building envelope design for indoor air...
TRANSCRIPT
BUILDING ENVELOPE DESIGN FOR INDOOR
AIR TEMPERATURE IN HOT AND DRY
CLIMATE, YEMEN
MOHAMMED SALEM OBAID BAKHLAH
UNIVERSITI SAINS MALAYSIA
2015
BUILDING ENVELOPE DESIGN FOR INDOOR
AIR TEMPERATURE IN HOT AND DRY
CLIMATE, YEMEN
By
MOHAMMED SALEM OBAID BAKHLAH
THESIS SUBMITTED IN FULFILMENT OF THE
REQUIREMENTS FOR THE DEGREE OF DOCTOR OF
PHILOSOPHY
February 2015
ii
ACKNOWLEDGMENTS
Thanks and gratitude to Allah. Without the assistance of Allah, this thesis could not
be completed, who bestowed on me the patience to complete this work. I would like
to express my sincerest gratitude to Professor Dr. Ahmad Sanusi Hassan. I have the
honour to work under his supervision, who guided and provided me with
constructive comments and criticisms. Special thanks to him due to selecting me as a
research assistance.
I would like to greatly thank Sheikh, Engineer: Abdullah Ahmad Bugshan, and I am
highly indebted to him for continuous financial support during my study. Special
thanks also to Hadhramout University of Science and Technology, Faculty of
Environment science and marine Biology special to Dr. Mohammed Al-dohail who
provided me with some environmental equipment. I would like to thank the staff of
meteorology station at Seiyun Airport who provided me with the required weather
data. I would like to thank the dean and all academic lecturers and staff of School of
Housing, Building and Planning for their friendliness.
My heartfelt thanks also go to my beloved parents, wife, kids, brothers and sisters,
for their patience and unwavering support. I also deeply grateful to all the houses
owners who allowed me access to their houses during data collection, and to all my
friends who participated in carrying out data collection namely, Khalil, Saber and
Mutea, Adel Al-Muallem, Dr. Nedhal, Dr. Mand, and Adel Bahfi and everyone who
has contributed to the completion of this thesis.
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TABLE OF CONTENTS
ACKNOWLEDGMENTS ................................................................................................ ii
TABLE OF CONTENTS ................................................................................................ iii
LIST OF TABLES .......................................................................................................... xv
LIST OF FIGURES ....................................................................................................... xvi
LIST OF ABBREVIATIONS .................................................................................... xxviii
ABSTRAK ................................................................................................................... xxix
ABSTRACT ................................................................................................................ xxxi
CHAPTER ONE: INTRODUCTION ........................................................................... 1
1.1 INTRODUCTION ......................................................................................... 1
1.2 RESEARCH BACKGROUND ..................................................................... 1
1.3 PREVIOUS RELATED RESEARCH STUDIES ....................................... 11
1.4 PROBLEM STATEMENT .......................................................................... 21
1.5 RESEARCH QUESTIONS ......................................................................... 23
1.6 OBJECTIVES OF THE STUDY ................................................................. 23
1.7 RESEARCH FRAMEWORK ...................................................................... 24
1.8 SCOPE OF THE STUDY ............................................................................ 27
1.9 LIMITATION OF THE STUDY ................................................................. 27
1.9.1 Limitation of Case Study ................................................................. 28
1.9.2 Limitation in Fieldwork ................................................................... 28
1.9.3 Limitation of the Instruments ........................................................... 29
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1.10 IMPORTANCE OF THE RESEARCH ....................................................... 29
1.11 RESEARCH PHILOSOPHY for energy saving .......................................... 30
1.12 SUMMARY OF THE CHAPTERS ............................................................ 31
CHAPTER TWO: LITERATURE REVIEW ............................................................ 33
2.1 INTRODUCTION ....................................................................................... 33
2.2 HOT AND DRY CLIMATE ....................................................................... 33
2.2.1 Geographical Area and Climate Studied .......................................... 35
2.2.2 Hot and Dry Climate in Wadi Hadhramout ..................................... 36
2.2.2.1 Temperature ....................................................................... 37
2.2.2.2 Relative humidity ............................................................... 38
2.2.2.3 Solar radiation .................................................................... 40
2.2.2.4 Wind ................................................................................... 41
2.2.2.5 Rain fall .............................................................................. 43
2.3 PASSIVE BUILDING ENVELOPE DESIGN ............................................ 44
2.3.1 Introductions .................................................................................... 44
2.3.2 Definitions ........................................................................................ 45
2.3.2.1 Building envelope .............................................................. 45
2.3.2.2 Passive cooling .................................................................. 46
2.3.2.3 Passive heating ................................................................... 47
2.4 IMPACT OF BUILDING ENVELOPE DESIGN ON INDOOR
THERMAL CONDITION ........................................................................... 48
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2.4.1 Influence of Wall Design ................................................................. 48
2.4.1.1 Wall as a thermal mass ...................................................... 49
2.4.1.2 Wall thickness .................................................................... 50
2.4.1.3 Wall finishing and external surface colour ........................ 50
2.4.1.4 Wall thermal insulation ...................................................... 52
2.4.2 Influence of Roof Design ................................................................. 53
2.4.2.1 Roof thermal insulation ..................................................... 55
2.4.2.2 Influence of roof colour ..................................................... 55
2.4.2.3 Roof material properties .................................................... 57
2.4.2.4 Roof coating ....................................................................... 58
2.4.3 Influence of Window to Wall Ratio ................................................. 59
2.4.4 Influence of External Shading Devices ............................................ 62
2.4.5 Influence of Orientation ................................................................... 67
2.4.6 Evaporative Cooling ........................................................................ 69
2.4.7 U-Value ............................................................................................ 69
2.4.8 R-Value ............................................................................................ 70
2.4.9 OTTV ............................................................................................... 71
2.4.10 RTTV ............................................................................................... 72
2.4.11 Heat Transfer through Skin .............................................................. 73
2.4.12 Sun Path Diagram ............................................................................ 74
2.5 INDOOR THERMAL ENVIRONMENT ................................................... 76
2.5.1 Thermal Comfort Definition ............................................................ 76
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2.5.2 Thermal Comfort Zone .................................................................... 76
2.5.3 Factors of Comfort ........................................................................... 77
2.5.4 Acceptable Thermal Conditions in Naturally Conditioned Space ... 77
2.5.5 Adaptive Comfort Model for Natural Ventilation Spaces ............... 79
2.5.6 Thermal Comfort Previous Studies in Hot and Dry Climate ........... 82
2.6 SUMMARY OF THE CHAPTER ............................................................... 85
CHAPTER THREE: RESEARCH METHODOLOGY ........................................... 86
3.1 INTRODUCTION ....................................................................................... 86
3.2 RESEARCH METHODOLOGY ................................................................ 86
3.2.1 Research Approach .......................................................................... 86
3.2.2 Measurable Factors and Scale .......................................................... 90
3.3 CASE STUDIES: Mud brick houses in Tarim city ..................................... 91
3.3.1 Old and new urban fabric ................................................................. 92
3.3.2 Selection of Case Study ................................................................... 93
3.4 SELECTED CASE STUDIES ..................................................................... 94
3.4.1 Justification of Selected Case Studies .............................................. 95
3.4.2 Case No 1 (Abu Saeed) - Old Urban Fabric .................................... 97
3.4.2.1 Description of building construction ................................. 99
3.4.2.1.1 Wall ................................................................... 99
3.4.2.1.2 Ceiling and roof ............................................... 100
3.4.2.1.3 Window and doors .......................................... 101
3.4.3 Case No 2 (Abu Kamal) – Old Urban Fabric ................................. 102
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3.4.3.1 Description of building construction ............................... 105
3.4.3.1.1 Wall ................................................................. 105
3.4.3.1.2 Ceiling and roof ............................................... 105
3.4.3.1.3 Window and doors .......................................... 106
3.4.4 Case No 3 (Barfaid) - New Urban Fabric ...................................... 107
3.4.4.1 Description of building construction ............................... 109
3.4.4.1.1 Wall ................................................................. 109
3.4.4.1.2 Ceiling and roof ............................................... 109
3.4.4.1.3 Window and doors .......................................... 110
3.4.5 Case No 4 (Musaied) – New Urban Fabric .................................... 111
3.4.5.1 Description of building construction ............................... 113
3.4.5.1.1 Wall ................................................................. 113
3.4.5.1.2 Ceiling and roof ............................................... 113
3.4.5.1.3 Window and doors .......................................... 114
3.5 MEASURABLE EQUIPMENTS .............................................................. 115
3.5.1 45170: Hygro-Thermo Anemometer Light Meter ......................... 115
3.5.2 Temperature Humidity Recorder ................................................... 116
3.5.3 Ir60: Infrared Thermometer ........................................................... 116
3.5.4 Wind Direction Indicator ............................................................... 117
3.6 FIELDWORK ............................................................................................ 118
