beyond the clinic: ‘direct-to-consumer’ genomic profiling services and pharmacogenomics

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403 REVIEW ISSN 1462-2416 10.2217/PGS.13.10 © 2013 Future Medicine Ltd Pharmacogenomics (2013) 14(4), 403–412 Beyond the clinic: ‘direct-to-consumer’ genomic profiling services and pharmacogenomics Genomic testing beyond the clinic Since the end of the last decade, genetic and genomic services have become available directly to consumers outside typical clinical settings, and often without the involvement of a medical practitioner. A relatively diverse range of companies now offer a broad spectrum of genomic profiling services including disease susceptibility for complex common diseases, ancestry, traits and pharmacogenomic information online. The first companies providing such services appeared in the USA [101] and Iceland [102] , but soon thereafter, other countries around the world followed suit. More recently, the growth of new online genomics companies has slowed down, and commentators have rightly pointed out that the diversity of the services offered is now so great that the phenomenon can no longer be subsumed under the label of direct to consumer (DTC) [103,104] . There have always been variations in how companies have offered genetic tests to their consumers; for example, some have always included the option of genetic counseling in the core package of their service, while others have not. Nevertheless, what most services subsumed under the early DTC model shared in common was that tests were offered, ordered and results were received by users directly from the company, without any involvement of clinical actors. Formats have now become much more diverse (TABLE 1) . For example, Lumigenix (Sydney, Australia) continues to represent the ‘pure’ DTC model: all stages of the testing process take place DTC [105,106] . 23andMe, deCODEme and GenePlanet (Ljubljana, Slovenia) and the personal genomics service of bio.logis (all other services offered by bio.logis [107] are part of clinical genetic testing provision) are predominantly DTC, but offer optional genetic counseling to their customers, either for an additional fee and through a third party, as in the case of 23andMe [108] , or at no additional cost. Navigenics [109] or Pathway Genomics [110] initially offered tests according to the ‘pure’ DTC model, but relatively soon resorted to only offering the tests through licensed physicians. Physicians order the kits from the company and distribute them to their patients. Practices vary as to whether patients need to go through their physicians to receive test results, or receive test results directly. Navigenics, which in 2012 was acquired by the Life Technologies Corp., a global biotechnology company with headquarters in CA, USA, required physicians to access their patients’ results; on 3 August 2012, Navigenics stopped providing genetic tests directly to consumers altogether. These examples demonstrate that instead of a single coherent DTC model, online genomics today is a cluster of practices where any or all stages of the process take place without being mediated by a clinician. We therefore use the term beyond-the-clinic (BTC) genomics to refer to this field. Besides serving as a label under which the various forms of interactions between service providers, users, and medical professionals can be subsumed, BTC genomics also captures the notion that the boundaries between genomics (and genetics more broadly) in the clinic and outside are becoming increasingly blurry [1] . While the number of BTC genomic testing companies has risen only moderately in the 2010s [2] , a more steady growth can be observed This article provides an overview of commercial pharmacogenetics and pharmacogenomics testing services offered online. The concept of ‘beyond-the-clinic’ (BTC) genomic testing is introduced to refer to the variety of formats in which these tests are offered and a typology of BTC models is developed. The authors review such models in relation to tests for individual drug response that are currently on offer. In conclusion, the authors argue that the evolving BTC domain provides opportunities for the pioneering of integrated data repositories, whose gatekeepers are patients or citizens. The authors anticipate that such developments will benefit pharmacogenomics sooner than other areas of medical practice. KEYWORDS: beyond-the-clinic n DTC genomics n personal genomics n pharmacogenomics Barbara Prainsack* 1 & Effy Vayena 2 1 Department of Social Science, Health & Medicine, King’s College London, Strand, London WC2R 2LS, UK 2 Instute of Biomedical Ethics, University of Zurich, Pestalozzistrasse 24, 8032 Zurich, Switzerland *Author for correspondence: Tel.: +44 7912 622901 [email protected] part of For reprint orders, please contact: [email protected]

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Review

ISSN 1462-241610.2217/PGS.13.10 © 2013 Future Medicine Ltd Pharmacogenomics (2013) 14(4), 403–412

