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Aviation 4.0 More Safety through Automation and Digitization? How new technological developments may help. ASDA 2016-11-10/11 Peter Waldinger 1 ASDA Association for the Scientific Development of ATM in Europe Series of Research Tournaments 2016 Technical University of Delft 10./11. November 2016

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Page 1: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation 4.0

More Safety through

Automation and Digitization?

How new technological developments may help.

ASDA 2016-11-10/11

Peter Waldinger 1

ASDA – Association for the Scientific Development of ATM in Europe

Series of Research Tournaments 2016

Technical University of Delft

10./11. November 2016

Page 2: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Table of Content

Peter Waldinger ASDA

2016-11-10/11

1. Aviation 4.0 – Attempt of Definition

2. Human Beings vs. Computers – Rate of Mistakes / Errors per „Action“

3. Aviation Accidents and Incidents – what we can learn from it?

4. What are Doing other Modes of Transport and other Industries?

5. Building Blocks available from Aviation 1.0, 2.0, 3.0

6. Aviation 4.0 Research Agenda - ATM R&D needs and goals

7. Aviation 4.0 – Vision or Utopia?

2

Page 3: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation 4.0 – Attempt of Definition (following some ideas of Industry 4.0)

Peter Waldinger ASDA

2016-11-10/11 3

Stage of Aviation Development

Characteristics Characteristics of Signal

Processing

Main challenges

Aviation 1.0: VFR Airspace Visual signals How to build and fly an aircraft?

Aviation 2.0: IFR Frequency Space

Technical analoge signals

How to fly an aircraft under adverse met-conditions? How to control multiple aircraft flying in dense traffic in same airspace?

Aviation 3.0: Assistance Systems; Safety Nets

Data Space (Digitization; Informatization)

Digital data processing; Digital data communication

To support the people with aggregated, visualized, under-standable information to make informed decisions; SWIM; CDM

Aviation 4.0: AFR RPAS / OPAS Decentralized decisions by systems

CyberSpace (Automation; Artificial Intelligence – AI; IoT; Big Data; BA)

Cyber-Physical Systems

Cyber-physical systems to assist humans physically strenuous, unpleasant or dangerous work. Cyber-physical systems to take decisions and to complete tasks autonomously. AFR: „Automatic / Autonomous Flight Rules“

IoT: „Internet of Things“

Page 4: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Digitization is more than Automation

Peter Waldinger ASDA

2016-11-10/11 4

Automation means to run well defined processes automatically / autonomously.

Digitization allows for new features / capabilities, which are not available / feasible in the analog world.

Artificial Intelligence (AI) An ideal "intelligent" machine is a flexible rational agent that perceives its environment and takes actions that maximize its chance of success at some goal. [Wikipedia]

Business analytics (BA) focuses on developing new insights and understanding of business performance based on data and statistical methods. [Wikipedia]

Page 5: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Key Performance Areas (KPAs) in Aviation

Peter Waldinger ASDA

2016-11-10/11 5

1. Safety

2. Security

3. Capacity, Regularity, Predictability, Punctuality

4. Efficiency

Cost-Efficiency

Flight-Efficiency

5. Environmental Sustainability

Gaseous Emmisions (CO2; others)

Sound Pressure (Noise) Aviation 4.0 has the potential to help to improve in all areas;

however, in my „impulse“ presentation the focus is on „safety“. Other use cases / ideas will be presented by Rosa Arnaldo Valdès.

Page 6: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Human Beings vs. Computers Mistakes / Errors per Action

Peter Waldinger ASDA

2016-11-10/11 6

Rough Orders of Magnitude

• Human Beings: +/- 10-3

(one error per thousand „actions“)

• Computers: < 10-6

(better than one error per million „actions“)

Aviation 4.0 has the potential to significantly reduce the risk of fatalities resulting from human „errors“!

