ALPS+U(l))/(ALPS+U(l))/

(ALPO+U(2)) - ALPP*PHP*(ALPP-U(l)*U(l)/ALPI )*U(2)/ (ALPP+U(l)*(l.DO+U(1)/ALPl))/(ALPP+U(1)*(1.00+U(1)/ ALPl))/(ALPOP+U(2))

DFDU(l,2)= - ALPS*PhS*ALPO*U(l)/(ALPO+U(2))/(ALPO+U(2))/ (ALPS+U(l)) - ALPP*PHP*ALPOP*U(1)/(ALPOP+U(2))/ (ALPOP+U(2))/(ALPP+U(1)*(1.00+U(l)/ALPI ))

DFDU(l,7)= - 2.DO*UXX(l)/U(7)**3 + ( -2.DO*( 1.DO/U(7) + X/(U(7)*X+1.DO))/U(7)/(U(7)*X+1.DO) - RDELTA*X*( 2.DO/(l.OO+U(7)) + l.DO/U(7) )/U(7) )*UX(l)

DFDU(l,8)= BETA*U(10)*X*UX(1)/U(7)/(l.DO+U(7))/(l.DO+U(7)) DFDU(l,10)= BETA*U(8)*X*UX(l)/U(7)/(l.DO+U(7))/(1.DO+U(7))

DFDU(2,1)= - ALPS*ALPO*PHS*U(2)/(ALPS+U(1))/(ALPS+U(1))/ (ALPO+U(2)) - ALPOP*PHOP*(ALPP-U(l)*U(1)/ALPI )*U(2)/ (ALPP+U( 1)*(1.DO+U( 1 )/ALPI) )/(ALPP+U( 1)*(1.DO+U( 1 )/ ALPl))/(ALPOP+U(2))

DFDU(2,2)= - ALPO*PHO*ALPO*U(l)/(ALPO+U(2))/(ALPO+U(2))/ (ALPS+U(l)) - ALPOP*PHOP*ALPOP*U(l)/(ALPOP+U(2))/ (ALPOP+U(2))/(ALPP+U(1)*(1.DO+U(l)/ALPI ))

DFDU(2,7)=(- 2.DO*UXX(2)/U(7)**3 + ( -2.DO*( 1.DO/U(7) + X/(U(7)*X+1.DO))/U(7)/(U(7)*X+l.DO) - RDELTA*X*

GAM*(2.D0/(1.DO+U(7)) + 1.DO/U(7) )/U(7) )*UX(2) )/GAM DFDU(2,8)= BETA*U(10)*X*UX(2)/U(7)/(1.00+U(7))/(1.00+U(7)) DFDU(2,10)= BETA*U(8)*X*UX(2)/U(7)/(1.DO+U(7))/(1.DO+U(7))

DFDU(3,3)= - SIGMA OFDU(3,7)= 3.DO*UX(l)*( 1.00 - U(7)*U(7))/U(7)/U(7) DFDU(3,9)= SIGMA

DFDU(4,4)= - SIGMA*(l.DO + THETA*AKL) DFDU(4,7)= 3.DO*UX(2)*( 1.DO - U(7)*U(7))/U(7)/U(7)/GAM

DFDU(5,1)= SHl*(ALPP-U(l)*U(l)/ALPI )*U(2)/(ALPP + U(l)* ( 1.DO+U( 1 )/ALPI) )/(ALPP+U( 1)*(1.DO+U( 1 )/ALPI) )/ ( ALPOP+U( 2))

DFDU(5,2)= SHl*ALPOP*U(1)/(ALPOP+U(2))/(ALPOP+U(2))/ (ALPP + U(1)*(1.00+U(1)/ALPI))

DFDU(5,7)= ( -2.DO*UXX(5)/U(7)**3 + ( -2.DO*( 1.DO/U(7) + X/(U(7)*X+1.DO))/U(7)/(U(7)*X+l.DO) - RDELTA*X*(

2.D0/(1.00+U(7)) + 1.DO/U(7) )/U(7)/ETA )*UX(5) )*ETA DFDU(5,8)= BETA*U(10)*X*UX(5)/U(7)/(1.DO+U(7))/(1.DO+U(7)) DFDU(5,10)= BETA*U(8)*X*UX(5)/U(7)/(1.DO+U(7))/(1.00+U(7))

DFDU(6,6)= - SIGMA OFDU(6,7)= 3.DO*UX(5)*ETA*( 1.00 - U(7)*U(7))/U(7)/U(7)

Page 251: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

c

c & & & & & & & & & & & & & &

& &

c 25

c

237

IF(U(3).LE.O.DO.OR.U(4).LE.O.DO) GO TO 25

DFDU(7,7)= - 2.DO*BETA*U(8)*U(10)/(1.DO+U(7))**3 DFDU(7,8)= BETA*U(10)/(1.DO+U(7))/(1.DO+U(7)) DFDU(7,10)= BETA*U(8)/(1.DO+U(7))/(1.DO+U(7))

