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Case No: HQ12X03641
TLQ/15/0259
Neutral Citation Number: [2016] EWHC 23 (QB)
IN THE HIGH COURT OF JUSTICE
QUEEN'S BENCH DIVISION
Royal Courts of Justice
Strand, London, WC2A 2LL
Date: 19 January 2016
Before :
MRS JUSTICE LANG DBE
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Between :
(1) DOLLY DANIEL
(2) OWEN DANIEL
Claimants
- and -
(1) ST GEORGE’S HEALTHCARE NHS TRUST
(2) LONDON AMBULANCE SERVICE
Defendants
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- - - - - - - - - - - - - - - - - - - - -
Ms Kirsten Sjøvoll (instructed by Irwin Mitchell) for the Claimants
Mr Edward Bishop QC (instructed by Bevan Brittan LLP) for the Defendants
Hearing dates: 30 November, 1, 2, 3, 4 & 7 December 2015
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Judgment
Mrs Justice Lang:
Introduction
1. James Best (“JB”) was a prisoner on remand at Her Majesty’s Prison (HMP)
Wandsworth when he died from natural causes on 8 September 2011. He suffered a
myocardial infarction (a heart attack), as a result of a ruptured plaque in the coronary
artery, which caused cardiac arrest and death. He was only 37. He had no previous
history of heart disease and it is likely that the plaque was ruptured by over-exertion
in the prison gym.
2. The First Defendant (“St George’s”) is a National Health Service (“NHS”) Trust
responsible for the provision of primary health care within HMP Wandsworth.
Doctors and nurses employed by the First Defendant in the Department of Primary
Care at HMP Wandsworth tried unsuccessfully to save JB’s life on the day of his
death.
3. The Second Defendant (“the LAS”) is a NHS Trust responsible for the provision of
ambulances within the London area. HMP Wandsworth is within its catchment area.
On 8 September 2011, an emergency call for an ambulance for JB was made, but he
was dead by the time the ambulance arrived.
4. The Claimants had a close relationship with JB which began when the First Claimant
fostered JB for 3 years when he was a teenager, between 1988 and 1991. The Second
Claimant is the First Claimant’s biological son, and described JB as his foster brother.
5. The Claimants have brought their claim for declarations and damages under the
Human Rights Act 1998 (“HRA 1998”), alleging that the First and Second
Defendants, as public authorities, acted in breach of Articles 2 and 3 of the European
Convention on Human Rights (“ECHR”).
Issues
6. The Claimants allege that the servants and agents of St George’s acted contrary to
their duties under section 6 of the HRA 1998 and Articles 2 and 3 ECHR in that Sister
Gbolie failed to request an ambulance sufficiently promptly, either on arrival at JB’s
cell or within 1 to 2 minutes of her arrival.
7. The Claimants allege that the servants and agents of the LAS acted contrary to their
duties under section 6 of the HRA 1998 and Articles 2 and 3 ECHR in that there was
unnecessary or unreasonable delay in the dispatch of an ambulance.
8. The issues in dispute are:
i) Is the operational duty under Article 2 engaged as a matter of principle?
ii) What is the relevant causation test to be applied?
iii) If the operational duty under Article 2 was engaged, was there a violation of
that duty on the facts?
iv) Did the Defendants’ acts or omissions cross the threshold of inhuman and
degrading treatment within the meaning of Article 3?
v) Are the Claimants “victims” within the meaning of section 7 of the HRA
1998?
Law
Article 2
9. Article 2(1) ECHR provides:
“Everyone’s right to life shall be protected by law.”
10. In LCB v UK 27 EHRR 212, at [36], the ECtHR held that this establishes a positive
obligation upon member states to take “appropriate steps to safeguard the lives of
those within their jurisdiction”.
11. The positive obligation requires member states to put in place a legal and
administrative framework to deter the commission of criminal offences against the
person, backed up by law enforcement machinery, for the prevention and suppression
and punishment of offences: Makaratzis v Greece 41 EHRR 1092, at 57.
12. In the context of medical care, Article 2 requires member states to put in place
provision to ensure that health authorities adopt appropriate measures to protect
patients’ lives. Member states are also required to set up an effective independent
judicial system so that the cause of death of patients in the care of the medical
profession, whether in the public or private sector, can be determined and those
responsible made accountable. See Vo v France (2005) 40 EHRR 12, at [89], Calvelli
& Ciglio v Italy, App. No. 32967/96, at [49].
13. In Powell v United Kingdom App. No 45305/99, the ECtHR held:
“… where a Contracting State has made adequate provision for
securing high professional standards among health
professionals and the protection of the lives of patients, it
cannot accept that matters such as error of judgment on the part
of a health professional or negligent co-ordination among
health professionals in the treatment of a particular patient are
sufficient of themselves to call a Contracting State to account
from the standpoint of its positive obligations under Article 2 of
the Convention to protect life. ”
14. Applying Powell, the Defendants submitted that, since there was no allegation of
systemic failure in this case, the alleged errors by an individual nurse and Emergency
Medical Dispatcher in the course of their duties were not capable of amounting to a
violation of Article 2. In my view, that submission is too broad.
15. Similar questions were considered by the House of Lords in Savage v South Essex
NHS Trust [2009] 1 AC 681. Lord Rodger, at [18] to [42], analysed the authorities
which have held that, because the State has assumed responsibility for the welfare of
detainees, and has control over them, there is a heightened duty on the State to protect
their Article 2 rights. He explained that the discharge of this duty is likely to require
(1) specific systems/procedures to cater for risks to life commonly arising in a prison
or other place of detention; and (2) preventative operational measures in respect of an
individual detainee where the authorities knew or ought to have known of a real and
identified risk to his life.
16. Addressing the case of Powell, Baroness Hale said, at [91] and [97], that Article 2
would not be engaged by “ordinary medical negligence”, provided proper systems are
in place. But “in some circumstances an operational duty to protect a particular
individual is triggered” if the conditions established in Osman v United Kingdom 29
EHRR 245 were met, as for example, in Keenan v United Kingdom (2001) 33 EHRR
38.
17. In my view, when Lord Scott referred to patients in prison hospitals being in the same
position as patients in a community hospital (at [10]) he was merely making the same
point as Baroness Hale about cases of ordinary medical negligence, not challenging
the view of Lord Rodger and Baroness Hale that an Osman operational duty could
arise in, inter alia, the care of patients in detention, if certain conditions were met. In
any event, Lord Scott was in a minority, since Lord Neuberger and Lord Walker
agreed with Lord Rodger and Baroness Hale.
18. Moreover, the analysis of Lord Rodger and Baroness Hale on this issue was followed
in Rabone v Pennine Care v NHS Trust (2012) 2 AC 72, per Lord Dyson at [19] to
[34].
19. In Osman, the ECtHR held:
“115.…. Article 2 of the Convention may also imply in certain
well defined circumstances a positive obligation on the
authorities to take preventative operational measures to protect
an individual whose life is at risk from the criminal acts of
another individual….
116…. bearing in mind the difficulties involved in policing
modern societies, the unpredictability of human conduct and
the operational choices which must be made in terms of
priorities and resources, such an obligation must be interpreted
in a way which does not impose an impossible or
disproportionate burden on the authorities. Accordingly, not
every claimed risk to life can entail for the authorities a
Convention requirement to take operational measure to prevent
that risk from materialising…
In the opinion of the Court where there is an allegation that the
authorities have violated their positive obligation to protect the
right to life in the context of their above-mentioned duty to
prevent and suppress offences against the person, it must be
established to its satisfaction that the authorities knew or ought
to have known at the time of the existence of a real and
immediate risk to the life of an identified individual or
individuals from the criminal acts of a third party and that they
failed to take measures within the scope of their powers which,
judged reasonably, might have been expected to avoid that risk.
The Court does not accept the Government’s view that the
failure to perceive the risk to life in the circumstances known at
the time or to take preventative measures to avoid that risk
must be tantamount to gross negligence or wilful disregard of
the duty to protect life. Such a rigid standard must be
considered to be incompatible with the requirement of Article 1
of the Convention and the obligations of Contracting States
under that Article to secure the practical and effective
protection of the rights and freedoms laid down therein,
including Article 2. For the Court, and having regard to the
nature of the right protected by Article 2, a right fundamental in
the scheme of the Convention, it is sufficient for an applicant to
show that the authorities did not do all that could be reasonably
expected of them to avoid a real and immediate risk to life of
which they have or ought to have knowledge. This is a
question which can only be answered in the light of all the
circumstances of any particular case.”
20. The application of the operational duty has developed incrementally. It may be
broadly categorised as follows:
i) Protection from attack: Osman (killing of victim of threats and harassment);
Van Colle v Chief Constable of the Hertfordshire Police [2009] 1 AC 225
(witness in criminal proceedings killed by the accused following threats).
ii) Detainees: Keenan v United Kingdom (2001) 33 EHRR 38 (suicide of mentally
ill prisoner); Edwards v UK (2002) 35 EHRR 47 (prisoner killed by cell mate);
Savage v South Essex NHS Trust [2009] 1 AC 681 (compulsorily detained
mental patient absconded and committed suicide).
iii) Informal psychiatric patients at risk of suicide: Rabone v Pennine Care v NHS
Trust (2012) 2 AC 72 (voluntary psychiatric patient committed suicide on an
authorised home visit).
iv) Protection from risk created by state authorities: LCB v United Kingdom
(1998) 27 EHRR 212 (death from radiation exposure); Oneryildiz v Turkey
(2004) 41 EHRR 20 (death in a waste dump explosion)
21. My analysis differs from Mr Bishop’s because I have listed detainees as a category,
whereas he categorised the detention cases under “protection from attack” and “self
harm/suicide”. I draw support for my analysis, in preference to his, from the
judgment of Lord Dyson in Rabone v Pennine Care NHS Trust, at [15], where he
stated:
“As the ECtHR said in para 115 of the Osman case, the
operational duty exists in “certain well-defined circumstances”.
The court has held that there is a duty on the state to take
reasonable steps to protect prisoners from being harmed by
others including fellow prisoners (Edwards v UK (2002) 35
EHRR 47) and from suicide (Keenan v United Kingdom (2001)
33 EHRR 38). The same duty exists to protect others who are
detained by the state, such as immigrants who are kept in
administrative detention (Slimani v France (2004) 43 EHRR
1068) and psychiatric patients who are detained in a public
hospital (Savage v South Essex NHS Trust [2009] 1 AC 681)
….”
22. Furthermore, I consider that “the duty of prison authorities to take steps to prevent
suicides derives from their wider duty to protect prisoners who are in a vulnerable
position and for whom they are responsible”, per Lord Rodger in Savage at [29],
rather than a duty which only arises where there is a suicide risk.
23. On a number of occasions, the ECtHR has held that a failure to provide timely and
appropriate medical care to a detainee, could be a violation of Article 2, even in cases
where the allegation was a failing on the part of individual police or prison officers,
rather than a systemic failing. I cannot accept Mr Bishop’s submission that in those
cases the ECtHR has applied a test which differs from the operational duty test set out
in Osman. Whether or not Osman is expressly referred to, it seems to me that has
been the test which has been applied, adapted, of course, to reflect the different
factual context.
24. In Anguelova v Bulgaria (2004) 38 EHRR 31, a prisoner died in custody from a
fractured skull suffered before his arrest. The police officers realised his condition
was deteriorating but did not call an ambulance. The expert medical evidence showed
that the delay in providing medical assistance had been fatal. The ECtHR held, at
[125], that the police “delayed the provision of medical assistance … and that
contributed in a decisive manner to the fatal outcome”.
25. In Tais v France App. 39922/03, a heavily inebriated detainee who was suffering
from AIDS, died from injuries sustained when he fell against the sharp corner of a
concrete bench in his cell. Between 1 am and 7.30 am no police officer had entered
the cell, and the cries of the detainee were ignored. The expert evidence was that the
injuries might not have been fatal if they had been diagnosed in time. The ECtHR
held that the inertia of the police officers in the face of his physical and mental
distress and the lack of effective police and medical supervision had constituted a
violation of the Article 2 obligation to protect the life of a person in custody.
26. In Kats v Ukraine (2010) 51 EHRR 44, the death of a remand prisoner who was HIV
positive and suffering from various chronic illnesses was indirectly caused by the
inadequate medical treatment given to her by prison medical staff and prison
authorities whilst in detention. The ECtHR found this was a violation of Article 2.
27. In Tarariyeva v Russia (2009) 48 EHRR 26, the ECtHR found a violation of Article 2
where a prisoner with a known condition of gastro-duodenitis was not given
competent or adequate medical care and died. The Court, at [73] – [74], cited Keenan
in support of the proposition that “persons in custody are in a vulnerable position and
that the authorities are under a duty to protect them”, stating that the same principle
applied in the public health sphere.
