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Assessment of Peripheral Microcirculation using Magnetic Resonance Imaging by Hou-Jen Howard Chen A thesis submitted in conformity with the requirements for the degree of Doctor of Philosophy Graduate Department of Medical Biophysics University of Toronto © Copyright by Hou-Jen Chen 2018

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Page 1: Assessment of Peripheral Microcirculation using Magnetic Resonance Imaging … · Resonance Imaging Hou-Jen Chen Doctor of Philosophy Graduate Department of Medical Biophysics University

Assessment of Peripheral Microcirculation using Magnetic Resonance Imaging

by

Hou-Jen Howard Chen

A thesis submitted in conformity with the requirements for the degree of Doctor of Philosophy

Graduate Department of Medical Biophysics University of Toronto

© Copyright by Hou-Jen Chen 2018

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Assessment of Peripheral Microcirculation using Magnetic

Resonance Imaging

Hou-Jen Chen

Doctor of Philosophy

Graduate Department of Medical Biophysics University of Toronto

2018

Abstract

This thesis describes the development of a new measurement and analysis tool to assess the

microcirculation in limb ischemia. Peripheral arterial disease (PAD) is diagnosed by reduced bulk

blood flow and blood pressures in the legs. Patients with severe limb ischemia have limited

walking ability and may experience rest pain or foot ulceration. PAD can be treated with

revascularization for their large-vessel diseases. However, some patients respond poorly to

revascularization. It is hypothesized that the microvascular disease component of limb ischemia

may contribute to the differential outcome of revascularization. Therefore, this project is motivated

to probe peripheral microvascular perfusion and to investigate the related vascular physiology and

clinical indications of limb ischemia. A magnetic resonance imaging-based technique, called

arterial spin labeling (ASL), was developed to characterize the dynamic perfusion response to brief

periods of flow interruption. In a group of healthy subjects, the technique captured the changes of

calf muscle reactive hyperemia with respect to the different durations of flow interruption,

reflecting the microvascular function in regulating perfusion for different amounts of metabolic

stresses. In addition, the technique also captured the differences between patients with PAD and

healthy subjects in the dynamic characteristics of reactive hyperemic responses. Next, a

quantitative physiological model, incorporating the influences of arterial stenoses and

microvascular dysfunction, was established to facilitate the physiological interpretation of ASL

reactive hyperemia. Model-derived perfusion indices were compared between subject groups.

Patients were found to have higher arterial resistance and lower microvascular sensitivity to

hypoxia than the healthy subject group. Finally, the perfusion measures were compared with

symptom severity and functional outcome 6-month following successful endovascular

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revascularization in a cohort of patients. Measures of arterial resistance were related to the

manifested severity, whereas the microvascular sensitivity index appeared to differentiate

prognosis following revascularization. Overall, this thesis improved the ASL method to assess

peripheral muscle perfusion and demonstrated the clinical relevance of perfusion measures to

symptom severity and revascularization outcome of PAD for the first time. A future study with a

larger patient population and longer follow-up period will be required to confirm the current

findings.

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Acknowledgments

My doctoral work was performed under the supervision of Dr. Graham Wright. I would like to

thank him for providing me the opportunity and guiding me through this long journey. His wise

words, dedication to work, and tireless effort in mentoring students are an inspiration. I am also

grateful for his persistent friendliness and positivity.

I would like to thank my supervisory committee members, Drs. David Goertz and Bojana

Stefanovic, for their insights and encouragements. I believe my project and myself have benefited

greatly from their advice.

There were lab members and peers who helped me in my project. I thank Venkat and Dr. Garry

Liu for helping me on the MRI sequences. I thank Robert, Greg, Li, Adrienne, Philippa, Trisha,

and Siavash for keeping things interesting around the lab. Also, I am grateful for their participation

in my volunteer study, along with Hirad, Justin, and Omodele, to make things happen. I would

also like to thank Trisha and Mary for recruiting patients in my clinical study.

I would like to thank my parents and my wife Liz for their love and support during these years.

Most of all, I thank Liz for keeping my life outside of work filled with friendship, entertainment,

and adventure.

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List of Contributions

Journal papers

1. Chen HJ, Wright GA, “A Physiological Model for Interpretation of Arterial Spin Labeling

Reactive Hyperemia of Calf Muscles.” PLoS ONE, 2017.

2. Chen HJ, Roy TL, Wright GA, “Perfusion Measures for Symptom Severity and Differential

Outcome of Revascularization in Limb Ischemia — Preliminary Results With Arterial Spin

Labeling Reactive Hyperemia.” Journal of Magnetic Resonance Imaging, 2017.

3. Chen HJ, Wright GA, “Investigating discrepancies in arterial spin labeling to improve

characterization of calf muscle perfusion.” NMR in Biomedicine, 2017 (In review).

Conference presentations

1. Chen HJ, Roy TL, Wright GA, “Calf reactive hyperemia indicates severity and predicts

functional outcome of limb ischemia: a pilot study using arterial spin labeling and model-

based analysis.” Society for Magnetic Resonance Angiography 2017, Stellenbosch, South

Africa

2. Chen HJ, Wright GA, “A physiological model for arterial spin labeling reactive hyperemia

in calf muscles: assessing microvascular dysfunction in the presence of arterial stenoses.”

Society for Magnetic Resonance Angiography 2016, Chicago, USA

3. Chen HJ, Wright GA, “Physiological model for the interpretation of ASL-measured

reactive hyperemia in leg muscles.” ISMRM Workshop on Non-Contrast Cardiovascular

MRI 2015, Long Beach, CA, USA

4. Chen HJ, Wright GA, “Protocol optimization and physiological specificity of ASL-

measured reactive hyperemia in skeletal muscle.” The Society of Cardiovascular Magnetic

Resonance 2014, New Orleans, USA

5. Chen HJ, Wright GA, “Investigation of physiological parameters for pulsed arterial spin

labeling in calf muscles.” ISMRM 2012, Melbourne, Australia.

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Table of Contents

Acknowledgments .................................................................................................................... iv

List of Contributions ..................................................................................................................v

Table of Contents ..................................................................................................................... vi

List of Tables ........................................................................................................................... ix

List of Figures ............................................................................................................................x

List of Abbreviations .............................................................................................................. xii

Chapter 1 ....................................................................................................................................1

Introduction ...........................................................................................................................1

1.1 Peripheral Arterial Disease ............................................................................................1

1.1.1 Diagnosis............................................................................................................2

1.1.2 Peripheral revascularization and outcome .........................................................4

1.1.3 Motivation to assess the microcirculation ..........................................................5

1.2 Microvascular disease and assessment ..........................................................................5

1.2.1 The form of microvascular disease ....................................................................6

1.2.2 Structure and function of the microcirculation ..................................................6

1.2.3 Assessment of microvascular dysfunction .........................................................9

1.2.4 Noninvasive measurement of peripheral microcirculation ..............................11

1.3 MRI for peripheral microvascular assessment .............................................................12

1.3.1 MRI physics .....................................................................................................12

1.3.2 Arterial spin labeling ........................................................................................13

1.3.3 DCE and BOLD imaging .................................................................................14

1.4 Thesis overview ...........................................................................................................15

Chapter 2 ..................................................................................................................................17

ASL reactive hyperemia in calf muscles .............................................................................17

2.1 Background ..................................................................................................................17

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2.1.1 Technical considerations in ASL .....................................................................18

2.1.2 Physiological influences on perfusion characteristics .....................................20

2.2 General methods ..........................................................................................................21

2.3 Technical experiments of peripheral ASL ...................................................................23

2.3.1 Background artifact ..........................................................................................23

2.3.2 Tibial blood velocity ........................................................................................26

2.3.3 Simulation of pseudo-continuous labeling .......................................................27

2.4 Physiological influences on perfusion characteristics .................................................29

2.5 Discussion ....................................................................................................................34

2.5.1 Technical experiments of peripheral ASL .......................................................34

2.5.2 Characteristics of ASL reactive hyperemia .....................................................36

2.6 Conclusion ...................................................................................................................38

Chapter 3 ..................................................................................................................................39

Model-based interpretation of reactive hyperemia .............................................................39

3.1 Background ..................................................................................................................39

3.2 The model ....................................................................................................................40

3.2.1 The lumped parameters ....................................................................................42

3.2.2 Microvascular regulation .................................................................................44

3.2.3 Model behavior ................................................................................................47

3.3 Methods........................................................................................................................49

3.4 Results ..........................................................................................................................51

3.5 Discussion ....................................................................................................................54

3.5.1 Establishment of the model ..............................................................................54

3.5.2 Major findings ..................................................................................................56

3.6 Conclusion ...................................................................................................................59

Appendix .............................................................................................................................60

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A. The flow equations of the system ....................................................................60

B. Modeling the regulatory influences .................................................................61

C. Definition of microvascular regulatory parameters .........................................63

Chapter 4 ..................................................................................................................................65

Perfusion in different status of limb ischemia ....................................................................65

4.1 Introduction ..................................................................................................................65

4.2 Methods........................................................................................................................67

4.3 Results ..........................................................................................................................70

4.4 Discussion ....................................................................................................................78

4.5 Conclusion ...................................................................................................................80

Chapter 5 ..................................................................................................................................83

Summary and future work ...................................................................................................83

5.1 Summary ......................................................................................................................83

5.2 Experimental improvement ..........................................................................................85

5.3 Future directions: variations of ASL for different applications ...................................85

5.3.1 Vascular territory mapping ..............................................................................86

5.3.2 Multislice peripheral perfusion ........................................................................86

5.4 Future directions: clinical studies ................................................................................87

5.4.1 Validation of microvascular disease with invasive measurement ...................87

5.4.2 The influence of diabetes on PAD ...................................................................88

5.4.3 Evaluation of therapeutic effect .......................................................................88

5.5 Final words...................................................................................................................90

References ................................................................................................................................91

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List of Tables

Table 2.1: Reactive hyperemia in soleus muscle measured in previous ASL studies. ................. 18

Table 2.2: Comparing subtraction schemes. ................................................................................. 26

Table 2.3: Tibial blood velocity throughout the ischemia-reperfusion paradigm (n=4). .............. 26

Table 2.4: Characteristics of reactive hyperemia induced by different durations of ischemia. .... 32

Table 2.5: Intrasession repeatability of 2-min ischemia. .............................................................. 32

Table 3.1: Constant parameters of the model. .............................................................................. 42

Table 4.1: Demographics of the participants. ............................................................................... 70

Table 4.2: Comparison of measurement indices between outcome groups .................................. 77

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List of Figures

Figure 1.1: The diagnostic measurements in the vascular lab report. ............................................. 3

Figure 1.2: Pressure distribution and arteriole structure. ................................................................ 7

Figure 1.3: Biomechanical components of vessel wall tension. ..................................................... 8

Figure 1.4: Skeletal muscle hyperemia. ........................................................................................ 10

Figure 2.1: Illustration of ASL reactive hyperemia induced by 2 minutes of flow interruption. . 17

Figure 2.2: The configuration and difference signal in continuous and pulsed labeling. ............. 19

Figure 2.3: Slice prescription and determination of region-of-interest in pCASL experiments. .. 23

Figure 2.4: Sanity check of pCASL in a healthy subject. ............................................................. 25

Figure 2.5: Bloch simulation of velocity-driven adiabatic inversion. .......................................... 28

Figure 2.6: Reactive hyperemia induced by various durations of ischemia ................................. 31

Figure 2.7: Comparison of reactive hyperemia between healthy subjects and patients. .............. 33

Figure 3.1: The flow circuit of calf circulation. ............................................................................ 41

Figure 3.2: Ischemic responses of the tissue and arterioles. ......................................................... 48

Figure 3.3: The effects of ischemic duration, arterial stenosis, and microvascular dysfunction on

reactive hyperemia. ....................................................................................................................... 49

Figure 3.4: Fitting the responses of a healthy subject with the model. ......................................... 52

Figure 3.5: Fitting of patients’ responses to 2-min cuffing. ......................................................... 53

Figure 3.6: Characteristics of reactive hyperemia induced by 2-min cuffing. .............................. 54

Figure 4.1: An illustration of physiological influences on the shape of reactive hyperemia ........ 66

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Figure 4.2: An illustration of the acquisition and model-based characterization of ASL reactive

hyperemia. ..................................................................................................................................... 69

Figure 4.3: A diagram of patient participation. ............................................................................. 71

Figure 4.4: Bilateral comparison. .................................................................................................. 73

Figure 4.5: Perfusion characteristics and averaged waveforms for different severities. .............. 74

Figure 4.6: Individual reactive hyperemia before and after revascularization. ............................ 75

Figure 4.7: A scatter plot of perfusion indices in the two outcome groups. ................................. 76

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List of Abbreviations

ABI Ankle-brachial index

AFP Adiabatic fast passage

AMP Adenosine monophosphate

ANOVA Analysis of variance

ASL Arterial spin labeling

ATP Adenosine triphosphate

BOLD Blood oxygenation level-dependent

CAD Coronary artery disease

CFR Coronary flow reserve

CLI Critical limb ischemia

CV Coefficient of variation

DCE Dynamic contrast-enhanced

EPI Echo-planer imaging

FAIR Flow-sensitive alternating inversion recovery

FFR Fractional flow reserve

FMD Flow-mediated dilatation

HFV Hyperemic flow volume

ICC Intraclass correlation coefficient

IMR Index of microvascular resistance

LDF Laser Doppler flowmetry

MRI Magnetic resonance imaging

Mz Longitudinal magnetization

NO Nitric oxide

PAD Peripheral arterial disease

pCASL Pseudo-continuous ASL

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PET Positron emission tomography

PLD Post-labeling delay in ASL

PTA Percutaneous transluminal angioplasty

Q2TIPS QUIPSS II with Thin-slice TI1 Periodic Saturation

QUIPSS Quantitative Imaging of Perfusion Using a Single Subtraction

RBC Red blood cells

RF Radio frequency

ROI Region of interest

SD Standard deviation

SNR Signal-to-noise ratio

SSFP Steady-state free precession

T1 Longitudinal relaxation time, related to spin-lattice relaxation

T1B Blood T1

T2 Transverse relaxation time, related to spin-spin relaxation

T2B Blood T2

T2* Apparent transverse relaxation time due to the effect of local field inhomogeneity

TcPO2 Transcutaneous oxygen tension

TE Echo time

TI1 Inversion time in the Q2TIPS scheme

TR Repetition time

TTP Time-to-peak of reactive hyperemic response

TTR Time-to-recovery of reactive hyperemic response

VENC Velocity encoding in phase contrast MRI

VOP Venous occlusion plethysmography

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Chapter 1

Introduction Limb ischemia refers to the situation where the oxygen demand of the leg muscles is not met by

the supply due to reduced blood flow. Limb ischemia is usually caused by progressive narrowing

of the major arteries of the leg, called peripheral arterial disease (PAD). Patients with mild to

moderate disease usually present with leg pain during or after exercise, a symptom called

intermittent claudication. Severe PAD can cause symptoms of critical limb ischemia (CLI),

including rest pain, ulcers, and gangrene. CLI can lead to leg amputation if not treated successfully.

Limb salvage remains challenging in patients with CLI. Although the occlusive large-vessel

disease component can be assessed and treated clinically, little is known about the microcirculatory

changes in limb ischemia.

This thesis deals with the assessment of the microcirculation in patients with known PAD.

Magnetic resonance imaging (MRI) allows direct measurement of dynamic perfusion in the leg

muscles; therefore, this thesis presents a new MRI-based technique to characterize perfusion in

patients with different disease status, providing a better understanding of the role of the

microcirculation in the overall pathophysiology of limb ischemia. Chapter 1 discusses the context

in which perfusion MRI can be applied and motivates the bodies of work in Chapter 2, 3 and 4.

Chapter 5 discusses the proposed future directions for peripheral microvascular assessment with

MRI.

1.1 Peripheral Arterial Disease

It is estimated that PAD exists in 3 to 10% of the entire population, increasing to 15 to 20% in

those over 70 years [1]. In Canada, PAD affects approximately 800,000 people [2]. In these

patients, arterial narrowing (called stenosis) and occlusions are the main focus for diagnosis and

treatment.

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1.1.1 Diagnosis

The standard method to detect PAD is to measure the ankle-brachial index (ABI) and blood

velocity of the leg arteries. The key measurements in the vascular laboratory exam report of a

patient is shown in Figure 1.1. ABI is the ratio of brachial artery blood pressure to the tibial artery

blood pressure at the ankle, reflecting the pressure gradient of bulk arterial flow. An ABI less than

0.9 is defined as PAD and less than 0.5 is deemed severe. Normal individuals should have an ABI

ranging between 0.9 and 1.2.�Blood pressure measurement involves vessel compression with an

air-inflated cuff placed around the limb, followed by blood flow detection with ultrasound during

a gradual deflation of the air cuff. Incompressible arteries can occur in patients with significant

arterial calcification, often seen in patients with comorbidity of diabetes, resulting in ABI above

1.2.

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Figure 1.1: The diagnostic measurements in the vascular lab report. The image was adapted from a subject in the

patient cohort.

To identify the location and assess the impact of the arterial blockages, the peak systolic blood

velocity and velocity waveform along the arteries of the leg are measured with duplex ultrasound.

The blood velocity in the leg arteries is pulsatile and triphasic. Taking the femoral artery for

example, the peak velocity is 40 cm/s and the mean velocity over a pulse is 10 cm/s [3]. Triphasic

flow means that for each cardiac cycle there is forward flow with a clear systolic peak, followed

by a reverse (retrograde) phase and then a much smaller forward flow. Abnormal blood velocity

patterns include high blood velocity through stenotic segments, turbulent flow, and monophasic

Preliminary Scan

Exercise related limb pain

New Outpatient

J. Hardaker, RVTM. Bennett, MD

R. Maggisano, MD, FRCS(C), FACS

Aug 31, 2015 2:27 PMReason for Study:

Primary Indication:

Admission Status:

Technologist:Interpreting Physician:

Referring Physicians:

Study Date:

Gender:Date of Birth: May 05, 1934

Female

Patient Name: Whitty, Bernie

Hypertension MedsHyperlipidemia MedsAnticoagulation Warfarin; A-fib.