SES has set the target to enhance safety in aviation by a factor of 10 (2005 2020)

Target Levels of Safety 10 -8 to 10-9

Page 7: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation Accidents and Incidents … and what to learn from it

Peter Waldinger ASDA

2016-11-10/11 7

Examples:

Überlingen: DHL-Flight 611 und Bashkirian-Airlines-Flight 2937

German Wings Flight 4U 9525

Air France Flight AF 447

Malaysian Flight MH 370

September, 11th

Air crew incapacitated, e. g. contaminated air in cockpit

Each of the above examples is representative of a particular category of incidents / accidents

Page 8: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation Accidents and Incidents Überlingen: DHL-Flight 611 und Bashkirian-Airlines-Flight 2937

Peter Waldinger ASDA

2016-11-10/11 8

Page 9: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation Accidents and Incidents Überlingen: DHL-Flight 611 und Bashkirian-Airlines-Flight 2937

Peter Waldinger ASDA

2016-11-10/11 9

TCAS RAs were correctly generated. If both crews would have acted accordingly (following the „rules“), they would

have avoided the accident. Why the aircraft is not following the RA autonomously?

Page 10: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Peter Waldinger ASDA

2016-11-10/11 10

Aviation Accidents and Incidents German Wings Flight 4U 9525

Page 11: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation Accidents and Incidents German Wings Flight 4U 9525

Peter Waldinger ASDA

2016-11-10/11 11

The Enhanced Ground Proximity Warning System generated at 10:40 the necessary warnings: „Terrain!“ and „Pull Up!“ as well as a visual warning. At 10:41 Uhr the aircraft hit the ground at an altitude of 1,550 m in the Provencal Alps. [Wikipedia]

The „warnings“ were generated correctly. Why the aircraft not to follow the warnings autonomously

(in case the crew is not taking appropriate action in due time)?

Page 12: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation Accidents and Incidents Air France Flight AF 447

Peter Waldinger ASDA

2016-11-10/11 12

Page 13: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Peter Waldinger ASDA

2016-11-10/11 13

“Due to the different measured speed values, the autopilot was deactivated by the on-board computer and the control computers switched to "Alternate Law", which means that certain parameters were no longer monitored by the electronics”

"Although the loss of the speed data has been ascertained and announced, neither of the two co-pilots had applied the “unreliable-airspeed procedure”.

“The pilot-in-control pulled back on the stick, thus increasing the angle of attack and causing the aircraft to climb rapidly”.

“The pilots apparently did not notice that the aircraft had reached its maximum permissible altitude. “

“The pilots did not read out the available data (vertical velocity, altitude, etc.). The stall warning sounded continuously for 54 seconds. The pilots did not comment on the stall warnings and apparently did not realize that the aircraft was stalled”.

[Wikipedia]

Aviation Accidents and Incidents Air France Flight AF 447

Page 14: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation Accidents and Incidents Malaysian Flight MH 370

Peter Waldinger

ASDA 2016-11-10/11 14

Flight MH 370

left the „filed / cleared“ flight

path.

No radar picture, no

communication with ATC.

All criteria of a

„Renegade“ situation

were met. Could an Aviation 4.0 FMS prevent from deviating from the filed flight plan in that massive way (without having activated a feasible „alternate“ routing)?

Page 15: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation Accidents and Incidents September, 11th

Peter Waldinger ASDA

2016-11-10/11 15

Could an Aviation 4.0 FMS prevent from flying into

a no-fly-zone (NFZ)?

restricted area?

Page 16: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation Accidents and Incidents Flight Crew Incapacitated, e. g. Air Contamination in the Cockpit

Peter Waldinger ASDA

2016-11-10/11 16

• The airline industry is facing an ongoing serious health and flight safety problem whereby: Engine oils and hydraulic fluid sometimes contaminate the air supply;

• Contaminated air is known to have impaired crew performance and on occasion incapacitated pilots and flight attendants;

• This unacceptable situation has been ongoing for over forty years.

• Severe impact of contaminated air on a crew’s ability to fly the aircraft. [http://www.theairlinepilots.com/forumarchive/aeromedical/flightsafetyandcontaminatedair.php]

Should Aviation 4.0 have a „dead man's button“? Should this device activate – in case of a case – an „alternate“

(emergency) routing to be flown autonomously? e. g.: Project „Emergency Safe Return (eSafe)“

[http://www.aviotech.de/da42-autoland.html]

Page 17: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Safety Goals of SES

Peter Waldinger ASDA

2016-11-10/11 17

Enhance aviation safety by a factor 10!

