case deposit for investment only - retirement …amfds fdmntl inv r6 rfna 2587 0 0.28 amfds glbl bal...

CASE DEPOSIT FOR INVESTMENT ONLY -

Nationwide Retirement Plans • 1-800-548-6436 • Fax: 1-877-NF401ks (1-877-634-0157)

Section 1 GENERAL INFORMATION

AMOUNT NOTE:

Retirement Flexible Advantage℠

Case Number: ______- __________ Case Name: ____________________________________________________________________

Total allocated on form must equal the deposit amount. Indicate Deposit Allocation below in order to invest money.

INVESTMENT NOTE: If no fixed contracts are chosen, 100% of monies will be deposited in Retirement Advantage contract.

Method of Payment: Check #: _________________________ (this form must accompany check)

Wire

ACH

Rollover: Is this money being transferred/rolled over from a previous funding provider? Yes No

Expense Credit: Does an expense credit apply to this deposit? Yes No

If yes, indicate $_____________ OR _____________%

Contract/Program affected: Variable Indexed Fixed Fixed Short Term Indexed Fixed Fixed Select

Fixed Contracts: Contract Contract # (GA-P*) Amount

Indexed Fixed GAP-__________________ $________________

Fixed GAP-__________________ $________________

Short Term Indexed Fixed GAP-__________________ $________________

Fixed Select GAP-__________________ $________________

Section 2 FUNDS

$ Amount FUND NAME VRU Code

Total FundProspectus

Gross Expense Ratio

NW ClearCredit℠Fund Code

AB Bd Infl Strat I 5699 0.880.15EEOA

AB Core Oppr I 4757 0.810.15CNTA

AB Disc Gr I 1581 0.760.15ABOA

AB Disc Val I 1582 0.90.15ABPA

AB Emrg Mkt Mult Asst I 5102 1.470.15DCPA

AB Eq Inc I 1583 0.790.15ABQA

AB Glbl Bd I 4758 0.550.15CNUA

AB Glbl Rsk Alloc I 1576 1.080.15ABHA

AB GlbRealEstInvmt I 4759 1.040.15CNVA

AB Hi Inc I 4760 0.580.15CNWA

AB Inc Adv 5698 0.550.15EENA

AB Intmd Bd I 4761 0.70.15CNXA

AB LgCap Gr I 4763 0.640.15CNZA

AB Rel Val I 1578 0.730.15ABKA

PNF-0287AO.125

This is page _____ of _____.To facilitate processing of your deposit, please indicate how many pages are included in this request. The first page and the signature page must always be submitted to complete the request.

