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Biological considerations in proton therapy Harald Paganetti PhD Professor of Radiation Oncology, Harvard Medical School Director of Physics Research, Massachusetts General Hospital, Department of Radiation Oncology

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Page 1: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Biological considerations in proton therapy

Harald Paganetti PhDProfessor of Radiation Oncology, Harvard Medical School

Director of Physics Research, Massachusetts General Hospital, Department of Radiation Oncology

Page 2: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

1. Generic and variable RBE2. Proton therapy outcome3. Neutron worries

Page 3: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

1. Generic and variable RBE

Page 4: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Proton therapy: RBE = 1.1

DOSE

bio-effective dose

physical dose

DEPTH

Dose in proton therapy is prescribed as Gy(RBE)

Clinical RBE

Page 5: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

RBE values in vitro (center of SOBP; relative to 60Co)

Endpoint: Cell Survival

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1.21 0.20

RBE from experimental dataR

BE

Clinical RBE

Page 6: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Mice data: Lung tolerance, Crypt regeneration, Acute skin reactions, Fibrosarcoma NFSa

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RBE values in vivo (center of SOBP; relative to 60Co)

1.07 0.12

RBE from experimental dataR

BE

Clinical RBE

Page 7: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Experimental data in vivo are supporting theuse of a clinical RBE of 1.1 in proton therapy

Our clinical experience (with current marginsand passive scattering) does not indicate that theRBE of 1.1 for proton therapy is incorrect

Clinical RBE

Page 8: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

0.001 

0.01 

0.1 

0  1  2  3  4  5  6  7  8 Dose [Gy]

Cel

l Sur

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l

ions

RBE≈1.3

RBE≈1.6

S(D) = e-(D+D2)

RBE as a function of dose

Page 9: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

in vitro in vivoR

BE

RB

E

RBE

RBE

RBE

Dose [Gy] Dose [Gy] Dose [Gy]

RBE as a function of dose

Page 10: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

RBE increases with decreasing dose; the effect seems to be small for protons

There are only a few data points regarding dose dependency of RBE in vivo

Indicates higher RBE for OAR

RBE as a function of dose

Page 11: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

RBE values in vitro (center of SOBP; relative to 60Co)

Paganetti et al.: Int. J. Radiat. Oncol. Biol. Phys. 2002; 53, 407-421

V79 cells onlyR

BE

RBE as a function of tissue/endpoint

Page 12: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

0.001 

0.01 

0.1 

0  1  2  3  4  5  6  7  8 Dose [Gy]

Cel

l Sur

viva

lV79 ( ~ 3Gy)

S(D) = e-(D+D2)

RBE as a function of tissue/endpoint

Page 13: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

RB

E in

vitr

o

human cells

Belli et al. 2000Bettega et al. 1979

RBE as a function of tissue/endpoint

Page 14: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

high ()x (> 5 Gy)early responding

tumor tissue

low ()x ( 5 Gy)late respondinghealthy tissue

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We can not measure RBE for all endpoints Do cells with higher repair capacity show higher RBE?

S(D) = e-(D+D2)

RBE as a function of tissue/endpoint

Page 15: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Uncertainties due to α/β ratio uncertainties in prostate

RBE as a function of tissue/endpoint

A Carabe, S España, C Grassberger, H Paganetti: Clinical consequences of Relative Biological Effectiveness variations in proton radiotherapy of the prostate, brain and liver; Physics in Medicine and Biology 2013

Page 16: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

We have to be careful when using V79 cell data to estimate RBE effects in clinical scenarios

RBE seems to be higher for tissues with a low ratio (mainly organs at risk); could impact prostate treatments and trials (IMRT versus protons)

RBE might be higher for non-lethal injuries

RBE as a function of tissue/endpoint

Page 17: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

RB

E in

vitr

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RBE as a function of energy/LET

Page 18: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Paga

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57Implication of RBE(LET) for RBE(depth)

Dose = Fluence [1/cm2] × LET [keV/cm] / [g/cm3]

1

1

2

2

3

3

RBE as a function of energy/LET

Page 19: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Wou

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RBE as a function of energy/LET

Fit of all available RBE values:RBE increased by 5% at 4 mm from the distal edge RBE increased by 10% at 2 mm from the distal edge

Page 20: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

depth in water [cm]

1.5 2.0 2.5 3.0 3.5

0

20

40

60

80

100

120

physical dose

biological dose

2 Gy

An increasing RBE with depth cause anextended biologically effective range (1-2 mm)

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RBE as a function of energy/LET

Page 21: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

@ 2Gy

Range Shift

Carabe A; Moteabbed M; Depauw N; Schuemann J and Paganetti H: Range uncertainty in proton therapy due to variable biological effectiveness. Physics in Medicine and Biology 2012 57: 1159–1172