HISTORYMI ~ 2001CVA - June /15 affecting right hand and speechHx Pain in right calf with walking ~ 5 min.; rests 4 min.

RESULTSVelocity(cm/s)

Size(cm)

Stenosis

Aorta:

Velocity(cm/s)

<50%Biphasic67<50%Biphasic112<50%Biphasic116<50%Biphasic106

<50%Biphasic78

<50%Triphasic100

StenosisFlow

Left

108 Biphasic <50%74 Biphasic <50%

<50%Biphasic116

<50%Biphasic87

Prox PFA:Prox SFAMid SFADist SFA

Popliteal:

Post.Tibial:Peroneal:Ant. Tibial:Dors. Pedis:

Dist EIA:CFA:

Pop AK:

Pop BK:

Brachial:Ant. Tibial:Post.Tibial:

ABI

126160156

Pressure(mmHg)

1.131.11

Prox PFA:

Right

Prox SFAMid SFADist SFA

Popliteal:

Post.Tibial:Peroneal:Ant. Tibial:

Velocity(cm/s)

Flow Stenosis

<50%Biphasic92<50%Biphasic45<50%Biphasic37

50-99%Stenotic546

50-99%Stenotic237

<50%Biphasic44

<50%Biphasic48Dors. Pedis:

Dist EIA: 86 Triphasic <50%CFA: 83 Biphasic <50%

Pop AK: <50%Monophasic18

Pop BK: <50%Biphasic46

Brachial:Ant. Tibial:Post.Tibial:

ABI

1418090

Pressure(mmHg)

0.570.64

FINDINGSRight: Left:Systolic velocities and heterogeneous plaque suggest a 50-99% stenosis in the distal superficial femoral and mid popliteal arteries. Heterogeneous plaque suggests <50% stenosis throughout the lower extremity. Ankle-brachial indices (ABIs) are in the moderate range.

Heterogeneous plaque suggests <50% stenosis throughout the lower extremity. Ankle-brachial indices (ABIs) are in the normal range.

Sunnybrook Health Sciences CentreVascular Laboratory Room E245

Patient Name:Patient ID:Study Date:

Whitty, Bernie81906308/31/2015Lower Extremity Arterial Duplex

ActiveReports Evaluation. Copyright 2002-2004 (c) Data Dynamics, Ltd. All Rights Reserved. Page 1 of 2

2075 Bayview Avenue, Room E245Toronto, ON M4N 3M5Tel: (416) 480-6851 Fax: (416) 480-6892

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flow. Essentially, arterial segments with abnormally high blood velocity and loss of a triphasic

pattern are where occlusive lesions exist.

In addition to blood pressure and blood velocity measurements, anatomical and morphological

details such as the degree of stenosis, length of occlusion, and quality of run-off vessels are

acquired via imaging. Imaging techniques include X-ray angiography, computed tomography

angiography, and magnetic resonance angiography.

1.1.2 Peripheral revascularization and outcome

The conventional treatment for severe claudication and CLI is revascularization via bypass surgery

or percutaneous endovascular interventions. Bypass surgery uses synthetic or venous grafts to

redirect blood flow to the ischemic area. In a percutaneous intervention, a balloon catheter is

advanced into the obstructed artery and inflated to expand the narrowing while the vascular

anatomy is visualized using X-ray imaging. Sometimes vascular stents may be deployed to

maintain the opening. Percutaneous revascularization is preferred over bypass treatment because

it is much less invasive and provides faster recovery than bypass surgery. However, technical

failure may occur when the lesions are too long or too stiff to cross with the interventional

guidewire. Those who are not suitable for percutaneous treatment or fail in the attempt may

undergo bypass surgery. Patients with no revascularization option will often undergo amputation.

The outcome of PAD varies enormously among different patient populations. For patients with

claudication, less than 4% require major amputation over a 5-year period [1]. For patients with

CLI, the amputation-free survival is around 65% in 1 year and 25-40% in 5 years after

revascularization [4]. Moreover, limb salvage does not necessarily mean freedom from ischemic

pain. There is roughly only a 50% chance to stay pain resolved for patients with CLI one year after

revascularization [1]. The size, morphology, and location of lesions have a large impact on the

technical success rate of revascularization, but the overall outcome also depends on the residual

disease burden and occlusion recurrence rate. It is common to see patients with multi-level disease

and a mixture of focal and diffuse plaques along the peripheral artery tree. Diffuse plaques or distal

lesions in the arteries of the calf and foot are less likely to be treated with percutaneous intervention

than are focal, proximal lesions. Meanwhile, restenosis following angioplasty is quite common,

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leading to repeated intervention [5], [6]. There are also patients with isolated tibial disease, who

tend to have even worse outcomes than those with multi-level disease [7]. Overall, the complexity

of the pathophysiology in PAD goes beyond large-vessel disease and revascularization. A more

comprehensive understanding of limb ischemia, including the role of microcirculation, is needed.

1.1.3 Motivation to assess the microcirculation�

The influence of microcirculation in PAD has been recognized in several aspects, including

symptom presentation, treatment efficacy, and treatment durability. First, the actual cause of

ischemic pain is insufficient blood flow at the tissue level, or perfusion, which involves

microvascular regulation in addition to arterial inflow. The correlation between symptom severity

and disease burden detectable in the aforementioned macrovascular assessment is weak,

suggesting the presence of an additional variable related to the microcirculation. Secondly, in

predicting healing of a foot ulcer after revascularization, sustained oxygenation of the skin

measured by transcutaneous oxygen tension (TcPO2) performs better than the indication of arterial

flow restoration by ABI [8], [9]. The fact that TcPO2 takes skin microcirculation into account may

explain its better predictive power. Lastly, the rate of bypass graft thrombosis and restenosis

following angioplasty and stenting is associated with low arterial blood velocity and shear stress

[10], which are determined by the microvascular resistance downstream. The burden at the

microvascular level is very likely to be variable within the patient population, resulting in

differential responses to revascularization and limited usefulness of macrovascular assessment for

predicting prognosis. Therefore, we set out to develop a tool to assess the peripheral

microcirculation, which may provide a better understanding of the pathophysiology involved in

limb ischemia.

1.2 Microvascular disease and assessment

Unlike macrovascular disease, microvascular disease in limb ischemia is not well understood. In

this section, we will explore the form of microvascular disease in other organs, describe

microvascular physiology, and review a few assessment techniques.

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1.2.1 The form of microvascular disease

The more recognized microvascular diseases are the microvascular complications of diabetes and

hypertension, including retinopathy, nephropathy, and neuropathy. These pathologies are

characterized by leaky small vessels, wall thickening of small arteries, and thickening of the

capillary basement membrane [11]. Although not counted among the classic microvascular

complications, reduced leg muscle capillary density in type 2 diabetes has also been reported [12].

Overall, these morphological findings are direct evidence of microvascular disease. But more

importantly, morphological changes may correspond to a reduction in microvascular blood flow if

functional assessment is performed.

Perhaps a more likely form of the microvascular disease in skeletal muscle is a functional

impairment similar to the one assessed with coronary flow reserve (CFR). CFR is the ratio of

stressed to resting myocardial blood flow, reflecting microvascular vasodilation in response to

increased metabolic demand. Impaired CFR in patients without apparent coronary artery disease

(CAD) is an indication of coronary microvascular dysfunction and is associated with adverse

cardiovascular outcomes [13], [14]. Likewise, because leg muscles rely on a large flow reserve for

their wide range of metabolic rates between rest and full activity, reduced leg perfusion reserve

may indicate the presence of microvascular dysfunction and contribute to limb ischemia ,

additionally /in addition to/ arterial occlusive disease. Therefore, it is assumed in this thesis that

microvascular dysfunction as a form of microvascular disease exists in limb ischemia, and the

overall goal is to develop an assessment scheme that is sensitive to microvascular dysfunction. The

following section will review the structure and function of the microcirculation, from which a

proper assessment approach will be derived.

1.2.2 Structure and function of the microcirculation

A microvascular network is composed of arterioles, capillaries, and venules. The arterioles and

venules conduct blood toward and away from the capillaries, respectively. The capillaries are

channels of 5-10 µm in diameter with a single layer of endothelial cells forming the thin wall,

allowing gas, nutrients, and metabolic wastes to pass through. The delicate capillaries are protected

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from arterial pulsatility and change of systemic pressure by the arterioles. The arterioles are

referred to as resistance vessels because, in the body overall, they account for the most significant

portion of flow resistance (see Figure 1.2a) when compared to other vascular segments. The

relationship between blood flow and resistance in laminar flow is described by Ohm’s law and the

Hagen–Poiseuille equation:

∆PQ

= R=8µLπr4 , ( 1.1 )

where ∆P denotes the pressure drop, Q blood flow, R resistance, µ viscosity, L vessel length, and

r vessel radius. A change of arteriole radius has a large impact on blood flow. Taking muscle

activation during exercise as an example, doubling the average arteriolar radius of a microvascular

network would result in an increase of perfusion to16 times, provided that the arterial input

pressure to the network remains the same. Hence, the arterioles play a crucial role in perfusion

regulation to the tissue.

Figure 1.2: Pressure distribution and arteriole structure. (a) The arterioles account for the largest portion of flow

resistance in the circulation system. (b) The three layers of the arteriolar wall. Images were adapted from Betts’paper

[15] under Creative Commons license.

The wall of an arteriole has three layers starting from the lumen and moving out: tunica intima,

tunica media, and tunica adventitia (see Figure 1.2b). The vascular smooth muscle of the media

can relax or contract, which changes the vessel wall tension, leading to vasodilation or

vasoconstriction. The relationship between the wall tension T and the luminal radius r is described

by Laplace's law:

Tunica adventitia

Tunica media

Tunica intima

a bAorta and arteries Arterioles Capillaries Venules and veins

20

40

60

80

100

120

Blo

od p

ress

ure

(mm

Hg) Systolic pressure

Mean arterial pressure

Diastolic pressure

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T=(Pin-Pout)r , ( 1.2 )

where Pin and Pout are the pressure inside and outside of the vessel, respectively. On the other hand,

biomechanical studies have shown that the wall tension is a function of circumferential length and

can be decomposed into an active muscular component Tm and a passive elastic component Te (see

Figure 1.3) [16].

The wall tension T is the sum of the passive component and the active component scaled by the

activation level of the vascular smooth muscle A between 0 and 1:

T=Te+A�Tm . ( 1.3 )

The intima does not contribute significantly to the biomechanical properties of the vessel.

However, the endothelium mediates the tone of vascular smooth muscle and plays a crucial role

in flow regulation. Flow regulation is achieved essentially by the vascular smooth muscle changing

the activation level A in response to a variety of physiological stimuli.

The precise radius of an arteriole at any given moment is determined by the flow regulatory signals

originated from the vessel wall itself as well as the surrounding tissues. A few regulatory

mechanisms are introduced here to help understand the physiology behind the techniques of

microvascular assessment. Myogenic response describes the reactive contraction of the vascular

Figure 1.3: Vessel wall tension. Left: The solid curves show passive tension Te, active tension Tm, and total tension

with maximal activation Te+Tm. Dashed curves show active tension and total tension with half activation with A=0.5.

Dots show typical observed behavior during increasing activation. Right: Data points of activation and tension, fitted

with a sigmoid function. The plots are from Carlson’s paper [16].

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smooth muscle when arterioles are stretched in situations such as when luminal pressure is changed

by body posture [17]. An increase in blood flow shear stress exerted on the endothelium of the

intima will stimulate the production of nitric oxide (NO) molecules, which diffuse into the media

and cause shear stress-induced vasodilation. Myogenic response and shear stress-induced

vasodilation are wall-derived intrinsic properties of the vessel. On the other hand, metabolite-

derived mechanisms usually involve vasoactive substances released in the blood or extravascular

tissues. The endothelial cell membrane has a variety of receptors for vasoactive substances,

including acetylcholine, ATP, adenosine, histamine, and so on [18]. A transient drop of oxygen

saturation in red blood cells will cause the release of ATP molecules, which bind to the receptors

on the endothelium and induce vasodilation [19]. In the case of exercise or prolonged hypoxia,

accumulation of adenosine in the interstitial space of skeletal muscles becomes the main reason

for sustained vasodilation [20]. These mechanisms will be incorporated into a model of

microcirculation behavior in Chapter 3.

Microvascular dysfunction is reflected in reduced vasodilatory capacity, indicating impairment in

the regulatory mechanisms described above. Assessment of microvascular dysfunction requires a

test of vascular reactivity by perturbing one of these mechanisms. The following section will

discuss perturbations and measurements.

1.2.3 Assessment of microvascular dysfunction

Perturbations

Exercise and ischemia-reperfusion paradigms are the two commonly used perturbations for

assessing skeletal muscle flow reserve. These methods stress the leg muscle and accumulate

metabolites to induce hyperemia (see Figure 1.4). An exercise such as walking or plantar flexion

will induce active hyperemia, the level of which reflects the maximum functional capacity of

vasodilation in the calf muscles. However, an exercise can only perturb the microvascular network

of the engaged muscle groups. The dependence of workload on subjects’ voluntary effort may

cause variability in perfusion measurements unless a quantitative control scheme is applied. In

addition to these limitations, performing controlled leg exercise in an MR scanner can post

challenges in both instrumentation and imaging. On the other hand, the ischemia-reperfusion

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paradigm uses a blood pressure cuff to temporarily block arterial flow to induce reactive hyperemia

following flow restoration. Unlike an exercise paradigm that establishes a steady-state active

hyperemia which decays slowly, reactive hyperemia in skeletal muscles tends to rise and attenuate

quickly (in tens of seconds) creating challenges for measurement and analysis. The dynamic

response involves complex vascular physiology which has not been clearly understood.

In either paradigms, a standard protocol to probe microvascular dysfunction does not exist. I

choose to use reactive hyperemia for reasons of reduced instrumentation requirements and greater

ease of controlling the amount of stress applied to the subjects, hence focusing efforts on

measurement, analysis, and physiological interpretation of the acquired data.

Figure 1.4: Skeletal muscle hyperemia. (a) Active hyperemia induced by exercise. (b) Reactive hyperemia induced

by ischemia.

Flow-mediated dilatation

The ischemia-reperfusion paradigm has been widely adopted in flow-mediated dilatation (FMD).

FMD uses ultrasound to measure the diameter change of the brachial artery of the arm in response

to ischemia. The procedure typically involves a 5-minute cuffing of the upper arm, causing

ischemia-induced vasodilation of the lower arm. Following cuff release, the resulting reactive

hyperemia further causes brachial artery dilation through the shear stress-mediated NO pathway,

a hallmark of endothelial function. Reduced FMD is attributed to systemic endothelial dysfunction,

indicating deteriorated overall vascular health and higher risk for cardiovascular disease [21].

While FMD is a secondary response to reactive hyperemia, the primary reactive hyperemia itself

represents the microvascular function of the arm microvasculature [22]. However, arm-specific

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microvascular assessment is of limited interest, perhaps because the arm circulation is rarely a

target of occlusive disease or perfusion deficiency. What can be learned from FMD, however, is

that 5 minutes of ischemia seems to be a favorable protocol for generating a large response with

stable reproducibility [23].

Cardiac stress test

In the cardiac stress test for coronary flow reserve (CFR), coronary vasodilation is induced by

intravenous infusion of pharmacological agents, such as adenosine, dipyridamole, or dobutamine

[24]. Pharmacological perturbation can establish a steady-state hyperemia in a dose-controlled

manner, which is advantageous for measurement of flow/perfusion reserve. Plenty of drugs can

induce hyperemia effectively when infused directly to the leg arteries, which requires canalization

of the femoral artery. However, no drug can be infused intravenously to induce significant and leg-

specific hyperemia. Therefore, this project does not use drug perturbation in the study subjects.

CFR can be measured invasively with a coronary pressure wire or noninvasively with myocardial

perfusion imaging using positron emission tomography (PET) or MRI. An early study using

invasive CFR has shown that early deterioration of microvascular function is associated with

coronary restenosis in patients treated with balloon angioplasty [25]. Recent PET studies

demonstrated that CFR is associated with cardiovascular outcomes independently of angiographic

coronary artery disease (CAD) [13], [14]. The goal of this thesis shares the same concept as these

CFR studies and should hold promise. However, it is recognized that both poor coronary inflow

and coronary microvascular dysfunction can reduce CFR. Only in non-CAD patients or after

revascularization can reduced CFR be attributed to microvascular dysfunction. Therefore, when

applying a limb stress test to PAD, the influence of arterial occlusive disease may dominate the

response. In other words, the sensitivity of a limb stress test to microvascular dysfunction is

unclear.

1.2.4 Noninvasive measurement of peripheral microcirculation

There are a few techniques to measure peripheral microcirculation noninvasively. Laser Doppler

flowmetry (LDF) and transcutaneous oximetry (TcPO2) utilize optics to measure the blood flow

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and oxygen tension of the skin, respectively [26]. Both techniques are cheap and easy to use, but

they only probe the skin. A conventional method to estimate the perfusion in leg muscles is the

venous occlusion plethysmography (VOP), which measures the rate of limb volume change when

the venous outflow is temporarily blocked, attributing the volume increase to arterial inflow [27].