28. The cases of Tarariyeva and Kats illustrate the point that medical practitioners, both
inside and outside a prison setting, are also subject to the Article 2 duty, as well as
prison officers and police officers. Article 2 cases may turn on clinical judgments,
such as in Rabone, where a psychiatrist’s decision to grant home leave lay at the heart
of the claim. In R (Hall) v University College Hospital and the Secretary of State for
Justice [2013] EWHC 198 (Admin), the Divisional Court accepted that Article 2 was
engaged in a claim based upon allegations of lack of adequate care by prison medical
staff and errors of clinical judgment in discharging a chronically sick and disabled
prisoner from hospital back to the prison. On the evidence, the court found that the
Claimant was not at imminent risk of death and that his treatment in prison had not
reduced his life expectancy, so there was no violation of Article 2.
29. I also accept the Claimant’s submission that, since it is the state which is subject to
the operational duty, it can apply not only to the detaining authority but also to other
public authorities who from time to time may have responsibility for the detainee,
such as a hospital or ambulance service.
30. The legal test on causation under the positive duty to protect life in Article 2 is
summarised in Simor: Human Rights Practice at paragraph 2-026:
“Causation. It is not necessary to show that “but for” the State
omission the ill-treatment would not have happened. A failure
to take reasonably available measures which could have had a
real prospect of altering the outcome or mitigating the harm is
sufficient to engage the responsibility of the State. The claimant
merely needs to establish that she has lost a substantial chance
of avoiding the outcome. The fact that, judged in retrospect, the
response could have made no difference is not relevant.”
31. The rationale behind these principles was helpfully set out by Lord Brown in Van
Colle v Chief Constable of the Hertfordshire Police [2009] 1 AC 225, at [138]:
“As Lord Bingham pointed out in R (Greenfield) v Secretary of
State for the Home Department [2005] 1 WLR 673, Convention
claims have very different objectives from civil actions. Where
civil actions are designed essentially to compensate claimants
for their losses, Convention claims are intended rather to
uphold minimum human rights standards and to vindicate those
rights….It also seems to me to explain why a looser approach
to causation is adopted under the Convention than in English
tort law. Whereas the latter requires the claimant to establish on
the balance of probabilities that, but for the claimant’s
negligence, he would not have suffered his claimed loss …
under the Convention it appears sufficient generally to establish
merely that he lost a substantial chance of this.”
32. In Sarjantson v Chief Constable of Humberside Police [2014] QB 411, the Court of
Appeal held that an alleged violation of Article 2 by a police failure to respond
promptly to an emergency call should be judged according to what was known, or
ought to have been known, by the police at the time. The fact that, with the benefit of
hindsight, a prompt response by the police would still have been too late to prevent
the attack on the victim, was not relevant to liability, though it might mean that there
was no right to damages.
33. In a case involving a death from natural causes, it will usually be inherent in the
exercise of assessing whether or not those concerned “failed to take measures within
the scope of their powers which, judged reasonably, might have been expected to
avoid that risk” to consider the cause of death and what could reasonably have been
done to prevent it. Plainly, a prisoner may suffer a premature death from natural
causes without any fault on the part of the prison or health authorities or their staff.
No doubt that is why, in the medical treatment cases I have cited above, the court
made express findings about the causal link between the failure to provide treatment
and the death.
Article 3
34. Article 3 ECHR provides:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
35. In order for there to be a violation of Article 3, the ill-treatment must attain a
minimum level of severity. In a prison setting, that must be beyond the level of
suffering which is inherent in detention. In principle, a failure to provide appropriate
medical care to detainees may amount to a violation of Article 3: see e.g. Keenan v
UK (supra).
Evidence
36. In reaching my conclusions, I considered both oral and documentary evidence. On
behalf of the Claimants, the following witnesses gave oral evidence: the First and
Second Claimants; Prison Officer (PO) Paul Morris, based at HMP Wandsworth; the
nursing expert Mr Colin Beacock; and the paramedic expert Professor Newton. On
behalf of the Defendants, the following witnesses gave oral evidence: Sister Yema
Gbolie, who was employed as a senior (Band 6) nurse by St George’s in the
Department of Primary Care at HMP Wandsworth; Ms Lauren Hutson, Emergency
Medical Dispatcher, employed by the LAS; Ms Susan Watkins, Ambulance
Operations Manager for Control Services, employed by the LAS; the nursing expert
Ms Lynne Hunt; and the paramedic expert Mr Julian Mark.
37. I also received hearsay evidence from the following witnesses:
i) Prison Officers (“PO”) Graeme Thompson, Olalekan Karim and Michael
Kennedy, from HMP Wandsworth, were interviewed by the Prison and
Probation Ombudsman (PPO) and gave evidence at the Inquest.
ii) Dr Carmen Fernandez and Dr Justin Reid, who were general practitioners
employed by St George’s to work in the Department of Primary Care at HMP
Wandsworth, and made statements to the Coroner.
iii) Dr Amer Salim, a general practitioner, appointed by NHS South West London
to conduct an independent clinical review of the circumstances surrounding
JB’s death.
38. In assessing the hearsay evidence, and deciding what weight to give to it, I had regard
to the factors in section 4 of the Civil Evidence Act 1995 (CEA 1995), and took into
account that this evidence had not been tested in cross-examination.
The Inquest
39. The Inquest took place on 14 September 2011 and 18 to 22 March 2013. It was
recorded that JB died of natural causes at 1650 on 8 September 2011. The cause of
death was recorded as acute left ventricular failure and coronary artery atheroma and
thrombosis. The jury gave a narrative verdict.
40. The Inquest verdict was admitted in evidence, as part of the record of events, but both
counsel agreed that the narrative verdict of the jury as to the circumstances of the
death were not to be treated as evidence of the truth of their contents, applying the
general principle that judgments in other proceedings are not admissible evidence: see
Phipson on Evidence (18th ed.) at 43-78; Hollington v F. Hewthorn & Co. Ltd [1943]
KB 587. The evidence called at the Inquest differed from the evidence adduced in
this trial, which could potentially make a material difference to the conclusions which
this court could properly reach. Moreover, an inquest verdict is not intended to form
the basis of a finding in a civil claim - section 10(2) of the Coroners and Justice Act
2009 provides that a determination at an inquest may not be framed in such a way as
to appear to determine any question of civil liability. In light of the above, counsel for
the Claimant did not pursue her initial submission that the findings of the Inquest
ought to be given particular weight as they were part of the investigative procedure
required under Article 2.
41. Both parties had notes of the proceedings (no transcript had been requested). The
Defendants’ expert witnesses were provided with a set of notes, and Ms Hunt quoted
from them in her report. It was agreed therefore that I ought to see the notes to which
she expressly referred. Other than that, it was agreed that the notes should be
disregarded.
42. Witness statements provided to the Inquest were referred to during the evidence with
the leave of the court in accordance with the provisions of section 6 CEA 1995.
Findings of fact
43. After giving careful consideration to the evidence, I made the following findings of
fact.
44. JB was born on 11 December 1973 and so was 37 years of age when he died on 8
September 2011.
Medical history
45. JB was admitted into HMP Wandsworth as a remand prisoner on 10 August 2011. A
full-time primary care medical service was provided by the First Defendant within
HMP Wandsworth, called the Department of Primary Care. I refer to members of this
service as “the medical staff”. JB was medically assessed on arrival, and attended for
treatment on several occasions. The medical records showed that JB had a history of
alcohol and cannabis dependency; mental illness (including psychiatric in-patient
treatment); asthma; Crohn’s disease and arthritis. His blood pressure was
intermittently high whilst in prison. He said he was taking medication for
hypertension but this was not confirmed by his G.P.’s notes. Dr Salim, the
independent medical reviewer, concluded that his intermittent hypertension was
unlikely to have contributed to the myocardial infarction and cardiac arrest. This
finding was not challenged.
46. The Primary Care staff prescribed medication; referred him to mental health services;
and kept him under observation for alcohol detoxification.
47. Whilst JB had a history of mental health problems, there was no evidence to suggest
any link between his mental health and the events of 8 September 2011.
Procedures for medical emergencies in the prison
48. In February 2011, a letter was sent to Prison Governors, from the Ministry of Justice
and the Department of Health, giving guidance as to how to minimise delays in
obtaining emergency ambulance services for prisoners, by inter alia calling
ambulances promptly wherever there were grave concerns about the immediate health
of a prisoner.
49. I did not receive any documentary evidence about the procedures for dealing with
medical emergencies in the prison at September 2011. The oral and written witness
evidence described the practice and/or procedure within the prison for summoning
urgent medical assistance to prisoners taken ill on the wing. Prison officers would
radio or telephone the central control room. Few prison officers had a radio; one or
two radios were allocated per wing. There were fixed land lines in offices on the wing
but it appears that mobile telephones could not be used. Prison officers would use the
term “Code 1” if it was the most serious type of emergency which appeared to be life-
threatening e.g. if the prisoner was unconscious or unresponsive such as a hanging or
very severe bleeding. All other urgent but less serious call-outs were designated
“Code 2”, either expressly or by default, if not identified as a Code 1.
50. The control room was situated on the perimeter of the prison and co-ordinated
security and communications across the prison, using CCTV, radio and telephone. It
was staffed by a prison officer with specialist training in security, who acted as the
Officer in Charge, and two “Operational Support Grades”, one of whom would be on
the radio while the other maintained a manual log. The code-name for the control
room radio was “Juliet Whiskey” (“JW”). A “Radio Log” was routinely kept.
Exceptionally, an “Incident Log” would be created; for example, when a “Code 1”
call was made. There was a highly accurate clock on the wall to assist in logging
times. However, neither the calls nor the times of the calls were electronically
recorded, which meant that they were susceptible to human error and inaccuracies.
Not every call was logged; either because there was no time to do so, or because the
call did not seem important enough to log. Because of staff shortages, there was only
one radio operator on duty on 8 September 2011, along with the Officer in Charge on
that day who was PO Morris. That meant that it was not physically possible for the
two staff members in the control room to maintain a contemporaneous log, as well as
handling radio and telephone calls, and all their other security duties. JB fell ill at one
of the busiest times of the day when some 280 prisoners had to be moved within the
prison for meal time and roll call. So the Radio Log and Incident Log produced in
evidence were in fact written up after the events referred to. PO Morris described
how he and the radio operator made contemporaneous notes of the time and content of
the calls on pieces of paper, as best they could, whilst carrying out their various
duties, and they then entered them into the logs subsequently. Because of the pressure
of work on the staff in the control room, and on examining the times and entries
shown, I do not accept that the times logged were 100% accurate, in the way that, for
example, the electronic CAD log kept by the LAS was accurate to the minute and the
second. Nor do I accept that the entries are a complete and accurate record of what
was said in each conversation; it is obvious upon reading them, and in the light of the
oral evidence given, that they are a summary only.
51. When the control room staff received a request for emergency medical assistance,
they would radio the emergency response radio, code-named “Hotel 3”. The senior
nurse on duty had responsibility for Hotel 3, which she kept with her and switched on
at all times. Two other nurses (Hotel 2 and Hotel 7) also carried radios, and any
emergency call from the control room to Hotel 3 would automatically be transmitted
to them too. The doctors only had pagers, and so would not hear radio calls.
Landlines were available in medical treatment rooms and offices used by all the
medical staff.
Call-out to assist JB
52. Turning now to the events of 8 September 2011, JB attended the prison gym in the
afternoon and undertook vigorous exercise. On his return to his cell on A wing, he
felt unwell and his cell mate called for assistance. PO Karim attended and found JB
standing by the window in his cell, holding his inhaler and a bottle of water. He said
that he was having difficulty breathing and walking. PO Karim and JB walked out on
to the landing which was better ventilated. PO Karim then went to the office and
asked PO Kennedy to ring the control room to ask the emergency nurse to attend as
JB was feeling unwell. He did not describe it as a “Code 1”.
53. PO Kennedy said he telephoned the control room and asked them to ask the
emergency nurse on duty (“Hotel 3”) to call him back on his telephone extension.
According to PO Kennedy, a minute or two later, Hotel 3 rang him back and he
informed her that a prisoner was feeling unwell, and asked her if she would mind
coming to see him. PO Kennedy confirmed to the PPO in interview that this was not
an “emergency request” as he did not consider it was an emergency. He did not tell
the control room that it was a “Code 1”.
54. PO Kennedy’s call to the control room, and the control room’s call to Hotel 3 asking
her to telephone him, did not appear on any of the control room logs. This illustrates
that the logs were not a complete record. PO Morris accepted in interview with the
PPO, and in evidence to this court, that these calls were made. His explanation for
their omission from the logs was that they were “not of an urgent nature” (interview
with PPO).
