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HEALTHCARE SECURITY: WHERE SCIENCE MEETS ART Bryan Warren, MBA, C.H.P.A., C.P.O.I Director of Corporate Security Carolinas HealthCare System

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Page 1: Bryan Warren - Carolinas HealthCare System

HEALTHCARE  SECURITY:  WHERE  SCIENCE  MEETS  ART  

Bryan  Warren,  MBA,  C.H.P.A.,  C.P.O.-­‐I  Director  of  Corporate  Security  Carolinas  HealthCare  System  

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Basic  Principles  of  Proving  Your  Value  

  Step  One  –  Document  what  you  do  for  the  organization  and  why    

  Step  Two  –  Demonstrate  how  much    you  do  (metrics)  

  Step  Three  –  Demonstrate  how  well  you  do  it  (value)  

     You  have  to  take  what  you  know  and  translate  it  into  a  language  that  the  C  Suite  will  understand  and  appreciate,  typically  through  metrics,  KPIs  and  dollars.  

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 Keep  up  to  date  lists  of  responsibilities  and  duties  (especially  the  non-­‐traditional  and  time  consuming  ones)    

 Keep  a  monthly  list  of  accomplishments  for  security  and  tie  significant  activities  to  the  organizations  core  values  and  mission  

 Relationships  with  other  departments  are  a  critical  component,  and  must  be  maintained  for  support  with  Administration  

 Be  prepared  and  have  updated  regulatory  agency  standards  and  industry  best  practices  available  for  reference  should    you  need  them    

     Document  What  You  Do  and  Why  

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Second,  Document  How  Much  You  Do  

  Rely  upon  your  DARs  and  other  reporting  mechanisms  to  capture  your  total  number  of  calls  for  service  so  they  can  be  tracked  and  trended  over  certain  time  periods  

  An  important  component  is  not  just  the  number  of  calls,  but  the  type  as  well  since  many  calls  take  more  time  than  others,  thus  rendering  that  resource  unavailable  for  other  duties  

  If  you  do  not  have  a  suitably  programmed  electronic  incident  reporting  system,  collecting  of  such  information  and  using  it  for  staffing  justification  can  be  tedious  and  time  consuming  

  Remember,  trash  in,  trash  out  when  recording  such  info  

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               Document  How  Much  You  Do  Name  of  Facility  Here  

Security  Produc>vity  Tool  

KPI  (Key  Performance  Indicator)   Addi>onal  Descrip>on  (op>onal)   Frequency  

Measure  

($,  %,  Score,  etc.)   Comments  

Data  

Source   Baseline   Standard  Excellent  Metric  Goal  

Cost  

Total  Cost  per  Patrolled  SF  Total  Cost  per  Full-­‐Time  

Equivalent  for  Security  Services   W,M,  Q,  A  

Total  Cost  vs.  Budget   Month  &  YTD   W,M,  Q,  A  

Cost  Savings  IniHaHve   1  Assessed/Reported  per  Quarter   W,M,  Q,  A  

Quality   W,M,  Q,  A  

#  of  WPV  Incidents  per  100  Employees   Work  Place  Violence  Incidents   W,M,  Q,  A  

Validated  Complaints  vs  Dept.  

Complaints  Involving  Security  which  are  Confirmed  and  

Resolved   W,M,  Q,  A  

Care  of  the  Environment  Survey  Overall  Customer  SaHsfacHon  

score  (1-­‐5  scoring)   W,M,  Q,  A  

Speed  `   W,M,  Q,  A  

Response  Time  to  Urgent  Calls   Panic/Codes/Help  StaHon  Alarms   W,M,  Q,  A  

Calls  for  Assistance  per  FTE  Workload  per  Full-­‐Time  

Equivalent   W,M,  Q,  A  

Square  Feet  Patrolled  per  FTE  Total  Internal/External  Square  

Feet  Patrolled   W,M,  Q,  A  

Number  of  Patrols  per  Shi[   By  Zone  or  Facility   W,M,  Q,  A  

Add  Specific  Calls  for  Service  here   DescripHon  of  AcHvity   W,M,  Q,  A  

Add  Specific  Calls  for  Service  here   DescripHon  of  AcHvity   W,M,  Q,  A  

Add  Specific  Calls  for  Service  here   DescripHon  of  AcHvity   W,M,  Q,  A  

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               Document  How  Much  You  Do  