VOP has a poor temporal resolution because it requires periodic inflation and deflation of a

pressure cuff. Imaging techniques, including radioactive tracer nuclear imaging [28], [29],

contrast-enhanced and noncontrast MRI, and microbubble ultrasound [30], [31], are favorable

modalities to look at skeletal muscle dynamic perfusion specifically. This thesis focuses on an

MRI-based approach, but relevant findings of peripheral microvascular assessment using nuclear

imaging and microbubble ultrasound will also be referenced.

In summary, Section 1.2 explained that microvascular assessment involves a scheme to probe

microvascular dysfunction in leg muscles. Reactive hyperemia using an ischemia-reperfusion

paradigm is preferred over other perturbations, but challenges in measurement, analysis, and

interpretation are expected. The requirement to specifically measure skeletal muscle perfusion

leads to the use of imaging techniques, particularly MRI.

1.3 MRI for peripheral microvascular assessment

This section will briefly introduce the principle of MRI and the technique of arterial spin labeling

(ASL), followed by a summary of the findings of other peripheral ASL studies. Also, two

microvascular assessment techniques alternative to ASL, i.e., blood oxygenation-level dependent

(BOLD) and dynamic contrast-enhanced (DCE) imaging, will be reviewed in a sub-section.

1.3.1 MRI physics

Nuclear spins of protons in the human body can be seen as microscopic magnets, which have

random orientations. When placed in the strong magnetic field created by an MR scanner, these

tiny magnets become more aligned to the field, resulting in a non-zero net sum macroscopically

called magnetization. When radio-frequency (RF) excitation pulses are applied, the magnetization

will rotate by a flip angle about the main magnetic field in the longitudinal direction. The

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longitudinal component of the magnetization will recover to the unexcited strength with a time

constant of T1, following a process called T1 relaxation. On the other hand, the transverse

component will decay with a time constant of T2, following a process called T2 relaxation. Imaging

involves excitation and relaxation of the magnetization, followed by a readout process that

measures the signal of the transverse magnetization at each location of the field of view in a

spatially encoded way. The whole imaging process is programmed into a pulse sequence.

Optimization of a pulse sequence is usually to improve the signal-to-noise ratio (SNR) and to

create desired contrast between different tissues as efficiently as possible.

1.3.2 Arterial spin labeling

Arterial spin labeling (ASL) is an MRI-based technique that measures perfusion without using any

contrast agent, applied first in the brain [32], [33] but later also in leg muscles during exercise [34].

The idea of ASL is to measure the difference signal between two acquisitions, one with

magnetically labeled blood and the other with unperturbed blood. In the labeled acquisition, the

magnetization of the upstream blood is inverted by labeling pulses. After a period of transit time

for the labeled blood to wash into the downstream tissue, the tissue is imaged. In the control

acquisition, the same imaging is repeated except that the upstream blood is not inverted.

Subtracting the two images will cancel the signal of static tissue, resulting in a difference

proportional to the amount of blood moving into the microvascular bed in a given time, which

corresponds to perfusion. In other words, ASL measures absolute perfusion and does not require

exogenous contrast agents. Moreover, ASL measurement can be repeated to resolve the dynamic

perfusion changes in response to perturbation, which makes ASL signals more straightforward

than DCE and BOLD to be related to microvascular function.

Recently, a few research groups have used different ASL sequences to characterize reactive

hyperemia in healthy subjects and patients with PAD [35]-[37]. The studies consistently showed

that PAD patients had blunted responses, exhibiting lower and delayed response peaks when

compared to those of the healthy subjects. Augmented reactive hyperemia after revascularization

was also reported [38]. However, the amplitude and temporal characteristics of the responses were

very different across the studies. Since ASL is an absolute measurement of perfusion, the same

population should have similar response characteristics. Therefore, the usability of ASL remained

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to be improved. As will be explained in Chapter 2, the potential sources of discrepancies may be

associated with the adequacy of different ASL sequences for tibial perfusion with ischemic

perturbations.

The major disadvantage of ASL is that the perfusion signal-to-noise ratio (SNR) is very low, due

to the biological nature that the blood volume is small. In resting skeletal muscle, roughly 3% of

the volume is blood in the microvascular network, and 97% of the volume consists of muscle, fat,

interstitial fluid, and connective tissue [39]. Therefore, other MRI techniques with higher SNR

have been used to study peripheral microcirculation. The next sub-section will describe these

techniques and their uses in PAD.

1.3.3 DCE and BOLD imaging

In dynamic contrast-enhanced (DCE) MRI, images are acquired continuously as the bolus of

gadolinium-based contrast agents is injected and flows into the tissue. These contrast agents

shorten T1 and T2 relaxation, resulting in stronger magnetization signal and better tissue

visualization. Most contrast agents will leak into the tissue space from the vessels, and later be

cleared out of the body by the kidneys. When the contrast agent enters the calf perfusion territory,

the uptake rate depends on the arterial inflow, microvascular perfusion, and capillary permeability

to the agent. A standard way to calculate perfusion is to perform deconvolution of the time-signal

intensity with a simultaneously measured arterial input function. Isbell et al. proposed a

semiquantitative approach, which looks at the ratio of the slopes of the arterial blood to muscle

time-intensity curves, and applied it to assess peak-exercise perfusion in PAD [40]. Another way

to take out the dependence of perfusion on arterial inflow is to inject contrast agent when arterial

inflow is blocked, a method reported by Thompson et al [41]. The arterial input function

immediately after flow interruption was shown to be a step function, identical in all subjects. This

way, the tissue time-intensity curve can be directly compared without further calculation. No

patient study using this method was found. Overall, DCE-MRI offers strong image signal, but the

calculated perfusion is an estimation for the first-pass interval. The method is unavailable for

patients with significantly impaired renal function since standard MR contrast agents are contra-

indicated in this population.

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The technique of blood oxygenation-level dependent (BOLD) imaging was first developed for

MRI of brain function. It relies on the principle that a change of oxygen saturation in blood

hemoglobin will affect local magnetic susceptibility, resulting in a change of the transverse

relaxation time constant, denoted as T2* [42]. This phenomenon has been widely utilized to detect

functional activity in the brain, but the same principle can be applied to image the activity of the

myocardium or skeletal muscle [43], [44]. Using the ischemia-reperfusion paradigm, Ledermann

et al. demonstrated that the calf muscle reactive hyperemic T2* time curve rose more slowly and

had a lower peak in patients with PAD [26], [45]. Recently, Bajwa et al. showed that the rate of

signal decay during flow interruption and the rate of signal increase during reperfusion of the T2*

time curve are more powerful than the peak or time-to-peak to stratify populations between young

healthy subjects, age-matched control subjects, and patients with CLI [46]. In summary, the BOLD

technique can generate stronger SNR than ASL and does not require contrast agents. However, it

is a relative measurement and not specific to perfusion. The dynamic T2* change is a combined

result of changes in blood flow, blood volume and oxygen extraction and consumption, which can

be an advantage or disadvantage depending on the purpose.

In summary, Section 1.3 explained that ASL measures absolute perfusion and is the more

straightforward technique for deriving peripheral microvascular function from perfusion

dynamics, but challenges associated with low SNR are expected. DCE-MRI and BOLD techniques

are proven feasible alternatives to detect perfusion differences between subject populations under

some circumstances.

1.4 Thesis overview

The goal of this project is to develop an assessment scheme that is sensitive to microvascular

dysfunction in limb ischemia. Specifically, the project aimed to optimize ASL perfusion

measurement, interpret the data in the context of pathophysiology, and then compare the findings

of changes in perfusion with clinical results in patients with PAD.

Although there are many approaches to estimate perfusion, a standard measurement of dynamic

perfusion in leg muscles has not been established. With ASL, the discrepancies in the measured

characteristics of reactive hyperemia across studies were rarely discussed and remained

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unexplained. Moreover, the ability of ASL to show the microvascular function in regulating flow

for different metabolic demand had not been tested. Therefore, in Chapter 2, the pulsed ASL

technique was optimized and used to characterize reactive hyperemia in healthy subjects, who

underwent varying durations of cuffing, and in patients with PAD.

The pathophysiology of reduced reactive hyperemia responses in PAD was not clear. Developing

a theory to facilitate the interpretation of the changes in reactive hyperemia was necessary. In

Chapter 3, the data acquired in the previous chapter was utilized to establish a physiological model

of reactive hyperemia, incorporating oxygen transport, tissue metabolism, and vascular regulation

mechanisms involved in the ischemia-reperfusion paradigm. Based on the model, the influences

of arterial stenosis and microvascular dysfunction on reactive hyperemia were simulated. Studying

these effects led to a novel way to characterize reactive hyperemia using model-based

physiological measures.

Chapter 4 demonstrates the relevance of the developed ASL measures, including microvascular

measures, to the symptom severity, response to revascularization, and short-term outcome in

patients with PAD. In contrast, previous ASL studies focused on the detection of perfusion

differences between populations with known conditions of leg arteries.

Finally, Chapter 5 summarizes the project and discusses future research directions.

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Chapter 2

ASL reactive hyperemia in calf muscles This chapter is adapted from the manuscript “Investigating discrepancies in arterial spin labeling

to improve characterization of calf muscle perfusion” authored by Hou-Jen Chen and Graham

Wright and submitted to NMR in Biomedicine in 2017. This chapter describes a study that was

conducted to improve the consistency in ASL measurement of calf reactive hyperemia, and also

to investigate the physiological effect of varying ischemic duration on the perfusion responses of

healthy subjects and the effect of large-vessel disease on the responses of patients with PAD.

2.1 Background

Reactive hyperemia is a rapid increase of perfusion due to vasodilation induced by metabolic

stresses during flow interruption (see Figure 2.1). The response can reach to more than 10 times

of the baseline level, and is commonly characterized by the peak and TTP (time to peak). In

patients with PAD, the reactive hyperemia may present a reduced peak and delayed TTP. The

blunted responses can be influenced by impaired vascular reactivity associated with microvascular

dysfunction, as well as reduced perfusion pressure associated with occlusive large-vessel disease.

Figure 2.1: Illustration of ASL reactive hyperemia induced by 2 minutes of flow interruption.

Recently, a few research groups have used ASL to characterize cuff-induced reactive hyperemia

in healthy subjects and patients with PAD [35]-[38], as summarized in Table 2.1. Although these

60 120 180 2400

10

20

30

40

50

Perfu

sion

(mL/

100g

/min

)

Time (s)

Rest Ischemia Reperfusion

Risingphase

Recovery phase

PeakTTP

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studies detected differences between different subject groups, the amplitude and temporal

characteristics are not consistent across studies. Since ASL is an absolute measurement of

perfusion, the same population should have similar response characteristics. Therefore, the first

aim is to investigate the potential sources of discrepancies in previous ASL-based reactive

hyperemia studies.

Table 2.1: Reactive hyperemia in soleus muscle measured in previous ASL studies.

Peak perfusion (mL/100g/min) Time-to-peak (s)

Previous studies Healthy PAD Healthy PAD

Continuous ASL [35] 91 ± 39 92 ± 45 * 47 ± 12 64 ± 21 *

Pulsed ASL [37] 74.9 ± 33 28.9 ± 13.9 25.0 ± 13.0 72 ± 49

Pulsed ASL [36] 179 ± 60 81 ± 59 14 23

Pre-PTA Post-PTA Pre-PTA Post-PTA

Pseudo-continuous ASL [38] 74 ± 52 129 ± 80 59 ± 29 41 ± 14

PTA is percutaneous transluminal angioplasty. * denotes combining data of all patient categories in the study [35]. The soleus muscle is compared because it is the region all the listed studies had quantified.

2.1.1 Technical considerations in ASL

In ASL, the magnetization of arterial blood is inverted as it flows from an upstream labeling region

into an imaging region where images are acquired after a post-labeling delay (PLD). The PLD

accommodates the transit time of the labeled blood to travel from the labeling region to the imaging

plane. This labeled scan is alternated with a control scan in which the arterial magnetization is not

inverted. Subtracting the labeled from the control images should cancel out the static tissue signal,

leaving only the blood signal with the difference created by blood labeling, which is proportional

to perfusion [47].

The (pseudo-) continuous labeling and pulsed labeling are reviewed here in order to establish an

optimized ASL solution. In continuous labeling, a labeling pulse irradiates the spins of the blood

that are flowing through the labeling region continuously for a few seconds, generating a velocity-

driven inversion of blood magnetization (Figure 2.2). The labeled blood travels into the

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microvasculature a few centimeters downstream where the image is acquired. A pseudo-

continuous approach replaces the long labeling pulse with a train of short pulses, otherwise being

identical to the continuous labeling. On the other hand, in pulsed labeling, an RF pulse irradiates

a volume of blood upstream of the image plane within 10-20 milliseconds, a process independent

of blood velocity. If the distance for the labeled blood to travel to the tissue is the same, which

implies identical transit time, continuous labeling can provide a stronger perfusion signal than

pulsed labeling because a portion of the blood is labeled at later time point and undergoes less T1

decay. In practice, however, the geometry of the vascular tree and the blood velocity can affect the

transit time, which affects the choice for optimal configuration of ASL. While the leg vessels have

a simple geometry that goes in the superior-inferior direction, the blood velocity is a major concern

that will be studied in this chapter.

Figure 2.2: Illustration of the configuration and difference signal in continuous and pulsed labeling. (a) A

labeling plane in continuous labeling, prescribed perpendicular to the popliteal artery, is separated from the imaging

plane by a transit distance. The distance is assumed to require 2 s of transit time, corresponding to a proper PLD of 2

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s. (b) When the image is acquired after 1.5 s of labeling and 2 s of PLD, the difference signal is contributed by the

labeled blood with 2 to 3.5 s of relaxation at T1=1.6 s at 3 Tesla. (c) The volume of labeling region in pulsed labeling

and imaging plane are separated by a narrow gap, which is assumed to require a transit time of 0.7 s based on my

experiments. (d) When the image is acquired at 1.4 s of PLD, the difference signal is contributed by 0.7 s of labeled

blood with 1.4 s of T1 relaxation.

With a stress test of peripheral muscles, there are particular technical considerations. First, the

signal of static tissue varies over the ischemia-reperfusion interval due to changes of oxygenation

and cannot be canceled out by direct pairwise subtraction of labeled scans taken at different times

from the control. Second, the wide dynamic range of blood velocities between resting and

hyperemia implies variable time for the transit time and refreshment of the labeling region. Lastly,

in (pseudo-) continuous schemes the labeling efficiency may be affected by the unique blood

velocity profile in the tibial region, which is triphasic and relatively slow [3]. To examine if the

previous ASL sequence settings were adequate in the considered context, first, two commonly

used subtraction schemes for removal of background tissue signal were compared in pseudo-

continuous ASL (pCASL). Second, tibial blood velocity was measured with phase-contrast

imaging across ischemia-reperfusion to estimate a reasonable repetition rate of ASL. Third,

pseudo-continuous labeling of popliteal triphasic flow was studied using a Bloch simulation. These

experiments would clarify the factors affecting ASL signal behavior. Based on the findings, more

robust ASL parameter settings were then used to characterize the perfusion responses in PAD

patients and in healthy subjects who underwent varying durations of cuffing.

2.1.2 Physiological influences on perfusion characteristics

The second aim is to investigate the physiological influences, including the duration of ischemia

and presence of PAD, on the characteristics of reactive hyperemia. Although the protocol of 5-

minute ischemia has been commonly used to generate a strong and prolonged hyperemic response

for conventional flow measurement, associated patient discomfort may lead to premature

termination of the test [38], particularly in those who already suffer from critical limb ischemia.

Studying the effect of shorter ischemic durations may lead to a more tolerable stress protocol.

More importantly, it is known that ischemic duration is an important determinant of the

mechanisms responsible for the subsequent vasodilator responses [22]. Therefore, a study of

ischemic duration may reveal potential application of ASL for assessment of microvascular

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dysfunction associated with particular vasodilatory. In addition, the feasibility of characterizing

ASL reactive hyperemia induced by 2-min ischemia in patients with PAD was tested, and the

results were compared to the responses of the healthy subjects.

2.2 General methods

This section describes the subjects and common experimental settings. The detailed method of

each experiment will be described in the corresponding sections.

The informed consent of the participants was obtained following a protocol approved by the

Institutional Research Ethics Board. The adequacy of pCASL in calf perfusion was tested through

a series of technical experiments described in Section 2.3, which only involved healthy subjects

and 3-minutes of ischemia. The healthy group consisted of seven subjects (< 30 years old) without

known cardiovascular disease. Five subjects participated in the study of pCASL response, and four

participated in the measurement of velocity response.

In the study of physiological influences in Section 2.4, flow-sensitive alternating inversion

recovery (FAIR, a version of pulsed ASL) was used to characterize responses induced by varying

ischemic durations in the healthy group and responses in a group of patients. The patient group

included nine subjects (71.8 ± 10.4 years old, ABI = 0.62 ± 0.19, two males) with diagnosed PAD

based on their symptoms and vascular lab findings. Seven patients had claudication, and the

remaining two had rest pain. Patients with vascular stents in the thigh and other MRI

contraindication were excluded.

Imaging was performed at 3 Tesla (MR 750 by General Electric, Milwaukee, Wisconsin) with an

8-channel cardiac receive array placed in the calf region. Subjects were in a foot-first supine

position and rested for 5 minutes before imaging started. Flow interruption was achieved by thigh

compression with a 12 cm long air cuff, which was inflated to 220 mmHg within 10 s. The cuff

was deflated within 3 s by opening the air valve after ischemic durations were reached. The healthy

group underwent multiple sessions of imaging on different days, each session involving repeated

ischemia separated by at least 15 minutes of rest. The images were reconstructed and processed in

MATLAB (MathWorks, Natick, MA).