RBE as a function of energy/LET

Page 22: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

IMPT Plan 2

IMPT Plan 1

Dose LETd

Grassberger et al.: Variations in linear energy transfer within clinical proton therapy fields and the potential forbiological treatment planning; Int J Radiat Oncol Biol Phys: 2011 80 1559-1566Giantsoudi et al.: Linear energy transfer (LET)-Guided Optimization in intensity modulated proton therapy(IMPT): feasibility study and clinical potential. Int. J. Radiat. Oncol. Biol. Phys. 2013; in press

RBE as a function of energy/LET

Page 23: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Increased effectiveness as a function of depth

Extended beam range (i.e. range uncertainty; to be considered when pointing a field towards a critical structure)

RBE might be higher close to the ‘target’ edge (mainly in OAR)

RBE might be higher in beam scanning

LET is well understood and could potentially used in biological treatment optimization

RBE as a function of energy/LET

Page 24: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Variable RBE values are currently not considered in proton therapyThe main reason is the lack of experimental data to define accurate input parameters for RBE models

DOSE: RBE increases with decreasing doseTISSUE: RBE increases with decreasing LET: RBE increases as a function of depth

Clinical significance of RBE variations still needs to be shown

RBE - Conclusions

Page 25: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

2. Proton therapy outcome

Page 26: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

• NTCP considerations in treatment planning are based on photon dose distributions (mostly mean dose)

• Organ doses in proton therapy are more heterogeneous. There are no proton specific normal tissue constraints

Proton Therapy Outcome

QUANTEC: Marks et al. Radiation dose-volume effects in the lung. Int J Radiat Oncol Biol Phys 2010

Page 27: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

The “dose bath” effect

Ghobadi et al. Physiological Interaction of Heart and Lung in Thoracic IrradiationInt J Radiat Oncol Biol Phys 2012

Both lung and heart irradiation cause cardiac and pulmonary toxicity via different mechanisms showing evidence for a multi-organ complication.

Proton Therapy Outcome

Page 28: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

• If the total reduced dose to critical structures would be all that mattered, there would be no need for clinical trials.

• Assessing clinical impact is difficult because proton dose distributions in critical structures are typically more heterogeneous compared to photon therapy but most dose constraints are defined based on mean dose.

• When interpreting side effects we might have to investigate physiological interactions of different organs.

Outcome - Conclusions

Page 29: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

3. Neutron worries

Page 30: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

E. Hall; Int. J. Radiat. Biol. Phys. 65, 2006

Zacharatou Jarlskog & Paganetti;Int. J. Radiat. Oncol. Biol. Phys. 2008: 69, 228-235

Neutron dose controversies

Page 31: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Brass aperture Brass apertureOpening (target) Opening (target)

The neutron dose generated in the treatment head decreases

with increasing aperture opening

The neutron dose generated in the patient increases with increasing treatment volume

passive scattering passive scatteringbeam scanning

Neutron dose dependencies

Page 32: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Doses averaged over 6 fields assuming a 8-year old female patient

spine field

Athar; Bednarz, Seco; Hancox & Paganetti: Phys Med Biol 55 (2010) 2879–2891

Second malignancies: protons versus photons

Page 33: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Neutron radiation weighting factor

Annals of the ICRP; ICRP 92

H = D wR[particle, energy]

Neutron radiation quality factorH = D Q[LET∞]

Neutron “RBE”

Page 34: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Proton Therapy Physics (Paganetti Edt.); Taylor&Francis CRC Press 2011

Neutron “RBE”

Page 35: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1 years (photon) Median age 56 (protons) and 59 (photons) Second malignancy rates6.4% of proton patients (32 patients) 12.8% of photon patients (203 patients)

Photons are associated with a higher second malignancy risk

Second malignancies: protons versus photons

Christine S. Chung, Torunn I. Yock, Kerrie Nelson, Yang Xu,et al. Incidence of Second Malignancies Among Patients Treated With Proton Versus Photon Radiation. Int. J. Radiat. Oncol. Biol. Phys.: in press

Page 36: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

Second malignancies: protons versus photons

The in-field risk is expected to be much lower in proton therapy compared to IMRT (due to a lower integral dose)Most second cancers occur in the primary radiation field

Page 37: Biological considerations in proton therapy€¦ · MGH-Harvard Cyclotron Laboratory Matched 503 HCL proton patients with 1591 SEER patients Median f/u: 7.7 years (protons) and 6.1

The out-of-field cancer risk from neutrons is typically comparable with the out-of-field risk in IMRT

Passive scattering proton therapy with large fields blocked by an aperture with a small opening or with a degrader in the room are of potential concern (in particular for pediatric patients)

The in-field risk is expected to be much lower in proton therapy compared with IMRT (due to a reduced integral dose) !

Neutrons - Conclusions