Dept. A Dept. B

Dept. C Dept. D

Dept. E Dept. F Dept. G

Dept. H Dept. I

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         Demonstrate  Tangible  Value  •  Security  personnel  completed  auto  assistance  calls  for  250  visitors  and  staff  last  

year  at  a  cost  avoidance  of  $15,000  (based  upon  a  $60  /  per  service  call  rate)  

•  Alarm  monitoring  for  burglar/panic/fire/POM  alarms  by  our  dispatch  operations  center  provided  a  cost  avoidance  of  $45,000  (based  upon  a  $30  per  account  per  month  rate  for  premium  alarm  monitoring  by  a  third  party  for  125  accounts).  

•  Security  provided  522  mental  health  transports  between  acute  care  facilities  and  local  behavioral  health  facility.  Reducing  the  wait  times  for  local  Law  Enforcement  by  approximately  4  hours  per  patient  with  and  ED  room  worth  approximately  $500  per  hour  in  lost  revenue  opportunity,  this  resulted  in  a  cost  avoidance  of  $1,044,000  

•  By  providing  subject  matter  expertise  on  a  variety  of  topics  (workplace  violence  prevention,  forensic  patient  precautions,  handling  of  IVC  clients)  through  presentations  and  webinars  to  other  organizations,  Corporate  Security  secured  $3,500  in  charitable  contribution  to  our  Levine  Children's  Hospital  in  lieu  of  honorariums  or  other  compensation.  

                                           Total  of  Security  cost  avoidance/savings  /gifts:  $1,107,500  

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Answering  Today’s  Three  Big  Ques>ons  

 What’s  Everyone  Else  Doing?  

 Do  We  Have  To  Do  It  and    Who  Says  We  Do?  

 What  Happens  If  We  Don't?  

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         Demonstrate  Your  Value  –  Case  Study  

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The Problem 2012 and 2013 showed ever increasing numbers of calls for training classes (for both

security and non-security), investigations, SUE assessments and special projects from the existing Investigations and Training Division while staffing levels remained stagnant.

Aim/Goal The goals of this project was to: 1.  Demonstrate the increasing trend of calls for service for Investigations / Training 2.  Benchmark against prior years and volumes to determine appropriate staffing levels 3. Justify additional FTEs in 2014 using objective methods and projected needs

Team / Resources Corporate Security Director (Bryan Warren) Investigations / Training Manager (Scott Buff) Investigations / Training Staff (Esposito, Rubino, Underwood) Report Exec database and national best practices (IAHSS, ASIS)

The Interventions What changes did you make or plan to make? 1.  Add two FTEs, one dedicated to Training and one to SUE / Investigations 2.  Dedicate existing training FTE to CHS Security officer academy and in-service

needs and new FTE to non-security staff training programs (CPI, RAD, WPV, etc.) 3.  Assign one FTE to SUE project and to assist with investigative functions based

upon need (regulatory issues, criminal incidents, etc.) 4.  Allow adequate staffing resources so that special projects, subject matter expert

requests, etc. are handled properly providing for increased innovative research and development and continued brand recognition /creation of national best practices

Graphs and Data

In-service classes denote security personnel only, Security classes denote other CHS staff

Success Measures •  Increased customer satisfaction by conducting training, investigations and SUE

assessments more promptly and comprehensively than current resources allow •  Allowed for adequate staffing levels during special event staffing, leaves, PTO, etc.

increasing employee satisfaction and reducing overtime costs •  Provision of additional research and development of programs to create further national

best practices and increase CHS branding opportunities •  Increased security culture and staff safety by providing training program enhancements

Next Steps Determine if additional 2 FTEs will be enough to meet ever increasing requests for investigations and training by:

1.  Continue monitoring trends and benchmark against previous requests for investigations and training services

2.  Provide quality checks and employee satisfaction surveys to determine impact of FTEs 3.  Research potential creation of investigations and training as a revenue source, providing

training for non-CHS agencies and organizations in a variety of topics and subjects

Trai

ning

Vol

umes

                               Staffing  Increase  Proposal  for  Inves>ga>ons  /  Training  

Plan a change or improvement Study the results and examine data

Do the improvement, make the change Act to sustain performance and spread change

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Historical  Trending  of  Training  Hours    

Tra

inin

g V

olum

es

In-service classes denote security personnel only, Security classes denote other CHS staff

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Projected  Trend  of  Training  Hours    

* # Training Hours for 2013 / 2014 projection based on current rate of increase and in-service schedule adjustments .

