bringing in bourdieu theory of sc
TRANSCRIPT
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Bringing in Bourdieus Theory of Social Capital: Renewing Learning
Partnership Approaches to Social Inclusion
Paper presented at the ESAI Annual Conference, NUI Maynooth April 1-3, 2004
Authors: Stephen OBrien and Mairtin Fathaigh
Author Contacts:
Stephen OBrien is a researcher at the Centre for Adult Continuing Education
and a lecturer with the Education Department, UCC ([email protected] e)
Mairtin Fathaigh is Professor/Director of the Centre for AdultContinuing
Education UCC, and Chairman of the National Social WorkQualifications
Board ([email protected])
mailto:[email protected]:[email protected]:[email protected]:[email protected]:[email protected] -
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1 OBrien,SandFathaigh,M(2005)
BRINGING IN BOURDIEUS THEORY OF SOCIAL CAPITAL:
RENEWING LEARNING PARTNERSHIPAPPROACHES TO
SOCIAL INCLUSION
Introduction
The authors wish to acknowledge the support of the HEA in sponsoring arecent research project wherein this paper is situated (see OBrien, S and O
Fathaigh, M: 2005)
This paper begins by outlining the theory of social capital. Bourdieus perspective, in
particular, is presented as the most useful approach in informing (and
renewing) learning partnerships for social inclusion. Notwithstanding the fact
that learning partnerships often vary in size, membership, geographical location,
cultural ethos, mission, and learning activities (see OBrien and Fathaigh, 2005),
they are likely to exhibit a common main purpose. With specific attention to
learning partnerships for social inclusion, we see such a common purpose as:
The will to support the development of a learning community that serves as anadvocate for local learning needs (specifically the needs ofdisadvantaged groups), while taking into account the possibilities andconstraints of national policy frameworks
Bourdieus theory proffers an invaluable conceptual lens through which social
inclusion in education may be investigated and advanced alongside this learning
partnership rationale. Despite this claim, an overview of contemporary
literature research reveals that this theory is grossly under-utilised. The paper
concludes by highlighting how Bourdieus insights can be viewed principally as
a critique of existing theoretical and methodological approaches to our
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understandings of social
2 OBrien,SandFathaigh,M(2005)
capital. Moreover, Bourdieus ideas are shown to inform more effective educational
measures for social inclusion.
The theory of social capital
Social capital theory can be sourced to the works of three main authors -
James Coleman, Robert Putnam and Pierre Bourdieu. Colemans (1988, 1990,
1992) interpretation of the concept is the most frequently cited in the educational
literature. For Coleman, social capital exists in the structure of relations
between individuals and is thus largely intangible. Its potency, however, is
realised in its capacity (just like physical and human capital) to facilitate
productive activity. This is achieved through the formation of social
relationships built up over time which enables individuals to achieve their
interests over-and-above those that can only be attained independently. Four
important forms of social capital are identified: a) obligations and expectations
(e.g. doing favours for and receiving favours from other people), b) informational
potential (e.g. sharing useful information that may inform some future action), c)
norms and effective sanctions (e.g. the establishment of community values and
shared standards of behaviour) and d) authority relations (e.g. skilful leadership that
informs others actions). It is noted that social capital through these means can
benefit others who do not directly participate. Coleman (1990, p 313) gives
the example here of the work of parent-teacher associations who set
disciplinary standards for the benefit of allin the school community. Some form of
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investment in social capital (e.g. concerted group involvement) is deemed
necessary, however, for any such rewards to be amassed. While social capital can
be created, conversely it can also be destroyed. Here, Coleman cites a lack of
relations between parents, as
3 OBrien,SandFathaigh,M(2005)
well as a shared ideology (e.g. an ideology of self-sufficiency) as having potentially
negative social consequences (see Coleman: 1990, pp 318-321). Social capital theory,
as used by Coleman, has strong structural-functionalist roots. For this reason, his
work is often cited in support of a particular kind of community one characterised
by strict, traditional values, rigorous discipline, and hierarchical order and
control (Dika and Singh: 2002, p 34). Further, the social capital concept is
presented as a necessary precondition for promoting (via family norms, for
example) human capital development and educational achievement.
