call procedure flow chart and counters rev a

43
Ericsson Internal TECHNICAL REPORT 1 (43) Prepared (also subject responsible if other) No. TEI/RFE S. Sestito, TEI/RFR P. Gattei, TEI/RFE R. Ingravallo TEI-05:001921 Uen Approved Checked Date Rev Reference TEI/RFR [Massimo Costa] 2005-10-10 A Call Procedure Flow Chart and Counters Contents 1 Introduction.......................................................................................... 3 1.1 Revision ................................................................................... 3 2 Call Setup e Release ............................................................................ 4 2.1 Mobile Originating Call Setup ................................................... 4 2.1.1 Step: Random Access (it is the same for every kind of service: CS, PS, Registrations, Signaling, SMS, etc.)............................ 4 2.1.2 Step: RRC Connection Setup................................................... 6 2.1.3 Step: Service request, Authentication and Security .................. 7 2.1.4 Step: RAB Assignment speech or CS64................................... 8 2.2 Mobile Terminating Call Setup ................................................. 9 2.2.1 Step: Paging .......................................................................... 10 2.2.2 Step: Random Access ............................................................ 11 2.2.3 Step: RRC Connection Setup................................................. 11 2.2.4 Step: Service request, Authentication and Security ................ 11 2.2.5 Step: RAB Assignment speech or CS64................................. 11 2.3 Normal Call Release .............................................................. 12 2.3.1 Network initiated normal call release ...................................... 12 2.3.2 UE initiated normal call release .............................................. 13 2.4 Abnormal Call Release........................................................... 14 2.4.1 UE initiated abnormal call release .......................................... 14 2.4.2 Network initiated abnormal call release .................................. 15 2.5 Radio Connection Supervision ............................................... 16 2.5.1 Supervision of radio link synchronisation status ..................... 17 2.5.2 Supervision of RLC protocol (layer 2 failures) ........................ 18 2.5.3 Supervision of connection on common channels.................... 18 2.6 Signalling Connection Release for Speech and CS64 calls.... 19 3 Mobility ............................................................................................... 20 3.1 Inter Radio Access Technology Handover (IRATHO) from UTRAN to GSM, speech service ............................................ 20 3.1.1 Step1: Compressed Mode Start ............................................. 20 3.1.2 Step1: Compressed Mode Stop ............................................. 23 3.1.3 Step2: IRAT Handover Execution........................................... 23 3.2 Soft/Softer Handover.............................................................. 25 3.2.1 Soft/Softer/Inter RNC HO Addition, Dedicated channel .......... 26 3.2.2 Soft/Softer/Inter RNC HO Removal, Dedicated channel ......... 28 3.2.3 Soft/Softer/Inter RNC HO Replacement, Dedicated channel .. 29 4 Capacity Management ....................................................................... 30

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Page 1: Call procedure flow chart and counters rev a

Ericsson Internal

TECHNICAL REPORT

1 (43) Prepared (also subject responsible if other) No.

TEI/RFE S. Sestito, TEI/RFR P. Gattei, TEI/RFE R. Ingravallo

TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

Call Procedure Flow Chart and Counters

Contents

1 Introduction.......................................................................................... 3 1.1 Revision ................................................................................... 3

2 Call Setup e Release............................................................................ 4 2.1 Mobile Originating Call Setup................................................... 4 2.1.1 Step: Random Access (it is the same for every kind of service:

CS, PS, Registrations, Signaling, SMS, etc.)............................ 4 2.1.2 Step: RRC Connection Setup................................................... 6 2.1.3 Step: Service request, Authentication and Security .................. 7 2.1.4 Step: RAB Assignment speech or CS64................................... 8 2.2 Mobile Terminating Call Setup ................................................. 9 2.2.1 Step: Paging .......................................................................... 10 2.2.2 Step: Random Access............................................................ 11 2.2.3 Step: RRC Connection Setup................................................. 11 2.2.4 Step: Service request, Authentication and Security ................ 11 2.2.5 Step: RAB Assignment speech or CS64................................. 11 2.3 Normal Call Release .............................................................. 12 2.3.1 Network initiated normal call release ...................................... 12 2.3.2 UE initiated normal call release.............................................. 13 2.4 Abnormal Call Release........................................................... 14 2.4.1 UE initiated abnormal call release .......................................... 14 2.4.2 Network initiated abnormal call release .................................. 15 2.5 Radio Connection Supervision ............................................... 16 2.5.1 Supervision of radio link synchronisation status ..................... 17 2.5.2 Supervision of RLC protocol (layer 2 failures) ........................ 18 2.5.3 Supervision of connection on common channels.................... 18 2.6 Signalling Connection Release for Speech and CS64 calls.... 19

3 Mobility............................................................................................... 20 3.1 Inter Radio Access Technology Handover (IRATHO) from

UTRAN to GSM, speech service ............................................ 20 3.1.1 Step1: Compressed Mode Start ............................................. 20 3.1.2 Step1: Compressed Mode Stop ............................................. 23 3.1.3 Step2: IRAT Handover Execution........................................... 23 3.2 Soft/Softer Handover.............................................................. 25 3.2.1 Soft/Softer/Inter RNC HO Addition, Dedicated channel .......... 26 3.2.2 Soft/Softer/Inter RNC HO Removal, Dedicated channel ......... 28 3.2.3 Soft/Softer/Inter RNC HO Replacement, Dedicated channel .. 29

4 Capacity Management ....................................................................... 30

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Ericsson Internal

TECHNICAL REPORT

2 (43) Prepared (also subject responsible if other) No.