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Statistical analysis was performed in Prism (GraphPad Software, San Diego, CA) and Stata

(College Station, TX). Data are presented as means ± SD. All data were assumed normally

distributed as the Shapiro–Wilk test did not indicate otherwise. Significance was considered at p

<0.05.

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2.3 Technical experiments of peripheral ASL

2.3.1 Background artifact

Methods

A multi-slice version of the pCASL sequence described by Dai et al was used to record perfusion

responses to 3 minutes of ischemia [48]. The purpose of imaging multiple slices was to examine

if the labeled blood could create location-dependent perfusion signals with respect to the velocity

of blood flow. As shown in Figure 2.3, the labeling plane of pCASL was prescribed to be

perpendicular to the popliteal artery below the knee and 6 cm proximal to the widest part of the

mid-calf.

Figure 2.3: (a) The labeling plane (red solid line), measurement of labeled arterial blood (purple dashed line), and the

upper, middle, and lower slice of perfusion images (white dashed lines) in the pCASL experiments were indicated. (b)

The region-of-interest (ROI) on the perfusion images enclosed all muscles of the whole mid-calf cross section. The

voxels affected by the arterial blood were detected by thresholding the temporal standard deviation of the ASL

difference images (c) and excluded from the ROI.

The pCASL acquisition started 30 s before flow interruption and continued to a time 2.5 min after

deflation of the cuff. The parameters were set to mimic the previous continuous ASL study [35],

with labeling duration = 2 s, PLD = 1.9 s, single-shot gradient-echo echo-planer imaging (EPI)

with flip angle = 90°, field of view = 16×16 cm2, in-plane matrix size = 64×64, TE/TR = 17/4000

ms, and slice thickness = 1 cm, prescribed at 4, 6, and 8 cm distal to the labeling plane (Figure

2.3a). High-resolution reference images corresponding to the location of pCASL images were

acquired [35].

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The region of interest (ROI) was manually drawn based on the reference images to cover the entire

muscle region (Figure 2.3b). The arterial voxels were identified by their high temporal standard

deviation of ASL images (Figure 2.3c) and excluded from the ROI. In some cases, cuff inflation

caused a vertical shift of more than one voxel, which was corrected by shifting the images during

ischemia to align with the rest of the images. Cases with displacement smaller than one voxel were

not corrected. The data points experiencing cuff inflation and deflation were plotted as zeros and

excluded from quantification.

Pairwise subtraction and time-matched subtraction were compared in the pCASL dataset. These

subtraction methods were used in different studies previously [35], [49]; reproducing the

subtraction methods for the same recorded data may explain the discrepancies in the literature. In

the pairwise subtraction, the labeled images were subtracted from the control images acquired at

the later time points. The difference images were normalized by their corresponding control

images. To reproduce the quantification process of the previous study [35], every two of the

normalized difference signal data points were averaged, resulting in temporal resolution of 16 s.

In time-matched subtraction, adjacent control data were averaged to yield a control series

temporally matched with the labeled series before subtraction was performed.

Result

Flow interruption induced considerable dynamic signal changes (Figure 2.4a), including a marked

decrease in the early phase of ischemia and a rapid increase at the beginning of the reperfusion,

followed by a slow attenuation. The control and labeled repetitions were sampled alternatingly

along the time course of varying signal intensity. With direct pairwise subtraction (Figure 2.4b),

the time courses of the difference signal at the three locations of the calf were similar. In other

words, the labeled blood did not seem to perfuse any particular location downstream. In addition,

strong negative signals occurred in the early phase of ischemia. With time-matched subtraction

(Figure 2.4c), the difference signals were much smaller overall, and only the slice 6 cm distal to

the labeling plane demonstrated a rapid increase resembling reactive hyperemia. Attempt to

quantify perfusion from pairwise and time-matched subtraction methods led to distinct perfusion

time courses, with the difference most noticeable in the magnitude and time of the peak (Figure

2.4d). These results indicated that a large component of the difference signal in pairwise

subtraction was contributed by the time derivative of the static tissue signal instead of the labeled

blood.

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Figure 2.4: Sanity check of pCASL in a healthy subject. (a) The time courses of the ROI signal intensity, (b) the

difference signal by averaged pairwise subtraction, (c) the difference signal by time-matched subtraction, and (d) the

middle slice perfusion responses calculated from the difference signals of the two subtraction schemes. The conversion

from pCASL signal to perfusion was performed following Wu’s paper.

These signal characteristics were consistently observed in all subjects and the two subtraction

schemes differed significantly (Table 2.2; two-sided paired Student’s t-tests.). Averaged pairwise

subtraction resulted in a response peak roughly 3 times larger and a slightly delayed TTP when

compared with time-matched subtraction, as well as a small negative difference in the later phase

of recovery. These results indicated that a strategy to minimize the contamination, such as using

time-matched subtraction, could lead to distinct results in the quantification of perfusion.

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Table 2.2: Comparing subtraction schemes (n=5).

Response characteristics Averaged pairwise Time-matched p value

Peak signal (%) 3.34 ± 0.46 0.68 ± 0.16 0.0002

TTP (s) 16.8 ± 5.82 11.4 ± 6.31 0.0309

1 min post-ischemia signal (%) -0.19 ± 0.10 0.05 ± 0.02 0.0059

2.3.2 Tibial blood velocity

Methods

The tibial velocity profiles were recorded using single-slice cardiac-gated phase-contrast imaging.

The image slice was prescribed at 2 cm proximal to the widest part of the mid-calf to estimate the

inflow velocity. Two subjects had the anterior and posterior tibial artery at the location, whereas

the other two subjects also had the peroneal artery there. The recordings were repeated every

minute during the 3-min ischemia period and continued every 30 s for 2 min after deflation of the

air cuff. The scan parameters were field of view = 16×16 cm2, matrix = 160×160, flip angle = 25°,

TR/TE = 8.5/3.7 ms, and slice thickness = 0.5 cm. Only velocity in the superior-inferior direction

was measured, with velocity encoding (VENC) = 80 cm/s, resolved cardiac phases = 20, and views

per segment = 16. ROIs of the major arteries were manually drawn.

Results

In the tibial region, the cardiac cycle-averaged velocity well below 10 cm/s at rest was consistently

observed (Table 2.3). The velocities increased to between 10 and 20 cm/s during hyperemia. All

subjects exhibited triphasic flow at rest, with velocity in the range between -5 and 15 cm/s. During

the early post-cuffing period the retrograde phase vanished, and maximal systolic velocity reached

to a range between 17.0 and 36.6 cm/s in the subject group.

Table 2.3: Tibial blood velocity throughout the ischemia-reperfusion paradigm (n=4).

Blood velocity (cm/s) Baseline Ischemia Hyperemia Recovery

Anterior tibial artery 2.4 ± 1.3 0.4 ± 0.8 11.4 ± 7.5 2.3 ± 1.0

Posterior tibial artery 4.1 ± 1.4 0.9 ± 0.6 16.4 ± 5.8 3.3 ± 0.8

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2.3.3 Simulation of pseudo-continuous labeling

The labeling efficiency is a scaling factor in the quantification of ASL perfusion. The previous

continuous ASL study [35] assumed a constant labeling efficiency of 0.9 throughout the ischemia-

reperfusion process. However, given the low mean velocity and triphasic profile observed in the

last sub-section, the labeling efficiency may be affected. Here, the labeling efficiency in pCASL

of the calf is investigated.

Methods

The resting popliteal velocity profile at the labeling plane, recorded in one subject using

aforementioned phase-contrast imaging, was used for simulation of pCASL labeling. The Bloch

simulator was implemented in MATLAB by modifying a simulator created by Dr. Brian

Hargreaves (www-mrsrl.stanford.edu/~brian/blochsim/). The simulation of adiabatic velocity-

driven inversion used a fine time step of 4 µs and T1B/T2B = 1600/275 ms for the blood relaxation.

At each time step the position of the spins was calculated from the interpolated velocity waveform,

whereas the RF and gradient waveform were retrieved from the pCASL sequence files. The

simulated result was compared with direct measurement of popliteal arterial signal intensity

acquired with pCASL for 10 pairs of labeled and control images, with the imaging plane prescribed

at 2 cm distal to the labeling plane and PLD = 100 ms.

Results

A popliteal velocity waveform recorded at rest (Figure 2.5a) was used as input for simulation of

pCASL labeling. The result in Figure 2.5b shows that effective inversion occurred initially when

the blood speed is above 5 cm/s independent of direction, but the change of flow direction in the

triphasic flow can reverse the inversion of magnetization. Depending on the cardiac phase at which

the labeling started, the degree of inversion varied significantly. The result of the pCASL

simulation (Figure 2.5c) indicated that the inversion in the labeled scan was highly variable due to

the triphasic flow characteristics, while in the control scan the magnetization remained

unperturbed. The variability of pCASL labeling measured at 2 cm below the labeling plane (Figure

2.5d) agreed with labeling variability seen in simulations.

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Figure 2.5: Bloch simulation of velocity-driven adiabatic inversion. (a) The popliteal blood velocity demonstrated

a triphasic profile. The colored dots on the velocity profile indicated 5 different starting velocities of spins entering

the labeling plane, resulting in different degrees of inverted magnetization shown in (b). The longitudinal

magnetization (Mz) at 2 cm downstream of the labeling plane was simulated with the velocity profile broken into finer

steps (interpolated 10 times), shown in (c) where the edges of the boxes indicate the 25th and 75th percentiles and the

central lines indicate the medians. (d) The measured signal intensity of arterial pixels in pCASL.

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2.4 Physiological influences on perfusion characteristics

Methods

All seven healthy subjects underwent 2, 3, and 5 min of cuff-induced ischemia. Five of these

subjects also participated in a 1-min ischemia experiment. The ischemic durations were applied in

random order and separated into two sessions on different days. The parameters of the FAIR

sequence to record reactive hyperemia included single-slice steady-state free precession

acquisition [50], with TE/TR = 1.7/3.8 ms, flip angle = 70°, and PLD = 1.4 s. The acquisition was

repeated every 3.35 s, starting 30 s before deflation of the air-cuff and continuing for at least 2 min.

Baseline perfusion at rest was recorded for 2 min before any stress on the first day. The field of

view, resolution, and slice thickness were identical to the settings in pCASL. Q2TIPS (Quantitative

Imaging of Perfusion Using a Single Subtraction II with thin-slice TI1 periodic saturation) was

applied to reduce the sensitivity to blood transit time, with the train of saturation pulses starting at

TI1=700 ms and ending 100 ms before image acquisition [51]. To suppress background signal, a

saturation pulse was applied at the imaging plane prior to labeling, followed by two non-selective

inversion pulses at 560 and 1200 ms after the saturation pulse. These time points were chosen to

achieve nulling for the largest range of T1 close to skeletal muscle based on theoretical calculation

of inversion recovery. Motion correction and determination of ROI were the same as described in

the pCASL experiment. To minimize the artifact of interleaved acquisition, both the label and

control series were linearly interpolated, followed by subtraction between time-matched label and

control data [52]. The difference signal was corrected for background suppression by multiplying

the difference signal by (1.06)2 [53]. The resulting difference signal ∆M was converted to perfusion

f :

f t =

λ2TI1

∆M(t)M0B

e-PLD/T1B ( 2.1 )

where M0B is the signal of fully relaxed blood, which was very close to the baseline signal of

muscle tissue acquired with SSFP before stress [50], and λ is the blood volume partition coefficient

assumed to be 0.9 mL/g.

Reactive hyperemia was characterized by the peak perfusion, time to peak perfusion (TTP), time

to recovery (TTR), and hyperemic flow volume (HFV). TTR was defined as the time perfusion

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fell below 15mL/100g/min. HFV was the time integral of reactive hyperemia within TTR. The

perfusion curves were not processed by smoothing, scaling, shifting, or other manipulations.

Five healthy subjects participated in a repeatability session, where cuff experiments with 2-min

ischemia was conducted twice separated by 15 minutes of rest. The intraclass correlation

coefficient (ICC) and within-subject coefficient of variation (CV) were calculated.

Patient study

The patients with PAD underwent 2-min ischemia once for the more symptomatic leg. Calf

perfusion responses were acquired and characterized the same way as described in the study of

ischemic duration. The ASL sequence was started 1 minute before cuff inflation and repeated for

51 pairs of labeled and control images over 5 minutes and 41 seconds.

Statistical analysis

One-way analysis of variance (ANOVA) and Tukey's multiple comparisons test were used to

compare the effects of ischemic duration in the subjects who participated in all four durations of

ischemia. Two-sided equal variance Student’s t-test was used to evaluate the differences between

the healthy group and PAD. All data were assumed normally distributed as the Shapiro–Wilk test

did not indicate otherwise. Significance was considered at p <0.05.

Results

In the group participating in the experiment of varying ischemic duration, the baseline perfusion

ranged from 2.4 to 7.0 mL/100g/min, with a mean ± standard error of 4.8 ± 1.8 mL/100g/min. As

shown in Figure 2.6, the ischemic duration had the most impact on the temporal extent of the

response and also slightly enhanced the response magnitude when the ischemia duration was

increased. The rising phase of the responses had a similar slope regardless of ischemic duration. A

transient reactive hyperemia could be induced by just 1 min of flow interruption, but the peak was

more variable in the 1-min ischemia than in other longer durations of ischemia. All four

characteristics, including the peak, TTP, TTR, and HFV, were sensitive to the change of ischemic

duration (Table 2.4; ANOVA, p<0.05 for all characteristics), with the HFV being the most

sensitive and the peak the least sensitive. In the post-hoc test, the peak did not have a significant

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difference between any pair of ischemic duration. 1-min and 3-min ischemia significantly differed

in TTP and HFV; 1-min and 5-min ischemia significantly differed in TTP, TTR, and HFV; 2-min

and 3-min ischemia significantly differed in TTP; 2-min and 5-min ischemia significantly differed

in TTR and HFV; 3-min and 5-min ischemia were not significantly different in any characteristic.

Figure 2.6: Reactive hyperemia induced by various durations of ischemia and recorded with FAIR.

0 20 40 60 80 1000

204060

Time (s)

Perfu

sion

(mL/

100g

/min

) 1−min ischemia (n=5)

0 20 40 60 80 1000

204060

Time (s)

Perfu

sion

(mL/

100g

/min

) 2−min ischemia (n=7)

0 20 40 60 80 1000

204060

Time (s)

Perfu

sion

(mL/

100g

/min

) 3−min ischemia (n=7)

0 20 40 60 80 1000

204060

Time (s)

Perfu

sion

(mL/

100g

/min

) 5−min ischemia (n=7)

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Table 2.4: Characteristics of reactive hyperemia induced by different durations of ischemia.

Characteristics 1 minute (n=5)

2 minutes (n=7)

3 minutes (n=7)

5 minutes (n=7)

p value

Peak (mL/100g/min) 41.2 ± 14.1 44.7 ± 6.8 48.9 ± 8.1 50.2 ± 9.1 0.031

TTP (s) 5.6 ± 1.6 8.3 ± 1.7 15.0 ± 5.6 †§ 14.8 ± 3.2 § 0.002

TTR (s) 16.6 ± 4.8 20.2 ± 4.5 29.7 ± 8.9 42.3 ± 9.7 †§ 0.0015

HFV (mL/100g) 5.3 ± 2.5 8.2 ± 2.9 13.7 ± 5.0 † 20.2 ± 4.7 †§ 0.0006

† Significantly different from 1-minute ischemia § Significantly different from 2-minute ischemia

The repeatability assessment of 2-min ischemia showed that the peak perfusion was the most

repeatable characteristics (Table 2.5). All four characteristics had CV<25%. However, the ICCs

for TTR and HFV were relatively low.

Table 2.5: Intrasession repeatability of 2-min ischemia (n=5).

Characteristics First scan Second scan ICC CV

Peak (mL/100g/min) 40.1 ± 8.5 42.3 ± 7.2 0.92 5.6%

TTP (s) 10.5 ± 5.4 10.9 ± 6.7 0.93 15.1%

TTR (s) 24.5 ± 6.9 23.9 ± 7.3 0.35 22.8%

HFV (mL/100g) 10.8 ± 3.7 10.8 ± 3.8 0.51 23.3%

ICC intraclass correlation coefficient; CV mean within-subject coefficient of variation.

All patients completed the exam of 2-min ischemia without complaint. As an example shown in

Figure 2.7a, hyperemia was appreciable in PAD, but the magnitude was reduced when compared

to that in the healthy subjects. The time course of reactive hyperemia shown in Figure 2.7b

indicated that the peak perfusion was reduced in PAD, along with an extension of the time to

recover to the baseline. Only the peak perfusion was significantly different between the healthy

and PAD group (Figure 2.7; t-test, p<0.0001). TTP and TTR appeared longer in the patient group

than in the healthy group (p=0.1019 and 0.1652 for TTP and TTR, respectively), but these two

characteristics had a wide spread among the patient group. HFV was similar between the healthy

and patient group (p=0.9562).

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Figure 2.7: (a) Baseline, (b) ischemia, and (c) hyperemia perfusion maps of a patient and (d) a hyperemia perfusion

map of a healthy subject with 2-min ischemia. Each perfusion map represents an average of 5 consecutive difference

images; hence the hyperemia maps represents the averaged perfusion of the first 33 s after ischemia. (e) The time

course mean and standard deviation and (f) characteristics of reactive hyperemia in the healthy and patient group,

respectively. * indicates p<0.0001.

