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    Bringing in Bourdieus Theory of Social Capital: Renewing Learning

    Partnership Approaches to Social Inclusion

    Paper presented at the ESAI Annual Conference, NUI Maynooth April 1-3, 2004

    Authors: Stephen OBrien and Mairtin Fathaigh

    Author Contacts:

    Stephen OBrien is a researcher at the Centre for Adult Continuing Education

    and a lecturer with the Education Department, UCC ([email protected] e)

    Mairtin Fathaigh is Professor/Director of the Centre for AdultContinuing

    Education UCC, and Chairman of the National Social WorkQualifications

    Board ([email protected])

    mailto:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]
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    1 OBrien,SandFathaigh,M(2005)

    BRINGING IN BOURDIEUS THEORY OF SOCIAL CAPITAL:

    RENEWING LEARNING PARTNERSHIPAPPROACHES TO

    SOCIAL INCLUSION

    Introduction

    The authors wish to acknowledge the support of the HEA in sponsoring arecent research project wherein this paper is situated (see OBrien, S and O

    Fathaigh, M: 2005)

    This paper begins by outlining the theory of social capital. Bourdieus perspective, in

    particular, is presented as the most useful approach in informing (and

    renewing) learning partnerships for social inclusion. Notwithstanding the fact

    that learning partnerships often vary in size, membership, geographical location,

    cultural ethos, mission, and learning activities (see OBrien and Fathaigh, 2005),

    they are likely to exhibit a common main purpose. With specific attention to

    learning partnerships for social inclusion, we see such a common purpose as:

    The will to support the development of a learning community that serves as anadvocate for local learning needs (specifically the needs ofdisadvantaged groups), while taking into account the possibilities andconstraints of national policy frameworks

    Bourdieus theory proffers an invaluable conceptual lens through which social

    inclusion in education may be investigated and advanced alongside this learning

    partnership rationale. Despite this claim, an overview of contemporary

    literature research reveals that this theory is grossly under-utilised. The paper

    concludes by highlighting how Bourdieus insights can be viewed principally as

    a critique of existing theoretical and methodological approaches to our

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    understandings of social

    2 OBrien,SandFathaigh,M(2005)

    capital. Moreover, Bourdieus ideas are shown to inform more effective educational

    measures for social inclusion.

    The theory of social capital

    Social capital theory can be sourced to the works of three main authors -

    James Coleman, Robert Putnam and Pierre Bourdieu. Colemans (1988, 1990,

    1992) interpretation of the concept is the most frequently cited in the educational

    literature. For Coleman, social capital exists in the structure of relations

    between individuals and is thus largely intangible. Its potency, however, is

    realised in its capacity (just like physical and human capital) to facilitate

    productive activity. This is achieved through the formation of social

    relationships built up over time which enables individuals to achieve their

    interests over-and-above those that can only be attained independently. Four

    important forms of social capital are identified: a) obligations and expectations

    (e.g. doing favours for and receiving favours from other people), b) informational

    potential (e.g. sharing useful information that may inform some future action), c)

    norms and effective sanctions (e.g. the establishment of community values and

    shared standards of behaviour) and d) authority relations (e.g. skilful leadership that

    informs others actions). It is noted that social capital through these means can

    benefit others who do not directly participate. Coleman (1990, p 313) gives

    the example here of the work of parent-teacher associations who set

    disciplinary standards for the benefit of allin the school community. Some form of

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    investment in social capital (e.g. concerted group involvement) is deemed

    necessary, however, for any such rewards to be amassed. While social capital can

    be created, conversely it can also be destroyed. Here, Coleman cites a lack of

    relations between parents, as

    3 OBrien,SandFathaigh,M(2005)

    well as a shared ideology (e.g. an ideology of self-sufficiency) as having potentially

    negative social consequences (see Coleman: 1990, pp 318-321). Social capital theory,

    as used by Coleman, has strong structural-functionalist roots. For this reason, his

    work is often cited in support of a particular kind of community one characterised

    by strict, traditional values, rigorous discipline, and hierarchical order and

    control (Dika and Singh: 2002, p 34). Further, the social capital concept is

    presented as a necessary precondition for promoting (via family norms, for

    example) human capital development and educational achievement.

