case compilation - legal ethics
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LEGAL ETHICS
Abuse of court processes and legal procedure; forum shopping
The successive filings of a petition for certiorari, petition for annulment of judgment, two petitions for annulment of the complainants certificate of title, and a petition for declaratory relief, all containing a prayer for injunctive relief, reveal the respondents persistence in preventing and avoiding the execution of the final decisions of the lower courts against his client. Under the circumstances, the respondent lawyers repeated attempts go beyond the legitimate means allowed by professional ethical rules in defending the interests of his client. These are already uncalled for measures to avoid the enforcement of the final judgment of the lower courts. The respondent violated Rule 10.03, Canon 10 of the Code of Professional Responsibility. The respondent also violated Rule 12.02 and Rule 12.04, Canon 12 of the Code of Professional Responsibility, as well as the rule against forum shopping, both of which are directed against the filing of multiple actions to attain the same objective. Conrado Que v. Atty. Anastacio Revilla, Jr., A.C. No. 7054,December 4, 2009
Gross negligence
A lawyer, when he undertakes a clients cause, makes a covenant that he will exert all
efforts for its prosecution until its final conclusion. He should undertake the task with dedication and
care, and he should do no less, otherwise, he is not true to his lawyers oath. Respondent was woefully
remiss in his duty to display utmost diligence and competence in protecting the interests of his clients.
Petitioners lost the civil case in the trial court because they were barred from presenting their evidence as
a result of their being declared in default as a consequence of respondents failure to submit a pre-trial
brief and to attend the pre-trial conference. Petitioners appeal to the Court of Appeals from the adverse
default judgment of the trial court was dismissed on account of respondents failure to file an appeal
brief. Respondent is guilty of gross negligence and misconduct in violation of Canon 17, and Rules 18.02
and 18.03, Canon 18 of the Code of Professional Responsibility. Cesar Talento and Modesta
Herrera Talento v. Atty. Agustin Paneda, A.C. No. 7433, December 23, 2009
Lawyers; disbarment case; unavailability of procedural defenses
Laws dealing with double jeopardy or
with procedure such as the verification of pleadings and prejudicial questions, or in this case,
prescription of offenses or the filing of affidavits of desistance by the complainant do not apply in the
determination of a lawyers qualifications and fitness for membership in the Bar. First, admission to the
practice of law is a component of the administration of justice and is a matter of public interest because it
involves service to the public. The admission qualifications are also qualifications for the continued
enjoyment of the privilege to practice law. Second, lack of qualifications or the violation of the standards
for the practice of law, like criminal cases, is a matter of public concern that the State may inquire into
through the Court. In this sense, the complainant in a disbarment case is not a direct party whose interest
in the outcome of the charge is wholly his or her own; effectively, his or her participation is that of a
witness who brought the matter to the attention of the Court. Maelotisea S. Garrido vs. Atty. Angel
E. Garrido and Romana P. Valencia, A.C. No. 6593, February 4, 2010
Lawyers; disbarment; gross immorality
Immoral conduct involves acts that are willful, flagrant, or
shameless, and that show a moral indifference to the opinion of the upright and respectable members of
the community. Immoral conduct is gross when it is so corrupt as to constitute a criminal act, or so
unprincipled as to be reprehensible to a high degree, or when committed under such scandalous or
revolting circumstances as to shock the communitys sense of decency. We make these distinctions as the
supreme penalty of disbarment arising from conduct requires grossly immoral, not simply immoral,
conduct.
By his actions, Garrido committed multiple violations relating to the legal profession, specifically,
violations of the bar admission rules, of his lawyers oath, and of the ethical rules of the profession. He
did not possess the good moral character required of a lawyer at the time of his admission to the Bar. As
a lawyer, he violated his lawyers oath, Section 20(a) of Rule 138 of the Rules of Court, and Canon 1 of
the Code of Professional Responsibility, all of which commonly require him to obey the laws of the land.
In marrying Maelotisea, he committed the crime of bigamy, as he entered this second marriage while his
first marriage with Constancia was subsisting. He openly admitted his bigamy when he filed his
petition to nullify his marriage to Maelotisea.
He violated ethical rules of the profession, specifically, Rule 1.01 of the Code of Professional
Responsibility, which commands that he shall not engage in unlawful, dishonest, immoral or deceitful
conduct; Canon 7 of the same Code, which demands that [a] lawyer shall at all times uphold the
integrity and dignity of the legal profession; Rule 7.03 of the Code of Professional Responsibility, which
provides that, [a] lawyer shall not engage in conduct that adversely reflects on his fitness to practice
law, nor should he, whether in public or private life, behave in a scandalous manner to the discredit of
the legal profession.
Moral character is not a subjective term but one that corresponds to objective reality. To have good moral
character, a person must have the personal characteristics of being good. It is not enough that he or she
has a good reputation, i.e., the opinion generally entertained about a person or the estimate in which he
or she is held by the public in the place where she is known. The requirement of good moral character
has four general purposes, namely: (1) to protect the public; (2) to protect the public image of lawyers; (3)
to protect prospective clients; and (4) to protect errant lawyers from themselves. Each purpose is as
important as the other. Maelotisea S. Garrido vs. Atty. Angel E. Garrido and Romana P. Valencia, A.C. No.
6593, February 4, 2010
Lawyers fees
A client has an undoubted right to settle a suit without the intervention of his lawyer, for
he is generally conceded to have the exclusive control over the subject-matter of the litigation and may,
at any time before judgment, if acting in good faith, compromise, settle, and adjust his cause of action
out of court without his attorneys intervention, knowledge, or consent, even though he has agreed with
his attorney not to do so. Hence, a claim for attorneys fees does not void the compromise agreement
and is no obstacle to a court approval.
However, counsel is not without remedy. As the validity of a compromise agreement cannot be
prejudiced, so should not be the payment of a lawyers adequate and reasonable compensation for his
services should the suit end by reason of the settlement. The terms of the compromise subscribed to by
the client should not be such that will amount to an entire deprivation of his lawyers fees, especially
when the contract is on a contingent fee basis. In this sense, the compromise settlement cannot bind the
lawyer as a third party. A lawyer is as much entitled to judicial protection against injustice or imposition
of fraud on the part of his client as the client is against abuse on the part of his counsel. The duty of the
court is not only to ensure that a lawyer acts in a proper and lawful manner, but also to see to it that a
lawyer is paid his just fees.
Even if the compensation of a counsel is dependent only upon winning a case he himself secured for his
client, the subsequent withdrawal of the case on the clients own volition should never completely
deprive counsel of any legitimate compensation for his professional services. In all cases, a client is
bound to pay his lawyer for his services. The determination of bad faith only becomes significant and
relevant if the adverse party will likewise be held liable in shouldering the attorneys
fees. Atty. Mangontawar M. Gubat vs. National Power Corporation, G.R. No. 167415. February 26, 2010
Lawyers; negligence
Rule 18.03, Canon 18 of the Code of Professional Responsibility provides for the
rule on negligence and states:
Rule 18.03 A lawyer shall not neglect a legal matter entrusted to him and his negligence in connection
therewith shall render him liable.
The Court has consistently held, in construing this Rule, that the mere failure of the lawyer to perform
the obligations due to the client is considered per se a violation. The circumstance that the client was also
at fault does not exonerate a lawyer from liability for his negligence in handling a case.
All court rulings drive home the fiduciary nature of a lawyers duty to his client once an engagement for
legal services is accepted. A lawyer so engaged to represent a client bears the responsibility of protecting
the latters interest with utmost diligence. The lawyer bears the duty to serve his client with competence
and diligence, and to exert his best efforts to protect, within the bounds of the law, the interest of his or
her client. Accordingly, competence, not only in the knowledge of law, but also in the management of the
cases by giving these cases appropriate attention and due preparation, is expected from a lawyer.
In addition to the above finding of negligence, the Court also finds Atty. Macalalad guilty of violating
Rule 16.01 of the Code of Professional Responsibility which requires a lawyer to account for all the
money received from the client. In this case, Atty. Macalalad did not immediately account for and
promptly return the money he received from Atty. Solidon even after he failed to render any legal service
within the contracted time of the engagement. Atty. Elmer C. Solidon vs. Atty. Ramil E. Macalalad, A.C. No.
8158, February 24, 2010
Lawyers liability for filing complaint with Ombudsman
In our view, the complainants errors do not
belong to the genre of plain and simple errors that lawyers commit in the practice of their profession.
Their plain disregard, misuse and misrepresentation of constitutional provisions constitute serious
misconduct that reflects on their fitness for continued membership in the Philippine Bar. At the very
least, their transgressions are blatant violations of Rule 10.02 of the Code of Professional Responsibility,
which provides: Rule 10.02. A lawyer shall not knowingly misquote or misrepresent the contents of a
paper, the language or the argument of opposing counsel, or the text of a decision or authority, or
knowingly cite as a law a provision already rendered inoperative by repeal or amendment, or assert as a
fact that which has not been proved.