Beyond the clinic: ‘direct-to-consumer’ genomic profiling services and pharmacogenomics

Genomic testing beyond the clinicSince the end of the last decade, genetic and genomic services have become available directly to consumers outside typical clinical settings, and often without the involvement of a medical practitioner. A relatively diverse range of companies now offer a broad spectrum of genomic profiling services including disease susceptibility for complex common diseases, ancestry, traits and pharmacogenomic information online. The first companies providing such services appeared in the USA [101] and Iceland [102], but soon thereafter, other countries around the world followed suit. More recently, the growth of new online genomics companies has slowed down, and commentators have rightly pointed out that the diversity of the services offered is now so great that the phenomenon can no longer be subsumed under the label of direct to consumer (DTC) [103,104]. There have always been variations in how companies have offered genetic tests to their consumers; for example, some have always included the option of genetic counseling in the core package of their service, while others have not. Nevertheless, what most services subsumed under the early DTC model shared in common was that tests were offered, ordered and results were received by users directly from the company, without any involvement of clinical actors. Formats have now become much more diverse (Table 1). For example, Lumigenix (Sydney, Australia) continues to represent the ‘pure’ DTC model: all stages of the testing process take place DTC [105,106]. 23andMe, deCODEme and GenePlanet (Ljubljana, Slovenia) and the personal genomics service of

bio.logis (all other services offered by bio.logis [107] are part of clinical genetic testing provision) are predominantly DTC, but offer optional genetic counseling to their customers, either for an additional fee and through a third party, as in the case of 23andMe [108], or at no additional cost. Navigenics [109] or Pathway Genomics [110] initially offered tests according to the ‘pure’ DTC model, but relatively soon resorted to only offering the tests through licensed physicians. Physicians order the kits from the company and distribute them to their patients. Practices vary as to whether patients need to go through their physicians to receive test results, or receive test results directly. Navigenics, which in 2012 was acquired by the Life Technologies Corp., a global biotechnology company with headquarters in CA, USA, required physicians to access their patients’ results; on 3 August 2012, Navigenics stopped providing genetic tests directly to consumers altogether. These examples demonstrate that instead of a single coherent DTC model, online genomics today is a cluster of practices where any or all stages of the process take place without being mediated by a clinician. We therefore use the term beyond-the-clinic (BTC) genomics to refer to this field. Besides serving as a label under which the various forms of interactions between service providers, users, and medical professionals can be subsumed, BTC genomics also captures the notion that the boundaries between genomics (and genetics more broadly) in the clinic and outside are becoming increasingly blurry [1].

While the number of BTC genomic testing companies has risen only moderately in the 2010s [2], a more steady growth can be observed

This article provides an overview of commercial pharmacogenetics and pharmacogenomics testing services offered online. The concept of ‘beyond-the-clinic’ (BTC) genomic testing is introduced to refer to the variety of formats in which these tests are offered and a typology of BTC models is developed. The authors review such models in relation to tests for individual drug response that are currently on offer. In conclusion, the authors argue that the evolving BTC domain provides opportunities for the pioneering of integrated data repositories, whose gatekeepers are patients or citizens. The authors anticipate that such developments will benefit pharmacogenomics sooner than other areas of medical practice.

KEYWORDS: beyond-the-clinic n DTC genomics n personal genomics n pharmacogenomics

Barbara Prainsack*1 & Effy Vayena2

1Department of Social Science, Health & Medicine, King’s College London, Strand, London WC2R 2LS, UK 2Institute of Biomedical Ethics, University of Zurich, Pestalozzistrasse 24, 8032 Zurich, Switzerland *Author for correspondence: Tel.: +44 7912 622901 [email protected]

part of

For reprint orders, please contact: [email protected]

Pharmacogenomics (2013) 14(4)404 future science group

Review Prainsack & Vayena

in the number of diseases, drug metabolism, carrier status and other phenotypes for which companies offer genetic risk calculations. The technology used by most companies in this domain is SNP ana lysis, but variation exists with respect to the type and numbers of SNPs that each company selects for ana lysis, as well as to the methodological approaches employed for result interpretation (i.e., how risk information is calculated based on genome-wide association studies) [3,4]. Most BTC companies offer their services via online platforms, where consumers can place orders directly and receive their results online. Some BTC companies undertake research on the data sets they collect and/or allow third parties to conduct research on the data. 23andMe, for example, claims to have over 180,000 genomic profiles in their database [111], as well as the largest cohort of Parkinson’s disease patients’ profiles in the world, and it has already published several studies correlating genetic markers with user-generated phenotypic information in scientific journals [5–7].