4/2021

AB SmCap Gr Adv 4249 0.920.15BRAA

AB Sustnbl Intl Thmtc I 4762 1.060.15CNYA

Abrden EmgMkStnblLdrs Inst 3560 1.130AAQA

Abrden Emrg Mkt Inst 4489 1.180CBVA

Abrden Glbl Eq Impct Inst 3987 1.610BFGA

Abrden Glbl Eq Inst 3558 1.880AAOA

Abrden Glbl Hi Inc I 5017 1.120CYNA

Abrden US SstnbleLdrs Inst 3565 1.010ABYA

Abrden USStnbleLdrSmC Inst 3557 1.940AAJA

Akre Focs Rtl 6447 1.310.25FOIA

Alger Cap App Focs Y 6050 0.630ETTA

Alger Cap App I2 5072 0.940.1DBDA

Alger SmCap Focs Y 5700 0.840EEPA

Alger Spectra Z 5073 1.090DBEA

Alger Wthrbie Spec Gr Y 6051 0.940ETUA

AllnzGI Conv Inst 3566 0.790ABZA

AllnzGI DivdVal Inst 3571 0.730ACZA

AllnzGI Focs Gr Inst 3567 0.690ACJA

AllnzGI Intl SmCap I 3568 1.620ACNA

AllnzGI Intl Val Inst 3572 0.970ADCA

AllnzGI LgCapVal Inst 3573 0.740ADFA

AllnzGI MdCap Inst 2360 0.740PRCA

AllnzGI MdCapVal Inst 3574 0.80ADHA

AllnzGI SmCap Inst 6641 1.070FXPA

AllnzGI SmCap Val Inst 2249 0.880APXA

AllnzGI Tech Inst 3576 1.140ADLA

ALPS Clough China I 4690 1.660CKMA

ALPS CrComMgCpltComStrat I 4665 1.150CJNA

ALPS Ktk India Gr I 6110 1.360EWPA

ALPS RdRcks Glbl Oppr I 4666 2.110CJOA

ALPS RvrFrntAstAllcGrIn I 4725 0.850CMLA

ALPS RvrFrntAstAllcMod I 4731 0.770CMTA

ALPS RvrFrntAstAllocAggr I 4729 0.90CMQA

Amana Devl Wld Inv 4888 1.340.35CTGA

Amana Gr Inv 4890 0.990.35CTIA

Amana Inc Inv 4892 1.040.35CTKA

Amana Partcptn Inst 5997 0.630.1ERIA

AmBcn ARK Trans Innov Y 6787 1.270.1GDWA

AmBcn Bal R5 2514 0.690AADA

AmBcn BrdgwayLgCapVal R6 6642 0.70FXQA

AmBcn Intl Eq R6 6643 0.720FXRA

AmBcn LgCap Val R6 6644 0.620FXSA

AmBcn MdCap Val R6 6645 0.970FXTA

AmBcn SmCap Val R5 2723 0.830IAVA

PNF-0287AO.125


4/2021

AmBcn SmCap Val R6 6788 0.80GDXA

AmBcn SP FlotngRtInc R5 5777 0.910EHXA

AmBcn StephnsMdCapGr R6 6646 0.920FXUA

AmBcn StephnsSmCapGr R6 6647 1.380FXVA

AmBcn Zebra SmCap Eq Inv 4672 1.60.35CJUA

AmCent Bal R5 5492 0.710.15DVZA

AmCent Cor Pls R5 3577 0.360.05ADMA

AmCent Divrs Bd R6 5494 0.350DWBA

AmCent Dscpld Cor Val I 1391 0.470.15AIGA

AmCent Dscpld Gr R5 5493 0.820.15DWAA

AmCent Emrg Mkt R6 5495 0.910DWCA

AmCent Eq Gr R5 5496 0.470.15DWDA

AmCent Eq Inc R6 5387 0.570DRGA

AmCent Focs Dynmc 6746 1.020.35GBZA

AmCent Focs Glbl R6 5497 0.720DWEA

AmCent Glbl RealEst R6 5498 0.770DWFA

AmCent GNMA R5 3580 0.350.05ADQA

AmCent Govt Bd R5 4205 0.270.05BPEA

AmCent Gr R6 5499 0.620DWGA

AmCent Hertg R6 5500 0.660DWHA

AmCent Hi Yld R5 4898 0.580.05CTQA

AmCent In Rtrmt R6 5719 0.50EHMA

AmCent Infl Adj Bd R5 1392 0.270.05ANBA

AmCent Infl Adj Bd R6 6887 0.220GIQA

AmCent Intl Bd R5 2556 0.610.05IDIA

AmCent Intl Gr R6 5502 0.830DWJA

AmCent Lg Co Val R6 5503 0.490DWKA

AmCent MdCap Val R6 5504 0.630DWLA

AmCent OneChoice2025 R6 5703 0.510EESA

AmCent OneChoice2030 R6 5705 0.530EEUA

AmCent OneChoice2035 R6 5707 0.560EEWA

AmCent OneChoice2040 R6 5709 0.580EEYA

AmCent OneChoice2045 R6 5711 0.60EFAA

AmCent OneChoice2050 R6 5713 0.610EFCA

AmCent OneChoice2055 R6 5715 0.610EFEA

AmCent OneChoice2060 R6 5717 0.620EFGA

AmCent OneChoice2065 R6 6789 0.620GDYA

AmCent RealEst R6 5506 0.810DWNA

AmCent Sel R6 5507 0.640DWOA

AmCent Shrt Dur R5 3597 0.390.05AFQA

AmCent ShtDrInflPrtBd R5 2555 0.370.05AIPA

AmCent SmCap Gr R6 5508 0.870DWPA

AmCent SmCap Val R6 5509 0.90DWQA

AmCent ST Govt R5 3598 0.350.05AFTA

PNF-0287AO.125


4/2021

AmCent Sustnbl Eq R5 5510 0.590.15DWRA

AmCent Sustnbl Eq R6 6929 0.440GKIA

AmCent Ultra R6 5511 0.620DWSA

AmCent Util Inv 2173 0.670.35ABUA

AmCent Val R6 5512 0.650DWTA

AmCent ZerCpn Bd 2025 Inv 4798 0.550.25CPKA

AmFds 2010 TrgtDtRtrmt R6 2557 0.30RFTA

AmFds 2015 TrgtDtRtrmt R6 2558 0.30RFJA

AmFds 2020 TrgtDtRtrmt R6 2559 0.310RRCA

AmFds 2025 TrgtDtRtrmt R6 2560 0.330RFDA

AmFds 2030 TrgtDtRtrmt R6 2561 0.350RFEA

AmFds 2035 TrgtDtRtrmt R6 2562 0.370RFFA

AmFds 2040 TrgtDtRtrmt R6 2563 0.380RFGA

AmFds 2045 TrgtDtRtrmt R6 2564 0.390RFHA

AmFds 2050 TrgtDtRtrmt R6 2565 0.390RFIA

AmFds 2055 TrgtDtRtrmt R6 3967 0.390BEGA

AmFds 2060 TrgtDtRtrmt R6 4996 0.40CXSA

AmFds 2065 TrgtDtRtrmt R6 6750 0.450GCEA

AmFds Am Bal R6 2550 0.260RLBA

AmFds Am Hi Inc Tr R6 2566 0.330RITA

AmFds Am Mut R6 2567 0.270RMFA

AmFds AMCAP R6 2549 0.340RAFA

AmFds Bd Fd Am R6 2645 0.210RBFA

AmFds Cap Inc Bldr R6 2568 0.270RIRA

AmFds Cap Wld Bd R6 2569 0.480RCWA

AmFds Cap Wld Gr Inc R6 2570 0.420RWIA

AmFds Cnsrv Gr Inc R6 4997 0.290CXTA

AmFds Devl Wld Gr Inc R6 5892 0.840ENAA

AmFds EuroPacfc Gr R6 2583 0.460RERA

AmFds Fdmntl Inv R6 2587 0.280RFNA

AmFds Glbl Bal R6 4323 0.490BUXA

AmFds Gr Fd Am R6 2646 0.30RGAA

AmFds Gr Inc R6 6389 0.330FLLA

AmFds Gr R6 6390 0.380FLNA

AmFds Inc Fd Am R6 2647 0.260RIDA

AmFds Infl Lnkd Bd R6 5893 0.310ENBA

AmFds Int Gr Inc R6 4342 0.540BVQA

AmFds Intmd Bd Fd Am R6 2594 0.230RBOA

AmFds Invmt Co Am R6 2648 0.270RICA

AmFds Mod Gr Inc R6 6391 0.330FLQA

AmFds MultSctr Inc R6 6791 0.770GEAA

AmFds New Econ R6 2649 0.410RNGA

AmFds New Prspct R6 2604 0.420RNPA

AmFds New Wld R6 2605 0.590RNWA

PNF-0287AO.125


4/2021

AmFds Rtrmt Inc Cnsrv R6 5779 0.310EHZA

AmFds Rtrmt Inc Enhcd R6 5781 0.330EIBA

AmFds Rtrmt Inc Mod R6 5783 0.310EIEA

AmFds SmCap Wld R6 2638 0.670RLGA

AmFds ST Bd Fd Am R6 2637 0.320RMMA

AmFds US Govt Sec R6 2653 0.230RGVA

AmFds Wshngtn Mut Inv R6 2656 0.270RWMA

AMG BeutlGdmn Cor Pls Bd I 5237 0.510.08DJTA

AMG Bstn Cmn Glbl Impct I 1566 0.930.08BRWA

AMG FQ Glbl RskBal Z 4555 1.260CEPA

AMG GW&K ESG Bd N 4559 0.690.15CETA

AMG MntrscoBltn LgCapGr I 3605 0.750.08AGPA

AMG Rvr Rd MdCap Val I 3603 0.830.08AGJA

AMG TmSquareIntSmCap Z 5236 0.980DJSA

AMG Vrtas Asia Pcfc I 4904 0.980CTWA

AMG Vrtas Glbl Real Rtn I 1565 1.170.08BLUA

AMGGW&K Cor Bd ESG I 4560 0.630.08CEUA

AMGGW&K Enhcd Cor Bd ESG Z 4935 0.880CVBA

AMGGW&K Glbl Alloc N 4553 0.910CENA

AMGGW&K SmCap Cor I 4557 0.960.08CERA

AMGGW&K SmCap Val N 4569 1.180.15CFIA

AMGMgrs RealEst N 4561 1.10.15CEVA

AMGMgrs Ycktmn Fd I 4507 0.750.08CCPA

AMGMgrs Ycktmn Focs I 4506 1.110.08CCOA

AQR Eq Mkt Nutrl I 5513 1.760.1DWUA

AQR Glbl Eq I 5331 0.830.1DOGA

AQR Intl Defn Style I 5332 0.640.1DOHA

AQR Intl Eq I 5333 0.920.1DOJA

AQR LgCap Defn Style I 5334 0.40.1DOKA

AQR Lng Shrt Eq I 5335 1.30.1DOLA

AQR Mgd Ftr Strat I 5103 1.230.1DCQA

Ariel App Inv 4434 1.150.1BZHA

Ariel Fd Inv 4436 1.040.1BZJA

Ariel Focs Inv 4435 1.250.1BZIA

Artisan Hi Inc Inv 6792 0.970GEBA

Artisan Intl SmMd Adv 6793 1.190.1GECA

Artisan Intl Val Inst 5392 1.030DRMA

Artisan Intl Val Inv 6857 1.260GHEA

AveMaria Bd 2012 0.490AFVA

AveMaria Focs 6751 2.720GCHA

AveMaria Gr 1841 0.940.4AVGA

AveMaria Ris Divd 1842 0.930.4AVDA

AveMaria Val 1840 1.140.4AVMA

Azzad Ethical 6041 1.150.25ETIA

PNF-0287AO.125


4/2021

Azzad Wise Cap 6042 1.420.15ETJA

Baird Aggregte Bd Inst 4378 0.30BXBA

Baird Cor Pls Bd Inst 5238 0.30DJUA

Baird Intmd Bd Inst 4206 0.30BPFA

Baird MdCap Inst 4490 0.820CBWA

Baird ST Bd Inst 5239 0.30DJVA

Baird Ultra Shrt Bd Inst 6449 0.30FOKA

Baron Asst Inst 3606 1.050.15AGQA

Baron Disc Inst 5515 1.080.15DWWA

Baron Emrg Mkt Inst 5516 1.090.15DWXA

Baron Fifth Ave Gr Inst 4519 0.780.15CDDA

Baron Gr Inst 3607 1.040.15AGUA

Baron Oppr Inst 3608 1.080.15AGYA

Baron Ptnrs Inst 3609 1.960.15AGZA

Baron RealEst Inst 4520 1.080.15CDEA

Baron SmCap Inst 3610 1.050.15AHAA

BlkRk 20/80 TrgtAlloc Inst 6794 0.490.15GEDA

BlkRk 20/80 TrgtAlloc K 5721 0.410EFKA

BlkRk 40/60 TrgtAlloc Inst 6795 0.520GEEA

BlkRk 40/60 TrgtAlloc K 5722 0.380EFLA

BlkRk 60/40 TrgtAlloc Inst 6796 0.490GEFA

BlkRk 80/20 TrgtAlloc Inst 5199 0.540.25DHZA

BlkRk Advtg Glbl Inst 3621 1.150.25AHOA

BlkRk Advtg LgCap Cor Inst 3630 0.650.25AHZA

BlkRk Advtg LgCap Gr Inst 3637 0.860.25AJAA

BlkRk Advtg LgCapVal Inst 3632 0.70.25AIJA

BlkRk Advtg SmCap Gr Inst 2261 0.730.25BPGA

BlkRk AdvtgUSTtlMkt Inst 3642 0.660.25AJFA

BlkRk Bal Cap Inst 2515 0.810.25MCPA

BlkRk Basic Val Inst 2509 0.530.25MBXA

BlkRk Cap App Inst 5784 0.750.25EIFA

BlkRk Cap App K 3613 0.640AHEA

BlkRk Comdty Strat Inst 6268 1.040.25FEKA

BlkRk Cor Bd Port Inst 5785 0.560.15EIHA

BlkRk Cor Bd Port K 4185 0.440BOJA

BlkRk Emrg Mkt Inst 3620 1.060.25AHNA

BlkRk Eq Divd Inst 3615 0.720.25AHGA

BlkRk Eurofd Inst 3616 1.240.25AHHA

BlkRk EvDriv Eq Inst 6799 1.430GEIA

BlkRk Flotng Rt Inc Inst 4673 0.720.15CJVA

BlkRk Glbl Alloc Inst 3618 0.880.25AHKA

BlkRk Glbl Divd Inst 4675 0.740.25CJXA

BlkRk Glbl LngShrt Eq Inst 5018 1.810.25CYOA

BlkRk GNMA Inst 5786 0.650.15EIIA

PNF-0287AO.125


4/2021

BlkRk GNMA K 4180 0.540BOEA

BlkRk Hi Yld Bd Inst 5787 0.630.15EIJA

BlkRk Hi Yld Bd Port K 4181 0.520BOFA

BlkRk Hlth Scnc Oppr Inst 2808 0.850.25SHSA

BlkRk Inc Inst 6269 0.760.15FELA

BlkRk Infl Prtct Bd Inst 5788 0.80.15EIKA

BlkRk Infl Prtct Bd K 4182 0.650BOGA

BlkRk Intl Divd Inst 3628 1.170.25AHWA

BlkRk iS DvlRlEstIndx Inst 5733 0.210.05EFXA

BlkRk iS MSCI TtlIntlInd K 5243 0.110DJZA

BlkRk iS Rsl2000SmCpInd K 5242 0.080DJYA

BlkRk iS RslSmMdCapIndx K 5337 0.160DONA

BlkRk iS S P 500 Indx Inst 4544 0.10.05CECA

BlkRk iS S P 500 Indx K 5241 0.030DJXA

BlkRk iS TtlStkMkt Indx K 5338 0.040DOOA

BlkRk iS USAggregtBdIndx K 5339 0.060DOPA

BlkRk iSMSCIEAFEIntInd K 5517 0.040DWYA

BlkRk iSRsl1000LCpInd Inst 4802 0.150.05CPOA

BlkRk iSRssll MdCapIndx K 5240 0.080DJWA

BlkRk LgCap Focs Gr Inst 6443 0.830.25FOEA

BlkRk LgCap Indx K 5200 0.10DIBA

BlkRk Lng Hrizn Eq Inst 3619 1.040.25AHMA

BlkRk Low Dur Bd Inst 5789 0.460.15EILA

BlkRk Low Dur Bd K 4183 0.390BOHA

BlkRk Ltn Am Inst 3633 1.430.25AIKA

BlkRk MdCap Divd Inst 3635 0.960.25AIQA

BlkRk MdCap Gr Eq Inst 3636 0.850.25AIWA

BlkRk Mult Asst Inc Inst 4685 0.70.15CKHA

BlkRk Natrl Rsrc Tr Inst 3638 10.25AJBA

BlkRk RealEst Sec Inst 6271 1.260.25FEOA

BlkRk Strat Inc Oppr I 4686 0.850.15CKIA