    Putnams (1993, 1995) theory of social capital has functionalist roots also (especially

    its focus on social integration), but it is furthermore influenced by notions of

    pluralism and communitarianism. His central thesis is that a well functioning regional

    economy together with a high level of political integration are the result ofthat regions capacity to successfully amass social capital (Siisiainen, 2000).

    Social capital here has three components: a) moral obligations and norms, b) social

    values (particularly trust) and c) social networks (especially the membership of

    voluntary associations). These forms of social capital are central to the

    promotion of civil communities and civil society in general. According to

    Putnam, the productive activity of social capital is manifest in its capacity to

    facilitate coordination and cooperation for mutual benefit (Putnam: 1995, p 2).

    The threat to this productive capacity comes from changing social trends which

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    appear to indicate that such

    coordination and cooperation is on the decline. To illustrate, Putnam

    cites Americas falling participation numbers in union membership, net

    religious involvement, parent-teacher organisations, and group associations.

    While there are

    some counter trends1, the general conclusion is that social capital is being eroded.

    4 OBrien,SandFathaigh,M(2005)

    Deleterious effects are noted in a loosening of bonds within the family and a decline

    in social trust and relationships within communities. Accordingly, Putnam makes a

    direct link between levels of civic engagement and a communitys capacity to tackle

    social and economic problems such as unemployment, poverty, educational non-

    participation, and crime. Thus, much like Coleman, Putnam claims that:

    networks of organised reciprocity and civic solidarity, far from beingan epiphenomenon of socio-economic modernisation [are] a preconditionfor it (Putnam: 1995, p 2).

    Taking Colemans and Putnams positions together, the general accord is that social

    capital constitutes positive social control. It is the familys and the

    communitys responsibility to foster such characteristics as trust, shared

    information, and positive norms of behaviour for everyones mutual benefit. A

    number of problems emerge from this general perspective, however. In relation

    to Colemans approach, for example, Dika and Singh (2002, p 44) talk about a

    blurring of the distinction ofresources from the ability to obtain them in the

    social structure2. In addition, the stress on the familys and the communitys role

    in mediating social capital serves to likewise obscure the individuals agency in

    accessing and utilising such resources. Also, because resources are viewed as

    essential preconditions, those with insufficient capital are in danger of being labelled

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    powerless in their pursuit of the same desirable outcomes enjoyed by their

    counterparts. Finally, it should be noted that the connection between

    ownership of social capital and its activation remains unclear and

    is largely untested in the research literature. Problems likewise emerge from

    Putnams interpretation of social capital. Siisiainen (2000, p 4), for example, points

    to an inadequate coverage of the concept of distrust and its singular association with

    pathological forms of collective action. This treatise obscures the role of conflict in

    5 OBrien,SandFathaigh,M(2005)

    activating alternative forms of social action3. In addition, Putnams emphasis on

    voluntary associations (which are usually of a specific type) precludes consideration

    of those individuals who have conflicting interests or are simply disinterested

    in engaging with such networks. Finally, it should be noted that trust more

    typically emerges from thestrugglebetween competing interests

    4

    .

    Given the above critical points, we turn to the work of Pierre Bourdieu to fill some

    important methodological and conceptual gaps. Bourdieus (1977a, b, c; 1991;

    1992a, b) main distinction is his belief that social capital operates as a tool of cultural

    reproduction in explaining unequal educational achievement. This theory has

    strong socio-cultural roots which locate the educational experiences of

    individuals dialectically through their social and material history. Unlike the

    structuralist approaches of Coleman and Putnam, this theory challenges deficit

    thinking about underachievement and differentiates resources from their distribution

    within the social structure. Further, unlike the other two causal approaches,

    Bourdieus perspective

    on social capital is designed to guide empirical work5. Moreover, Bourdieu gives due

    regard to individuals and their mediated actions, as well as to the concept of conflict

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    as an expression of this subjectivity6. These features, in our opinion, render

    the Bourdieuian perspective on social capital the most scrupulous and

    constructive approach in the study of disadvantaged learners. Specifically, as a

    conceptual treatise, Bourdieus theory proffers socio-cultural explanations for

    why under-represented groups remain excluded from the educational process. It

    achieves this by expanding upon an analysis of cultural barriers to

    participation and relating subsequent investigations to actors own lived

    experiences. Such a subject-centred enquiry is consistent with our own research

    approach (see OBrien and O Fathaigh, 2005) and is

    6 OBrien,SandFathaigh,M(2005)

    particularly useful in the search for effective learning partnership characteristics that

    have a specific social inclusion focus.