TEI/RFE S. Sestito, TEI/RFR P. Gattei, TEI/RFE R. Ingravallo

TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

4.1 DL Cell Congestion Detection ................................................ 30 4.2 UL Cell Congestion Detection ................................................ 31 4.3 Resolve Congestion Actions................................................... 32

5 Location Update, IMSI Attach, IMSI Detach...................................... 34 5.1.1 Step: Random Access............................................................ 34 5.1.2 Step: RRC Connection Setup................................................. 36 5.1.3 Step: Location Updating (Normal, Periodic, IMSI Attach),

Authentication and Security.................................................... 37 5.1.4 Step: IMSI Detach.................................................................. 38

6 Short Message Service...................................................................... 39 (*) only for mobile terminating sms....................................................... 39 6.1.1 Step: Paging .......................................................................... 39 6.1.2 Step: Random Access............................................................ 39 6.1.3 Step: RRC Connection Setup................................................. 41 6.1.4 Step: Mobile Originating SMS ................................................ 42 6.1.5 Step: Mobile Terminating SMS............................................... 43

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Ericsson Internal

TECHNICAL REPORT

3 (43) Prepared (also subject responsible if other) No.

TEI/RFE S. Sestito, TEI/RFR P. Gattei, TEI/RFE R. Ingravallo

TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

1 Introduction

In this section will be described the main radio procedures related to Speech call, CS64 (video) call, Registrations on CS domain (Location Updating, IMSI Detach) and SMS.

1.1 Revision

Revision Date Description

PA1 2005-yy-xx

PA2 2005-yy-xx

PA9 2005-10-06

? ?Correction in pmFaultyTransportBlocks condition and addition of pmNoRecRandomAccSuccess and pmTransportBlocks counters in Random Access procedure

? ?Changed in “BlockingCell” the scope of pmNoReqDeniedAdm counter

? ?Inserted NSMSSRSUCC MSC counter in Mobile Terminating SMS procedure

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Ericsson Internal

TECHNICAL REPORT

4 (43) Prepared (also subject responsible if other) No.

TEI/RFE S. Sestito, TEI/RFR P. Gattei, TEI/RFE R. Ingravallo

TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

2 Call Setup e Release

2.1 Mobile Originating Call Setup

Traffic Case: UE is in idle state normally camped on a UMTS cell and attempts to access the network and establish a circuit switched call (Speech or CS64)

Main Flow

2.1.1 Step: Random Access (it is the same for every kind of service: CS, PS, Registrations, Signaling, SMS, etc.)

Precondition: UE is in idle state

Post condition: RNC correctly receives the RRC Connection Request message over Random Access Channel.

Exceptions: the RBS blocks the access (negative AICH) or preambles sent by the UE are ignored (no AICH is sent) or UE does not receive the AICH positive for any reason.

Flow:

RRC Connection Setup

NAS procedures: Service Request Authentication

Security

RAB Assignment

Random Access

Mobile Originating Call Setup

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Ericsson Internal

TECHNICAL REPORT

5 (43) Prepared (also subject responsible if other) No.

TEI/RFE S. Sestito, TEI/RFR P. Gattei, TEI/RFE R. Ingravallo

TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

Note1: during the RACH procedure the UE is allowed to make a cell reselection, so it is possible that a few attempts have to be repeated because the cell changed.

Note 2: in case of cell reselection or because the response from the RNC is delayed more than T300 (=1 sec) more than one RRC Connection Request could be sent to the RNC. In this case only the first attempt is counted.

UE sends preambles sequences

Negative AICH is sent No response is sent and/or received by UE over AICH

Positive AICH is sent

(Cell) pmNegativeMessages +

(Cell) pmPositiveMessages +

UE does not receive positive AICH

(RRC) (UE?RNC) RRC Connection Request

UE receives positive AICH

RNC does not receive the message

RNC receives the message

(Cell) pmTotNoRrcConnectReq + (Cell) pmTotNoRrcConnectReqCs + (Cell) pmTransportBlocks +

NAttempts > N300 (=5)?

NAttempts =0

NAttempts =+1

No

Random Access Failure

NAttempts counts the number of L3 access attempts performed by UE.

Yes

(Cell) pmFaultyTransportBlocks +

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TECHNICAL REPORT

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TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

2.1.2 Step: RRC Connection Setup

Precondition: the RNC received “RRC Connection Request” message

Postcondition: the UE successfully establish a RRC connection

Exceptions: UE do not establish the RRC connection because of lack of resources or radio problems

Flow:

RNC receives the message RRC Connection Request

UE context allocation

Processor Load control (MP)

Admission Control

Radio Link Setup AAL2 Setup

RNC sends the message RRC Connection Reject

(Cell) pmNoRejRrcConnMmpLoadC

(Cell) pmTotNoUtranRejRrcConnReq

(Cell) pmNoReqDeniedAdm

(Cell) pmNoFailedAfterAdm +

OK

OK

OK

OK

Access not allowed

RNC sends the message RRC Connection Setup

UE synchronization on DCH and “RRC Connection Setup

Complete” is sent in time

(Cell)pmNoFailedAfterAdm + RRC Conn. Setup Failure. UE goes back to idle state

No

Yes

(Cell) pmTotNoRrcConnectReqSuccess + (Cell) pmTotNoRrcConnectReqCsSuc +

Context allocation failure

Setup Failure

Channel code allocation (Cell) pmNoDlChCodeAllocAttemptSf128 +

(Cell) pmNoDlChCodeAllocFailureSf128+

Code not available

OK

Access not allowed

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TECHNICAL REPORT

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TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

2.1.3 Step: Service request, Authentication and Security

Precondition: UE has established a RRC Connection

Post condition: UE is authenticated, security is activated, UE sends the service request. CN select the proper RAB.

Exceptions: Authentication fails or security activation fails, or it is not possible to map the required service.

