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IN THE SUPERIOR COURT FOR THE STATE OF ALASKA

THIRD JUDICIAL DISTRICT AT ANCHORAGE

ALASKA BUILDING, INC., an Alaska corporation,

Plaintiff,

VS .

716 WEST FOURTH A VENUE, LLC, KOONCE PFEFFER BETTIS,INC., d/b/a KPB ARCHITECTS, PFEFFER DEVELOPMENT, LLC, LEGISLATIVE AFFAIRS AGENCY, and CRITERION GENERAL, INC.,

Defendant.

) ) ) ) ) )

B--. ... .

JUN 5 20 15

) Case No.: 3AN-15-05969 Civil ) ) ) ) )

716 WEST FOURTH A VENUE, LLC'S INITIAL DISCLOSURES

Defendant , 716 West Fourth Avenue, LLC ("716") by and through counsel

Ashburn & Mason, P.C., hereby states the following as its initial disclosures pursuant to

Alaska Rule of Civil Procedure 26(a)(l).

The disclosures are based on Defendant's current understanding of the issues in

the case and the information currently available. Defendant is still in the process of

investigating this matter and reserves the right to supplement these disclosures.

A. FACTUAL BASIS FOR CLAIMS AND DEFENSES

The factual basis of defenses is set out in 716' s answer to the complaint.

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B. IDENTITY OF INDIVIDUALS LIKELY TO HAVE DISCOVERABLE INFORMATION

1. Alaska Building, Inc. c/o James B. Gottstein Law Offices of James B. Gottstein 406 G Street, Suite 206 Anchorage, AK 99 50 1 907-274-7686

Plaintiff in this matter.

2. 716 West Fourth Avenue, LLC c/o Jeffrey W. Robinson Ashburn & Mason, PC 1227 W. 9th Avenue, Suite 200 Anchorage, AK 99501 907-276-4331 Attorney-Client Privilege

Defendant in this matter. Individuals from 716 West Fourth Avenue, LLC who may have relevant information in this matter include but are not limited to: Robert B. Acree; Donald McClintock (Attorney-Client Privilege); Robert O'Neil; Mark Pfeffer.

3. Criterion General, Inc. c/o Mark P. Scheer Scheer & Zehnder, LLP 701 Pike Street, Suite 2200 Seattle, W A 9810 1 206-262-1200

Defendant in this matter. Individuals from Criterion General, Inc. who may have relevant information in this matter include but are not limited to:

• Mark Aden; Brad Anderson; Michael Banta; James Berry; Cody Botelho; John Bowie; Dustin Brashears; Kristopher Butler; Devin Clausen; Dave DeRoberts (President; signed the LIO project contract); Greg Dunaway; Jayson Duszynski ; Joshua Euteneier; Jeremiah Hemphill; David Hum, Jr.; Adam Jackson; Evan Jerman; Kyle Kennedy; Chris Lampton; Barry Lapp (Project Superintendent for LIO project); Steve Lebida; David Lind; Joshua Lind; John McBride; Tyler Mcintosh; Jeremy McKee; Scott Mercier; William Miller; Lance Moistner; Dustin Picton; Dane Prince; Shay Rosser; Jon Salgat; Chad Shannon; Kevin Shults; Rob Skaats; Dennis Smedley;

Defendant's Initial Disclosures of 13 Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN-1 5- 05969CI

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Antonio Smith; Dale Smith; Mike Smith; Tyler Smith; Mike Somahkawahhl; James Spain; David Thompson, Jr.; Reed Thwaites; Cory Toews; Howard Tresham; Terry Velarde; Robert Voss; Walter Warner; Travis Wilson; and Kendall Wilson, Project Engineer with knowledge of concerns raised by James Gottstein and responses by Criterion, Pfeffer Development, LLC, and 716 West Fourth Avenue, LLC.

4. Koonce Pfeffer Bettis, Inc. d/b/a KPB Architects c/o Daniel T. Quinn Richmond & Quinn 360 K Street, Suite 200 Anchorage, AK 99501 907-276-5727

Defendant in this matter. Individuals from Koonce Pfeffer Bettis, Inc. d/b/a KPB Architects who may have relevant information in this matter include but are not limited to: Jeffrey P. Koonce; Andrew J. Weiss.

5. Pfeffer Development, LLC c/o Cynthia L. Ducey Delaney Wiles, Inc. 1007 W. 3rd Avenue, Suite 400 Anchorage, AK 99501 907-279-3581 Attorney-Client Privilege

Defendant in this matter. Individuals from Pfeffer Development, LLC who may have relevant information in this matter include but are not limited to:

• Mark Pfeffer has knowledge of concerns raised by James Gottstein and responses by Criterion, Pfeffer Development, LLC, and 716 West Fourth Avenue, LLC.