BTC testing: controversy & the regulatory landscapeDespite the relatively limited uptake of BTC genomic services so far [2], its emergence, business model and marketing strategies have been surrounded by heated debates in biomedical, clinical and regulatory circles. The debate has been fuelled by the unclear clinical validity and clinical utility of SNP-based genetic risk calculations. Skeptics of BTC genomics have contested the actionability of the information that such testing provides, especially for clinical care. An additional bone of contention has been the type of expectations that BTC genomic information can generate among consumers (end-users) [8–14]. It has been argued that BTC testing could cause anxiety, or a false sense of ‘genetic immunity’ from disease [15]. Furthermore, the fact that some BTC services do not offer genetic counseling has been viewed as a problem by authors worrying that consumers are unable to correctly interpret the information they obtain [16–19]. Medical professional associations in several countries have issued statements warning consumers about the risks associated with BTC testing and have tried to discourage uptake [20–22,112]. Simultaneously, those who also see advantages in the BTC model have argued that there are other types of utility that need to be taken into account such as personal and social utility [23,113]. According to these arguments, individuals may be using such information for wider health purposes, or Ta

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www.futuremedicine.com 405future science group

Beyond the clinic: ‘direct-to-consumer’ genomic profiling services & pharmacogenomics Review

for entertainment and education, for example, while the availability of aggregated data provides opportunities for research and can advance our genomic understanding of disease and health. The debate about how utility is to be understood and assessed in the BTC context is still ongoing, and has spilled over into the regulatory domain [24]. In 2010, the US FDA initiated a discussion on whether genetic tests offered online should be considered medical devices, and therefore should be subject to approval processes and regulation. Eventually hearings were held, and a US Government Accountability Office (GAO) report resulting from an ‘undercover investigation’ of online genetic and genomic testing services found a lack of standardization across different companies and even fraudulent claims [25,114,115]. It should be noted here, however, that the GAO report discussed a wide range of DTC genetic testing companies including some that are unlikely to have used genome-wide SNP assays and many that did not include pharmacogenomic testing; thus, their critique is only applicable to the topic in question to a limited extent. The GAO report, however, contributed to negative publicity of BTC companies as a whole. Since then, the FDA has issued several subsequent letters to BTC companies [116], and held an expert meeting to discuss regulation of online genetic testing in Washington (DC, USA), in 2011 [104]. Official guidance on exactly which elements of online genetic testing are under FDA authority and how the regulatory landscape should change, has so far not been issued.

In European countries, regulatory approaches to BTC testing vary greatly [26–28]. BTC companies are not allowed to operate from within the territory of certain countries (such as Switzerland) although residents of these countries are not prohibited from ordering such services online; the law is addressed to, and thus binding for, service providers, not end-users. A recent report by the European Academies of Medical Sciences called for harmonized regulation of BTC genomics in Europe and took a strong stance against ‘the DTC model’ by recommending strict regulation against it [112]. The problematic clinical utility of online genomic testing services is the most central concern, and it cuts across all aspects of BTC genomic services including pharmacogenetic and pharmacogenomic information.

The marketing strategies of BTC companies have been an additional target of criticism. BTC companies have so far focused mainly on three key messages: consumer empowerment,

self-knowledge and personal responsibility for health [12,29–30]. Unsurprisingly, it has been the mobilization of these concepts, in conjunction with the fact that BTC companies bypass, at least partly, the traditional gatekeepers of genetic information in the health domain, which has caused concern. Some of the critique of online genetic testing also seems to stem from deep-seated skepticism of devolving agency to individuals without professional training [8,10,31–33]. However, other contributions provide a more disinterested ana lysis of the tensions that are lying at the heart of the empowerment rhetoric. For example, Juengst and colleagues recently emphasized the fact that more access to information on genetic susceptibility and prevention also means more responsibility for individuals [30]. These authors also point out that the mere presence of more data does not automatically empower patients, or users of BTC services. Whether data actually empower anybody depends, as a recent report by the European Science Foundation (ESF) also highlighted, on how these data are contextualized to become meaningful and potentially actionable [117]. This clearly indicates that utility cannot be understood merely as clinical utility in the narrow sense. As box 1 illustrates, and as preliminary evidence from interviews of users of BTC testing also shows [34–36], the motivations for using BTC tests and the ways in which test results obtain meaning and utility in individual’s lives, reach far beyond the boundaries of the clinic.