To emphasize the importance of requiring lawyers to act candidly and in good faith, an identical
provision is found in Cannon 22 of the Canons of Professional Ethics. Moreover, lawyers are sworn to
do no falsehood, nor consent to the doing of any in court before they are even admitted to the Bar.
All these the complainants appear to have seriously violated.
In the interest of due process and fair play, the complainants Lozano should be heard, in relation to their
criminal complaint before the Ombudsman against retired Chief Justice Hilario G. Davide, Jr. and retired
Associate Justice Ma. Alicia Austria-Martinez, on why they should not be penalized as members of the
Bar and as officers of this Court, for their open disregard of the plain terms of the Constitution and the
applicable laws and jurisprudence, and their misuse and misrepresentation of constitutional provisions
in their criminal complaint before the Office of the Ombudsman. Re: Subpoena Duces Tecum dated January
11, 2010 of Acting Director Aleu A. Amante, PIAB-C Office of the Ombudsman, A.M. No. 10-1-13-SC, March 2,
2010
Lawyers; deceitful conduct
The overt act in arranging the meeting between Judge Dizon and
complainants-litigants in the Coffee Shop of the East Royal Hotel made it clear that Respondent
consented to Judge Dizons desire to ask money from the complainants-litigants for a favorable decision
of their case which was pending before the sala of Judge Dizon. The admission proved that the
respondent had known all along of the illegal transaction between the judge and the complainants, and
belied his feigned lack of knowledge of the delivery of the money to the judge.
The Code of Professional Responsibility enjoins an attorney from engaging in unlawful, dishonest, or
deceitful conduct. Corollary to this injunction is the rule that an attorney shall at all times uphold the
integrity and dignity of the Legal Profession and support the activities of the Integrated Bar. The
respondent did not measure up to the exacting standards of the Law Profession, which demanded of him
as an attorney the absolute abdication of any personal advantage that conflicted in any way, directly or
indirectly, with the interest of his clients. For monetary gain, he disregarded the vow to delay no man
for money or malice and to conduct myself as a lawyer according to the best of my knowledge and
discretion, with all good fidelity as well to the courts as to my clients that he made when he took the
Lawyers Oath. He also disobeyed the explicit command to him as an attorney to accept no
compensation in connection with his clients business except from him or with his knowledge and
approval. He conveniently ignored that the relation between him and his clients was highly fiduciary in
nature and of a very delicate, exacting, and confidential character.
Verily, the respondent was guilty of gross misconduct, which is improper or wrong conduct, the
transgression of some established and definite rule of action, a forbidden act, a dereliction of duty, willful
in character, and implies a wrongful intent and not mere error of judgment. Any gross misconduct of an
attorney in his professional or private capacity shows him unfit to manage the affairs of others, and is a
ground for the imposition of the penalty of suspension or disbarment, because good moral character is
an essential qualification for the admission of an attorney and for the continuance of such
privilege. Spouses Manuel C. Rafols, Jr., et al. vs. Atty. Ricardo G. Barrios, Jr., A.C. No. 4973, March 15, 2010
Lawyers; lifting order of suspension; guidelines
The following guidelines are to be observed in the
matter of the lifting of an order suspending a lawyer from the practice of law: (1) After a finding that
respondent lawyer must be suspended from the practice of law, the Court shall render a decision
imposing the penalty; (2) Unless the Court explicitly states that the decision is immediately executory
upon receipt thereof, respondent has 15 days within which to file a motion for reconsideration thereof.
The denial of said motion shall render the decision final and executory; (3) Upon the expiration of the
period of suspension, respondent shall file a Sworn Statement with the Court, through the Office of the
Bar Confidant, stating therein that he or she has desisted from the practice of law and has not appeared
in any court during the period of his or her suspension; (4) Copies of the Sworn Statement shall be
furnished to the Local Chapter of the IBP and to the Executive Judge of the courts where respondent has
pending cases handled by him or her, and/or where he or she has appeared as counsel; (5) The Sworn
Statement shall be considered as proof of respondents compliance with the order of suspension; and (6)
Any finding or report contrary to the statements made by the lawyer under oath shall be a ground for
the imposition of a more severe punishment, or disbarment, as may be warranted. Ligaya Maniago vs.
Atty. Lourdes I. De Dios, A.C. No. 7472, March 30, 2010
Lawyers; misconduct
The Court finds that by conniving with Gerangco in taking over the Board of
Directors and the GEMASCO facilities, respondent violated the provisions of the Cooperative Code of
the Philippines and the GEMASCO By-Laws. He also violated the Lawyers Oath, which provides that a
lawyer shall support the Constitution and obey the laws.
When respondent caused the filing of baseless criminal complaints against complainant, he violated the
Lawyers Oath that a lawyer shall not wittingly or willingly promote or sue any groundless, false or
unlawful suit, nor give aid or consent to the same. When, after obtaining an extension of time to file
comment on the complaint, respondent failed to file any and ignored this Courts subsequent show cause
order, he violated Rule 12.03 of the Code of Professional Responsibility, which states that A lawyer shall
not, after obtaining extensions of time to file pleadings, memoranda or briefs, let the period lapse
without submitting the same or offering an explanation for his failure to do so.
The Court notes that respondent had previously been suspended from the practice of law for six months
for violation of the Code of Professional Responsibility, he having been found to have received an
acceptance fee and misled the client into believing that he had filed a case for her when he had not. It
appears, however, that respondent has not reformed his ways. A more severe penalty this time is thus
called for. Iluminada M. Vaflor-Fabroa Vs. Atty. Oscar Paguinto, A.C. No. 6273, March 15, 2010
Rule 1.01, Canon 1 of the Code of Professional Responsibility provides, A lawyer
shall not engage in unlawful, dishonest, immoral, or deceitful conduct. Conduct, as used in the Rule, is
not confined to the performance of a lawyers professional duties. A lawyer may be disciplined for
misconduct committed either in his professional or private capacity. The test is whether his conduct
shows him to be wanting in moral character, honesty, probity, and good demeanor, or whether it renders
him unworthy to continue as an officer of the court.
In the present case, respondent acted in his private capacity. He misrepresented that he owned the lot he
sold to complainant. He refused to return the amount paid by complainant. His refusal to return the
money paid for the lot is unbecoming a member of the bar and an officer of the court. By his conduct,
respondent failed to live up to the strict standard of professionalism required by the Code of Professional
Responsibility. Respondents acts violated the trust and respect complainant reposed in him as a member
of the Bar and an officer of the court. As a final blow, he denied having any transaction with
complainant. It is crystal-clear in the mind of the Court that he fell short of his duty under Rule 1.01,
Canon 1 of the Code of Professional Responsibility. We cannot, and we should not, let respondents
dishonest and deceitful conduct go unpunished. We consider a penalty of two-year suspension more
appropriate considering the circumstances of this case. Alfredo Roa vs. Atty. Juan Moreno, A.C. No. 8382,
April 21, 2010
Lawyers; gross misconduct
A lawyer who obtains possession of the funds and properties of his client in
the course of his professional employment shall deliver the same to his client (a) when they become due,
or (b) upon demand. In the instant case, respondent failed to account for and return the P300,000.00
despite complainants repeated demands.
Atty. Alvero cannot take refuge in his claim that there existed no attorney-client relationship between
him and Barcenas. Even if it were true that no attorney-client relationship existed between them, case
law has it that an attorney may be removed, or otherwise disciplined, not only for malpractice and
dishonesty in the profession, but also for gross misconduct not connected with his professional duties,
making him unfit for the office and unworthy of the privileges which his license and the law confer upon
him.
Atty. Alveros failure to immediately account for and return the money when due and upon demand
violated the trust reposed in him, demonstrated his lack of integrity and moral soundness, and
warranted the imposition of disciplinary action. It gave rise to the presumption that he converted the
money for his own use, and this act constituted a gross violation of professional ethics and a betrayal of
public confidence in the legal profession. They constitute gross misconduct and gross unethical behavior
for which he may be suspended. Reynaria Barcenas vs. Atty. Anorlito A. Alvero, A.C. No. 8159, April 23,
2010
Attorneys fees; quantum meruit
The principle of quantum meruit (as much as he deserves) may be a basis
for determining the reasonable amount of attorneys fees. Quantum meruit is a device to prevent undue
enrichment based on the equitable postulate that it is unjust for a person to retain benefit without paying
for it. It is applicable even if there was a formal written contract for attorneys fees as long as the agreed
fee was found by the court to be unconscionable. In fixing a reasonable compensation for the services
rendered by a lawyer on the basis of quantum meruit, factors such as the time spent, and extent of services
rendered; novelty and difficulty of the questions involved; importance of the subject matter; skill
demanded; probability of losing other employment as a result of acceptance of the proffered case;
customary charges for similar services; amount involved in the controversy and the benefits resulting to
the client; certainty of compensation; character of employment; and professional standing of the lawyer,
may be considered [Orocio v. Anguluan, G.R. Nos. 179892-93, January 30, 2009]. Indubitably entwined
with a lawyers duty to charge only reasonable fee is the power of the Court to reduce the amount of
attorneys fees if the same is excessive and unconscionable in relation to Sec. 24, Rule 138 of the Rules.
