cauchy sc rb
TRANSCRIPT
-
7/30/2019 Cauchy Sc Rb
1/73
Cauchys Cours dAnalyse
Rob Bradley
Dept. of Mathematics and Computer ScienceAdelphi University
Garden City, NY 11530
bradley at adelphi dot edu
MAA Short Course, San Francisco, CAJanuary 12, 2010
0
-
7/30/2019 Cauchy Sc Rb
2/73
Augustin-Louis Cauchy (1789-1857)
1
-
7/30/2019 Cauchy Sc Rb
3/73
Editions of the Cours danalyse
French: 1821 Original edition, 1897 Oeuvres completes. Both
are available at gallica.bnf.fr.
German: 1828, 1864
Russian: 1885
Spanish: 1994
English: 2009. Springer, joint work with Ed Sandifer
2
-
7/30/2019 Cauchy Sc Rb
4/73
3
-
7/30/2019 Cauchy Sc Rb
5/73
From the Translators Preface:
We believe that the primary purpose of a translation
such as this one is to make the work available in English,
and not to provide a platform for our opinions on how this
work should be interpreted. Towards this end, we havegenerally limited our commentary to expository remarks
rather than interpretative ones. For those passages that
are controversial and subject to a variety of interpreta-
tions, we try to refer the interested reader to appropriate
entry-point sources and do not try to be comprehensive.
. . . Our ambition is, as much as the very idea of trans-
lation allows, to let Cauchy speak for himself.
4
-
7/30/2019 Cauchy Sc Rb
6/73
Outline of this Presentation
1. Brief Survey of Continental Analysis to 1821
Foundations of Calculus Algebraic Analysis
2. Cauchys Life and Times
Childhood and Education Early Career Professor at the Ecole Polytechnique Later Years
3. Contents of the Cours danalyse
5
-
7/30/2019 Cauchy Sc Rb
7/73
Great Continental Analysis Texts
1670s Leibniz discovery
1696 LHospital Analyse des infiniment petits
Geometric Period
1748 Euler Introductio in analysin infinitorum
Algebraic Period
1821 Cauchy Cours danalyse
Arithmetic Period
1850s Weierstrass et al; the modern paradigm
6
-
7/30/2019 Cauchy Sc Rb
8/73
Foundational Schools for Calculus
1. Infinitesimals the infinitely small
Bernoulli/lHospital, Euler A collection of ingenious fallacies (Rolle)
The Analyst (Berkeley, 1734)
2. Limits
Implicit in Newton Explicit in Maclaurin (1743)
DAlembert, Lhuilier, Carnot
3. Algebra/Power Series
Theorie des Fonctions analytiques (Lagrange, 1797) Derivatives from power series coefficients
7
-
7/30/2019 Cauchy Sc Rb
9/73
Bernoullis Differentials, from LHospital
Postulate 1. A quantity which is increased or decreased by
another quantity which is infinitely smaller than it is, may be
considered as remaining the same.
Postulate 2. A curved line may be considered as an assemblageof infinitely many straight lines, each one being infinitely small.
Product Rule. Let z = xy. While x becomes x + dx and y
becomes y + dy, z becomes z + dz = (x + dx)(y + dy). Thus
dz = x dy + y dx + dxdy = x dy + y dx by Postulate 1, becausedxdy is infinitely smaller than either dx or dy. In particular,
dx2 = 2x dx and, by induction,
dxn = nxn1 dx.8
-
7/30/2019 Cauchy Sc Rb
10/73
Snapshots ca. 1800
Silverstre Francois Lacroix (1765-1843) published Traite decalcul differentiel et du calcul integral (1797-1800). He chose
the Langrangian formalism, but explained and occasionally
used all three foundational methods. In 1802, he distilled the
Traite elementaire de calcul differentiel et du calcul integralfrom it, using limits and derivatives.
Francois-Joseph Servois (1768-1847) wrote an essay in 1814defending the Lagrangian formalism, but that was sympa-
thetic to a foundation based on limits. On the other hand, heclaimed that the use of infinitesimals in mathematics would
one day be accused of having slowed the progress of the
mathematical sciences, and with good reason.
9
-
7/30/2019 Cauchy Sc Rb
11/73
Cauchy was Pivotal, but . . .
The revision of the fundamental principles of the cal-
culus, which was initiated by Cauchy and Abel and carriedthrough by Weierstrass and his followers, led to the devel-
opment of the -proof (early introduced by Cauchy) and
to the precise formulation of definitions and theorems.