• Robert O'Neill, project engineer/superintendent with knowledge of concerns raised by James Gottstein and responses by Criterion, Pfeffer Development, LLC, and 716 West Fourth Avenue, LLC.

• Amy Slinker, government relations assistant with knowledge of concerns raised by James Gottstein and responses by Criterion, Pfeffer Development, LLC, and 716 West Fourth Avenue, LLC.

Legislative Affairs Agency c/o Kevin Cuddy

Defendant's Initial Disclosures of 13 Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN- 15- 05969CI

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Stoel Rives, LLP 510 L Street, Suite 500 Anchorage, AK 99501 907-277-1900

Defendant in this matter. Individuals from Legislative Affairs Agency who may have relevant information in this matter include but are not limited to: Doug Gardner; Mike Hawker.

7. 3Form 2300 South 2300 West Salt Lake City, UT 84119 801-994-8180

8. Alaska Abatement Corporation 520 West 58th Avenue, Suite J Anchorage, AK 99518 907-563-0088

Individuals from Alaska Abatement Corporation who may have relevant information in this matter include but are not limited to: John Anderson; Wayne Schmidt.

9. Alas-Co General Construction Co., Inc. Ill East 80th Avenue Anchorage,AK 99518 907-522-2297

Individuals from Alas-Co General Construction Co., Inc. who may have relevant information in this matter include but are not limited to: Jeff Jensen.

10. Alaska Concrete Services, Inc. 2321 Cinnabar Loop Anchorage,AK 99507 907-345-2399

11 . Alaska Demolition, LLC 2817 Rampart Drive, Suite 101 Anchorage, AK 99501 907-274-3366

Individuals from Alaska Demolition, LLC who may have relevant information in this matter include but are not limited to: Mike Waddell.

12. Anchorage Sand & Gravel Company, Inc. 1040 O'Malley Road

Defendant's Initial Disclosures Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN-15- 05969CI

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Anchorage, AK 99515 907-348-6700

Individuals from Anchorage Sand & Gravel Company, Inc. who may have relevant information in this matter include but are not limited to: Kevin Norton.

13. Alaska Stairlift & Elevator, LLC 230 E. Potter Drive, Suite 5 Anchorage, AK. 99518 907-245-543 8

Individuals from Alaska Stairlift & Elevator, LLC who may have relevant information in this matter include but are not limited to: Melissa Davidson.

14. Andy Milner Company 1520 Shore Drive Anchorage, AK 99515 907-349-0906

Individuals from Andy Milner Company who may have relevant information in this matter include but are not limited to: John Swartz.

15. BBFM Engineers, Inc. 510 L Street, Suite 200 Anchorage, AK 99501 907-274-2236

Individuals from BBFM Engineers, Inc. who may have relevant information in this matter include but are not limited to: Dennis Berry, Structural Engineer; Forest Braun; Troy Feller; Scott Gruhn. Mr. Berry has knowledge of concerns raised by James Gottstein and responses by Criterion, Pfeffer Development, LLC, and 716 West Fourth Avenue, LLC.

16. Blower & Blower Window Cleaning P.O. Box 91864 Anchorage, AK. 99509-1864 907-903-5611

Individuals from Blower & Blower Window Cleaning who may have relevant information in this matter include but are not limited to: Tom Blower.

17. Bradshaw & Associates, Inc. 1205 E. 72"d Avenue Anchorage, AK 99 518 907-522-7205

Defendant' s Initia l Disclosures Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN-15- 05969Cl

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Individuals from Bradshaw & Associates, Inc. who may have relevant information in this matter include but are not limited to: Pat Brashier.

18. Carlile Transportation Systems, Inc. 1800 E. 1st A venue Anchorage, AK 99501 907-276-7797

Individuals from Carlile Transportation Systems, Inc. who may have relevant information in this matter include but are not limited to: Jessica Matich.

19. Chinook Fire Protection, Inc. 13651 Old Seward Highway J\nchorage,AK 99515 907-344-3473

Individuals from Chinook Fire Protection, Inc. who may have relevant information in this matter include but are not limited to: Jeffrey M. Wilcheck.

20. Commercial Contractors, Inc. 4920 Fairbanks Street Anchorage, AK 99503 907-563-1911

Individuals from Commercial Contractors, Inc. who may have relevant information in this matter include but are not limited to: Peter Morgan.

21. Denali Drilling, Inc. 8240 Petersburg Street J\nchorage, AK 99507 907-562-2312

Individuals from Denali Drilling, Inc. who may have relevant information in this matter include but are not limited to: Ron L. Pichler.

22. Dimond Fabricators 11400 Lang Street J\nchorage, AK 99515 907-348-6752

Individuals from Dimond Fabricators who may have relevant information in this matter include but are not limited to: Dane Smulick.