55. Sister Gbolie was the nurse in charge that day, with responsibility for emergency calls
via the radio Hotel 3. In her oral evidence, she said that she received a radio message
from the control room asking her to telephone a prison officer and providing her with
his telephone extension. When she telephoned the number, the prison officer told her
that there was a prisoner on A wing who had just come from the exercise yard, he was
asthmatic, he was having difficulty breathing and he was experiencing chest pain.
Her oral evidence was inconsistent with her statements, in which she said that she was
given this information by the control room radio operator, not the prison officer.
Also, at the time she was preparing her statements, she was aware that the first call
shown on the control room log was at 16.19 and so assumed that this must have the
time of the first call to her. Despite this inconsistency, I am satisfied that the first call
from the control room to Hotel 3 was in response to PO Kennedy’s call, and that
Sister Gbolie then rang PO Kennedy. Although PO Kennedy does not give the same
account of the conversation as Sister Gbolie, I have not had the benefit of hearing him
questioned about it, whereas I have heard Sister Gbolie give credible oral evidence
about the patient information she received, and her knowledge of chest pain was
confirmed by Dr Fernandez. PO Morris did not know these details when he was
discussing JB’s case with the LAS, and so the information about JB’s condition
cannot have been relayed to Sister Gbolie by him. It is not in dispute that neither the
control room nor PO Kennedy said it was a Code 1 incident at that stage.
56. When Sister Gbolie received the call she was on E wing collecting dressings for a
patient. It took her approximately 2 minutes to reach the treatment room in B wing. In
the treatment room, there were two emergency bags and she packed the smaller bag
with the equipment she required. She felt she could not carry any more as the bulk
and weight would have slowed her down, particularly on stairs. As she had been told
he was asthmatic and had breathing difficulties, she took a nebuliser and oxygen, first
checking that the oxygen tank was full. She spoke to another nurse and a doctor.
According to her interview with the PPO, she was also asked to take another patient to
A & E for an x-ray and had to explain why she could not do this. While she was in the
treatment room, she received a second radio message from the control room asking
what her estimated time of arrival was, and she told them she was on her way. In my
view, it must have taken her at least 2 minutes, maybe longer, to assemble the
equipment, pack the bag, speak to the other staff and take the call. I observe that it is
commonplace for people to underestimate time.
57. In the meantime, PO Thompson had been called to the cell by JB’s cell mate, who
feared he was having a heart attack, and he found JB on his knees struggling for
breath and unable to speak. PO Thompson radioed to the control room, using code
name Alpha 5, asking for Hotel 3 to attend Cell A3-36, and he stated that it was a
Code 1 alert. PO Morris said that this was the call noted in the Radio Log as “16.20.
From A5 to JW. H3 to attend A3-36 Code 1”. The same call was recorded in the
Incident Log one minute earlier: “16.19. From A5 to JW. H3 Required. A3:36. Code
1”. The next entry in the Incident Log is: “16.20. JW to H3. Acknowledged.” There
is no equivalent entry in the Radio Log. In view of the discrepancy between the
Radio Log and the Incident Log, it is uncertain whether A5’s call was at 16.19 or
16.20. If it was at 16.20, then the next call to Hotel 3 would have been a little later
than the time stated, perhaps closer to 16.21. It is difficult to match the logged calls to
the accounts given by the witnesses, but it is likely that this call from the control room
to H3 was the second call which Sister Gbolie received, by which time she was in the
treatment room.
58. It was not disputed by the Defendants that PO Thompson called a Code 1 alert when
he radioed the control room. The Code 1 alert was recorded in the control room logs,
and was the reason why PO Morris set up an Incident Log. However, there was a
conflict of evidence as to whether or not Sister Gbloie was informed by the control
room that this was now a Code 1 alert. PO Morris said that he did inform her, and the
word “Acknowledged” in the Incident Log meant that she acknowledged that she
acknowledged both that she was required at cell A3:36 and that it was a code 1 alert.
He made no reference to the earlier call or asking her estimated time of arrival.
59. I found Sister Gbolie to be consistent and convincing in her evidence that she was not
informed that this was a Code 1 alert. Dr Fernandez’s evidence lent some support to
Sister Gbolie’s evidence. She said in her statement that she was in the treatment room
when Sister Gbolie arrived to collect the emergency bag and she overheard her say to
another nurse that she was going to attend a patient who had chest pain. Dr Fernandez
asked Sister Gbolie if she should accompany her and Sister Gbolie replied saying
words to the effect of “no, it could be anything, but if I need you I will contact you”.
Sister Gbolie explained to the PPO that she knew Dr Fernandez was about to go off
duty and asked her to wait just in case she needed her. It seems to me that if it had
been appreciated that this was a “Code 1” - potentially a life-threatening emergency –
Sister Gbolie would have expected the doctor and nurse to provide assistance. Indeed,
Sister Gbolie said it was the usual practice when a Code 1 alert was transmitted over
the radio for other nurses who were available to go to assist Hotel 3. PO Morris
disputed this, saying that usually Hotel 3 would call another nurse if required, as
Sister Gbolie did in this case. However, I found Sister Gbolie’s evidence convincing
and considered that she was likely to be better informed that PO Morris as to the usual
practice among the nurses. At approximately 16.30, Dr Fernandez received a
telephone call asking her to “assist with a patient who was having breathing
difficulties” but she did not appreciate that this was the patient whom Sister Gbolie
had referred to earlier. Dr Fernandez said that she did not recall being told that this
was a Code 1.
60. Sister Gbloie also said that it was the practice to call an ambulance immediately when
a Code 1 alert was called. PO Morris disagreed, saying that some Code 1 alerts turned
out not to require an ambulance, either because the problem was resolved by the in-
house medical team or because, on investigation, there was no serious medical
problem. I concluded that PO Morris did accurately describe the practice which was
operative as at September 2011 (there have been changes since that date). Since
ambulances were always called from the control room, he would have had experience
of the circumstances in which they were called.
61. I consider that when PO Morris took the call from Alpha 5, he knew that Hotel 3 had
already been notified of the call-out to A wing. Once he realised it had become a Call
1 alert, he radioed her to make sure she was on her way and to get an estimated time
of arrival. It is possible that, under pressure, he forgot to tell her it was now a Code 1
or alternatively did not consider it was necessary. Alternatively, it is possible that
Sister Gbolie did not take in, or hear, the reference to Code 1 in the radio message
from PO Morris, because she was busy getting ready and talking to other medical
staff, and she treated this as just a “chasing” call; she knew she already had the details
of this call-out. In those circumstances, I propose to consider the case on both those
alternative bases.
62. Sister Gbolie estimated that it took her 1 to 1½ minutes to walk quickly from the
treatment room on B wing to JB’s cell. Adding together the time periods I have
identified so far (2 minutes, 2 minutes, 1 to 1½ minutes), she reached the cell about 5
to 5½ minutes after she finished speaking to PO Kennedy, but I do not know exactly
when that was. On the balance of probabilities, she probably reached JB’s cell about 3
to 3½ minutes after acknowledging PO Morris’ call. Her acknowledgment was at
approximately 16.20 or 16.21, according to the logs. If the logs were accurate, she
would have arrived at some time between 16.23 and 16.24 and 30 seconds. I agree
with the Defendants that it is impossible to state any of these times with certainty. I do
not consider that she could have arrived at the cell any sooner, given the need to
collect equipment, and the size and layout of the prison.
Treatment of JB
63. When Sister Gbolie arrived at JB’s cell, she found him crouched on the floor with his
head down. He was breathing heavily and his Ventolin inhaler (for use in asthma
attacks) was on the floor next to him. He was conscious, distressed, and perspiring.
He had difficulty speaking but he responded to her queries with nods and signals, so
she concluded that he was “responsive” (which is a technical term explained in the
expert evidence) but not particularly so. She obtained a brief history from the prison
officers present. PO Thompson’s account to the PPO was that the officers thought he
had over-exerted himself in the gym and was having an asthma attack. In the light of
the patient’s history and the fact that he had his inhaler beside him, Sister Gbolie’s
initial view was that he was suffering from an asthma attack and she decided to give
him oxygen. It took a moment or two to unseal the bag, connect the tube, turn on the
oxygen and check it was working. With the assistance of the prison officers, JB was
seated in a chair and the oxygen mask placed on his face. He was able to hold it in
place. She fitted a pulse oximeter on his finger to check and monitor his oxygen
saturation levels. She took his radial pulse, which was weak. She expected his
condition to improve with the benefit of the oxygen but as she monitored his oximeter
it became apparent that his oxygen saturation levels were not increasing and his
condition was deteriorating. She tried to take his blood pressure and searched
unsuccessfully for his brachial pulse.
64. Either before or after she attempted to take his blood pressure, Sister Gbolie radioed
the control room for assistance. In the Incident Log, the exchange between Sister
Gbolie and PO Morris was entered as a series of separate entries as follows:
“16.30. From H3 to JW. H3 request H2 immediately.
16.30. From JW to H2. H2 acknowledged on route.
16.31. From JW to H3. JW asks, H3 did you require an
ambulance.
16.31. From H3 to JW. Yes -ambulance required.
16.32. From JW to 999. Ambulance required….”
65. The entries for the same exchange in the Radio Log read:
“16.30 From H3 to JW. Requesting H2 immediately.
16.32 From H3 to JW. Requires ambulance. After we ask.”
66. It can be seen that the timings in the two logs are slightly different in that the Incident
Log timed Hotel 3’s request for the ambulance at 16.31 whereas the Radio Log timed
it at 16.32. As the LAS electronic logs confirm that PO Morris’s 999 call was put
through to the ambulance service at 16.32, it seems that the conversation between
Sister Gbolie and PO Morris must have occurred earlier than 16.32.
67. Having heard the oral evidence of PO Morris and Sister Gbolie, I consider that the log
entries give a slightly misleading picture. There was only one radio call made by
Sister Gbolie to the control room at this time. Sister Gbolie spoke to PO Morris and
asked him to radio another nurse (Hotel 2) to assist her. PO Morris, appreciating that
a call for another nurse meant that there was a serious emergency, immediately called
across to his colleague to call Hotel 2 while he continued to speak to Sister Gbolie.
Her account of the conversation was that, just as she was about to go on to tell him to
call an ambulance, PO Morris interrupted her and asked if he should call an
ambulance, to which she replied “yes”. I accepted Sister Gbolie’s evidence that, as an
experienced nurse, observing her patient deteriorating despite the oxygen, she had
already concluded that an ambulance ought to be called when she radioed the control
room but she was pre-empted by PO Morris. Her account was plausible and
consistent with my assessment of PO Morris as somewhat overbearing in his manner.
It has only been necessary for me to examine this point because of the surprising way
in which the logs were written up subsequently, seeking to make a point about the fact
that the ambulance was called on the initiative of PO Morris, not Sister Gbolie. In my
view, both Sister Gbolie and PO Morris appreciated that an ambulance was required,
and acted upon that conclusion.
68. At the time she was speaking to the control room, Sister Gbolie also shouted to the
prison officer in the cell with her to call Dr Fernandez from B wing. Dr Fernandez’s
evidence was that she received the call at about 16.30 and, piecing together her time
estimates, she would have arrived within about 1½ to 2 minutes. Her colleague Dr
Reid also attended with her.
69. After Sister Gbolie had called for assistance, she noted JB’s breathing become more
shallow, and laboured. He was still conscious. Then he became floppy and he could
no longer hold the oxygen mask. Sister Gbolie could no longer feel his pulse. His
skin was warm to the touch, and clammy. There was no evident cyanosis. He was
incontinent of urine. Sister Gbolie considered that JB may have suffered a cardiac
arrest and, with the assistance of the prison officers, she slid him on to a mattress and
on to the floor so that he could be resuscitated.
70. Sister Gbolie went out into the corridor and saw her nurse colleague, Hotel 2, arriving
with the automatic defibrillator. (She had previously told the PPO that she had the
defibrillator with her, but on reflection, she believed that Hotel 2 brought it. I
accepted that it was improbable that she left the cell to fetch an ECG since the only
portable ECG in the prison was not working.) As prompted by the defibrillator, the
nurses shocked JB and then applied CPR with 30 compressions applied to every 2
breaths, applied using the oxygen mask. After about two breaths, JB vomited. Dr
Reid took over the compressions while Sister Gbolie maintained JB’s ventilation.
When she tilted JB’s head to provide oxygen by the ambu-bag (a respiration device),
she did not observe any blockage of the airway. Again prompted by the defibrillator,
JB was shocked two further times, with compressions applied in between shocking.