William F. Osgood, review of Cours danalyse mathematique by
Goursat, Bull. AMS 9 (1903), p. 547-555.
10
-
7/30/2019 Cauchy Sc Rb
12/73
Algebraic Analysis?
Klein, Elementary Mathematics from an Advanced Standpoint
(1908, 1924), in the section Concerning the Modern Develop-
ment and the General Structure of Mathematics
Plan A: (most widespread in the schools and in elementary
textbooks) theory of equations logarithms trig functions algebraic analysis which teaches the development of thesimplest functions into infinite series.
Plan B: graphical representation of simple functions slopeand differential calculus integration; log and arcsin as definiteintegrals power series by means of Taylors theorem.
11
-
7/30/2019 Cauchy Sc Rb
13/73
Power Series Without Calculus
Geometric Series
1
1 x = 1 + x + x2
+ x
3
+ . . .
Derived by long division, which works for any rational function.
Binomial Series for fractional or negative n
(1 + x)n = 1 + nx +n(n
1)
1 2 x2 +n(n
1)(n
2)
1 2 3 x3 + . . .Derived by analogy with the case of natural numbers.
12
-
7/30/2019 Cauchy Sc Rb
14/73
Exponential Series, following Eulers Introductio. Let a > 0.
Because a0 = 1, a is infinitely close to 1 when is infinitelysmall. Thus, there is an infinitely small such that
a = 1 + = 1 + k,
for a finite constant k. Let e be the value of a that gives k = 1.
Now let x be a (finite) real number and x = n, so that n isinfinitely large. Then
ex = (e)n = (1 + )n
= 1 + n +n(n 1)
1
2
2 +n(n 1)(n 2)
1
2
3
3 + . . .
= 1 + n +n 1
n (n)2
1 2 +n 1
n n 2
n (n)3
1 2 3 + . . .
= 1 + x +x2
2!+
x3
3!+ . . .
13
-
7/30/2019 Cauchy Sc Rb
15/73
The Generality of Algebra
Leibniz Law of Continuation (or Law of Continuity) seemed to
give license to pass freely from positive to negative, from integer
to fractional, from real to complex. Algebraic formulas seeemed
to possess something of a magical or alchemical character.
ei = 1 + i +i22
1 2 +i33
1 2 3 +i44
1 2 3 4 + . . .
= cos + i sin
The Cours danalsye was in many ways a reaction to free-wheeling
manipulation of series, without regard to consideration of conver-
gence, and to the automatic extension of real-valued formulas to
the cases of complex numbers, the infinitely large and infinitely
small.
14
-
7/30/2019 Cauchy Sc Rb
16/73
Selected Biographical Sources
C. A. Valson, La Vie et les Travaux du Baron Cauchy, 1868.
I. Grattan-Guinness, The Development of the Mathematical Foun-dations of Analysis from Euler to Riemann, 1970; Convolutionsin French Mathematics, 1990.
H. Freudenthal in Dictionary of Scientific Biography, 1971.
J. V. Grabiner, The Origins of Cauchys Rigorous Analysis, 1981.
U. Bottazzini, tr. W. Van Egmond, The Higher Calculus: A
History of Real and Complex Analysis from Euler to Weierstrass,1986.
B. Belhoste, tr. F. Ragland, Augustin-Louis Cauchy: A Biogra-phy, 1991.
15
-
7/30/2019 Cauchy Sc Rb
17/73
Cauchys Early Years
8/21/1789 Augustin-Louis Cauchy born in Paris to Louis-Francois
and Marie-Madeleine (Desestre) a few weeks after the storming
of the Bastille.
1794 Family flees to Arceuil in April to escape the terror. Re-
turns to Paris in the fall. Early education by his father, a gifted
and politically savvy administrator.
1/1/1800 Father becomes Secretary General of the Senate.
Laplace (Chancellor of the Senate) and Lagrange were both
Senators; young Cauchy presented to both. Valson attributes
to Lagrange: One day he will replace all of us simple geome-
ters.
16
-
7/30/2019 Cauchy Sc Rb
18/73
Cauchys Education
Fall 1802 On Lagranges recommendation, enrols in Ecole Cen-
trale du Pantheon.
10/30/1805 Examined by Biot for the Ecole Polytechnique
(est. 1794). Places second of 293 applicants (125 admitted).
2 year course of study.
October 1807 Enters Ecole des Ponts et Chaussees.