BlkRk Tctcl Oppr Inst 3611 0.870.25AHBA

BlkRk Ttl Fctr K 6649 0.780FXXA

BlkRk Ttl Rtn Inst 5790 0.480.15EIMA

BlkRk Ttl Rtn K 4184 0.380BOIA

BlkRk US Gov Bd Port Inst 6412 0.770.15FMWA

BllieGfrd Emrg Mkt K 6393 0.830FLWA

BllieGfrd Intl Eq K 6394 0.610FLYA

BMO Divd Inc I 6178 0.760.15EZLA

BMO LgCap Gr I 6177 0.580.15EZKA

BMO SmCap Val R6 6272 1.090FEPA

BNYMel Bd Mkt Indx I 2263 0.160DBTA

BNYMel Eq Inc I 4767 0.820CODA

BNYMel Glbl Fxd Inc I 5344 0.510.15DOUA

PNF-0287AO.125


4/2021

BNYMel Glbl RealEst Sec I 4002 1.090.25BFXA

BNYMel Glbl Rtn I 4768 1.060COFA

BNYMel Intl Bd I 4004 0.690.2BGAA

BNYMel MdCap Indx Inv 6273 0.520.35FESA

BNYMel Rsrch Gr Z 4770 0.850.25COHA

BNYMel Sel Mgr SmCap Gr I 4771 1.010COIA

BNYMel Sel Mgr SmCap Val I 4772 1.030COJA

BNYMel SmMdCap Gr I 4774 0.730.15COLA

Brwn Intl Eq Inv 5998 1.910.35ERJA

Brwn Md Co Inv 5999 1.840.35ERKA

BrwnAdv SmCpFdmntlVal Inst 6888 1.390GIRA

BrwnAdv Sustnbl Gr Inst 6800 0.710GEJA

BstnPrt LngShrtRsrch Inst 5244 2.210DKAA

BTS Tctcl Fxd Inc I 6000 1.660ERLA

Buf Divd Focs Rtl 5340 0.960.35DOQA

Buf Gr Rtl 2464 0.930.35BUGA

Buf Intl Rtl 5341 1.050.35DORA

Calamos Evol Wld Gr Inst 3989 1.390.1BFIA

Calamos Ttl Rtn Bd Inst 3991 0.780.1BFKA

Calamos Val Inst 3992 1.390.1BFLA

Calamos Glbl Eq I 2856 1.40.1CIGA

Calamos Glbl Gr Inc I 2858 1.280.1CGCA

Calamos Gr I 2862 1.10.1CRXA

Calamos Gr Inc I 2860 0.830.1CGIA

Calamos Hi Inc Oppr Inst 3990 1.120.1BFJA

Calamos Intl Gr I 2864 1.280.1CXGA

Calamos Mkt Nutrl Inc I 2866 0.980.1CMNA

Calvert MdCap I 4547 1.010.1CEFA

Cariln Eagle Cap App R5 3664 0.90.1AKCA

Cariln Eagle Gr Inc R6 5539 0.620DYCA

Cariln Eagle MdCap Gr I 4208 0.720.1BPIA

Cariln Eagle SmCap Gr R6 5540 0.660DYDA

Cariln Reams Cor Bd I 4655 0.760.1CJDA

Cariln Reams Cor Pls Bd I 4656 0.650.1CJEA

Cariln Reams UncnstrndBd I 4657 0.850.1CJFA

Catlyst Mlbrn Hdg Strat I 6651 2.020.1FXZA

Causwy Emrg Mkt Inst 6111 1.080EWQA

Causwy Intl Val Inst 6112 0.880EWRA

CBOEVst SP500 Bfr Strat Y 6712 0.980GALA

Clvrt Bal I 4324 0.690.1BUYA

Clvrt Bd I 3643 0.560.1AJGA

Clvrt Eq I 1762 0.690.1CEYA

Clvrt Eq R6 6889 0.630GISA

Clvrt Glbl Enrgy Soltns I 3993 1.290.1BFMA

PNF-0287AO.125


4/2021

Clvrt Intl Eq I 1763 1.020.1CWVA

Clvrt Intl Oppr I 6453 1.070.1FOPA

Clvrt Intl Rsp Indx I 6864 0.640GHMA

Clvrt Intl Rsp Indx R6 6532 0.610FSUA

Clvrt Shrt Dur Inc Inst 4438 0.520.1BZLA

Clvrt SmCap I 2847 0.970.1CSVA

Clvrt Soc Indx I 1761 0.370.03CISA

Cnstga Sm Cap Inst 5342 10DOSA

CohenStrs Intl Real Inst 3996 1.160.15BFPA

CohenStrs Prfrd Sec Inc I 5292 0.860.1DMIA

CohenStrs Real Z 6890 0.860GIUA

CohenStrs RealEst Sec Inst 5201 0.860.1DICA

CohenStrs RealEst Sec Z 5396 0.770DRQA

Col Acorn Inst2 4803 0.830.1CPPA

Col Acorn Intl Inst2 4804 0.970.1CPQA

Col Adptv Rsk Alloc Inst2 4820 0.820.1CQGA

Col Bal Inst2 4805 0.660.1CPRA

Col Bal Inst3 6891 0.610GIWA

Col Contra Cor Inst3 5202 0.640DIDA

Col Conv Sec Inst2 4807 0.870.1CPTA

Col Conv Sec Inst3 6860 0.820GHHA

Col Corp Inc Inst2 4808 0.580.1CPUA

Col Divd Inc Inst2 4809 0.620.1CPVA

Col Divd Oppr Inst2 4810 0.760.1CPWA

Col Emrg Mkt Bd Inst2 4811 0.720.1CPXA

Col Emrg Mkt Inst3 6275 1.110FEVA

Col Flotng Rt Inst2 4812 0.770.1CPYA

Col Glbl Oppr Inst2 4813 0.870.1CPZA

Col Glbl Tech Adv 6052 0.970.25ETVA

Col Hi Yld Bd Inst2 4814 0.720.1CQAA

Col Inc Bldr Inst2 4815 0.710.1CQBA

Col LgCap Enhcd Cor Inst2 4817 0.860.1CQDA

Col Ltd Dur Cr Inst2 4818 0.530.1CQEA

Col MdCap Indx Inst2 6402 0.270.1FMLA

Col Ovrseas Val Inst2 5197 0.90.1DHWA

Col Sel Glbl Eq Inst3 6713 0.920GAMA

Col Sel LgCap Gr Inst2 4821 0.770.1CQHA

Col Sel LgCap Val Inst2 4822 0.820.1CQIA

Col Sel MdCap Val Inst2 4819 0.850.1CQFA

Col Sel SmCap Val Inst2 4823 0.980.1CQJA

Col SmCap Gr I Inst3 6840 0.890GFZA

Col SmCap Indx Inst2 5891 0.20.1EMZA

Col Strat Inc Inst2 4824 0.640.1CQKA

Col Thrmst Inst2 4825 0.680.1CQLA

PNF-0287AO.125


4/2021

Colu Qult Inc Inst2 4826 0.580.1CQMA

Comrc Gr 6454 0.720FOQA

Congress LgCap Gr Rtl 6053 0.950.35ETWA

Congress MdCap Gr Rtl 6054 1.050.35ETXA

Congress MdCap Inst 6892 0.80GIXA

CrSuisseTr Comdty RtnStrat 3997 1.050.25BFQA

Cvlier Adptv Inc Inst 5791 1.840EIOA

Cvlier Fdmntl Gr Inst 5793 1.480EIQA

Cvlier Gr Oppr Inst 5794 1.880EIRA

Cvlier Hdg Hi Inc Inst 5795 2.340EISA

Cvlier Tctcl Econ Inst 5796 2.610EITA

Cvlier Tctcl Rotn Inst 5797 1.950EIUA

Davis Fin Y 3648 0.720.12AJMA

Davis NY Vntr Y 2571 0.650.12DNVA

Davis Oppr Y 3649 0.70.12AJNA

Davis RealEst Y 3650 0.770.12AJOA

Dbline Cor Fxd Inc I 5021 0.480.1CYRA

Dbline Enhcd CAPE I 5538 0.560.1DYBA

Dbline Low Dur Bd I 5022 0.430.1CYSA

Dbline Ttl Rtn Bd N 4441 0.730.35BZOA

DE Corp Bd Inst 4491 0.660.15CBXA

DE Divd Inc Inst 3998 0.870.25BFRA

DE Divrs Inc Inst 3651 0.620.15AJPA

DE Emrg Mkt Inst 3999 1.380.25BFUA

DE Extnd Dur Bd Inst 3652 0.710.15AJQA

DE Glbl Eq Inst 5677 1.180.25EDRA

DE Hi Yld Oppr Inst 2536 0.910.15DHIA

DE HlthCare I 5896 1.020.25ENEA

DE Intl SmCap Inst 5798 1.290.25EIVA

DE Ltd Trm Divrs Inc Inst 4325 0.710.15BUZA

DE REIT Inst 3653 1.280.25AJRA

DE Sel Gr Inst 3654 0.990.25AJSA

DE SmCap Cor Inst 5203 0.850.25DIEA

DE SmCap Val Inst 3655 0.890.25AJTA

DE Smid Cap Gr Inst 3656 0.850.25AJUA

DE Val Inst 3657 0.680.25AJVA

DFA Comdty Strat Inst 5204 0.320DIFA

DFA Emrg Mkt 2362 0.450DXMA

DFA Emrg Mkt Cor Eq Inst 4293 0.390BTMA

DFA Emrg Mkt SocCorEq Inst 4379 0.450BXCA

DFA Emrg Mkt Val 2364 0.560DFEA

DFA Five Yr Glbl Fxd Inc 2365 0.260DGBA

DFA Glbl Alloc 25 75 Inst 2502 00DGTA

DFA Glbl Alloc 60 40 Inst 2503 0.420DGSA

PNF-0287AO.125


4/2021

DFA Glbl Eq Inst 2504 0.430DGEA

DFA Glbl RealEst Sec Inst 4294 0.340BTNA

DFA Infl Prtct Sec Inst 4439 0.110BZMA

DFA Intl Cor Eq Inst 4250 0.240BRCA

DFA Intl LgCap Gr 6001 0.290ERMA

DFA Intl Sm Co Inst 2367 0.440DFIA

DFA Intl SmCap Gr Inst 5397 0.580DRRA

DFA Intl SmCap Val 2366 0.490DISA

DFA Intl Soc Cor Eq Inst 5799 0.280EIWA

DFA Intl Sustnbl Cor 1 4380 0.260BXDA

DFA Intl Val 2368 0.540DFVA

DFA Intl Vectr Eq Inst 5800 0.40EIXA

DFA Intmd Govt FxdInc Inst 2682 0.120DXGA

DFA Invmt Grd Fxd Inst 4827 0.220CQNA

DFA LgCap Intl 2369 0.180DFAA

DFA One Yr Fxd Inc 2505 0.170DIHA

DFA RealEst Sec 2370 0.20DRSA

DFA Soc Fxd Inc Inst 5801 0.250EIYA

DFA ST Extnd Qulty Inst 4440 0.230BZNA

DFA ST Govt 2501 0.20DFYA

DFA Sustnbl Cor 1 4382 0.190BXFA

DFA TA Wld exUS CorEq Inst 5104 0.360DCRA

DFA Two Yr Glbl Fxd Inc 2371 0.170DXFA

DFA US Cor Eq I 2372 0.150DFOA

DFA US Core Eq 2 Inst 4295 0.190BTOA

DFA US Lg Co 2772 0.090DXXA

DFA US LgCap Eq Inst 4938 0.130CVEA

DFA US LgCap Gr Inst 5536 0.190DXZA

DFA US LgCap Val Inst 2374 0.320DFLA

DFA US Micro Cap Inst 2506 0.440DSCA

DFA US SmCap Gr Inst 5537 0.380DYAA

DFA US SmCap Inst 2375 0.330DFTA

DFA US SmCap Val Inst 2507 0.390DVUA

DFA US Soc Cor Eq 2 4381 0.230BXEA

DFA US Trgt Val Inst 2376 0.330DFXA

DFA US Vectr Eq Inst 4296 0.280BTPA

DFA WldexUS CorEq Inst 5802 0.310EIZA

DFA WldexUS Trgt Val Inst 5803 0.550EJAA

DFA WldexUS Val Inst 5804 0.620EJBA

DFA WldexUSGovtFxdInc Inst 5398 0.210DRTA

DFDent MdCap Gr Inst 6495 0.940FQQA

DFDent Prmr Gr Inv 6497 1.150.1FQSA

DFDent SmCap Gr Inst 6496 1.720FQRA

Diamond Hill AllCap Sel I 6893 0.870GIYA

PNF-0287AO.125


4/2021

Diamond Hill Corp Cr Y 6537 0.510FTAA

Diamond Hill LgCap I 3658 0.670.1AJWA

Diamond Hill Lng Shrt Inst 4001 1.550.1BFWA

Diamond Hill MdCap I 4828 0.780.1CQOA

Diamond Hill SmCap I 3659 0.970.1AJXA

DodgeCox Intl Stk 1571 0.630.1DGLA

Domini Impct Intl Eq Inst 5730 0.950EFUA

Dvnprt Bal Inc 6411 0.960.2FMVA

Dvnprt Cor 5325 0.890.2DNXA

Dvnprt Eq Opp 5324 0.910.2DNWA

Dvnprt SmCap Focs 5724 0.970.2EFNA

Dvnprt Val Inc 5326 0.890.2DNZA

DWS Cap Gr S 5518 0.670.25DWZA

DWS Cor Eq S 5519 0.570.25DXAA

DWS CROCI Intl S 5019 0.910.25CYPA

DWS CROCI US S 5520 0.670.25DXBA

DWS Emrg Mkt Eq S 5898 1.130.25ENGA

DWS EnhcdComdtStrat Inst 5521 1.090.1DXCA

DWS ESG Cor Eq S 5533 0.740.25DXVA

DWS ESG Glbl Bd S 4005 0.940.25BGCA

DWS Flotng Rt Inst 4829 0.970.1CQPA

DWS Flotng Rt S 5523 1.10.25DXEA

DWS Glbl Hi Inc S 5525 0.740.25DXJA

DWS Glbl Inc Bldr Inst 4830 0.670.1CQQA

DWS Glbl Inc Bldr S 5526 0.70.25DXKA

DWS Glbl Infr S 5528 1.210.25DXOA

DWS Glbl Macro S 5524 1.080.25DXHA

DWS Glbl SmCap Inst 4007 1.160.1BGGA

DWS GlblRealEst Sec S 5529 1.110.25DXQA

DWS GNMA S 5530 0.550.25DXRA

DWS Hi Inc S 5531 0.760.25DXTA

DWS Ltn Am Eq S 4009 1.370.25BGJA

DWS RREEF RealEsSec Inst 1811 0.630.1PRXA

DWS RREEF RealEst Sec R6 6894 0.540GIZA

DWS RREEF RealEst Sec S 4549 0.760.25CEJA

DWS Scnc Tech S 5534 0.720.25DXWA

DWS SmCap Cor Inst 5729 0.960.1EFSA

DWS SmCap Cor S 5246 1.010.25DKEA

DWS SmCap Gr S 5535 0.990.25DXYA

Emerald Bk Fin Inst 4444 1.180.1BZRA

Emerald Gr A 2586 1.020.35HSPA

Emerald Gr Inst 3715 0.720.1ANKA

EV Atlnta Cap Focs Gr Inst 4297 0.850.15BTQA

EV Divd Bldr Inst 4012 0.760.15BGMA

PNF-0287AO.125


4/2021

EV Flotng Rt Hi Inc Inst 4014 0.830.15BGQA

EV Flotng Rt Inst 4013 0.820.15BGOA

EV Glbl Bd I 4694 1.20.15CKQA

EV Glbl Macro Abs Rtn Inst 4326 0.750.15BVAA

EV Govt Oppr Inst 5205 0.890.15DIJA

EV Gr I 3667 0.840.15AKFA

EV Inc Fd of Boston Inst 4015 0.780.15BGSA

EV Inc Fd of Boston R6 5399 0.690DRUA

EV LgCap Val l 4016 0.790.15BGTA

EV Muni Oppr I 5105 0.670DCSA

EV Pmetric Emrg Mkt Inst 4862 1.20.15CSDA

EV Pmetric Intl Eq Inst 4863 0.560.15CSEA

EV RichBrnstn EqStrat Inst 4940 1.070.15CVHA

EV Shrt Dur Strat Inc I 3669 0.870.15AKHA

EV SmCap I 3668 1.250.15AKGA

Eventde Gilead I 6002 1.180.2ERNA

Eventde MultAsst Inc I 6003 0.860.22EROA

Evermore Glbl Val Inst 6277 1.220FEYA

F&T Beh SmCap Eq R6 6727 0.70GBFA

FAM Divd Focs Inv 5541 1.290DYEA

FAM Val Inst 5542 1.120DYFA

Fed Hrms Clvr Sm Val Inst 3673 1.240.25AKNA