23. Door Systems of Alaska, Inc. 18727 Old Glenn Highway Chugiak, AK 99567

Defendant's Initial Disclosures Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN-15- 05969CI

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Individuals from Door Systems of Alaska, Inc. who may have relevant information in this matter include but are not limited to: John Slater.

24. EBSC Engineering, LLC 11301 Olive Lane Anchorage, AK 99 515 907-222-1085

Individuals from EBSC Engineering, LLC who may have relevant information in this matter include but are not limited to: Edward Hakala; Luke Mattson.

25. Edge Surveying 12501 Old Seward Highway, SuiteD Anchorage, AJC 99515 907-344-5990

Individuals from Edge Surveying who may have relevant information in this matter include but are not limited to: Tony Wilson.

26. Far North Acoustics, Inc. P.O. Box 111474 Anchorage, AK 99511-1474 907-344-5119

Individuals from Far North Acoustics, Inc. who may have relevant information in this matter include but are not limited to: Jon Andreasen.

27. Michael Fierro Reid Middleton 4300 B Street, Suite 302 Anchorage, AJC 99503 907-562-3439

Mr. Fierro is a non-retained expert; he has knowledge of concerns raised by James Gottstein and responses by Criterion, Pfeffer Development, LLC, and 716 West Fourth A venue, LLC.

28. General Mechanical, Inc . 9135 King Street Anchorage, AJ( 99515 907-522-5959

Individuals from General Mechanical, Inc. who may have relevant information in this matter include but are not limited to: David Stanfield. Defendant's Initial Disclosures of 13 Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN-15- 05969CI

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29. GMC Contracting, Inc. 3 51 E. International Airport Road Anchorage, AK 99518 907-561-4733

Individuals from GMC Contracting, Inc. who may have relevant information in this matter include but are not limited to: Frank Chandler.

3 0. Greenstreet General Contracting, LLC P.O. Box 1191 Palmer, AK 99645 907-745-6778

Individuals from Greenstreet General Contracting, LLC who may have relevant information in this matter include but are not limited to: Darrell Greenstreet; Donna Ballard.

31. Guardian Security Systems, Inc. 2600 Seward Highway Anchorage, AK 99503 907-274-5275

Individuals from Guardian Security Systems, Inc. who may have relevant information in this matter include but are not limited to: James Bryan.

32. Inline Steel Fabricators, Inc. P.O. Box 9396 Yakima, WA 98909 509-248-4554

Individuals from Inline Steel Fabricators, Inc. who may have relevant information in this matter include but are not limited to: Michael Com; J.J. Johnson; Matt Mayhak.

33. K-C Corporation, Inc. 2964 Commercial Drive Anchorage, AK 99501 907-258-2425

Individuals from K-C Corporation, Inc. who may have relevant information in this matter include but are not limited to: Byron Kohfield.

34. Legislative Information Office 716 W. 41

h Avenue, Suite 200 Anchorage, AK 99501 907-269-0111

Defendant's Initial Disclosures Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC JAN-15- 05969CI

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35. Northclad Rainscreen Solutions 11831 Beverly Park Road, Building C Everett, WA 98204 425-487-1111

Individuals from Northclad Rainscreen Solutions who may have relevant information in this matter include but are not limited to: Tina Hutchinson.

36. Northern Geotechnical Engineering, Inc. 11301 Olive Lane Anchorage, AK 99515 907-344-5934

Individuals from N orthem Geotechnical Engineering, Inc. who may have relevant information in this matter include but are not limited to: Shelley A. McCoy; Keith F. Mobley.

3 7. North Star Equipment Service 790 Ocean Dock Road Anchorage,AK 99501 907-263-0117

Individuals from North Star Equipment Service who may have relevant information in this matter include but are not limited to: Steve Poste.

38. Otis Elevator Company 619 E. Ship Creek Avenue, Suite 301 Anchorage, AK 99501 907-278-4575

Individuals from Otis Elevator Company who may have relevant information in this matter include but are not limited to: Michael V. Liebing.

39. Quinn's Decorative Concrete 12450 W. Melanie Avenue Wasilla, AK 99654 907-360-5394

Individuals from Quinn's Decorative Concrete who may have relevant information in this matter include but are not limited to: Rick Quinn.

40. Redi Electric, LLC 615 1 A Street Anchorage, AK 99518

Defendant's Initial Disclosures Alaska Building, Inc. vs. 7 I 65 West Fourth Avenue, LLC 3AN-15- 05969CI

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Individuals from Redi Electric, LLC who may have relevant information in this matter include but are not limited to: Larry Rhymer.