17
-
7/30/2019 Cauchy Sc Rb
19/73
Ecole Polytechnique
Two year course of study, followed by 2-3 years in an engineering
school. The Ecole des Ponts et Chaussees was a select one, to
which almost all the Polytechniciens aspired. [Belhoste]
Year 1 Year 2
Analysis 29% 18%Mechanics 17% 22%Desc. Geometry 26% 3%
Analysis texts in Cauchys first year: Garnier, Cours danalyse
algebrique and Lacroix, Traite elementaire.
18
-
7/30/2019 Cauchy Sc Rb
20/73
Early Career I
Jan. 1809 Completed program at Ecole des Ponts et Chaussees.
Won 4 academic prizes. Summer internships at Ourcq Canal
in Paris.
1/18/1810 Appointed aspirant-ingenieur in Cherbourg. Two
papers on polyhedra presented to the First Class of the Institut
de France (FCI). Also worked on conic sections; apparently paper
was never submitted.
9/24/1812 Returns to Paris in ill health.
11/20/1812 Submits a paper on symmetric functions to FCI.
19
-
7/30/2019 Cauchy Sc Rb
21/73
Early Career II
1813 Works for a while on Ourcq Canal, then takes unpaid
leave. Unsuccessfull applications for faculty position at Ecole
Polytechnique, positions at FCI and Bureau de Longitudes.
1814-1815 Time of war and upheaval in Paris.
8/11/1814 Submits paper on definite integrals to FCI; the start-
ing point for his original work on analysis, esp. complex analysis.
11/28/1814 Comes second to Poisson for a vacancy at FCI.
12/31/1814 Elected to Societe Philomathique, waiting room
for FCI.
5/8/1815 Came last for Napoleons position in mechanics FCI.
20
-
7/30/2019 Cauchy Sc Rb
22/73
Professor at the Ecole Polytechnique I
7/18/1815 Louis XVIII re-enters Paris. Bonapartists purged,
including from Ecole Polytechnique and FCI.
12/2/1815 Appointed assistant professor of analysis at Ecole
Polytechnique, following several forced resignations. (11/2 Lost
to Binet for Poissons chair.)
11/13/1815 Presents a proof of Fermats conjecture on polyg-
onal numbers to FCI.
12/16/1815 Essay on waves wins first Prize of the FCI.
3/21/1816 Louis XVIII re-orgaiznes FCI as Academie des Sci-
ences, appoints Cauchy and Breguet to replace Carnot and Monge
in mechanics.
21
-
7/30/2019 Cauchy Sc Rb
23/73
Professor at the Ecole Polytechnique II
March 1816 Ecole Polytechnique closed abruptly, students sent
home, Laplace sets up a commmission to reorganize/demilitarize
the school.
9/4/1816 Cauchy appointed full professor of analysis and me-chanics.
11/15/1816 Curriculum committee rejects Cauchys proposal:
analysis and calculus 1st year, mechanics 2nd year. First year:
50 lectures in analysis/calculus, followed by 35 in mechanics.
1/17/1817 1816-17 academic year begins late. Cauchy and
Ampere teach analysis/machanics in perfect alternation through
1829-30. Cauchys research output declines until 1823.
22
-
7/30/2019 Cauchy Sc Rb
24/73
Professor at the Ecole Polytechnique III
6/15/1820 Cauchy and Ampere are instructed to revise theanalysis/mechanics sequence vol. 1 of the Cours danalyse
is essentially complete at this point. Printing delays cause it
to miss the deadline for the incoming class of fall 1820, and
he probably added the Notes section as a result. Vol. 1 finally
appears in June 1821, but vol. 2 never would.
4/12/1821 students revolt as his 66th lecture goes into over-
time. During the course of an investigation it was discovered that
Cauchy has been short-changing mechanics. First-year analysis
was therefore revised and algebraic analysis mostly abandoned.
1817 56 lectures in analysis (32+24)
1818-19 63 lectures in analysis (33+30)1820-21 revolt on 66th lecture!
23
-
7/30/2019 Cauchy Sc Rb
25/73
Cauchys Textbooks of the 1820s
1821: Cours danalyse de lEcole Royale Polytechnique; premiere
partie, analyse algebrique (OC. 2.3).
1823: Resume des lecons donnee a lEcole Royale Polytechnique
sur le calcul infinitesimal (OC 2.4).
1826, 1828: Lecons sur les applications du calcul infinitesimal
a la Geometrie, 2 vols (OC 2.5).
1829: Lecons sur le calcul differentiel (OC 2.4).
24
-
7/30/2019 Cauchy Sc Rb
26/73
Cauchys Later Life
1830-38 Self-imposed exile in Turin and Prague. In Prague he
was made Baron by the exiled Bourbon king Charles X.
