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So Gi~y chtrnq nhan dang ky doanh nqhiep: HRA 8538Certificate of business registration No.Ngay c~p/Date of issue: 11/06/2015
NO'icap/Place of issue: Tea An Dia Phuonq BonnLocal Court Bonn
Dia chi lien MIDia chi tru sa chinhl Address: C/O Johanna
Beteiligungsverwaltungs GmbH Johanna-Kinkel-Str. 2.4, 53175 Bonn, DueDi$n thoai/ Telephone: +84838242601 Fax: +84838242597
Duc
PENM IV GERMANY GMBH & CO. KGHQva ten Ten to chuc:Name of organization:
Ouoc tich/ Nationality:
Kfnh gut - Oy ban ChiYng khoan Nha nuoc- Sa Giao dich chiYng khoan TP. HCM- Cong Ty C6 Phan Tap Dean Hoa Phat ("HPG")
To: - The State Securities Commission- Hochiminh Stock Exchange- Hoa Phat Group Joint Stock Company ("HPG'J
1. Thong tin ve to chuc thuc hien giao dich:Information on organization that conducts the transfer:
BAo cAo K~T QUA GIAO D!CH co PHI~U COA NGU'O'I NQI BQ COA CONG TY £)~I CHUNG,NGU'O'I NQI BQ COA QU? D~I CHUNG vA NGU'O'I CO LIEN QUAN COA NGU'O'I NQI BO
REPORT ON RESUL TS OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLICCOMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELA TED PERSONS OF INTERNAL
PERSON
Tp. HCM ngay 14 thang 03 nem 2017HCM City, 14 March 2017
CQNG HOA xA HQI CHI) NGHiA VI~T NAMDQc I~p - Tl,Vdo - Hanh phuc
THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness
BAo cAo KET QuA GIAO O!CH co PHIEU/CHLrNG CHi QUY COA NGU'O'I NOI BO vA NGU'O'I COLIEN QUAN
REPORT ON RESUL TS OF TRANSACTION IN SHARES/FUND CERTIFICA TES OF INTERNALPERSON AND AFFILIA TED PERSONS
(Ban henn kem theo Thong tV's6 155120151TT-BTC ngay 06 thang 10 nem 2015 cue Be)Tei chinh huongdan cong b8 thOng tin tren thi trU'&ngchung khoen)
(Promulgated with the Circular No 155/2015ITT-BTC on October 06, 2015 of the Ministry of Financeguiding the Information disclosure on securities markets)
PHl,J Ll,JC so 12APPENDIX 12
3.000.000 co phieu, 0,36%5. So 1U'Q'ng,ty 1$co phieu nam giQ>truo'c khi
thuc hien giao dich:Number, ownership proportion of shares
SCBFCA8956 at StandardChartered (Viet Nam) LLC
Trading account number with sharesmentioned above:
SCBFCA8956 tai nqan hang luu kyNgan Hang TNHH M(Jt Thanh VifJ/1Standard Chartered (Vi?t Nam)
4. Cac tai khoan giao dich c6 co phieuneu tai rnuc 3:
HPG3. Ma chl1ng khoan giao djch/ Securities code:
Moi quan h$ giQ>ato chuc thuc hiengiao dich voi ngU'oi nQibe: Giarn Doc Dieu HanhRelationship of organization executingtransaction with internal person: General Manager
se 1U'Q'ng,ty 1$co prueu rna ngU'di noi bO dang nam giO>(neu c6)/ Number, ownershipproportion of shares held by the internal (if any): Khong c6/No
Thanh Vien HQiDong Ouan Tri
BOD Member
Chuc Vl,J hien nay tai conq ty dai chunq:
Currently posittion in the public company:
Chuc Vl,J tal cong ty d<;lichunc tal nqay dang ky giao dich: Thanh Vien HQiDong Ouan
Tri
Posittion in the public company at the date of registration for the transactions: BOD
Member
Email:Fax: +84 8 3824 2597
Dan MachDia chi thU'ong tru/ Permanent address:
Di$n thoai lien h$/Tel: +84 8 3824 2601
2. Thong tin ve ngU'oi noi bQcua cong ty dai chunq la ngU'oi c6 lien quan cua to chuc thuchien giao dich (doi v&i truonq hop ngU'oi thuc hlen giao dich la ngU'oi c6 lien quan cuangU'oi nQi bQcua cong ty dc;iichung)/ Information about internal person of the publiccompany is related person of trading organization (in case trader is related person ofinternal person of the public company):
Ho va ten ngU'oi nQi bQ/Name of internal person: Hans Christian jacobsen
Quoc tich/ Nationality: Dan Mach
So CMND, HQchieu, The can cU'&c/ 10 card/Passport No.: 205422705
Website: www.penmpartners.com
Co dong
Shareholder
Email: [email protected]
Chuc Vl,J hien nay tal cong ty dai chUng:
Current position in the public company:
from 8 March 2017 to 14March2017
Transaction period:
10. Thai gian thuc hien giao dich:
8,500,000 shares, 1.01%
Khop lenh va/hoac
thea thuan
Matching order and/or put through
tu nqay 08 thanq 03 narn 2017 dE§nnqay 14 thanq 3 nam 2017
Mode of transaction:
8.500.000 co phieu, 1,01%
5,500, 000 shares, 0.65%
3,000,000 shares, 0.36%
5.500.000 co phieu5,500, 000 shares
5.500.000 co phieu, 0,65%
held before transaction:
6. se 1U'Q'ngco phieu dang ky mua:Number of shares registered to purchase:
7. s6 IUQ'ng.ty Ie co phiE§uda giao dich:Number, ownership proportion of sharespurchased:
8. se IUQ'ng.ty 1$co phieu narn giG>sau khi thuc hien giao dich:Number, ownership proportion of sharesafter the transaction:
9. Phuong thuc giao dich:
4
cA NHANITO CHLrC BAo cAolNGU'O'I DU'Q'C UY QUY~N CONG BO THONG TINNAME OF REPORTING ORGANIZA TlONIINDIVIDUAUPERSONSAUTHORIZED TO DISCLOSE INFORMATlON(Ky, ghi ra tio ten, cJ6ngd~u - nEWco)(Signature, full name and seal - in case of organization)
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