    Three key theoretical concepts need to be explained in relation to Bourdieus

    perspective on social capital:

    Habitus

    Capitals

    Fields

    Firstly, the concept of habitus is used to explain how objective structures and

    subjective perceptions impact upon human action. The concept can be explained as a

    set of regulatory schemes of thought and action, which are to some extent, a product

    of prior experience. In Bourdieus (1977a, p 72) own words, habitus constitutes a set

    of durable, transposable dispositions which regulates mental activity to the

    point where individuals are often unconsciously aware of their influence. In

    essence, the habitus concept is a way of explaining how social and cultural messages

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    some individuals to purchase different types of educational services (e.g. private

    education, additional grinds/tuitions, distance learning courses) and

    associated resources (e.g. childcare, transport, books, ICT equipment etc.).

    Economic capital on

    its own, however, is not sufficient to buy status or position rather, it relies on the

    interaction with other forms of capital. One other such form is social capital.

    This exists as a set of lasting social relations, networks and contacts. Like

    Coleman and Putnam the notion of reciprocity is important here, though

    Bourdieu emphasises individual (and not necessarily communal) gain that may be

    sought. Investment in social capital, then, acts as a kind of strategy which

    (unconsciously or otherwise) further serves as a mechanism to exchange other

    capitals. In educational terms, one may think of significant others in ones life

    that are in a position to enable material

    (and/or symbolic) access to new areas of expertise, resources and support. Cultural

    8 OBrien,SandFathaigh,M(2005)

    capital comes in three forms objectified, embodied, and institutionalised (Grenfell

    and James, 1998)7. Each form serves as instruments for the appropriation of

    symbolic wealth socially designated as worthy of being sought and possessed

    (Bourdieu, 1977c in Rudd: 2003, p 54). The objectified form is manifest in

    such items as books, qualifications, computers; the embodied form is connected

    to the educated character of individuals, such as accent and learning

    dispositions; and the institutionalised form represents the places of learning one

    may attend (e.g. different types of schools, colleges, universities, or technology

    institutions). The currency of such capital forms has more to do with their

    symbolic appropriation than with their

    possession. Symbolic capital then is used by Bourdieu to explain the ways in

    which capitals are perceived in the social structure e.g. the status value attached to

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    certain books, values, and/or places of learning. In relation to capitals, it should be

    noted that

    all forms (economic,social, cultural, andsymbolic categories) are the key factors that

    define positions and possibilities for individuals engaged in any field (in our

    case, education). Moreover, a multiplier effect frequently emerges in relation to any

    form

    of capital accumulation i.e. one capital often exchanges for another.

    The third and final theme dealt with here is that of fields. In Bourdieuian

    language this concept relates to a structured space of forces and struggles,

    consisting of an ordered system and an identifiable network of relationships that

    impact upon the habitus of individuals. Education is thus regarded as a field since it

    sets its own rules that regulate behaviour within. Indeed, the struggle for

    possession of capital therein indicates the uneven distribution of available resources

    and belies the universal image often associated with education. Bourdieu claims that

    as certain individuals enter the field, they (consciously or otherwise) are more aware

    ofthe rules of the game and/or

    9OBrien,SandFathaigh,M(2005)

    have greater capacity to manipulate these rules through their established capital

    appropriation. Those individuals with prior qualifications or strong occupational and

    social status are among those who may be categorised in this manner.