Putnams (1993, 1995) theory of social capital has functionalist roots also (especially
its focus on social integration), but it is furthermore influenced by notions of
pluralism and communitarianism. His central thesis is that a well functioning regional
economy together with a high level of political integration are the result ofthat regions capacity to successfully amass social capital (Siisiainen, 2000).
Social capital here has three components: a) moral obligations and norms, b) social
values (particularly trust) and c) social networks (especially the membership of
voluntary associations). These forms of social capital are central to the
promotion of civil communities and civil society in general. According to
Putnam, the productive activity of social capital is manifest in its capacity to
facilitate coordination and cooperation for mutual benefit (Putnam: 1995, p 2).
The threat to this productive capacity comes from changing social trends which
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appear to indicate that such
coordination and cooperation is on the decline. To illustrate, Putnam
cites Americas falling participation numbers in union membership, net
religious involvement, parent-teacher organisations, and group associations.
While there are
some counter trends1, the general conclusion is that social capital is being eroded.
4 OBrien,SandFathaigh,M(2005)
Deleterious effects are noted in a loosening of bonds within the family and a decline
in social trust and relationships within communities. Accordingly, Putnam makes a
direct link between levels of civic engagement and a communitys capacity to tackle
social and economic problems such as unemployment, poverty, educational non-
participation, and crime. Thus, much like Coleman, Putnam claims that:
networks of organised reciprocity and civic solidarity, far from beingan epiphenomenon of socio-economic modernisation [are] a preconditionfor it (Putnam: 1995, p 2).
Taking Colemans and Putnams positions together, the general accord is that social
capital constitutes positive social control. It is the familys and the
communitys responsibility to foster such characteristics as trust, shared
information, and positive norms of behaviour for everyones mutual benefit. A
number of problems emerge from this general perspective, however. In relation
to Colemans approach, for example, Dika and Singh (2002, p 44) talk about a
blurring of the distinction ofresources from the ability to obtain them in the
social structure2. In addition, the stress on the familys and the communitys role
in mediating social capital serves to likewise obscure the individuals agency in
accessing and utilising such resources. Also, because resources are viewed as
essential preconditions, those with insufficient capital are in danger of being labelled
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powerless in their pursuit of the same desirable outcomes enjoyed by their
counterparts. Finally, it should be noted that the connection between
ownership of social capital and its activation remains unclear and
is largely untested in the research literature. Problems likewise emerge from
Putnams interpretation of social capital. Siisiainen (2000, p 4), for example, points
to an inadequate coverage of the concept of distrust and its singular association with
pathological forms of collective action. This treatise obscures the role of conflict in
5 OBrien,SandFathaigh,M(2005)
activating alternative forms of social action3. In addition, Putnams emphasis on
voluntary associations (which are usually of a specific type) precludes consideration
of those individuals who have conflicting interests or are simply disinterested
in engaging with such networks. Finally, it should be noted that trust more
typically emerges from thestrugglebetween competing interests
4
.
Given the above critical points, we turn to the work of Pierre Bourdieu to fill some
important methodological and conceptual gaps. Bourdieus (1977a, b, c; 1991;
1992a, b) main distinction is his belief that social capital operates as a tool of cultural
reproduction in explaining unequal educational achievement. This theory has
strong socio-cultural roots which locate the educational experiences of
individuals dialectically through their social and material history. Unlike the
structuralist approaches of Coleman and Putnam, this theory challenges deficit
thinking about underachievement and differentiates resources from their distribution
within the social structure. Further, unlike the other two causal approaches,
Bourdieus perspective
on social capital is designed to guide empirical work5. Moreover, Bourdieu gives due
regard to individuals and their mediated actions, as well as to the concept of conflict
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as an expression of this subjectivity6. These features, in our opinion, render
the Bourdieuian perspective on social capital the most scrupulous and
constructive approach in the study of disadvantaged learners. Specifically, as a
conceptual treatise, Bourdieus theory proffers socio-cultural explanations for
why under-represented groups remain excluded from the educational process. It
achieves this by expanding upon an analysis of cultural barriers to
participation and relating subsequent investigations to actors own lived
experiences. Such a subject-centred enquiry is consistent with our own research
approach (see OBrien and O Fathaigh, 2005) and is
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particularly useful in the search for effective learning partnership characteristics that
have a specific social inclusion focus.