Tra

inin

g V

olum

es

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Hours  of  Security  Training  by  Topic    

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Trends  of  Security  Training    

Req

uest

Vol

umes

* Security Classes for 2013 are those already planned as of 6/1/13.

Hours  for  CHS  Non-­‐Security  Staff  

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Tangible  Value  of  Security  Training    

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               Document  How  Much  You  Do  

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The Problem 2011 showed an increased number of Workplace Violence

incidents as related to patients restraints creating safety and security concerns for both patients and clinical staff.

Aim/Goal The goals of this project are: 1.   Reduce the number of WPV incidents related to patient

restraints in 2012 2.   Increase WPV Prevention education for all staff in 2012

Team Name 1 Name 2 Name 3 Name 4 Name 5

The Interventions What changes did you make or plan to make?

1.   Implemented monthly trending of WPV incidents

2.   Implemented quarterly education on WPV Prevention

3.   Modified patrol zones to more effectively utilize staff

4.   Areas experiencing upward trends in measured incidents received enhanced security patrol coverage and training in WPV prevention

Graphs and Data

Lessons Learned •  Additional education of staff in high risk areas reduced injury

rates and helped staff be more engaged in the security process for their individual work environments.

•  Thanks to multidisciplinary process, clinical polices and practices have been updated to provide additional levels of safety for staff working with potentially physically violent patients (behavioral health subjects, forensic patients, etc.)

Act to sustain performance and spread change

Next Steps Determine if need to expand to other areas or rework the cycle

1.   Continue providing de-escalation and WPV programs to clinical staff and nursing students as part of clinical education, OSHA and TJC recommendations

2.   Will continue to monitor for trends and modify strategy accordingly

Favorable

                     Workplace  Violence  Injury  Reduc>on  Plan     Plan a change or improvement Study the results and examine data

Do the improvement, make the change

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                     Workplace  Violence  Injury  Reduc>on  Plan    

100% Saturation

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               Document  How  Much  You  Do  

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Why  Are  You  Doing  Things  (LEAN)  

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Why  Are  You  Doing  Things  (LEAN)  

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Contextual  Relevancy  (Tell  the  Whole  Story)  “…the  security  officer  then  prevented  Mr.  Smith  from  entering  the  ER  triage  area,  told  him  that  he  was  not  allowed  to  speak  with  the  nurse,  placed  him  on  the  ground  and  handcuffed  him  and  began  a  search  of  his  person  and  his  vehicle”….  

Relevant  Facts:   Subject  was  estranged  boyfriend  of  ER  triage  nurse   Subject  had  previously  been  trespassed  and  arrested  and  was  under  a  restraining  order   Subject  had  just  verbally  indicated  he  possessed  an  explosive  device  and  was  there  to  “kill  everyone”  

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The  3  Why  Exercise  When  asking  for  resources  (staffing,  equipment,  training,  etc.)  think  of  your  request  in  the  terms  of  what  I  call  the  “3  Why  Exercise”.    

If  you  can  answer  the  question  “Why”  at  least  3  levels  deep,  then  this  demonstrates  that  you  likely  have  completed  sufficient  research  to  verify  justification  or  at  least  enough  to  pursue  further  discussion  regarding  the  request  .  If  you  cannot  answer  the  3  Whys,,  then  you  have  not  done  your  homework  and  will  likely  do  more  harm  than  good  in  making  the  request.  

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Example  –  Request  for  Addi>onal  ED  Security  Due  to  IVC  Pa>ents  

  I  need  additional  Security  FTEs  to  provide  24/7  ED  coverage  due  to  the  increase  in  IVC  boarding.  

  I  need  additional  access  controls  to  prevent  elopements  as  well  as  duress  alarms  for  staff  

  I  also  need  dedicated  training  for  all  ED  staff  that  participate  in  IVC  patient  management  to  increase  employee  satisfaction  and  reduce  overall  workplace  violence  rates  and  associated  DART  scores  

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Boarding  of  Behavioral  Pa>ents        For  many  complex  reasons,  healthcare  facilities,  especially  emergency  departments,  are  seeing  a  huge  influx  of  both  pre-­‐existing  and  new  behavioral  and  emotionally  challenged  patients  that  require  such  specialized  care.    