1838-48 In Paris with no teaching position, because he wouldnot swear a loyalty oath to King Louis-Philippe.
1848-57 Loyalty oaths not required during Second Republic;
Cauchy was appointed professor of astronomy at the Faculte des
Sciences, where he had held an adjunct position in the 1820s.
5/22/1857 Cauchy dies in Paris at the age of 67.
25
-
7/30/2019 Cauchy Sc Rb
27/73
Structure of the Cours danalyse I
Introduction
Foundations: Preliminaries; Chapter 1, functions; Chapter 2,
infinitely small and large, continuity.
Brief Topics in real variables: Chapter 3, symmetric, alternat-
ing, homogeneous functions, Cramers Rule; Chapter 4, interpo-
lating polynomials, factoring falling factorials of x + y; Chapter
5, solving functional equations.
Real Series: Chapter 6, convergent and divergent series, tests,
real power series, summing power series.
26
-
7/30/2019 Cauchy Sc Rb
28/73
Structure of the Cours danalyse II
Complex Analysis: Chapter 7, imaginary expressions (complex
numbers) and algebraic operations on them, including roots;
Chapter 8, complex variables and functions; Chapter 9, complex
series, including power series; Chapter 10 Real and imaginary
roots of equations, fundamental theorem of algebra, cubic andquartic formulas.
Brief topics in complex variables: Chapter 11 Rational func-
tion decomposition; Chapter 12 Recurrent Series.
Notes: 9 Notes in which, I have presented the derivations which
may be useful both to professors and students of the Royal Col-
leges, as well as to those who wish to make a special study of
analysis.
27
-
7/30/2019 Cauchy Sc Rb
29/73
A Manageable Historical Unit on Elemen-tary Real Analysis
Preliminaries.
Chapter 1: On real functions.
Chapter 2: On infinitely small and infinitely large quantities,
and on the continuity of functions. Singular values of functions
in various particular cases.
Chapter 6: On convergent and divergent series. Rules for the
convergence of series. The summation of several convergent
series.
28
-
7/30/2019 Cauchy Sc Rb
30/73
Introduction
Cauchy acknowledges the encouragement of Laplace and Poisson
who were so good as to guide the first steps of my scientific
career. Thanks Poisson, Ampere (twice) and Coriolis, who was
appointed his repetiteur on 11/28/1816, for insights and advice.
Cauchys Manifesto
As for the methods, I have sought to give them all the rigorwhich one demands from geometry, so that one need never rely
on arguments drawn from the generality of algebra.
29
-
7/30/2019 Cauchy Sc Rb
31/73
[Extended quotation from pages 1-3 of Cauchys Cours danalyse
Bradley and Sandifer, Springer, 2009.]
30
-
7/30/2019 Cauchy Sc Rb
32/73
Preliminaries
This is similar to what is sometimes called Chapter 0 in modern
textbooks, reviewing basic defnitions and facts.
To Cauchy, numbers arise from the absolute measure of a mag-
nitudes; i.e., they correspond to positive real numbers. A quan-
tity is a signed number and the numerical value of a quantity is
that number which forms its basis; i.e., its absolute value.
Upper case letters represent numbers, lower case represent quan-
tities; e.g., Ax, but xa.
31
-
7/30/2019 Cauchy Sc Rb
33/73
Variables and Limits
We call a quantity variable if it can be considered as able to
take on successively many different values. We normally denote
such a quantity by a letter taken from the end of the alphabet.
On the other hand, a quantity is called constant, ordinarily de-
noted by a letter from the beginning of the alphabet, if it takeson a fixed and determined value. When the values successively
attributed to a particular variable indefinitely approach a fixed
value in such a way as to end up by differing from it by as little
as we wish, this fixed value is called the limit of all the other
values. Thus, for example, an irrational number is the limit of
the various fractions that give better and better approximations
to it. In Geometry, the area of a circle is the limit towards which
the areas of the inscribed polygons converge when the number
of their sides grows more and more, etc.
32
-
7/30/2019 Cauchy Sc Rb
34/73
Huh? Where are the Epsilons?
When the values successively attributed to a particular variable
[xn] indefinitely approach a fixed value [L] in such a way as to
end up [n
N for some N] by differing [
|xn
L
|] from it by as
little as we wish [< , and its relation N], this fixed value is calledthe limit of all the other values.
When the values successively attributed to a particular variable
[f(x)] indefinitely approach a fixed value [L] in such a way as to
end up [|xx0| < ] for some > 0] by differing [|f(x)L|] fromit by as little as we wish [< , and its relation ], this fixed value
is called the limit of all the other values.