State of the art of BTC pharmacogenomic testing Many BTC companies today also offer pharmacogenomic or pharmacogenetic tests. There is, however, significant variation among them regarding what specific drug responses they have chosen to include in their respective portfolios, as well as the technology platforms used for analyses, the type of gene variants and the alleles they genotype. A recent review of nine BTC websites by Chua and Kennedy described services in the BTC pharmacogenomics domain as ‘patchy and quite limited’ [37]. We reviewed additional websites, expanding on the Genetics and Public Policy Center’s list of DTC genetic testing companies (Table 2) [118]. In the total of 29 company websites that we reviewed we observed a pattern similar to the one described by Chua and Kennedy; pharmacogenomic testing services vary substantially among companies. The companies reviewed provided genetic and genomic

Pharmacogenomics (2013) 14(4)406 future science group

Review Prainsack & Vayena

information relevant to 31 compounds (Table 2). There is more consistency across BTC companies regarding the disease phenotypes they test for, than with regard to drug-related information. Nevertheless, most companies offer testing for abacavir sensitivity, antidepressant response, b-blocker response, carba mazepine sensi tivity, statin- induced myo pathy, simvastatin/pravastin response, clopido grel (sensitivity and efficacy) and warfarin sensitivity.

Companies typically do not offer explanations for how they select the phenotypes they include in their ana lysis or how they compare to other services. The aforementioned review by Chua and Kennedy uses the list of FDA-approved drugs with pharmacogenetic and pharmacogenomic information already on their labels as a means of identifying the best candidate gene–drug pairs for inclusion in the BTC services. According to this comparison only a small range of the information related to drugs that BTC companies are currently including in their test battery could have clinical utility [37,38]. The authors further argue that a lack of effective guidance on how to interpret test results accounts for the limited value of the information. This problem, of course, is not confined to the realm of pharmacogenomics.

The literature addressing pharmacogenomic tests within the BTC domain specifically is very limited. However, most of the issues that have been raised in connection with BTC genomic testing more generally also apply to BTC pharmacogenomics. Data confidentiality [39], the problem of the shifting of responsibility from societies (or, in countries where healthcare is publicly funded, from healthcare systems) on individuals [30,40–41] and worries that ‘lay’ people may misunderstand test results are clearly relevant to BTC pharmacogenomic testing.

The utility of BTC pharmacogenomic testingIt is mainly the notion of clinical utility that sets BTC pharmacogenomic testing aside from BTC testing for complex diseases, carrier status and ‘recreational’ traits (e.g., bitter taste perception, hair curl, ‘athlete genes’). Any genetic information that affects drug response will be clinically relevant in some respect, for the mere reason that decisions on drug therapy are solidly anchored in the clinical domain. One particular concern that has been put forward is the confusion that pharmacogenomic information could cause for consumers. Such confusion, it has been argued, will be generated by the discrepancy between BTC companies’ bypassing, at least in part, traditional clinical gatekeepers on the one hand, and the presumed need for consumers to discuss the results of their pharmacogenetic and pharmacogenomic tests with professional experts on the other. Commentators have argued that BTC pharmacogenomic testing does not offer any actual benefits to test takers [17]. If individuals need their physicians to make treatment decisions, get prescriptions, and adjust doses, so the argument continues, they should turn to their physician to initiate genetic testing, instead of accessing tests DTC. This is a compelling argument if we see the doctor–patient relationship as a closed system in which information travels primarily in one way, namely from the physician to the patient [42]. In light of the slow introduction of pharmacogenomics into clinical practice, however, informed patients can bring useful and actionable information to the decision-making process about their health. Warfarin is a case in point. Warfarin is an anticoagulant that has been used in the clinic for more than 50 years, yet determining the appropriate dose for each

Box 1. Examples for indirect utility of beyond-the-clinic pharmacogenomic testing.