Attorneys fees are unconscionable if they affront ones sense of justice, decency or unreasonableness.
Verily, the determination of the amount of reasonable attorneys fees requires the presentation of
evidence and a full-blown trial. It would be only after due hearing and evaluation of the evidence
presented by the parties that the trial court can render judgment as to the propriety of the amount to be
awarded. Hicoblino M. Catly (Deceased), Substituted by his wife, Lourdes A. Catly vs. William Navarro, et al.,
G.R. No. 167239, May 5, 2010
Attoney; grossly immoral act
Respondent acts of converting his secretary into a mistress; contracting
two marriages with Shirley and Leny, are grossly immoral which no civilized society in the world can
countenance. The subsequent detention and torture of the complainant is gross misconduct which only a
beast may be able to do. In fine, by engaging himself in acts which are grossly immoral and acts which
constitute gross misconduct, respondent has ceased to possess the qualifications of a lawyer. Rosario T.
Mecaral vs. Atty. Danilo S. Velasquez, A.C. No. 8392, June 29, 2010
Attorney; representation within bounds of the law
Canon 19 of the Code provides that a lawyer shall
represent his client with zeal within the bounds of the law. For this reason, Rule 15.07 of the Code
requires a lawyer to impress upon his client compliance with the law and principles of fairness. A lawyer
must employ only fair and honest means to attain the lawful objectives of his client. It is his duty to
counsel his clients to use peaceful and lawful methods in seeking justice and refrain from doing an
intentional wrong to their adversaries. Rural Bank of Calape, Inc. (RBCI), Bohol vs. Atty. James Benedict
Florido, A.C. No. 5736, June 18, 2010
Attorney; attorneys fees
The issue of the reasonable legal fees due to respondent still needs to be
resolved in a trial on the merits with the following integral sub-issues: (1) the reasonableness of the 10%
contingent fee given that the recovery of Tiwis share [in unpaid realty taxes] was not solely attributable
to the legal services rendered by respondent, (2) the nature, extent of legal work, and significance of the
cases allegedly handled by respondent which reasonably contributed, directly or indirectly, to the
recovery of Tiwis share, and (3) the relative benefit derived by Tiwi from the services rendered by
respondent. The amount of reasonable attorneys fees finally determined by the trial court should be
without legal interest in line with well-settled jurisprudence. Municipality of Tiwi, represented by Hon.
Mayor Jaime C. Villanueva and Sangguniang Bayan of Tiwi Vs. Antonio B. Betito, G.R. No. 171873, July 9, 2010
It is settled that a claim for attorneys fees may be asserted either in the very action in
which a lawyer rendered his services or in a separate action. But enforcing it in the main case bodes well
as it forestalls multiplicity of suits. The intestate court in this case, therefore, correctly allowed Atty.
Siapian to interject his claim for attorneys fees in the estate proceedings against some of the heirs and,
after hearing, adjudicate the same on April 3, 1997 with an order for Arturo, et al to pay Atty. Siapian the
fees of P3 million due him. Since the award of P3 million in attorneys fees in favor of Atty. Siapian had
already become final and executory, the intestate court was within its powers to order the Register of
Deeds to annotate his lien on the Estates titles to its properties. The Estate has no cause for complaint
since the lien was neither a claim nor a burden against the Estate itself. It was not enforceable against the
Estate but only against Arturo, et al, who constituted the majority of the heirs. Heirs and/or Estate of Atty.
Rolando P. Siapian, represented by Susan S. Mendoza vs. Intestate Estate of the Late Eufrocina G. Mackay as
represented by Dr. Roderick Mackay, et al., G.R. No. 184799, September 1, 2010
Attorney; engagement of private counsel by GOCC
In Phividec Industrial Authority v. Capitol Steel
Corporation, we listed three (3) indispensable conditions before a GOCC can hire a private lawyer: (1)
private counsel can only be hired in exceptional cases; (2) the GOCC must first secure the written
conformity and acquiescence of the Solicitor General or the Government Corporate Counsel, as the case
may be; and (3) the written concurrence of the COA must also be secured. Failure to comply with all
three conditions would constitute appearance without authority. A lawyer appearing after his authority
as counsel had expired is also appearance without authority. Rey Vargas, et al. vs. Atty. Michael Ignes, et
al., A.C. No. 8096, July 5, 2010
Attorney; engagement of private counsel by LGU
Pursuant to this provision [Section 444(b)(1)(vi) of the
LGC], the municipal mayor is required to secure the prior authorization of the Sangguniang Bayan before
entering into a contract on behalf of the municipality. In the instant case, the Sangguniang Bayan of Tiwi
unanimously passed Resolution No. 15-92 authorizing Mayor Corral to hire a lawyer of her choice to
represent the interest of Tiwi in the execution of this Courts Decision in National Power Corporation v.
Province of Albay. The above-quoted authority necessarily carried with it the power to negotiate, execute
and sign on behalf of Tiwi the Contract of Legal Services. Municipality of Tiwi, represented by Hon. Mayor
Jaime C. Villanueva and Sangguniang Bayan of Tiwi Vs. Antonio B. Betito, G.R. No. 171873, July 9, 2010
Attorney; gross misconduct
In Lao v. Medel, we held that the deliberate failure to pay just debts and the
issuance of worthless checks constitute gross misconduct for which a lawyer may be sanctioned with
one-year suspension from the practice of law. However, in this case, we deem it reasonable to affirm the
sanction imposed by the IBP-CBD, i.e., Atty. Valerio was ordered suspended from the practice of law for
two (2) years, because, aside from issuing worthless checks and failing to pay her debts, she has also
shown wanton disregard of the IBPs and Court Orders in the course of the proceedings. A-1 Financial
Services, Inc. vs. Atty. Laarni N. Valerio, A.C. No. 8390, July 2, 2010
Deliberate failure to pay just debts constitute gross misconduct, for which a
lawyer may be sanctioned with suspension from the practice of law. Lawyers are instruments for the
administration of justice and vanguards of our legal system. They must, at all times, faithfully perform
their duties to society, to the bar, the courts and to their clients, which include prompt payment of
financial obligations. Manuel C. Yuhico vs. Atty. Fred L. Gutierrez, A.C. No. 8391, November 23, 2010
There is nothing ethically remiss in a lawyer who files numerous cases in
different fora, as long as he does so in good faith, in accordance with the Rules, and without any illmotive
or purpose other than to achieve justice and fairness. In the present case, however, we find that
the barrage of cases filed by the respondent against his former client and others close to her was meant to
overwhelm said client and to show her that the respondent does not fold easily after he was meted a
penalty of one year suspension from the practice of law. Atty. Carmen Leonor M. Alcantara, et al. vs. Atty.
Eduardo C. de Vera, A.C. No. 5859, November 23, 2010
While respondents five-year suspension from the practice of law on
account of an earlier administrative case was still in effect, she appeared and actively participated in at
least three cases where she misrepresented herself as Atty. Leizl Tanglao when in fact her name is Luna
B. Avance. She then refused to heed two orders from the SC for her to answer the new charge against her
for which she was found guilty of indirect contempt and fined in the amount of P30,000. However, the
respondent failed to pay the fine imposed. In view of the foregoing, the Court found the respondent
unfit to continue as a member of the bar. As an officer of the court, it is a lawyers duty to uphold the
dignity and authority of the court. The highest form of respect for judicial authority is shown by a
lawyers obedience to court orders and processes. Here, respondents conduct evidently fell short of
what is expected of her as an officer of the court as she obviously possesses a habit of defying the Courts
orders. Failure to comply with Court directives constitutes gross misconduct, insubordination or
disrespect which merits a lawyers suspension or even disbarment. Teresita D. Santeco v. Atty. Luna B.
Avance, A.C. No. 5834. February 22, 2011
Attorney; violation of attorney-client relationship
We find no merit in petitioners assertion that Atty.
Binamira gravely breached and abused the rule on privileged communication under the Rules of Court
and the Code of Professional Responsibility of Lawyers when he represented [respondent] Helen in the
present case. Notably, this issue was never raised before the labor tribunals and was raised for the first
time only on appeal. Moreover, records show that although petitioners previously employed Atty.