Thesis: Aviation 4.0,

using the potential of automatic / autonomous flying,

in pre-defined situations,

in a rule based way,

could tremendously help to overcome today‘s safety / security gaps.

Page 18: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

What are Doing other Modes of Transport and other Industries ?

Peter Waldinger ASDA

2016-11-10/11 18

• Driverless railways - e. g. Metro in Nürnberg

• Deutsche Bahn works on trains without a driver. "I am counting

on the fact that in 2021, 2022 or 2023 we will be so far that we can run fully automated in parts of our network," said the chairman of the Deutsche Bahn, Rüdiger Grube. [Zeit Online. 9.6.2016]

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What are Doing other Modes of Transport and other Industries ?

Peter Waldinger ASDA

2016-11-10/11 19

• Autonomous driving cars Elon Musk, head of the electric car manufacturer Tesla, wants

to cross the USA next year in an autonomous driving car.

Page 20: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

What are Doing other Modes of Transport and other Industries ?

Peter Waldinger ASDA

2016-11-10/11 20

• Driverless Railways

• Autonomous driving cars

• Industry 4.0

or the fourth industrial revolution, is the current trend of automation and data exchange in manufacturing technologies. It includes cyber-physical systems, the Internet of things and cloud computing [wikipedia]

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Building Blocks available from Aviation 1.0, 2.0, 3.0

Peter Waldinger ASDA

2016-11-10/11 21

Autopilots

AutoLand Systems

TCAS/ACAS <–> STCA, MTCD

GPWS <-> MSAW

4-D Trajectory (gate - to - gate)

Flight (Mission) Management Systems

Electronic Flight Bags

Drones / RPAS / OPAS – These Systems fly a predifined (alternate) route autonomously to its end in case the (remote) pilot is disabled (dis-connected)

….

Page 22: Aviation 4.0 More Safety through Automation and ...¤sentation...Aviation 4.0 – Vision or Utopia? 2 . ... IoT; Big Data; BA) Cyber-Physical Systems Cyber-physical systems to assist

Aviation 4.0 Research Agenda

Peter Waldinger ASDA

2016-11-10/11 22

Focussed R&D work is needed to get it done: • Rules?

• What can we learn in ATM from developments in other technological areas, e. g. Industry 4.0?

• Most promising use cases? Safety and other areas.

• Pre-definition of situations, where automatic / autonomous flying to be „activated“? And to be de-activated after the situation has improved.

• Which „sensor“ signals / data inputs are needed to determine, whether an in - flight situation is out of an acceptable „envelope“?

• Cyber-physical safety net, covering multiple risk areas?

• Model – theoretical basis for new applications?

• Safety analysis for Aviation 4.0 applications

• Regulatory issues? Liability?

• …

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Aviation 4.0 - Vision or Utopia?

Peter Waldinger ASDA

2016-11-10/11 23

"Tell me the past, and I shall know the future. “

[Konfuzius]

We have quite some lessons learned from accidents and incidents in aviation!

„Future needs Heritage“

[Odo Marquard]

We have more than 100 years of experience in aviation!

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Aviation 4.0 - Vision or Utopia?

Peter Waldinger ASDA

2016-11-10/11 24

• A lot of puzzle stones needed are already available and in operational use or under development.

• Developments and experiences from other domains can be taken on board.

• Missing links are topics for a future research agenda – however, no unsolvable issues identified so far.

• One hand, engineering and operational skills and experience are needed – on the other hand, skills and experience in (social) change management not negligible.

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A 380 – AutoLanding in Frankfurt

The End

25 09.02.2011 Peter Waldinger

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Experts on the Podium

Profesora Dra. Rosa Arnaldo Valdès

TU Madrid, Department of Aerospace Systems, Air Transport and Airports; Safety expert. President of the Spanish Civil Aircraft Accident Investigation Authority (CIAIAC).

Dipl.-Ing. Dirk Menne

Operations Manager DB Regio AG; Head of Operational Rules, Regulations, and Qualification; DB Safety Director.

Peter Waldinger ASDA

2016-11-10/11 26