A user of beyond-the-clinic services learned that her genotype indicated that she would show a reduced response to clopidogrel. This was calculated by the company on the basis of five markers in the CYP2C19 gene: rs4244285 (AG); rs4986893 (GG); rs28399504 (AA); rs41291556 (TT); and rs12248560 (CC) [58–61]. Although this user did not use any blood thinners herself, a biological relative of this user used clopidogrel. This relative, despite taking the drug, suffered some minor ischemic stroke events. Although the relative was never tested herself, she was prescribed different blood thinners after learning that her close relative was likely to be a poor responder to clopidogrel. No further ischemic strokes occurred.

Clearly we cannot claim any causal relationship between the change of drugs and the stabilization of her health. What this short vignette shows, however, is that the effects of beyond-the-clinic test results can unfold in more complex ways than what is captured by the notion of clinical utility. The utility observed here is tentative, indirect and nonimmediate, yet it was perceived as very valuable for the individuals involved. Other examples include those who find information on a higher genetic predisposition to Alzheimer’s disease useful for planning ahead for the eventuality of their suffering from dementia in the future, together with their families [Prainsack B, Vayena E, Unpublished Data].

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Beyond the clinic: ‘direct-to-consumer’ genomic profiling services & pharmacogenomics Review

patient remains a challenge [38]. This problem accounts for mortality, emergency room visits and increased healthcare costs [43–45]. It has long been established that genetic variations impact on sensitivity to warfarin, and it is also one of the drugs for which there is a label with pharmacogenomic information. Commercial tests for assessing the relevant variation in CYP2C9 and VKORC1 are also available and a

number of pharmacogenetically guided clinical trials and cost–effectiveness studies have been conducted. Although two-thirds of patients require dose adjustment for warfarin, genetic testing before use has yet to be introduced into clinical practice. Frueh, in a recent paper on the slow uptake of personalized warfarin therapy, eloquently illustrates the puzzling reasons for slow progress in achieving treatment precision,

Table 2. Beyond-the-clinic pharmacogenomic testing services offered online.

Company Country Pharmacogenetics services BTC model Ref.

Genelex USA Coumadin® (warfarin), Prozac®, Zoloft®, Paxil®, Effexor®, hydrocodone, amitriptyline, Claritin®, cyclobenzaprine, Haldol®, metoprolol, Rythmol®, Tagamet®, tamoxifen, Valium®, carisoprodol, diazepam, Dilantin®, Premarin® and Prevacid® (and the over-the-counter drugs Allegra®, Dytuss® and Tusstat®)

End-user-centered mixed model

[122]

Illumina USA Offers sequencing service ‘Pure’ physician centered model

[123]

Kimball Genetics USA Warfarin End-user-centered mixed model

[124]

KnomeDISCOVERY USA Sequencing and interpretation Physician-centered mixed model

[125]

Matrix Genomics USA Markers relevant to warfarin, clopidogrel and tamoxifen, and for the following CYP450 enzymes needed to activate and metabolize a long list of medications: CYP2C19, CYP2D6, CYP2C9 and CYP3A5. A drug panel for CYP2C19, CYP2D6, CYP2C9 and CYP3A5 covers the ability to benefit from at least half of common medications

‘Pure’ DTC model [126]

Navigenics USA Abacavir, b-blockers, carbamazepine, clopidogrel, floxacillin, fluorouracil, irinotecan, simvastatin/pravastatin response, statin against heart attack, statin-induced myopathy, succinylcholine, thiopurines and warfarin

‘Pure’ physician-centered model (as of 3 August 2012 no longer accepting new orders)

[109]

deCODEme Iceland Warfarin and statins ‘Pure’ DTC model with optional counseling

[102]

23andMe USA Currently offers genetic predisposition calculations for approximately 20 drug-metabolism-related phenotypes (note: ‘caffeine metabolism’ and ‘heroin addiction’ are also listed under the ‘drug response’ heading); for a full updated list see [127]

