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Page 1: CD-2015-0018 - Alabama Securities Commission · CD-2015-0018 CEASE AND DESIST ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide

Page 2: CD-2015-0018 - Alabama Securities Commission · CD-2015-0018 CEASE AND DESIST ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide

Page 3: CD-2015-0018 - Alabama Securities Commission · CD-2015-0018 CEASE AND DESIST ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide

Page 4: CD-2015-0018 - Alabama Securities Commission · CD-2015-0018 CEASE AND DESIST ORDER The Alabama Securities Commission ("Commission"), having the authority to administer and provide

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