3.6.1 Internal Survey ............................................................................... 119
3.6.2 External Survey .............................................................................. 120
3.6.3 Period of Data Collection ............................................................... 121
3.6.4 Meteorological Data ....................................................................... 124
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3.6.5 Calibration of Instruments ............................................................. 125
3.7 LIST OF CHECKLIST FACTOR ............................................................. 125
3.7.1 Wall and Roof ................................................................................ 126
3.7.2 Orientation ..................................................................................... 126
3.7.3 Insulation ........................................................................................ 127
3.7.4 Shading Devices ............................................................................. 127
3.7.5 Window to Wall Ratio ................................................................... 127
3.8 SIMULATION MODEL ........................................................................... 128
3.8.1 Reviews on Simulation Tools ........................................................ 128
3.8.1.1 Autodesk Ecotect ............................................................. 129
3.8.1.2 Energy Plus ...................................................................... 130
3.8.1.3 Energy -10 ........................................................................ 131
3.8.1.4 IES (VE) .......................................................................... 131
3.8.1.5 eQUEST ........................................................................... 132
3.8.2 Selection of Software ..................................................................... 133
3.8.3 Calibration and Validation of the Software Tool ........................... 134
3.8.4 Analysis Methodology of the Fieldwork Data ............................... 138
3.8.5 Analysis Methodology of the Simulation Data .............................. 139
3.8.5.1 Effect of roof .................................................................... 139
3.8.5.2 Effect of wall ................................................................... 140
3.8.5.3 Effect of orientation ......................................................... 140
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3.8.5.4 Effect of window to wall ratio (WWR) ........................... 140
3.8.5.5 Effect of shading devices ................................................. 141
3.8.5.6 Effect of ideal strategies .................................................. 141
3.8.6 Required Data ................................................................................ 141
3.8.6.1 Thermal properties ........................................................... 141
3.8.6.2 Weather data .................................................................... 142
3.9 REVIEW OF THE CHAPTER .................................................................. 143
CHAPTER FOUR: RESULT OF THE ANALYSES: FIELDWORK .................. 144
4.1 INTRODUCTION ..................................................................................... 144
4.2 AIR TEMPERATURE DIFFERENCE BETWEEN OLD AND NEW
URBAN FABRIC ...................................................................................... 144
4.3 INDOOR CONDITION DURING SUMMER AND WINTER
PERIOD ..................................................................................................... 146
4.4 CASE NO 1 (ABU SAEED) - OLD URBAN FABRIC ........................... 149
4.4.1 Indoor and Outdoor Air Temperature ............................................ 149
4.4.2 Indoor Air Temperature of All Rooms with Each Other ............... 152
4.4.2.1 Difference between R1 and R2 ........................................ 152
4.4.2.2 Difference between R1 and R3 ........................................ 153
4.4.2.3 Difference between R1 and R4 ........................................ 155
4.4.2.4 Difference between R2 and R3 ........................................ 155
4.4.2.5 Difference between R2 and R4 ........................................ 156
4.4.2.6 Difference between R3 and R4 ........................................ 157
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4.4.3 Indoor Air Temperature of All Rooms and Outdoor Temperature 158
4.5 CASE NO 2 (ABU KAMAL) – OLD URBAN FABRIC ......................... 161
4.5.1 Indoor and Outdoor Air Temperature ............................................ 161
4.5.2 Indoor Air Temperature of All Rooms with Each Other ............... 164
4.5.2.1 Difference between R1 and R2 ........................................ 164
4.5.2.2 Difference between R1 and R3 ........................................ 165
4.5.2.3 Difference between R1 and R4 ........................................ 166
4.5.2.4 Difference between R2 and R3 ........................................ 167
4.5.2.5 Difference between R2 and R4 ........................................ 168
4.5.2.6 Difference between R3 and R4 ........................................ 169
4.5.3 Indoor air temperature of all rooms and outdoor temperature ....... 170
4.6 CASE NO 3 (BARFAID) - NEW URBAN FABRIC ............................... 173
4.6.1 Indoor and Outdoor Air Temperature ............................................ 173
4.6.2 Indoor Air Temperature of All Rooms with Each Other ............... 176
4.6.2.1 Difference between R1 and R2 ........................................ 176
4.6.2.2 Difference between R1 and R3 ........................................ 177
4.6.2.3 Difference between R1 and R4 ........................................ 178
4.6.2.4 Difference between R2 and R3 ........................................ 179
4.6.2.5 Difference between R2 and R4 ........................................ 180
4.6.2.6 Difference between R3 and R4 ........................................ 181
4.6.3 Indoor Air Temperature of All Rooms and Outdoor Temperature 182
4.6.4 Effect of Wall Orientation on Surface Temperature ...................... 185
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4.6.4.1 Room 1 ............................................................................. 186
4.6.4.1.1 Wall oriented to south (164°) .......................... 186
4.6.4.1.2 Wall oriented to west (254°) ........................... 186
4.6.4.1.3 Roof ................................................................. 186
4.6.4.2 Room 2 ............................................................................. 193
4.6.4.2.1 Wall oriented south (164°) .............................. 193
4.6.4.2.2 Roof ................................................................. 194
4.6.4.3 Room 3 ............................................................................. 196
4.6.4.3.1 Wall oriented to north (344°) .......................... 196
4.6.4.3.2 Wall oriented to west (254°) ........................... 197
4.6.4.3.3 Roof ................................................................. 197
4.6.5 Effect of Roof Colour on Indoor Air Temperature and Surface
Temperature ................................................................................... 203
4.6.6 Effect of Shading Devices on Indoor Air Temperature and
Surface Temperature ...................................................................... 208
4.6.6.1 Effect on indoor air temperature ...................................... 208
4.6.6.2 Effect on surface temperature .......................................... 212
4.7 CASE NO 4 (MUSAIED) – NEW URBAN FABRIC .............................. 217
4.7.1 Indoor and Outdoor Air Temperature ............................................ 217
4.7.2 Indoor Air Temperature of All Rooms with Each Other ............... 220
4.7.2.1 Difference between R1 and R2 ........................................ 220
4.7.2.2 Difference between R1 and R3 ........................................ 221
4.7.2.3 Difference between R1 and R4 ........................................ 222
4.7.2.4 Difference between R2 and R3 ........................................ 223
4.7.2.5 Difference between R2 and R4 ........................................ 224
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4.7.2.6 Difference between R3 and R4 ........................................ 225
4.7.3 Indoor Air Temperature of All Rooms and Outdoor Temperature 226
4.8 SUMMARY OF IMPORTANT FIELDWORK RESULTS ..................... 229
4.9 REVIEW OF THE CHAPTER .................................................................. 230
CHAPTER FIVE: RESULT OF THE ANALYSES: BUILDING SIMULATION ... 231
5.1 INTRODUCTION ..................................................................................... 231
5.2 BUILDING MODIFICATION .................................................................. 231
5.2.1 Effect of Roof Modifications on Indoor Air Temperature ............. 232
5.2.1.1 Roof design plan .............................................................. 232
5.2.1.2 Effect on indoor air temperatures .................................... 233
5.2.1.3 Effect on annual thermal comfort hours .......................... 238
5.2.2 Effect of Wall Modification on Indoor Temperature ..................... 240
5.2.2.1 Wall design plan .............................................................. 240
5.2.2.2 Effect of wall thickness on indoor air temperatures ........ 241
5.2.2.3 Effect of lime plaster finishing on indoor air
temperatures ..................................................................... 246
5.2.2.4 Effect of concrete walls on indoor air temperatures ........ 248
5.2.2.5 Performance base on maximum and minimum
temperature ...................................................................... 250
5.2.2.6 Effect on thermal comfort hours ...................................... 251
5.2.3 Effect of Orientation on Indoor Air Temperatures ........................ 253
5.2.3.1 Orientation design plan .................................................... 253
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5.2.3.2 Effect on indoor air temperatures during summer ........... 255
3.3.5.5 Effect on annual thermal comfort hours .......................... 258
5.2.3.4 Effect on hottest maximum and minimum temperatures . 259
5.2.4 Effect of window to wall ratio on indoor temperature ................... 261
5.2.4.1 Window to wall ratio design plan .................................... 261
5.2.4.2 Effect on indoor air temperatures during summer ........... 262
5.2.4.3 Effect on annual thermal comfort hours .......................... 263
5.2.5 Effect of External Shading Devices on Indoor Temperature ......... 267
5.2.5.1 Shading devices design plan ............................................ 267
5.2.5.2 Effect on indoor air temperatures during summer ........... 268
5.2.5.3 Annual effect on indoor air temperatures ........................ 272
5.2.5.4 Effect on annual thermal comfort hours .......................... 276
5.2.6 Effect of All Ideal Modification ..................................................... 278
5.2.6.1 Ideal modifications design plan ....................................... 278
5.2.6.2 Effect on indoor air temperatures during summer ........... 280
5.2.6.3 Effect on annual thermal comfort hours .......................... 283
5.3 REVIEW OF THE CHAPTER .................................................................. 285
CHAPTER SIX: CONCLUSION AND RECOMMENDATION .......................... 286
6.1 INTRODUCTION ..................................................................................... 286
6.2 REVIEW OF THESIS OBJECTIVES AND RESEARCH
QUESTIONS ............................................................................................. 286
6.3 RESEARCH FINDINGS ........................................................................... 288
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6.3.1 Fieldwork Findings for Objective 1 ............................................... 288