33
-
7/30/2019 Cauchy Sc Rb
35/73
Epsilons and deltas wouldnt actually appear in the definitionsuntil the 1860s (e.g. Weierstrass 1861). Cauchy is satisfied
with a didactic (or verbal) definition, but he does use epsilons
in his arguments, although he doesnt need s in the Cours
danalyse. However, in the 1823 Resume des lecons (p. 44 in
Oeuvres completes):
Let and denote two very small numbers, the first being
chosen so that, for numerical values of i smaller than and for
any value of x included between the limits x0 and X, the ratio
f(x + i) f(x)i
always remains greater than f(x) and less than f(x) + .
34
-
7/30/2019 Cauchy Sc Rb
36/73
Infinitely Small, Infinitely Large[Extended quotation from page 7 of Cauchys Cours danalyse
Bradley and Sandifer, Springer, 2009.]
35
-
7/30/2019 Cauchy Sc Rb
37/73
Preliminaries, Cont.
Review of algebraic and trigonometric operations.
Discussion of multiple-valued functions, e.g. roots, inversetrig functions and logs. Notation:
a = a or ((a))12 = a12 .
Results about averages arithmetic, geometric and weighted with proofs deferred to Note II.
36
-
7/30/2019 Cauchy Sc Rb
38/73
Chapter 1: On Real Functions
When variable quantities are related to each other such that the
value of one of the variables being given one can find the values
of all the other variables, we normally consider these various
quantities to be expressed by means of the one among them,
which therefore takes the name the independent variable. The
other quantities expressed by means of the independent variable
are called functions of that variable.
(Immediately followed by the analogous definition for multivari-
able functions, then implicit vs. explicit.)
37
-
7/30/2019 Cauchy Sc Rb
39/73
Section 1.2: Simple Functions
[Extended quotation from pages 18-19 of Cauchys Cours danalyse
Bradley and Sandifer, Springer, 2009.]
38
-
7/30/2019 Cauchy Sc Rb
40/73
Section 1.3: Composite Functions
Classification as algebraic, exponential or logarithmic, andtrigonometric or circular.
Algebraic further subdivided in rational and irrational.
Rational futher subdivided into integer and fractional (orrational fraction). Integer (Fr. entiere, but we wanted to avoid
confusion with the modern sense of entire function.) functions
are polynomial functions in the modern sense, but Cauchy usespolynomial in the broader, literal sense.
Degree and linear.39
-
7/30/2019 Cauchy Sc Rb
41/73
Section 2.1: Inifinitely Small
We say that a variable quantity becomes infinitely small when
its numerical value decreases indefinitely in such a way as toconverge towards the limit zero. It is worth remarking on this
point that one ought not confuse a constant decrease with an
indefinite decrease. The area of a regular polygon circumscribed
about a given circle decreases constantly as the number of sides
increases, but not indefinitely, because it has as its limit the areaof the circle.
40
-
7/30/2019 Cauchy Sc Rb
42/73
Inifinitely Large
We say that a variable quantity becomes infinitely large when its
numerical value increases indefinitely in such a way as to converge
towards the limit
. It is again essential to observe here that
one ought not confuse a variable that increases indefinitely with avariable that increases constantly. The area of a regular polygon
inscribed in a given circle increases constantly as the number of
sides increases, but not indefinitely. The terms of the natural
sequence of integer numbers
1, 2, 3, 4, 5, . . .
increase constantly and indefinitely.
41
-
7/30/2019 Cauchy Sc Rb
43/73
Section 2.2: Continuity
Among the objects related to the study of infinitely small quan-
tities, we ought to include ideas about the continuity and the
discontinuity of functions. In view of this, let us first consider
functions of a single variable.
Let f(x) be a function of the variable x, and suppose thatfor each value of x between two given limits, the function al-
ways takes a unique finite value. If, beginning with a value of
x contained between these limits, we add to the variable x an
infinitely small increment , the function itself is incremented by
the differencef(x + ) f(x),
which depends both on the new variable and on the value ofx.
43
-
7/30/2019 Cauchy Sc Rb
44/73
Given this, the function f(x) is a continuous function of x be-
tween the assigned limits if, for each value of x between theselimits, the numerical value of the difference
f(x + ) f(x)decreases indefinitely with the numerical value of . In other
words, the functionf
(x
) is continuous with respect tox
be-
tween the given limits if, between these limits, an infinitely small
increment in the variable always produces an infinitely small in-
crement in the function itself.