41 . Pat Reilly Rain Proof Roofing, Inc. 2201 E. 84th Court Anchorage, AK 99507 907-344-2297

Mr. Reilly has knowledge of concerns raised by James Gottstein and responses by Criterion, Pfeffer Development, LLC, and 716 West Fourth Avenue, LLC.

42. Rep Tile 800 High View Drive Anchorage, AK 99515 907-345-3843

Individuals from Rep Tile who may have relevant information in this matter include but are not limited to: Lawrence Wissing.

43. Smith Masonry P.O. Box 670809 Chugiak, AK 99567 907-688-2002

Individuals from Smith Masonry who may have relevant information in this matter include but are not limited to: Jerry Smith.

44. Spenard Builders Supply P.O. Box 99060 Anchorage, AK 99509-9060 907-261-9284

Individuals from Spenard Builders Supply who may have relevant information in this matter include but are not limited to: Chuck Savoini.

45 . Star Seismic, LLC 6300 North Sagewood Drive, Suite H #511 Park City, UT 84098 435-940-9222

Individuals from Star Seismic, LLC who may have relevant information in this matter include but are not limited to: Rob Burby.

Defendant's Initial Disclosures of 13 Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN- 15- 05969CI

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46. Statewide Door & Glass 221 E. Ship Creek Avenue Anchorage, AK 99501 907-562-2074

Individuals from Sttewide Door & Glass who may have relevant information in this matter include but are not limited to: Michael Hammer.

4 7. Summit Anchor Company 4507 Metropolitan Court Fredrick, MD 21704 301-874-4941

Individuals from Summit Anchor Company who may have relevant information in this matter include but are not limited to: Jim Giuffreda.

48. Wallcovering Plus, Inc. 9138 Arion Street, Suite A3-267 Anchorage,AJ( 99507 907-346-2642

Individuals from Wallcovering Plus, Inc. who may have relevant information in this matter include but are not limited to: Robbie Muir.

49. Whalen Construction, Inc. P.O. Box 112156 Anchorage, AJ( 99511-2156 907-360-3261

Individuals from Whalen Construction, Inc. who may have relevant information in this matter include but are not limited to: Patrick Whalen.

C. IDENTITY OF INDIVIDUALS WHO HAVE MADE WRITTEN OR RECORDED STATEMENTS

Defendant 716 is unaware of written or recorded statements.

D. RELEVANT DOCUMENTS

In addition to documents that are publicly recorded or in Defendant's possession,

Defendant believes the documents disclosed herewith may be relevant. Because

Defendant's Initial Disclosures Page II of 13 Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN-15- 05969CI

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discovery is ongomg, Defendant will supplement these disclosures with

additional information if it becomes available.

E. PHOTOGRAPHS, DIAGRAMS OR VIDEOTAPES

Photos of the LIO Project are included at Bates Stamp 716-000116-716-000263

Plaintiff has made a video of the alleged condition of the building pre-

construction. He is in possession of the video.

F. INSURANCE AGREEMENT

Insurance Documents are included at Bates Stamp 716-000001-7 16-000115.

G. DAMAGES

Defendant 716 reserves the right to claim damages as litigation proceeds. It will

seek to recover any costs and attorney's fees expended in defending this lawsuit.

H. IDENTITY OF POTENTIALLY RESPONSIBLE PERSONS

See Affirmative Defenses. It is too early in the discovery process to identify all

potentially responsible persons at this time. Discovery is ongoing and information will

be supplemented as it becomes available.

DATED: ~ \,\\1

Defendant's Initial Disclosures

ASHBURN & MASON, P.C. Attorneys for Defendant, 716 West Fourth Avenue, LLC

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By:_-+-_rv_l_' ___ _ ___ _ _ _ J ffrey W. Robinson Alaska Bar No. 0805038

of 13 Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN-1 5- 05969CI

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CERTIFICATE OF SERVICE I certify that a copy of the foregoi~&- was served D electronically D messenger D facsimile ~U.S. Mail on the ~day of June 2015, on:

James B. Gottstein Law Offices of James B. Gottstein 406 G Street, Suite 206 Anchorage, Alaska 99501

Mark P. Scheer Scheer & Zehnder LLP 701 Pike Street, Suite 2200 Seattle, W A 98101

Kevin Cuddy Stoel Rives, LLP 510 L Street, Suite 500 Anchorage, Alaska 99501

Cynthia L. Ducey Delaney Wilson, Inc. 1007 W. 3rd Avenue, Ste. 400 Anchorage, Alaska 99501

Daniel T. Quinn Richmond & Quinn 360 K Street, Suite 200 Anchorage, AK 99501 ASHBURN & MASON

By: ~~~ Heidi Wyckoff

Defendant's Initial Disclosures Alaska Building, Inc. vs. 7165 West Fourth Avenue, LLC 3AN-I 5- 05969Cl

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