Flow:

UE send the Initial Message to the CN (UE->CN) CM Service Request

CN requires authentication (CN->UE) Authenication Request

(MSC) NAUTREQTOT + (UE->CN) Authenication Response

(MSC) NAUTREQSUCC +

CN activates security mode (MSC->RNC) Security Mode Command

(MSC) NSECTORNTOT + (RNC->MSC) Security Mode Complete

(MSC) NSECFRRNSCC +

CN requires the IMEI (CN->UE) Identity Request

(MSC) NEQIDTOT + (UE->CN) Identity Response

(MSC) NEQIDMSSUCC +

UE sends service details (UE->CN) Setup

CN confirm the call (CN->UE) Call Proceeding

Authentication fails due to error in the response

Authentication fails for other reasons

Call setup is blocked

Security mode activation fails

UE does not send the Identity Request Response

(MSC) NAUTSREERR +

Service required is not available (CN->UE) CM Service Reject

Signalling Connection Release

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TECHNICAL REPORT

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TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

2.1.4 Step: RAB Assignment speech or CS64

Precondition: CN requires a RAB CS (Speech or CS64)

Post condition: the new RAB is activated

Exceptions: RAB Setup Failure

Flow:

CN sends to the RNC RAB Assignment Request

(MSC) NMSFRMTOTI +

RNC can accept the required RAB

RNC sends to CN RAB Assignment Response

(RAB Invalid to Setup or Modify) (RNC) pmNoInvalidRABEstablishAttempts +

(BCell) pmNoRABEstablishAttemptsSpeech + or

(BCell) pmNoRABEstablishAttemptsCS64 +

(RNC) pmNoRabEstablishAttempt +

RAB Setup Success (BCell) pmNoRABEstablishSuccessSpeech +

or (BCell) pmNoRABEstablishSuccessCS64 +

(RNC) pmNoRabEstablishSuccess +

(MSC) NMSFRMSCCI +

Admission Control (BlockingCell) pmNoReqDeniedAdm +

RAB Setup Failure

Yes

No

OK

Access denied

OK

RB Setup Failure

Channel code allocation (Cell) pmNoDlChCodeAllocAttemptSf128 +

or (Cell) pmNoDlChCodeAllocAttemptSf32 +

(Cell) pmNoDlChCodeAllocFailureSf128+ or (Cell) pmNoDlChCodeAllocFailureSf32+

Code not available

Code Allocation OK

RNC configures the RBS for the RAB (NBAP) Radio Link Reconfiguration

Rlink Reconfiguration failure

RNC configures the UE for the RAB (RRC)Radio Bearer Setup

UE successfully establishes the new RAB (RRC) Radio Bearer Setup Complete

OK

OK

Signalling Connection Release

(BCell) pmNoFailedAfterAdm +

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TECHNICAL REPORT

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TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

2.2 Mobile Terminating Call Setup

Traffic Case: UTRAN sends a paging message to a UE to establish a CS call. The UE is registered on the target Location Area.

Main Flow

Mobile Terminating Call Setup

Paging

RRC Connection Setup

NAS procedures: Service Request Authentication

Security

RAB Assignment

Random Access

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TECHNICAL REPORT

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TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

2.2.1 Step: Paging

Precondition: the CN pages the UE in the registered Location Area

Post condition: the “paging type 1” message is sent to the UE

Exceptions: UE is already connected (“paging Type 2” is sent), the message is not sent

CN sends to the RNC Paging message

Check UE status

Idle

Connected

(RNC) pmNoPagingAttemptCnInitDcch+

MP overload?

No

RNC sends to the UE Paging Type 2 Message

Yes

(RNC) pmNoPagDiscardCmpLoadC +

Paging is not sent

Paging Area is a defined LA?

Paging Area is a defined RA?

(LA) pmcnInitPagingToIdleUeLA+

No

No

(RNC) pmcnInitPagingToIdleUE +

(RA) pmcnInitPagingToIdleUeRA +

Yes

Yes

Paging queue is full? (cell)pmcnInitPagingAttemptUtranRejected +

Paging is not sent Paging is sent

Yes

No

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Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

2.2.2 Step: Random Access

(the same as Mobile Originating Call Setup)

2.2.3 Step: RRC Connection Setup

(the same as Mobile Originating Call Setup)

2.2.4 Step: Service request, Authentication and Security

Making reference to Mobile Originating Call Setup flow you have the following differences:

? ? The Setup message is sent from the CN to the UE,

? ? The Call Confirmed message is sent from the UE to the CN instead of Call Proceeding from CN to UE.

2.2.5 Step: RAB Assignment speech or CS64

Making reference to Mobile Originating Call Setup flow you have the following differences:

? ? The counter in MSC for RAB Assignment Request is NMSTOMTOTO instead of NMSFRMTOTI

? ? The counter in MSC for Successful RAB Assignment is NMSTOMSCCO instead of NMSFRMSCCI

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Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

Signalling Connection Release

2.3 Normal Call Release

Under normal conditions, the mobile station or of the network initiates call clearing by sending a DISCONNECT message to its peer entity; then both entities follow a similar procedure.

For speech only and CS64 calls the normal release leads in any case to the Signalling Connection release procedure (ref. 2.5.2). The Signalling Connection Release is the release of the connection of the UE with the CN; it includes the release of radio resource (RRC Connection Release).