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2.5 Discussion

Peripheral dynamic perfusion may provide more information about the complex pathophysiology

in PAD than assessment of large vessels alone. However, two areas remain to be improved before

ASL reactive hyperemia can be more useful for clinical research of limb ischemia. The first area

is the standardization of ASL measurements. Comparisons across previous studies revealed that

an investigation of the inconsistent results for ASL reactive hyperemia was necessary. The second

area is the understanding of how physiological factors affect response characteristics. If a blunted

response mostly reflects the impact of arterial stenosis that standard diagnostic techniques already

capture, a test of reactive hyperemia may add very limited clinical value. Therefore, this paper

sought to provide mechanistic explanations for the discrepancies in the literature as well as

supporting data that may help connect the perfusion characteristics with vascular physiology.

2.5.1 Technical experiments of peripheral ASL

This study demonstrated that background signal contamination and variable labeling efficiency

might be the main sources of discrepancies in peripheral ASL studies. The ischemia-reperfusion

paradigm generated a large dynamic change of the baseline signal (Figure 2.4a), which was

associated with the oxygenation change of the static muscle [45]. The pairwise subtraction would

mix the signal resulted from the time derivative of this dynamic baseline with the signal difference

created by blood labeling, contaminating the quantification of perfusion. The contamination

explained the negative perfusion seen at the beginning of ischemia and later recovery in some

studies [35], [54] because the baseline signal had a negative slope at these time points. This

background artifact was only addressed in two studies [49], [54], where time-matched subtraction

was used. However, the interpolation approach in time-matched subtraction may not eliminate the

signal contamination completely. Ultimately, a more robust strategy to deal with background

artifact is needed. In fact, a solution has been well established and widely used in brain ASL, which

is to null the static tissue signal with background suppression pulses [53]. Therefore, background

suppression was incorporated in the later physiological experiments. The signal of static tissue was

reduced to below 5% of its unsuppressed level, which remarkably improved SNR and reduced

background artifact.

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Both pulsed and (pseudo-) continuous labeling have been used in calf reactive hyperemia. Pulsed

labeling is known to be insensitive to blood velocity, with labeling efficiency close to 100% [55],

whereas continuous labeling relies on the mechanism of adiabatic fast passage (AFP) that

modulates the labeling with blood velocity [56]. Previous studies suggested a minimum of 10 cm/s

for optimal continuous labeling with efficiency above 90% [48]. This study indicated that the

triphasic popliteal velocity at rest might be suboptimal for AFP. Moreover, throughout the cuff

experiment, the blood velocity profile changed from triphasic at rest to monophasic during

hyperemia, then back to triphasic after recovery. These findings suggested that assuming a constant

labeling efficiency throughout the entire perfusion time course in the (pseudo-) continuous

schemes may result in scaling bias in the quantification of perfusion [35], [38]. On the other hand,

pulsed ASL does not have this issue of variable labeling efficiency.

To further optimized ASL for reactive hyperemia, tibial blood velocity across ischemia-

reperfusion was measured. The measured resting peak forward, peak reverse, and mean tibial

velocities, as well as the ratio of mean velocity between hyperemia and rest state, were consistent

with ultrasound measurement [3], [57]. The blood velocity affects not only the labeling but also

the transit time of the labeled blood. The configuration of pCASL required longer transit distance,

resulting in a significantly weaker difference signal between control and labeled images. Therefore,

after knowing that the tibial blood velocity, FAIR was deemed more appropriate for the subsequent

physiological studies.

In addition, because the labeling region should be filled with fresh blood to maximize the

difference signal, blood velocity was used to estimate the proper repetition rate of FAIR for the

slowest flow. Assuming a labeling region of 20 cm in length, a velocity of 10 cm/s would mean

that a separation of 2 s between two consecutive acquisitions would be ideal. The velocity results

suggested that a repetition time of less than 1 s was sufficient for refreshment of the labeling region

during peak reactive hyperemia, whereas more than 3 s was required at rest. Therefore, the FAIR

acquisition was repeated every 3.35 s to ensure reasonable recording of reactive hyperemia and

recovered/baseline perfusion.

Overall, this part of the study investigated the ASL signal behavior specific to calf muscle

perfusion throughout ischemia-reperfusion, which provided supporting data for optimal peripheral

ASL settings.

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2.5.2 Characteristics of ASL reactive hyperemia

The influences of ischemic duration and PAD on calf reactive hyperemia were demonstrated using

the FAIR sequence. The responses to 5 minutes of ischemia were similar to a subset of previous

pulsed ASL results [37], [49], [58]. The whole-leg peak response of 50 mL/100g/min was also

consistent with perfusion measured by venous occlusion plethysmography [58]. No other ASL

studies have reported leg reactive hyperemia induced by 1- or 2-min ischemia. However, the

observed evolution of reactive hyperemia with ischemic durations was consistent with

measurements using red blood cell velocity and plethysmography in other skeletal muscle tissue

beds [59], [60]. This study is the first peripheral ASL that reported such consistency of

physiological effect with ischemic duration.

Protocols with 2-min and 5-min ischemia may yield similar results in peak perfusion and TTP,

with the benefit of being more tolerable for the 2-min ischemia protocol. The peak perfusion

showed excellent repeatability and a significant reduction in patients with PAD. TTP had

acceptable repeatability and was delayed in PAD (not significant). These findings are similar to

those in other studies using 5-min ischemia [36], [37]. On the other hand, the poor repeatability of

TTR and HFV may be caused by the ambiguity in determining the recovery time, which was

affected by the noise at baseline perfusion and the choice of threshold.

The characteristics of the rising and recovery phases of reactive hyperemia seem to be related to

different physiological indications. The rising phase of reactive hyperemia exhibited a similar

slope regardless of ischemic duration (Figure 2.6), and ability to detect the influence of arterial

stenoses was preserved when using shorter ischemia. These findings suggest that the rising phase

may be associated with the inflow rate, reflecting arterial properties such as the resistance and

compliance. Indeed, TTP had been shown to correlate with ABI inversely, and the patients with

ABI<0.5 had extremely delayed TTP [37]. On the other hand, the recovery phase of reactive

hyperemia characterized by the TTR and HFV changed consistently with the amount of ischemic

stress (Table 2.4). Therefore, the recovery characteristics may reflect microvascular function in

regulating perfusion response to stress. However, the implication and clinical relevance of the

recovery characteristics remain unclear. The only research group that reported recovery

characteristics of ASL reactive hyperemia, in their sequence validation study [61], did not continue

to do it in their larger, clinically oriented study [37]. No other study has attempted to quantify the

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recovery characteristics. Therefore, there is no pre-existing opinion on how recovery

characteristics would differ between the healthy and patient groups in this study.

The poor repeatability of TTR and HFV does not diminish the importance of recovery

characteristics. Instead, it suggests that a better characterization scheme for the recovery phase to

reduce the variability caused by baseline noise is needed. In the next chapter, a novel physiological

model will be presented. The model will characterize reactive hyperemia in a curve-fitting fashion,

and the resulting parameters allowed us to interpret clinical data in the context of macrovascular

stenoses and microvascular dysfunction. In this regard, the current study, which standardizes the

perfusion measurement, is a critical first step for the determination of specific physiological

parameters in the theoretical model.

Limitation

This study investigated only the background artifact and the influences associated with blood

velocity specific to the leg. Other methodological differences among previous ASL studies, such

as the use of transmit knee coil, ROI sampling or combination of muscle groups, and assumptions

of blood transit time behind the choice of PLD, were not covered here. Other limitations of this

study include a suboptimal sequence for velocity measurement and lack of independent reference

of perfusion. Underestimation of systolic velocity was found when compared to rapid cardiac

phase-resolved measurement using projection imaging [49]. However, the VENC used in this

study was appropriate for the particular interest in slow flow, and the average velocities and

triphasic features were consistent with previous findings [3], [49], [57]. During hyperemia, the

tibial velocities should be interpreted as the average during the first phase-contrast acquisition

(about 20 s) of reperfusion, and not to be directly compared to rapidly acquired peak velocity at

popliteal artery just below the knee [49]. Despite the fact that there was no standard perfusion

measurement to which the results in this study could be compared to, the characteristics of

ischemic duration-dependent reactive hyperemia agreed with the results using other techniques

[58]-[60]. Detection of PAD has been available with standard diagnostic tools; hence, it was not

the goal of this study. Instead, the goal was to demonstrate the feasibility of ASL-based

characterization of calf perfusion in subject groups with known vascular conditions, which call for

further studies that may improve the understanding of pathophysiology in limb ischemia.

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2.6 Conclusion

The current findings suggest that the mechanistic reasons for previous inconsistent peripheral ASL

measurements may primarily be background artifact and variable labeling efficiency. This study

demonstrated a technically justified FAIR for dynamic perfusion responses in the calf, with the

recorded reactive hyperemia changing consistently with the duration of ischemia in the healthy

subjects and showing a significant reduction of peak perfusion in the patients with PAD. The data

shed light on the complex physiology involved in reactive hyperemia. More advanced

characterization and physiological interpretation are needed for ASL reactive hyperemia to be

applied to clinical microvascular assessment, which may improve the understanding of the role of

the microcirculation for limb salvage.

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Chapter 3

Model-based interpretation of reactive hyperemia This chapter is adapted from the article “A physiological model for interpretation of arterial spin

labeling reactive hyperemia of calf muscles” authored by Hou-Jen Chen and Graham Wright and

published in 2017 PLoS ONE 12(8): e0183259. doi: 10.1371/journal.pone.0183259. This chapter

describes the establishment of a physiological model to facilitate the interpretation of reactive

hyperemia.

3.1 Background

The pathophysiology of limb ischemia involves occlusive large-vessel disease and microvascular

dysfunction; the latter, however, is poorly understood. In the last chapter, the involvement of

microvascular function in regulating the calf muscle perfusion response to ischemia was

demonstrated by ASL reactive hyperemia. However, using ASL reactive hyperemia to detect

microvascular disease of PAD remains challenging. The exact vasodilatory mechanisms

responsible for leg reactive hyperemia have not been fully understood, which limits the

interpretation of abnormal responses observed in PAD. It is not clear if a blunted response implies

arterial stenoses, microvascular dysfunction, or a combination of these effects. The commonly

used protocol of 5-minute ischemia was established in the past to induce large and prolonged

responses based on bulk flow measurement [23], [60], [62], for which the presence of flow-limiting

stenoses would be easily detected. However, given that the microvascular relaxation usually occurs

tens of seconds after cuffing, increasing the sensitivity to microvascular dysfunction may require

a different protocol.

The goal of this work is to provide the physiological basis of calf reactive hyperemia for data

interpretation and establishment of a stress protocol that is more specific to microvascular

dysfunction. This work will develop a subject-specific model to extract physiologically relevant

features in individual responses, which may lead to microvascular assessment using ASL reactive

hyperemia and classification of patient groups based on more than the macroscopic lesions in their

arteries. The hypothesis is that a model-based analysis may help explain how the arterial stenoses

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and microvascular dysfunction affect the overall shape of the ASL reactive hyperemia response in

the calf. The specific aims are: 1) to describe the tissue metabolic response during different cuffing

durations up to 5 min; 2) to simulate reactive hyperemia under normal conditions and conditions

of arterial stenoses and microvascular dysfunction; 3) to fit the acquired reactive hyperemia of

cuffing duration-varying experiments in healthy subjects; and 4) to demonstrate the model’s

potential in preliminary patient studies.

3.2 The model

To deal with the challenges in characterization and interpretation of ASL data and standardization

of the cuffing protocol, it is desirable to establish a model describing the essential physiological

factors involved in reactive hyperemia. Flow models essentially describe the integrated effects of

vascular segments connected in series, representing the arteries, microvasculature, and veins. Each

vascular segment can be described with a combination of flow resistances (R) and vessel

compliance (C). For dynamically regulated flow, the elements of resistance and compliance are

made variable to represent the microvascular responses to factors such as luminal pressure, shear

stress, and vasoactive substances. A theoretical framework to link the physiological factors,

including oxygen and metabolites, to the lumped circuit elements was laid out by Ursino et al.

[63], [64] for cerebral blood flow regulation. The work considered modeling of reactive hyperemia,

but the result was far off from experimental data [65], mainly due to the lack of measurement

technique to accurately characterize the rapid vasodilatory response mechanisms back then.

Adapting this framework, Spronck et al. [66] recently proposed a model suitable for fitting

individual cerebral flow responses to experimental maneuvers. Meanwhile, Secomb’s group

extensively studied the contribution of different flow regulatory mechanisms to the steady-state

skeletal muscle perfusion [67]. In addition, de Mul et al. [68] published a simple model which

characterizes PAD patients’ laser Doppler reactive hyperemia with just two time constants, for the

rise and decay of reactive hyperemia. Although the model did not take microvascular physiology

into account, it demonstrated that a simple RC block is sufficient to characterize the effect of

arterial stenoses on perfusion. Therefore, although a physiological model of skeletal muscle

reactive hyperemia had not been established, there are plenty of reference materials for use as a

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starting point. We will create the skeletal muscle perfusion model by adapting Spronck’s model

and replacing the description of cerebral flow control with ischemia-induced vascular relaxation.

A lumped parameter model of three vascular segments, shown in Figure 3.1, describes the tibial

circulation. The model is a functional representation instead of a structural representation. The

popliteal segment represents the net upstream resistance and compliance for inflow, with fixed

values that do not change with ischemic duration. The arteriolar segment represents the time-

varying microvascular properties that change across ischemia-reperfusion. Capillaries may be

recruited during hyperemia and affect microvascular resistance, but the functional effect is

incorporated in the arteriolar segment. The venous segment represents the net downstream

properties for outflow.

Figure 3.1: The flow circuit of calf circulation. Pai , Pvo and Pim denote arterial input, venous output, and

intramuscular pressure, respectively. Qai and Qvo denote popliteal arterial inflow and venous output flow,

respectively. Qa and Qv are the flow to the arteriolar and venous circulation, respectively. The switches S1 and S2

represent the flow blocking effect of cuffing. Rp: popliteal resistance, Cp: popliteal compliance, Pp: end arterial

pressure for perfusion input to the arterioles; Ra: arteriolar resistance, Ca: arteriolar compliance, Pa mid-arteriole

pressure; Rv: venous resistance, Cv: venous compliance, Pv mid-vein pressure.

Perfusion-time waveforms can be simulated by solving the lumped parameters of the system as

functions of time. The flow rate in each segment can be derived from Ohm’s law. Specifically,

ASL perfusion fASL measured at the tissue level should correspond to Qv in the model:

!"#$ =&'

()=

*+ − *'

(.+ + .')/2 ( 3.1 )

where Vm represents the volume of the perfusion territory (Table 3.1) and other parameters are

defined in Figure 3.1 caption. The steady-state baseline flow Qr of the system is set to be the group

average of our healthy subjects. The segmental pressure distribution of the system at Qr is chosen

to match the reference values [69]. In the next section, the governing differential equations to

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42

describe the system’s response to flow interruption with time-varying lumped parameters will be

derived.

Table 3.1: Constant parameters of the model.

Symbol Value Unit Description Pvo 14 mmHg Venous output pressure Pim 10 mmHg Intramuscular fluid pressure Qr 144 mL/min Resting flow rate to the lower leg Vm 3 L Estimated volume of one lower leg ηb 3×10-5 mmHg⋅s Blood viscosity ra,0 75 um Inner radius of unstressed arteriolar wall ha,0 25 um Wall thickness of unstressed arteriole σ1 11.19 mmHg Constant for elastic tension model σ2 52.51 mmHg Constant for elastic tension model ke 4.5 – Constant for elastic tension Tm,0 3 mmHg⋅s Maximal muscular tension of arterioles ra,m 128 µm Radius at maximal muscular tension ra,t 174 µm Constant for muscular tension model nm 1.75 – Constant for muscular tension model

3.2.1 The lumped parameters

The popliteal artery is modeled as a simple resistor-capacitor unit. The normal arterial resistance

is calculated assuming Poiseuille flow:

Rp= 8ηb

πrp4lp ( 3.2 )

where the arterial radius rp = 0.25 cm and length lp = 40 cm are estimated from population data,

resulting in a resistance of 0.013 mmHg⋅min/mL and an arterial pressure drop Pai−Pp = 1.8775

mmHg at Qr. The arterial capacitance Cp is chosen such that the arterial time constant matches the

reported experimental values τp=RpCp≈ 5 s [68].

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43

Venous resistance is chosen such that a venous pressure drop is Pv−Pvo = 1 mmHg at Qr. With an

empirical choice of the venous time constant RvCv = 10 s, Cv can be calculated. Rv and Cv are taken

to be constant [66].

Because the arteriolar circulation is controlled by complex microvascular regulatory mechanisms

rather than apparent lumped parameters with fixed values, it is necessary to express Ra and Ca with

time-varying radius ra and consider the relationship between the pressure and radius based on the

mechanical properties of the arterioles [64], [66], [70]. In this regard, the mid arteriolar pressure

Pa is related to the wall tension T and radius ra by Laplace’s law. The wall tension consists of the

passive elastic component Te and active muscular component Tm scaled by the level of activation

A. Together these give:

3 = *+4+ − *5)(4+ + ℎ+) = 37 + 83) ( 3.3 )

where the arteriolar wall thickness ha is formulated by :

ℎ+ = 4+9 + 24+,;ℎ+,; + ℎ+,;

9− 4+. ( 3.4 )

The elastic tension is defined as:

37 = [>?@AB(CDECD,F)/CD,F − >9] ⋅ ℎ+ ( 3.5 )

where constants are given in Table 3.1. The muscular tension generated by the fully activated

arteriolar smooth muscle at a given radius is defined as:

3) = 3),;@

E|CDECD,J

CD,KECD,J|LJ

. ( 3.6 )

An arteriolar pressure drop ΔPa = Pp−Pv = 70 mmHg and mid-arteriole pressure Pa = 50 mmHg are assumed for Qr [69]. The resistance Ra and volume Va (related to Ca) expressed as a function of ra is shown in Appendix A.