Fed Hrms Corp Bd Inst 3671 0.750.15AKJA

Fed Hrms Eq Inc Inst 4512 0.870.25CCUA

Fed Hrms Glbl Alloc Inst 3670 1.050.25AKIA

Fed Hrms Gov Oblgtns Prmr 5235 0.280DJRA

Fed Hrms GovUltraShrt Inst 2522 0.50.05FGUA

Fed Hrms Inst HiYldBd Inst 1768 0.560.05FIHA

Fed Hrms Intl Eq Inst 3865 1.060AZOA

Fed Hrms Intl Ldrs Inst 4328 1.10.25BVCA

Fed Hrms IntmdCorpBd Inst 3676 1.050.1AKQA

Fed Hrms IntStrtVlDvd Inst 4329 1.030.25BVDA

Fed Hrms Kaufman SmCap R6 6395 0.940FLZA

Fed Hrms KaufmanLgCap Inst 4330 0.930.25BVEA

Fed Hrms MDT LgCapVal Inst 3678 0.960.1AKVA

Fed Hrms MDT SmCap Gr Inst 4331 1.070.25BVFA

Fed Hrms MDT SmCapCor Inst 5901 1.060.1ENJA

Fed Hrms MDTMdCpGrStr Inst 4332 1.040.25BVGA

Fed Hrms Prudnt Bear Inst 3679 2.810AKWA

Fed Hrms SelTtlRtnBd Inst 2525 1.190.05FGMA

Fed Hrms ShIntdTlRtBd Inst 2523 0.540.05FGCA

Fed Hrms ShIntdTlRtBd R6 6859 0.50GHGA

Fed Hrms Shrt Trm Inc Svc 4333 0.770.1BVHA

Fed Hrms ST Gov Inst 2528 0.830.05FGZA

PNF-0287AO.125


4/2021

Fed Hrms ST Intmd Gov Inst 4210 0.910.1BPKA

Fed Hrms Strat Inc Inst 3680 0.870.15AKXA

Fed Hrms StrtValDivd Inst 4299 0.940.25BTSA

Fed Hrms Ttl Rtn Bd Inst 2526 0.470.1FGRA

Fed Hrms TtlRtnGvtBd Inst 2527 0.570.05FGGA

Fed Hrms UltraShrtBd Inst 2529 0.460.05FGLA

Fid 500 Indx 6086 0.0150EVMA

Fid Asst Mgr 20 I 6056 0.580.25EUAA

Fid Asst Mgr 30 I 6057 0.60.25EUBA

Fid Asst Mgr 40 I 6058 0.570.25EUCA

Fid Asst Mgr 50 I 6059 0.670.25EUDA

Fid Asst Mgr 60 I 6060 0.760.25EUFA

Fid Emrg Mkt Indx 6087 0.0750EVNA

Fid Extd Mkt Indx 6088 0.0460EVOA

Fid FourinOne Indx 5251 0.130DKJA

Fid Glbl exUS Indx 6089 0.0550EVPA

Fid Infl Prtct Bd Indx 6090 0.050EVQA

Fid Intl Bd Indx 6805 0.060GEQA

Fid Intl Indx 6091 0.0350EVSA

Fid Intl Sustnbl Indx 6858 0.20GHFA

Fid Intmd Trsry Bd Indx 6378 0.030FKWA

Fid Lg Cap Gr Indx 6092 0.0350EVVA

Fid Lg Cap Val Indx 6093 0.0350EVWA

Fid MdCap Gr Indx 6465 0.050FPDA

Fid MdCap Indx 6094 0.0250EVYA

Fid MdCap Val Indx 6466 0.050FPEA

Fid NSDQ Cmpst Indx 5406 0.350DSBA

Fid RealEst Indx 6095 0.070EVZA

Fid SmCap Gr Indx 6467 0.050FPFA

Fid SmCap Indx 6097 0.0250EWBA

Fid SmCap Val Indx 6468 0.050FPHA

Fid ST Trsry Bd Indx 6101 0.030EWGA

Fid Ttl Intl Indx 6806 0.060GERA

Fid Ttl Mkt Indx 6098 0.0150EWCA

Fid US Bd Indx 6099 0.0250EWDA

FidAdv Asst Mgr 70 Inst 3682 0.730.25AKZA

FidAdv Asst Mgr 85 I 6004 0.760.15ERPA

FidAdv Bal I 2687 0.590.25FIOA

FidAdv Bio Inst 5023 0.750.25CYTA

FidAdv Canada Inst 3683 0.810.25ALFA

FidAdv China Reg Inst 3684 0.950.25ALHA

FidAdv Cnsmr Discrtny Inst 4017 0.790.25BGUA

FidAdv Cnsmr Stpls Inst 4492 0.760.25CBYA

FidAdv Comm Equip Inst 3685 1.270.25ALJA

PNF-0287AO.125


4/2021

FidAdv Conv Sec Inst 4445 0.650.25BZSA

FidAdv Divd Gr Inst 3686 0.570.25ALNA

FidAdv Divrs Intl I 2688 0.920.25FVIA

FidAdv Divrs Stk Inst 4696 0.610.25CKSA

FidAdv Emrg Asia Inst 4018 10.25BGWA

FidAdv Enrgy I 2725 0.820.25FIXA

FidAdv Eq Gr Inst 1405 0.740.25FEXA

FidAdv Eq Inc Inst 3687 0.670.25ALOA

FidAdv Euro Inst 4795 10.25CPHA

FidAdv Flot Rt Hi Inc Inst 3689 0.730.25ALUA

FidAdv Focs Emrg Mkt Z 6005 0.940ERQA

FidAdv Free 2005 Inst 3690 0.470.25ALWA

FidAdv Free 2010 Inst 3691 0.510.25ALYA

FidAdv Free 2015 Inst 3699 0.550.25AMLA

FidAdv Free 2020 Inst 3692 0.60.25ALZA

FidAdv Free 2025 Inst 3693 0.640.25AMAA

FidAdv Free 2030 Inst 3694 0.680.25AMDA

FidAdv Free 2035 Inst 3695 0.730.25AMGA

FidAdv Free 2040 Inst 3696 0.750.25AMHA

FidAdv Free 2045 Inst 3697 0.750.25AMJA

FidAdv Free 2050 Inst 3698 0.750.25AMKA

FidAdv Free 2055 Inst 4301 0.750.25BTUA

FidAdv Free 2060 Inst 4942 0.750.25CVJA

FidAdv Free 2065 Inst 6413 0.750.15FMXA

FidAdv Free Inc Inst 3700 0.470.25AMNA

FidAdv Glbl Cap App Inst 3701 0.890.25AMPA

FidAdv Gold I 6459 0.790.25FOWA

FidAdv Gr Inc Inst 3702 0.70.25AMQA

FidAdv Gr Oppr Inst 3703 0.810.25AMSA

FidAdv Hi Inc Advtg I 4446 0.750.25BZTA

FidAdv Hi Inc Inst 6176 0.740.25EZJA

FidAdv Hlth Care I 6460 0.740.25FOYA

FidAdv Indstrls I 6461 0.780.25FOZA

FidAdv Intl Cap App Inst 3705 1.010.25AMWA

FidAdv Intl Disc I 6414 1.040.15FMYA

FidAdv Intl Gr Inst 4698 1.010.25CKUA

FidAdv Intl RealEst Inst 3706 0.930.25AMYA

FidAdv Invmt Grd Bd Inst 3707 0.50.25AMZA

FidAdv Jpn Inst 3708 1.010.25ANCA

FidAdv Levr Co Stk I 1612 0.810.25FAJA

FidAdv LgCap Inst 3709 0.480.25ANEA

FidAdv MdCap II I 2689 0.760.25FIMA

FidAdv MegCap Stk Inst 4831 0.660.25CQRA

FidAdv Mrtg Sec I 2690 0.490.25FMSA

PNF-0287AO.125


4/2021

FidAdv Mtrls I 5400 0.790.15DRVA

FidAdv New Insghts I 4019 0.860.25BGXA

FidAdv New Mkt Inc I 6175 0.830.25EZIA

FidAdv RealEst I 2691 0.860.25FHEA

FidAdv RealEst Inc Inst 6006 0.740.25ERRA

FidAdv SmCap Gr Z 5904 0.970ENMA

FidAdv SmCap I 3711 0.960.25ANGA

FidAdv SmCap Val I 6415 0.950.15FMZA

FidAdv ST Bd I 5288 0.510.15DMBA

FidAdv StkSel All Cap Inst 4481 0.620.25CBMA

FidAdv StkSel MdCap Inst 3710 0.90.25ANFA

FidAdv Strat Divd Inc Inst 4336 0.730.25BVKA

FidAdv Strat Inc I 2692 0.710.25FSRA

FidAdv Telcom I 6463 0.880.25FPBA

FidAdv Ttl Bd Inst 4340 0.50.25BVOA

FidAdv Util I 6464 0.790.25FPCA

FidAdv Val Inst 3713 0.870.25ANIA

FidAdv Val Strat Inst 3714 0.620.25ANJA

FMI Intl Inst 6061 0.770EUHA

FMI LgCap Inst 6895 0.670GJAA

Fnklin Mut US Val Adv 3716 0.730.25ANMA

Fnkln DynaTech Adv 6062 0.610.15EUIA

Fnkln Gold Prec Mtls Adv 4852 0.680.25CRRA

Fnkln Gr Adv 4023 0.580.25BHCA

Fnkln Gr Oppr Adv 4024 0.70.25BHDA

Fnkln Inc Adv 4025 0.470.25BHEA

Fnkln Intl Gr Adv 6419 0.930.15FNEA

Fnkln Low Dur Ttl Rtn Adv 4998 0.710.25CXUA

Fnkln RealEst Sec Adv 5948 0.750.15EPJA

Fnkln Ris Divd Adv 4027 0.620.25BHGA

Fnkln SmCap Gr Adv 4028 0.830.25BHHA

Fnkln SmCap Gr R6 6128 0.680EXMA

Fnkln SmCap Val Adv 4029 0.840.25BHIA

Fnkln SmMd Cap Gr Adv 3718 0.640.25ANOA

Fnkln Strat Inc Adv 4030 0.650.25BHJA

Fnkln Ttl Rtn Adv 4944 0.70.25CVNA

Fnkln US Govt Sec Adv 4031 0.650.25BHKA

Fnkln Util Ser Adv 3719 0.580.25ANPA

FnklnMSF Mut Becn Z 4112 0.820.25BKUA

FnklnMSF Mut Euro Z 4113 1.040.25BKVA

FnklnMSF Mut Glbl Disc Z 3812 1.010.25AWDA

FnklnMSF Mut Shrs Z 3813 0.790.25AWGA

FnklnTmp China Wld Adv 6896 1.580GJBA

FnklnTmp Devl Mkt Tr Adv 3913 1.280.25BBUA

PNF-0287AO.125


4/2021

FnklnTmp Forgn Adv 3914 0.940.25BBVA

FnklnTmp Glbl Bd Adv 4466 0.740.25CAUA

FnklnTmp Glbl Bd R6 5445 0.640DUBA

FnklnTmp Glbl Ttl Rtn Adv 4746 0.870.25CNIA

FnklnTmp Gr Adv 3916 0.810.25BBXA

FnklnTmp Wld Adv 5272 0.810.15DLJA

FPA Crsent Inst 4383 1.230BXGA

FPA New Inc 4943 0.570CVKA

Frost Gr Eq Inst 4032 0.640.15BHLA

Frost Low Dur Bd Inst 4034 0.440.05BHNA

Frost Ttl Rtn Bd Inst 4035 0.470.05BHOA

FrstEgle Glbl R6 5668 0.790EDIA

FrstEgle Gold R6 5669 0.850EDJA

Gabelli Eq Inc Inst 4384 1.230BXHA

Gabelli Gold Inst 5001 1.30CXXA

Gabelli SmCap Gr Inst 5000 1.190CXWA

Gabelli Val 25 Inst 4385 1.160BXIA

GabelliTTON Conv Sec Inst 6420 1.370FNFA

GabelliTTONWstwd MtyMts I 5645 1.20ECKA

GabelliTTONWstwdSmCpEqInst 4036 1.450BHPA

Gdmn HiQultyFlotngRt Inst 2274 0.480.05GSAA

GdmnScs Cap Gr Inst 4038 0.830.15BHRA

GdmnScs Comdty Strat Inst 2268 0.890.05GSBA

GdmnScs EmMktEqInsgts Inst 5809 1.160.15EJGA

GdmnScs Emrg Mkt Db Inst 4908 0.910.05CUAA

GdmnScs Emrg Mkt Eq Inst 6469 1.190.15FPIA

GdmnScs Eq Inc Inst 4040 0.860.15BHTA

GdmnScs GlblCorFxdInc Inst 2269 0.790.05GCXA

GdmnScs Govt Inc Inst 4039 0.770.05BHSA

GdmnScs GQGPtnrIntlOppr R6 6714 0.810GANA

GdmnScs Gr Oppr Inst 4041 1.020.15BHUA

GdmnScs Hi Yld Inst 4042 0.780.05BHVA

GdmnScs Inc Bldr Inst 2267 0.630.15GSXA

GdmnScs Infl PrtctSec Inst 2534 0.410.05GSPA

GdmnScs InSmCpInsight Inst 4777 0.930.15COOA

GdmnScs IntlEqInsght Inst 5412 0.850.15DSNA

GdmnScs Invmt Grd Cr Inst 2530 0.470.05GGDA

GdmnScs LgCap Val Inst 4043 0.890.15BHWA

GdmnScs LgCapValInsghts R6 6064 0.660EUKA

GdmnScs MdCap Val Inst 2704 0.850.15GSMA

GdmnScs RealEst Inst 4044 1.180.15BHXA

GdmnScs Ris Divd Gr Inst 4699 0.910.15CKVA

GdmnScs Shrt Dur Govt Inst 2270 0.560.05GUIA

GdmnScs SmCap Val Inst 3720 0.990.15ANQA

PNF-0287AO.125


4/2021

GdmnScs SmCpEqInsghts Inst 4045 0.920.15BHYA

GdmnScs SmCpGrInshts Inst 6008 0.920.15ERTA

GdmnScs SmCpValInshts Inst 2730 0.930.15GITA

GdmnScs SmMDCap Gr Inst 4386 0.940.15BXJA

GdmnScs Strat Inc Inst 4701 0.710.05CKXA

GdmnScs Tech Oppr Inst 6410 1.070.15FMUA

GdmnScs US Mrtg Inst 2273 0.510.05GSEA

GdmnScs US Mrtg R6 6897 0.50GJCA

GdmnScsSatelliteStratInst 4251 1.130.15BRDA

GlnmdeQuanUSLgCpCorEq Adv 5544 0.870.2DYHA

GlnmdeQuanUSLgCpGrEq Inst 5731 0.680EFVA

GrnCent Eq Inst 6807 0.950GESA

Gughm Flotng Rt Strat Inst 4703 0.970.1CKZA

Gughm Hi Yld Inst 4282 0.980.1BTAA

Gughm Mgd Ftr Inst 4285 1.680.1BTDA

Gughm MultHdgStrat Inst 4287 1.840.1BTFA

Gughm SmCap Val Inst 4288 2.860.1BTGA

Gughm Ttl Rtn Bd Inst 5252 0.570.1DKKA

Gughm Ttl Rtn Bd R6 6898 0.520GJDA

Gughm Wld Eq Inc Inst 4286 1.50.1BTEA

GuidStn Defn Mkt Strat Inv 6102 0.940.1EWHA

GuidStn Emrg Mkt Eq Inv 6103 1.580.1EWIA

GuidStn Eq Indx Inst 6899 0.130GJEA

GuidStn Eq Indx Inv 6104 0.390.1EWJA

GuidStn Glbl Bd - Inv 6105 0.830.1EWKA

GuidStn Gr Eq Inst 6900 0.710GJFA

GuidStn Intl Eq Indx Inst 6902 0.240GJHA

GuidStn Intl Eq Inst 6901 1.10GJGA

GuidStn Intl Eq Inv 6106 1.380.1EWLA

GuidStn Med Dur Bd Inst 6903 0.40GJIA

GuidStn Med Dur Bd Inv 6107 0.660.1EWMA

GuidStn SmCap Eq Inst 6909 0.990GJOA

GuidStn Val Eq Inst 6910 0.650GJPA

GuidStn Val Eq Inv 6108 0.920.1EWNA

Harbor Bd Inst 1812 0.730.05HABA

Harbor Cap App Inst 1813 0.720.1HACA

Harbor DivrsIntlAllCp Inst 6065 0.930.1EULA

Harbor Hi Yld Bd Inst 4047 0.740.05BIAA

Harbor Intl Gr Inst 1815 0.910.1HAXA

Harbor Intl Inst 1814 0.890.1HAIA

Harbor LgCap Val Inst 4048 0.720.1BICA

Harbor MdCap Gr Inst 1816 0.910.1HAMA

Harbor MdCap Val Inst 4049 0.90.1BIDA

Hartford Bal Inc R5 6009 0.660.1ERUA