Other interventions (e.g. cannulation, adrenalin) were ruled out. There was no
response, and Dr Reid certified JB as dead at 16.50, just after the arrival of the
ambulance crew.
71. Later that day, the following entries were written into JB’s medical record:
“Yema Gbolie. 08 Sep 2011. 17.01.
History. Received Hotel 3 call about Mr Best complaining of
chest pain while dealing with another patient, Call received at
16.19 hrs. Arrived on scene to find patient crouched on the
floor and breathing heavily. Profuse perspiration noted.
Administered oxygen immediately and patient assisted to chair
with the help of the officers. Brachial pulse hard to find and
difficulty in taking blood pressure. Oxygen saturation 90-94
with oxygen and radial pulse very faint. Within 5 minutes
patient had become unresponsive to verbal cues and became
limp and urinated. Assisted to floor and no pulse felt by this
time. Breathing not felt. Defibrillator attached and patient
shocked with no response. CPR started. Dr Reid and Dr
Fernandez in attendance by this time and hotel 2 also. CPR
continued two more shocks in between. Patient unresponsive to
attempts. CPR continued till ambulance crew arrived at 16.50
hrs. CPR stopped.”
“Dr Reid. 08 Sept 2011. 19.04.
History: asked to attend 1630, pt unconscious and
unresponsive. No pulse. No breath sounds. Pupils fixed and
dilated. CPR commenced, defib showing asystole….Shocked x
3. No change in status. CPR continued. No response from
patient. At 1650 – remained asystole. No pulse. No breath
sounds. Pupils fixed and dilated, CPR ceased. Patient declared
dead at 16.50 hrs.”
“Dr Fernandez 09 Sept 2011. 11.57”
History: Incident occurred on 8/9/11. Phone called received at
4.30 to assist a patient with breathing difficulties. Went to E
wing to ask Dr Reid to go with me to see the patient. A nurse
came into E wing room and tells someone choked. When we
arrived the patient was on a mattress on the floor and Hotel 3
and an officer were assisting him. Two governors were at the
door, there were also officers. His feet were at the door so I
touched his feet and looked for pulse, he was pale, cold and
cyanotic and had wet himself. They were going to shock him.
He was with an oxygen mask and I asked them to take it away
for the shocks. After two shocks Dr Reid stepped into the cell
and started CPR (chest compressions) and Sister Gbolie was
doing mouth to mouth ventilation. Dr Reid asked me to
cannulate him and it was impossible as veins were collapsed.
The ECG was on asystole. After the shocks CPR was continued
but there was no response and he was certified dead by my
colleague at 16.50 hrs.”
72. The Incident Log stated:
“16.50 Paramedics arrive
17.10 Prisoner confirmed “dead””
The time of death is incorrect; the medical evidence showed that he was certified dead
at 16.50. The ambulance arrived at the prison at 16.46.18, but by the time the crew
reached JB’s cell it was 16.50.
The call to the LAS
73. Returning now to the call for an ambulance, the Incident Log stated that the 999 call
was made from the control room at 16.32. It was put through to the LAS by the 999
operator and Ms Lauren Hutson, an Emergency Medical Despatcher, took the call. It
was logged as Computer Aided Despatch (CAD) number 2554 at 16.32.29.
74. The conversation between PO Morris and Ms Hutson was recorded. I heard the
recording and read the transcript, which I accept as accurate. There was also a Call
Log and a CAD log. I found Ms Hutson to be a reliable and careful witness and
accepted her account of events, which was supported by the transcript and the logs.
75. PO Morris said he was calling from HMP Wandsworth; that a prisoner required an
ambulance immediately, that he had no other details, a “medical paramedic” was with
the prisoner, and required emergency assistance from the ambulance service.
76. Ms Hutson advised PO Morris that the more information LAS had, the faster an
ambulance could attend.
77. PO Morris said he could not get to the staff with the prisoner and the only information
he had was that the prisoner was male and had severe breathing difficulties. He did
not know the prisoner’s name or age.
78. Ms Hutson recorded the address and direct telephone number onto the system and
commenced to triage the call using the computerised Medical Priority Dispatch
System (“MPDS”). Based on the only information available (male, severe breathing
difficulty) Ms Hutson selected the appropriate MPDS protocol for “Breathing
Problems” and entered the information provided by PO Morris.
79. As soon as Ms Hutson logged “difficulty in breathing” (which was at 16.33.10), a
Fast Response Unit (“FRU”) SW46 was automatically despatched. This was not an
ambulance but a vehicle staffed by a paramedic.
80. MPDS then guided Ms Hutson through the process of collecting the information she
needed from PO Morris to assess the nature and gravity of JB’s condition. MPDS
prompted Ms Hutson to ask the required “Case Entry” and “Key Questions”; PO
Morris was unable to answer the majority of these. So Ms Hutson asked PO Morris
the most important pieces of information required in the Breathing Problems protocol.
This included: “is the patient awake?”, “can he breathe at all?”, “does he have
difficulty speaking between breaths?”, “is he clammy?” and “is he changing colour?”.
81. PO Morris informed Ms Hutson that he could not find out the answers to these
questions because the prisoner was in a cell on the wing and he was in the control
room. Ms Hutson entered “unknown” for each section in the Breathing Protocol as
PO Morris was not able to provide the information. He said he could only say that the
prisoner was having severe breathing difficulties and he told her that “they’re all
panicking coming over the radio and the nurse is screaming for an ambulance”.
82. Based on the information completed in the Protocol, and the responses Ms Hutson had
selected, the call received an MPDS determinant of 6C1 – Abnormal Breathing and
was assigned a category C3 priority. This was at 16.33.55. The response time for a
category C3 was a telephone assessment within 20 minutes or an arrival on scene
within 30 minutes, and so at 16.34.16, FRU SW46 was automatically cancelled so
that it could be made available for higher priority calls.
83. At 16.35.50, ambulance Q308 was despatched but at 16.37.38 it was cancelled for a
higher priority event.
84. At 16.39.21 ambulance Q407 was dispatched.
85. Ms Hutson sought advice from the Call Taking Manager (“CTM”), who was seated
near her. That conversation does not appear on the transcript because Ms Hutson
covered the microphone. Ms Hutson told her manager what PO Morris had said,
including that there was a “medical paramedic” on the scene. At the request of her
manager, she asked PO Morris if this person was an ambulance service paramedic.
PO Morris replied “sorry I shouldn’t say she is a paramedic, they’re trained, they’re
trained to paramedic standard that’s what I meant to say … they’re emergency nurses
who work within the prison service … sorry I didn’t meant to misinform you…”
86. As the call was from Her Majesty’s Prisons Ms Hutson requested clarification of the
prisoner’s category and reference number or other information. PO Morris was unable
to provide this information and advised that he did not know who the prisoner was.
87. Ms Hutson again consulted the CTM, explaining the information she had and asked if
the call could be upgraded to a higher priority (Red). The CTM did not consider it
appropriate to upgrade the call to Red and advised that Ms Hutson should provide the
C3 exit instructions and encouraged her to obtain further information from PO Morris
if she could.
88. Ms Hutson obtained confirmation from PO Morris of the access details to the prison
and that there would be someone to meet and escort the paramedics through the
prison. Ms Hutson provided PO Morris with the reference number of the call “CAD
2554”.
89. As the call had been categorised C3 Ms Hutson advised PO Morris that, on the basis
of the information he had given, an ambulance might not be immediately allocated.
PO Morris asked what he needed to do to get an “emergency ambulance, I’ve got a
nurse screaming on the radio”.
90. Ms Hutson again explained that she needed more information and that she needed to
know whether the patient was breathing. PO Morris said “I haven’t got radio…” and
“this is a massive prison … we are at one end and they’re at the other…”.
91. PO Morris was talking to other people in the background, he said “sorry ... I’ve got 5
people speaking to me”. Ms Hutson agreed to keep the call open but said they did not
have enough information. Ms Hutson remained on the line and waited for him to
respond. When PO Morris resumed speaking to her, Ms Hutson again explained the
information that she needed, and identified for him the items of information which
would triage the call higher. She said:
“We have other patients we know are definitely ... properly
really ill. So she needs to tell us if he’s breathing, if he’s having
difficulty speaking between breaths, is he changing colour,
does he have asthma? So the more information she can give us,
the quicker we can get an ambulance. The best thing to do
would be to try and get somebody down there who can call us
to near where they are.”
92. PO Morris replied: “We’re doing that now”.
93. PO Morris asked Ms Hutson to remain on the line while he tried to get the
information, which took a minute or so.
94. PO Morris informed Ms Hutson that the prisoner had low blood pressure. Ms Hutson
immediately entered this further information into the system. PO Morris told Ms
Hutson that he would have more information in a couple of seconds. While PO Morris
was waiting for the further information Ms Hutson again explained the information
needed to assess the urgency of the call.
95. PO Morris then reacted loudly and swore in a way which sounded to Ms Hutson like
he was reacting to a piece of information. PO Morris again told Ms Hutson that he
could not give her any further information but that the prisoner was “gravely ill” and
needed an emergency ambulance. PO Morris repeated the original information that
the patient was having severe difficulty in breathing. PO Morris said “it sounds like
this man is dying”. He reiterated that an ambulance was urgently needed.
96. Based on PO Morris’s level of distress and inability to provide information which
would change the category of the call, Ms Hutson spoke to the CTM and requested
that the CTM contact the sector desk to advise them of the situation and to see
whether they could ensure that any vehicle allocated to the call would not be
cancelled for a higher priority event. The CTM agreed and contacted the sector desk
by telephone asking them not to cancel ambulance Q407, which had been despatched
earlier, at 16.39.21. The instruction not to cancel this ambulance was logged at
16.41.37. Ms Hutson informed PO Morris an ambulance was on its way.
97. At 16.42.45, FRU SW52 was despatched.
98. There was further talking in the background between PO Morris and other people. PO
Morris then said to Ms Hutson that he was trying to radio the prison officer who first
called (PO Thompson). There was then further talking in the background and PO
Morris then said to Ms Hutson that “he’s having a heart attack”. Ms Hutson repeated
this information back to PO Morris to confirm that she had received this. Ms Hutson
immediately entered the information onto the system as a new protocol. It was logged
at 16.44.06. Ms Hutson was aware that the CTM was able to overhear her clarifying
this information in order to update the sector desk without delay.
99. At 16.44.55, FRU SW46 was despatched.
100. Ms Hutson asked PO Morris whether there was a defibrillator available and she
advised him that if there was a defibrillator in the prison it should be sent to the
prisoner immediately. PO Morris then said that “they’ve shocked him twice”. From
this information Ms Hutson realised that there was a defibrillator at the scene, and that
the patient was now in cardiac arrest. PO Morris also confirmed that there was a
doctor attending the patient. Ms Hutson updated the log to reflect this information.
101. Ms Hutson informed PO Morris that the call had been re-categorised as a “Red One”
category call. Ms Hutson confirmed that someone should meet the vehicle at the
prison entrance. The call log indicated that the call concluded at 16:45:16.
102. The ambulance Q407 arrived at HMP Wandsworth at 16.46.18. The ambulance crew
reached JB’s cell at 16.50, at which time JB was certified dead by Dr Reid. The FRU
vehicles arrived at 16.49.44 and 16.50.29.
Violation of Articles 2 and 3 ECHR
Article 2: the legal test
103. In reaching my conclusions on Article 2, I remind myself that the test to be applied is
whether the Defendants did “all that could reasonably be expected of them to avoid a
real and immediate risk to life of which they have or ought to have knowledge”
(Osman at [116]). In Rabone, Lord Dyson considered that an “immediate” risk was
one which “present and continuing” (at [39]). He added, at [43]:
“The standard required for the performance of the operational
duty is one of reasonableness. This brings in “consideration of
the circumstances of the case, the ease or difficulty of taking
precautions and the resources available”; per Lord Carswell In
re Officer L [2007] 1 WLR 2135, para 21.
The ECtHR and the domestic courts have emphasised that the operational duty must
not be interpreted in a way “which imposes an impossible or disproportionate burden
on the authorities” (Osman at [116]).
Pre-existing vulnerability
104. The Claimants submitted that JB was especially vulnerable by reason of his mental
and physical health. JB’s pre-existing physical and mental health conditions are
summarised at paragraph 45 above. Dr Salim, in his independent clinical review,
found that JB’s physical and psychological health needs (prior to 8 September) were
appropriately assessed and managed, and this conclusion was not challenged by the
Claimants.