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With the lumped parameters defined, the governing equations of the flow system are expressed as:

M*N

MO=&+5 − &+

PN , ( 3.7 )

M4+

MO=*+(.' − 2.+) + *N(.+ − .') + *'.+)

4+QR.+(.' + .S), and ( 3.8 )

M*'

MO=&' − &'T

P'. ( 3.9 )

At any time point, a physiological status of the arteriolar segment will adjust the activation level

A of the arteriolar wall, which changes the pressure and radius of the arterioles as described in Eq.

3.3, resulting in changes of the entire flow system described by Eq. 3.7 – 3.9. Therefore, the next

section will describe how flow regulatory mechanisms change the activation level A.

3.2.2 Microvascular regulation

The vessel wall activation level A is defined as a sigmoidal function of the total regulatory

influence z:

8 =1

1 + @E9V. ( 3.10 )

The regulatory influences include myogenic response and shear stress response, which are

associated with the blood pressure and flow directly perturbed by flow interruption, as well as

ischemia-induced vasoactive substances with concentrations dependent on the ischemic duration.

To date, the mechanisms specific for ischemia-induced vasodilation have not been clearly

explained. However, evidence in the literature reveals that two microvascular regulatory

mechanisms are very likely to be tied to ischemia-induced vasodilation. First, it is found that ATP

released by red blood cells (RBCs) during hypoxia can activate the purinergic receptors on the

endothelial cells and triggers endothelium-dependent vasorelaxation [19]. Second, ischemia-

induced imbalance of energetic supply and demand would lead to an accumulation of interstitial

adenosine, which can activate the receptors on vascular smooth muscles and induces endothelium-

independent vasorelaxation [71]. Therefore, the total regulatory influence was defined as:

W = X5Y5

5

+ Y5Z5[ ( 3.11 )

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45

where i = [myo, sh, ATP, ado] stands for the myogenic, shear stress-based, intravascular ATP-

mediated, and interstitial adenosine-mediated regulation, respectively. For each regulatory

mechanism, the regulatory influence is the regulatory state x multiplied by the respective gain g.

The parameter xinit sets the baseline arteriolar tension, radius, and resistance, which essentially

determines the dynamic range for flow increases in the system.

The regulatory state is perturbed by the associated stimulus and varies based on a certain time

constant (via a first-order approach):

MY5

MO=\5 − Y5

]5 ( 3.12 )

where τi stands for the time constant of each regulatory mechanism. The definition of the stimulus

function yi is explained in Appendix B. In short, ymyo is the deviation of current arteriolar wall

tension from the baseline tension; ysh is the deviation of current shear stress from the baseline shear

stress, and so on. Since the wall-derived regulatory mechanisms have been well characterized and

are known to be relatively weak when compared with metabolic flow regulation [67], the model

uses fixed values similar to a previous study [66] : gmyo = 1, gsh = 1, τmyo = 6 s, and τsh = 60 s.

The gain g and time constant ] above are parameters introduced from a systems perspective.

However, their physiological meanings are straightforward and obvious if we use the parameters

to express the change of wall tension explicitly. As explained in Appendix C, gATP is defined as

the sensitivity of the arterioles to ATP that scales the response of wall tension, whereas τATP is

defined as the response time to ATP that determines the quickness of wall tension response.

Likewise, gado and τado are defined as the sensitivity and response time of the arterioles to interstitial

adenosine.

The model assumes that intravascular ATP and interstitial adenosine are the main vasoactive

substances for metabolic regulations because their production depends on the level of oxygenation

in the capillary and tissue, respectively. Therefore, a two-compartment model for the transport of

oxygen is required. The current model adapted Lai’s model and used a constant permeability

surface area-product (D) for diffusion of oxygen between the capillary and tissue compartment

[72]. The differential equations of compartmental oxygen pressure are:

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46

M*^9_

MO=!(^9+C[ − ^9_) − `a(*^9_ − *^9[)

b_c_ ( 3.13 )

M*^9[

MO=`a(*^9_ − *^9[) − (^9

b[c[ ( 3.14 )

where PO2c and PO2t are the oxygen partial pressure of the capillary and tissue compartment,

respectively. O2art and O2c are the oxygen concentration of the inflow arterial and capillary blood,

respectively. The solubility of oxygen in blood α is 1.46 µM/mmHg, and volume fraction of

capillary vc and tissue vt are 3% and 97%, respectively. The metabolic function VO2 and the

parameter γ=dO2/dPO2, varying with the level of oxygenation, are defined in Appendix B.

The concentration of intravascular ATP CATP can be calculated by considering the inflow arterial

ATP concentration CATP,in , oxygen saturation-dependent ATP release rate R, and degradation

by the endothelial surface:

MP"de

MO=!

b_

1 − ℎf

1 − ℎ[(P"de,5Z − P"de) +

ℎ[

1 − ℎ[. −

2Qf

4_(1 − ℎ[)P"de ( 3.15 )

where CATP,in = 0.1 µM, the capillary radius rc = 3µm, tube hematocrit ht = 0.4, discharge

hematocrit hd = 0.3, and degradation constant kd=2×10−4 cm/s [67]. The ATP release function R is

given by Arciero’s paper[67]:

.(*^9_) = .;(1 − .?

*^9_Z

*^9_Z+ *g;,hi

Z) ( 3.16 )

where R0 = 84 µM/min, R1 = 0.891, P50,Hb = 26.8 mmHg, and n = 2.7.

As ischemia progresses in the tissue compartment during cuffing, the skeletal muscle switches

from aerobic metabolism to anaerobic metabolism and the formation of interstitial adenosine Cado

is increased. On the other hand, interstitial adenosine is cleared slowly by cellular uptake back to

the tissue with the rate described by Michaelis-Menten equation [73]. Therefore, the dynamic of

Cado is formulated as:

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47

MP+fT

MO= j+fT − ()+k,+fT

P+fT

P+fT + l),+fT ( 3.17 )

where Vmax,ado = 100 µM/min and Km,ado = 200 µM are chosen for the adenosine clearance rate

[74]. By referring to the concentration in various physiological conditions [75], [76], the adenosine

formation rates Fado in µM/min are assumed here to be:

j+fT *^9[ = 0.05*^9[ ≥ *^9_C

= 0.5 otherwise ( 3.18 )

where the critical oxygen pressure PO2cr for anaerobic metabolism is assumed to 10 mmHg [77].

The baseline interstitial concentration of adenosine is 0.1 µM.

3.2.3 Model behavior

Simulation of ischemia and reperfusion under normal and diseased conditions is presented in this

section to facilitate interpretation of the model behavior. However, this simulation was developed

based on the results of fitting the model parameters to the responses of healthy individuals, which

will be described in the methods and results sections.

During ischemia, the muscle tissue continues to consume oxygen at the baseline metabolic rate

until the PO2 is relatively low, as simulated in Figure 3.2a. The concentration of intravascular ATP

increases with deoxygenation in the capillary compartment, whereas the interstitial adenosine only

starts to increase when PO2cr is reached and anaerobic metabolism begins, as seen in Figure 3.2b.

The influences of each regulatory mechanism are drawn in Figure 3.2c. While the total regulatory

influence z continues to be enhanced by the accumulation of metabolites, the vascular smooth

muscle is almost de-activated after 2 minutes of ischemia, as shown by the level of activation A in

Figure 3.2d.

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48

Figure 3.2: Ischemic responses of the tissue and arterioles. Modeling the responses during 5 minutes of ischemia

in the muscle, including (a) the oxygen tension, (b) concentrations of the vasoactive substances, (c) the influences of

vasoregulation mechanisms, and (d) the summed influence z and level of activation A of vascular smooth muscle.

The modeled reactive hyperemia is shown in Figure 3.3. Because of the rapid nature of

intravascular ATP-mediated vasorelaxation, an evident response can be induced with just one

minute of ischemia. As illustrated in Figure 3.3a, increasing ischemic duration would slightly

enhance the magnitude of the modeled response, but ischemia longer than 2 minutes would mostly

prolong the modeled reactive hyperemia. Arterial stenoses simulated by doubling Rp would reduce

the response magnitude regardless of ischemic duration, as depicted in Figure 3.3b, 3.3c, and 3.3d,

because it reduces the input perfusion pressure to the microcirculation. Doubled Rp would also

double the arterial time constant, resulting in longer rise time. Microvascular dysfunction does not

delay the rise time, on the other hand. Depending on the ischemic duration used, microvascular

dysfunction does not necessarily reduce the magnitude of the responses to a large extent. As

simulated by reducing gATP in the model, microvascular dysfunction appears to cause earlier

attenuation, suggesting that the dysfunctional arterioles tend to constrict. The influence of

microvascular dysfunction can be seen by comparing microvascular dysfunction alone with normal

0 1 2 3 4 5

10

20

30

Time (min)

PO

2 (mm

Hg)

(a)

CapillaryTissue

0 1 2 3 4 50

0.2

0.4

0.6

0.8

1

Time (min)

Con

cent

ratio

n (u

M)

(b)

ATPAdenosine

0 1 2 3 4 5−6

−4

−2

0

Time (min)

Eac

h in

fluen

ce (a

.u.)

(c)

myshATPAdo

0 1 2 3 4 5

−8

−6

−4

−2

0

Time (min)a.

u.

(d)

zA

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49

function, or by comparing combined micro- and macro-vascular disease with stenoses alone. The

differences resulted from the presence of microvascular dysfunction are more evident in the

responses to 2-min ischemia than longer ischemia. This result of modeling may be explained by

the fact that as the concentration of interstitial adenosine increases in longer ischemia the vascular

smooth muscles eventually relax, regardless of the endothelium-dependent ATP signal. Therefore,

the model suggests that a protocol using shorter ischemic duration may be more sensitive to

endothelium-related microvascular dysfunction.

Figure 3.3: The effects of ischemic duration, arterial stenosis, and microvascular dysfunction on reactive

hyperemia. (a) Normal responses to various ischemic durations and diseased responses to (b) 2-min, (c) 3-min, and

(d) 5-min of ischemia. Arterial stenosis was simulated by doubling the popliteal resistance Rp, and microvascular

dysfunction was simulated by reducing gATP to 40%. "Combined" includes both effects at the same time.

3.3 Methods

The perfusion data used for simulation and fitting was the mid-calf ASL reactive hyperemia of 7

healthy subjects (age <30 yrs) and 9 patients with PAD, acquired as described in Chapter 2. The

0 20 40 60 80 100 120

0

10

20

30

40

50

Time (s)

Perfu

sion

(mL/

100g

/min

)

(a)

1−min2−min3−min5−min

0 20 40 60 80 100 120

0

10

20

30

40

50

Time (s)

Perfu

sion

(mL/

100g

/min

)

(b)

NormalStenosisMicro. dysf.Combined

0 20 40 60 80 100 120

0

10

20

30

40

50

Time (s)

Perfu

sion

(mL/

100g

/min

)

(c)

NormalStenosisMicro. dysf.Combined

0 20 40 60 80 100 120

0

10

20

30

40

50

Time (s)

Perfu

sion

(mL/

100g

/min

)

(d)

NormalStenosisMicro. dysf.Combined

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50

healthy subjects underwent 1,2, 3, and 5 minutes of arterial occlusion via cuff inflation; the patients

only underwent 2-min cuffing for the more affect leg, which was determined based on self-reported

symptoms and physicians’ dictation. The median age of the patient group was 74.5 yrs (51 to 83).

The ABI ranged from 0.3 to 0.87. Seven patients had claudication, and the remaining two had rest

pain.

Modeling and fitting

The flow regulation system described previously, including the lumped parameters and oxygen

transport model, was implemented using MATLAB. Modeled reactive hyperemia was generated

by solving the governing differential equations Eq. 3.7 – 3.9 and Eq. 3.12 using the built-in solver

function ode15s. Subject-specific model parameters were identified as described in the next two

paragraphs. The values of these parameters were estimated by searching for the minimum least-

squares fit between the modeled and ASL-measured perfusion, using the built-in optimization

function lsqnonlin. The quality of fit was assessed by calculating the reduced chi-square:

qC7f9

=1

r − s − 1

(!(t) − !"#$(t))9

>9

u

5

( 3.19 )

where σ2 is the variance of baseline perfusion, N the data length, and n the number of free

parameters.

For the healthy group, [fr, gATP, τATP, gado, τado, τp] were chosen as the free parameters. The logic

lies in the approach to address the individual differences in the resting perfusion fr (= Qr/Vm) and

reactive hyperemia. First, we attributed the variation of resting perfusion in healthy individuals to

the baseline arteriolar tone, reflecting the variation in capillary permeability and tissue metabolism,

not the variation in resistances of the arteries or veins. Therefore, fr was varied to determine xinit

for the baseline arteriolar tone. The group average resting perfusion was aligned with a positive

xinit = 0.45 chosen empirically. Next, we assumed that the differences in reactive hyperemia result

from the variation in the sensitivities and time constants of ATP and adenosine in addition to the

arterial time constant (reflecting the difference in arterial compliance if the resistance is fixed).

Therefore, the steps of fitting the cuffing duration-varying reactive hyperemia are: 1) use [fr, gado,

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51

τado, τp] with fixed gATP and τATP to fit the responses to 3- and 5-min cuffing; and 2) use [fr, gATP,

τATP] with the resulting gado, τado, and τp from step 1 to fit the responses to 1- and 2-min cuffing.

The parameters gATP and τATP were not included as free parameters in step 1 because their

influences on the response to long cuffing were extremely small and a wide range of their values

can be used, making the resulting values unstable and not meaningful. Likewise, only the more

sensitive parameters for short cuffing were included in step 2. The allowed range of free parameters

in the fitting process are: 2 ≤fr≤ 10 (mL/100g/min), 1 ≤gATP≤ 20, 1 ≤gado≤ 15, 6 ≤τATP≤ 24 (s), 12

≤τado≤ 60 (s), 1.5 ≤τp≤ 30 (s), determined empirically based on their influences on the response

and a previous modeling work [67].

For the patient group, [fr, gATP, τATP, Rp, τp] were chosen as the free parameters. Rp was included

as a free parameter because these PAD patients have various degrees of arterial stenoses affecting

reactive hyperemia. Adenosine parameters were not included as free parameters because of their

minimal influence on perfusion response to 2-min cuffing. Their values were fixed to the average

values of the healthy group. The allowed range of free parameters in the fitting process are: 3 ≤fr≤

8 (mL/100g/min), 1 ≤gATP≤ 12, 12 ≤τATP≤ 36 (s), 1.5 ≤τp≤ 25 (s), and 1 ≤Rp≤ 6 (starting from here

Rp is expressed as the ratio to the calculated standard value from Eq. 3.2). The ranges of these

parameters were narrower than those used in the healthy group because the physiological ranges

had been known after fitting the healthy responses.

Statistical analysis

The peak, TTP, and model parameters that resulted in the best fit to the responses were compared

between the healthy subjects and patients using a two-sided Students’ t test. A p-value of 0.05 was

assumed to indicate statistical significance.

3.4 Results

The model could generate ischemic-duration-dependent responses very similar to the measured

reactive hyperemia in healthy subjects. The model achieved reasonable fits with one set of

parameters for all responses to various durations of cuffing in each subject, as shown in Figure 3.4.

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52

The quality of fit, measured by χ2red was affected by baseline drift, sudden jumps, and small

oscillations of the ASL signal in some cases. Noise level varied between recordings. Looking

through the healthy group, the model did not necessarily fit better to the large and long responses

(5-min cuffing) than the transient responses.

Figure 3.4: Fitting the responses of a healthy subject with the model. The resulting parameters are: [fr, gATP,

gado, τATP, τado, τp] = [5.59, 14.67, 3.49, 18.0, 44.5, 3.05].

The parameter values of the healthy group were summarized as means ± standard deviations: fr=

4.95 ± 0.92 mL/100g/min, gATP = 15.66 ± 2.05, gado = 4.18 ± 2.41, τATP = 15.86 ± 2.66 s, τado =

43.20 ± 21.11 s, and τp = 4.25 ± 1.16 s. The parameters related to adenosine had a broader range

than other parameters, with coefficients of variation (CV) 27.4% and 49.6% for gado and τado,

respectively. The rest of parameters were relatively consistent within the group (CV<20%).

The model fitting of diseased responses to 2-min cuffing was shown in Figure 3.5. Eight out of the

9 responses had χ2red ranged between 0.59 to 1.39, indicating reasonable fits; response 3 had a χ2

red

of 4.17, indicating a poor fit. Each recording had a different level of noise. Response 3 was very

0 20 40 60 80 100

0

20

40

60

Time (s)

Perfu

sion

(mL/

100g

/min

)

1−min ischemia

0 20 40 60 80 100

0

20

40

60

Time (s)

Perfu

sion

(mL/

100g

/min

)

2−min ischemia

0 20 40 60 80 100

0

20

40

60

Time (s)

Perfu

sion

(mL/

100g

/min

)

3−min ischemia

0 20 40 60 80 100

0

20

40

60

Time (s)

Perfu

sion

(mL/

100g

/min

)5−min ischemia

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53

small and only three data points were two standard deviations above the baseline perfusion, which

was not sufficient to determine the five free model parameters.

The model parameters were more variable within the patient group than the healthy group. As

compared in Figure 3.6, responses in the patient group were significantly lower in peak perfusion,

but not in TTP (p=0.102), than those in the healthy group. With the model-based analysis through

fitting, the patient group showed higher Rp and lower gATP than the healthy group. The p-values

were 0.285, 0.098, and 0.461 for comparison of fr, τp, and τATP.

Figure 3.5: Fitting of patients’ responses to 2-min cuffing with the model-generated response. The fitting with

exceptionally large error is plotted as the blue line.