2.3.1 Network initiated normal call release

The CN sends to UE (NAS) Disconnect

Disconnect Normal Event Class Causes: 16 Normal Call Clearing 17 User Busy 18 No user Responding 19 User Alerting, no answer 21 Call Rejected 22 Number Changed 25 Pre-emption 26 Non selected user clearing 27 Destination out of order 28 Invalid number format (incomplete number) 29 Facility Rejected 30 Response to STATUS ENQUIRY 31 Normal, unspecified

The UE sends to CN (NAS) Release

The CN sends to UE (NAS) Release Complete

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TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

2.3.2 UE initiated normal call release

The UE sends to CN (NAS) Disconnect

Disconnect Normal Event Class Causes: 16 Normal Call Clearing 17 User Busy 18 No user Responding 19 User Alerting, no answer 21 Call Rejected 22 Number Changed 25 Pre-emption 26 Non selected user clearing 27 Destination out of order 28 Invalid number format (incomplete number) 29 Facility Rejected 30 Response to STATUS ENQUIRY 31 Normal, unspecified

The CN sends to UE (NAS) Release

The CN sends to UE (NAS) Release Complete

Signalling Connection Release

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Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

Signalling Connection Release

2.4 Abnormal Call Release

We define abnormal call release each type of release not commanded by the served user and not due to a call release, of any type, from the B-user.

Abnormal call releases for speech and CS64 calls can be initiated either by the UE or by the UTRAN (RNC).

For speech only and CS64 calls the abnormal release leads in any case to the Signalling Connection release procedure (ref 2.5.2). The Signalling Connection Release is the release of the connection of the UE with the CN; it includes the release of all radio resources (RRC Connection Release).

2.4.1 UE initiated abnormal call release

UE abnormal release is quite rare event for speech and CS64 bearers. It can happens when the UE sends a DISCONNECT message to the CN with cause (not normal):

? ? invalid mandatory information (a previous message received is not valid) or

? ? interworking, unspecified (any other causes, not specified)

The UE sends to CN (NAS) Disconnect

UE Disconnect abnormal event causes: 96 Invalid mandatory information 127 Interworking, unspecified

The CN sends to UE (NAS) Release

The CN sends to UE (NAS) Release Complete

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Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

Signalling Connection Release

Radio Connection Supervision

Congestion Control

Soft Handover Functions

IRAT Handover Functions

Other failures Detected in the

RNC

Other failures Detected in the

CN

2.4.2 Network initiated abnormal call release

Any abnormal release due to RNC algorithms (Radio Connection Supervision, Congestion Control, Softh-Handover functions, IRAT Handover Functions) or other unrecoverable failures (signalling failures, detected UE failures, etc) are contained in this group.

The yellow blocks of the previous flowchart will be explained in the following chapters.

The “Other Failures Detected” blocks collect any other unrecoverable failures not included by the first line blocks. These failures will not be further investigated in this document since there are no counters related. Some specific information about these failures can be obtained by the cause of the Iu Release Request or the Iu Release Command messages sent in the Signalling Connection Release or by other specific trace in the RNC and/or CN.

The RNC send to CN (RANAP) Iu Release Request

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TEI/RFR [Massimo Costa] 2005-10-10 A

2.5 Radio Connection Supervision

The aim of this function it to monitor the status of the radio connection and to initiate the release of signalling connection in case of radio connection lost.

Three different supervision algorithms can trigger the condition of “radio connection lost”:

? ? Supervision of radio link synchronisation status

? ? Supervision of RLC protocol (Layer 2 failures)

? ? Supervision of connections on common channels

The supervision of radio link synchronisation status is performed on dedicated channels only. The supervision of RLC protocol is performed on all channels (dedicated and common). The supervision of connection on common channels is performed (obviously) only on common channel. The RLC supervision works in parallel with the others.

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Signalling Connection Release

2.5.1 Supervision of radio link synchronisation status

The RBS send to S-RNC [NBAP or RNSAP] Radio Link

Failure Indication (cause=synchronization failure)

It means that no data can be correctly received on a specific radio link set

Are there any other radio link set working in-synch

for the connection?

The RNC is waiting for messages from the RBSs controlling the dedicated channels of each

connection

yes

no

Start supervision timer: dchRcLostT

(NBAP or RNSAP) Radio Link Restore indication is received from any RBS

before timer expire?

Stop and reset timer

yes

no

(RNC) pmNoReleaseDchRcLostT +

The RNC send to CN (RANAP) Iu Release Request

Is this a speech connection?

(BCell) pmNoSysRelSpeechULSynch+

yes

no

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Signalling Connection Release

Signalling Connection Release

2.5.2 Supervision of RLC protocol (layer 2 failures)

2.5.3 Supervision of connection on common channels

NOTE: This supervision algorithms does not affect the speech and CS64 calls. However it is included to make the Radio Connection Supervision description completed.

A RLC unrecoverable error has been detected in Layer 2 in the RNC

(RNC) pmNoRlcErrors +

The RNC send to CN (RANAP) Iu Release Request

UE is on cell FACH

(RNC) pmNoRchWaitCuT +

The RNC start the timer cchWaitCuT

[RRC] Cell Update is received from the UE before timer expire?

The RNC send to CN (RANAP) Iu Release Request

yes

no

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2.6 Signalling Connection Release for Speech and CS64 calls

This procedure is initiated to release any Iu Connection and every RAB supported by that connection.

Precondition: The UE has a speech or Cs64 RAB assigned

Post-condition: The Iu Connection and every Radio resources are released, the UE is in idle state.

The CN sends to RNC (RANAP) Iu Release

Command

Message Cause =Normal Release or

Successful Relocation

Message Cause <> Normal Release and Successful Relocation

The RNC sends to UE (RRC) RRC Connection Release (cause=normal)

The RNC sends to UE (RRC) RRC Connection

Release (cause <>normal)

(BCell) pmNoCellDchDisconnectNormal+ and

((Bcell) pmNoNormalRabReleaseSpeech+ (Bcell) pmNoSpeechDchDiscNormal+

or (Bcell) pmNoNormalRabReleaseCs64+

(Bcell) pmNoCs64DchDiscNormal+)

(BCell) pmNoCellDchDisconnectAbnormal+and

((Bcell) pmNoSystemRabReleaseSpeech+(Bcell) pmNoSpeechDchDiscAbnormal+

or (Bcell) pmNoSystemRabReleaseCs64+ (Bcell) pmNoCs64DchDiscAbnormal+)

UE is in idle state

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3 Mobility

3.1 Inter Radio Access Technology Handover (IRATHO) from UTRAN to GSM, speech service

Traffic Case: UE is in connected mode on a UMTS cell and IRATHO functionalities are active.