PNF-0287AO.125


4/2021

Hartford Cap App R6 6912 0.70GJRA

Hartford Divd Gr R6 6136 0.650EXUA

Hartford Eq Inc R6 6398 0.660FMFA

Hartford Gr Oppr R6 6137 0.740EXVA

Hartford Intl Eq R6 6138 0.550EXXA

Hartford Intl Val R5 6139 0.950.1EXYA

Hartford Intl Val R6 6304 0.860FHDA

Hartford MdCap Y 5038 0.860.1CZIA

Hartford MultAsstIncGr R6 6305 0.630FHFA

Hartford Qulty Val R6 6752 0.580GCJA

Hartford Shrt Dur R5 6140 0.560.1EXZA

Hartford Sm Co R6 6753 0.90GCKA

Hartford Strat Inc R5 6403 0.70.1FMMA

Hartford Ttl Rtn Bd R6 6141 0.350EYAA

Heartland MdCap Val Inst 6306 1.070.15FHGA

Heartland Val Inst 2813 0.920.15HNTA

Heartland Val Pls Inst 4051 0.980.15BIFA

Henesy Focs Inst 4911 1.140.1CUDA

Henesy Gas Util Indx Inv 4912 1.020.3CUEA

HrdngLvner Emrg Mkts Adv 5119 1.350.1DDIA

HrdngLvner Intl Eq Inst 5206 0.810.1DIKA

HrdngLvner Intl Eq Inst Z 6911 0.730GJQA

HrdngLvnerFrntEmrMkts Inst 5120 1.680.1DDJA

Hrtfrd Cor Eq R6 6660 0.380FYIA

Hrtfrd SchdrIntMlCpVl SDR 6661 0.760FYJA

Hrzn Activ Asst Alloc Inst 5545 1.310DYIA

Hrzn Activ Inc Inst 5546 1.160DYJA

Hrzn Activ Rsk Asst Inst 5547 1.260DYKA

Hssman Strat Ttl Rtn 5296 0.840DMMA

HW Divrs Val Inst 4052 1.040.15BIHA

HW LgCap Val Inst 4053 0.950.15BIJA

HW MdCap Val I 4054 1.040.15BIKA

Invsco Am Frnchs Y 4545 0.750.25CEDA

Invsco Asia Pcfc Gr Y 4056 1.220.25BIMA

Invsco Bal Rsk Alloc Y 4343 1.140.25BVRA

Invsco Charter R5 4387 0.760.35BXKA

Invsco Cmstk Sel Y 2616 0.730.25CGRA

Invsco Comstk R5 3727 0.520.2AOAA

Invsco Conv Sec Y 4057 0.680.25BIQA

Invsco Cor Pls Bd Y 5548 0.580.25DYLA

Invsco Corp Bd R5 4190 0.490.2BOOA

Invsco Disc MdCapGr R6 6862 0.650GHKA

Invsco Disc MdCapGr Y 2608 0.820.25OEGA

Invsco Divd Inc Y 6689 0.730.25FZLA

PNF-0287AO.125


4/2021

Invsco Divrs Divd R5 4389 0.530.35BXMA

Invsco Emrg Mkt AllCap R5 2539 1.070.35GTDA

Invsco Endvr R5 4390 1.010.35BXNA

Invsco Enrgy R5 4252 0.960.35BRFA

Invsco Eq Inc R5 3729 0.490.2AOCA

Invsco Eq Wgt S P 500 Y 4344 0.280.25BVSA

Invsco Euro Gr Y 3722 1.130.25ANTA

Invsco FdmntlAltrntv Y 4122 1.140.25BLIA

Invsco Flotng Rt ESG R5 4705 0.830.35CLJA

Invsco Glbl Alloc Y 3843 1.210.25AYKA

Invsco Glbl Oppr Y 2610 0.860.25OGIA

Invsco Glbl RealEst R5 4392 0.910.35BXPA

Invsco Glbl Y 2609 0.830.25OGLA

Invsco GlblStrat Inc Y 2764 0.730.25OSYA

Invsco GoldSpecMnrls Y 3844 0.960.25AYLA

Invsco Gr Inc R5 3731 0.480.2AOEA

Invsco Hi Yld R5 2540 0.70.35AHIA

Invsco Hlth Care Y 3724 0.820.25ANVA

Invsco Inc Alloc R5 2541 0.680.2ILAA

Invsco Inc R5 2546 0.650.2AGOA

Invsco Intl Bd Y 2611 0.80.25OIBA

Invsco Intl Cor Eq R5 2542 1.120.35IBVA

Invsco Intl Divrs Y 4351 0.990.25BVZA

Invsco Intl Gr R5 4395 10.35BXSA

Invsco Mn St MdCap Y 1431 0.880.25POPA

Invsco Mn St Sel Y 4121 0.880.25BLHA

Invsco Mn St SmCap Y 5322 1.010.25DNTA

Invsco Mn St Y 2613 0.60.25MGYA

Invsco Multi-Asst Inc Y 6688 0.720.25FZKA

Invsco Nasdaq 100 Indx R6 6913 0.780GJSA

Invsco Opp Intl Gr Y 2612 0.880.25OIGA

Invsco Qulty Inc Y 6699 0.610.25FZVA

Invsco RealEst R6 5670 0.790EDKA

Invsco Ris Divd Y 4352 0.790.25BWBA

Invsco Sel Co R5 5413 0.930.2DSOA

Invsco Sel Rsk Hi Gr Inv Y 2614 0.890.25OYAA

Invsco ShrtDurInflPrtct R5 2519 0.290.2SHTA

Invsco SmCap Eq R5 2545 0.850.35SMEA

Invsco SmCap Eq R6 6914 0.810GJTA

Invsco SmCap Val Y 2907 0.880.25HBDA

Invsco Snr Flotng Rt Y 4645 0.920.25CIRA

Invsco ST Bd R5 2544 0.40.2ISTA

Invsco StlpthMLP Inc Y 4712 1.240.25CLUA

Invsco StlpthMLPAlph Y 4756 2.370.25CNSA

PNF-0287AO.125


4/2021

Invsco StlpthMLPSl40 Y 4714 10.25CLYA

Invscor Cor Bd Y 4953 0.580.25CVZA

InvscoStlpMLPAlphPls Y 4955 3.080.25CWBA

Ivy Apollo Strat Inc I 5551 0.970.1DYOA

Ivy ApolloMulAsstInc I 5549 10.1DYMA

Ivy Asst Strat N 5553 0.720DYQA

Ivy Bal N 5554 0.710DYRA

Ivy Cor Eq I 3736 0.830.1AOJA

Ivy Crsovr Cr I 5555 1.060.1DYSA

Ivy Emrg Mkt Eq I 3751 1.140.1APDA

Ivy Enrgy N 5559 0.990DYWA

Ivy Glbl Bd I 3741 0.890.1AOOA

Ivy Glbl Eq Inc I 5890 0.950.1EMYA

Ivy Glbl Eq Inc N 5561 0.790DYYA

Ivy Glbl Gr N 5563 0.940DZAA

Ivy Hi Inc N 5565 0.580DZCA

Ivy Intl Cor Eq N 5568 0.830DZFA

Ivy LgCap Gr N 5569 0.660DZGA

Ivy LSle Glbl RealEst I 5570 1.340.1DZHA

Ivy Ltd Trm Bd N 5574 0.530DZLA

Ivy Mckzie Intl SmCap I 5566 1.380.1DZDA

Ivy MdCap Gr N 5577 0.850DZOA

Ivy MdCap Inc Oppr I 5578 1.080.1DZPA

Ivy Mgd Intl Oppr I 3749 1.060.1AOYA

Ivy Natrl Rsrc N 5580 1.020DZRA

Ivy Pct EmMkLclCrnDbt I 5581 1.30.1DZSA

Ivy Pict Trgt Rtn Bd N 5583 1.070DZUA

Ivy PS MSCI ACWI Indx I 5586 1.190.1DZXA

Ivy Pzena Intl Val N 5557 1.140DYUA

Ivy Scnc Tech N 5590 0.830EACA

Ivy Scrn Cor Bd I 3735 0.730.1AOIA

Ivy Scrn RealEst Sec I 3752 1.180.1APHA

Ivy SmCap Cor N 5684 0.950EDZA

Ivy SmCap Gr N 5591 0.890EADA

Ivy Val N 5592 0.770EAEA

IvyPS IntRtHgHiYdInd I 5585 1.150.1DZWA

IvyPS Rsl2000DvdGrInd I 5587 0.840.1DZYA

IvyPS S&P500 Bd Indx I 5588 0.560.1DZZA

IvyPS SP500DvArctsInd I 5589 0.640.1EABA

James Bal Gldn Rnbw Inst 5254 0.880.1DKMA

JnHnck Bal I 4063 0.780.1BIXA

JnHnck Bd I 5351 0.490.1DPJA

JnHnck Dscpid Val I 5352 0.820.1DPLA

JnHnck Dscpid Val Intl I 5353 0.980.1DPNA

PNF-0287AO.125


4/2021

JnHnck Dscpld Val MdCap R6 6310 0.760FHKA

JnHnck FdmntlLgCap Cor I 4065 0.790.1BIZA

JnHnck Flotng Rt Inc Inst 4706 0.940.1CLKA

JnHnck Hi Yld I 5327 0.690.1DOAA

JnHnck III US Gr I 5195 0.760.1DHUA

JnHnck Inc I 4068 0.550.1BJCA

JnHnck US Glbl Ldrs Gr I 4069 0.910.1BJDA

JnsHndrsn AbsRtnIncOppr N 5127 1.060DDQA

JnsHndrsn Bal N 5122 0.570DDLA

JnsHndrsn Contra I 4913 0.670CUFA

JnsHndrsn Contra N 5906 0.580ENOA

JnsHndrsn Devl Wld Bd N 6916 0.620GJVA

JnsHndrsn Entrp I 3754 0.760APKA

JnsHndrsn Entrp N 5123 0.660DDMA

JnsHndrsn Flex Bd N 5124 0.440DDNA

JnsHndrsn Frty N 5125 0.670DDOA

JnsHndrsn Frty T 5482 0.920.25DVOA

JnsHndrsn Glbl Lf Scnc I 4914 0.760CUGA

JnsHndrsn Glbl Lf Scnc N 5907 0.670ENPA

JnsHndrsn Glbl Rsrch I 2672 0.740YJWA

JnsHndrsn Glbl Rsrch N 5908 0.680ENQA

JnsHndrsn GlblTech Innov N 5414 0.670DSQA

JnsHndrsn Gr Inc I 3757 0.710APZA

JnsHndrsn Gr Inc N 5909 0.630ENRA

JnsHndrsn Hi Yld N 5207 0.620DILA

JnsHndrsn Mult Sctr Inc N 6130 0.630EXOA

JnsHndrsn Ovrseas N 5128 0.740DDRA

JnsHndrsn Rsrch N 5129 0.530DDTA

JnsHndrsn SmCap Val N 5171 0.860DGJA

JnsHndrsn Triton N 5130 0.660DDUA

JnsHndrsn US Mgd Vltlty I 4994 0.690CXQA

JnsHndrsn US Mgd Vltlty N 5483 0.550DVPA

JnsHndrsn Vntr N 5131 0.670DDVA

JOHCM Emrg Mkt Oppr I 5379 1.170.1DQVA

JOHCM Intl Sel I 5380 0.980DQWA

JPM Cor Bd R6 3762 0.340AQFA

JPM Cor Pls Bd I 6701 0.660.25FZXA

JPM Cor Pls Bd R5 5415 0.510.1DSRA

JPM Cor Pls Bd R6 3763 0.40AQHA

JPM Emrg Mkt Eq R6 5594 0.820EAHA

JPM Eq Inc R5 5595 0.580.1EAIA

JPM Govt Bd R6 5596 0.40EAJA

JPM Gr Advtg R6 5597 0.640EAKA

JPM Hi Yld R6 3767 0.610AQMA

PNF-0287AO.125


4/2021

JPM Intl Eq R6 5598 0.610EAMA

JPM Intl Val R5 5419 0.860.1DSZA

JPM Intrepid Gr R5 3771 0.50.1AQTA

JPM Intrepid Val R5 3774 0.530.1AQWA

JPM LgCap Gr R6 4313 0.530BUJA

JPM LgCap Val R5 4546 0.620.1CEEA

JPM Ltd Dur Bd R6 3776 0.350AQYA

JPM MdCap Gr R5 5601 0.850.1EAPA

JPM MdCap Val R6 5602 0.740EAQA

JPM Mrtg Bckd Sec R6 4579 0.370CFSA

JPM Shrt Dur Bd R6 3778 0.330ASWA

JPM SmartRet 2020 R6 5605 0.430EAUA

JPM SmartRet 2025 R6 5606 0.440EAVA

JPM SmartRet 2030 R6 5607 0.450EAWA

JPM SmartRet 2035 R6 5608 0.460EAXA

JPM SmartRet 2040 R6 5609 0.480EAYA

JPM SmartRet 2045 R6 5610 0.480EAZA

JPM SmartRet 2050 R6 5611 0.480EBAA

JPM SmartRet 2055 R6 5612 0.490EBBA

JPM SmartRet 2060 R6 5613 0.590EBDA

JPM SmartRet Inc R6 5683 0.430EDYA

JPM SmCap Eq R5 4854 0.850.1CRTA

JPM SmCap Val R6 3779 0.760ATYA

JPM SMID Cap Eq R6 5599 0.690EANA

JPM Strat Inc Oppr R5 3790 0.70.1AUNA

JPM Ttl Rtn R5 4855 0.610.1CRUA

JPM UM BehVal Fd R6 5736 0.860EGBA

JPM US Eq R5 3791 0.580.1AUOA

JPM US LgCap Cor Pls R5 3792 1.660.1AUPA

JPM US Sm Co R6 5738 0.710EGDA

JPM Val Advtg R6 5617 0.640EBHA

JPMorgan USRsrchEnhcdEq R6 5002 0.340CXYA

KnghtsCbus Cor Bd I 6213 0.80FBQA

KnghtsCbus Intl Eq I 6214 1.330FBRA

KnghtsCbus LgCap Gr I 6215 10FBSA

KnghtsCbus LgCap Val I 6216 1.060FBTA

KnghtsCbus Ltd Dur I 6217 0.80FBUA

KnghtsCbus SmCap I 6218 1.140FBVA

Lazard Glbl ListdInfr Inst 4778 0.960COQA

Lazard Intl Eq Inst 4779 0.820CORA

Lazard Intl Eq Sel Inst 4070 0.990BJEA

Lazard Intl SmCap Eq Inst 4071 1.150BJFA

Lazard Intl Strat Eq Inst 4072 0.80BJGA

Lazard US SmMdCap Eq Inst 4074 0.920BJIA

PNF-0287AO.125


4/2021

Lazard US Strat Eq Inst 4075 0.920BJJA

LeggM BW Glbl Oppr Bd Inst 4453 0.680.15CAAA

LeggM ClrBrdg Aggr Gr I 4454 0.810.15CABA

LeggM ClrBrdg App I 2695 0.660.18SAPA

LeggM ClrBrdg Divd Strat I 4078 0.740.15BJMA

LeggM ClrBrdg Intl Gr I 1527 0.810.15LMXA

LeggM ClrBrdg Intl Val I 4766 10.15COCA

LeggM ClrBrdg IntlSmCap I 4765 1.480.15COBA

LeggM ClrBrdg LgCap Gr I 4080 0.720.15BJOA

LeggM ClrBrdg MdCap Cor I 2694 0.850.15SBYA

LeggM ClrBrdg MdCap Cor IS 4081 0.770BJPA

LeggM ClrBrdg MdCap Gr I 4689 1.130.15CKLA

LeggM ClrBrdg Sel I 6755 1.120.15GCNA

LeggM ClrBrdg SmCap Gr I 2286 0.90.15LSPA

LeggM ClrBrdg SmCap Val I 2287 1.110.15LSMA

LeggM ClrBrdgInvLgCapVal I 2698 0.530.15AIFA

LeggM ClrBrdgSpcInvmt Tr I 1526 0.980.15LMSA

LeggM QS Intl Eq Inst 1529 1.040.15LGEA

LeggM WstrAs Cor Bd I 2166 0.540.15WTXA

LeggM WstrAs CorPlsBd I 1451 0.520.15WAPA

LeggM WstrAs CorPlsBd IS 6716 0.420GAPA

LeggM WstrAs GlblHiYldBd I 4083 0.90.15BJRA

LeggM WstrAs Hi Yld I 2167 0.760.15WAYA

LeggM WstrAs Inc I 4085 0.690.15BJTA

LeggM WstrAs Inc IS 6717 0.590GAQA

LeggM WstrAs InfIndPlsBd I 1531 0.360.15WIXA

LeggM WstrAs MrtgTtlRtn I 2285 0.670.15LSGA

LeggM WstrAs ShtDurHiInc I 4748 0.750.15CNKA

LeggM WstrAs ST Bd IS 4474 0.410CBEA

LeggMWstrAs EmrgMktDb Inst 4470 1.440.15CBAA

LeggMWstrAsTlRtUncnst Inst 4542 0.720.15CEAA