105. In my view, JB’s mental health had no bearing on the events of 8 September, or the
treatment which he ought to have received. As to his physical health, the only relevant
condition was that he was asthmatic. The prison officers and Sister Gbolie were aware
that he was asthmatic; hence the initial assessment that his breathing difficulties was
caused by an asthmatic attack. Importantly, JB had no known history of cardiac
disease and had no symptoms suggestive of coronary heart disease. Dr Salim
considered it unlikely that his intermittent hypertension was a contributory cause to
the myocardial infarction, and hence his death. This evidence was not challenged by
the Claimants. As JB was only 37, apparently in reasonable health and fit enough to
go to the gym, there was nothing to alert the prison officers and medical staff that he
was at risk of a heart attack or cardiac arrest until he became ill on 8 September 2011.
Sister Gbolie’s response
106. On my analysis of the evidence, I have concluded that the time it took Sister Gbolie to
reach JB’s cell was reasonable, bearing in mind the size and layout of the prison. She
acted reasonably in going to the treatment room to collect equipment, and then in
selecting the equipment which she was likely to need, and which she could carry
relatively easily and quickly. At paragraph 61 above, I said that I did not consider
that she could have arrived at the cell any sooner. Even if she received, and acted
upon, a Code 1 alert from PO Morris at about 16.20, I still do not think she could or
would have arrived at the cell any more quickly than she did. She was already on her
way and picking up the equipment by the time she received the call from PO Morris.
107. Both nursing experts were of the view that it was reasonable for Sister Gbolie not to
call for an ambulance until she had arrived at JB’s cell and assessed his condition,
even on the assumption that she had been informed of the Code 1 alert. PO Morris
said Code 1 alerts called by non-medically trained prison officers often turned out not
to be serious, and that was why, in practice, they did not call an ambulance
straightaway when a Code 1 alert was received. Instead they would normally wait for
the Hotel 3 nurse to arrive and assess the prisoner. Ms Watkins confirmed that Code
1 alerts were not always serious, describing how the new scheme, under which an
ambulance is automatically called and dispatched when a Code 1 alert is given, has
resulted in a significant number of ambulance call-outs to prisons being stood down,
because the Code 1 was a false alarm.
108. Both nursing experts were of the view that, upon arrival at JB’s cell, the reasonable
professional response of a trained nurse was to assess JB’s condition before deciding
whether to call for an ambulance. I accept that evidence. The difference between the
experts was that Mr Beacock, for the Claimants, considered that, after an initial
assessment lasting only 1 or 2 minutes, Sister Gbolie should have asked for an
ambulance to be called, whereas Ms Hunt, for the First Defendant, considered that
Sister Gbolie acted professionally and reasonably in first attempting to treat JB for an
asthma attack, and only calling for an ambulance once he did not show the expected
improvement, and instead deteriorated. As I explained in my findings of fact, it is not
possible to ascertain the precise time at which Sister Gbolie arrived at JB’s cell.
However, my estimate is that she arrived between 16.23 and 16.25, and she called for
assistance from other medical staff and for an ambulance (on my findings) at 16.30.
So the difference in view between Ms Hunt and Mr Beacock turns on a matter of a
few minutes. Overall, I found Ms Hunt’s evidence to be more cogent and convincing
than Mr Beacock’s evidence.
109. Sister Gbolie was a well-qualified and experienced senior nurse of some years’
experience. She was trained in basic life support, and “immediate”1 life support
which was a more advanced form of training, enabling her to recognise the early signs
of cardiac arrest. On seeing JB’s presenting symptoms and upon making enquiries of
JB and the prison officers, I consider that it was reasonable for Sister Gbolie to make
the initial working diagnosis of an asthma attack, based upon her knowledge that he
was asthmatic, that he had been exerting himself in the gym, and that he had been
using his inhaler. His symptoms were consistent with a severe asthma attack; he had
no history of heart disease; and he was a relatively young man. The deterioration in
his condition, from the point at which he was first observed by PO Karim, was not
inconsistent with an asthma attack. It is only with the benefit of medical hindsight that
we know that he was displaying the early symptoms of a myocardial infarction,
triggered by his ruptured arterial plaque which would prove fatal. In my judgment,
Sister Gbolie could not reasonably have diagnosed that initially, particularly when
there was a more likely alternative diagnosis of asthma.
110. Mr Beacock’s view that Sister Gbolie ought to have diagnosed acute cardiac
syndrome very soon after arrival at the cell was significantly undermined in cross-
examination. He accepted that his view was based this upon the symptom of chest
pain, as recorded in the brief notes in the medical records on the day, without
sufficiently taking into account the evidence that she had been informed that he had
breathing difficulties. He accepted that the presence of breathing difficulties made it
more likely that JB was suffering from a severe asthma attack than acute cardiac
syndrome. Chest pain could also be caused by a severe asthma attack. He had also
not taken into account the fact that Sister Gbolie observed JB’s Ventolin inhaler on
the floor, and that the prison officers had earlier seen him using the inhaler.
111. In my judgment, the treatment which Sister Gbolie gave to JB was appropriate and
reasonable. The experts were agreed that Sister Gbolie was sufficiently qualified to
treat JB’s asthma and that providing oxygen immediately was the appropriate step for
someone with breathing difficulties, whether arising from asthma or some other
cause. It is crucially important to bear in mind that initially JB was neither
unconscious nor unresponsive (he was able to respond to verbal cues and hold the
oxygen mask) so chest compressions and defibrillation would not have been
appropriate, the resuscitation guidelines were not applicable, and his condition did not
yet meet the “Code 1” criteria. Sister Gbolie was far better qualified to determine
what was, or was not, a “Code 1” situation than a prison officer with no medical
training. Even if Sister Gbolie’s initial diagnosis of an asthma attack had been correct,
it is known that people can die from severe asthma attacks, and so, if JB had been left
untreated, there would have been a “real and immediate risk to life”. But, in
circumstances where JB was conscious and responsive, it was reasonable for Sister
Gbolie to judge that she would be able to treat JB’s asthma attack effectively with the
oxygen and nebuliser she had brought to the scene. In my judgment, the Claimants
1 Not “intermediate” life support.
have not established, on the evidence, that Sister Gbolie ought to have assumed that
his life was at risk from a possible asthma attack.
112. Both experts agreed that it was appropriate for Sister Gbolie to apply the “ABCDE
approach” provided by the Resuscitation Council (UK). It states:
“The ABCDE approach
Underlying principles
The approach to all deteriorating or critically ill patients is the
same. The underlying principles are:
1. Use the Airway, Breathing, Circulation, Disability,
Exposure (ABCDE) approach to assess and treat the
patient.
2. Do a complete initial assessment and re-assess regularly.
3. Treat life-threatening problems before moving to the next
part of assessment.
4. Assess the effects of treatment.
5. Recognise when you will need extra help. Call for
appropriate help early.
6. Use all members of the team. This enables interventions
(e.g. assessment, attaching monitors, intravenous access), to
be undertaken simultaneously.
7. Communicate effectively - use the Situation, Background,
Assessment, Recommendation (SBAR) or Reason, Story,
Vital signs, Plan (RSVP) approach.
8. The aim of the initial treatment is to keep the patient alive,
and achieve some clinical improvement. This will buy time
for further treatment and making a diagnosis.
9. Remember – it can take a few minutes for treatments to
work, so wait a short while before reassessing the patient
after an intervention.
First steps
1. Ensure personal safety. Wear apron and gloves as
appropriate.
2. First look at the patient in general to see if the patient
appears unwell.
3. If the patient is awake, ask “How are you?”. If the patient
appears unconscious or has collapsed, shake him and ask
“Are you alright?” If he responds normally he has a patent
airway, is breathing and has brain perfusion. If he speaks
only in short sentences, he may have breathing problems.
Failure of the patient to respond is a clear marker of critical
illness.
4. This first rapid ‘Look, Listen and Feel” of the patient
should take about 30 s and will often indicate a patient is
critically ill and there is a need for urgent help. Ask a
colleague to ensure appropriate help is coming.
5. If the patient is unconscious, unresponsive, and is not
breathing normally (occasional gasps are not normal) start
CPR according to the resuscitation guidelines. If you are
confident and trained to do so, feel for a pulse to determine
if the patient has a respiratory arrest. If there are any doubts
about the presence of a pulse start CPR.
6. Monitor the vital signs early. Attach a pulse oximeter, ECG
monitor and a non-invasive blood pressure monitor to all
critically ill patients, as soon as possible.
7. Insert an intravenous cannula as soon as possible. Take
bloods for investigation when inserting the intravenous
cannula.
Airway (A)
…
Breathing (B)
During the immediate assessment of breathing, it is vital to
diagnose and treat immediately life-threatening conditions (e.g.
acute severe asthma, pulmonary oedema, tension pneumo
thorax, and massive haemothorax).
1. Look, listen and feel for the general signs of respiratory
distress: sweating, central cyanosis, use of the accessory
muscles of respiration, and abdominal breathing.
2. Count the respiratory rate. The normal rate is 12–20 breaths
min-1. A high (> 25 min-1) or increasing respiratory rate is a
marker of illness and a warning that the patient may
deteriorate suddenly.
3. Assess the depth of each breath, the pattern (rhythm) of
respiration and whether chest expansion is equal on both
sides.
4. Note any chest deformity (this may increase the risk of
deterioration in the ability to breathe normally); look for a
raised jugular venous pulse (JVP) (e.g. in acute severe
asthma or a tension pneumothorax); note the presence and
patency of any chest drains; remember that abdominal
distension may limit diaphragmatic movement, thereby
worsening respiratory distress.
5. Record the inspired oxygen concentration (%) and the SpO2
reading of the pulse oximeter. The pulse oximeter does not
detect hypercapnia. If the patient is receiving supplemental
oxygen, the SpO2 may be normal in the presence of a very
high PaCO2.
6. Listen to the patient’s breath sounds a short distance from
his face: rattling airway noises indicate the presence of
airway secretions, usually caused by the inability of the
patient to cough sufficiently or to take a deep breath.
Stridor or wheeze suggests partial, but significant, airway
obstruction.
7. Percuss the chest: hyper-resonance may suggest a
pneumothorax; dullness usually indicates consolidation or
pleural fluid.
8. Auscultate the chest: bronchial breathing indicates lung
consolidation with patent airways; absent or reduced sounds
suggest a pneumothorax or pleural fluid or lung
consolidation caused by complete obstruction.
9. Check the position of the trachea in the suprasternal notch:
deviation to one side indicates mediastinal shift (e.g.
pneumothorax, lung fibrosis or pleural fluid).
10. Feel the chest wall to detect surgical emphysema or crepitus
(suggesting a pneumothorax until proven otherwise).
11. The specific treatment of respiratory disorders depends
upon the cause. Nevertheless, all critically ill patients
should be given oxygen. In a subgroup of patients with
COPD, high concentrations of oxygen may depress
breathing (i.e. they are at risk of hypercapnic respiratory
failure - often referred to as type 2 respiratory failure).
Nevertheless, these patients will also sustain end-organ
damage or cardiac arrest if their blood oxygen tensions are
allowed to decrease. In this group, aim for a lower than
normal PaO2 and oxygen saturation. Give oxygen via a
Venturi 28% mask (4 L min-1) or a 24% Venturi mask (4 L
min-1) initially and reassess. Aim for target SpO2 range of
88–92% in most COPD patients, but evaluate the target for
each patient based on the patient’s arterial blood gas
measurements during previous exacerbations (if available).
Some patients with chronic lung disease carry an oxygen
alert card (that documents their target saturation) and their
own appropriate Venturi mask.
12. If the patient’s depth or rate of breathing is judged to be
inadequate, or absent, use bag-mask or pocket mask
ventilation to improve oxygenation and ventilation, whilst
calling immediately for expert help. In cooperative patients
who do not have airway obstruction consider the use of
non-invasive ventilation (NIV). In patients with an acute
exacerbation of COPD, the use of NIV is often helpful and
prevents the need for tracheal intubation and invasive
ventilation.