Main Flow

3.1.1 Step1: Compressed Mode Start

Precondition: UE in connected mode normal (speech) and reports e2d event.

Post condition: Compressed Mode successfully activated.

Exceptions: Compressed Mode not activated: UE still connected or release call.

IRATHO

Compressed Mode Start/Stop

IRAT Handover Execution

UE needs CPM for

HO?

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Compressed Mode Start

Request admission

Prepare Compressed Mode in RBS NBAP Message (RL Reconfiguration Prepare) to RBS

(cell) pmNoOfDlChCodeAllocAttemptCm+ (cell) pmNoOfDlChCodeAllocAltCodeCm+

Admission granted?

Yes

No

SF/2 in DL?

No

Yes

Prepare Compressed Mode in DRNC RNSAP Message (RL Reconfiguration Prepare) to DRNC

Yes

No RL Reconfiguration Ready Message

received?

Procedure failure Send RL Reconfiguration Cancel

Cells in SRNC?

Yes

Procedure failure Admission Reject

No

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End Procedure

Yes

Physical Channel Reconfiguration

Complete received?

No

((cell) pmCmAttUlSf2+ and/or (cell) pmCmAttDlSf2+) or

((cell) pmCmAttUlHls+ and/or (cell) pmCmAttDlHls+)

Release Connection (cause unspecified)

No

Yes

Prepare Compressed Mode in UE RRC Message (Physical Channel Reconfiguration) to UE

Yes Procedure failure Send RL Reconfiguration Cancel

Cells in SRNC?

Cells in DRNC?

Commit Configuration RNBAP Message (RL Reconfiguration Commit) to RBS

((cell) pmCmSuccUlSf2+ end/or (cell) pmCmSuccDlSf2+) or

((cell) pmCmSuccUlHls+ end/or (cell) pmCmSuccDlHls+)

Commit Configuration RNSAP Message (RL Reconfiguration Commit) to DRNC

Yes

No

Activate Configuration in UE RRC Message (Measurement Control) to UE

Physical Channel Reconfiguration

Failure received?

No

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Compressed Mode Stop

End Procedure

3.1.2 Step1: Compressed Mode Stop

Precondition: Compressed Mode active and UE reports e2f event.

Post condition: Compressed Mode successfully deactivated.

Exceptions: Compressed Mode still activate and UE connected.

3.1.3 Step2: IRAT Handover Execution

Precondition: UE reports e3a events.

Post condition: IRAT Handover successfully performed.

Exceptions: IRAT procedure failure: UE still connected, IRAT HO Lost: call release

Cells in SRNC?

Cells in DRNC?

Yes

Yes

No

No

Order stop of compressed mode NBAP Message (Compressed Mode Command) to RBS

(cell) pmCMStop+

Order stop of compressed mode RNSAP Message (Compressed Mode Command) to DRNC

Order stop of compressed mode in UE RRC Message (Measurement Control) to UE

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3a Events receiving and buffering (UE to RNC)

Relocation Required (RNC to CN)

(GSM Relation) PmNoOutIratHoResourceAllocFail+

Relocation Command (CN? RNC)

Handover From Utran Command (RNC? UE)

(GSM Relation) PmNoOutIratHoReturnOldChPhyChFail+

or (GSM Relation) pmNoOutIratHoReturnOldChFailOther+

Relocation Preparation

failure?

Yes

No

(GSM Relation) PmNoOutIratHoAtt+

HO from Utran

failure?

Yes

(GSM Relation) PmNoOutIratHoSuccess+

Procedure failure IRATHO Execution Start

No

Iu Release Command (successful

relocation) reiceved?

No

Yes

Handover Lost

N° attempt< GsmAmountPropRepeat?

Yes

No

Abnormal Call Release

End Procedure

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3.2 Soft/Softer Handover

Traffic Case: UE is in connected mode on a UMTS cell and sends to RNC Measurement Reports reporting a HO event (e1a, e1b, e1c or e1d).

Main Flow

1: Not valid cell means cell not included in neighbour set. 2: RelOnRej= true means that reported cell exceeds best cell + Release Connection Offset quantity.

Soft/softer HO Removal

Measurement Reports received in RNC:

e1a event e1c event e1b event e1d event

Not valid cell1 and

RelOnRej= true2?

Not valid cell1 and

RelOnRej= true2?

Yes Yes

Yes

No No

No

Soft/softer HO Replacement

Soft/softer HO Addition

(cell) pmNoSysRelSpeechNeighbr+ If speech: (cell) pmNoSysRelSpeechSoHo+

Release Call Procedure failure

Not valid cell1?

Best cell Update

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3.2.1 Soft/Softer/Inter RNC HO Addition, Dedicated channel

Precondition: UE triggers e1a valid event.

Post condition: Soft/Softer/Inter RNC handover addition successful.

Exceptions: RL setup or addition failure: UE still connected (no changes in AS) or release call.

Request admission

Send RL Setup/Addition Request If CPM ongoing:

(cell) pmNoOfDlChCodeAllocAttemptCm+ (cell) pmNoOfDlChCodeAllocAltCodeCm+

No

Yes

No Admission Rejected

Unsuccessful Radio Link Setup (cell) pmNoTimesCellFailAddToActSet+

Yes

Admission granted?