Binamira to manage several businesses, there is no showing that they likewise engaged his professional
services as a lawyer. Likewise, at the time the instant complaint was filed, Atty. Binamira was no longer
under the employ of petitioners. Lambert Pawnbrokers and Jewelry Corporation and Lambert Lim vs. Helen
Binamira, G.R. No. 170464. July 12, 2010
Attorney; gross discourtesy
When Milagros finally met respondent on September 30, 2008 [in order to
collect on his debt to her], respondent, in the presence of several others, told her Eh kung sabihin ko na
sugar mommy kita, adding that Nagpapakantot ka naman sa akin. The Court finds that respondent is
indeed guilty of gross discourtesy amounting to conduct unbecoming of a court employee. By such
violation, respondent failed to live up to his oath of office as member of the Integrated Bar of the
Philippines and violated Rule 7.03 of the Code of Professional Responsibility. The Court has consistently
been reminding officials and employees of the Judiciary that their conduct or behavior is circumscribed
with a heavy burden of responsibility which, at all times, should be characterized by, among other
things, strict propriety and decorum. As such, they should not use abusive, offensive, scandalous,
menacing and improper language. Their every act or word should be marked by prudence, restraint,
courtesy and dignity. Aside from violating Rule 7.03 of the Code of Professional Responsibility,
respondent appears to have also violated Rule 8.01 of the same Code. Complaints of Mrs. Milagros Lee &
Samantha Lee against Atty. Gil Luisito R. Capito, A.M. No. 2008-19-SC. August 18, 2010
Attorney; mistake binding on client
A client is generally bound by the mistakes of his lawyer; otherwise,
there would never be an end to a litigation as long as a new counsel could be employed, and who could
then allege and show that the preceding counsel had not been sufficiently diligent or experienced or
learned. The legal profession demands of a lawyer that degree of vigilance and attention expected of a
good father of a family; such lawyer should adopt the norm of practice expected of men of good
intentions. Moreover, a lawyer owes it to himself and to his clients to adopt an efficient and orderly
system of keeping track of the developments in his cases, and should be knowledgeable of the remedies
appropriate to his cases. National Tobacco Administration vs. Daniel Castillo, G.R. No. 154124,August 13,
2010
Petitioner cannot simply harp on the mistakes and negligence of his
lawyer allegedly beset with personal problems and emotional depression. The negligence and mistakes
of counsel are binding on the client. There are exceptions to this rule, such as when the reckless or gross
negligence of counsel deprives the client of due process of law, or when the application of the general
rule results in the outright deprivation of ones property or liberty through a technicality. However, in
this case, we find no reason to exempt petitioner from the general rule. The admitted inability of his
counsel to attend fully and ably to the prosecution of his appeal and other sorts of excuses should have
prompted petitioner to be more vigilant in protecting his rights and replace said counsel with a more
competent lawyer. Instead, petitioner continued to allow his counsel to represent him on appeal and
even up to this Court, apparently in the hope of moving this Court with a fervent plea for relaxation of
the rules for reason of petitioners age and medical condition. Verily, diligence is required not only from
lawyers but also from their clients. Gregorio Dimarucot y Garcia vs.. People of the Philippines, G.R. No.
183975,September 20, 2010
Considering the initial 15-day extension granted by the CA and the
injunction under Sec. 4, Rule 43 of the 1997 Rules of Civil Procedure against further extensions except for
the most compelling reason, it was clearly inexcusable for petitioner to expediently plead its counsels
heavy workload as ground for seeking an additional extension of 10 days within which to file its petition
for review. To our mind, petitioner would do well to remember that, rather than the low gate to which
parties are unreasonably required to stoop, procedural rules are designed for the orderly conduct of
proceedings and expeditious settlement of cases in the courts of law. Like all rules, they are required to
be followed and utter disregard of the same cannot be expediently rationalized by harping on the policy
of liberal construction which was never intended as an unfettered license to disregard the letter of the
law or, for that matter, a convenient excuse to substitute substantial compliance for regular adherence
thereto. When it comes to compliance with time rules, the Court cannot afford inexcusable delay. J.
Tiosejo Investment Corporation vs.. Sps. Benjamin and Eleanor Ang, G.R. No. 174149, September 8, 2010
Attorney; mistake of counsel
Granting that their counsel made a mistake in entering into such
stipulations, such procedural error unfortunately bound them. The Court has consistently held that the
mistake or negligence of a counsel in the area of procedural technique binds the client unless such
mistake or negligence of counsel is so gross or palpable that would require the courts to step in and
accord relief to the client who suffered thereby. Without this doctrinal rule, there would never be an end
to a suit so long as a new counsel could be employed to allege and show that the prior counsel had not
been sufficiently diligent, experienced, or learned. Gilbert Urma, et al. vs. Hon. Orlando Beltran, et al., G.R.
No. 180836, August 8, 2010
Attorney; notarization of falsified deed
We cannot overemphasize the important role a notary public
performs. In Gonzales v. Ramos, we stressed that notarization is not an empty, meaningless routinary act
but one invested with substantive public interest. The notarization by a notary public converts a private
document into a public document, making it admissible in evidence without further proof of its
authenticity. A notarized document is, by law, entitled to full faith and credit upon its face. It is for this
reason that a notary public must observe with utmost care the basic requirements in the performance of
his duties; otherwise, the publics confidence in the integrity of a notarized document would be
undermined. The records undeniably show the gross negligence exhibited by the respondent in
discharging his duties as a notary public. He failed to ascertain the identities of the affiants before him
and failed to comply with the most basic function that a notary public must do, i.e., to require the parties
presentation of their residence certificates or any other document to prove their identities. Given the
respondents admission in his pleading that the donors were already dead when he notarized the Deed
of Donation, we have no doubt that he failed in his duty to ascertain the identities of the persons who
appeared before him as donors in the Deed of Donation. Under the circumstances, we find that the
respondent should be made liable not only as a notary public but also as a lawyer. He not only violated
the Notarial Law (Public Act No. 2103), but also Canon 1 and Rule 1.01 of the Code of Professional
Responsibility. Luzviminda R. Lustestica vs. Atty. Sergio E. Bernabe, A.C. No. 6258. August 24, 2010
Attorney; reinstatement
The Court, in the recent case of Ligaya Maniago v. Atty. Lourdes I. De Dios,
issued the guidelines on the lifting of orders of suspension, and has advised strict observance thereof.
However, the Court will not hesitate to withhold the privilege of the practice of law if it is shown that
respondent, as an officer of the Court, is still not worthy of the trust and confidence of his clients and of
the public. Thus, applying the guidelines in Maniago, the Court Resolved to GRANT Respondents
Petition for Reinstatement, effective upon his submission to the Court of a Sworn Statement attesting to
the fact: 1) that he has completely served the four (4) suspensions imposed on him successively;2) that
he had desisted from the practice of law, and has not appeared as counsel in any court during the
periods of suspension; and 3) that he has returned the sums of money to the complainants as ordered by
the Court, attaching proofs thereof. Carlos Reyes vs. Atty. Jeremias R. Vitan/Celia Arroyo-Posidio vs. Atty.
Jeremias R. Vitan/Violeta Tahaw vs. Atty. Jeremias R. Vitan/Mark Yuson vs. Atty. Jeremias R. Vitan, A.C. No.
5835/A.C. No. 6051/A.C. No. 6441/A.C. No. 6955, August 18, 2010.
Attorney; violation of rules on forum shopping and abuse of judicial processes
A lawyer owes fidelity to
the cause of his client, but not at the expense of truth and the administration of justice. The filing of
multiple petitions constitutes abuse of the courts processes and improper conduct that tends to impede,
obstruct and degrade the administration of justice and will be punished as contempt of court. Needless
to state, the lawyer who files such multiple or repetitious petitions (which obviously delays the
execution of a final and executory judgment) subjects himself to disciplinary action for incompetence (for
not knowing any better) or for willful violation of his duties as an attorney to act with all good fidelity to
the courts, and to maintain only such actions as appear to him to be just and are consistent with truth
and honor. The filing of another action concerning the same subject matter, in violation of the doctrine of
res judicata, runs contrary to Canon 12 of the Code of Professional Responsibility, which requires a lawyer
to exert every effort and consider it his duty to assist in the speedy and efficient administration of
justice. By his actuations, respondent also violated Rule 12.02 and Rule 12.04 of the Code, as well as a
lawyers mandate to delay no man for money or malice. Atty. Josabeth V. Alonso, et al. vs. Atty. Ibaro B.
Relaminda, Jr., A.C. No. 8481, August 3, 2010.