Loomis Bd Inst 1401 0.670.2LSBA

Loomis Bd N 6313 0.60FHNA

Loomis Cor Pls Bd Y 4948 0.470.2CVUA

Loomis Glbl Alloc Y 5075 0.90.25DBHA

Loomis Glbl Bd Inst 2598 0.760.2LBGA

Loomis Intmd Dur Bd Y 6920 0.470GJZA

Loomis LtdTrm Govt Agncy Y 4591 0.490.2CGJA

Loomis SmCap Val N 6314 0.850FHOA

LrdAbt Afltd R5 5132 0.470.15DDWA

LrdAbt Alpha Strat R5 5133 1.230.15DDXA

LrdAbt Bd Dbntr R5 5134 0.590.15DDYA

LrdAbt Conv R5 5138 0.860.15DECA

LrdAbt Cor Fxd Inc I 4091 0.40.1BJZA

PNF-0287AO.125


4/2021

LrdAbt Cor Fxd Inc R5 5139 0.40.15DEDA

LrdAbt Devl Gr R6 6557 0.590FTXA

LrdAbt Divd Gr R5 5135 0.70.15DDZA

LrdAbt Divd Gr R6 6917 0.620GJWA

LrdAbt Emrg Mkt Bd R5 5143 0.760.15DEJA

LrdAbt Emrg Mkt Corp Db R5 5142 1.420.15DEIA

LrdAbt Fdmntl Eq R5 5146 0.690.15DEOA

LrdAbt Flotng Rt R5 5145 0.60.15DENA

LrdAbt Gr Ldrs R5 5147 0.650.15DEPA

LrdAbt Gr Oppr R5 5148 0.940.15DEQA

LrdAbt Hi Yld R5 5149 0.70.15DERA

LrdAbt Inc R5 5150 0.560.15DESA

LrdAbt Infl Focs R5 5151 0.50.15DEUA

LrdAbt Intl Oppr R5 5152 0.990.15DEVA

LrdAbt MdCap Stk R5 5153 0.730.15DEWA

LrdAbt Mult Asst Inc R5 5157 0.840.15DFBA

LrdAbt MultAsst BalOppr R5 5154 0.970.15DEXA

LrdAbt Shrt Dur Inc R5 5158 0.390.15DFDA

LrdAbt SmCap Val R5 5159 0.940.15DFHA

LrdAbt Ttl Rtn R5 5160 0.460.15DFJA

LrdAbt Val Oppr R5 5161 0.930.15DFKA

LSV SmCap Val Inst 5619 0.830EBJA

LSV Val Eq Inst 5620 0.650EBKA

Luthld Cor Invmt Rtl 4664 1.410.15CJMA

M&P Bal Inv 6719 0.710GAVA

M&P Gr Inv 6720 0.650.02GAWA

MassMut Sel Blue Chip Gr I 5821 0.630EJSA

Meeder Mrfld Instl 5362 1.010DQEA

Meeder Qntx Instl 5363 1.250DQFA

MetWest Alpha Trak 500 1963 1.060MWAA

MetWest Hi Yld Bd I 1964 0.630.1MWHA

MetWest Intmd Bd I 1965 0.490.1MWIA

MetWest Low Dur Bd I 1966 0.420.1MWLA

MetWest Ttl Rtn Bd I 1968 0.460.1MWTA

MetWest Ttl Rtn Bd M 5366 0.680.35DQIA

MetWest Ultra Shrt Bd I 1969 0.590.1MWUA

MFS Blnd Rsrch Cor Eq R4 2599 0.570.1MUEA

MFS Cor Eq R4 3797 0.730.1AUYA

MFS Corp Bd R6 6316 0.430FHQA

MFS Divrs Inc R4 3798 0.740.1AUZA

MFS Emrg Mkt Db R4 4348 0.840.1BVWA

MFS Glbl Eq R6 6317 0.820FHRA

MFS Glbl Gr R4 3799 1.110.1AVCA

MFS Glbl Hi Yld R4 2600 0.910.1MHOA

PNF-0287AO.125


4/2021

MFS Glbl Ttl Rtn R4 3800 0.920.1AVHA

MFS Gr R4 3801 0.620.1AVIA

MFS Inc R6 6664 0.660FYMA

MFS Intl Divrs R6 6318 0.770FHSA

MFS Intl Gr R6 6131 0.740EXPA

MFS Intl Intrinsic Val R6 6319 0.630FHTA

MFS Mass Inv Gr Stk R6 5621 0.370EBLA

MFS Mass Inv Tr R4 2399 0.460.1MTDA

MFS MdCap Gr R6 5428 0.70DTJA

MFS MdCap Val R6 5227 0.680DJJA

MFS New Disc R6 6321 0.930FHVA

MFS Rsrch Intl R6 6322 0.710FHWA

MFS Rsrch R4 2602 0.540.1MFRA

MFS Ttl Rtn Bd R6 6164 0.440EYXA

MFS Ttl Rtn R4 2400 0.480.1MSFA

MFS Util R4 2710 0.760.1MMUA

MFS Val R6 5228 0.470DJKA

MnNpr Dscpld Val Ser I 4534 0.550.15CDSA

MnNpr Ovrseas Ser I 4535 0.80CDTA

MnNpr Rnier Intl Disc Z 6066 1.080EUNA

MnNpr Unconstrnd Bd Ser I 5257 0.50.15DKPA

MnNpr Unconstrnd Bd Ser S 4533 0.740CDRA

MnSty Cndriam EmrgMktDb I 4101 1.070.15BKJA

MnSty Epch Intl Choice I 4103 0.950.15BKLA

MnSty Epoch Glbl Eq Yld I 4100 0.890.15BKIA

MnSty Epoch US Eq Yld I 5484 0.840.15DVQA

MnSty Inc Bldr I 5426 0.780.15DTHA

MnSty McKay HiYldCorpBd I 5425 0.740.15DTFA

MnSty McKay Strat Bd I 4919 0.950.15CULA

MnSty McKay Ttl Rtn Bd I 4918 0.60.15CUKA

MnSty Mktfld I 4599 2.840.15CGSA

MnSty Wnslow LgCap Gr I 4105 0.720.15BKNA

MS Insight I 6323 0.840FHXA

MSIF Adtvg I 6812 0.930GEXA

MSIF Asia Oppr I 6813 1.280GEYA

MSIF Devl Oppr I 6811 1.620GEWA

MSIF Disc I 2512 0.740MCGA

MSIF Emrg Mkt Eq I 4646 1.160CITA

MSIF Glbl Fxd Inc Oppr I 4651 0.560CIZA

MSIF Glbl Oppr I 5101 0.950DCOA

MSIF Incptn I 4647 1.210CIUA

MSIF Inst Glbl Strat I 4648 0.840CIWA

MSIF Inst Gr I 4649 0.590CIXA

MSIF Inst Intl Eq I 4650 10CIYA

PNF-0287AO.125


4/2021

MSIF Intl Advtg I 6756 1.030GCOA

MSIF Intl Oppr I 6815 1.030GFAA

Natixis AlphSmplMdFrStrt Y 5027 1.530.25CYXA

Natixis Gateway Y 4037 0.760.2BHQA

Natixis Loomis Strat Inc Y 4086 0.720.2BJUA

Natixis LoomisInvmtGrdBd Y 2391 0.560.15LSIA

NeuBer AbsRtn MultMgr Inst 4641 2.760.1CIMA

NeuBer Cor Bd Inst 3815 0.450.1AWJA

NeuBer Emrg Mkt Eq Inst 3816 1.260.1AWKA

NeuBer Eq Inc Inst 3817 0.70.1AWLA

NeuBer Genesis Inst 2706 0.840.1NBBA

NeuBer Genesis R6 6336 0.750FIYA

NeuBer Guardian Inst 3818 0.70.1AWNA

NeuBer Hi Inc Bd Inst 3819 0.70.1AWOA

NeuBer Intl Eq Inst 5048 0.980.1CZSA

NeuBer Intl Eq R6 5434 0.880DTPA

NeuBer Intl Sel Inst 3820 0.940.1AWQA

NeuBer Intrinsic Val Inst 4264 1.050.1BRVA

NeuBer LgCp Val Inst 3823 0.680.1AWUA

NeuBer Lng Shrt Inst 4643 1.80.1CIPA

NeuBer MdCap Gr Inst 3822 0.70.1AWTA

NeuBer MdCapIntrinVal Inst 3824 1.190.1AWWA

NeuBer MultCap Oppr Inst 4265 0.760.1BRYA

NeuBer RealEst Inst 4266 1.040.1BRZA

NeuBer Shrt Dur Bd Inst 3826 0.790.1AWZA

NeuBer SmCap Gr Inst 6249 1.190.1FDMA

NeuBer Strat Inc inst 3828 0.610.1AXNA

NeuBer Strat Inc R6 5435 0.520DTQA

NeuBer Sustnbl Eq Inst 3827 0.680.1AXDA

NeuBer Sustnbl Eq R6 6337 0.590FJBA

NrthSqr Mult Strat I 3861 2.430.15AZKA

NrthSqr OakRidge SmCapGr I 3862 1.790.15AZLA

NrthStr Divd I 5369 1.50DQLA

Nuvn Divd Val I 3829 0.840.25AXOA

Nuvn Glbl Infr R6 5624 1.030EBOA

Nuvn Hi Yld Inc I 4565 0.80.25CFCA

Nuvn Intl Gr I 4860 0.950.25CSAA

Nuvn LgCap Cor R6 5743 0.690EGKA

Nuvn MdCap Gr Oppr I 4115 0.990.25BKXA

Nuvn MdCap Val I 3831 1.020.25AXUA

Nuvn NWQ Flex Inc R6 5746 0.720EGPA

Nuvn NWQ SmCap Val I 4861 1.10.25CSBA

Nuvn Prfrd Sec Inc I 6338 0.780.25FJCA

Nuvn RealAsst Inc R6 5747 0.80EGQA

PNF-0287AO.125


4/2021

Nuvn RealEst Sec R6 5748 0.880EGRA

Nuvn SmCap Sel I 4116 1.230.25BKYA

Nuvn SmCap Val I 5625 1.050.25EBPA

Nuvn Strat Inc I 3832 0.720.25AXYA

NW AllianzGI Intl Gr R6 6325 0.840FICA

NW AmCent SmCap Inc R6 2198 1.010.25NUIA

NW Amundi Glbl Hi Yld R6 5165 0.860DFUA

NW Amundi Strat Inc R6 5167 0.730DFZA

NW Bailard Cogn Val R6 4601 1.160CGUA

NW Bailard Int Eq R6 4604 0.940CGXA

NW BailardTchScnc R6 4607 0.930CHAA

NW Bd Indx R6 1412 0.270NBXA

NW Bd Inst Svc 370 0.590.3NBZA

NW Bd R6 5430 0.510DTLA

NW Cor Plus Bd R6 4563 0.490CEXA

NW Dest 2025 R6 2060 0.40NWOA

NW Dest 2030 R6 2061 0.410NWPA

NW Dest 2035 R6 2062 0.410NWQA

NW Dest 2040 R6 2063 0.40NWRA

NW Dest 2045 R6 2064 0.40NWSA

NW Dest 2050 R6 2065 0.40NWTA

NW Dest 2055 R6 2886 0.40VBXA

NW Dest 2060 R6 4952 0.40CVYA

NW Dest 2065 R6 6667 0.410FYPA

NW Dest Rtrmt R6 2058 0.390NWMA

NW DmndHll LgCap Cnctrd R6 4620 1.530CHNA

NW Emrg Mkt Db R6 5259 1.050DKRA

NW Fd Inst Svc 385 0.710.35NFZA

NW Geneva MdCapGr Inst Svc 4493 0.870.25CBZA

NW Geneva SmCapGr Inst Svc 4494 0.960.25CCAA

NW Glbl Sustnbl Eq R6 4495 1.260CCBA

NW Infl Prtct Sec Inst Svc 5772 0.50.25EHRA

NW Infl Prtct Sec R6 5741 0.370EGHA

NW Intl Indx R6 1414 0.330NIXA

NW Intl SmCap R6 5433 1.040DTOA

NW Inv Dest Aggr R6 1616 0.530GIAA

NW Inv Dest Cnsrv R6 1617 0.490GICA

NW Inv Dest Mod Aggr R6 1619 0.540GIMA

NW Inv Dest Mod Cnsrv R6 1620 0.510GIDA

NW Inv Dest Mod R6 1618 0.510GMFA

NW Loomis AllCap Gr R6 5623 0.890EBNA

NW Loomis Cor Bd R6 4617 0.490CHKA

NW Loomis ST Bd R6 4626 0.490CHUA

NW MdCap Mkt Indx R6 1420 0.280NCXA

PNF-0287AO.125


4/2021

NW Mel Dscpld Val R6 6669 0.730FYRA

NW Mel Dynmc US Cor R6 365 0.560.2NGZA

NW NYSE ArcTch100Indx R6 4638 0.320CIJA

NW S P 500 Indx R6 1623 0.20NSXA

NW SmCap Indx R6 1697 0.320NSMA

NW WCM Focs SmCap R6 4629 1.10CHXA

Okmrk Eq Inc I 4118 0.860.3BLAA

Okmrk Fd I 3833 0.930.3AXZA

Okmrk Glbl I 4119 1.140.3BLBA

Okmrk Intl I 2823 1.060.3OKKA

Okmrk Intl SmCap Inst 6339 1.110FJDA

Okmrk Sel I 1386 1.030.3KOAA

Pacfc SmMdCap Adv 6757 0.980.35GCPA

Parnassus Cor Eq Inst 2867 0.630.1ILXA

Parnassus Endvr Instl 5437 0.710.1DTSA

Parnassus MdCap Inst 5438 0.750.1DTTA

Pax EllevGlbWomenLdrs Inst 5168 0.550.08DGAA

Pax ESG Beta Qulty Inst 4416 0.650.08BYPA

Pax GlblEnvir Mkt Inst 2472 0.970.08PGNA

Pax Hi Yld Bd Inst 6817 0.710.08GFCA

Pax MSCEAFESGLdrIndx Inst 5169 0.490.08DGDA

Pax SmCap Inst 5170 0.950.08DGHA

Pax Sustnbl Alloc Inst 2617 0.670.08PAIA

Payden Cor Bd 2618 0.540.25PYCA

Payden Emrg Mkt Bd 4124 0.730.25BLKA

Payden Glbl Fxd Inc 2619 0.790.25PYGA

Payden Glbl Low Dur Bd 2620 0.720.25PYSA

Payden GNMA 2621 0.710.25PYAA

Payden Low Dur Bd 2624 0.530.25PYBA

Payden Ltd Mat 2623 0.540.25PYLA

Payden US Govt 2625 0.740.25PYUA

PearTre PlrFrgValSmCp Inst 5628 1.290.1EBSA

Permanent Portfolio 4315 0.850BUNA

PGIM Flotng Rt Inc R6 6010 0.810ERVA

PGIM Glbl RealEst R6 6012 0.80ERXA

PGIM Hi Yld R6 6015 0.410ESBA

PGIM Hi Yld Z 2573 0.540.25PHZA

PGIM Jnisn 2020 Focs R6 6016 1.540ESDA

PGIM Jnisn Focs Gr R6 6018 0.780ESFA

PGIM Jnisn Focs Val R6 6017 1.830ESEA

PGIM Jnisn Gr R6 6020 0.580ESJA

PGIM Jnisn Hlth Scnc A 1193 1.140.5PHLA

PGIM Jnisn Intl Oppr Z 6818 0.990.25GFDA

PGIM Jnisn Natrl Rsrc R6 6022 0.850ESLA

PNF-0287AO.125


4/2021

PGIM Jnisn Sm Co Z 3875 0.820.25BABA

PGIM Jnisn Util R6 6024 0.630ESNA

PGIM QMA MdCap Val R6 6025 0.860ESOA

PGIM QMA SmCap Val R6 5750 0.670EGUA

PGIM QMA Stk Indx R6 6027 0.30ESRA

PGIM ST Cor Bd R6 6029 0.40ESUA

PGIM Ttl Rtn Bd R6 5440 0.410DTVA

Phcian Accnt Intl Val 4448 1.340BZVA

PIMCO All Asst Inst 3848 1.3350AYPA

PIMCO AllAsstAllAthrityIns 3847 3.080AYOA

PIMCO Divrs Inc Inst 4496 0.790CCCA

PIMCO Dynmc Bd Inst 3852 0.850AYTA

PIMCO EmrgMktLclCrnBd Inst 2778 1.70PELA

PIMCO FdmntlAdvtgPLUS Inst 4125 0.960BLLA

PIMCO Forgn UnHdg Inst 4864 0.630CSFA

PIMCO Glbl Mult Asst Inst 3850 1.710AYRA

PIMCO GlblBdOpprUnHdg Inst 4784 0.670COWA

PIMCO GNMA Govt Sec Inst 3851 0.830AYSA

PIMCO Hi Yld Inst 1433 0.570PHIA

PIMCO Hi Yld Spctrm Inst 4718 0.620CMDA

PIMCO Inc Inst 4497 1.090CCDA

PIMCO Intl BdUSDlrHdgInst 4215 0.60BPPA

PIMCO Invmt Grd Cr Bd Inst 4498 0.850CCEA

PIMCO LngDur TtlRtn Inst 4126 1.070BLMA