6.3.1.1 Impact of orientation ........................................................ 289
6.3.1.2 Impact of surface temperature ......................................... 291
6.3.1.3 Impact of roof colour ....................................................... 292
6.3.1.4 Impact of shading devices ................................................ 292
6.3.2 Simulation Model Findings for Objective 2 .................................. 293
6.3.2.1 Impact of roof .................................................................. 293
6.3.2.2 Impact of wall .................................................................. 294
6.3.2.3 Impact of orientation ........................................................ 295
6.3.2.4 Impact of window to wall ratio ........................................ 295
6.3.2.5 Impact of shading devices ................................................ 296
6.3.2.6 Impact of ideal strategies ................................................. 296
6.4 RECOMMENDATIONS ........................................................................... 297
6.5 ENVELOPE DESIGN METHODS AND RECOMMENDATIONS
FOR RESIDENTIAL BUILDING IN HOT AND DRY CLIMATE
OF YEMEN ............................................................................................... 299
6.6 PROPOSED FUTURE RESEARCH STUDIES ....................................... 300
REFERENCES ........................................................................................................... 302
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LIST OF TABLES
Table 2.1 OTTV of different climatic regions for Arab countries (Hanna,
2010) ..................................................................................................... 72
Table 2.2 Factors influence thermal comfort ........................................................ 77
Table 3.1 Measurable factors and scale ................................................................ 90
Table 3.2 Table shows comparison between all case studies ............................. 115
Table 3.3 Correlation test of outdoor fieldwork measurements and airport
weather station .................................................................................... 124
Table 3.4 Difference between fieldwork result and predicted result from
simulation tools ................................................................................... 137
Table 3.5 Correlation test of field measurement and simulation tools IES
(VE) and Ecotect ................................................................................. 137
Table 3.6 Thermal properties of building materials ............................................ 142
Table 5.1 Number of modified parameters and simulated conditions ................ 232
Table 5.2 Simulated roofs description and modification .................................... 233
Table 5.3 Annual period of thermal comfort of investigated roofs .................... 238
Table 5.4 Simulated walls description and modification .................................... 241
Table 5.5 Annual period of thermal comfort of investigated walls .................... 252
Table 5.6 Annual period of thermal comfort of all investigated orientation ...... 258
Table 5.7 Effect of shading devices on annual period of thermal comfort ......... 277
Table 5.8 Suggested building envelope designs from combination of ideal
previous modifications. ....................................................................... 278
Table 5.9 Annual thermal comfort hours of different suggested designs ........... 284
Table 6.1 Summary of the fieldwork measurements between cases................... 289
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LIST OF FIGURES
Figure 1.1 Electricity consumption for different sectors GW/H for the year
2004 in Yemen ..................................................................................... 7
Figure 1.2 Electricity consumption for different sectors GW/H for the year
1990 in Yemen ..................................................................................... 7
Figure 1.3 Electricity consumption for different sectors GW/H in Yemen ........... 8
Figure 1.4 Electric consumption for different sectors in Wadi Hadhramout
(kw/h) for the year 1999 ....................................................................... 9
Figure 1.5 Electric consumption for different sectors in Wadi Hadhramout
(kw/h) for the year 2004 ....................................................................... 9
Figure 1.6 Electric consumption for different sector in Wadi Hadhramout
(kw/h) for year 2009 ........................................................................... 10
Figure 1.7 Electricity consumption in Wadi Hadhramout for different
sectors GW/H ..................................................................................... 10
Figure 1.8 Research framework ........................................................................... 26
Figure 2.1 Map of Yemen governorates .............................................................. 35
Figure 2.2 Regional map of Wadi Hadhramout ................................................... 37
Figure 2.3 Average annual maximum and minimum air temperature in
Wadi Hadhramout .............................................................................. 38
Figure 2.4 Relative humidity in Wadi Hadhramout ............................................ 39
Figure 2.5 Sunshine duration in Wadi Hadhramout ............................................ 40
Figure 2.6 Solar radiations on horizontal surface ................................................ 41
Figure 2.7 Monthly average of wind speed at Wadi Hadhramout ....................... 42
Figure 2.8 Percentage of wind direction for Seiyun city ..................................... 43
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Figure 2.9 Amount of annual rainfall for Wadi Hadhramout .............................. 44
Figure 2.10 Diagram of heat balance on the roof .................................................. 54
Figure 2.11 Different designs of external shade devices ....................................... 66
Figure 2.12 Sun path diagram of Tarim city Yemen, during the year ................... 75
Figure 2.13 Comfort zone of summer and winter for Hadhramout (Hot and
dry climate cities) ............................................................................... 79
Figure 2.14 Acceptable operative temperature for natural ventilation
buildings ............................................................................................. 81
Figure 3.1 Research methodology diagram ......................................................... 89
Figure 3.2 Satellite image of case studies location .............................................. 91
Figure 3.3 Satellite urban fabric of Tarim city (A) old urban fabric (B) new
urban fabric......................................................................................... 93
Figure 3.4 Location plan shows the location of visited and selected case
studies ................................................................................................. 95
Figure 3.5 Location plan shows the location of case study No1 squared ............ 97
Figure 3.6 Photos of the case study ..................................................................... 97
Figure 3.7 First floor plan shows room 1 and room 2 ......................................... 98
Figure 3.8 First floor plan shows room 3 and room 4 ......................................... 98
Figure 3.9 Section A-A of the case study No1 .................................................... 99
Figure 3.10 Roof construction in case study No1 ................................................ 100
Figure 3.11 Windows at case study No 1 ............................................................ 101
Figure 3.12 Location plan shows the location of case study No 2 squared ......... 102
Figure 3.13 Photo shows case study No 2 ........................................................... 102
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Figure 3.14 First floor plan shows room 1 and room 2 ....................................... 103
Figure 3.15 Second floor plan shows room 3 and room 4 ................................... 104
Figure 3.16 Section B-B of the case study No2 ................................................... 104
Figure 3.17 Roof construction in case study No2 ................................................ 106
Figure 3.18 Location plan shows the location of case study No 3 squared ......... 107
Figure 3.19 Photos of the case study ................................................................... 107
Figure 3.20 Floor plan shows the selected spaces ............................................... 108
Figure 3.21 Section C-C of the case study........................................................... 108
Figure 3.22 Roof construction in case study No 3 ............................................... 110
Figure 3.23 Windows at case study No 3 ............................................................ 110
Figure 3.24 Location plan shows the location of case study No 4 squared ......... 111
Figure 3.25 Photo shows case study from outside ............................................... 111
Figure 3.26 First floor plan shows selected rooms .............................................. 112
Figure 3.27 Section D-D of the case study No 4 ................................................. 112
Figure 3.28 Roof construction in case study No 4 ............................................... 114
Figure 3.29 Windows at case study No 4 ............................................................ 114
Figure 3.30 Hygro-Thermo Anemometer Light Meter ........................................ 117
Figure 3.31 CENTER 342 Temperature Humidity Recorder .............................. 117
Figure 3.32 Ir60: Infrared Thermometer .............................................................. 117
Figure 3.33 TestLink SE342 software interface .................................................. 117
Figure 3.34 Wind direction indicator ................................................................... 118
Figure 3.35 Direction indicator and ..................................................................... 118
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Figure 3.36 Equipment set up 1- plan, 2- section ................................................ 120
Figure 3.37 Average outdoor temperature of 30 years ........................................ 121
Figure 3.38 Hottest period in summer season...................................................... 122
Figure 3.39 Coldest period in winter season........................................................ 122
Figure 3.40 Sun path diagram of Tarim city Yemen, during the year ................. 123
Figure 3.41 Comparison between airport weather station and data collected
from the fieldwork ............................................................................ 124
Figure 3.42 Calibration of instruments ................................................................ 125
Figure 3.43 Comparison of the field measurement and software tools
prediction measurements .................................................................. 136
Figure 3.44 Difference between field measurement and software
measurements ................................................................................... 136
Figure 3.45 Simulation weather data worksheet converter.................................. 143
Figure 4.1 Comprison between outdoor air temperature of old and new
urban area ......................................................................................... 145
Figure 4.2 Temperature difference between new and old urban area ................ 146
Figure 4.3 Indoor air temperature during summer period in Tarim city............ 147
Figure 4.4 Indoor air temperature during selected two days of summer
period in Tarim city .......................................................................... 148
Figure 4.5 Indoor air temperature during winter period in Tarim city .............. 148