Circulation (C)
…
Disability (D)
…
Exposure (E)
…”
113. In my judgment, Sister Gbolie acted in accordance with the ABCDE approach,
carrying out the assessment required for a critically ill patient with breathing
difficulties. She followed the “look, listen, feel” advice, took his pulse, gave him
oxygen, recorded his oxygen concentration with a pulse oximeter, took his blood
pressure, monitored his condition. When giving his oral evidence, Mr Beacock
accepted that it was appropriate for her to carry out these steps before calling for an
ambulance. However, he considered that these steps ought to have been completed in
1 to 2 minutes. I considered that he was imposing an unrealistic standard. In my
view, he under-estimated the time it would take to make brief preliminary enquiries of
the prison officers and JB, take JB’s pulse, get JB off the floor on to a chair to open
his airway, set up the oxygen tank and apply the mask and attach the oximeter. Ms
Hunt considered that these steps would take at least 2 to 3 minutes. I also consider
that Mr Beacock did not allow sufficient time for Sister Gbolie to monitor the effect
of giving JB oxygen for another minute or two. Assuming he was suffering an
asthmatic attack, the oxygen ought to have improved his symptoms and the oximeter
should have shown an increase in oxygen saturation levels. The ABCDE guidance
advises “assess the effects of treatment” and “it can take a few minutes for treatments
to work, so wait a short while before reassessing the patient after an intervention”. As
soon as it became apparent that JB’s oxygen saturation levels were not improving and
his pulse was becoming more faint, Sister Gbolie called for assistance from other
medical staff and for an ambulance. At around this point, or shortly afterwards, she
knew and ought to have known that there was a real and immediate risk to life
because he was not responding to oxygen and his condition appeared to be
deteriorating.
114. Overall, I accept Sister Gbolie’s evidence that she was well aware of the need to act
swiftly in carrying out her initial assessment, and that she did indeed act as swiftly as
she reasonably could in a fast-moving and stressful situation. When JB did not
respond to oxygen, she re-assessed her initial diagnosis and took prompt and
appropriate action in calling for help. I consider that Sister Gbolie acted reasonably,
and in accordance with nursing professional standards.
LAS
115. Ms Susan Watkins was one of the managers responsible for the call management and
resource deployment of both 999 and Health Care Professional requests to the
Emergency and Urgent Operation Centres.
116. Ms Watkins gave evidence about the systems which were in place at the date of this
incident (there have been some changes since). LAS processed its calls using the
Medical Priority Dispatch System (MPDS) and its associated computer based
software ProQA. MPDS is a structured and systematic means of obtaining the critical
information needed to ascertain the nature, gravity and urgency of the call to the
ambulance service. Through a series of scripted questions, it guides the call handler
through the process of collecting the vital information from a caller, performing a
computerised triage. The call handler identifies the chief medical complaint, and
allocates it to one of 37 protocols. This categorisation then prompts MPDS to ask a
series of factual questions to obtain key information about the patient’s symptoms.
Depending upon the answers, an assessment code, known as a “determinant code”, is
provided comprising the protocol number, the determinant level, and the determinant
descriptor (identified by a number) which provides further details. The six
determinant levels are, in descending order of seriousness: Echo, Delta, Charlie,
Bravo, Alpha, Omega.
117. Once the determinant code has been obtained, the LAS Computer Aided Dispatch
(CAD) system links it to a Department of Health response priority, which has a target
response time. These are:
“Category A.
Presenting conditions which may be immediately life
threatening should receive an emergency response within 8
minutes, irrespective of location, in 75% of cases.
Presenting conditions which require a fully equipped
ambulance vehicle to attend the incident must have an
ambulance vehicle arrive within 19 minute of the request for
transport being made in 95% of cases, unless the control room
decides that an ambulance is not required.”
“Category C
Presenting conditions which are not immediately life
threatening. Response times are determined locally, not
nationally.”
118. LAS further sub-divided Category C into C1, C2, C3 and C4. All calls to the LAS
were initially given a default category of C2, and then re-categorised once sufficient
information was obtained to assess the appropriate category. In September 2011 the
locally agreed response time for a C1 category call was 20 minutes. For a C2 or C3
category call it was 30 minutes.
119. All emergency and non-emergency calls were prioritised according to the following
scale:
i) “Red 1”: the most serious and immediately life threatening (i.e. patient not
breathing or unconscious); requiring an 8 minute response.
ii) “Red 2”: serious, but not as immediately life threatening as Red 1; requiring an
8 minute response.
iii) “Green 1”: serious but not immediately life threatening; requiring a 20 minute
response.
iv) “Green 2”: serious but not immediately life threatening; requiring a 30 minute
response.
v) “Green 3”: neither immediately life threatening nor serious; suitable for further
clinical telephone assessment.
vi) “Green 4”: neither immediately life threatening nor serious; suitable for further
clinical telephone assessment.
120. It was not in dispute between the paramedic experts (Professor Newton for the
Claimants and Dr Mark for the Second Defendant) that it was both appropriate and
necessary for LAS to use a system such as MPDS to assess and prioritise calls
because ambulances and paramedics were a limited resource which had to be
allocated according to need. Put simply, if call handlers (who were not clinicians)
simply assessed and allocated resources on a call-by-call basis, ambulances and
paramedics would inevitably be dispatched to less urgent cases and then they would
not be available for dispatch to life-threatening cases.
121. It was agreed by the experts that MPDS was a well-established and highly-respected
system for ambulance dispatch, used world-wide. It was intended to be used
alongside national and local protocols which would determine what level of response
should be allocated to the determinant code generated by MPDS, depending upon
locally assessed priorities and available resources.
122. It was also agreed between the experts that there was deliberate inflexibility in the
MPDS to ensure that non-clinical call handlers delivered consistent outcomes,
allocating the available resources according to the priority need.
123. In my judgment, there was sufficient flexibility in the LAS system to adapt the
computer-generated outcome if it appeared not to meet the priority need of a
particular call. Call handlers were instructed and trained to consult their CTM if they
had any concerns about the level of response generated by the system. CTMs had
both the training and the power to vary the level of response, to meet the needs of an
individual case. If required, they could discuss a problem in an individual case with
clinicians. The level of response could be varied swiftly within the computerised
system as soon as the call was terminated. While the call was ongoing, the
computerised response could not be varied, but the CTM could immediately speak
directly to the Call Sector staff (who controlled the ambulances and FRU’s) to request
that an ambulance was dispatched sooner than the category response would otherwise
indicate, and that it should not be diverted to a higher priority call. This was exactly
what happened in this case.
124. Mid-way through the hearing, Professor Newton raised a new criticism which had not
previously been part of his initial report, the joint report, or the Claimants’ pleaded
case. It was that the LAS had disabled overrides available in the MPDS system. I
altered the trial timetable to give Professor Newton time to contact MPDS
manufacturers in the USA and obtain their documentation. Even with the benefit of
this extra time, when he came to give evidence Professor Newton did not understand
enough about MPDS to explain how the override system worked nor how it could
have applied in this case. None of this gave me confidence in Professor Newton’s
expertise. Fortunately it transpired that Dr Mark had considerable expertise in this
area, gained from his work with the Yorkshire Ambulance Service and as Chair of the
National Ambulance Services Medical Directors Group. He gave cogent and
convincing evidence. He explained that there was an override in the MPDS system
which enabled the operator to raise the determinant level by one level i.e. from Delta
to Echo. However, an increase in the determinant level within MPDS would not
necessarily alter the response time, which was dictated by the local protocols. It was
more effective to have a system which altered the response time at local level. This
was the system adopted by LAS.
125. Ms Watkins was also recalled to give evidence about MPDS overrides and she said
that overrides had been reviewed by LAS’s Medical Director, to ensure that the
MPDS was adapted and applied appropriately by LAS, to meet local priorities and
needs. LAS concluded that the MPDS override was only required in traumatic
injuries cases, as the MPDS questions did not adequately identify injuries where a
gross deformity was apparent on visual inspection.
126. Although some other ambulance services operated a higher default category than C2,
I did not consider that it was unreasonable for LAS, which has responsibility for the
large densely-populated area of London, to opt for a lower default category, which
would then be revised as a result of the MPDS assessment.
127. On the basis of the above evidence, I concluded that the LAS system was not
unreasonably inflexible.
128. Ms Hutson and Ms Watkins both gave evidence describing how the call was
processed on this occasion, which I have set out in my findings of fact. I found both
Ms Hutson and Ms Watkins to be impressive witnesses. They appeared to be honest
and scrupulously correct in their approach to their duties. They were intelligent,
competent and had a very good understanding of how the LAS systems worked.
Neither of them were clinicians, as this was not part of their job qualification. Ms
Hutson had been in post for over 4 years at the time of this incident. She had initial
training and ongoing training and updates.
129. Both joint experts agreed that Ms Hutson correctly applied the systems in place, by
questioning the caller to achieve a determinant code, and then raising her concerns
about the C2 response category with the CTM. Neither expert supported the view that
Ms Hutson could reasonably be expected not to triage the call by applying MPDS and
asking the prescribed questions. I agree. I also reject Ms Sjovoll’s suggestion in
cross-examination that Ms Hutson could or should have invented fictitious data to
enter into the MPDS system in an effort to generate a higher determinant code. This
would have been unprofessional and could have resulted in her being disciplined.
130. In my view the call recording showed Ms Hutson being professional, helpful and
patient with PO Morris, and she was flexible in trying several different ways to obtain
at least the minimum information she needed to triage the call. I was puzzled as to
why PO Morris did not realise that he ought to get more information about JB when
making the call, and why initially he could not get even the most elementary
information from those who were with JB when asked to do so by Ms Hutson.
Obviously Sister Gbolie was busy treating JB, but there were prison officers standing
by who had access to radios and telephones. In my view, the explanation for any
unnecessary delay was the failure to provide LAS with the necessary information in
time.
131. I accept that an LAS call handler taking a 999 call ought to appreciate from the outset
of the call that it may concern a potential real and immediate risk to life. That is
inherent in the nature of the emergency ambulance service. But not every 999 call to
the ambulance service concerns an actual real and immediate risk to life. Indeed, Ms
Watkins gave evidence about the high number of calls, both from the community and
from prisons, which are not genuine emergencies at all. The point at which a call
handler ought reasonably to appreciate that there is a real and immediate risk to life
will depend upon the information provided by the caller and the triage by MPDS and
the local protocols (which have now changed in respect of call-outs from prisons).
132. During this call, I consider that the point at which Ms Hutson ought to have known
that there was a real and immediate risk to life was at paragraph 95 above, when PO
Morris obtained information from the cell which led him to tell her that the prisoner
was “gravely ill” and “it sounds like this man is dying”. He reiterated that an
ambulance was urgently needed. I do not accept that the earlier information that he
had “severe breathing difficulties” was a sufficient indicator. As Dr Mark explained,
it is reasonable to expect a professional call handler to act on objective evidence.
“Severe breathing difficulties” could cover a multitude of different conditions; some
urgent and some not. A nurse (allegedly) screaming for an ambulance suggests an
alarming lack of objective assessment and it did not provide any information which
assisted Ms Hutson to triage the case. I do not accept that the fact that the call for an
ambulance came from a prison where there were in-house medical staff meant that Ms
Hutson ought to have assumed, without any evidence, that there was a risk to life. I
note that PO Morris did not tell Ms Hutson that this was a “Code 1” alert or try to
explain to her what a “Code 1” alert signified, in terms of the prisoner’s condition.
133. However, Ms Hutson rightly had regard to the distress and panic at the prison in
reaching the conclusion this was a case which she needed to refer to her manager
because the determinant code and response did not seem to be adequate to meet the
need. This was the “human response” which the Claimants contended she should
have brought to bear on the situation. In my findings of fact, at paragraph 96, I refer
to the fact that it was because of PO Morris’s level of distress as well as his inability
to provide information which would change the category of the call, Ms Hutson asked
her CTM if she could ensure that the ambulance already on its way was not cancelled
for a higher priority event. The CTM agreed and contacted the sector desk by
telephone asking them not to cancel ambulance Q407, which had been dispatched
earlier at 16.39.21. The instruction not to cancel this ambulance was logged at
16.41.37. Ms Hutson informed PO Morris an ambulance was on its way. Two FRU’s
were also dispatched. The ambulance arrived at the prison at 16.46.18.
134. Taking into account all the evidence, I consider that LAS took all reasonable steps to
respond to this call, and did so within a reasonable period of time.
135. At the material time, LAS did not have in place a special protocol for prison calls,
other than in respect of security issues at Belmarsh. Calls from prisons were treated
in the same way as calls from the community. It was not part of the Claimants’
pleaded case, nor Professor Newton’s evidence, that LAS ought to have operated a
special procedure for prisons.
136. We heard from Dr Mark that the letter of February 2011 to Prison Governors advising
them to set up protocols with NHS ambulance services, was directed at improving
access to prisoners by ambulance crews, as it was taking too long for ambulances to
be let into prisons and for crews to be taken to prisoners’ cells. Essentially, the
heightened security was slowing down access. The access problem was also referred
to in the joint report. The letter was directed at prison governors. Although NHS
Trusts were copied into the letter, this just meant that it was referenced among a list of
other documents in a bulletin – nothing was sent to them by the Commissioners.