Attorney; misconduct
Respondent (lawyer) was ordered to reimburse his client Php16,300.00. Nine
years after the directive was made, he effected payment. Respondents belated compliance with the
order glaringly speaks of his lack of candor, of his dishonesty, if not defiance of Court orders, qualities
that do not endear him to the esteemed brotherhood of lawyers. The lack of any sufficient justification or
explanation for the nine-year delay in complying with the Resolutions betrays a clear and contumacious
disregard for the lawful orders of this Court. Such disrespect constitutes a clear violation of the lawyers
Code of Professional Responsibility. Leonard W. Richards vs. Patricio A. Asoy, A.C. No. 2655, October 12,
2010
With his admission that he drafted and notarized another instrument that did not
state the true consideration of the sale so as to reduce the capital gains and other taxes due on the
transaction, respondent cannot escape liability for making an untruthful statement in a public document
for an unlawful purpose. As the second deed indicated an amount much lower than the actual price
paid for the property sold, respondent abetted in depriving the Government of the right to collect the
correct taxes due. Not only did respondent assist the contracting parties in an activity aimed at defiance
of the law, he likewise displayed lack of respect for and made a mockery of the solemnity of the oath in
an Acknowledgment. By notarizing such illegal and fraudulent document, he is entitling it full faith and
credit upon its face, which it obviously does not deserve considering its nature and purpose.
Respondents actions violated not only Rule 1.02, Canon 1 of the Code of Responsibility, but pertinent
sections of the 2004 Rules on Notarial Practice as well. Thus, respondent is meted the penalty of
revocation of notarial commission and suspension from the practice of law for a period of two years.
Pacita Caalim-Verzonilla v. Atty. Victoriano G. Pascua. A.C. No. 6655. October 11, 2011.
Attorney; negligence
Respondent Atty. Elayda failed to inform his clients, petitioners herein, of the dates
of hearing and the adverse decision against them, which eventually became final and executory as no
appeal was filed therefrom, to the prejudice of his clients. A lawyer is duty bound to uphold and
safeguard the interests of his clients. He should be conscientious, competent and diligent in handling his
clients cases. Atty. Elayda should give adequate attention, care, and time to all the cases he is handling.
As the petitioners counsel, Atty. Elayda is expected to monitor the progress of said spouses case and is
obligated to exert all efforts to present every remedy or defense authorized by law to protect the cause
espoused by the petitioners. Respondent is guilty of gross negligence. Spouses Virgilio and Angelina
Aranda vs. Atty. Emmanuel F. Elayda, A.C. No. 7907. December 15, 2010
A complaint for disciplinary action was filed against Atty. Macario Ga due to his
failure to reconstitute or turn over to his client the records of the case in his possession. The Code of
Professional Responsibility mandates lawyers to serve their clients with competence and diligence. Rule
18.03 and Rule 18.04 state: Rule 18.03. A lawyer shall not neglect a legal matter entrusted to him, and his
negligence in connection therewith shall render him liable; Rule 18.04. A lawyer shall keep the client
informed of the status of his case and shall respond within a reasonable time to the clients request for
information. Respondent Atty. Ga breached these duties when he failed to reconstitute or turn over the
records of the case to his client, herein complainant Gone. His negligence manifests lack of competence
and diligence required of every lawyer. His failure to comply with the request of his client was a gross
betrayal of his fiduciary duty and a breach of the trust reposed upon him by his client. Respondents
sentiments against complainant Gone is not a valid reason for him to renege on his obligation as a
lawyer. The moment he agreed to handle the case, he was bound to give it his utmost attention, skill and
competence. Public interest requires that he exert his best efforts and all his learning and ability in
defense of his clients cause. Those who perform that duty with diligence and candor not only safeguard
the interests of the client, but also serve the ends of justice. They do honor to the bar and help maintain
the communitys respect for the legal profession. Patricio Gone v. Atty. Macario Ga, A.C. No. 7771, April 6,
2011.
Government lawyers; prohibition against private practice
As a rule, government lawyers are not
allowed to engage in the private practice of their profession during their incumbency. By way of
exception, a government lawyer can engage in the practice of his or her profession under the following
conditions: first, the private practice is authorized by the Constitution or by the law; and second, the
practice will not conflict or tend to conflict with his or her official functions. The last paragraph of
Section 7 of RA 6713 provides an exception to the exception. In case of lawyers separated from the
government service who are covered under subparagraph (b) (2) of Section 7 of R.A. No. 6713, a oneyear
prohibition is imposed to practice law in connection with any matter before the office he used to be
with.
Rule 6.03 of the Code of Professional Responsibility echoes this restriction and prohibits lawyers, after
leaving the government service, to accept engagement or employment in connection with any matter in
which he had intervened while in the said service. The keyword in Rule 6.03 of the Code of Professional
Responsibility is the term intervene which we previously interpreted to include an act of a person who
has the power to influence the proceedings. Otherwise stated, to fall within the ambit of Rule 6.03 of the
Code of Professional Responsibility, the respondent must have accepted engagement or employment in a
matter which, by virtue of his public office, he had previously exercised power to influence the outcome
of the proceedings.
As the records show, no evidence exists showing that the respondent previously interfered with the sales
application covering Manuels land when the former was still a member of the Committee on Awards.
The complainant, too, failed to sufficiently establish that the respondent was engaged in the practice of
law. At face value, the legal service rendered by the respondent was limited only in the preparation of a
single document and private practice of law contemplates a succession of acts of the same nature
habitually or customarily holding ones self to the public as a lawyer. Jovito S. Olazo vs. Justice Dante O.
Tinga (Ret.), A.M. No. 10-5-7-S
Government lawyers; promoting private interests
Rule 6.02 of the Code of Professional Responsibility
prohibits a lawyer in the government service from using his or her public position to: (1) promote private
interests; (2) advance private interests; or (3) allow private interest to interfere with his or her public
duties. The restriction extends to all government lawyers who use their public offices to promote their
private interests. Promotion of private interest includes soliciting gifts or anything of monetary value in
any transaction requiring the approval of his or her office, or may be affected by the functions of his or
her office. Private interest is not limited to direct interest, but extends to advancing the interest of
relatives. We also ruled that private interest interferes with public duty when the respondent uses the
office and his or her knowledge of the intricacies of the law to benefit relatives.
Applying these legal precepts to the facts of the case, we find the absence of any concrete proof that the
respondent (retired Supreme Court Associate Justice Dante O. Tinga) abused his position as a
Congressman and as a member of the Committee on Awards in the manner defined under Rule 6.02 of
the Code of Professional Responsibility. Jovito S. Olazo vs. Justice Dante O. Tinga (Ret.), A.M. No. 10-5-7-S
Attorney; dishonesty
Respondent was accused of filing various pleadings on behalf of parties who were
already deceased. To all attorneys, truthfulness and honesty have the highest value, for, as the Court has
said in Young v. Batuegas: A lawyer must be a disciple of truth. He swore upon his admission to the Bar
that he will do no falsehood nor consent to the doing of any in court and he shall conduct himself as a
lawyer according to the best of his knowledge and discretion with all good fidelity as well to the courts
as to his clients. He should bear in mind that as an officer of the court his high vocation is to correctly
inform the court upon the law and the facts of the case and to aid it in doing justice and arriving at
correct conclusion. The courts, on the other hand, are entitled to expect only complete honesty from
lawyers appearing and pleading before them. While a lawyer has the solemn duty to defend his clients
rights and is expected to display the utmost zeal in defense of his clients cause, his conduct must never
be at the expense of truth. Respondent lawyer was found not liable as he had disclosed in a pleading
the death of the deceased parties and the fact that he was representing the successors in interest of the
deceased parties. Jessie R. De Leon vs. Atty. Eduardo G. Castelo, A.C. No. 8620, January 12, 2011
It is clear from the records that respondent Atty. Ediza deceived the Spouses
Floran when he asked them to unknowingly sign a deed of sale transferring a portion of their land to
him. Respondent also made it appear that the original owner of the land conveyed her rights therto to
respondent and not to the Spouses Floran. When the sale of the Spouses Florans land pushed through,
respondent received half of the proceeds given by the buyer and falsely misled the Spouses Floran into
thinking that he will register the remaining portion of the land. Lamentably, Atty. Ediza played on the
navet of the Spouses Floran to deprive them of their valued property. This is an unsavory behavior
from a member of the legal profession. Aside from giving adequate attention, care and time to his
clients case, a lawyer is also expected to be truthful, fair and honest in protecting his clients rights.
Once a lawyer fails in this duty, he is not true to his oath as a lawyer. Respondent lawyer violated Rule
1.01 of Canon 1, Canon 15, and Rule 18.03 of Canon 18 of the Code of Professional Responsibility for
which he is suspended from the practice of law for six months. Nemesio Floran and Caridad Floran v. Atty.
Roy Prule Ediza. A.C. No. 5325. October 19, 2011.
Attorneys; plagiarism
The rule exonerating judges from charges of plagiarism applies also to lawyers.