‘Pure’ DTC model with optional counseling

[127]

Pharma-Sensor (bio.logis)

Germany Several hundreds of active ingredients; for an up-to-date list, see [128] ‘Pure’ DTC model with optional counseling

[128]

GenePlanet Slovenia Statins, omeprazole, clopidogrel, metformin, perindopril and warfarin ‘Pure’ DTC model without counseling

[121]

Pathway Genomics USA Abacavir hypersensitivity, aminoglycoside antibiotic-induced hearing loss, caffeine metabolism, carbamazepine hypersensitivity, clopidogrel metabolism, estrogen supplementation and risk of venous thrombosis (females only), methotrexate toxicity in rheumatoid arthritis patients, statin – therapeutic benefit, statin-induced myopathy and warfarin sensitivity

Physician-centered mixed model

[110]

Theranostics Laboratory

New Zealand

Clopidogrel, simvastatin and atorvastatin ‘Pure’ DTC model without genetic counseling

[129]

Data were last updated 24 December 2012 (GenePlanet data were last updated 8 February 2013).BTC: Beyond the clinic; DTC: Direct-to-consumer.

Pharmacogenomics (2013) 14(4)408 future science group

Review Prainsack & Vayena

even when technically it is within reach [46]. Lengthy and rather fruitless controversies over the clinical utility and cost–effectiveness of pharmacogenetic testing for warfarin have prevented the adoption of such testing in the clinic, despite compelling evidence of its utility [46]. Other reasons that are not specific to warfarin but apply more broadly include: outsourcing of genotyping by clinics to private companies resulting in high costs; physicians’ limited pharmacogenetic knowledge; and the fact that many drugs that are widely used are off-patent and therefore there is limited commercial interest in pharmacogenomic studies of their efficacy [47,48]. Against this backdrop it is rather unsurprising that warfarin sensitivity testing is included in the services of all BTC companies with a pharmacogenomics portfolio. Given the apparent clinical utility of warfarin sensitivity testing and its unavailability in the clinic, it is hard to argue against the choice of consumers to obtain and use this information. Yet, this option raises the notorious question of reimbursement [47] and unequal access; a situation where only those who can afford to pay for BTC pharmacogenomics testing out-of-pocket are protected from the danger of over- or under-dosing is highly problematic.

Pharmacogenetics BTC: danger of self-medicationAnother concern is that pharmacogenetic testing, in conjunction with platforms such as Cure Together [119] that allow people to see what kinds of treatments are most effective in patients most similar to them (both in terms of personal characteristics such as ethnicity, sex and age, and in terms of the kinds and severity of symptoms), will encourage people to make treatment and dosage decisions on their own. This scenario is more likely to materialize in contexts where access to clinical care is more expensive, in terms of out-of-pocket-expenditure, than in countries where such access does not incur any immediate costs to the patient. It could be objected here, of course, that the risk of people self-medicating (or adjusting their dose on the basis of a BTC pharmacogenomic test) is alleviated by the fact that most drugs that can cause serious side effects or adverse reactions require a prescription by a licensed physician. While this is certainly a valid argument, it must also be noted that the internet now enables individuals to access prescription drugs – including, unfortunately, counterfeit variants – outside of the traditional clinical routes. In addition, strong arguments in

favor of a ‘right to self medication’ have recently been made within bioethics [49].

The risk that people could self-medicate, or unilaterally change the dosage of their medication, is not a sufficient justification to limit access to BTC pharmacogenomic testing. From our perspective, the main argument against putting up regulatory barriers against BTC pharmacogenomic and pharmacogenetic testing is the fact that BTC testing has raised public awareness of the relevance of genome ana-lysis to drug response [37]. Moreover, some of the companies offering BTC pharmacogenomic and pharmacogenetic testing also include warnings on their website that patients should not adjust dosage, or stop taking a drug altogether, without consulting with experts. Who the experts are, however, is a different question altogether; the urgent need to provide information and education to clinicians on the scientific underpinnings and practical implications of pharmacogenomics has been highlighted by many authors recently [38,42,50–54]. Recent surveys of physicians’ knowledge and use of pharmacogenomic testing revealed that only 10.3–13% felt adequately informed about pharmacogenomics and a similarly small percentage had ordered a pharmacogenomic test recently [54,55]. At the same time, a telephone survey of 1139 US residents carried out by Haga and colleagues found very high levels of interest (≥73%) in pharmacogenetic testing (unless there was a chance that their DNA sample or test results could be disclosed to others without their permission) [56].