    Strategies (actual and/or symbolic in form) are thus employed by individuals to

    distinguish themselves from other groups and place them in advantageous

    positions via the effective utilisation and exploitation of capital (Rudd, 2003). Such

    strategies can only become meaningful if they exhibit symbolic relevance i.e. if

    others, as well as the actors themselves, consider such strategies to be of significant

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    therefore be separated from a treatise on social exclusion. Contributory factors such

    as: low socio-economic status, illiteracy, minimal levels of prior educational

    achievement, deprived geographic regions, and inter-generational poverty are all

    highlighted as salient contextual features. Moreover, moving away from

    structuralist claims, Bourdieu illustrates how individuals themselves can effect

    change through their subjective appraisal of

    objective realities. As highlighted earlier, this judgment is primarily based on

    individuals capacity to mobilise capital(s). While the above points clearly

    illustrate that Bourdieu is central to any debate on educational disadvantage, the

    critical fact remains, however, that his theory is grossly under-utilised. Indeed,

    even when it is

    referred to - as discussions here indicate - it is often thought of and applied in an all-

    too incoherent manner.

    Social capital is a complex phenomenon. Unlike its common representation as

    a linear model where more social capital equals more [adult] learning, Field

    (1999) reminds that social capital can also inhibit participation in learning.

    Referring specifically to Northern Ireland, he stresses that communality can

    actually appear more supportive and rewarding than going it alone in a formal

    institution (p 509). The predominantly positive image attached to social

    capital and its particular association with effective forms of voluntarism (Powell

    and Guerin, 1997)10 should

    11 OBrien,SandFathaigh,M(2005)

    thus be questioned. Specifically, there is a need to question how social capital is both

    conceived and utilised. References to social capital in the research literature are often

    couched in positive terms and are the result of an intuitive understanding that

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    emergent findings are thought or felt to be true. Often these references appear as

    dependable, common sense assertions, indicating a natural connectedness between

    social capital and educational attainment. From a US perspective, Dika and Singhs

    (2002, pp 36-40) research review of social capital illustrates this point well. They

    note that from the period 1996-1998 the vast majority of studies consisted of research

    designs in the Coleman tradition. Indicators of social capital (such as traditional

    family structure, parent-child discussions, parent-school interactions etc.) were all

    shown to be positively related to conventional measures of educational attainment. In

    the period 1999-2001 Colemans theoretical framework continued to guide most of

    social capital research, this time from a more qualitative perspective. Only a couple

    of studies adopted Putnams approach throughout both periods, though

    outcomes were similar to the Coleman tradition e.g. collective social capital was

    shown as an important factor in promoting educational opportunity and health

    (Morrow, 2001).

    Significantly, only a few studies incorporated Bourdieus interpretation of social

    capital (e.g. Lareau, 2000; Valenzuela and Dornbusch, 1994)11. To illustrate,

    with respect to school choice at entry to second-level schooling in Britain, Reay and

    Ball (1998) referred to parents as either insiders or outsiders within the

    educational field. Such status was dependent on their relative capital accumulation.

    Also, in an exploratory attempt to extend Bourdieus concept of capital, Diane

    Reay (2000) attempted to operationalise the concept of emotional capital to

    investigative the affective role of mothers emotional involvement in their childrens

    education. Whilst

    12 OBrien,SandFathaigh,M(2005)

    recognising that cultural capital is primarily transmitted through the family,

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    Reay noted the particular role of women and their direct influence on

    educational achievement. Womens (emotional capital) qualities such as love

    and affection, expenditure of time, attention, care and concern were shown to

    directly influence dependents schooling success (see also Allat, 1993). A caveat is

    given here there is

    no simple correlation between positive-type emotions (e.g. supportive advice)

    and emotional capital outcomes. Working class women, for example, often lack the

    right conditions for promoting either emotional or cultural capital (Reay: 2000, p

    575).

    In the vast majority of other (non-Bourdieuian influenced) research studies, the

    correlation between social capital and educational attainment exhibits a (falsely)

    assured rational appearance. Few would argue, certainly, that greater levels of parent-

    teen or parent-school interaction and additional teacher/peer group support networks

    would not enhance educational opportunity. Indeed, given that such related factors

    make sense on the ground and are often backed up by research data (as indicated by

    the majority of studies above), they may well be indisputable. A Bourdieuian critique

    of social capital outcomes recognises the import of such research results, particularly

    in light of their capacity to underscore significant features of educational

    disadvantage. However, noteworthy methodological and theoretical

    objections prevail. Not least there is the criticism against much research that

    Bourdieus theory

    is only being used as a theoretical add-on i.e. it serves as a type of post-commentary

    on results. In addition, there is little regard for using Bourdieus theory as a means to

    provide coherent causal explanations for manifestations of disadvantage. The main

    strength of Bourdieus theory (as we see it) is that it proffers an important analytical

    framework (a tool) for understanding how social capital outcomes are inter-related.