Three key theoretical concepts need to be explained in relation to Bourdieus
perspective on social capital:
Habitus
Capitals
Fields
Firstly, the concept of habitus is used to explain how objective structures and
subjective perceptions impact upon human action. The concept can be explained as a
set of regulatory schemes of thought and action, which are to some extent, a product
of prior experience. In Bourdieus (1977a, p 72) own words, habitus constitutes a set
of durable, transposable dispositions which regulates mental activity to the
point where individuals are often unconsciously aware of their influence. In
essence, the habitus concept is a way of explaining how social and cultural messages
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some individuals to purchase different types of educational services (e.g. private
education, additional grinds/tuitions, distance learning courses) and
associated resources (e.g. childcare, transport, books, ICT equipment etc.).
Economic capital on
its own, however, is not sufficient to buy status or position rather, it relies on the
interaction with other forms of capital. One other such form is social capital.
This exists as a set of lasting social relations, networks and contacts. Like
Coleman and Putnam the notion of reciprocity is important here, though
Bourdieu emphasises individual (and not necessarily communal) gain that may be
sought. Investment in social capital, then, acts as a kind of strategy which
(unconsciously or otherwise) further serves as a mechanism to exchange other
capitals. In educational terms, one may think of significant others in ones life
that are in a position to enable material
(and/or symbolic) access to new areas of expertise, resources and support. Cultural
8 OBrien,SandFathaigh,M(2005)
capital comes in three forms objectified, embodied, and institutionalised (Grenfell
and James, 1998)7. Each form serves as instruments for the appropriation of
symbolic wealth socially designated as worthy of being sought and possessed
(Bourdieu, 1977c in Rudd: 2003, p 54). The objectified form is manifest in
such items as books, qualifications, computers; the embodied form is connected
to the educated character of individuals, such as accent and learning
dispositions; and the institutionalised form represents the places of learning one
may attend (e.g. different types of schools, colleges, universities, or technology
institutions). The currency of such capital forms has more to do with their
symbolic appropriation than with their
possession. Symbolic capital then is used by Bourdieu to explain the ways in
which capitals are perceived in the social structure e.g. the status value attached to
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certain books, values, and/or places of learning. In relation to capitals, it should be
noted that
all forms (economic,social, cultural, andsymbolic categories) are the key factors that
define positions and possibilities for individuals engaged in any field (in our
case, education). Moreover, a multiplier effect frequently emerges in relation to any
form
of capital accumulation i.e. one capital often exchanges for another.
The third and final theme dealt with here is that of fields. In Bourdieuian
language this concept relates to a structured space of forces and struggles,
consisting of an ordered system and an identifiable network of relationships that
impact upon the habitus of individuals. Education is thus regarded as a field since it
sets its own rules that regulate behaviour within. Indeed, the struggle for
possession of capital therein indicates the uneven distribution of available resources
and belies the universal image often associated with education. Bourdieu claims that
as certain individuals enter the field, they (consciously or otherwise) are more aware
ofthe rules of the game and/or
9OBrien,SandFathaigh,M(2005)
have greater capacity to manipulate these rules through their established capital
appropriation. Those individuals with prior qualifications or strong occupational and
social status are among those who may be categorised in this manner.