Although as a rule they receive compensation for every pleading or paper they file in court or for every
opinion they render to clients, lawyers also need to strive for technical accuracy in their writings. They
should not be exposed to charges of plagiarism in what they write so long as they do not depart, as
officers of the court, from the objective of assisting the Court in the administration of justice. In matter of
the charges of plagiarism, etc. against Associate Justice Mariano C. Del Castillo, A.M. No. 10-7-17-SC. February
8, 2011
Attorney; willful disobedience of lawful orders of court
Respondent willfully disobeyed the Court when
she continued her law practice despite the five-year suspension order against her and even
misrepresented herself to be another person in order to evade said penalty. Thereafter, when she was
twice ordered to comment on her continued law practice while still suspended, nothing was heard from
her despite receipt of two Resolutions from this Court. Neither did she pay the P30,000.00 fine imposed
in the September 29, 2009 Resolution. Under Section 27, Rule 138 of the Rules of Court a member of the
bar may be disbarred or suspended from office as an attorney for gross misconduct and/or for a willful
disobedience of any lawful order of a superior court. In repeatedly disobeying the Courts orders,
respondent proved herself unworthy of membership in the Philippine Bar. Worse, she remains
indifferent to the need to reform herself. Clearly, she is unfit to discharge the duties of an officer of the
court and deserves the ultimate penalty of disbarment. Teresita D. Santeco v. Atty. Luna B. Avance, A.C. No.
5834. February 22, 2011
Attorney; breach of fiduciary duties
Atty. Ricaforts act of obtaining money from his clients under the
respective pretexts that the amount would be deposited in court and that he would prepare and file the
memorandum for them erected a responsibility to account for and to use the amounts in accordance with
the particular purposes intended. For him to deposit the amount in his personal account without the
consent of the clients and to fail to file the memorandum and not return the money upon demand,
constituted a serious breach of his fiduciary duties as their attorney. He reneged on his duty to render an
accounting to his clients showing that he had spent the amounts for the particular purposes intended.
He was thereby presumed to have misappropriated the moneys for his own use to the prejudice of his
clients and in violation of the clients trust reposed in him. He could not escape liability, for upon failing
to use the moneys for the purposes intended, he should have immediately returned the moneys to his
clients. Atty. Ricaforts plain abuse of the confidence reposed in him by his clients rendered him liable
for violation of Canon 16, particularly Rule 16.01, supra, and Canon 17, all of the Code of Professional
Responsibility. His acts and actuations constituted a gross violation of general morality and of
professional ethics that impairs public confidence in the legal profession and deserves punishment.
Erlinda R. Tarog v. Atty. Romulo L. Ricafort, A.C. No. 8253, March 15, 2011.
Law Professors; academic freedom; limitation
A novel issue involved in the present controversy, for it
has not been passed upon in any previous case before this Court, is the question of whether lawyers who
are also law professors can invoke academic freedom as a defense in an administrative proceeding for
intemperate statements tending to pressure the Court or influence the outcome of a case or degrade the
courts. Applying by analogy the Courts past treatment of the free speech defense in other bar
discipline cases, academic freedom cannot be successfully invoked by respondents in this case. The
implicit ruling in jurisprudence is that the constitutional right to freedom of expression of members of
the Bar may be circumscribed by their ethical duties as lawyers to give due respect to the courts and to
uphold the publics faith in the legal profession and the justice system. To our mind, the reason that
freedom of expression may be so delimited in the case of lawyers applies with greater force to the
academic freedom of law professors. It is not contested that respondent professors are, by law and
jurisprudence, guaranteed academic freedom and undisputably, they are free to determine what they
will teach their students and how they will teach. We must point out that there is nothing in the Show
Cause Resolution that dictates upon respondents the subject matter they can teach and the manner of
their instruction. Moreover, it is not inconsistent with the principle of academic freedom for this Court
to subject lawyers who teach law to disciplinary action for contumacious conduct and speech, coupled
with undue intervention in favor of a party in a pending case, without observing proper procedure, even
if purportedly done in their capacity as teachers. Re: Letter of the UP Law Faculty entitled Restoring
Integrity: A statement by the Faculty of the University of the Philippines College of Law on the allegations of
plagiarism and misrepresentation in the Supreme Court, A.M. No. 10-10-4-SC, March 8, 2011.
Law Professors; engaged in practice of law
It would do well for the Court to remind respondent law
professors that, in view of the broad definition in Cayetano v. Monsod, lawyers when they teach law are
considered engaged in the practice of law. Unlike professors in other disciplines and more than lawyers
who do not teach law, respondents are bound by their oath to uphold the ethical standards of the legal
profession. Thus, their actions as law professors must be measured against the same canons of
professional responsibility applicable to acts of members of the Bar as the fact of their being law
professors is inextricably entwined with the fact that they are lawyers. Re: Letter of the UP Law Faculty
entitled Restoring Integrity: A statement by the Faculty of the University of the Philippines College of Law on
the allegations of plagiarism and misrepresentation in the Supreme Court, A.M. No. 10-10-4-SC, March 8, 2011.
Law Professors; freedom of expression and speech; limitation
Respondent law professors claim that the
Court, upon its issuance of the Show Cause Resolution, has interfered with their constitutionally
mandated right to free speech and expression. In a long line of cases, this Court has held that the right to
criticize the courts and judicial officers must be balanced against the equally primordial concern that the
independence of the Judiciary be protected from due influence or interference. In cases where the critics
are not only citizens but members of the Bar, jurisprudence has repeatedly affirmed the authority of this
Court to discipline lawyers whose statements regarding the courts and fellow lawyers, whether judicial
or extrajudicial, have exceeded the limits of fair comment and common decency. Verily, the accusatory
and vilifying nature of certain portions of the Statement exceeded the limits of fair comment and cannot
be deemed as protected free speech. Re: Letter of the UP Law Faculty entitled Restoring Integrity: A
statement by the Faculty of the University of the Philippines College of Law on the allegations of plagiarism and
misrepresentation in the Supreme Court, A.M. No. 10-10-4-SC, March 8, 2011.
Law Professors; respect for courts
For the disposition of the Court are the submissions of 37 respondent
law professors in response to the Resolution directing them to show cause why they should not be
disciplined as members of the Bar for issuing a statement which alleged acts of plagiarism and
misrepresentation in the Supreme Court. Even as lawyers passionately and vigorously propound their
points of view they are bound by certain rules of conduct for the legal profession. This Court is certainly
not claiming that it should be shielded from criticism. All the Court demands is the same respect and
courtesy that one lawyer owes to another under established ethical standards. All lawyers, whether they
are judges, court employees, professors or private practitioners, are officers of the Court and have
voluntarily taken an oath, as an indispensable qualification for admission to the Bar, to conduct
themselves with good fidelity towards the courts. There is no exemption from this sworn duty for law
professors, regardless of their status in the academic community or the law school to which they belong.
Re: Letter of the UP Law Faculty entitled Restoring Integrity: A statement by the Faculty of the University of the
Philippines College of Law on the allegations of plagiarism and misrepresentation in the Supreme Court, A.M.
No. 10-10-4-SC, March 8, 2011.
Lawyers; administrative proceedings vis--vis contempt proceedings
When the Court initiates contempt
proceedings and/or disciplinary proceedings against lawyers for intemperate and discourteous
language and behavior directed at the courts, the evil sought to be prevented is the same the
degradation of the courts and the loss of trust in the administration of justice. For this reason, it is not
unusual for the Court to cite authorities on bar discipline (involving the duty to give due respect to the
courts) in contempt cases against lawyers and vice versa. When the Court chooses to institute an
administrative case against a respondent lawyer, the mere citation or discussion in the orders or decision
in the administrative case of jurisprudence involving contempt proceedings does not transform the
action from a disciplinary proceeding to one for contempt. Re: Letter of UP Law Faculty entitled Restoring
Integrity: A statement by the Faculty of the University of the Philippines College of Law etc., A.M. No. 10-10-4-SC, June 7, 2011
Attorney; filing of baseless complaint
Respondents cannot be held liable for judiciously performing
their sworn duty to observe and follow court proceedings as provided by the Rules. Complainant
apparently filed this complaint primarily to divert the attention of his client from his shortcomings as its
counsel, if not to simply harass the respondents. A lawyer who files an unfounded complaint must be
sanctioned because, as an officer of the court, he does not discharge his duty by filing frivolous petitions
that only add to the workload of the judiciary.
Such filing of baseless complaints is contemptuous of the courts. Complainant was ordered to show
cause why he should not be subjected to disciplinary action for filing a frivolous and baseless complaint.
Atty. Emmanuel R. Andamo v. Judge Edwin G. Larida, Jr., Clerk of Court Stanlee D. Calma and Legal Researcher
Diana G. Ruiz, all of Regional Trial Court, Branch 18 Tagytay City. A.M. No. RTJ-11-2265. September 21, 2011
Attorney; grave misconduct
Respondent attorney was found to have violated Rule 1.01 of Canon 1 of
the Code of Professional Responsibility. Respondents actions clearly show that she deceived
complainant into lending money to her through the use of documents and false representations and by
taking advantage of her education and complainants ignorance in legal matters. As manifested by
complainant, he would have never granted the loan to respondent were it not for respondents
misrepresentation that she was authorized to sell the property and that complainant could register the
open deed of sale if respondent fails to pay the loan. By her misdeed, respondent has eroded not only
complainants perception of the legal profession but the publics perception as well. Her actions
constitute gross misconduct for which she may be disciplined. Tomas P. Tan, Jr. v. Atty. Haide V. Gumba.