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    13 OBrien,SandFathaigh,M(2005)

    To illustrate, his concept of class habitus is particularly useful in demonstrating thatsocial class is not simply a condition of being. Rather, it remains dependent

    upon practice arising from dispositions and choices influenced by both

    subjective and objective relationships within structures (Rudd, 2003). In other

    words, social class and other terms such as gender and race are not attributes of

    individuals, but instead represent generative forces of action (Drudy and Lynch,

    1993). Thus, taking socio- economic position or the financial capacity to engage

    in education alone cannot capture disadvantaged status. Unlike many studies that

    narrowly focus on social class

    in this way, Bourdieu points to the connectedness of other forms of capital, including:

    the role of qualifications as positional goods; the accorded value of education and its

    institutions within a particular cultural milieu; internalised discourses about the

    possibilities and impossibilities for individual action; and differential power

    relationships within diverse fields. Likewise, social capital outcomes alone can only

    say so much about disadvantage. Fostering positive community-institution or peer-

    group links, for example, may be theoretically beneficial but there are still concerns

    (from a Bourdieuian perspective) about a) the nature and direction of such a

    relationship and b) the relatedness of other forms of capital appropriated by different

    groups.

    Conclusion

    The challenges for effective learning partnerships for social inclusion are thus set out.We need to avoid a simple definition of social capital that is aimed at

    promoting certain characteristics attributed to the educated individual or learning

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    community. This is because social capital is not something that can be simply

    translated from one group (usually those with appropriate capital levels) to another

    (usually those lacking

    14 OBrien,SandFathaigh,M(2005)

    in resources). While an educational qualification is being increasingly presented as a

    universal paradigm for cultural development (Kade: 1988, p 105), the danger

    remains that the so-called uneducated will also be labelled culturally

    deficient. The possession of successful competencies (such as educational

    qualifications) reflects a wider social and cultural struggle for ascendancy

    (Jansen and Wildemeersch: 1996, p 33). From a Bourdieuian perspective,

    an educational qualification is in itself a form of cultural capital that is used

    (consciously or otherwise) as a means of vertical stratification. Thus, care

    should be exercised in identifying and applying appropriate social capital

    outcomes from research. This point often goes unheeded. There is still a

    general assumption, for example, that lower-class parents should simply act

    more like white middle-class parents for the benefit of their children.

    Alexander and Entwisle (1996, p 284) are critical of this position since it

    belies the complexity of the factors that contribute to parenting children in

    disadvantaged circumstances as well as differences in values and beliefsystems that reflect different socialising systems.

    Weak studies that focus on positive social control factors, and specifically on singular

    dimensions to social capital outcomes, must likewise be challenged. Typically,

    such research makes grand claims. A recent project, for example, concluded that

    children

    of interested parents do 25% better in examinations12. Besides serious

    methodological and theoretical concerns, we may well ask how such research

    can proffer any great insight into the integrative causes of educational disadvantage.

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    Is it the case, for example, that working-class parents are less interested in their

    childrens education? Such a belief, we claim, is both unreliable and dangerous

    (Anderson and Niemi, 1970; Irish Times, 2003).

    15 OBrien,SandFathaigh,M(2005)

    Moving beyond a rights-based agenda (i.e. an equality agenda premised solely

    on legislative frameworks), we contend that learning partnerships must strive to

    develop the will to work with (not just for) disadvantaged groups. This proposal

    embraces a strong ideological position on disadvantage and social exclusion

    (OBrien and O Fathaigh, 2005). Here, education is seen as more than the acquisition

    of qualifications and social mobility. Instead, education is viewed as a significant

    vehicle for cultural development aimed at developing legitimate democratic

    representation and critical perspectives on the status quo. The challenge of

    such a vision cannot be underestimated. The meritocratic ideology, so

    prevalent in Irish education, is fairly well internalised in the minds of providers

    and learners/non-learners alike (Lynch,

    1999). Any developments towards a more inclusive education system will thus

    require significant changes in cultural values and attitudes.