PIMCO Low Dur ESG Inst 2290 0.580PDLA

PIMCO Low Dur Inc Inst 6079 0.550EVCA

PIMCO Low Dur Inst 1434 0.870PTLA

PIMCO LT Cr Bd Inst 4719 0.840CMEA

PIMCO LT US Gov Inst 4865 1.8550CSGA

PIMCO RAE Glb ex US Inst 6080 1.350EVDA

PIMCO RAE Intl Inst 6081 0.620EVEA

PIMCO RAE PLUS Inst 4716 0.870CMBA

PIMCO RAEWWLngShrtPLS Inst 6424 1.280FNKA

PIMCO Real Rtn Inst 1435 0.530PRIA

PIMCO RlEstRlRtnStrat Inst 4567 2.10CFGA

PIMCO ST Inst 4721 0.550CMHA

PIMCO Stk PLUS Sm Inst 2291 0.750PXSA

PIMCO StkPLSIntDlrHdg Inst 4536 10CDUA

PIMCO StkPLUS Lg Dur Inst 5913 1.010ENWA

PIMCO StkPLUS Ttl Rtn Inst 4537 0.720CDVA

PIMCO StkPLUSARShrtStrInst 4127 1.090BLNA

PIMCO Ttl Rtn Inst 1436 0.70PTTA

PIMCOComdyRealRtnStratInst 1699 1.50PCRA

Pionr Bal ESG Y 2626 0.820.25AYBA

PNF-0287AO.125


4/2021

Pionr Bd Y 3853 0.450.23AYUA

Pionr Dscpld Val Y 3854 0.870.25AYVA

Pionr Eq Inc Y 3856 0.770.25AYXA

Pionr Fdmntl Gr K 5439 0.660DTUA

Pionr Fdmntl Gr Y 3857 0.760.25AYYA

Pionr Flex Oppr Y 4459 1.030.25CAKA

Pionr Glbl Eq Y 3858 1.010.25AYZA

Pionr Glbl Hi Yld Y 3859 0.960.25AZIA

Pionr Hi Yld Y 3860 0.870.25AZJA

Pionr Sel MdCap Gr Y 2292 0.780.25PGRA

Pionr ST Inc Y 2628 0.590.25PSTA

Pionr Strat Inc Y 3863 0.740.25AZMA

Praxis Intl Indx A 6133 1.370.25EXRA

PrfrmncTr Strat Bd 6132 0.790.1EXQA

PRIMECAP Odysy Gr 5028 0.650CYYA

PRIMECAP Odysy Stk 5229 0.660DJLA

Prncpl Blue Chip Inst 6490 0.710.1FQJA

Prncpl Cap App Inst 2305 0.510.1PWCA

Prncpl Cor Fxd Inc Inst 3869 0.550.1AZVA

Prncpl Divrs Intl Inst 4131 0.850.1BLRA

Prncpl Divrs RealAsst Inst 5009 0.940.1CYFA

Prncpl Eq Inc I Inst 2293 0.540.1PEXA

Prncpl Glbl Divrs Inc Inst 5029 0.840.1CYZA

Prncpl Glbl RealEst Inst 5030 1.030.1CZAA

Prncpl Glbl RealEst R6 6721 0.880GAYA

Prncpl GovtHiQulty Bd Inst 5031 0.520.1CZBA

Prncpl Hi Yld Inst 2631 0.650.1PYTA

Prncpl Infl Prtct Inst 2294 0.390.1PIPA

Prncpl Int Emrg Mkt Inst 4460 1.360.1CALA

Prncpl MdCap Gr Inst 2298 0.780.1PWGA

Prncpl MdCap Val I Inst 6263 0.810.1FECA

Prncpl RealEst Sec Inst 5260 0.930.1DKSA

Prncpl RealEst Sec R6 6819 0.810GFEA

Prncpl SmCap Gr I Inst 5032 0.980.1CZCA

Prncpl SmCap Val II Inst 5033 1.080.1CZDA

Prncpl SpctmPfdCpScIn Inst 3870 0.810.1AZWA

Prncpl ST Inc Inst 2796 0.430.1PHXA

Ptnm Conv Sec Y 3877 0.790.25BAEA

Ptnm Divrs Inc Tr Y 3878 0.740.25BAFA

Ptnm DynmAsstAllocCnsrv R6 6343 0.640FJHA

Ptnm Dynmc AsstAlloc Gr R6 6344 0.690FJIA

Ptnm Dynmc AsstAlloc Gr Y 6031 0.80.25ESWA

Ptnm Dynmc AsstAllocBal R6 6342 0.610FJGA

Ptnm Focs Eq Y 6638 1.110.25FXMA

PNF-0287AO.125


4/2021

Ptnm Glbl Inc Y 5174 0.950.25DGQA

Ptnm Gr Oppr R6 6863 0.680GHLA

Ptnm Gr Oppr Y 3881 0.80.25BAIA

Ptnm Hi Yld R6 6400 0.670FMJA

Ptnm Inc Y 4568 0.60.25CFHA

Ptnm Intl Cap Oppr Y 3882 1.290.25BAJA

Ptnm Intl Eq Y 4134 0.960.25BLWA

Ptnm LgCap Val Y 3879 0.650.25BAGA

Ptnm MultAsstAbs Rtn Y 4499 0.690.25CCFA

Ptnm MultCapCor Y 5996 0.750.25ERHA

Ptnm SmCap Gr Y 3886 0.990.25BANA

Ptnm SmCap Val Y 4867 1.310.25CSJA

Ptnm Sustnbl Ftr Y 3885 0.820.25BAMA

Ptnm Sustnbl Ldrs Y 3884 0.780.25BALA

Ptnm Ultra Shrt Dur Inc Y 6032 0.370.25ESXA

Royce Intl Prmr Inst 6820 1.190GFFA

Royce Micro Cap Invmt 4503 1.340.1CCKA

Royce Oppr Invmt 4462 1.220.1CAPA

Royce Penn Mut Invmt 4356 0.940.1BWFA

Royce Prmr Svc 5381 1.570.35DQXA

Royce Spec Eq Invmt 2770 1.210.1RXEA

Royce Ttl Rtn Invmt 4463 1.230.1CAQA

Royce Val Invmt 4464 1.30.1CARA

Royce Val Pls Invmt 4465 1.240.1CATA

Rssll Emrg Mkt S 4218 1.550.2BPVA

Rssll Eq Inc S 4223 0.930.2BQAA

Rssll Glbl RealEst Sec S 4219 1.150.2BPWA

Rssll Intl Devl Mkt S 4220 1.010.2BPXA

Rssll Shrt Dur Bd S 4221 0.810.2BPYA

Rssll Strat Bd S 4222 0.770.2BPZA

Rssll US SmCap Eq S 4224 1.170.2BQBA

Rtnl Dynmc Brnds Inst 4308 1.460.25BUBA

Rtnl Eq Armor Inst 4303 1.770.25BTWA

Seafar Ovrseas Gr Inc Inst 5370 0.930.05DQMA

SEI LgCap Gr F 3897 0.980BBAA

SEI LgCap Val F 4225 0.930BQCA

SEI SmCap Val F 4226 1.240BQDA

Semper MBS Ttl Rtn Inst 5828 0.840EJZA

Semper Shrt Dur Inst 5829 0.640EKCA

SglBryntHml AllCap Inst 6922 1.030GKBA

SglBryntHml SmCap Val Inst 6923 1.10GKCA

Sierra Tctcl All Asst Inst 4475 2.140.1CBJA

Sierra Tctcl Cor Inc Inst 5037 1.60.1CZHA

SSgA Intl Stk Sel Inst 4146 1.280.2BMRA

PNF-0287AO.125


4/2021

Stadion Tctcl Gr I 5270 1.50DLFA

StateSt Activ Cor Bd Invmt 6134 0.30EXSA

StateSt Inst SmCapEq Invmt 6135 0.890EXTA

Strlng Cap Md Val Inst 5751 0.930.1EGVA

Stwrd Glbl Eq Inc Inst 5371 0.950.1DQNA

Stwrd LgCapEnhcdIndx Inst 5372 0.530.1DQOA

Stwrd SmMdCapEnhcIndx Inst 5373 0.560.1DQPA

SummitGI US LowVltltyEq I 5630 0.850EBUA

Swan Dfnd Rsk I 5752 1.290EGWA

Tchstn Activ Bd Y 5756 0.740.15EHBA

Tchstn Bal Y 4142 0.880BMLA

Tchstn Flex Inc Y 5758 0.980.15EHDA

Tchstn Intl Eq Y 2212 1.160SIXA

Tchstn Lg Co Gr Y 5833 1.010.15EKKA

Tchstn LgCap Focs Y 4143 0.920.15BMNA

Tchstn MdCap Gr Y 5834 1.010.15EKLA

Tchstn MdCap Val Y 5835 1.230.15EKMA

Tchstn MdCap Y 6676 1.010.15FYYA

Tchstn SandsCapEmrgMktGr Y 5836 1.320.15EKNA

Tchstn Sm Co R6 5441 0.890DTWA

Tchstn Sm Co Y 2165 0.990.15SIGA

Tchstn Sustnbl Impct Eq Y 5760 0.940.15EHFA

Tchstn UltrShrtDurFxdInc A 5761 0.80.25EHGA

TCW Emrg Mkt Inc I 4157 0.850.1BNGA

TCW Rel Val Divd App I 1822 0.750.1TGDA

TCW Rel Val MdCap I 1826 0.970.1TXGA

TCW Sel Eq I 1824 0.760.1TGCA

TCW ST Bd I 2644 2.770.1TGSA

TCW Ttl Rtn Bd I 1825 0.550.1TGLA

Third Ave RealEst Val Inst 4923 1.180CUPA

Thmpsn Bd 5646 0.720.1ECLA

Thrnbrg Glbl Oppr R5 4421 1.280.2BYUA

Thrnbrg Intl Gr R5 4422 1.310.2BYVA

Thrnbrg Intl Val R5 4423 1.020.2BYWA

Thrnbrg Intl Val R6 4468 0.90CAYA

Thrnbrg Invmt Inc Bldr R5 4424 1.120.2BYXA

Thrnbrg Ltd Trm Inc R5 4505 0.640.05CCNA

Thrnbrg SmMdCap Gr R5 4420 1.260.2BYTA

TIAACRF Cor Bd Inst 5647 0.30ECMA

TIAACRF Cor Impct Bd Inst 5280 0.360DLRA

TIAACRF Cor Impct Bd Rtrmt 5281 0.610.25DLSA

TIAACRF Cor Pls Bd Inst 5648 0.30ECNA

TIAACRF Gr Inc Inst 5276 0.40DLNA

TIAACRF Hi Yld Inst 5753 0.360EGXA

PNF-0287AO.125


4/2021

TIAACRF Intl Eq Indx Inst 5754 0.050EGYA

TIAACRF LfCycInd 2010 Inst 5297 0.250DMOA

TIAACRF LfCycInd 2015 Inst 5298 0.230DMPA

TIAACRF LfCycInd 2020 Inst 5299 0.210DMQA

TIAACRF LfCycInd 2025 Inst 5300 0.20DMUA

TIAACRF LfCycInd 2030 Inst 5301 0.20DMWA

TIAACRF LfCycInd 2035 Inst 5302 0.190DMXA

TIAACRF LfCycInd 2040 Inst 5303 0.190DMYA

TIAACRF LfCycInd 2045 Inst 5304 0.190DMZA

TIAACRF LfCycInd 2050 Inst 5305 0.190DNBA

TIAACRF LfCycInd 2055 Inst 5306 0.20DNCA

TIAACRF LfCycInd 2060 Inst 5307 0.260DNDA

TIAACRF LfCycInd 2065 Inst 6823 3.120GFIA

TIAACRF LfCycIndRtInc Inst 5308 0.260DNEA

TIAACRF LgCap Gr Indx Inst 5231 0.050DJNA

TIAACRF LgCap Gr Inst 5649 0.410ECOA

TIAACRF LgCap ValIndx Inst 5232 0.050DJOA

TIAACRF MdCap Val Inst 5278 0.460DLPA

TIAACRF Mgd Alloc Inst 5277 0.450DLOA

TIAACRF RealEst Sec Inst 5279 0.50DLQA

TIAACRF SocChoice Eq Inst 5282 0.180DLUA

TIAACRF SocChoice Eq Rtrmt 5283 0.430.25DLVA

TIAACRF ST Bd Adv 6202 0.350.1FBFA

TmthyPln Intl I 6034 1.520.1ESZA

TmthyPln LgMdCap Val I 6035 1.380.1ETAA

TmthyPln SmCap Val I 6036 1.360.1ETBA

Trlm P21 Glbl Eq Fd Inst 2629 1.030.1ORIA

Trowe MultSctr Bd I 5905 0.540ENNA

TRowePr AllCap Oppr 3902 0.780.15BBFA

TRowePr Bal 2639 0.610.15RPBA

TRowePr Blue Chip Gr 4147 0.690.15BMSA

TRowePr Comm Tech 3901 0.760.15BBEA

TRowePr Divd Gr 4418 0.630.15BYRA

TRowePr Divd Gr I 5830 0.50EKDA

TRowePr Divrs MdCap Gr 6347 0.80.15FJLA

TRowePr Emrg Mkt Bd 4148 0.90.15BMTA

TRowePr Eq Inc 3899 0.640.15BBCA

TRowePr Euro Stk 4149 0.960.15BMWA

TRowePr Fin Svc 4227 0.890.15BQEA

TRowePr Gr Stk 1439 0.650.15TPRA

TRowePr Gr Stk I 6348 0.520FJMA

TRowePr Hlth Scnc 4229 0.760.15BQGA

TRowePr Intl Stk Fd 2312 0.790.15TPTA

TRowePr Intl Val Eq 3900 0.810.15BBDA

PNF-0287AO.125


4/2021

TRowePr Jpn 4151 0.960.15BMZA

TRowePr LgCap Gr I 5374 0.560DQQA

TRowePr Ltn Am 4152 1.320.15BNAA

TRowePr New Asia 3903 0.920.15BBGA

TRowePr New Era 4230 0.690.15BQHA

TRowePr New Inc 3904 0.510.15BBHA

TRowePr Ovrseas Stk 6082 0.80.15EVHA

TRowePr QM US SmCap Eq I 5633 0.650EBXA

TRowePr Real Asst 5444 0.810.15DUAA

TRowePr RealEst 4231 0.770.15BQIA

TRowePr Rtrmt Bal 4156 0.50.15BNFA

TRowePr Rtrmt I 2005 I 6033 0.370.15ESYA

TRowePr Rtrmt I 2010 I 5634 0.370EBYA

TRowePr Rtrmt I 2015 I 5635 0.40EBZA

TRowePr Rtrmt I 2020 I 5636 0.420ECAA

TRowePr Rtrmt I 2025 I 5637 0.460ECCA

TRowePr Rtrmt I 2030 I 5638 0.490ECDA

TRowePr Rtrmt I 2035 I 5639 0.50ECEA

TRowePr Rtrmt I 2040 I 5640 0.510ECFA

TRowePr Rtrmt I 2045 I 5641 0.510ECGA

TRowePr Rtrmt I 2050 I 5642 0.520ECHA

TRowePr Rtrmt I 2055 I 5643 0.520ECIA

TRowePr Rtrmt I 2060 I 5644 0.520ECJA

TRowePr Scnc Tech 4232 0.770.15BQJA

TRowePr SmCap Val 2642 0.830.15TPSA

TRowePr SmCap Val Instl 5894 0.720ENCA

TRowePr Spctrm Divrs Eq 4233 0.730.15BQKA

TRowePr Spctrm Inc 1441 0.620.15TRPA

TRowePr Spctrm Mod Alloc 4920 0.870.15CUMA

TRowePr SpctrmCnsrvAlloc 2641 0.790.15PSRA

TRowePr SpctrmModGrAlloc 4921 0.890.15CUNA

TRowePr SpctrmModGrAlloc I 6861 0.770GHJA

TRowePr ST Bd 5271 0.440.15DLHA

TRowePr US Eq Rsrch 3898 0.50.15BBBA

TRowePr US LgCap Cor Inv 6865 0.740.15GHNA

TRowePr Val 4745 0.790.15CNHA

UBS Dynmc Alpha P 4177 1.780.2BOBA

UBS US Allocation P 3921 0.740.2BCFA

UBS US SmCap Gr P 3922 1.30.2BCGA

USAA Cap Gr Inst 5651 1.010.1ECQA

USAA Emrg Mkt Inst 5652 1.330.1ECRA

USAA Govt Sec Inst 5653 0.360.1ECSA

USAA Gr Inst 5654 0.870.1ECTA

USAA Hi Inc Inst 5655 0.760.1ECUA

PNF-0287AO.125


4/2021

USAA Inc Inst 5656 0.450.1ECVA

USAA Inc Stk R6 5657 0.720ECWA

USAA Intl Inst 5659 0.990.1ECYA

USAA IntmdTrm Bd R6 5658 0.460ECXA

USAA Nasdaq 100 Indx R6 5660 0.420ECZA

USAA SmCap Stk Inst 5662 1.020.1EDCA

USAA ST Bd R6 5661 0.450EDAA

USAA Ultra ST Bd R6 5663 0.790EDDA

USAA Val Inst 5664 0.890.1EDEA