We also say that the function f(x) is a continuous function
of the variable x in a neighborhood of a particular value of thevariable x whenever it is continuous between two limits of x
that enclose that particular value, even if they are very close
together.
44
-
7/30/2019 Cauchy Sc Rb
45/73
Cauchy then determines the intervals of continuity of the eleven
simple functions. He defines continuity for multivariable func-
tions and states the following incorrect theorem:
Theorem I. If the variables x, y, z, . . . have for their respective
limits the fixed and determined quantities X, Y, Z, . . ., and
the function f(x , y , z , . . .) is continuous with respect to each of
the variables x, y, z, . . . in the neighborhood of the system of
particular values
x = X, y = Y, z = Z, . . . ,
then f(x , y , z , . . .) has f(X , Y , Z , . . .) as its limit.
Counterexample: f(x, y) = xyx2+y2
, X = Y = 0.
45
-
7/30/2019 Cauchy Sc Rb
46/73
Intermediate Value Theorem
Theorem IV. If the function f(x) is continuous with respect
to the variable x between the limits x = x0 and x = X, and if
b denotes a quantity between f(x0) and f(X), we may always
satisfy the equation
f(x) = bby one or more real values of x contained between x0 and X.
Cauchy gives an unsatisfying proof about the graph of y =f(x) and the line y = b meeting, but then notes that we can
prove theorem IV by a direct and purely analytic method, which
also has the advantage of providing the numerical solution to
the equation f(x) = b. He does this in Note III, on pages 309-
311 of Cauchys Cours danalyse Bradley and Sandifer, Springer,
2009.
46
-
7/30/2019 Cauchy Sc Rb
47/73
Section 2.3: Singular Values
Cauchy examines the behaviour of the 11 simple functions at
and at singular values. He then proves:
Theorem I. If the difference
f(x + 1) f(x)converges towards a certain limit k, for increasing values of x,
then the fraction
f(x)x
converges at the same time towards the same limit.
47
-
7/30/2019 Cauchy Sc Rb
48/73
The proof Cauchys first -proof in print was carefully ana-lyzed. It is on pages 35-37 of Cauchys Cours danalyse Bradley
and Sandifer, Springer, 2009.
48
-
7/30/2019 Cauchy Sc Rb
49/73
Cauchy completes the proof of Theorem 1 by considering thecases k = and k = . Then he gives two applications:
Corollary 1: When f(x) = log(x) with base > 1, then k = 0, so
in a system for which the base is greater than 1, the logarithms
of numbers grow much less rapidly than the numbers themselves.
Corollary 2: When f(x) = Ax with A > 1, then k = , so theexponential Ax, when the number A is greater than 1, eventually
grows more rapidly than the variable x.
He also observes that if f(x) remains finite for x = , the ratiof(x)
x evidently has zero as its limit.
49
-
7/30/2019 Cauchy Sc Rb
50/73
Next, he sets himself up for the Ratio Test (Chapter 6).
Theorem II. If the function f(x) is positive for very large
values of x and the ratio
f(x + 1)
f(x)
converges towards the limit k when x grows indefinitely, then the
expression
[f(x)]1x
converges at the same time to the same limit.
Cauchy observes that this can be deduced by applying Theorem
1 to log(f(x)), but he also give a direct proof, using geometric
instead of arithmetic means.
50
-
7/30/2019 Cauchy Sc Rb
51/73
Applications
limxx
1x = 1.
For any polynomial p(x),
limxp(x)
1x = 1.
limx log(x)
1x = 1.
51
-
7/30/2019 Cauchy Sc Rb
52/73
Foreshadowing Differential Calculus
Cauchy considers the limit of
f(x + ) f(x)
.
He mentions that it is 2x when f(x) = x2 and ax2
when f(x) = ax.
Ha laso proves
limsin
= 1,
but because the study of the limits towards which the ratios
f(x+)f(x) and f()f(0) converge is one of the principal objects
of the infinitesimal Calculus, there is no need to dwell any further
on this.
52
-
7/30/2019 Cauchy Sc Rb
53/73
Chapter 5
In Section 5.1, Cauchy solves the functional equations
(x + y) = (x) + (y) , (1) (x + y) = (x) (y) , (2)
(xy) = (x) + (y) and (3)
(xy) = (x) (y) , (4)
where (x) is to be continuous for x > 0 in (3) and (4), and forall real x in (1) and (2).
53
-
7/30/2019 Cauchy Sc Rb
54/73
Solution of Problem II
The proof of this problem was analyzed in detail, as an illustration
of Cauchys conception of the real number field. The proof is on
pages 73-75 of Cauchys Cours danalyse Bradley and Sandifer,
Springer, 2009.