     Aside  from  the  obvious  issues  that  this  patient  population  represents,  the  boarding  times  are  becoming  longer  and  longer  as  behavioral  health  facilities  have  been  dramatically  reduced  due  to  economic  issues  and  there  simply  are  not  as  many  specialized  treatment  beds  available  to  transfer  these  "at  risk"  patients  to.  

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Boarding  of  Behavioral  Pa>ents        The  result  is  that  many  behavioral  health  patients  are  now  being  kept  in  emergency  department  treatment  areas  for  days  and  even  weeks  until  a  behavioral  health  bed  becomes  available.  The  negative  results  from  such  an  inefficient  system  are  many,  including:  

 A  loss  of  revenue  for  the  time  which  a  clinical  bed  is  occupied  by  a  waiting  behavioral  patient  ($500/hr.)  

  Increased  wait  times  for  others  visiting  the  ED  (and  therefore  an  increase  in  anxiety  for  staff  and  patients)  

 The  perception  of  other  patients  and  staff  who  have  to  deal  with  escalating  violent  behavior  of  these  patients  

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Boarding  of  Behavioral  Pa>ents  

     The  longer  that  such  patients  are  boarded  in  an  area  not  designed  or  resourced  to  meet  their  unique  physical  and  emotional  needs  the  greater  the  likelihood  of  an  elopement  attempt  or  an  incident  of  violent  behavior.    

     Because  of  this  issue  alone,  healthcare  facilities  are  seeing  more  and  more  need  for  a  security  presence  in  emergency  departments  for  much  longer  periods  of  time,  for  stand  by  duty  and  patient  watches  as  well  as  an  increase  of  patient  restraints  and  the  potential  consequences  of  such  interventions.    

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Boarding  of  Behavioral  Pa>ents        Because  of  this,  healthcare  security  officers  today  need  to  be  truly  integrated  as  part  of  the  patient  care  team  along  with  their  clinical  teammates  both  in  training  and  certification  in  disciplines  such  as  conflict  resolution,  verbal  de-­‐escalation  and  patient  restraint  techniques  (as  well  as  all  of  the  regulatory  issues  that  come  with  these  duties  and  responsibilities).  For  instance:  

 On  January  1,  2014  TJC  introduced  the  following  element  of  performance:  “The  hospital  measures  and  sets  goals  for  mitigating  and  managing  the  boarding  of  patients  who  come  through  the  emergency  department”  (LD  04.03.11,  EOP  6  and  9)    

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Excerpt  from  Sea]le  Times  Ar>cle  10/13    “A  lack  of  space  forced  those  involuntarily  detained  to  wait  for  treatment  4,566  times  in  the  past  12  months  —  more  than  double  the  number  in  2010,  according  to  an  analysis  of  state,  county  and  hospital  records”.  

  “In  King  County,  boarding  quintupled  between  2009  and  2012.  Now  nearly  two  of  every  three  detained  patients  spend  time  warehoused”.  

  “The  patients  wait  on  average  three  days  —  and  in  some  cases  months  —  in  chaotic  hospital  emergency  departments  and  ill-­‐equipped  medical  rooms.  They  are  frequently  parked  in  hallways  or  bound  to  beds,  usually  given  medication  but  otherwise  no  psychiatric  care”.  

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Excerpt  from  Sea]le  Times  Ar>cle  10/13  

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Excerpt  from  Sea]le  Times  Ar>cle  10/13  

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Answering  Today’s  Three  Big  Ques>ons  

 What’s  Everyone  Else  Doing?  

 Do  We  Have  To  Do  It  and    Who  Says  We  Do?  

 What  Happens  If  We  Don't?  

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In  Closing          Determining  appropriate  resources  for  security  in  a  healthcare  environment  is  a  very  difficult  endeavor.  Since  security  does  not  typically  generate  revenue  and  the  preventative  value  of  security  has  few  industry  standards  by  which  to  measure,  each  facility  and  /  or  security  practitioner  must  do  his  or  her  best  to  take  existing  data  and  translate  it  into  a  language  that  Administration  will  understand  and  value.    

Science  of  data  (metrics)  +    the  art  of  experience  (best  practices)  =  

The  Craft  of  Effective  Security  

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Discussion