Channel code allocation (cell) pmNoDlChCodeAllocAttemptSf128+ or

(cell) pmNoDlChCodeAllocAttemptSf32+

Code available? Allocation Failure

(cell) pmNoDlChCodeAllocFailureSf128 + or (cell) pmNoDlChCodeAllocFailureSf32

Decision of HO algorithms to add a cell to the AS of the UE

Speech and RelOnRej=

true?

Yes

No

Procedure Failure

Release call (cause unspecified)

(cell) pmNoSysRelSpeechSoHo+

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Yes RL Setup/Addition Failure received or supervision timer

expiration?

No

Channel Code Deallocation

Send Active Set Update If CPM ongoing: (cell) pmCmAtt<direction><method>+

Active Set Update

Complete received?

Yes

No

pmNoSysRelSpeechSoHo+

For the cell to be added: (cell) pmNoTimesRlAddToActSet+ If CPM ongoing: (cell) pmCmSucc<direction><method> +

RNC acting as DRNC?

Yes

No

(cell) pmNoOfRlForDriftingUes +

Successful RL Setup/Addition (cell) pmSumUesWith(x+1)Rls(y+1)RlInActSet +

(cell) pmNoOfRlForNonDriftingUes+ (Iur) pmNoOfRlForDriftingUesPerDrnc+

Active Set Update Failure

received?

No

Supervision timer expires (cell) pmNoTimesCellFailAddToActSet+

Speech and RelOnRej=

true?

Yes

No

Yes

End Procedure

Release call (cause unspecified)

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3.2.2 Soft/Softer/Inter RNC HO Removal, Dedicated channel

Precondition: UE triggers e1b event.

Post condition: Soft/Softer/Inter RNC handover removal successful.

Exceptions: RL deletion failure: UE still connected (no changes in AS)

Send (RRC) Active Set Update

Yes

No

Channelisation Code Deallocation

(RRC) Active Set Update Failure

received or supervision timer

expiration?

Decision of HO algorithms to remove a cell from the AS of the UE

No

RL deletion failure

Send (RRC) Radio Link Deletion Request

(RRC) Radio link Deletion

Response received?

Supervision timer expiration

Yes

Resource Release

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3.2.3 Soft/Softer/Inter RNC HO Replacement, Dedicated channel

Precondition: UE triggers e1c event.

Post condition: Soft/Softer/Inter RNC handover replacement successful.

Exceptions: No RL replacement, UE still connected (no changes in AS) or release call.

The procedure of replacement of RL is similar to the procedure of RL addition joined to RL deletion. For counters, when an HO replacement successfully ends, the counter (cell) PmNoTimesRlRepInActSet+ is triggered, instead of (cell) pmNoTimesRlAddToActSet+, triggered during HO addition procedure, or (cell) PmNoTimesRlDelFrActSet+, triggered during HO deletion procedure.

(cell) PmNoTimesRlDelFrActSet+

Send (RNSAP) Radio Link Deletion Response

End Procedure

RNC acting as DRNC?

Yes

No

(cell) pmNoOfRlForDriftingUes -

Successful RL Deletion pmSumUesWith(x)Rls(y+1)RlInActSet-

pmNoOfRlForNonDriftingUes- (cell) pmNoOfRlForDriftingUesPerDrnc

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4 Capacity Management

Traffic Case: UE is in connected mode on a cell reporting congestion state.

Main Flow

4.1 DL Cell Congestion Detection

Precondition: no DL congestion state and RNC receives a MR from RBS that indicates a TX carrier power above the DL congestion threshold.

Post condition: resolve congestion actions to setup.

Exceptions: none.

DL/UL Cell Congestion Detection

Resolve DL Congestion Actions

Congestion Control

DL/UL Cell Congestion Reported

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4.2 UL Cell Congestion Detection

Precondition: no UL congestion state and RNC receives a MR from UE that indicates an UL RTWP above the UL congestion threshold.

Post condition: resolve congestion actions to setup.

Exceptions: none

A TX carrier power MR received

Timer expired?

MR received?

(cell) pmSumOfTimesMeasOIDI+

Timer starts (1 sec.)

No

Yes

DL congestion reported in MR

Still DL congestion?

Yes No

Not DL congested

Yes

(cell) PmTotalTimeDlCellCong+

No

Received MR indicates a TX carrier power below

the congestion threshold.

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4.3 Resolve Congestion Actions

Precondition: cell congestion detected.

Post condition: no more DL congestion state.

Exceptions: none.

An UL RTWP MR received

Timer expired?

MR received?

(cell) pmSumOfTimesMeasOIUI+

Timer starts (1 sec.)

No

Yes

UL congestion reported in MR

Still DL congestion?

Yes No

Yes

(cell) PmTotalTimeUlCellCong+ Received MR indicates an UL RTWP below the congestion threshold.

Not UL congested

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Start timer tmCongAction

Yes

No Not DL congested

No

(cell) pmNoOfTermSpeechCong + (cell) pmNoOfTermCSCong +

Target RLs to release (guaranteed/non-lur)

Timer expires

Still DL congestion?

Target RLs to release (guaranteed/lur)

(cell) pmNoOfIurSpeechCong+ (cell) pmNoOfIurCSCong +

Connection Release

More non-Iur traffic to release?

Yes

No

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5 Location Update, IMSI Attach, IMSI Detach

Traffic Case: UE is in idle state normally camped on a UMTS cell: attempts to access the network and perform a location update, IMSI attach or IMSI detach.

Main Flow

5.1.1 Step: Random Access

Precondition: UE is in idle state

Post condition: RNC correctly receives the RRC Connection Request message over Random Access Channel.

Exceptions: the RBS blocks the access (negative AICH) or preambles sent by the UE are ignored (no AICH is sent) or UE does not receive the AICH positive for any reason.