54
-
7/30/2019 Cauchy Sc Rb
55/73
Soutions
(x + y) = (x) + (y) (x) = ax (x + y) = (x) (y) (x) = Ax
(xy) = (x) + (y) (x) = logA(x) (xy) = (x) (y) (x) = xa
where A is an arbitrary number and a is an arbitrary quantity.
55
-
7/30/2019 Cauchy Sc Rb
56/73
Section 5.2
Functional equation:
(y + x) + (y x) = 2 (x) (y) . (1)
It follows that (0) = 1. If there is a nearby value of x so that
(x) < 1, then
(x) = cos ax
for some quantity a. On the other hand, if (x) > 1 for any
value of x, then1
2
Ax + Ax
for some number A.
56
-
7/30/2019 Cauchy Sc Rb
57/73
Chapter 6
6.1: General considerations on series. Definitions, including
Cauchy Criterion. Geometric series, series for e. The infamous
Incorrect Theorem.
6.2: On series for which all the terms are positive. Tests forconvergence. Sum and product.
6.3: On series which contain positive terms and negative terms.
Absolute convergence, sum and product.
6.4: On series ordered according to the ascending integer powers
of a single variable. Power series, radius of convergence, sum and
product, applications of section 5.1.
57
-
7/30/2019 Cauchy Sc Rb
58/73
Series Definitions
We call a series an indefinite sequence of quantities,
u0, u1, u2, u3, . . . ,
which follow from one to another according to a determined law.
These quantities themselves are the various terms of the series
under consideration. Let
sn = u0 + u1 + u2 + . . . + un1be the sum of the first n terms, where n denotes any integer
number.
(Although Cauchys insists on confusing the series with theunderlying sequence of its terms, this is in all other ways our
definition of series by means of partial sums. Note that he has
no general treatment of sequences before this chapter.)
58
-
7/30/2019 Cauchy Sc Rb
59/73
[Many extended quotations from Cauchys Cours danalyse Bradleyand Sandifer, Springer, 2009 were presented at this point. Most
of chapter 6 was presented, which occupies pages 85-115.]
59
-
7/30/2019 Cauchy Sc Rb
60/73
Cauchys Famous Incorrect Theorem
Theorem I. When the various terms of series (1) are func-
tions of the same variable x, continuous with respect to this
variable in the neighborhood of a particular value for which the
series converges, the sum s of the series is also a continuousfunction of x in the neighborhood of this particular value.
(This theorem as stated is incorrect. If we impose the additional
condition of uniform convergence on the functions sn, then it
does hold. This theorem is controversial. Some have arguedthat Cauchy really had uniform convergence in mind, but in 1852
he admitted it cannot be accepted without restriction.)
60
-
7/30/2019 Cauchy Sc Rb
61/73
Abels 1826 Counterexample
sin x 12
sin2x +1
3sin3x . . .
sastifies the hypotheses of the theorem for all x, but is discon-tinuous at every x = (2n + 1).
61
-
7/30/2019 Cauchy Sc Rb
62/73
Tests for Convergence
In Section 6.2, Cauchy considers series of positive terms and
gives 4 test for convergence:
Theorem I Root Test
Theorem II Ratio Test
Theorem III Cauchy Condensation Test:u0, 2u1, 4u3, 8u7, 16u15 . . .
Theorem IV Logarithmic Convergence Testlog(un)
log(1/2)
62
-
7/30/2019 Cauchy Sc Rb
63/73
Absolute Convergence, but not by Name
Suppose that the series
u0, u1, u2, . . . , un, . . . (1)
is composed of terms that are sometimes positive and sometimesnegative, and let
0, 1, 2, . . . , n, . . . (2)
be, respectively, the numerical values of these same terms, so
that we have
u0 = 0, u1 = 1, u2 = 2, . . . , un = n, . . . .
63
-
7/30/2019 Cauchy Sc Rb
64/73
The numerical value of the sum
u0 + u1 + u2 + . . . + un1will never surpass
0 + 1 + 2 + . . . + n
1,
so it follows that the convergence of series (2) always entails
that of series (1).
(Thus, in Section 6.3, Cauchy essentially proves that absolute
convergence implies convergence. Theroems I and II that followapply the Root and Ratio Tests of 6.2, respectivley, to n andn+1
n)
64
-
7/30/2019 Cauchy Sc Rb
65/73
Alternating Series Test
Theorem III. If the numerical value of the general term un
in series (1) decreases constantly and indefinitely for increasingvalues of n, and if further the different terms are alternately
positive and negative, then the series converges.