Figure 4.6 Indoor air temperature during selected two days of winter period ... 149
Figure 4.7 Comparison between average indoor air temperature of all
spaces and outdoor air temperature .................................................. 150
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Figure 4.8 Average indoor air temperature of all spaces and outdoor
temperature for selected day ............................................................. 151
Figure 4.9 Difference between indoor and outdoor air temperature and
temperature above upper level of thermal comfort .......................... 151
Figure 4.10 Indoor air temperature of room 1 and room 2 .................................. 153
Figure 4.11 Indoor air temperature of room 1 and room 3 .................................. 154
Figure 4.12 External wall configuration .............................................................. 154
Figure 4.13 Indoor air temperature of room 1 and room 4 .................................. 155
Figure 4.14 Indoor air temperature of room 2 and room 3 .................................. 156
Figure 4.15 Indoor air temperature of room 2 and room 4 .................................. 157
Figure 4.16 Indoor air temperature of room 3 and room 4 .................................. 158
Figure 4.17 Indoor air temperature of all rooms and outdoor air temperature .... 160
Figure 4.18 Indoor air temperature for selected day of all rooms and outdoor
air temperature .................................................................................. 160
Figure 4.19 Difference between indoor and outdoor air temperature and
temperature above upper level of thermal comfort .......................... 161
Figure 4.20 Comparison between average indoor air temperature of all
spaces and outdoor air temperature .................................................. 162
Figure 4.21 Average indoor air temperature of all spaces and outdoor
temperature for selected day ............................................................. 163
Figure 4.22 Difference between indoor and outdoor air temperature and
temperature above upper level of thermal comfort .......................... 163
Figure 4.23 Indoor air temperature of room 1 and room 2 .................................. 165
Figure 4.24 Indoor air temperature of room 1 and room 3 .................................. 166
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Figure 4.25 Indoor air temperature of room 1 and room 4 .................................. 167
Figure 4.26 Indoor air temperature of room 2 and room 3 .................................. 168
Figure 4.27 Indoor air temperature of room 2 and room 4 .................................. 169
Figure 4.28 Indoor air temperature of room 3 and room 4 .................................. 170
Figure 4.29 Indoor air temperature of all rooms and outdoor air temperature .... 172
Figure 4.30 Indoor air temperature for selected day of all rooms and outdoor
air temperature .................................................................................. 172
Figure 4.31 Difference between indoor and outdoor air temperature and
temperature above upper level of thermal comfort .......................... 173
Figure 4.32 Comparison between indoor and outdoor air temperature ............... 174
Figure 4.33 Average indoor temperature of all spaces and outdoor
temperature ....................................................................................... 175
Figure 4.34 Difference between indoor and outdoor air temperature and
between indoor and natural temperature .......................................... 175
Figure 4.35 Indoor air temperature of room 1 and room 2 .................................. 177
Figure 4.36 Indoor air temperature of room 1 and room 3 .................................. 178
Figure 4.37 Indoor air temperature of room 1 and room 4 .................................. 179
Figure 4.38 Indoor air temperature of room 2 and room 3 .................................. 180
Figure 4.39 Indoor air temperature of room 2 and room 4 .................................. 181
Figure 4.40 Indoor air temperature of room 3 and room 4 .................................. 182
Figure 4.41 Indoor air temperature of all rooms outdoor air temperature ........... 183
Figure 4.42 Indoor air temperature for selected day of all rooms and outdoor
air temperature .................................................................................. 184
xxii
Figure 4.43 Difference between indoor and outdoor air temperature and
between indoor and natural temperature for room1 ......................... 184
Figure 4.44 Difference between indoor and outdoor air temperature and
between indoor and natural temperature for all rooms..................... 185
Figure 4.45 Indoor and outdoor surface temperature of room1 ........................... 188
Figure 4.46 Indoor and outdoor surface temperature of room1 for a selected
day .................................................................................................... 188
Figure 4.47 Difference in outdoor surface temperature between south and
west orientation ................................................................................ 191
Figure 4.48 Difference in indoor surface temperature between south and
west orientation ................................................................................ 191
Figure 4.49 Walls (south and west) and roof indoor surface temperature ........... 192
Figure 4.50 Difference in indoor surface temperature roof and walls oriented
to south and west .............................................................................. 192
Figure 4.51 Difference in outdoor surface temperature roof and wall oriented
to south and west .............................................................................. 193
Figure 4.52 Indoor and outdoor surface temperature of room2 ........................... 195
Figure 4.53 Indoor and outdoor wall and roof surface temperature .................... 195
Figure 4.54 Indoor wall and roof surface temperature and indoor air
temperature ....................................................................................... 196
Figure 4.55 Indoor and outdoor surface temperature of room3 ........................... 199
Figure 4.56 Average indoor and outdoor surface temperature of room3 ............ 199
Figure 4.57 Comparison between indoor and outdoor surface temperature of
wall oriented to west and north ........................................................ 200
xxiii
Figure 4.58 Average difference on indoor wall surface temperature between
walls oriented to north and west ....................................................... 200
Figure 4.59 Average difference in outdoor wall surface temperature between
walls oriented to north and west ....................................................... 201
Figure 4.60 Walls and roof indoor surface temperature ...................................... 201
Figure 4.61 Average difference in indoor surface temperature between walls
and roof............................................................................................. 202
Figure 4.62 Indoor air temperature and indoor surfaces temperature .................. 202
Figure 4.63 Roof colour before painted (A) and roof after painted with
whitewash (B)................................................................................... 205
Figure 4.64 Outdoor roof surface temperature and outdoor air temperature
before and after painting................................................................... 206
Figure 4.65 All tested parameters before and after painting ................................ 206
Figure 4.66 Indoor roof surface temperature and indoor air temperature
before and after painting................................................................... 207
Figure 4.67 Difference between indoor and outdoor roof surface temperature
before and after painting................................................................... 207
Figure 4.68 Layout and shading devices location................................................ 208
Figure 4.69 Shading projection which was installed on the wall ........................ 208
Figure 4.70 Indoor and outdoor air temperature of room1 before and after
installing shading devices ................................................................. 210
Figure 4.71 Indoor air temperature of room1 before and after installing
shading devices................................................................................. 211
Figure 4.72 Difference (after – before) in indoor and outdoor air temperature
of room1 after and before installing shading devices ....................... 211
xxiv
Figure 4.73 Outdoor surface temperature of west wall before and after
installing shading devices ................................................................. 214
Figure 4.74 Indoor surface temperature of west wall before and after
installing shading devices ................................................................. 215
Figure 4.75 Indoor and outdoor surface temperature of west wall after
installed shading devices .................................................................. 215
Figure 4.76 Indoor surface temperature of west wall for R1 with and R3
without shading devices ................................................................... 216
Figure 4.77 Indoor surface temperature of west wall of R3 before and after
installing shading devices in R1 ....................................................... 216
Figure 4.78 Difference in indoor surface temperature of west wall at R1 and
R3 before and after shading devices................................................. 217
Figure 4.79 Comparison between average indoor air temperature of all
spaces and outdoor air temperature .................................................. 218
Figure 4.80 Average indoor air temperature of all spaces and outdoor
temperature for selected day ............................................................. 219
Figure 4.81 Difference between indoor and outdoor air temperature and
temperature above upper level of thermal comfort .......................... 219
Figure 4.82 Indoor air temperature of room 1 and room 2 .................................. 221
Figure 4.83 Indoor air temperature of room 1 and room 3 .................................. 222
Figure 4.84 Indoor air temperature of room 1 and room 4 .................................. 223
Figure 4.85 Indoor air temperature of room 2 and room 3 .................................. 224
Figure 4.86 Indoor air temperature of room 2 and room 4 .................................. 225
Figure 4.87 Indoor air temperature of room 3 and room 4 .................................. 226
Figure 4.88 Indoor air temperature of all rooms and outdoor air temperature .... 227
xxv
Figure 4.89 Indoor air temperature for selected day of all rooms and outdoor
air temperature .................................................................................. 228
Figure 4.90 Difference between indoor and outdoor air temperature and
temperature above upper level of thermal comfort .......................... 228
Figure 5.1 Effect of difference roof modification on indoor air temperature .... 236
Figure 5.2 Temperatures differences between Ti field and several mud
roofs .................................................................................................. 237
Figure 5.3 Temperatures differences between Ti field and concrete roofs ........ 237
Figure 5.4 Number of hours within thermal comfort of each roof .................... 239
Figure 5.5 Difference between the mud roofs (real field) and other roofs ........ 239
Figure 5.6 Effect of different mud wall thickness on indoor air temperature ... 243
Figure 5.7 Temperatures differences between Ti field (0.50m) and several
mud wall thickness ........................................................................... 244
Figure 5.8 Maximum and minimum Ti pattern of different mud wall
thickness ........................................................................................... 245
Figure 5.9 Daily range of different mud wall thickness .................................... 245