137. In 2013, a Prison Service Instruction was issued, in response to deaths in custody,
including this one, which set out a new framework for medical emergencies. It sets
out the practice which prison staff should follow in the case of a medical emergency,
including applying specific criteria to determine whether the emergency is a Blue
(Code 1) or Red (Code 2), and guidance on when to call an ambulance. Following on
from this, a protocol has been agreed with the LAS that calls from prisons will be
given special treatment. LAS will now send out an ambulance to a prison if a call is
designated “Code 1” by the prison staff, without triaging the case through the MPDS.
In practice, this may mean that prison calls will be prioritised for resources ahead of
community calls.
138. It was not part of the Claimants’ case against LAS that such a system ought to have
been in operation at the time of JB’s death.
139. Finally, it was a reasonable allocation of resources for LAS to audit only a percentage
of their calls for protocol compliance, rather than every call.
Causation
140. As I have stated above, the legal test of causation is whether there was a failure to
take reasonably available measures which could have had a “real prospect of altering
the outcome”. Put another way, the Claimants have to establish that JB “lost a
substantial chance of avoiding the outcome”. The fact that, judged with the benefit of
hindsight, a Convention-complaint response would not have prevented the outcome, is
not relevant to liability.
141. Probably as a result of over-exertion in the gym, JB suffered a ruptured plaque in the
coronary artery. This led to heart arrhythmia, myocardial infarction (a heart attack),
cardiac arrest and death.
142. Dr Mark was asked whether, and if so to what extent, the earlier arrival of LAS
paramedics and an ambulance would have altered the care which JB received, and the
outcome. His evidence was as follows:
“No, survival from out of hospital cardiac arrest is limited and
current evidence suggests that those who receive immediate
bystander CPR, and early defibrillation where indicated, have
the best chance of survival… any chance of successful
treatment and recovery in 2011 would require Return of
Spontaneous Circulation (ROSC), i.e. a successful resuscitation
attempt, prior to conveying the patient to hospital for treatment.
In this case Mr Best did receive immediate CPR and early
defibrillation….
…. In her statement Sister Yema Gbolie confirms that an
“automatic defibrillator” was applied to the patient which
advised a “shock”, i.e. defibrillation. Automated External
Defibrillators (AEDs) only advise and allow defibrillation of
Ventricular Fibrillation (VF), a cardiac arrest rhythm which is
amenable to defibrillation and is associated with a greater
chance of survival than asystole….
It is clear that Mr Best had a cardiac arrest rhythm that was
amenable to defibrillation up to the third shock being
administered. If the ambulance crew had arrived earlier while
the cardiac rhythm had been VF then, in accordance with
JRCALC guidance, they would have advised that resuscitation
attempts continue beyond 20 minutes. However, having already
been defibrillated 3 times, it is highly unlikely that continued
resuscitation attempts would have altered Mr Best’s outcome.
Had a paramedic with advanced life support skills and
equipment arrived at the scene earlier, they may have been able
to establish venous access and administer advanced life support
drugs at an appropriate point in the resuscitation attempt.
However, in an arrest amenable to defibrillation, administration
of adrenaline or amiodarone is not advised until after the third
defibrillator shock. In Dr Reid’s and Dr Fernandez’s
statements, it is stated that Dr Fernandez attempted to cannulate
but was unsuccessful. In any event, administration of
adrenaline or amiodarone is unlikely to have altered Mr Best’s
outcome.”
143. In the Joint Medicolegal Report, the Claimants’ and the Defendants’ paramedic
experts were in agreement on this issue. The report stated:
Question
“7. In what way or ways would LAS staff have improved Mr
Best’s prospects of survival if they had arrived whilst prison
medical staff (i.e. two nurses and two doctors) were already
administering shocks with a defibrillator and providing CPR?”
Answer
We agree that paramedics are more highly skilled and
experienced in resuscitation than the prison medical staff who
comprise general practitioners and nurses. If ambulance service
clinicians had arrived whilst CPR and the administration of
shocks was ongoing then it is possible that elements of the
resuscitation attempt would have been managed more
effectively, in particular the management of Mr Best’s airway.
However, the impact on Mr Best’s prospects of survival is
likely to be minimal due to the well-documented exponential
decrease in survival with time following cardiac arrest before
successful defibrillation and his location in a secure prison
environment which automatically induces a delay to
paramedics gaining access to a patient….”
Question
“9. If it is within your expertise, would any such additional
advanced life support treatment have had a realistic prospect
of altering the outcome for Mr Best? Please consider this
question (a) as judged at the time, i.e. if LAS paramedics had
arrived as defibrillation and CPR were already being applied
and (b) as judged with hindsight. ”
Answer
“a) We agree that, if the prison medical staff had recognised the
severity of Mr Best’s condition prior to him suffering a cardiac
arrest, and LAS paramedics had attended before his collapse,
then it may have been possible to modify the subsequent course
of his demise. However, once cardiac arrest was established, it
is less likely that the presence of paramedics would have
significantly altered the course of this episode unless [Return of
Spontaneous Circulation] had been achieved follow
defibrillation.
b) With knowledge of the pathologist’s findings it is extremely
unlikely that the provision of [Advanced Life Support] would
have had any effect on the outcome for Mr Best….”
144. In the light of all the evidence, I do not consider that the Claimants have succeeded in
establishing, on the balance of probabilities, that, even if Sister Gbolie had called an
ambulance earlier, or LAS had dispatched an ambulance sooner, that there would
have been a “real prospect of altering the outcome” or that JB “lost a substantial
chance of avoiding the outcome”. JB received CPR and defibrillation from doctors
and nurses at the scene as soon as reasonably possible after he lost consciousness and
became unresponsive. This treatment offered was the best possible chance for his
survival. If paramedics had arrived sooner, they would have administered the same
treatment at the scene. The Claimants have not established that the presence of some
vomit in his airway would have made any real difference.
Article 3
145. The claim under Article 3 was unarguable, in my view. Sister Gbolie acted promptly,
reasonably and professionally and did all she could to save JB’s life. There was no
unreasonable delay in calling an ambulance. The LAS handled the emergency call in
accordance with their procedures which were required to ensure that a limited
resource of emergency vehicles and personnel were allocated fairly within the
community according to priority need. In recognition of the particular circumstances
and difficulties of this call, Ms Hutson and her CTM took active steps to ensure that
an ambulance was despatched reasonably promptly. The call was connected at
16.32.29; the ambulance was dispatched at 16.39.21 and arrived at the prison at
16.46.18. It could well have arrived sooner if PO Morris had been able to provide
more information about JB’s condition. In my judgment, the conduct of the
Defendants could not amount to “inhuman or degrading treatment” for the purposes of
Article 3.
Victim status
146. By subsection 7(1) of the HRA 1998, a person may only bring a claim if he is a
“victim of the unlawful act” complained of. Subsection (7) provides that “a person is
a victim of an unlawful act only if he would be a victim for the purposes of Article 34
of the Convention if proceedings were brought in the European Court of Human
Rights in respect of that act”.
147. Article 34 of the Convention provides that the court may receive applications from
any person claiming to be the victim of a violation of a Convention right, but does not
define the term “victim”. The status of “victim” is an autonomous concept which the
ECtHR interprets independently of domestic law rules on capacity and standing. In
principle, therefore, the class of victims of an Article 2 violation might well extend
beyond the class of persons entitled to seek financial compensation for a death under
domestic law. Although the Defendants relied upon the observations of Lord Scott in
Savage v South Essex NHS Trust [2009] 1 AC 681, at 690G, where he doubted
whether the class of victims could be so extended, Lord Dyson described those
observations as incorrect in Rabone v Pennine Care NHS Trust [2012] 2 AC 72, at
[48], and I respectfully agree.
148. The general rule is that a victim must show that he is affected in some way by the
matter complained of. It is not necessary to show damage - this is primarily relevant
to the assessment of just satisfaction under Article 41.
149. The “Practical Guide on Admissibility Criteria” (2015) 60 E.H.R.R. SE8 issued by
the ECtHR, provides a useful summary of principles which have emerged from the
case law. It is, of course, merely guidance.
“2. Categories of petitioners
“(a) Physical persons”
10. Applications can be brought only by living persons or on
their behalf; a deceased person cannot lodge an application
(Aizpurua Ortiz and Others v Spain, § 30; Dvoracek and
Dvorackova v Slovakia § 41), even through a representative
(Kaya and Polat v Turkey (dec.); Ciobanu v Romania (dec.)).”
…..
“3. Victim status
(a) Notion of “victim”
“15. The word “victim”, in the context of Article 34 of the
Convention, denotes the person or persons indirectly affected
by the alleged violation. Hence, Article 34 concerns not just the
direct victim or victims of the alleged violation, but also any
indirect victims to whom the violation would cause harm or
who would have a valid and personal interest in seeing it
brought to an end (Vallianatos and Others v Greece [GC],
§ 47). The notion of “victim” is interpreted autonomously and
irrespective of domestic rules such as those concerning interest
in or capacity to take action (Gorraiz Lizarraga and Others v
Spain, § 35), even though the Court should have regard to the
fact that an applicant was a party to the domestic proceedings
(Aksu v Turkey [GC], § 52; Micallef v Malta [GC], § 48)… ”
“16. The interpretation of the term “victim” is liable to evolve
in the light of conditions in contemporary society and it must
be applied without excessive formalism …..”
(b) Direct victim
“17. In order to be able to lodge an application in accordance
with Article 34, an applicant must be able to show that he or
she was “directly affected” by the measure complained of
(Tanase v Moldova [GC], § 104; Burden v United Kingdom
[GC], § 33. This is indispensable for putting the protection
mechanism of the Convention into motion (Hristozov and
Others v Bulgaria, § 73), although this criterion is not to be
applied in a rigid, mechanical and inflexible way throughout
the proceedings (Micallef v Malta [GC], § 45; Karner v
Austria, § 25; Aksu v Turkey [GC], § 51).”
(c) Indirect victim
“18. If the alleged victim of a violation has died before the
introduction of the application, it may be possible for the
person with requisite legal interest as next-of-kin to introduce
an application raising complaints relating to the death or
disappearance (Varnava and Others v. Turkey [GC], § 112).
This is because of the particular situation governed by the
nature of the violation alleged and considerations of the
effective implementation of one of the most fundamental
provisions in the Convention system (Fairfield v United
Kingdom (dec.)).”
“19. In such cases, the Court has accepted that close family
members, such as parents, of a person whose death or
disappearance is alleged to engage the responsibility of the
State can themselves claim to be indirect victims of the alleged
violation of Article 2, the question of whether they were legal
heirs of the deceased not being relevant (Van Colle v United
Kingdom, § 86.”
“20. The next-of-kin can also bring other complaints, such as
under Articles 3 and 5 of the Convention on behalf of deceased
or disappeared relatives, provided that the alleged violation is
closely linked to the death or disappearance giving rise to
issues under Article 2.”
“21. For married partners, see McCann and Others v United
Kingdom [GC], Salman v Turkey [GC]; for unmarried partners,
see Velikova v Bulgaria; for parents, see Ramsahai and Others
v Netherlands [GC], Giuliani and Gaggio v Italy [GC]; for
siblings, see Andronicou and Constantinou v Cyprus; for
children, see McKerr v United Kingdom; for nephews, see Yasa
v Turkey.”
“22. In cases where the alleged violation of the Convention was
not closely linked to the death or disappearance of the direct
victim, the Court has generally declined to grant standing to
any other person unless that person could, exceptionally,
demonstrate an interest of their own (Nassau Verzekering
Maatschappij N.V. v Netherlands (dec.), § 20). See, for
example, Sanles Sanles v Spain (dec.), which concerned the
prohibition of assisted suicide in alleged reach of Articles 2, 3,
5, 8, 9 and 14 and where the Court held that the rights claimed
by the applicant, who was the deceased’s sister-in-law and legal
heir, belonged to the category of non-transferable rights and
that therefore she could not claim to be the victim of a violation
on behalf of her late brother-in-law; see also Bic and Others v
Turkey (dec.) and Fairfield v United Kingdom (dec.). ”
150. On analysis, applications by indirect victims in respect of Article 2 violations have
been made in two capacities, which are conceptually distinct, though often combined
– see e.g. Keenan v United Kingdom 33 E.H.R.R. 38, at [134]. The first is where the
deceased’s next-of-kin is representing the estate or interests of the deceased. The
second is where blood relatives, spouses or partners are claiming for their own pain,
distress and bereavement at the ill-treatment of the deceased leading to his death. It
was common ground that the Claimants were only pursuing this claim in the second
capacity. I consider that they would not have been able to pursue the claim in the first
capacity because they were not named by JB as his next-of-kin, when he was
remanded in custody, in August 2011. The records showed that the First Claimant’s
husband, Mr Godfrey Daniel, residing at an address in Hastings, was named by JB as
his next-of-kin. He was contacted by the police after JB’s death and this was how the
Claimants came to hear of his death.