Conclusion & future perspectiveWe deem it a timely endeavor to expand the discussion on BTC genomic testing to questions of reimbursement and access. As the utility of pharmacogenomic testing in the BTC domain is already evidenced in some contexts, rather than focusing only on what individuals will do when they receive their test results, we should ask the question of whether there are any groups for whom we should facilitate access to BTC testing. Examples of groups who may benefit from learning about their genetic predisposition to a wide variety of conditions and traits include egg and sperm donors and adoptees without a family medical history. Regarding pharmacogenetic testing specifically, we would include anyone who needs to decide whether or not to take a drug with serious side effects and where pharmacogenetic testing allows for meaningful probabilistic inferences regarding

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Beyond the clinic: ‘direct-to-consumer’ genomic profiling services & pharmacogenomics Review

drug metabolism. We can no longer merely assume that traditional clinical gatekeepers are the sole experts on any health-related test. As Chua and Kennedy summarize, ‘healthcare professionals are generally ill-prepared for incorporating pharmacogenetics into their practice’ [37]. Simultaneously, we should also make sure that the current knowledge vacuum in this field does not provide patients with an incentive to make rash decisions regarding their choice of drug, or dosage, on the basis of online information alone. This scenario can best be avoided by public awareness measures that highlight the need to consult clinicians for any decision on prescription drugs; yet such measures should also refrain from demonizing online-based services and platforms.

Two developments that will impact on the future of pharmacogenomics testing in general are genome sequencing and gene expression prof iling. Both will also inf luence BTC pharmacogenomics services. Exome sequencing and – further down the line – whole-genome sequencing, is expected to increase the predictive value, and thus the immediate clinical utility, of pharmacogenomics and pharmacogenetic tests.

The situation will be complicated, however, by our increasing knowledge of the importance of gene expression [57], as well as immunological and other aspects impacting on drug efficacy. As the BTC domain is not bound by the software-related, taxonomic and logistical infrastructures of the clinic, it has the potential to pioneer integrated data repositories for multiple genomic, epigenetic, demographic and other environmental data sets whose gatekeepers are individual patients.

AcknowledgementsThe authors gratefully acknowledge helpful comments from D Gurwitz, D Vorhaus and three anonymous referees.

Financial & competing interests disclosureThe authors have no relevant affiliations or financial involvement with any organization or entity with a finan-cial interest in or financial conflict with the subject matter or materials discussed in the manuscript. This includes employment, consultancies, honoraria, stock ownership or options, expert testimony, grants or patents received or pending, or royalties.

No writing assistance was utilized in the production of this manuscript.

Executive summary

� Since the end of the last decade, genetic and genomic tests have become widely available outside typical clinical settings. Services are offered in a wide range of formats, ranging from those including no involvement of health professionals to the online services that are available only through physicians.

� We introduce the terms beyond-the-clinic (BTC) genetics and genomics to accommodate the various forms of interactions between service providers, users and health professionals.

� The controversy about online BTC genetics is ongoing. While opponents continue to worry about whether end-users are capable of adequately understanding and acting upon test results, supporters increasingly call for the need to acknowledge that genetic and genomic information often have personal and social utility for individuals.

� The main points of the controversy about the value and utility of BTC pharmacogenetic testing are similar to those characterizing the debate about BTC genetic testing more generally.

� Currently, BTC companies offer testing for various compounds, with warfarin and clopidogrel being included in most testing services.

� As the uptake of pharmacogenetic testing in the clinic is slow, commercial providers offering tests BTC may attract users who have the funds to pay for it out of pocket. Governmental agencies and payers should consider the implications of this scenario, and any unintended consequences that this is likely to have. We call for the discussion on BTC pharmacogenetics, and BTC genetics more broadly, to be expanded to address questions of reimbursement and access.

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129 Theranostics Laboratory. www.theranostics.co.nz