0 50 1000

20

40

Time (s)

mL/

100g

/min

Patient 1

0 50 1000

20

40

Time (s)

mL/

100g

/min

Patient 2

0 50 1000

20

40

Time (s)

mL/

100g

/min

Patient 3

0 50 1000

20

40

Time (s)

mL/

100g

/min

Patient 4

0 50 1000

20

40

Time (s)

mL/

100g

/min

Patient 5

0 50 1000

20

40

Time (s)

mL/

100g

/min

Patient 6

0 50 1000

20

40

Time (s)

mL/

100g

/min

Patient 7

0 50 1000

20

40

Time (s)

mL/

100g

/min

Patient 8

0 50 1000

20

40

Time (s)

mL/

100g

/min

Patient 9

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54

Figure 3.6: Characteristics of reactive hyperemia induced by 2-min cuffing. Left: characterization using

apparent indices. Right: characterization using model-derived parameters. * denotes statistical significance (P <

0.05).

3.5 Discussion

3.5.1 Establishment of the model

The work in this chapter sought to provide an explanation to the dependence of reactive hyperemic

characteristics on ischemic duration using the model. Although reactive hyperemia is often related

to endothelial function, which is commonly assessed by flow-mediated dilatation via the effect of

shear stress, it is unlikely that shear stress plays a significant role in ischemia-induced vasodilation.

The first reason is that flow interruption should lead to shear-dependent vasoconstriction, not

vasodilation. Second, the change in shear stress induced by cuffing is independent of the ischemic

duration and hence should not enhance the perfusion response if ischemic duration increases. The

same arguments can be applied to the pressure-related myogenic regulatory mechanism. Indeed, it

has been suggested that these wall-derived mechanisms should be relatively weak and work against

the metabolic flow regulation [67]. To identify the mechanisms more relevant to ischemia, we

searched for mechanisms closely tied to the dynamics of the deoxygenation process during

ischemia. Studies of magnetic resonance spectroscopy have shown that myoglobin desaturation

begins at 100-120 s and plateaus at 300-420 s in the course of acute ischemia [78], [79]. The initial

delay of myoglobin desaturation in the tissue pool is due to the contribution of oxygen from the

blood pool. At the later stage of ischemia, high level of myoglobin desaturation corresponded to

the onset of anaerobic metabolism indicated by the change of phosphocreatine in the tissue. These

fr Rp τp gATP τATP0

5

10

15

20

25

Par

amet

er v

alue

Peak TTP0

20

40

60Normal (n=7)PAD (n=9)

Val

ue o

f res

pons

e in

dex

*

*

*

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55

two-compartment deoxygenation dynamics were incorporated in our model (Figure 3.2) to control

the metabolite-derived regulatory mechanisms.

In the capillary compartment, the model linked vascular tension to the oxygen saturation-

dependent release of ATP by RBCs. The theory of RBCs being the oxygen sensor for local flow

regulation has long been established [19]. Our simulated concentration of ATP was in the

submicromolar range, consistent with intravascular measurements in human hypoxia experiments

[80]. The estimated time constant of ATP-mediated regulation τATP was 15.4 ± 2.7 s, which is very

close to the reported values (8-16 s) from direct observation of exposed arterioles in an animal

study [81]. The function of the ATP receptor on the endothelium was found to be attenuated in

type 2 diabetes [82]. This finding corresponded to a reduction in gATP in our model and was

simulated as microvascular dysfunction. Consistent with the simulation, reduced gATP was found

in the patient group. However, the model does not include the biological details of ATP signaling.

In addition to a change of receptor sensitivity, other reasons such as a reduction in the oxygen

consumption rate, in the total number of receptors due to vascular rarefaction, or in the ATP release

rate can all cause reduced gATP. After all, the current work only uses perfusion waveforms to look

at the disease and cannot reflect all the detail.

In the tissue compartment, the concentration of interstitial adenosine was modeled. Increased

formation of adenosine during hypoxia results from the elevated activity of ecto 5’-nucleotidase

converting muscle-released AMP into adenosine [83]. However, it is difficult to quantify the exact

reaction rate and concentrations of AMP and adenosine because a wide range of values was

reported, potentially because real-time interstitial measurements in vivo remain challenging [84].

Hence, this study only roughly estimated the adenosine formation rate and described it as a simple

2-mode function in Eq. 3.18. The high variability of gado and τado in the fitting of normal responses

may result from such simplification of adenosine formation. Furthermore, other metabolites, such

as lactic acid and hydrogen ions, may also be involved in the tissue compartment for extended

ischemia. Therefore, the current model may be less accurate in explaining/simulating the responses

to longer ischemia.

With intravascular ATP and interstitial adenosine incorporated, the model clearly demonstrated

ischemic duration-dependent responses. The rapid magnitude increase for responses to short

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ischemia is very likely to be contributed by the ATP released by deoxygenated RBCs. On the other

hand, longer ischemia appeared to prolong the responses by accumulating adenosine in the tissue.

The relationship of the peak and TTP on ischemic duration in the modeled reactive hyperemia

agreed with the previously measured characteristics in the healthy group. From a statistical

perspective, however, some of the acquired responses did not entirely agree with the model. ASL

data contain not just metabolic perfusion response but also imaging noise, motion artifacts

introduced by cuff inflation and deflation, and higher order vessel properties causing flow

oscillation during recovery. These details were not considered in the model, which may be the

reason for poor fitting in some cases. Specifically, the mass of blood can be modeled as an

inertance that affects acceleration and deceleration of the blood flow (second-order). Oscillation

of blood pressure and flow can occur when the inertance is matched with compliance. Previously,

Spronck’s model was used to fit individual cerebral flow response averaged by repeated

recordings, which presumably decreased the experimental variability associated with these

influences. Therefore, our model may fit better to averaged individual responses, which should be

more representative of metabolic flow responses. The fitting may be very likely to fail when the

diseased response is very small. However, cases with such small responses may essentially indicate

severe microvascular disease and model analysis is not required.

3.5.2 Major findings

An important contribution of this work is that the model demonstrates the different effects of

arterial stenoses versus microvascular dysfunction on reactive hyperemia. Arterial stenoses can

limit response peak to a great extent. However, there are already many tools to assess arterial

lesions. The use of ASL reactive hyperemia was motivated by the desire to look at microvascular

function. According to the simulation in this study, a shorter ischemic duration can better detect

microvascular dysfunction. This finding reflects the often overlooked fact that the

microvasculature typically reacts quickly to ischemia and a short ischemic protocol can be used to

measure the quickness of reactivity. To date, 5-min cuffing is recommended for reactive hyperemia

measurement due to its lower variability in the peak and TTP when compared with shorter cuffing.

From a signal perspective, our simulation agrees with the viewpoint that the 2-min cuffing

response may be too short to provide enough data points to measure the exact peak difference

caused by arterial lesions. However, our model simulation suggested that the peak and TTP are

more useful for detecting the influence of macroscopic lesions than quantifying microvascular

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dysfunction. The model clearly indicated that the unique potential of ASL reactive hyperemia for

microvascular assessment is highlighted when using 2-min cuffing. Therefore, this study proposed

the use of a 2-min ischemic protocol for more sensitive microvascular assessment.

The patient data in Chapter 2 was acquired after the establishment of this model. With 2-min

cuffing, the PAD group demonstrated lower peaks and slightly longer TTP than the healthy group

(Figure 3.6), which is similar to the previous findings using 5-min cuffing [37]. This finding is

consistent with the prediction of the model simulation that the presence of arterial stenoses should

be detectable in both protocols.

Curve fitting-based characterization of reactive hyperemia has been reported by other research

groups for skeletal muscle BOLD imaging, bulk flow measurement, and laser Doppler skin

perfusion [68], [85], [86]. These studies use combinations of known mathematical functions, such

as a gamma-variate function. While their functions may also fit ASL reactive hyperemia of the

healthy subjects, the diseased responses may not resemble a gamma-variate function, as

exemplified by response 9 in Figure 3.5. More importantly, an empirical function does not contain

physiological meaning, let alone explaining the dependence of reactive hyperemia on cuffing

duration or the effect of diseases on response characteristics. In contrast, the analysis results using

the current physiological model indicated that some of the model parameters not only clearly

differentiate the responses of the healthy and patient group but may also suggest direct

pathophysiological implications. First, the increased Rp may represent arterial stenoses. Second,

the arterial time constant τp is a function of both resistance and compliance. Since the two factors

are not necessarily tightly correlated and have the opposite effect on τp, a wide range of values in

patients is not surprising. Lastly, the gATP, representing the endothelial sensitivity to ATP, was

significantly lower overall in patients but also had greater variation within the patient group. This

result suggests that different levels of microvascular disease exist within the patient group and may

be assessed by ASL reactive hyperemia with our model-based analysis. The variation in the

microvascular parameter may have critical clinical implications.

It is known that a large portion of the patients with critical limb ischemia does not achieve limb

salvage 1 year after revascularization, which could be caused by more advanced microvascular

diseases. This work strongly demonstrates the potential of using ASL reactive hyperemia for

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microvascular assessment in such a patient population, which may be useful to identify the

subgroup that requires more effective treatment for their microvascular disease.

Limitations

So far, the model explained only the data from small subject groups. Validation of the model is

lacking due to the fact that no standard microvascular assessment currently exists. Further study

of the microcirculation in particular patients, notably those with diabetes and PAD, may be

revealing. With more data accumulated, the patients can be stratified based on their clinical

indications, and the perfusion indices between subgroups can be compared. Also, the dependence

among model-derived parameters and the correlation between the parameters and clinical indices

may be further examined.

The model description of reactive hyperemia should not be generalized for exercise-induced active

hyperemia, as capillary recruitment in exercise can greatly change the permeability surface area-

product. Also, the model assumes a vascular system of an averaged human, with fixed values for

the arterial input pressure, venous output pressure, size of femoral artery vs volume of the lower

leg, and so on. Individual deviation of these parameters from the human average will cause errors

when we use the model to extract physiological parameters from the perfusion responses. Ideally,

recording the popliteal blood pressure and tibial metabolic rate simultaneously along with

perfusion across the period of ischemia-reperfusion and incorporating the data into the model

would be the best approach to minimize such errors.

Since the heterogeneity between calf muscle groups was not the focus here, perfusion of the whole

mid-calf cross section was used for the establishment of the model. Using perfusion data from

smaller ROIs with higher noise in ASL does not help extract consistent physiology for a general

description of the response to ischemia. Although the model fitted reasonably well to our data, the

quality of ASL data remains critical. Large SNR and minimum motion artifact can reduce bias in

the fitting. The experiments of 2-min thigh cuffing were well tolerated by patients, but repeated

recording could be affected by previous ischemia, especially in patients with reduced washout rate

of metabolites.

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3.6 Conclusion

The physiological model established in this chapter provided a comprehensive explanation of the

flow regulatory mechanisms involved in ASL reactive hyperemia of calf skeletal muscles. The

model demonstrated that combining the dynamics of intravascular ATP released by RBCs and

interstitial adenosine can explain the evolution of response characteristics with increasing

durations of cuffing in healthy subjects. Model simulation suggested influences of microvascular

dysfunction distinct from those of arterial stenoses on reactive hyperemia. Microvascular

dysfunction may be detected more easily in a 2-min cuffing protocol rather than longer cuffing,

whereas the effect of arterial stenoses may be more consistently observed using 5-min cuffing.

Model-based analysis of the patient data showed that Rp and gATP were significantly different

between the patient and healthy group. While increased Rp in patients is normally expected, the

variation of gATP within the patient group may suggest that different amounts of microvascular

disease existed. Therefore, the next step will be to test the utility of ASL reactive hyperemia and

the model-based analysis in the patients with critical limb ischemia who require assessment of

their microcirculation in addition to their arterial lesions.

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Appendix

A. The flow equations of the system

The arteriolar resistance Ra and volume Va are defined as:

.+ = lv/4+w ( 3.20 )

(+ = lR4+9 ( 3.21 )

where the constants KR and KV are chosen such that at ra=ra,0 (baseline), Ra=ΔPa/Qr, RaCa = 1 s,

and Va = CaΔPa.

The arterial flow equation Eq. 3.7 is derived from the definition of compliance being a change of

volume due to pressure change:

PN =

M(N

M*N=M(N

MO

MO

M*N ( 3.22 )

M(N

MO= &+5 − &+ ( 3.23 )

where Vp is the volume of the popliteal artery. The venous flow equation Eq. 3.9 is derived

likewise.

The arteriolar flow equation Eq. 3.8 is derived by taking the time derivative of Eq. 3.21 and

expressing the volume change as the difference between the input Qa and output flow Qv:

M(+

MO= lR4+

M4+

MO= &+ − &' =

*N − *+

2.+−

*+ − *'

2(.+ + .') ( 3.24 )

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B. Modeling the regulatory influences

The stimulus functions of wall-derived regulatory mechanisms are taken from Spronck’s model

[66]. The myogenic stimulus is calculated based on the deviation of arteriolar wall tension T from

the baseline T0, multiplied by a scaling factors smy:

\)x = y)x(3 − 3;) ( 3.25 )

where smy = 3.33 (mmHg⋅cm)−1.

The shear stress is proportional to Q/r3. Therefore, the shear stress stimulus is defined as:

\z{ = yz{

&'

4+|− 1 ( 3.26 )

where ssh is chosen such that at rest the baseline flow and arteriolar radius will result in zero

stimulus.

Likewise, the stimulus functions of metabolite-derived regulatory mechanisms, including the

intravascular ATP and extravascular adenosine, are defined as the deviation from the baseline

concentrations CATP,0 and Cado,0 multiplied by scaling factors:

\"de = y"de(P"de − P"de,;) ( 3.27 )

\+fT = y+fT(P+fT − P+fT,;) ( 3.28 )

where sensitivity coefficients sATP and sado are empirically chosen to be 2.5 and 0.61 µM−1 ,

respectively.

The concentrations of oxygen in the capillary O2c and tissue compartment O2t are the sums of

freely dissolved oxygen and oxygen bound to hemoglobin and myoglobin, respectively:

^9_(*^9_) = 4Phi

*^9_Z

*^9_Z+ *g;,hi

Z + ~i`*^9_ ( 3.29 )

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^9[(*^9[) = P�i

*^9[

*^9[ + *g;,�i+ ~[`*^9[ ( 3.30 )

where CHb = 2.33mM is the concentration of hemoglobin, CMb = 365µM the concentration of

myoglobin, wb = 80.95% the fraction of water in blood, and wt = 78% the fraction of water in the

tissue. The parameters γ=dO2/dPo2 for Eq. 3.13 and 3.14 are:

c_ = 4Phi

s*g;,hiZ*^9_

ZE?

(*^9_Z+ *g;,hi

Z)9+ ~i` ( 3.31 )

c[ = P�i

*g;,�i

*Ä9[ + *g;,�i+ ~[` ( 3.32 )

With O2t defined, the skeletal muscle metabolic function is calculated:

(^9(^9[) = ()+k,)

^9[

^9[ + l),ÅÇ

( 3.33 )

where Km,O2 = 0.7 µM, and Vmax,m is calculated from the individual baseline perfusion.

The change of intravascular ATP concentration Eq. 3.15 is derived by considering the total amount

of ATP in a single capillary with inflow, release and degradation:

É4_9Ñ_(1 − ℎ[)

MP"de

MO= Ö(1 − ℎf)(P"de,5Z − P"de) + É4_

9Ñ_ℎ[. − 2É4_Ñ_QfP"de

( 3.34 )

where the capillary length lc, flow rate of a single capillary q. Since capillary flow can be derived

from perfusion and capillary volume fraction, this equation can be simplified into Eq. 3.15.

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C. Definition of microvascular regulatory parameters

This section derives an approximation describing the relationship between the wall tension and

microvascular regulation parameter g and ]. The approximation will lead to a more intuitive,

descriptive definition for the parameters. To start, the change of wall tension over the period of

flow interruption is the time derivative of Eq. 3.3:

M3

MO=M37

MO+M8

MO3) + 8

M3)

MO ( 3.35 )

As explained in the following, only the second term on the right-hand side will be non-zero. Based

on Eq. 3.5 and 3.6, the elastic37 and muscular 3) tension component are functions of the arteriolar

radius 4+. However, the radius is not allowed to change during flow interruption, i.e., M4+/MO = 0;

otherwise, there would be a vacuum created inside the vessels. Therefore, the elastic component

would be:

M37

MO=M37

M4+

M4+

MO= 0 ( 3.36 )

Likewise, the muscular component does not change over time during flow interruption, either.

Therefore, only the activation level of the vascular smooth muscles changes over time:

M3

MO=M8

MO3) =

M8

MW

MW

MO3) ( 3.37 )

To define the parameters related to ATP, we just need to consider the effect of intravascular ATP

on the wall tension. For simplicity, we can break the period of ischemia into multiple intervals, a

few seconds each (a time step smaller than τATP), and make the approximation in one small time

interval at a time. Within the small time window, Eq. 3.11, 3.12, and 3.27 together can be

approximated:

MW

MO= X"de

MY"de

MO≈ X"dey"de

P"de O − P"de(O = 0)

]"de, ( 3.38 )

where P"de(O) represents the concentration function of ATP, t = 0 the beginning of the time

interval, and y"de the sensitivity coefficient. Substituting MW/MO in Eq. 3.37 with Eq. 3.38 will

result in:

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M3

MO≈ X"de

P"de(O) − P"de(O = 0)

]"de[y"de3)

M8

MW] ( 3.39 )

Because M8/MW changes very slowly when compared to ATP concentration, it can be seen as a

constant when we make the approximation in a small time window. Therefore, Eq. 3.39 essentially

says that the change of wall tension is linear with the change of ATP concentration whereas the

constants in the bracket do not vary with subjects. Hence, we can define X"de as the sensitivity of

the subject’s arteriolar wall to ATP that scales the wall tension response, and ]"de as the response

time to ATP that determines the quickness of wall tension response.