151. I now turn to consider the basis upon which a person may qualify as an indirect victim
and thus be able to apply on his own behalf for a remedy. As Lord Dyson said in
Rabone v Pennine Care NHS Trust [2012] 2 AC 72, at [46]; “[t]he ECtHR has
repeatedly stated that family members of the deceased can bring claims in their own
right both in relation to the investigative obligation and the substantive obligations”
in Article 2. A blood tie or marriage is not essential. An unmarried partner of the
deceased was acknowledged as a victim in Velikova v Bulgaria App. No. 41488/98.
There was evidence of an established relationship akin to marriage - they had lived
together for 12 years; they had three young children together and the whole family
was financially dependent upon him. In Morgan v Ministry of Justice [2010] EWHC
2248, Supperstone J. concluded that the deceased’s fiancée could fall within the class
of “victim” though it would depend upon the nature and length of their relationship
and whether they had a child together.
152. The Claimant submitted that the text underlined below from Supperstone J.’s
judgment in Morgan at [70] was an appropriate test for me to apply. Supperstone J.
said:
“It is clear from the decisions of the ECtHR that the Court takes
a broad view for the purposes of determining whether a person
is capable of claiming to be a “victim” of a breach of Article 2
of the Convention. The Strasbourg authorities suggest a test
that involves consideration of whether the relationship between
the applicant and the deceased is such that the applicant has
“suffered gravely” as a result of serious violations [Veilkova v
Bulgaria] and is “personally concerned” by them [Yasa v
Turkey (1998) 28 EHRR 408]. Each case is to be determined
on its particular facts. A family member as distant as a nephew
can bring a claim; so too can a partner of the deceased, in
particular if that person is also the parent of a child of the
deceased. I have not been referred to any case where the
applicant is a fiancée of the deceased, but in my view, such a
person is capable of being a victim as falling into the category
of persons who “suffered gravely” as the result of serious
violations of Article 2. If the First Claimant was “merely in a
relationship with the Deceased” whether that would suffice will
have to be determined on the particular facts of the case. The
nature and length of the relationship and whether the Second
Claimant is the biological child of the Deceased will be
important factors for consideration. If she is not biologically the
Deceased’s daughter but “has been brought up on the
understanding that she is” whether that is sufficient to make her
a victim, again, will depend on the facts of the particular
case…”
153. Whilst not intending any criticism of the passage underlined, I do not agree that it
ought to stand alone as the test to be applied, because, when taken out of context of
the rest of the judgment, it does not sufficiently explain the special basis upon which
indirect victims have been permitted to apply in Article 2 claims and not others, and
that so far they have been limited to next-of-kin and family members (including
partners). The class of indirect victims has not included close friends, lovers,
housemates, or colleagues from a common workplace or other institutions, such as a
college or club. One can readily envisage circumstances in which such persons could
“suffer gravely” and be “personally concerned” at the ill-treatment and death of their
friend or colleague. Yet the Claimant’s counsel rightly does not suggest that the
ECtHR would accept them as indirect victims. Some additional family tie or legal
relationship appears to be required.
154. In my judgment, the likely approach of the ECtHR in determining the status of the
Claimants in this case would be to consider all the facts and circumstances to assess:
i) the nature of the legal/family relationship between the Claimants and JB;
ii) the nature of the personal ties between the Claimants and JB;
iii) the extent to which the alleged violations of the Convention (1) affected them
personally and (2) caused them to suffer;
iv) involvement in the proceedings arising out of JB’s death.
Family/legal relationships
155. The First Claimant and her husband were foster parents for JB for 3 years. He was
aged 15 when he was placed with them by the local authority. He left when he turned
18 because he ceased to be a child in care and the foster placement terminated. As JB
was born on 11 December 1973, the First Claimant thought it likely that his
placement began in 1988 and ended in 1991, though she did not recall the precise
dates.
156. The First Claimant said that JB did not know his natural parents and was adopted at
age 18 months. The adoption broke down and he was placed in the care of the local
authority. The local authority then placed him in foster care.
157. It was common ground that a local authority retains parental responsibility for a child
in their care who is placed with foster parents. The child continues to be in care
during the placement, and any decisions concerning the child are made by the local
authority which retains responsibility for his welfare. Foster care is a valuable and
flexible means of providing a home environment for children who would otherwise be
in children’s homes. It can range from short term foster care, for a few weeks or
months, to long term foster care for many years. Foster carers are paid by the local
authority and they may have more than one foster child placed with them. The First
Claimant confirmed that they were paid to care for JB but provided no details as to
whether she had fostered other children before, during or after his placement.
158. Counsel have not been able to find any case in which, following a death alleged to be
in violation of Article 2 and 3, a foster parent of the deceased has applied to be treated
as a victim within Article 34.
159. In my view, the ECtHR would not be likely to treat foster parenting as automatically
giving rise to a lifelong family/legal relationship analogous to a biological or adoptive
parent, because foster parents do not have parental responsibility; foster placements
are temporary and may be brief; and foster parents are providing a service to the local
authority for reward. However, the ECtHR might accept that a foster parent was an
indirect victim on the particular facts of the case. Some examples (by no means
exhaustive), are (1) if the alleged Article 2 violation occurred during the currency of
the foster placement; or (2) if the foster placement lasted for a very long period
representing most of the child’s minority; or (3) if the foster parents and child had
voluntarily entered into an informal parent/child relationship which transcended the
limits of a conventional foster placement and continued after its termination.
160. The Second Claimant described himself as a “foster brother”, which is a concept
recognised in the dictionary though it has no legal status. He lived with him in the
family home during the 3 years of the foster placement. The Second Claimant was 9
years old when JB came to live with them.
161. As I have stated above, JB named Mr Daniel as next-of-kin. The First Claimant said
in evidence that she recalled JB asking in 2000, before he left to work in Portugal, if
“we” would be his next-of-kin and she “thought that would be all of us”. The
implication was that the fact that only Mr Daniel was named was a mere technicality
and she was de facto next-of-kin too. I do not agree. Mr Daniel was neither living
with, nor married to, the First Claimant. They were divorced in about 1992. Mr Daniel
was neither a party to this claim nor a witness. The First Claimant had not seen JB for
11 years at the time of his death, though they had telephone contact. According to the
First Claimant, Mr Daniel was the “point of contact” for JB. After JB returned from
Portugal in 2011, he went to visit Mr Daniel at his home in Hastings, where the
Second Claimant was also living temporarily. So JB had seen Mr Daniel more
recently than the First Claimant and, for all I know, there may also have other reasons
why he preferred to name Mr Daniel as next-of-kin. In my view, JB’s express wishes
should be respected, and his next-of-kin treated as Mr Daniel, not the First Claimant.
162. The Second Claimant did not assert that he considered himself to be JB’s next-of-kin.
Personal ties
163. The First Claimant’s evidence was that she treated JB as her son and part of her
family during the foster placement. I observe that, as JB later asked Mr Daniel to be
his next-of-kin, he must have formed a long-lasting bond with him too during the
foster placement.
164. After JB left foster care, he came to visit the First Claimant from time to time and
stayed with her for 6 months on one occasion. He became mentally ill and was
admitted to a local hospital for a few months and returned to her home on discharge
from hospital.
165. The First Claimant did not see him again after he left to live in Portugal in 2000. She
planned to visit him with her sons, but did not do so because she was battling breast
cancer, working full time, and caring for her elderly parents. Later, JB became unwell,
and so a visit was further postponed. JB did not write or use the internet much, but
they kept in contact by telephone. By the time he returned to the UK in 2011, she had
moved to live in Cumbria. When she last spoke to him, he had been compulsorily
admitted to a psychiatric unit under section 3 of the Mental Health Act 1983 for self-
harm.
166. I consider it to be significant that she considered herself to be in loco parentis to him
throughout the 16 years she knew him, and viewed the ongoing relationship as
particularly important since he had no contact with either his natural or adoptive
parents. The evidence indicates that JB felt the same way about her and Mr Daniel.
Shortly before his death, he sent her a card signed “James, your 3rd son”.
167. The Second Claimant’s evidence was that, during the foster placement, he looked up
to JB as if he was an older brother and role-model. Despite the 6 year age gap, they
spent much time together, with shared interests. After JB left, they remained in touch
and the Second Claimant visited him frequently until JB moved to Portugal in 2011.
The Second Claimant worked in Egypt for some of the time. So they only maintained
contact by telephone, ringing each other at birthdays and Christmas. JB returned to
live in the UK in about 2011. The Second Claimant met him on two occasions. JB
was in poor health and had become an alcoholic. After he was remanded in custody,
they exchanged letters, but the Second Claimant was in Egypt and so was not able to
visit him. They considered each other to be foster brothers.
168. On considering the evidence as a whole, I accept that both Claimants maintained
personal relationships with JB after the end of the foster placement. I accept that the
First Claimant continued to view JB as her foster son, although if JB had been the
First Claimant’s adopted or biological son, I consider that she would have maintained
closer contact with him, judging by the closeness of her relationship with the Second
Claimant. However, her relationship with him was comparable to many other family
relationships which are valued, even though they are conducted at a distance, with
only intermittent contact. There were understandable reasons, outlined above, why
they found it difficult to meet in person. The Second Claimant also only had
occasional contact with JB, for understandable reasons, but they remained in touch,
and were important to one another.
The extent to which the alleged violations of the Convention (1) affected them
personally and (2) caused them to suffer
169. As the Claimants did not live with JB, and were not in any way dependant upon him,
his death had no practical impact upon them. However, I accept that it has caused
them suffering. The First Claimant’s evidence was that she has been “devastated by
JB’s death and the circumstances surrounding it”. She has had bereavement
counselling. The Second Claimant’s evidence was that he has “struggled emotionally
and mentally to come to terms” with the death and has had therapy and medication.
170. I consider that, as JB was only 37, and was not suffering from a life-threatening
illness, his premature death would have shocked and upset them, no matter how it
occurred. It is a natural reaction to question whether his life could have been saved if
he had been given appropriate treatment in time. However, the First Claimant, in
particular, has had a heightened emotional reaction to his death and the events
surrounding it.
Involvement in the proceedings arising out of JB’s death
171. The First Claimant has taken a very active role in pressing for an investigation into
the circumstances of JB’s death and criticising those whom she believes to be at fault.
I gained the impression that she is a forceful personality. The Second Claimant
seemed to have a secondary role, supporting his mother.
172. The First Claimant gave evidence at the Inquest. She has explained that Mr Daniel
was unable to do so because of his poor health. Mr Bishop correctly pointed out that
she did not fall within any of the specified categories of “interested person” under
section 47 of the Coroners and Justice Act 2009 and so must have been treated by the
Coroner as a person with a “sufficient interest” under sub-paragraph (m). The Second
Claimant attended the Inquest.
173. The PPO report was sent to Mr Daniel as next-of-kin and the First Claimant then
asked for a copy and challenged some of the findings. The Claimants and Mr Daniel
were invited to visit the HMP Wandsworth and view JB’s cell. Only the Second
Claimant wished to attend.
Conclusions on victim status
174. I am just persuaded that the ECtHR would be likely to be satisfied that the First
Claimant was an indirect victim under Article 34 because:
i) The First Claimant and her then husband Mr Daniel had been JB’s foster
parents for 3 years, which led to a long-standing parent/child relationship with
JB which lasted until his death. This was particularly important to JB because
he had no family of his own. The First Claimant considered that she was in
loco parentis to JB throughout his life, and he described himself as “your 3rd
son” shortly before his death.
ii) The First Claimant has suffered acute distress as a result of JB’s death.
iii) The First Claimant has taken a very active role in proceedings arising out of
JB’s death, in the role of foster mother.
175. I am not satisfied that the ECtHR would find that the Second Claimant was an indirect
victim under Article 34. Unlike the First Claimant, he never had any formally
recognised relationship or status in respect of JB. The status of “foster brother” is not
recognised in UK domestic law or ECtHR case law. The Second Claimant was a
young child when his parents fostered JB, and they only lived together for a relatively
short period, many years prior to his death. Although they became close, and
remained so until JB’s death, their relationship was akin to a close friendship between
childhood school friends or family friends. On the authorities, this is not a sufficient
basis upon which to found a claim as an indirect victim. The Second Claimant has
suffered severe distress at JB’s death, but distress at the death of a friend is not a
sufficient basis upon which to found a claim. The Second Claimant’s involvement in
the proceedings after JB’s death has been a secondary one, as a support to his mother.
Conclusions
176. For the reasons set out above, the Claimants have failed to establish violations of
Articles 2 or 3 and their claim against both Defendants is dismissed.