Strategies (actual and/or symbolic in form) are thus employed by individuals to
distinguish themselves from other groups and place them in advantageous
positions via the effective utilisation and exploitation of capital (Rudd, 2003). Such
strategies can only become meaningful if they exhibit symbolic relevance i.e. if
others, as well as the actors themselves, consider such strategies to be of significant
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therefore be separated from a treatise on social exclusion. Contributory factors such
as: low socio-economic status, illiteracy, minimal levels of prior educational
achievement, deprived geographic regions, and inter-generational poverty are all
highlighted as salient contextual features. Moreover, moving away from
structuralist claims, Bourdieu illustrates how individuals themselves can effect
change through their subjective appraisal of
objective realities. As highlighted earlier, this judgment is primarily based on
individuals capacity to mobilise capital(s). While the above points clearly
illustrate that Bourdieu is central to any debate on educational disadvantage, the
critical fact remains, however, that his theory is grossly under-utilised. Indeed,
even when it is
referred to - as discussions here indicate - it is often thought of and applied in an all-
too incoherent manner.
Social capital is a complex phenomenon. Unlike its common representation as
a linear model where more social capital equals more [adult] learning, Field
(1999) reminds that social capital can also inhibit participation in learning.
Referring specifically to Northern Ireland, he stresses that communality can
actually appear more supportive and rewarding than going it alone in a formal
institution (p 509). The predominantly positive image attached to social
capital and its particular association with effective forms of voluntarism (Powell
and Guerin, 1997)10 should
11 OBrien,SandFathaigh,M(2005)
thus be questioned. Specifically, there is a need to question how social capital is both
conceived and utilised. References to social capital in the research literature are often
couched in positive terms and are the result of an intuitive understanding that
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emergent findings are thought or felt to be true. Often these references appear as
dependable, common sense assertions, indicating a natural connectedness between
social capital and educational attainment. From a US perspective, Dika and Singhs
(2002, pp 36-40) research review of social capital illustrates this point well. They
note that from the period 1996-1998 the vast majority of studies consisted of research
designs in the Coleman tradition. Indicators of social capital (such as traditional
family structure, parent-child discussions, parent-school interactions etc.) were all
shown to be positively related to conventional measures of educational attainment. In
the period 1999-2001 Colemans theoretical framework continued to guide most of
social capital research, this time from a more qualitative perspective. Only a couple
of studies adopted Putnams approach throughout both periods, though
outcomes were similar to the Coleman tradition e.g. collective social capital was
shown as an important factor in promoting educational opportunity and health
(Morrow, 2001).
Significantly, only a few studies incorporated Bourdieus interpretation of social
capital (e.g. Lareau, 2000; Valenzuela and Dornbusch, 1994)11. To illustrate,
with respect to school choice at entry to second-level schooling in Britain, Reay and
Ball (1998) referred to parents as either insiders or outsiders within the
educational field. Such status was dependent on their relative capital accumulation.
Also, in an exploratory attempt to extend Bourdieus concept of capital, Diane
Reay (2000) attempted to operationalise the concept of emotional capital to
investigative the affective role of mothers emotional involvement in their childrens
education. Whilst
12 OBrien,SandFathaigh,M(2005)
recognising that cultural capital is primarily transmitted through the family,
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Reay noted the particular role of women and their direct influence on
educational achievement. Womens (emotional capital) qualities such as love
and affection, expenditure of time, attention, care and concern were shown to
directly influence dependents schooling success (see also Allat, 1993). A caveat is
given here there is
no simple correlation between positive-type emotions (e.g. supportive advice)
and emotional capital outcomes. Working class women, for example, often lack the
right conditions for promoting either emotional or cultural capital (Reay: 2000, p
575).
In the vast majority of other (non-Bourdieuian influenced) research studies, the
correlation between social capital and educational attainment exhibits a (falsely)
assured rational appearance. Few would argue, certainly, that greater levels of parent-
teen or parent-school interaction and additional teacher/peer group support networks
would not enhance educational opportunity. Indeed, given that such related factors
make sense on the ground and are often backed up by research data (as indicated by
the majority of studies above), they may well be indisputable. A Bourdieuian critique
of social capital outcomes recognises the import of such research results, particularly
in light of their capacity to underscore significant features of educational
disadvantage. However, noteworthy methodological and theoretical
objections prevail. Not least there is the criticism against much research that
Bourdieus theory
is only being used as a theoretical add-on i.e. it serves as a type of post-commentary
on results. In addition, there is little regard for using Bourdieus theory as a means to
provide coherent causal explanations for manifestations of disadvantage. The main
strength of Bourdieus theory (as we see it) is that it proffers an important analytical
framework (a tool) for understanding how social capital outcomes are inter-related.