Figure 5.10 Effect of lime plaster finishing on indoor air temperature ............... 247
Figure 5.11 Temperatures differences between Ti field (0.50m) and walls
finished by lime plaster .................................................................... 248
Figure 5.12 Effect of concrete walls on indoor air temperature .......................... 249
Figure 5.13 Temperatures differences between Ti field (0.50m) and concrete
walls.................................................................................................. 250
Figure 5.14 Number of hours within thermal comfort of each wall .................... 252
xxvi
Figure 5.15 Difference between the wall thickness of 0.50m (real field) and
other walls ........................................................................................ 253
Figure 5.16 Eight investigated room orientations ................................................ 254
Figure 5.17 Sun path diagram show summer and winter sun position over
investigated orientations ................................................................... 254
Figure 5.18 Effect of difference orientation on indoor air temperatures ............. 256
Figure 5.19 Temperatures differences between ideal orientation (S) and
other orientations .............................................................................. 257
Figure 5.20 Temperatures differences between ideal orientation (S) and
other orientations .............................................................................. 257
Figure 5.21 Relation between orientation and Ti during summer and number
of annual hours within thermal comfort ........................................... 259
Figure 5.22 Sun path diagram on summer and winter months ............................. 260
Figure 5.23 Investigated window wall ratio (WWR) of room2 ........................... 261
Figure 5.24 Maximum and minimum Ti during summer period of room2
oriented to south with different WWR ............................................. 262
Figure 5.25 Effect of window wall ratio for south orientation on number of
hours within thermal comfort ........................................................... 263
Figure 5.26 Relationship between orientation and window to wall ratio at
maximum numbers of hours within thermal comfort ....................... 264
Figure 5.27 Difference between Max. and Min. thermal comfort hours of all
investigated WWR ........................................................................... 265
Figure 5.28 Effect of west window on number of thermal comfort hours .......... 266
Figure 5.29 Effect of one and two sides window on number of thermal
comfort hours ................................................................................... 267
xxvii
Figure 5.30 External shading devices used in simulation .................................... 268
Figure 5.31 Different between case of no shading devices and other three
cases (horizontal projection, vertical fins and combination of
both).................................................................................................. 270
Figure 5.32 Predicted Ti of R1 for combination shading devices with
different projection during summer .................................................. 271
Figure 5.33 Different between horizontal projection, vertical fins and
combination of both on indoor air temperature ................................ 273
Figure 5.34 Different between case of no shading devices and other three
cases (horizontal projection, vertical fins and combination of
both).................................................................................................. 273
Figure 5.35 Effect of different horizontal shading projection on indoor air
temperature ....................................................................................... 274
Figure 5.36 Effect of different vertical fins projection on indoor air
temperature ....................................................................................... 274
Figure 5.37 Effect of different combination horizontal and vertical fins
projection on indoor air temperature ................................................ 275
Figure 5.38 Difference between all shading device types ................................... 275
Figure 5.39 Indoor air temperature of different envelope design ........................ 281
Figure 5.40 Indoor air temperature difference between field measurements
and difference envelope design D1 – D5 ......................................... 282
Figure 5.41 Indoor air temperature difference between field measurements
and difference envelope design D6 – D10 ....................................... 282
Figure 5.42 Number of thermal comfort hours in range ...................................... 284
Figure 5.43 Difference between the real field condition and the suggested
designs .............................................................................................. 285
xxviii
LIST OF ABBREVIATIONS
Ti Indoor air temperature Ro1 Roof No 1
To Outdoor air temperature Ro2 Roof No 2
Tn Natural temperature Ro3 Roof No 3
R1 Room number one Ro4 Roof No 4
R2 Room number two Ro5 Roof No 5
R3 Room number three Ro6 Roof No 6
R4 Room number four (hall) Ro7 Roof No 7
Ti Ss Indoor south surface temperature Ro8 Roof No 8
To Ss Outdoor south surface temperature W1 Wall No 1
Ti Ws Indoor west surface temperature W2 Wall No 2
To Ws Outdoor west surface temperature W3 Wall No 3
Ti Ns Indoor north surface temperature W4 Wall No 4
To Ns Outdoor north surface temperature W5 Wall No 5
Ti Rs Indoor roof surface temperature W6 Wall No 6
To Rs Outdoor roof surface temperature W7 Wall No 7
Dif Difference W8 Wall No 8
Tis Indoor surface temperature W9 Wall No 9
Tos Outdoor surface temperature W10 Wall No 10
Tc Thermal comfort W11 Wall No 11
WWR Window to wall ratio W12 Wall No 12
N North D1 Design No 1
NE North East D2 Design No 2
E East D3 Design No 3
SE South East D4 Design No 4
S South D5 Design No 5
SW South West D6 Design No 6
W West D7 Design No 7
NW North West D8 Design No 8
Ti max Maximum indoor temperature D9 Design No 9
Ti min Minimum indoor temperature D10 Design No 10
To max Maximum outdoor temperature
To min Minimum outdoor temperature
xxix
REKA BENTUK SAMPUL BANGUNAN UNTUK SUHU UDARA
DALAMAN DI IKLIM PANAS DAN KERING, YAMAN
ABSTRAK
Reka bentuk pasif pada sampul bangunan adalah salah satu kaedah yang paling berkesan
untuk mengurangkan kesan kondisi udara luar yang tinggi, pengurangan penyerapan
haba dan juga untuk penambahbaikan termal dalam bangunan untuk negara beriklim
panas dan kering di Yaman. Tambahan lagi, kurangnya keprihatinan para arkitek
tempatan pada hari ini terhadap reka bentuk sampul bangunan untuk mengurangkan suhu
udara di dalam bangunan. Oleh itu, kajian ini membincangkan hasil kajian eksperimen
dan simulasi untuk mengurangkan suhu udara di dalam bangunan dengan
mengaplikasikan pengubahsuaian terhadap reka bentuk sampul bangunan. Tujuannya
adalah untuk mengurangkan suhu udara di dalam rumah yang dibina daripada batu bata
lumpur untuk iklim panas dan kering di Wadi Hadhramaut, Yaman, serta dapat memberi
rekomendasi kaedah yang efisien untuk reka bentuk sampul bangunan. Kajian ini
dijalankan dalam dua fasa: fasa pertama ialah kerja lapangan di dalam dan luar bangunan
untuk empat kajian kes dalam bandar baru dan lama di Bandar Tarim, Yaman. Beberapa
pengubahsuaian dinding luaran seperti unjuran teduhan dan bumbung dengan warna
putih kapur telah dibuat. Fasa kedua ialah simulasi komputer menggunakan perisian IES
(VE) untuk menganalisa kesan-kesan pengubahsuaian dinding luaran yang berbeza.
Pengubahsuaian ini dilakukan pada bumbung, dinding, orientasi dan nisbah tingkap
dengan dinding bangunan serta tambahan teduhan luaran. Kajian dijalankan pada setiap
parameter dan pada peringkat terakhir, gabungan pengubahsuaian yang ideal dihasilkan.
Hasil kajian menunjukkan dengan penggunaan kombinasi gabungan pada semua
pengubahsuaian, suhu udara di dalam bangunan dapat dikurangkan berbanding suhu
xxx
diukur dalam kerja lapangan. Reka bentuk No. 4 (D4) ialah reka bentuk terbaik dinding
luaran yang mencatatkan perbezaan purata tertinggi (0.76ºC) pada suhu udara dalaman.
Dari segi bilangan jangkamasa keselesaan termal tahunan, reka bentuk No. 3 dan 6 (D3
dan D6) ialah reka bentuk dinding luaran terbaik yang mana ia menambahbaik
jangkamasa keselesaan termal tahunan kepada 7.87%.
xxxi
BUILDING ENVELOPE DESIGN FOR INDOOR AIR
TEMPERATURE IN HOT AND DRY CLIMATE, YEMEN
ABSTRACT
Passive design on building envelope is one of the most effective methods of
minimising the impact of harsh outdoor condition, reducing the heat gain as well as
to improving the indoor thermal condition in hot and dry climate in Yemen. Local
architects of today give less attention to building envelope design to reduce indoor
air temperature. This research discusses the results of the experimental and
simulation studies with the purpose to reduce the indoor air temperature by applying
modifications on the building envelope design. It aims to reduce the indoor air
temperature of residential houses built from mud bricks in hot and dry climate of
Wadi Hadhramout, Yemen, and finds recommendations for efficient method in
building envelope design. The investigation was performed in two phases: first phase
is indoor and outdoor fieldwork measurements in four case studies in old and new
urban area at Tarim city, Yemen. Several modifications on building envelope such as
fix shading projection and painting roof whitewash colour were performed. Second
phase is: computer simulation using IES (VE) software was carried out to investigate
the effects of other different envelope modifications. The modifications were carried
out on the roof, wall, orientation, window to wall ratio and external shading devices.
The investigation was carried out on each parameter and then in the last stage the
combination of all ideal modifications was made. The results showed that by
applying a combination of all ideal modifications, the indoor air temperature was
able to be reduce compared to the fieldwork measurements. Design No.4 (D4) is the
xxxii
best building envelope design which recorded the highest average difference
(0.76ºC) of indoor air temperature. In terms of the number of annual thermal comfort
hours, design No.3 and 6 (D3 and D6) are the best envelope designs in which they
improved the annual number of thermal comfort hours to 7.87%.
1
CHAPTER ONE: INTRODUCTION
1.1 INTRODUCTION
This chapter will briefly explain the key words of this study. Meanwhile, the primary
motivation of this study, in general, will explain what is going on in this study. The
research background, problem statement, previous reviewed research studies,
objectives, importance of the research, research questions and an overview of the
thesis structure will be discussed in this chapter.
1.2 RESEARCH BACKGROUND
This study discusses and focuses on the performance of mud brick house envelope in
hot and dry climate to enhance the indoor air temperature, which is the major
problem during the summer season due to excessive outdoor condition. The
measurable scales of this performance are focused on passive cooling. Houses
selected in this study are traditional and modern mud brick houses in Tarim city at
Wadi Hadhramout, Yemen. The main subjects are: building envelope, indoor air
temperature, hot and dry climate and mud brick.
The abundance and easy availability of mechanical cooling systems help in
propagating the inaccurate idea among common people in such a way that providing
thermal comfort has become just as easy as pressing a button. Another thing that
helps in the growth of this misconception is the lack of awareness of the problems
related to increasing energy use and the benefits of minimised consumption. The
climate responsive building design which incorporates passive features are very good
options for energy conservation (Singh et al., 2011). According to Martin (1980),
2
heating and cooling systems may be used where building design alone cannot
achieve suitable conditions for maintaining thermal comfort.