Flow:

RRC Connection Setup

Location Update, IMSI Attach

or IMSI Detach

Random Access

Location Update, IMSI Attach, IMSI Detach Procedures

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Note1: during the RACH procedure the UE is allowed to make a cell reselection, so it is possible that a few attempts have to be repeated because the cell changed.

Note 2: in case of cell reselection or because the response from the RNC is delayed more than T300 (=1 sec) more than one RRC Connection Request could be sent to the RNC. In this case only the first attempt is counted.

(cell) pmTotNoRrcConnectReq+ If RRC Connection Request cause= IRAT cell

reselection: (cell) pmTotNoRrcConnectAttIratCellResel+

UE sends preambles sequences

Negative AICH is sent No response is sent and/or received by UE over AICH

Positive AICH is sent

(Cell) pmNegativeMessages +

(Cell) pmPositiveMessages +

UE does not receive positive AICH

(RRC) (UE? RNC) RRC Connection Request

UE receives positive AICH

RNC does not receive the message

RNC receives the message

NAttempts > N300 (=5)?

NAttempts =0

NAttempts =+1

No

Random Access Failure

NAttempts counts the number of L3 access attempts performed by UE.

Yes

(Cell) pmFaultyTransportBlocks +

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5.1.2 Step: RRC Connection Setup

Precondition: the RNC received “RRC Connection Request” message with cause registration (for Normal or Periodic Location Updating or IMSI attach), IRAT cell reselection (for Location Updating after G?U cell reselection) or Detach (for IMSI detach)

Postcondition: the UE successfully establish a RRC connection

Exceptions: UE do not establish the RRC connection because of lack of resources or radio problems

Flow:

RNC receives the message RRC Connection Request

UE context allocation

Processor Load control (MP)

Admission Control

Radio Link Setup AAL2 Setup

RNC sends the message RRC Connection Reject

(Cell) pmNoRejRrcConnMmpLoadC+

(Cell) pmTotNoUtranRejRrcConnReq+

(Cell) pmNoReqDeniedAdm+

(Cell) pmNoFailedAfterAdm +

OK

OK

OK

OK

Access not allowed

RNC sends the message RRC Connection Setup

UE synchronization on DCH and “RRC Connection Setup

Complete” is sent in time

(Cell) pmNoFailedAfterAdm+ RRC Conn. Setup Failure. UE goes back to idle state

No

Yes

(cell) pmTotNoRrcConnectReqSuccess + If RRC Connection Request cause= IRAT

cell reselection: (cell) pmTotNoRrcConnectSuccessIratCellResel+

Context allocation failure

Setup Failure

Channel code allocation (cell) pmNoDlChCodeAllocAttemptSf128 +

(Cell) pmNoDlChCodeAllocFailureSf128+

Code not available

OK

Access not allowed

(1)

If RRC Connection Request cause=IRAT cell reselection and RRC Connection Reject cause=congestion:

(cell) pmTotNoRrcConnectFailCongIratCellResel+

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5.1.3 Step: Location Updating (Normal, Periodic, IMSI Attach), Authentication and Security

Precondition: UE has established a RRC Connection.

Post condition: UE is authenticated, security is activated, successful Location Update.

Exceptions: Authentication fails or security activation fails, or Location Update rejected.

Flow:

UE send the Initial Message to the CN (UE->CN) Location Updating Request

CN requires authentication (CN->UE) Authenication Request

(MSC) NAUTREQTOT + (UE->CN) Authenication Response

(MSC) NAUTREQSUCC +

CN activates security mode (MSC->RNC) Security Mode Command

(MSC) NSECTORNTOT + (RNC->MSC) Security Mode Complete

(MSC) NSECFRRNSCC +

CN requires the IMEI (CN->UE) Identity Request

(MSC) NEQIDTOT + (UE->CN) Identity Response

(MSC) NEQIDMSSUCC +

Authentication fails due to error in the response

Authentication fails for other reasons

Security mode activation fails

UE does not send the Identity Request Response

(MSC) NAUTSREERR +

(CN->UE) Location Updating Reject If IMSI unknown: (MSC) NLOCIMSERR +

Subscriber already

registered?

(MSC) NLOCOLDTOT + If periodic location updating: (MSC) NLOCPERTOT +

If IMSI attach: (MSC) NLOCATTTOT +

(MSC) NLOCNRGTOT + If periodic location updating: (MSC) NLOCPTOTNEW +

Yes

No

Resource not available

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5.1.4 Step: IMSI Detach

Precondition: UE has established a RRC Connection.

Post condition: IMSI detach.

Flow:

CN confirm registration with (CN->UE) Location Updating Accept

Location Updating Failure

Signalling Connection Release

Subscriber already

registered?

(MSC) NLOCOLDSUCC +

Yes

(MSC) NLOCNRGSUCC +

RRC Connection Realease

No

UE send the Initial Message to the CN (UE->CN) IMSI Detach Indication

RRC Connection Realease

(MSC) NLOCDETTOT +

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6 Short Message Service

Traffic Case: UE is in idle state normally camped on a UMTS cell and attempts to access the network to send or receive an sms.

Main Flow

(*) only for mobile terminating sms.

6.1.1 Step: Paging

(the same as Mobile Terminating Call Setup)

6.1.2 Step: Random Access

Precondition: UE is in idle state

Post condition: RNC correctly receives the RRC Connection Request message over Random Access Channel.

Exceptions: the RBS blocks the access (negative AICH) or preambles sent by the UE are ignored (no AICH is sent) or UE does not receive the AICH positive for any reason.

RRC Connection Setup

Mobile Originating Sms or

Mobile Terminating Sms

Random Access

Short Message Service

Paging

Forward Short Message (SMS-GMSC ? MSC)

(MSC) NSMSSMRLTOT+

(*)

(*)

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Flow:

Note1: during the RACH procedure the UE is allowed to make a cell reselection, so it is possible that a few attempts have to be repeated because the cell changed.