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13 OBrien,SandFathaigh,M(2005)
To illustrate, his concept of class habitus is particularly useful in demonstrating thatsocial class is not simply a condition of being. Rather, it remains dependent
upon practice arising from dispositions and choices influenced by both
subjective and objective relationships within structures (Rudd, 2003). In other
words, social class and other terms such as gender and race are not attributes of
individuals, but instead represent generative forces of action (Drudy and Lynch,
1993). Thus, taking socio- economic position or the financial capacity to engage
in education alone cannot capture disadvantaged status. Unlike many studies that
narrowly focus on social class
in this way, Bourdieu points to the connectedness of other forms of capital, including:
the role of qualifications as positional goods; the accorded value of education and its
institutions within a particular cultural milieu; internalised discourses about the
possibilities and impossibilities for individual action; and differential power
relationships within diverse fields. Likewise, social capital outcomes alone can only
say so much about disadvantage. Fostering positive community-institution or peer-
group links, for example, may be theoretically beneficial but there are still concerns
(from a Bourdieuian perspective) about a) the nature and direction of such a
relationship and b) the relatedness of other forms of capital appropriated by different
groups.
Conclusion
The challenges for effective learning partnerships for social inclusion are thus set out.We need to avoid a simple definition of social capital that is aimed at
promoting certain characteristics attributed to the educated individual or learning
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community. This is because social capital is not something that can be simply
translated from one group (usually those with appropriate capital levels) to another
(usually those lacking
14 OBrien,SandFathaigh,M(2005)
in resources). While an educational qualification is being increasingly presented as a
universal paradigm for cultural development (Kade: 1988, p 105), the danger
remains that the so-called uneducated will also be labelled culturally
deficient. The possession of successful competencies (such as educational
qualifications) reflects a wider social and cultural struggle for ascendancy
(Jansen and Wildemeersch: 1996, p 33). From a Bourdieuian perspective,
an educational qualification is in itself a form of cultural capital that is used
(consciously or otherwise) as a means of vertical stratification. Thus, care
should be exercised in identifying and applying appropriate social capital
outcomes from research. This point often goes unheeded. There is still a
general assumption, for example, that lower-class parents should simply act
more like white middle-class parents for the benefit of their children.
Alexander and Entwisle (1996, p 284) are critical of this position since it
belies the complexity of the factors that contribute to parenting children in
disadvantaged circumstances as well as differences in values and beliefsystems that reflect different socialising systems.
Weak studies that focus on positive social control factors, and specifically on singular
dimensions to social capital outcomes, must likewise be challenged. Typically,
such research makes grand claims. A recent project, for example, concluded that
children
of interested parents do 25% better in examinations12. Besides serious
methodological and theoretical concerns, we may well ask how such research
can proffer any great insight into the integrative causes of educational disadvantage.
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Is it the case, for example, that working-class parents are less interested in their
childrens education? Such a belief, we claim, is both unreliable and dangerous
(Anderson and Niemi, 1970; Irish Times, 2003).
15 OBrien,SandFathaigh,M(2005)
Moving beyond a rights-based agenda (i.e. an equality agenda premised solely
on legislative frameworks), we contend that learning partnerships must strive to
develop the will to work with (not just for) disadvantaged groups. This proposal
embraces a strong ideological position on disadvantage and social exclusion
(OBrien and O Fathaigh, 2005). Here, education is seen as more than the acquisition
of qualifications and social mobility. Instead, education is viewed as a significant
vehicle for cultural development aimed at developing legitimate democratic
representation and critical perspectives on the status quo. The challenge of
such a vision cannot be underestimated. The meritocratic ideology, so
prevalent in Irish education, is fairly well internalised in the minds of providers
and learners/non-learners alike (Lynch,
1999). Any developments towards a more inclusive education system will thus
require significant changes in cultural values and attitudes.