(The proof is a rare case of Cauchy using proof by example,
with the alternating harmonic series.)
65
-
7/30/2019 Cauchy Sc Rb
66/73
Section 6.4 Power Series
Let
a0, a1x, a2x2, . . . , anx
n, . . . (1)
be a series ordered according to the ascending integer powers of
the variable x (Such series had not yet been given the modern
name power series), where
a0, a1, a2, . . . , an, . . . (2)
denote constant coefficients, positive or negative. Furthermore,
let A be the quantity that corresponds to the quantity k of the
previous section (see Section 6.3, theorem II), with respect to
series (2). The same quantity, when calculated for series (1), is
the numerical value of the product
Ax.
66
-
7/30/2019 Cauchy Sc Rb
67/73
Radius of Convergence
As a consequence, series (1) is convergent if this numerical
value is less than 1, which is to say in other words, if the numer-
ical value of the variable x is less than 1A. On the other hand,
series (1) is divergent if the numerical value of x is greater than1
A. We may therefore state the following proposition:
Theorem I. Let A be the limit towards which the nth root
of the largest numerical values of an converge, for increasing
values of n. Series (1) is convergent for all values of x contained
between the limits
x = 1A
and x = + 1A
,
and divergent for all values of x situated outside of these same
limits.
67
-
7/30/2019 Cauchy Sc Rb
68/73
Imagine now that we vary the value of x in series (1) by insen-
sible degrees. As long as the series remains convergent, that isas long as the value of x remains contained between the limits
1A
and +1
A,
the sum of the series is (by virtue of theorem I, Section 6.1) a
continuous function of the variable x. Let (x) be this continu-ous function. The equation
(x) = a0 + a1x + a2x2 + . . .
remains true for all values of x contained between the limits 1Aand + 1
A, which we indicate by writing these limits beside the
series, as we see here:
(x) = a0 + a1x + a2x2 + . . .
x = 1
A, x = +
1
A
.
68
-
7/30/2019 Cauchy Sc Rb
69/73
Problem I. When possible, to expand the function
(1 + x)
into a convergent series ordered according to increasing integer
powers of the variable x.
Cauchy lets
() = 1 + 1
x + ( 1)1 2 x
2 + . . . ,
which he has already shown to have A = 1. He shows that( + ) = ()(), it follows from Problem II of Section 5.1that
() = [(1)]
= (1 + x)
.Therefore
(1+x) = 1+
1x+
( 1)1 2 x
2 +. . . (x = 1, x = +1). (20)69
-
7/30/2019 Cauchy Sc Rb
70/73
Euleres Vindicatus!
By carefully passing to the limit in the binomial theorem, Cauchy
succeeds in giving a rigorous version of Eulers derivation of the
power series for ex from the Introductio. He similarly gives a
cleaned-up derivation of
ln(1 + x) = x x2
2+
x3
3 . . . (x = 1, x = +1).
that is still somewhat faithful to the spitit of Eulers derivation.
Problems II and III, to expand Ax and log(1+ x) now involve only
a change of base.
70
-
7/30/2019 Cauchy Sc Rb
71/73
Chapter 7: Imaginary ExpressionsIn general, we call an imaginary expression any symbolic expres-
sion of the form
+
1,
where and denote real quantities. We say that two imaginary
expressions
+ 1 and + 1
are equal to each other when there is equality between corre-
sponding parts . . . Given this, any imaginary equation is just the
symbolic representation of two equations involving real quanti-
ties.
71
-
7/30/2019 Cauchy Sc Rb
72/73
Arithmetic of Imaginary Expressions; Po-lar Coordinates
The four basic arithmetic operations are easily defined, but for
roots of imaginary expression, Cauchy needs polar coordinates.
He coined the terms conjugate and modulus as we use themtoday. He uses the name reduced expression for the factor
cos +1sin ,
that remains after the suppression of the modulus.
He closes the chapter with identities for cos mz and sin mz in
terms of powers of cos z and sin z.
72
-
7/30/2019 Cauchy Sc Rb
73/73
The First Complex Analysis Text?
Chapters 8-9: Cauchy extends his treatment of functions, con-
tinuity and series (Chapters 1, 2 and 6) to the complex case.
He makes the proper definitions and expands the complex power
series for the binomial, exponential, logarithmic series, as well as
sine and cosine. Other highlights:
Section 9.3: Eulers identity and logarithms of complex num-
bers.
Section 10.1: A proof of the FTA, based on [Legendre 1808].
73