A.C. No. 9000. October 5, 2011.
Attorney; notarization of illegal document
A notary public should not facilitate the disintegration of a
marriage and the family by encouraging the separation of the spouses and extrajudicially dissolving the
conjugal partnership, which is exactly what respondent did in this case. In preparing and notarizing an
agreement for extrajudicial dissolution of marriage a void document respondent violated Rule 1.01,
Canon 1 of the Code of Professional Responsibility which provides that [a] lawyer shall not engage in
unlawful, dishonest, immoral or deceitful conduct. Respondent knew fully well that the Kasunduan Ng
Paghihiwalay has no legal effect and is against public policy. Therefore, respondent may be suspended
from office as an attorney for breach of the ethics of the legal profession as embodied in the Code of
Professional Responsibility. Rodolfo A. Espinosa and Maximo A. Glindo v. Atty. Julieta A. Omaa. A.C. No.
9081. October 12, 2011.
Attorney; gross immorality
Possession of good moral character is not only a condition for admission to
the Bar but is a continuing requirement to maintain ones good standing in the legal profession. It is the
bounden duty of law practitioners to observe the highest degree of morality in order to safeguard the
integrity of the Bar. Consequently, any errant behavior on the part of a lawyer, be it in his public or
private activities, which tends to show him deficient in moral character, honesty, probity or good
demeanor, is sufficient to warrant his suspension or disbarment. Respondents act of having an affair
with his clients wife manifested his disrespect for the laws on the sanctity of marriage and his own
marital vow of fidelity. It showed his utmost moral depravity and low regard for his profession. He also
violated the trust and confidence reposed on him by the complainant, which in itself is prohibited under
Canon 17 of the Code of Professional Responsibility. Elpidio P. Tiong vs. Atty. George M. Florendo. A.C. No.
4428. December 12, 2011
Attorney; gross misconduct; inexcusable ignorance of well-established rules of procedures
The
respondent, while an MTC judge, accepted a petition for declaratory relief filed by the Municipal
Council of San Fernando, Pampanga, assigned it to himself, and acted on it, all on the same day and
without issuing summons or giving notice to the complainant who was the part adversely affected by
the resolution subject of the Municipal Councils petition. The New Code of Judicial Conduct for the
Philippine Judiciary mandates that judges must not only maintain their independence, integrity and
impartiality but they must also avoid any appearance of impropriety or partiality, which may erode the
peoples faith in the judiciary. Integrity and impartiality, as well as the appearance thereof, are deemed
essential not just in the proper discharge of judicial office, but also to the personal demeanor of judges.
This standard applies not only to the decision itself, but also to the process by which the decision is
made. As a member of the bar and former judge, respondent is expected to be well-versed in the Rules of
Procedure. This is expected upon members of the legal profession because membership in the bar is in
the category of a mandate for public service of the highest order. Lawyers are oath-bound servants of
society whose conduct is clearly circumscribed by inflexible norms of law and ethics, and whose primary
duty is the advancement of the quest for truth and justice, for which they have sworn to be fearless
crusaders. Office of the Court Administrator vs. Atty. Daniel B. Liangco A.C. No. 5355. December 13,
2011
Attorney; accounting of funds
When a lawyer collects or receives money from his client for a particular
purpose, he should promptly account to the client how the money was spent. If he does not use the
money for its intended purpose, he must immediately return it to the client. His failure either to render
an accounting or to return the money (if the intended purpose of the money does not materialize)
constitutes a blatant disregard of Rule 16.01 of the Code of Professional Responsibility. Moreover, a
lawyer has the duty to deliver his clients funds or properties as they fall due or upon demand. His
failure to return the clients money upon demand gives rise to the presumption that he has
misappropriated it for his own use to the prejudice of and in violation of the trust reposed in him by the
client. The issuance of checks which were later dishonored for having been drawn against a closed
account indicates a lawyers unfitness for the trust and confidence reposed on him, shows lack of
personal honesty and good moral character as to render him unworthy of public confidence, and
constitutes a ground for disciplinary action. Hector Trenas vs. People of the Philippines. G.R. No. 195002.
January 25, 2012
Attorney; mistake of counsel
The general rule is that the mistake of a counsel binds the client, and it is
only in instances wherein the negligence is so gross or palpable that courts must step in to grant relief to
the aggrieved client. It can be gleaned from the circumstances that petitioner was given opportunities to
defend his case and was granted concomitant reliefs by the court. Thus, it cannot be said that the mistake
and negligence of his former counsel were so gross and palpable to have deprived him of due process.
Cresencio C. Milla vs. People of the Philippines and Carlo V. Lopez. G.R. No. 188726. January 25, 2012
Administrative cases against lawyers; prescriptive period
The two-year prescriptive period for
initiating a complaint against a lawyer for disbarment or suspension provided under Section 1, Rule VIII
of the Rules of Procedure of the IBP Commission on Bar Discipline should be construed to mean two
years from the date of discovery of the professional misconduct. Nesa Isenhardt vs. Atty. Leonardo M.
Real, A.C. No. 8254, February 15, 2012.
Attorney; disqualification as notary public
A notary public should not notarize a document unless the
person who signs it is the same person who executed it, personally appearing before him to attest to the
contents and the truth of what are stated therein. This is to enable the notary public to verify the
genuineness of the signature of the acknowledging party and to ascertain that the document is the
partys free act. The duties of a notary public is dictated by public policy and impressed with public
interest. It is not a meaningless ministerial act of acknowledging documents executed by parties who are
willing to pay the fees for notarization. It is of no moment that the subject SPA was not utilized by the
grantee for the purpose it was intended because the property was allegedly transferred from
complainant to her brother by virtue of a deed of sale consummated between them. What is being
penalized is respondents act of notarizing a document despite the absence of one of the parties. A
notarized document is by law entitled to full credit upon its face and it is for this reason that notaries
public must observe the basic requirements in notarizing documents. Otherwise, the confidence of the
public in notarized documents will be undermined. Nesa Isenhardt vs. Atty. Leonardo M. Real, A.C. No.
8254, February 15, 2012
Attorney; government service; applicability of Code of Professional Responsibility
The Code of
Professional Responsibility does not cease to apply to a lawyer simply because he has joined the
government service. Where a lawyers misconduct as a government official is of such nature as to affect
his qualification as a lawyer or to show moral delinquency, then he may be disciplined as a member of
the bar on such grounds. Martin Lahn III and James P. Concepcion vs. Labor Arbiter Jovencio Li. Mayor, Jr.,
A.C. No. 7430, February 15, 2012.
Attorney; gross ignorance of the law
The respondent labor arbiter, being part of the quasi-judicial
system of our government, performs official functions that are akin to those of judges. Accordingly, the
present controversy may be approximated to administrative cases of judges whose decisions, including
the manner of rendering the same, were made subject of administrative cases. While a judge may not
always be held liable for ignorance of the law for every erroneous order that he renders, it is also
axiomatic that when the legal principle involved is sufficiently basic, lack of conversance with it
constitutes gross ignorance of the law. The unfounded insistence of the respondent on his supposed
authority to issue writs of preliminary injunction and/or temporary restraining order, taken together
with the delay in the resolution of the said motion for reconsideration, would clearly show that the
respondent deliberately intended to cause prejudice to the complainants. Martin Lahn III and James P.
Concepcion vs. Labor Arbiter Jovencio Li. Mayor, Jr., A.C. No. 7430, February 15, 2012
Attorney; lifting of indefinite suspension
Professional misconduct involving the misuse of constitutional
provisions for the purpose of insulting Members of the Supreme Court is a serious breach of the rigid
standards that a member of good standing of the legal profession must faithfully comply with. Thus, the
penalty of indefinite suspension was imposed. However, in the past two years during which Atty.
Lozano has been suspended, he has repeatedly expressed his willingness to admit his error, to observe
the rules and standards in the practice of law, and to serve the ends of justice if he should be reinstated.
And in these two years, this Court has not been informed of any act that would indicate that Atty.
Lozano had acted in any unscrupulous practices unsuitable to a member of the bar. While the Court will
not hesitate to discipline its erring officers, it will not prolong a penalty after it has been shown that the
purpose for imposing it had already been served. Re: subpoena Duces Tecum dated January 11, 2010 of
Acting Director Aleu A. Amante, PIAB-C, Office of the Ombudsman/Re: Order of the Office of the Ombudsman
referring the complaint of Attys. Oliver O. Lozano & Evangeline J. Lozano-Endriano against Chief Justice Reynato
S. Puno(ret.). A.M. No. 10-1-13-SC & A.M. NO. 10-9-9-SC, March 20, 2012.
Attorney; falsification
Under Section 27, Rule 138 of the Rules of Court, a lawyer may be removed or
suspended on the following grounds: (1) deceit; (2) malpractice; (3) gross misconduct in office; (4) grossly
immoral conduct; (5) conviction of a crime involving moral turpitude; (6) violation of the lawyers oath;
(7) willful disobedience of any lawful order of a superior court; and (8) corruptly or willfully appearing
as a lawyer for a party to a case without authority so to do.