Principally, then, education needs to be acknowledged as a field of social processes
that produces loss of power, status, and self esteem. Learning partnerships in
turn must be prepared to act in the interests of others characterised as socio-
culturally distant. Crucially, this means a rejection of corrective strategies to
problems and a willingness to engage with new theoretical tools (e.g.
Bourdieu) that help explain existing relationships and tensions therein. Such
insights remain central to any ambition for effective social inclusion.
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16 OBrien,SandFathaigh,M(2005)
Endnotes1 Forexample,whilegroupmembershipisdeclining(e.g.BoyScoutsfiguresaredownby26%since1970andRedCrossmembershiphasdeclinedby61%inthesameperiod),associationalmembershipfiguresareupinsomecases(e.g.nationalenvironmentalorganisationsliketheSierraClubandfeministgroupssuchastheNationalOrganisationforWomen). Furthermore,anincreaseinassociationalmembershipismanifestinthenon-profitorganisationssector(e.g.Oxfam).2 Colemansresourcesaremeasured(somewhatcrudely)usingHighSchoolandBeyond(HSB)data whichincludessuchinformationas:thepresenceoftwoparentsinthehome,lowernumberofsiblings,householdsize,churchattendance,andhigherparentalexpectations. Thedangerhereisthatsuchinformationcanactuallyobscurediscussionsonwhogetstoaccesssuchresources?andhowisaccessdifferentiatedalongrace,classandgenderdimensions?3 Socialactionalsoengagesthosewhocritiquethedominantpoliticalorderoftheday. Suchananti-
establishmentstanceneednotbeseenaspathological,howevere.g.subgroupsthatareformedtospeak outagainst(whattheyseeas)othersperpetuationofinjustice.4 ThispointishighlightedinthemainstudysdiscussionsonpartnershipformationinIreland(seeOBrienandOFathaigh,2005). Here,itisnotedthatpartnershipsdonotjustsimplyexist-theycomeintobeing. Further,trustissomethingthatisworkeduponwhencommonanddiscordantinterestsarenegotiated.5 Bourdieusownprofessionalbackgroundasananthropologistnodoubtinformsthisposition.6 Thekeytermhereismediated. Rudd(2003)arguesthatBourdieustheorymovesbeyondstructure-agencydebatestofocusontheprocesseswherebyindividualsinternalisetherelationshipsbetweenthemselvesandobjective,externalstructures. Moreover,thetheoryalsoenablesustoseehowindividualssubjectiveperceptionsthenstructuretheirexternalisedpractice. Seetheconceptofhabitusexplainedlaterinthissection.7 Althougheachcategoryofculturalcapitalisdistinct,itispossiblethatownershipofoneformmay
influenceanindividualsrelationshipto,andpossessionof,another(Rudd,2003).8 Bourdieustatesthat,whiledisadvantagedgroupsoftenrecognisetheirlessfavourablepositions,theyareseldomawareoftheprocessesthroughwhichsuchpositionsoccur(Rudd,2003).9 Bourdieu(ashighlighted)referstootherformsofcapitalsocialcapitalbeingonlyoneoffourmaintypes. Strictlyspeaking,then,thesocialcapitaltitleistoonarrow-fromaBourdieuianperspective,itmeansmorethanabroadconstructofsocialrelations. WhenwerefertoBourdieustheoryofsocialcapitalwedosoinrelationtohisintegratedanalysisofallcapitalforms.10 Thisisnottotakeawayfromthefactthatvoluntaryorganisationshavetheuniquecapacitytoengageindividualsinimportantsocialnetworksandfacilitatethedistribution(andredistribution)ofimportantcapitals(Courtney,1992).11 SeeOBrienandOFathaigh(2004,Chapter3)forabriefreviewoftheresearchliteraturecoverageonsocialcapitaloutcomes.12 TheresearchwasconductedfortheUKeducationalcharityTheCampaignforLearning(see
http://www.campaig n - for - learning.org.uk/projects/projectsindex.htm formoredetails).
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