VanEck CM Comdty Indx I 4158 0.970.1BNHA

VanEck Emrg Mkt Inst 3923 1.160.1BCHA

VanEck Glbl Hrd Asst Inst 3924 1.090.1BCIA

VanEck Intl Inv Gold Inst 3925 1.090.1BCJA

Vic Divrs Stk I 4160 0.860.1BNJA

Vic Glbl Natrl Vic Rsrc Y 4136 1.260.1BLYA

Vic Incore Fd For Inc I 3927 0.660.1BCLA

Vic INCORE Low Dur Bd Y 4737 0.690.1CMZA

Vic INCORE Qulty Bd Y 4739 1.240.1CNBA

Vic Incore Ttl Rtn Bd Y 2603 0.620.25MUCA

Vic Integrity MdCap Val Y 6179 1.210.25EZMA

Vic Integrity SmCap Val Y 4410 1.110.25BYJA

Vic Mndr MdCap Cor Gr Y 4111 1.040.25BKTA

Vic RS Gr Y 4733 0.980.1CMVA

Vic RS Inv Y 4735 1.430.1CMXA

Vic RS LgCap Alpha Y 4661 0.780.1CJJA

Vic RS MdCap Gr Y 4137 1.10.1BLZA

Vic RS Ptnrs Y 4138 1.210.1BMBA

Vic RS ScncTech Y 4140 1.260.1BMJA

Vic RS Sel Gr Y 4504 1.230.1CCMA

Vic RS SmCap Gr Y 4139 1.150.1BMFA

Vic RS Val Y 4141 1.070.1BMKA

Vic Sophs Emrg Mkt Y 5897 1.30.1ENFA

Vic Strat Alloc I 4159 1.30.1BNIA

Vic Triv Intl Cor Eq Y 5917 1.320.25EOBA

Vic Triv Intl SmCap Y 5918 1.20.25EOCA

Villere Bal Inv 5044 0.990.25CZOA

Virtus Crdex LgCpValEq R6 5034 0.850CZEA

Virtus Crdex MdCpValEq R6 5035 0.870CZFA

Virtus Crdex SmCpValEq R6 6354 1.050FJTA

Virtus D&PGlbRealEstSec R6 6142 1.090EYBA

Virtus KAR Intl SmCap R6 6143 1.190EYCA

Virtus KAR MdCap Cor R6 6144 1.010EYDA

Virtus KAR MdCap Gr R6 6145 0.950EYEA

Virtus KAR SmCap Cor R6 6146 0.930EYFA

PNF-0287AO.125


4/2021

Virtus KAR SmCap Gr R6 6147 10EYGA

Virtus KAR SmCap Val R6 6148 0.890EYHA

Virtus NF MultSctr STBd R6 6149 0.660EYIA

Virtus Rmprt Eq Trnd I 4793 1.340.2CPFA

Virtus Seix Cor Bd I 3888 0.640.2BAPA

Virtus Seix Corp Bd I 1108 0.850.2STXA

Virtus Seix Hi Inc I 3887 0.90.2BAOA

Virtus Seix Hi Yld I 2306 0.770.2SAMA

Virtus Seix Hi Yld R6 6926 0.670GKFA

Virtus Seix ST Bd I 2634 1.610.2SSTA

Virtus Seix Ttl Rtn Bd I 2307 0.590.2SAFA

Virtus SGA Intl Gr R6 6152 1.220EYLA

Virtus SlvntLgCpGr Stk R6 5230 0.980DJMA

Virtus Ultra Shrt Bd I 4653 0.610.2CJBA

Virtus Vntbl Forgn Oppr R6 6150 1.040EYJA

Virtus Vntbl Glbl Oppr R6 6151 1.080EYKA

Virtus Von EmrgMkt Oppr R6 5450 1.150DUGA

VirtusSeixFlotRTHiInc I 4135 0.720.3BLXA

VirtusSeixUSGvScUltShBd I 4885 0.50.2CTDA

Vngrd 500 Index Fd AS 4869 0.040CSLA

Vngrd Bal Indx Adml 4870 0.070CSNA

Vngrd Cnsmr Stpls Adml 5284 0.10DLWA

Vngrd Comdty Strat Adml 6677 0.20FYZA

Vngrd Devl Mkt Indx Adml 4956 0.070CWCA

Vngrd Divd App Indx Adml 4957 0.080CWDA

Vngrd Divd Gr Inv 2317 0.270VDGA

Vngrd Divrs Eq Inv 2316 0.350VDEA

Vngrd Emrg Mkt StkIndxAdml 4871 0.140CSOA

Vngrd Enrgy Adml 4958 0.250CWEA

Vngrd Enrgy Indx Adml 6037 0.10ETCA

Vngrd Eq Inc Adml 4959 0.190CWFA

Vngrd Euro Stk Indx Adml 4872 0.10CSPA

Vngrd Explr Adml 4960 0.30CWGA

Vngrd Extnd Mkt Indx Adml 4873 0.060CSQA

Vngrd Fin Indx Adml 6038 0.10ETDA

Vngrd FTSE Soc Indx Adml 6386 0.140FLIA

Vngrd FTSEAlWdxUSInd Adml 6379 0.110FKXA

Vngrd Glbl Cap Cyc Inv 2532 0.380VGPA

Vngrd Glbl Eq Inv 2420 0.450VHGA

Vngrd Glbl Min Vol Adml 5233 0.140DJPA

Vngrd GNMA Adml 4961 0.110CWHA

Vngrd Gr Inc Adml 4962 0.220CWIA

Vngrd Gr Indx Adml 4874 0.050CSRA

Vngrd Hi Yld Corp Adml 2850 0.130VEWA

PNF-0287AO.125


4/2021

Vngrd HiDivd Yld Indx Adml 6421 0.080FNGA

Vngrd Hlth Care Adml 4963 0.270CWJA

Vngrd Hlth Care Indx Adml 6491 0.10FQKA

Vngrd Infl Prtct Sec Adml 4964 0.10CWKA

Vngrd Info Tech Indx Adml 6039 0.10ETFA

Vngrd IntdTrmTrsInd Adml 5039 0.070CZJA

Vngrd Intl Explr Inv 2874 0.390VNXA

Vngrd Intl Gr Adml 4967 0.330CWNA

Vngrd Intl Val Inv 2319 0.350VRTA

Vngrd Intmd Trm Trsry Adml 4966 0.10CWMA

Vngrd IntmdTrm Bd IndxAdml 5285 0.070DLXA

Vngrd IntmdTrmInvtGrd Adml 4965 0.10CWLA

Vngrd LgCap Indx Adml 5665 0.050EDFA

Vngrd LT Invmt Grd Adml 4968 0.120CWOA

Vngrd LT Trsry Adml 4969 0.10CWPA

Vngrd LT Trsry Indx Adml 6040 0.070ETGA

Vngrd MdCap Gr Indx Adml 4970 0.070CWQA

Vngrd MdCap Gr Inv 2320 0.340VGIA

Vngrd MdCap Val Indx Adml 4971 0.070CWRA

Vngrd Mid-Cap Idx Fd AS 4875 0.050CSSA

Vngrd Mkt Nutrl Inv 5040 1.80CZKA

Vngrd Mtrls Indx Adml 5666 0.10EDGA

Vngrd Pacfc Stk Indx Adml 4876 0.10CSTA

Vngrd RealEst Indx Adml 4877 0.120CSUA

Vngrd Sel Val Inv 1988 0.310VSXA

Vngrd Sm Cap Indx Fd AS 4879 0.050CSXA

Vngrd SmCap Gr Indx Adml 4977 0.070CWYA

Vngrd SmCap Val Indx Adml 4976 0.070CWXA

Vngrd ST Bd Indx Adml 4878 0.070CSWA

Vngrd ST Corp Bd Indx Adml 5041 0.070CZLA

Vngrd ST Fed Adml 4973 0.10CWTA

Vngrd ST Invmt Grd Adml 4974 0.10CWUA

Vngrd ST Trsry Adml 4975 0.10CWWA

Vngrd STAR Inv 2324 0.310VGTA

Vngrd STInflPrtSecInd Adml 5763 0.060EHIA

Vngrd Strat Eq Inv 1512 0.170VSQA

Vngrd Strat SmCap Eq Inv 2325 0.260VTCA

Vngrd TaxMgd SmCap Adml 6083 0.090EVJA

Vngrd Trgt Rtrmt 2015 Inv 2328 0.120VTXA

Vngrd Trgt Rtrmt 2020 Inv 2329 0.130VTWA

Vngrd Trgt Rtrmt 2025 Inv 2330 0.130VTTA

Vngrd Trgt Rtrmt 2030 Inv 2331 0.140VTHA

Vngrd Trgt Rtrmt 2035 Inv 2332 0.140VHTA

Vngrd Trgt Rtrmt 2040 Inv 2333 0.140VFOA

PNF-0287AO.125


4/2021

Vngrd Trgt Rtrmt 2045 Inv 2334 0.150VTIA

Vngrd Trgt Rtrmt 2050 Inv 2335 0.150VFFA

Vngrd Trgt Rtrmt 2055 Inv 2830 0.150VVXA

Vngrd Trgt Rtrmt 2060 Inv 4357 0.150BWGA

Vngrd Trgt Rtrmt 2065 Inv 5764 0.150EHJA

Vngrd Trgt Rtrmt Inc 2336 0.120VTNA

Vngrd Ttl Bnd Mkt ldx Adm 4880 0.050CSYA

Vngrd Ttl Intl Bd Idx Adml 5042 0.110CZMA

Vngrd Ttl IntlStkIndx Adml 4881 0.110CSZA

Vngrd Ttl StMkt Indx Fd AS 4924 0.040CUQA

Vngrd Ttl WldStk Indx Adml 6387 0.10FLJA

Vngrd US Gr Adml 4978 0.280CWZA

Vngrd Util Indx Adml 6380 0.10FKYA

Vngrd Val Indx Adml 4882 0.050CTAA

Vngrd Wlsly Inc Adml 4979 0.160CXAA

Vngrd Wndsr Adml 4980 0.190CXBA

Vngrd Wndsr II Adml 5043 0.260CZNA

Voya EmrgMktHrdCurrenDbt I 6219 0.840.15FBWA

Voya Glbl Bd I 6220 0.670.15FBXA

Voya GNMA Inc I 6722 0.60GAZA

Voya Hi Yld Bd I 6222 0.760FBZA

Voya Intmd Bd I 6223 0.360.15FCBA

Voya Invmt Grd Cr I 6723 0.650GBBA

Voya LgCap Gr I 6224 0.660.25FCCA

Voya MdCap Oppr I 6225 0.980.25FCFA

Voya Mult Mgr Intl SmCap I 6226 1.340.25FCGA

Voya Sec Cr I 6724 0.710GBCA

Voya SmCap Oppr I 6227 1.130.25FCHA

Voya Strat Inc Oppr I 6228 0.60.15FCIA

Voya USHiDivdLowVltlty I 6725 0.350GBDA

WasatchFrntrEmgSmCntry Inv 5286 2.380.15DLYA

WCM Focs Intl Gr Inst 5926 1.040.15EOLA

Weitz Shrt Intmd Inc Inst 5175 0.640.1DGRA

WF AbsRtn Inst 5045 1.170.15CZPA

WF Adj Rt Govt Inst 3928 0.560.1BCNA

WF CB LgCap Val Inst 3929 0.950.1BCOA

WF CB MdCap Val Inst 3930 0.940.1BCPA

WF Cmn Stk Inst 3933 0.940.15BCTA

WF Cor Bd Inst 3962 0.490.1BDZA

WF Disc Inst 3937 0.880.15BCXA

WF Divrs Cap Bldr Inst 3938 0.790.15BCYA

WF Dscpld US Cor Inst 3935 0.530.15BCVA

WF Dscpld US Cor R6 6927 0.430GKGA

WF Emrg Gr Inst 3940 1.020.15BDAA

PNF-0287AO.125


4/2021

WF Endvr Sel Inst 3942 0.930.15BDCA

WF Entrp Inst 3943 0.910.15BDDA

WF Fndmtl SmCap Gr Inst 3963 1.20.15BEBA

WF Glbl SmCap Inst 3945 1.210.15BDGA

WF Govt Sec Inst 3946 0.580.1BDHA

WF Gr Inst 3947 0.840.15BDIA

WF Hi Yld Bd Inst 5290 0.710.1DMEA

WF Intl Bd Inst 2702 1.170.1EICA

WF Intl Eq Inst 2794 1.150.15WENA

WF Lg Co Gr Inst 3950 0.850.1BDLA

WF Lg Co Val Inst 4277 0.660.15BSTA

WF Oppr Inst 3952 0.880.15BDOA

WF Prec Mtls Inst 3953 0.870.15BDPA

WF Prmr Lg Co Gr Inst 3954 0.810.1BDQA

WF Shrt Dur Govt Bd Inst 3955 0.480.1BDRA

WF SmCo Val Inst 3958 10.15BDUA

WF Spec MdCap Val Inst 3960 0.810.15BDXA

WF Spec SmCap Val Inst 4358 0.950.15BWHA

WF Ultra ST Inc Inst 2531 0.380.1SDXA

WF Util Telcom Inst 3964 0.840.15BECA

WFA Indx Asst Alloc Admn 6928 1.020GKHA

WlmBlr Emrg Mkt Ldrs I 6578 1.290.15FUUA

WlmBlr Glbl Gr I 4168 1.040.15BNRA

WlmBlr Gr I 4169 0.920.15BNSA

WlmBlr Intl Gr I 4170 1.140.15BNTA

WlmBlr Intl Ldrs I 6579 0.990.15FUVA

WlmBlr LgCap Gr I 6580 0.780.15FUWA

WlmBlr Macro Alloc I 5046 1.110.15CZQA

WlmBlr MdCap Gr I 4171 1.260.15BNUA

WlmBlr Sm Md Gr I 4174 1.160.15BNXA

WlmBlr SmCap Gr I 4172 1.270.15BNVA

WlmBlr SmCap Val I 4173 1.160.15BNWA

Wlthsn SmCap Val Inv 6493 1.30.1FQOA

Wstwd Inc Oppr Inst 4543 0.890CEBA

PNF-0287AO.125


4/2021

$ Amount Additional Fund Name VRU CodeNationwide Fund Code

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

Nationwide ClearCredit℠ is the amount by which the Nationwide Asset Fee is reduced for a particular fund. The ClearCredit℠ is based upon the amount of payments Nationwide receives from the particular fund. It will change if the amount of payments Nationwide receives from a particular fund changes and is not applicable to every fund. The Nationwide ClearCredit℠ listed above is a complete list as of the printing of this document. The fund(s) receiving a ClearCredit℠ and the amount of such is subject to change at any time, without advance notice from Nationwide, based on decisions by the Fund House. Please contact Nationwide for an updated list.

For participants choosing to utilize professional money management under Managed Account Services, an additional fee will apply.

Nationwide ClearCredit℠

Sponsor Signature or Plan Administrator

Authorized Representative Signature (PPA/TPA)

Date

Date

Printed Sponsor Name

Printed Authorized Representative Name

By signing below, I am confirming that the individual that signed the above is authorized as Plan Trustee or Plan Sponsor to make this request.

If the current Sponsor is not the individual who signed the original Program and/or Service Agreeement, please provide written evidence that he/she is Sponsor. This may include a signed Board of Director's Resolution or the signature page from the plan document. If you plan to use a fund other than the money market for a retainer/forfeiture account, call your account manager for guidelines.

PNF-0287AO.125


4/2021

case deposit for investment only - retirement …amfds fdmntl inv r6 rfna 2587 0 0.28 amfds glbl bal...

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