The crime of falsification of public document is contrary to justice, honesty, and good morals and,
therefore, involves moral turpitude. Moral turpitude includes everything which is done contrary to
justice, honesty, modesty, or good morals. It involves an act of baseness, vileness, or depravity in the
private duties which a man owes his fellowmen, or to society in general, contrary to the accepted and
customary rule of right and duty between man and woman, or conduct contrary to justice, honesty,
modesty, or good morals.
Disbarment is the appropriate penalty for conviction by final judgment for a crime involving moral
turpitude. Re: SC Decision date May 20, 2008 in G.R. No. 161455 under Rule 139-B of the Rules of Court vs.
Atty. Rodolfo D. Pactolin. A.C. No. 7940, April 24, 2012.
Attorney; groundless imputation of bribery
As officers of the court, lawyers are duty-bound to observe
and maintain the respect due to the courts and judicial officers. They are to abstain from offensive or
menacing language or behavior before the court and must refrain from attributing to a judge motives
that are not supported by the record or have no materiality to the case.
Atty. Pea cannot be excused for uttering snide and accusatory remarks at the expense of the reputation
and integrity of members of this Court, and for using those unsubstantiated claims as basis for the
subject Motion for Inhibition.
Not only has respondent Pea failed to show sincere remorse for his malicious insinuations of bribery
and wrongdoing against Justice Carpio, he in fact continually availed of such unethical tactics in moving
for the inhibition of eleven Justices of the Court. Indeed, his pattern of behavior can no longer be seen as
isolated incidents that the Court can pardon given certain mitigating circumstances. Respondent Pea
has blatantly and consistently cast unfounded aspersions against judicial officers in utter disregard of his
duties and responsibilities to the Court.
Respondent Peas actions betray a similar disrespectful attitude towards the Court that cannot be
countenanced especially for those privileged enough to practice law in the country. In re: Supreme Court
Resolution dated 28 April 2003 in G.R. Nos. 145817 and 145822. A.C. No. 6332, April 17, 2012.
Attorney; lack of diligence
When a lawyer takes a clients cause, he covenants that he will exercise due
diligence in protecting the latters rights. Failure to exercise that degree of vigilance and attention
expected of a good father of a family makes the lawyer unworthy of the trust reposed on him by his
client and makes him answerable not just to his client but also to the legal profession, the courts and
society. His workload does not justify neglect in handling ones case because it is settled that a lawyer
must only accept cases as much as he can efficiently handle. Suzette Del Mundo vs. Atty. Arnel C.
Capistrano. A.C. No. 6903, April 16, 2012.
Attorney; obligation to hold in trust money of his client
A lawyer is obliged to hold in trust money of his
client that may come to his possession. As trustee of such funds, he is bound to keep them separate and
apart from his own. Money entrusted to a lawyer for a specific purpose such as for the filing and
processing of a case if not utilized, must be returned immediately upon demand. Failure to return gives
rise to a presumption that he has misappropriated it in violation of the trust reposed on him. And the
conversion of funds entrusted to him constitutes gross violation of professional ethics and betrayal of
public confidence in the legal profession. Suzette Del Mundo vs. Atty. Arnel C. Capistrano. A.C. No. 6903,
April 16, 2012.
Attorney; representation of conflicting interests
The proscription against representation of conflicting
interests applies to a situation where the opposing parties are present clients in the same action or in an
unrelated action. The prohibition also applies even if the lawyer would not be called upon to contend
for one client that which the lawyer has to oppose for the other client, or that there would be no occasion
to use the confidential information acquired from one to the disadvantage of the other as the two actions
are wholly unrelated. To be held accountable under this rule, it is enough that the opposing parties in
one case, one of whom would lose the suit, are present clients and the nature or conditions of the
lawyers respective retainers with each of them would affect the performance of the duty of undivided
fidelity to both clients. Anion vs. Sabistsana. A.C. No. 5098, April 11, 2012
Atty. Silvosa violated Rule 6.03. Rule 15.03 also provides
that A lawyer shall not represent conflicting interests except by written consent of all concerned given
after a full disclosure of facts. in Hilado v. David, the Court held that an attorney is employed that
is, he is engaged in his professional capacity as a lawyer or counselor when he is listening to his
clients preliminary statement of his case, or when he is giving advice thereon, just as truly as when he is
drawing his clients pleadings, or advocating his clients pleadings, or advocating his clients cause in
open court. Hence the necessity of setting down the existence of the bare relationship of attorney and
client as the yardstick for testing incompatibility of interests. This stern rule is designed not alone to
prevent the dishonest practitioner from fraudulent conduct, but as well to protect the honest lawyer
from unfounded suspicion of unprofessional practice. It is founded on principles of public policy, on
good taste. The question is not necessarily one of the rights of the parties, but as to whether the attorney
has adhered to proper professional standard. With these thoughts in mind, it behooves attorneys, like
Caesars wife, not only to keep inviolate the clients confidence, but also to avoid the appearance of
treachery and double-dealing. Only thus can litigants be encouraged to entrust their secrets to their
attorneys which is of paramount importance in the administration of justice. The prohibition against
representation of conflicting interests applies although the attorneys intentions were honest and he
acted in good faith. Atty. Policarpio I. Catalan, Jr. vs. Atty. Joselito M. Silvosa. A.C. No. 7360, July 24, 2012.
Attorney; submission of falsified internal court documents
The falsification, subject of the instant
administrative case, lies in the fact that respondent Pea submitted to the Court a document he was
absolutely certain, at the time of such submission, was a copy of the Agenda of the then ponente.
Candor and truthfulness are some of the qualities exacted and expected from members of the legal
profession. Thus, lawyers shall commit no falsehood, nor shall they mislead or allow the court to be
misled by any artifice. As disciples of truth, their lofty vocation is to correctly inform the court of the law
and the facts of the case and to aid it in doing justice and arriving at correct conclusions. Courts are
entitled to expect only complete honesty from lawyers appearing and pleading before them. In the
instant case, the submission of a document purporting to be a copy of the Agenda of a member of this
Court is an act of dishonesty that puts into doubt the ability of respondent to uphold his duty as a
disciple of truth.
Respondent led the Court to believe that what he submitted was a faithful reproduction of the ponentes
Agenda, just to support the subject Motion to Inhibit. The original of the purported copy was later found
to have been inexistent in the courts records.
The Court noted that respondent Pea has not explained, to the Courts satisfaction, how he managed
to obtain internal and confidential documents.
Respondent Pea is sanctioned for knowingly using confidential and internal court records and
documents, which he suspiciously obtained in bolstering his case. His unbridled access to internal court
documents has not been properly explained. The cavalier explanation of respondent Pea that this
Courts confidential documents would simply find themselves conveniently falling into respondents lap
through registered mail and that the envelopes containing them could no longer be traced is unworthy
of belief. This gives the Court reason to infer that laws and its own internal rules have been violated over
and over again by some court personnel, whom respondent Pea now aids and abets by feigning
ignorance of how the internal documents could have reached him. It is not unreasonable to even
conclude that criminal liabilities have been incurred in relation to the Revised Penal Code and the Anti-
Graft and Corrupt Practices Act, with Atty. Pea benefitting from the same. Respondents actions clearly
merit no other penalty than disbarment. In re: Supreme Court Resolution dated 28 April 2003 in G.R. Nos.
145817 and 145822. A.C. No. 6332, April 17, 2012.
Attorneys; disbarment cases imprescriptible
The defense of prescription is untenable. The Court has
held that administrative cases against lawyers do not prescribe. The lapse of considerable time from the
commission of the offending act to the institution of the administrative complaint will not erase the
administrative culpability of a lawyer. Otherwise, members of the bar would only be emboldened to
disregard the very oath they took as lawyers, prescinding from the fact that as long as no private
complainant would immediately come forward, they stand a chance of being completely exonerated
from whatever administrative liability they ought to answer for. Fidela Bengco and Teresita Bengco vs. Atty.
Pablo Bernardo, A.C. No. 6368, June 13, 2012
Attorney; False and untruthful statements in pleadings
The practice of law is a privilege bestowed on
those who show that they possess and continue to possess the legal qualifications for it. Lawyers are
expected to maintain at all times a high standard of legal proficiency and morality, including honesty,
integrity and fair dealing. They must perform their four-fold duty to society, the legal profession, the
courts and their clients, in accordance with the values and norms of the legal profession as embodied in
the Code of Professional Responsibility.
Atty. Magats