Note 2: in case of cell reselection or because the response from the RNC is delayed more than T300 (=1 sec) more than one RRC Connection Request could be sent to the RNC. In this case only the first attempt is counted.

(cell) pmTotNoRrcConnectReq+ (cell) pmTotNoRrcConnectReqSms+

(Cell) pmTransportBlocks +

UE sends preambles sequences

Negative AICH is sent No response is sent and/or received by UE over AICH

Positive AICH is sent

(Cell) pmNegativeMessages +

(Cell) pmPositiveMessages +

UE does not receive positive AICH

(RRC) (UE?RNC) RRC Connection Request

UE receives positive AICH

RNC does not receive the message

RNC receives the message

NAttempts > N300 (=5)?

NAttempts =0

NAttempts =+1

No

Random Access Failure

NAttempts counts the number of L3 access attempts performed by UE.

Yes

(Cell) pmFaultyTransportBlocks +

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6.1.3 Step: RRC Connection Setup

Precondition: the RNC received “RRC Connection Request” message with cause OriginatingLowPrioritySignalling (for Mobile Originating Sms) or TerminatingLowPrioritySignalling (for Mobile Terminating Sms)

Postcondition: the UE successfully establish a RRC connection

Exceptions: UE do not establish the RRC connection because of lack of resources or radio problems

Flow:

RNC receives the message RRC Connection Request

UE context allocation

Processor Load control (MP)

Admission Control

Radio Link Setup AAL2 Setup

RNC sends the message RRC Connection Reject

(Cell) pmNoRejRrcConnMmpLoadC+

(Cell) pmTotNoUtranRejRrcConnReq+

(Cell) pmNoReqDeniedAdm+

(Cell) pmNoFailedAfterAdm +

OK

OK

OK

OK

Access not allowed

RNC sends the message RRC Connection Setup

UE synchronization on DCH and “RRC Connection Setup

Complete” is sent in time

(Cell) pmNoFailedAfterAdm+ RRC Conn. Setup Failure. UE goes back to idle state

No

Yes

(cell) pmTotNoRrcConnectReqSuccess +

Context allocation failure

Setup Failure

Channel code allocation (cell) pmNoDlChCodeAllocAttemptSf128 +

(Cell) pmNoDlChCodeAllocFailureSf128+

Code not available

OK

Access not allowed

(1)

If RRC Connection Request cause=IRAT cell reselection and RRC Connection Reject cause=congestion:

(cell) pmTotNoRrcConnectFailCongIratCellResel+

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6.1.4 Step: Mobile Originating SMS

Precondition: UE has established a RRC Connection.

Post condition: UE is authenticated, security is activated, successful mobile originated SMS.

Exceptions: Authentication fails or security activation fails, or mobile originated SMS failure.

Flow:

UE send the Initial Message to the CN (UE->CN) CM Service Request

(MSC) NSMSRDOTOT +

CN requires authentication (CN->UE) Authenication Request

(MSC) NAUTREQTOT + (UE->CN) Authenication Response

(MSC) NAUTREQSUCC +

CN activates security mode (MSC->RNC) Security Mode Command

(MSC) NSECTORNTOT + (RNC->MSC) Security Mode Complete

(MSC) NSECFRRNSCC +

CN requires the IMEI (CN->UE) Identity Request

(MSC) NEQIDTOT + (UE->CN) Identity Response

(MSC) NEQIDMSSUCC +

Authentication fails due to error in the response

Authentication fails for other reasons

Mobile Originated SMS Failure

Security mode activation fails

UE does not send the Identity Request Response

(MSC) NAUTSREERR +

Signalling Connection Release SMS-GMSC send positive result

(MSC) NSMSRAOSUCC+

RRC Connection Realease

Yes

UE SMS data received in the MSC (MSC) NSMSCDOTOT +

MSC akcnolwledge the data (MSC) NSMSCAOSUCC +

Page 43: Call procedure flow chart and counters rev a

Ericsson Internal

TECHNICAL REPORT

43 (43) Prepared (also subject responsible if other) No.

TEI/RFE S. Sestito, TEI/RFR P. Gattei, TEI/RFE R. Ingravallo

TEI-05:001921 Uen

Approved Checked Date Rev Reference

TEI/RFR [Massimo Costa] 2005-10-10 A

6.1.5 Step: Mobile Terminating SMS

Precondition: UE has established a RRC Connection.

Post condition: UE is authenticated, security is activated, successful mobile terminated SMS.

Exceptions: Authentication fails or security activation fails, or mobile terminated SMS failure.

Flow:

UE send the Initial Message to the CN (UE->CN) Paging Response

(MSC) NSMSCMTOT +

CN requires authentication (CN->UE) Authenication Request

(MSC) NAUTREQTOT + (UE->CN) Authenication Response

(MSC) NAUTREQSUCC +

CN activates security mode (MSC->RNC) Security Mode Command

(MSC) NSECTORNTOT + (RNC->MSC) Security Mode Complete

(MSC) NSECFRRNSCC +

CN requires the IMEI (CN->UE) Identity Request

(MSC) NEQIDTOT + (UE->CN) Identity Response

(MSC) NEQIDMSSUCC +

Authentication fails due to error in the response

Authentication fails for other reasons

Mobile Terminated SMS Failure

Security mode activation fails

UE does not send the Identity Request Response

(MSC) NAUTSREERR +

Signalling Connection Release

RRC Connection Realease

No

MSC send positive result to SMS-GMSC (MSC) NSMSSRSUCC+

MSC send the data (MSC) NSMSCMTOT +

UE akcnolwledge data received in MSC (MSC) NSMSCMRSUCC +