    Principally, then, education needs to be acknowledged as a field of social processes

    that produces loss of power, status, and self esteem. Learning partnerships in

    turn must be prepared to act in the interests of others characterised as socio-

    culturally distant. Crucially, this means a rejection of corrective strategies to

    problems and a willingness to engage with new theoretical tools (e.g.

    Bourdieu) that help explain existing relationships and tensions therein. Such

    insights remain central to any ambition for effective social inclusion.

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    16 OBrien,SandFathaigh,M(2005)

    Endnotes1 Forexample,whilegroupmembershipisdeclining(e.g.BoyScoutsfiguresaredownby26%since1970andRedCrossmembershiphasdeclinedby61%inthesameperiod),associationalmembershipfiguresareupinsomecases(e.g.nationalenvironmentalorganisationsliketheSierraClubandfeministgroupssuchastheNationalOrganisationforWomen). Furthermore,anincreaseinassociationalmembershipismanifestinthenon-profitorganisationssector(e.g.Oxfam).2 Colemansresourcesaremeasured(somewhatcrudely)usingHighSchoolandBeyond(HSB)data whichincludessuchinformationas:thepresenceoftwoparentsinthehome,lowernumberofsiblings,householdsize,churchattendance,andhigherparentalexpectations. Thedangerhereisthatsuchinformationcanactuallyobscurediscussionsonwhogetstoaccesssuchresources?andhowisaccessdifferentiatedalongrace,classandgenderdimensions?3 Socialactionalsoengagesthosewhocritiquethedominantpoliticalorderoftheday. Suchananti-

    establishmentstanceneednotbeseenaspathological,howevere.g.subgroupsthatareformedtospeak outagainst(whattheyseeas)othersperpetuationofinjustice.4 ThispointishighlightedinthemainstudysdiscussionsonpartnershipformationinIreland(seeOBrienandOFathaigh,2005). Here,itisnotedthatpartnershipsdonotjustsimplyexist-theycomeintobeing. Further,trustissomethingthatisworkeduponwhencommonanddiscordantinterestsarenegotiated.5 Bourdieusownprofessionalbackgroundasananthropologistnodoubtinformsthisposition.6 Thekeytermhereismediated. Rudd(2003)arguesthatBourdieustheorymovesbeyondstructure-agencydebatestofocusontheprocesseswherebyindividualsinternalisetherelationshipsbetweenthemselvesandobjective,externalstructures. Moreover,thetheoryalsoenablesustoseehowindividualssubjectiveperceptionsthenstructuretheirexternalisedpractice. Seetheconceptofhabitusexplainedlaterinthissection.7 Althougheachcategoryofculturalcapitalisdistinct,itispossiblethatownershipofoneformmay

    influenceanindividualsrelationshipto,andpossessionof,another(Rudd,2003).8 Bourdieustatesthat,whiledisadvantagedgroupsoftenrecognisetheirlessfavourablepositions,theyareseldomawareoftheprocessesthroughwhichsuchpositionsoccur(Rudd,2003).9 Bourdieu(ashighlighted)referstootherformsofcapitalsocialcapitalbeingonlyoneoffourmaintypes. Strictlyspeaking,then,thesocialcapitaltitleistoonarrow-fromaBourdieuianperspective,itmeansmorethanabroadconstructofsocialrelations. WhenwerefertoBourdieustheoryofsocialcapitalwedosoinrelationtohisintegratedanalysisofallcapitalforms.10 Thisisnottotakeawayfromthefactthatvoluntaryorganisationshavetheuniquecapacitytoengageindividualsinimportantsocialnetworksandfacilitatethedistribution(andredistribution)ofimportantcapitals(Courtney,1992).11 SeeOBrienandOFathaigh(2004,Chapter3)forabriefreviewoftheresearchliteraturecoverageonsocialcapitaloutcomes.12 TheresearchwasconductedfortheUKeducationalcharityTheCampaignforLearning(see

    http://www.campaig n - for - learning.org.uk/projects/projectsindex.htm formoredetails).

    REFERENCES

    http://www.campaign-for-learning.org.uk/projects/projectsindex.htmhttp://www.campaign-for-learning.org.uk/projects/projectsindex.htm
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