DFDU(8,3)= - C1*ALPS*U(8)*SIGMA/U(3)/(ALPS+U(3)) -C1*(ALPS+2.DO*U(3))*ALPS*U(8)*( SIGMA*(U(9)-U(3)) -

3.D0*(1.DO-EPX)*UX(T)/U(7)/(1.DO+U(7))/EPX )/(U(3)* (ALPS+U(3)))**2

DFDU(8,4)= -C2*ALPO*U(8)*SIGMA*(1.DO+THETA*AKL)/U(4)/(ALPO+U(4)) - C2*(ALPOT2..l>O*U(4il*ALPO*U(8)*( SIGMA*(1.DO+THETA*AKL)*(1.DO -U(4)) - 3.D0*(1.DO-EPX)*UX(2)/U(7)/(1.DO+U(7))/EPX/GAM)/(U(4)*

(ALPO+U(4)))**2 DFDU(8,7)= - BETA*U(8)*U(8)*(3.DO*U(7) + 1.DO)/U(7)/U(7)/

(1.DO+U(7))**3 + C1*ALPS*U(8)*3.DO*UX(1)*(1.DO -U(7)*U(7) )/U(7)/U(7)/U(3)/(U(3)+ALPS) + C2*ALPO*U(8)*3.DO*UX(2)*(1.DO - U(7)*U(7))/GAM

./U(7)/U(7)/U(4)/(U(4)+ALPO) DFDU(8,8)= 2.DO*U(8)*BETA/U(7)/(1.DQ+U(7))/(1.DO+U(7)) +

C1*ALPS*( SIGMA*(U(9)-U(3)) - 3.D0*(1.DO-EPX)*UX(1)/ EPX/U(7)/(1.DO+U(7)) )/U(3)/(U(3)+ALPS) +

C2*ALPO*( SIGMA*(1.DO+THETA*AKL)*(1.DO-U(4)) - 3.00*(1.DO-EPX)* UX(2)/EPX/U(7)/(1.DO+U(7))/GAM )/U(4)/(U(4)+ALPO) DFDU(8,9)= C1*ALPS*U(8)*SIGMA/U(3)/(U(3)+ALPS) DFDUX(8,1)= -C1*3.D0*(1.DO-EPX)*ALPS*U(8)/EPX/U(7)/(1.DO+U(7))/

U(3)/(ALPS+U(3)) DFDUX(8,2)= -C2*3.D0*(1.DO-EPX)*ALPO*U(8)/EPX/U(7)/(1.DO+U(7))/

U(4)/(ALPO+U(4))/GAM

DFDUX(1,1)= 2.DO/U(7)/(1.DO+U(7)*X) + X*RDELTA/U(7) DFDUX(2,2)=(2.DO/U(7)/(1.DO+U(7)*X) + GAM*X*RDELTA/U(7))/GAM DFDUX(3,1)= - 3.D0*(1.DO-EPX)/EPX/U(7)/(1.DO+U(7)) DFOUX(4,2)= - 3.D0*(1.DO-EPX)/EPX/U(7)/(1.00+U(7))/GAM DFDUX(5,5)= ETA*(2.00/U(7)/(1.DO+U(7)*X) + X*RDELTA/U(7)/ETA) DFDUX(6,5)= -3.00*(1.DO-EPX)*ETA/EPX/U(7)/(1.DO+U(7))

DFDUXX(1,1)=1.DO/U(7)/U(7) DFDUXX(2,2)=1.00/U(7)/U(7)/GAM DFDUXX(5,5)= ETA/U(7)/U(7) RETURN END

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238

05. SAS

c-----------------------------------------------------------------------c c c c c c c c c c c c c c

Program SAS evaluates the parameters for a given model of growth rate correction factor function. It uses the SAS program NLIN which is based on non-I inear regression technique.

Notations for program SAS which are not internal

TAU = c =

PC -

Independent variable, time Values of function at given TAU, to which the model is to be fitted. Predicted values of function with the parameters for given model equation.

c-----------------------------------------------------------------------DAT A; INPUT TAU C; CARDS; 40. 0.6477 45. 0.4413 50. 0.3083 55. 0.2626 60. 0.2425 65. 0.2219 70. 0.2328 75. 0.2250 80. 0.2278 85. 0.2345 90. 0.2400 95. 0.2367 PROC NLIN BEST=50 METHOD=MARQUARDT;

PARAMETERS Bl=O.O TO 1.0 82=0.0 TO 1. 83=0.0 TO 1. BY 0.02 MODEL C= Bl*EXP(-B2*(TAU-41.0)**2 - B3*(TAU-41.0)); OUTPUT OUT=NEW PREDICTED=PC;

PROC PLOT; PLOT C*TAU='*' PC*TAU='O' / OVERLAY;

Page 253: centration and mean residence time were found to be 20 (g ......centration and mean residence time were found to be 20 (g glucose/li-ter) and 10 (hours), repectively. Production phase

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