In this section of research background, can start by briefly define the main keywords
in this study. The first subject is building envelope which is defined by ASHRAE
(2007) as the building elements that separate uncontrolled outdoor environment from
controlled indoor environment. It is one of the most important factors in designing
energy-efficient buildings. Its design strongly affects heating and cooling loads
(ASHRAE, 2007). However, its components include: foundation, walls, roofs, floors,
window and doors (California Energy, 2009; ASHRAE, 2007; Szokolay, 2001a;
Lang, 2004). One of the most basic significant functions of the building envelope is
to control the environmental factors such as heat, air movement, daylight and sound
in order to provide comfort for users with minimal energy consumption (Oral et al.,
2004). It is the most important design parameter among other parameters effecting
indoor thermal comfort (Manioğlu and Yılmaz, 2008). (Lang, 2004).
In terms of building envelope design, Givoni (1998) reported that the appropriate
design is the design aimed at minimising or maximising the impact of solar radiation
depending on the climate and related design objective considering building shape,
orientation, wall, roof, external colour and window shade devices. Envelope design
as a means of improving indoor condition is the integrated design of building
parameters as a total system to obtain comfortable and energy savings (Okba, 2005).
Moreover, Huovila et al. (2007) pointed out, that in relation to how the building
envelope is designed, that it is also how building is located in the local environment:
a building must be designed with taking into account passive solar issues, such as
building orientation and siting, window size and location glazing area, natural
3
lighting and ventilation, as well as shading device strategies. Others such as
Bouchlaghem (2000) addressed the aspect of building envelope in terms of
improving thermal performance saying that there are mainly two types of parameters
affecting the thermal performance of a building. The first type is the fluctuant
climatic factors that the building is subject to, such as solar radiation, air
temperature, relative humidity and wind direction, the second type is under the
control of the architect such as layout and siting, materials properties, window
location and size, shading, insulation and finishing. However, some of these factors
have more influence over the building thermal response than others.
From the energy consumption point of view, the selection of proper material, design
and construction of a building’s facades has a major effect on the building energy
consumption (Hammad and Abu-Hijleh, 2010; Bader, 2010). During the early stages
of the building design process, the solar radiation and the neighbouring buildings
(building surrounding areas) should be determined, and the shape of the building
structure to achieve the self-shaded facades during the hot summer days, the best
selections for building envelop materials and exterior and interior finishes material,
shading devices, window size and glazing should also be identified (Capeluto, 2003).
The second subject is the indoor air temperature, In simple terms, temperature is a
measure of the motion of molecules (Bluyssen, 2009) and it is also defined as ‘‘the
symptom of the presence of heat in a substance‘‘ (Szokolay, 2008). The degree of
heat contained in a body or fluid medium describes the concept of temperature
(Fathy, 1986). In other words, it measures how hot or cold the air is, and it is
measured in Celsius scale, Kelvin scale and Fahrenheit scale. Heat flows from a
higher (hotter) temperature zone (or body) to a lower (colder) temperature one. Such
4
heat flow can take place in three forms (Capehart et al., 2002) (Binggeli, 2003)
(Szokolay, 2008) :
1. Conduction within a body or bodies in contact, by the ‘spread’ of molecular
movement.
2. Convection between a solid body and liquid or gas. The convection heat flow
rate depends on area contact, difference in temperature and convection
coefficient.
3. Radiation from a body with a warmer surface to another which is cooler.
Air temperature is one of the main climatic factors, and dry blub temperature (DBT)
is the variable most generally used to describe climate (Rosenlund, 2000; Groth,
2007). Moreover, air temperature is direct result of solar radiation. According to
Givoni (1976) the rate of heating and cooling of the surface of the earth is the main
factor determining the temperature of the air above it. As is well-known, the indoor
air temperature is influenced by the outdoor air temperature and by the indoor
surface temperature which is also influenced at a high degree by the absorbed heat
from direct exposure to solar radiation and in a small degree by the long wave
radiation from the clear sky.
In terms of human comfort, which is considered the most important requirement for
the indoor environment, air temperature is one of the main parameters affecting
human comfort. It is well-known that maintaining indoor air temperature within
thermal comfort is the key word of saving energy as well as the main purpose of
passive house. Huovila et al. (2007) define passive house as a building which
provides comfortable interior climate for residents without the use of active cooling
or heating system. Generally, from another point of view, passive design is the
5
design that does not require any mechanical system whether for heating or cooling. It
is designed for enhanced comfortable conditions over outside environment without
the use of any electric mechanical systems (Reardon et al., 2008; Yeang, 2006).
These authors noted that a house that takes the advantage of natural climate to
maintain thermal comfort is considered as a passively-designed house. Thus, in
relations to the local climate, passive ideas should be considered from the initial
design stage. Ji and Plainiotis (2006) sited that passive design is not an attachment or
supplement to architectural design, but a design process that is integrated with
architectural design.
From the previous statement, it can be noted that the intricate design of building
envelope will reduce external heat gain, indoor air temperature, increase ventilation,
and day lighting as well as improve indoor thermal comfort, which comes out with
elimination, or at least reduce the requirement of mechanical heating and cooling
systems, which means reducing energy consumption.
The third subject in this study is the hot and dry climate. The indoor environment of
houses is greatly influenced by the climate prevailing in the region. However, hot
and dry climate is the most dominant climate in the world (Peel et al., 2007). It is the
climate which is characterised by summer day time temperature which is very high,
large diurnal (day–night) temperature variation, winter cool or warm, winter night
which is very cold, dry air, with seldom rains of less than 250 mm annual (Meir and
Roaf, 2002; Rosemary and Susan, 2007; Szokolay, 2008; Huddart and Stott, 2010).
Therefore, the house envelope design must take into consideration the indoor thermal
comfort to avoid any negative impact on the occupants thermal comfort sensation.
6
Efficient use of energy has become a key issue for most energy policies.
Papadopoulos and Giama (2007) posited that energy efficient buildings decrease the
quantity of fossil fuels consumed and thus decrease the amount of carbon dioxide
and sulphur dioxide emitted into the atmosphere. Golubchikov and Badyina (2012)
add that generation energy is the major contributor of CO2 emissions and climate
change and it also results in many other forms of environmental pollution. Building
sector energy consumption grew 18% between 2000 and 2010, to reach around one-
third of global final energy use (International Energy Agency, 2013). Buildings are
one of the major sectors that consume energy. According to Yılmaz (2007), buildings
sector consumes more than half of all electricity, in addition to its being responsible
for more than one-third of all greenhouse gas emissions. Moreover, residential
buildings sector in the developing countries consumes more than half of the
electricity distributed (Synnefa et al., 2007). At the present time, climate
consideration in building design has become a necessity to meet this growing energy
demand (Singh et al., 2010).
According to Yemen Government Report (2005) as shown in Figure 1.1 residential
buildings consume about 58% of total electrical energy generated in the year 2004,
with an increase of about 12% than 1990 in Figure 1.2. Furthermore, Figure 1.3
shows that the increase in electric consumption in residential buildings through the
years was very high compared with other sectors where the increase was moderate.
The choices of material, design and construction of a building’s facades have major
impact on the energy consumption of buildings. However, reducing energy
consumption in buildings can be achieved through several ways such as proper urban
planning and landscape design, building layout, orientation, ventilation, shape,
windows, selection of proper materials, finishing, insulation and shading.
7
Figure 1.1 Electricity consumption for different sectors GW/H for the year 2004 in
Yemen
Source: Yemen Government Report (2005)
Figure 1.2 Electricity consumption for different sectors GW/H for the year 1990 in
Yemen
Source: Yemen Government Report (2005)
228
8%
529
18%
454
16%
1692
58%
Industrial
Commercial
Public utility
Residential
202
16%
335
27%
136
11%
565
46%
Industrial
Commercial
Public utility
Residential
8
Figure 1.3 Electricity consumption for different sectors GW/H in Yemen
Source: Yemen Government Report (2005)
In Wadi Hadhramout particularly, according to a Branch of the Ministry of
Electricity in Wadi Hadhramout (Refer to appendix H), Figure 1.4, 1.5 and 1.6 have
shown that residential buildings consume electricity ranging from 68% to 79% of
total electrical energy generated. Moreover, Figure 1.7 has shown remarkable
increase in electric consumption through the past eleven years. The responsibility of
architects and engineers for a passive design presents an important factor. However,
Studies aimed at minimising energy consumption for heating and cooling of these
houses have become a necessity.
0
200
400
600
800
1000
1200
1400
1600
1800
1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004
GW
/H
Residential Public utility Commercial Industrial
9
Figure 1.4 Electric consumption for different sectors in Wadi Hadhramout (kw/h)
for the year 1999
Source: Ministry of Electricity (2010)
Figure 1.5 Electric consumption for different sectors in Wadi Hadhramout (kw/h)
for the year 2004
Source: Ministry of Electricity (2010)
65,886,018
76%
5,185,295
6%
3,504,329
4%
6,792,906
8%
4,860,059
6%
Residential
Commercial
Public utility
Water pumps
Others
112,396,541
79%
10,167,564
7%
14,479,986
10%
2,782,046
2%
3,187,812
2%
Residential
Commercial
Public utility
Water pumps
Others
10
Figure 1.6 Electric consumption for different sector in Wadi Hadhramout (kw/h)
for year 2009
Source: Ministry of Electricity (2010)
Figure 1.7 Electricity consumption in Wadi Hadhramout for different
sectors GW/H
Source: Ministry of Electricity (2010)
177,261,831
68% 15,518,916
6%
57,614,880
22%
5,756,598
2%
6,487,328
2%
Residential
Commercial
Public utility
Water pumps
Others
0
20
40
60
80
100
120
140
160
180
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009
GW
/H
Residential Commercial Public utility Water pumps Others
11
This study will focus on the optimization of the indoor air temperature of the modern
houses in Tarim city at Wadi Hadhramout, particularly on the most common houses
in the new city extension. With the assistance of simulation software, the study will
investigate the effects of different building envelope parameters, which have effects
on indoor air temperature, such as roof, wall, window to wall ratio (WWR), external
shading projection, and orientation as a passive cooling technique for the purpose of
minimising dependence on the mechanical system and providing thermal comfort for
the users.
1.3 PREVIOUS RELATED RESEARCH STUDIES
Many studies were conducted in hot and dry climate by a number of researchers
aimed at enhancing indoor condition of residential buildings. They are varied in
addressing this purpose. While some studied the thermal performance of envelope
materials and design, others studied the appropriateness of building design to the
local climate. Other studies focus on means of passive techniques to provide thermal
comfort for occupants, with difference in the number of parameters, while some
studied only one or two parameters of passive techniques such as orientation and
insulation and so on. However, some of these studies are listed and briefly mentioned
below.
a- Saleh (1990)
A study has been conducted by Saleh (1990a) in hot and dry climate in Saudi Arabia.
He investigated the effect of six different wall designs and three different roof
designs on the indoor air temperature and surface temperature as well as the cooling
load generated by the heat flow from walls and roofs. The study also aims at
12
verifying the hypothesis, which says that the mud brick is a thermal regulating
material. The results of six model simulation indicated that the mud brick model, in
terms of space air temperature, performs better than other models except the
insulated one, in terms of indoor surface temperature the mud brick model remained
lower than ambient air temperature for longer periods than that of the other models.
The study noted that the mud brick is classified as not a good heat conductor and
concluded by proving the hypothesis and considered the mud brick as a thermal
regulating material.
b- Algifri et al. ( 1992)
Algifri et al. (1992) conducted a thermal behaviour study on mud brick and concrete
houses in hot and dry climate in Yemen at Seiyun city. The quantitative results of the
analysis indicate the good performance of mud houses, where the inside surface
temperature of concrete house was higher than ambient temperature in comparison
with mud brick house which recorded lower surface temperature than the ambient
temperature. He reported that mud brick is a good construction material for energy
saving.
c- Qadhi and Algifri (2000)
Qadhi and Algifri (2000) carried out a comparative study on the thermal properties of
mud and concrete construction materials. The studies concluded that the local
building material (mud brick) has excellent thermal properties which maintain the
indoor condition within thermal comfort range. However, both studies were not
concerned with any type of passive cooling techniques which enhance indoor air
temperature such as orientation window size etc.
13
d- Alani (2000)
Alani (2000) made an analytical study of the energy of a house built with mud brick
and another one built with concrete conducted by Algifri, in which the results
showed the efficiency of mud house (walls and roof) to maintain the indoor thermal
comfort during summer period. The study also cited some thermal and durability
properties of mud brick.
e- Al-Sanea and Zedan (2002)
Many studies were conducted on the effects of orientation on indoor thermal
comfort. Al-Sanea and Zedan (2002) reported in the study conducted in Riyadh hot
and dry climate during summer season, that the wall orientation has a significant
effect on the heat transfer and on the yearly cooling load.
f- Nahar et al. (2003)
Several studies have been conducted with a focus on roofs. Nahar et al. (2003) tested
the cooling performance of different passive techniques on the roof such as painting
by white cement, roof pond, evaporative cooling, air void thermal insulation, broken
white glazed tile pieces. It has been found that evaporative cooling is the best cooling
technique, but it consumes water. Thus instead of evaporative cooling, the study
recommended the second best technique which was white glazed tiles over the roof
for enhancing comfort condition in arid area.
g- Marsh and Al-Oraier (2005)
A study of traditional mud brick houses was conducted by Marsh and Al-Oraier
(2005) in hot and dry climate. The study was to determine the most effective passive
cooling techniques required to enhance occupant comfort in these buildings.
14
However, the study examined the effect of different parameters on indoor air
temperature. By applying the tested modification on one example model, the study
suggested some strategies to maximise comfort condition, and it concluded that the
application of passive design modification can have a significant effect on internal
comfort levels.
h- Kumar et al. (2005)
Kumar et al. (2005) described the performance evaluation of solar shading insulation
as one of solar passive cooling techniques, and he noticed about 2.5°C to 4.5°C of
reduction in indoor air temperature obtained by solar shading. Further reduction of
4.4°C to 6.8°C in room temperature was obtained when the results was modified
with insulation and controlled air exchange rate. The study suggests that solar
shading with insulation and air exchange is quite useful to maintain indoor air
temperature lower than that in the conventional building.
i- Amer (2006)
Amer (2006) introduced several passive modification to the roof in hot and dry
climate in order to reduce the indoor air temperature, and the result showed a fall in
indoor air temperature from the ambient temperature up to 6ºC when the roof is
painted white, and 3ºC when thermal insulation layer has been added.
j- Al Hamdi and Kaki (2007)
Many studies have been conducted in Saudi Arabia regarding appropriate cooling
techniques in hot and dry climate. Al Hamdi and Kaki (2007) conducted a
comparative study which focused on investigating the thermal performance of the
mud brick old building and modern buildings constructed with concrete. The study
15
was to determine the pattern of change in indoor air temperature and wall surface
temperature as well. The results showed good performance of mud brick house,
where the indoor air temperature of old mud brick house was lower than concrete
block house by about 4°C, and the indoor surface temperature of mud brick house
was cooler than indoor surface temperature of concrete block with about 7.6°C.
k- Al Hamdi (2007)
Al Hamdi (2007), in his study, talks about some of passive cooling techniques such
as wind catcher, water roof pond system, natural ventilation, and some passive
heating techniques such as direct and indirect solar radiation and direct roof soil
coupled system. However, the study noted that the use of passive cooling and heating
strategies contribute in reducing energy consumption, and it also draws some
recommendations regarding the use of these passive techniques.
l- Gutierrez and Labaki (2007)
Another experimental study conducted by (Gutierrez and Labaki, 2007) was about
the thermal performance of fixed exterior shading devices on north and west
orientation. Horizontal louvers, vertical fins and eggcrate typology made of concrete
and wood were the investigated devices. Results showed that the most significant
performance was the horizontal concrete louver on north facade. However, in
relation to materials, the concrete devices obtained the most excellent results, and it
recorded that indoor air temperature lowers the wood, in spite of the good insulation
properties of wood. The study also noted that the facade orientation has great effect
on the performance of shading devices.
16
m- Ghisi and Felipe Massignani (2007)
Ghisi and Felipe Massignani (2007) studied the thermal performance of residential
buildings, and the objective was to compare the thermal performance of eight
unoccupied bedrooms with four different orientation. The assessment includes the
correlation between the indoor air temperature and thermal properties of the wall and
window and drawing the shading on the window. The study concluded that the two
parameters in which show the best correlation with maximum air temperatures and
should be minimised in summer for improved indoor thermal condition are U-value
and facade area. The thermal capacity and thermal time lag are the two parameters
that show the best correlation in winter and should be maximised to improve indoor
thermal condition.
n- Albatici (2009)
In a study conducted by Albatici (2009), aimed to define possible design action to
improve indoor comfort condition, the first three steps were monitoring the indoor
thermal condition of one pilot building; second, modelling and simulating the
thermal behaviour of this pilot building, and then suggestion of changes in some
passive building elements (insulation, material properties, glass area and sun space)
in order to evaluate the best options. The study in the end draw a guideline regarding
the investigated passive elements towards the right design for low energy and with
local techniques and materials.
o- Khalil et al. (2010)
Efforts have been made by Khalil et al. (2010) in hot and dry climate in Egypt to
evaluate the thermal performance of different construction materials (insulated and
non-insulated concrete, double, plant and active concrete covering). The results of
17
this study reported that heat transfer through the material (U-value) plays a major
role. The study also emphasised on the use of insulation which was damping the
thermal stress and maintaining the indoor condition near comfort zone. Natural night
ventilation was recommended to improve the indoor condition. Indoor air
temperature recorded thermal damping of 96%, 90%, 89% and 76% for insulated
concrete, double, planted and non-insulated concrete respectively. More
experimental studies have been carried out in different passive cooling techniques.
However, in terms of insulation there are many studies investigating the performance
of insulation. While some studied the effect of insulation in reducing energy
consumption, others studied the optimum thickness, location in the wall and roof and
tested different kinds of insulation materials (Ozel and Pihtili, 2007; Mishra et al.,
2012; Al-Sanea and Zedan, 2002; Çomakli and Yüksel, 2003; Cabeza et al., 2010;
Fertelli, 2013).
p- Kamal (2010)
A theoretical study by Kamal (2010) discussed different shading strategies that can
be used to shade buildings, thus providing natural cooling and assisting in minimised
energy consumption in buildings. The study also reported the ways and techniques in
which it can shade and protect buildings from direct sunlight. He also mentioned a
number of points that must be taken into account for summer shading as well as a
brief classification of shading devices. Meanwhile, in terms of shading as a simple
method of passive cooling in order to protect buildings from the sun, its use is highly
recommended and their thermal performance and benefits are recognised and
discussed by many researchers (Baker, 2001; Etzion, 2001; Brown and Dekay,
2001). However, many studies have been conducted to determine the performance of
self-shading building envelope and external shading devices as a passive cooling
18
technique and effective element for saving energy and improving indoor thermal
condition (Fadzil and Sia, 2003; Capeluto, 2003; Al-Musaed et al., 2007; Bakhlah et
al., 2008; Laouadi and Galasiu, 2009; Tariq and Jinia, 2012).
q- Al-sudais (2010)
Al-sudais (2010) conducted a study on the effect of window to wall ratio (20%, 50%,
75% and 100%), window with multiple panes (single, duple and triple), and
orientation towards south and west on the performance of indoor thermal condition
of the tested room. By the comparison of these parameters, the study made
recommendations regarding the performance of window to wall ratio on thermal
condition. The main conclusion was in the case of the building oriented to the south
with window to wall ratio of 25%, it is preferable to use window with single pane
glass, because the comparison results show no significant difference between the
three types (single, duple and triple).
r- Khoukhi and Fezzioui (2012)
Khoukhi and Fezzioui (2012) conducted a study on traditional houses in hot and dry
climate in Algeria; and the study evaluated the thermal comfort of modern houses by
conducting comparative analysis with existing traditional houses, in which they
tabulated the percentage of hours within thermal comfort. The study concluded that
the modern houses were inappropriate for hot and dry climate, and there are no other
solutions to ensure thermal comfort in summer apart from the air-conditioned
system.
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s- Kim et al. (2012)
Kim et al. (2012) conducted a comparative study of external shading devices in
residential houses in terms of energy saving for heating and cooling; and the analysis
by energy simulations programme IES-VE (Integrated Environmental Solution –
Virtual Environment) has shown that the experimental shading device provides the
most efficient performance with different adjustments of the slat angle.
t- Kokogiannakis et al. (2012)
Effects of material surface properties on thermal performance have been observed by
Kokogiannakis et al. (2012). He analysed the energy impact of different external and
internal surface coating. The study concluded that, roof coatings can have a
significant influence on the energy performance of buildings with low insulation
levels in the roof.
u- Hamdani et al. (2012)
Hamdani et al. (2012) conducted a study on the effect of orientation and insulation
on indoor air temperature in hot and dry climate in Algeria. He noted that changing
orientation of buildings has not had a significant impact on interior temperature
especially in hot season. The study noted that the use of high thermal inertia (The
resistance of a material to temperature change) is the key property in controlling
temperature fluctuation.
v- Leskovar and Premrov (2012)
Leskovar and Premrov (2012) conducted a study to determine the ideal windows to
wall ratios in relation to energy efficiency in well-insulated houses with prefabricated
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timber frame structural. The results point out that the optimal windows area for walls
with lower U-values is slightly smaller than in walls with higher U-values.
w- Sherif et al. (2012)
Sherif et al. (2012) investigated the effect of the depth and perforation configuration
of the external perforated window solar screens on the annual energy load in hot and
dry climate in Egypt. The result proved that the deep perforated solar screens in the
South and West orientations efficiently achieved up to 30% of the total energy load.
However, the study recommended perforation of 80% to 90% and depth/opening
width ratio of 1:1.
x- Bencheikh (2013)
Bencheikh (2013) investigated the performance of passive cooling system by evapo-
reflective roof in buildings for hot arid climates. Result showed reduction in indoor
air temperature up to 6 to 10ºC compared to indoor air temperature of room with
exposed roof. Moreover, by allowing natural ventilation at night, further reduction up
to 3 to 3ºC was obtained.
y- Sedki et al. (2013)
Recent field measurements of indoor air temperature and relative humidity were
conducted by Sedki et al. (2013b) to analyse the effects of orientation on indoor
thermal comfort in hot and dry climate during winter in Egypt. IES-VE (Integrated
Environmental Solution – Virtual Environment) was used after calibration to predict
indoor air temperature. The study concluded that there is no significant effect for the
orientation on improving thermal conditions in this specific week of the survey
period.
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1.4 PROBLEM STATEMENT
In hot and dry climate, minimising indoor air temperature by passive techniques is
very important, as argued by all worldwide researchers who noted that the building
envelope design has significant effect in reducing heat gain from the outdoor thus
minimising energy consumption. The problems are buildings in developing countries
mostly designed without taking enough consideration of the climate condition
(Rosenlund, 2000). Moreover, most architects ignore the effect of the passive
techniques such as envelope design, orientation, materials, etc. and its importance to
reduce the indoor air temperature. Hence, its contribution in obtaining indoor thermal
comfort, and unfortunately, the resort to using mechanical system for cooling to
provide comfort (Nahar et al., 2003; Koranteng and Abaitey, 2009; Heidari, 2010).
Lack of studies so far is conducted to guide the architecture to the optimal design of
the building envelope of mud brick house in hot and dry climate in Yemen. Few
studies have been conducted to determine how much passive cooling techniques
contribute in reducing the indoor air temperature for naturally ventilated mud brick
houses in hot and dry climate in Wadi Hadhramout, Yemen. Furthermore, there is no
guideline for building envelope design of natural ventilation building and no energy
efficiency codes for the building sector, which are necessary to guide and provide the
designers with necessary information to obtaining thermal comfort condition and
minimising energy consumption.
There is a need of study in Yemen to determine the amount of energy consumption
for cooling in residential buildings. However, a study conducted in Saudi Arabia by
(Elhadidy et al., 2001) reported that air conditioning in residential buildings
consumed about 73% of total electricity; and this excessive consumption of electric
22
energy for just air-conditioning system, makes it necessary to design energy-efficient
buildings (Ahmad, 2004). Residential buildings are now becoming more influenced
by external climate; and energy and thermal comfort were not considered as
important issues in settlements planning (Eliasson, 2000; Johansson, 2006).
The energy sector plays a vital role in the socio-economic development of any
country (Al-Yousfi, 2004). More than 20% of the population in Arab regions suffer
from the lack of electrical energy supplies; and almost the same percentage suffer
from epileptic supply of electric power (UN-ESCWA, 2006; Al-Yousfi, 2004;
Fattouh and El-Katiri, 2012; Abdul Gelil, 2008). Yemen is one of Arab world
countries with the poorest energy services particularly in the field of electricity
access (Fattouh and El-Katiri, 2012). According to Yemeni government report
published in (2005), it was reported that the beneficiaries of the electricity power are
about 36% of total population in the year 2004; and about 39.6% in years 2009 and
2010 (W B, 2013). In Hadhramout state, energy consumption increased rapidly to
reach about 278.25 GW/H in 2010 from 140.07 GW/H in 2001with a growth rate of
about 11% per annum. Yemen still needs to increase electric power generation to
meet needs which means increase in air pollution and CO2 emissions. Thus, any
successful energy-efficiency building design will also have a significant impact in
reducing the negative impact on the environment.
Thus, it is certain that the results of this study will significantly help in understanding
and promoting the use of passive cooling techniques, suggest recommendations for
methods in improving the indoor environment, and consequently contributing to
eliminate or reduce the reliance on active cooling mechanical system.
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1.5 RESEARCH QUESTIONS
The research questions of this study are as follows:
1- What is the indoor and outdoor thermal condition during summer and winter
in traditional and modern mud brick houses in hot and dry climate of Wadi
Hadhramout? Is it within the thermal comfort zone?
2- How do the building envelope elements affect the indoor condition; and how
does each element affect indoor air temperature in hot and dry climate?
3- Is the existing wall and roof thickness effective; and what is the effective wall
and roof thickness?
4- What is the important element of envelope design which has good
contribution in enhancing indoor thermal condition?
5- What is the new building envelope design which improves the indoor air
temperature in hot and dry climate? Is it achieving comfortable indoor
condition?
1.6 OBJECTIVES OF THE STUDY
The main objectives of this study are to evaluate thermal features of the house
envelope and identify the appropriate methods and means of building envelope
elements to reduce indoor air temperature of hot and dry climate in Tarim, to ensure
thermal comfort level of the users and minimise energy consumption. So the
objectives of the study are:
1- To investigate the existing building envelope elements which affect the
indoor air temperature and thermal comfort of residential buildings.
24
2- To suggest appropriate methods as a recommendation for building envelope
design which reduces indoor air temperature by passive cooling techniques in
hot and dry climate.
1.7 RESEARCH FRAMEWORK
Before starting any research it is essential to draw a clear plan describing the steps
and methods that will be followed to conduct this research correctly. The research
framework of this study (Figure 1.8) can be summarised and organised into three
main phases namely: literature review, research methodology and analysis. The first
step contains two parts; the first one is the definition and collecting of sufficient
information and resources such as books, journals and theses related to the research
subject in order to know the background, problems, objective and research questions,
and in the end drawing a clear framework on how to accomplish this research. The
second part is the identification of the climate in the study area; and then, definition
of keywords will be reviewed followed by previous research and studies in similar
contexts of this study especially on the impact of building envelope elements on
indoor thermal condition. Finally, the indoor thermal comfort and the previous
studies in this context will be reviewed.
The second phase is research methodology which consists of the methodology of
survey, simulation and case study. The first step (methodology of survey) will cover
the methodology of data collection from the fieldwork, methodology diagram,
checklist factors and equipments to be used. However, the second step is the
simulation which consists of a review of building simulation software and selection
of software. Model will be calibrated by the real measurements from the field.
Modifications that will be made to the building envelope elements will also be