This approximation applies to the adenosine-mediated vasorelaxation as well. Note, however, the

approximation in this appendix is to facilitate the understanding of model behavior and not to be

implemented as such.

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Chapter 4

Perfusion in different status of limb ischemia This chapter is adapted from the manuscript “Perfusion Measures for Symptom Severity and

Differential Outcome of Revascularization in Limb Ischemia — Preliminary Results With Arterial

Spin Labeling Reactive Hyperemia” authored by Hou-Jen Chen, Trisha Roy, and Graham Wright

and submitted to Journal of Magnetic Resonance Imaging in 2017. This chapter describes a study

that investigated the clinical relevance of previously developed perfusion measures.

4.1 Introduction

Saving limbs from amputation remains challenging in critical limb ischemia (CLI). The limb

salvage rate is less than 70% one year after revascularization in patients with CLI [4]. Meanwhile,

the rate of resolved ischemic pain is approximately only 50% [1]. Currently, no technique can

predict which patient will have a worse outcome. It is hypothesized that the burden of

microvascular disease may contribute to the variability of treatment response in CLI. To

investigate the role of microcirculation in PAD, developing an objective and reliable perfusion

assessment for the peripheral muscles is a critical step.

A variety of imaging techniques applied to limb perfusion has shown valuable clinical implications

recently [30], [46]. In patients with claudication, stress-rest contrast-enhanced ultrasound showed

less exercise perfusion and walking performance in PAD with diabetic microvascular

complications than in PAD alone [30], demonstrating the relationship between functional burden

and microvascular perfusion. In patients with CLI, BOLD reactive hyperemia was shown to

differentiate the post-intervention changes between patients with and without remaining distal

occlusion, which post-intervention ABI did not show [46]. These studies revealed the importance

of perfusion assessment, but quantifying microvascular disease remains challenging. Meanwhile,

other research groups using ASL reactive hyperemia only showed the perfusion differences

between healthy subjects and patients and between pre- and post-intervention [37], [38], which

mostly reflects macrovascular disease.

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With the measurement and physiological model-based analysis of ASL reactive hyperemia

established in the last two chapters, it is possible to quantify both the macro- and microvascular

disease in PAD patients. A pictorial summary of the macro- and microvascular influences on the

shape of reactive hyperemia responses is shown in Figure 4.1. In brief, arterial resistance and

compliance affect the inflow, reflected in the rising phase of reactive hyperemia; the microvascular

sensitivity determines the overall scale of the response; and the microvascular response time

affects the rate of recovery. These complex characteristics of reactive hyperemia may be related

to different clinical indications of limb ischemia. Therefore, investigating the overall clinical

relevance of reactive hyperemia perfusion response is of great importance.

Figure 4.1: An illustration of physiological influences on the shape of reactive hyperemia, derived from Chapter

3. Reactive hyperemic perfusion is affected by the properties of inflow artery, including the resistance Ra and

compliance Ca, as well as by the microvascular sensitivity gATP and response time τATP to hypoxia induced by 2-min

flow arrest. The notations of arterial parameters are changed from Rp and Cp in the last chapter to Ra and Ca here, and

they should not be confused with arteriole parameters in the last chapter. Moreover, it is more straightforward to use

arterial compliance Ca than τa (=RaCa) as a measure to link to pathophysiology.

In this chapter, the goal is to demonstrate the utility of ASL measures of reactive hyperemia for

assessing the influences of macrovascular occlusive disease and microvascular dysfunction on

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symptoms, response to revascularization, and short-term outcome in patients with PAD. This study

aimed to: 1) compare ASL measures of reactive hyperemia between the more and less affected

limbs of the same patient; 2) use ASL measures of reactive hyperemia to compare limbs with

different severity defined by standard diagnoses; 3) compare changes in ASL measures of reactive

hyperemia before and after successful peripheral revascularization; and 4) compare short-term

outcome with perfusion indices derived from ASL measures of reactive hyperemia.

4.2 Methods

This study was performed under a protocol approved by the institutional Research Ethics Board.

The patients were recruited from the vascular lab where the ABI and segmental blood velocity

profile provided a diagnosis of PAD. The participants gave their written informed consent. All

participants had culprit lesions in the leg arteries above the mid-calf, confirmed by duplex

ultrasonography and CT angiography. Exclusion criteria included contraindication to MRI and

pre-existing vascular stents in the thigh, which caused concerns about the safety of cuff-induced

compression.

All participants underwent at least one ASL scan for the more affected leg. The more affected leg

was identified based on self-reported symptoms and the physician’s dictation. In a subgroup of

patients, the contralateral less affected leg was also scanned to compare the perfusion

characteristics of the two legs for within-subject relative severity. Meanwhile, all the scanned legs

were categorized as asymptomatic, associated with claudication, or with CLI to compare the

perfusion characteristics for absolute severity.

In a subgroup of patients who were treated with revascularization, outcomes were compared with

pre-intervention reactive hyperemia response measures. Revascularization involved an

endovascular intervention of the iliac, common femoral, superficial femoral, or popliteal arteries.

Technical success of revascularization was determined by X-ray imaging demonstrating adequate

blood flow after restoration of target lesion lumen area. Cases with failure to cross the target lesion

were not followed. In those with technical success, the post-intervention outcome within 6 months

was evaluated based on the vascular lab report and self-reported symptoms, and by phone

interview if the patient did not return for a vascular lab test. Patients were identified as lost to

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follow-up after 3 consecutive failed phone contacts. The outcome was classified as resolved

ischemia or showing limited improvement. Resolved ischemia was defined as no leg pain

associated with walking in daily life. On the other hand, a limited improvement was indicated by

remaining claudication or CLI after successful revascularization, and the exact change from

revascularization was documented in the follow-up vascular lab report. Meanwhile, pre- and post-

intervention perfusion were compared in patients who had successful interventions that did not

involve stent insertion in the thigh.

Reactive hyperemia

An illustration of the overall methodology was shown in Figure 4.2. The experimental settings for

the acquisition of reactive hyperemia were the same as described in Section 2.4. In brief, all

subjects underwent 2 minutes of flow arrest and were imaged with FAIR at 3 Tesla using a cardiac

receive coil array placed at the calf region. The recording started 1 minute before cuff inflation

and was repeated for 51 pairs of labeled and control images over 5 minutes and 41 seconds, with

a temporal resolution of 3.35 s. At the end of ASL, a baseline image for signal normalization was

acquired with the same readout sequence. The perfusion in the region of interest manually drawn

to cover the entire muscle region was quantified after image reconstruction in MATLAB.

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Figure 4.2: An illustration of the acquisition and model-based characterization of ASL reactive hyperemia.

Perfusion characterization

Similar to Section 3.3, all perfusion time curves were characterized by the apparent peak, time to

peak (TTP), and the five model parameters that resulted in the best fit between the model-curve

and measured response. The best fit was estimated by searching the parameter space for those that

yielded the least mean square error between the fit and the data for the first minute of perfusion

response, within the predefined parameter ranges: 1 ≤ Ra ≤ 5; 0.3 ≤ Ca ≤ 2; 1 ≤ gATP ≤12; 12 ≤ τATP

≤ 48 (s); and 3 ≤ fr ≤ 10 (mL/100g/min).

Statistical analysis

Statistical analysis was performed in Prism 7. The measurement indices, including perfusion

indices and ABI, were compared by two-sided Wilcoxon matched-pairs signed rank tests between

the pair of legs when both legs of the patient were scanned and between pre- and post-

revascularization on the leg receiving intervention when both measures were available. The

measurement indices in different severity categories were compared by a two-sided Kruskal-

Wallis test and Dunn’s post hoc test. The measurement indices between the outcome groups were

assessed by Mann-Whitney tests. In all comparisons, Holm-Sidak adjustment was used to maintain

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a family-wise error rate of 0.05 for the families of empirical and model-derived perfusion indices.

A p < 0.05 was deemed statistically significant. Data are presented as means ± SD unless otherwise

stated. Meanwhile, the frequencies of having cardiovascular risk factors (hypertension,

hyperlipidemia, tobacco use, diabetes) and CLI were compared between the outcome categories

by a two-sided Fisher’s exact test.

4.3 Results

A total of 21 consecutive patients were enrolled for the study of ASL reactive hyperemia. Two

patients withdrew before the perfusion exam. The remaining 19 patients (demographics in Table

4.1) all completed the 2-minute ischemia test and tolerated it well without complaint of discomfort.

A diagram of participation is shown in Figure 4.3. The first nine patients had both legs scanned

for bilateral comparison; the rest only had the index leg examined. Due to a coil channel issue, the

responses in two index legs of the bilateral exams were not recorded in the desired settings and

were excluded from analysis and comparison, but their contralateral limbs were included in the

absolute severity comparison. One patient had intermittent leg motion during the perfusion scan,

and the associated data were excluded. In total, perfusion responses were properly recorded in 25

legs from 18 patients, including 7 pairs of legs.

Table 4.1: Demographics of the participants.

Patients (n=19)

Age, years (median, range) 71 (51-86)

Male to female ratio 9:10

Smoker 15

Hypertension 14

Hyperlipidemia 14

Diabetes 5

Severity of the index leg

Claudication 13

Critical limb ischemia 6

Endovascular revascularization was performed in 15 out of the 16 index legs with a proper prior

recording of reactive hyperemia; the remaining patient underwent exercise therapy. The time

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between the perfusion exam and revascularization ranged from 0 days to 4 months (median time

= 1 day). All the target lesions were above the mid-calf, including two patients with occlusion in

the iliac arteries and the rest with lesions in the superficial femoral artery and/or popliteal artery.

Eleven legs had technically successful revascularization; in the remaining 4 legs, the

interventionist failed to establish blood flow across the target lesions in the endovascular

procedure. Eight patients had stent insertion, including the two with iliac occlusions. Five of the

successfully vascularized patients came back for the post-procedure perfusion exam within 3 days

to 5 weeks after their procedure.

Figure 4.3: A diagram of patient participation.

The follow-up outcome was collected in 10 of the 11 successfully vascularized patients at a time

ranging from 4 days to 6 months after the procedure, including 1 patient who reported excellent

recovery on the phone at 6 months and 9 patients who were assessed by the vascular lab exam and

self-reported their walking ability or leg pain (see Appendix Table 1).

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Bilateral comparison

In the subgroup of seven subjects where both legs were scanned, five patients had claudication-

asymptomatic leg pairs, and the other two patients had CLI-claudication leg pairs. Greater

perfusion responses were consistently observed in the less affected legs (Figure 4.4a). The ABI

values in the more affected legs were significantly lower than the values in the contralateral legs

(Figure 4.4b). Reactive hyperemia also showed lower peak perfusion, model-derived resistance,

and baseline perfusion in the more affected legs than in the contralateral legs. Other perfusion

characteristics did not exhibit significant differences in the bilateral comparison.

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Figure 4.4: Bilateral comparison. (a) The recorded reactive hyperemia. (b) ABI and perfusion characteristics

extracted from the recorded waveform. The native p values by Wilcoxon matched-pairs signed rank test are shown.

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Comparison between severity categories

The ABI was found to decrease with increased symptom severity, and the peak perfusion and

model-derived macrovascular resistance agreed with this finding (Figure 4.5a). Other perfusion

indices did not show significant differences. When the arterial resistance was large, the perfusion

waveform became flat (Figure 4.5a), and the peak might appear at a random time within the

hyperemic interval due to noise, which led to large standard deviations of TTP in the groups.

Figure 4.5: Perfusion characteristics (a) and averaged waveforms (b) for different symptom severities. The

native p values by Kruskal-Wallis tests are shown.

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Pre- and post-revascularization perfusion

The post-revascularization measurement was limited to the patients without vascular stents in their

thigh. As shown in Figure 4.6, the peak perfusion reached a fairly adequate level of 40

mL/100g/min in all five subjects after revascularization, which was close to the level in healthy

subjects (refer to Section 2.4). However, the changes associated with revascularization were very

small in patients who had fairly normal pre-intervention perfusion. None of the perfusion indices

were significantly different in the statistical comparison by Wilcoxon matched-pairs signed rank

tests, potentially due to the small number of subjects. However, the peak response and arterial

resistance had differences close to statistical significance (p = 0.0625 for the measures). The last

two patients shown in Figure 4.6 had low gATP pre- and post-intervention, and they also

experienced limited improvement at 6 months post-intervention.

Figure 4.6: Individual reactive hyperemia before and after revascularization.

0 20 40 60 80

0

10

20

30

40

50

s

mL/

100g

/min

0 20 40 60 80

0

10

20

30

40

50

s

mL/

100g

/min

0 20 40 60 80

0

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Perfusion versus revascularization outcome

Outcome assessment was available in ten of the eleven successfully revascularized patients. In the

nine patients who returned for a follow-up vascular lab exam, the ABI significantly increased from

0.62 ± 0.14 before to 0.89 ± 0.23 after revascularization (Wilcoxon matched-pairs test; p = 0.0039).

Four patients had remaining leg pain associated with walking, including two with previous CLI.

Six patients reported excellent walking ability without limitation, including one with previous CLI.

The empirical perfusion indices, i.e. peak amplitude and TTP, did not show a clear separation

between the outcome groups (Figure 4.7). In contrast, model-based analysis showed a consistently

low microvascular sensitivity gATP in those with worse outcome. In other words, gATP derived from

pre-intervention reactive hyperemia predicted the revascularization outcome. Other perfusion

indices and ABI did not differentiate the outcomes (Table 4.2). The univariate analysis of

cardiovascular risk factors did not show a significant difference in the frequencies of diabetes,

hypertension, hyperlipidemia, and tobacco use between the two outcome groups (Fisher’s exact

test; p = 0.9999 for each risk factor). Based on the very small subject groups, having CLI did not

affect the outcome (Fisher’s exact test; p = 0.5), but the p value was smaller than those in the test

of risk factors. Gender and age were not significant between the two outcome groups.

Figure 4.7: A scatter plot of perfusion indices in the two outcome groups.

0 20 40 60 800

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Table 4.2: Comparison of measurement indices between outcome groups

Measurement indices Ischemia resolved (n=6)

Limited improvement (n=4)

Adjusted p value

ABI 0.75 ± 0.20 0.67 ± 0.32 0.6095

Peak perfusion (mL/100g/min) 30.33 ± 5.82 28.42 ± 10.07 0.6095

Time to peak (s) 30.33 ± 29.51 7.80 ± 2.72 0.3600

Arterial resistance Ra 3.16 ± 1.14 2.50 ± 1.19 0.7284

Arterial compliance Ca 0.89 ± 0.65 0.50 ± 0.17 0.7284

Microvascular sensitivity gATP 8.72 ± 1.46 4.93 ± 0.91 0.0466 *

Microvascular response time !ATP (s) 27.80 ± 15.96 29.37 ± 16.52 0.7619

Baseline perfusion fr (mL/100g/min) 6.41 ± 2.68 4.07 ± 2.22 0.5286

Mann-Whitney test with Holm-Sidak adjustment for family-wise error rate. * indicates significance.

In Table 4.2, the ABI and peak perfusion had the same p values to the 4 decimals potentially

because the values were quantized due to the small sample sizes. On the other, the same adjusted

p values for Ra and Ca occurred because by definition it can occur. The adjusted p values in a

family of comparisons were calculated successively, starting from the comparison with the small

raw p value. The adjusted false positive rate of the subsequent comparison is the higher one

among the current and previous adjustment (see the following algorithm for multiplicity adjusted

p values).

According to the guide in the statistics software Prism:

The equations in the following are used to compute the adjusted p value padj(i) from the raw p

value p(i):

padj(1) = 1 - (1 - p(1))k

padj(2) = max ( padj(1) , 1 - (1 - p(2))k-1 )

..........

padj(k) = max ( padj(k-1) , 1-(1-p(k))k-k+1 ) = max ( padj(k-1) , p (k) ) ,

where the raw p values are sorted so p(1) is the smallest, k is the number of comparisons, and

max is a function that returns the larger of two values. Note that in some cases successive

adjusted p values will be identical, even when the raw p values are not.

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4.4 Discussion

The study in this chapter is the first to demonstrate that ASL-measured calf muscle perfusion is

tied to the clinical indications of limb ischemia and has a discriminatory power down to the patient

subgroup level. The characteristics of reactive hyperemia contain multiple aspects of the

pathophysiology that can be disentangled by the model-based analysis. The peak perfusion and

model resistance reflected the macrovascular disease burden in accord with the results assessed by

the ABI. On the other hand, microvascular indices revealed additional variables in reactive

hyperemia that may be associated with the microvascular function. Measures of macrovascular

resistance were related to the manifested symptom severity, whereas a microvascular dysfunction

index seemed to reflect prognosis following revascularization.

There are two alternative MRI-based perfusion techniques, including the blood oxygenation level-

dependent (BOLD) and dynamic contrast-enhanced (DCE) imaging. ASL is advantageous

primarily in that it offers temporally resolved absolute perfusion, which can be directly interpreted

in the context of flow resistance and vascular reactivity. BOLD signal is a mixed result of perfusion,

metabolism, and oxygen extraction [45], [46]. DCE requires the use of gadolinium-based contrast

agents, which is a concern in patients with impaired renal function, and the perfusion is usually

estimated by tracer kinetic modeling [41], [87] for steady states instead of dynamic responses. The

major disadvantage of ASL is that the low SNR can affect the characterization of perfusion.

However, the novel model-based analysis strategy described in the last chapter has markedly

reduced the influence of noise on the characterization.

The arterial resistance increased with symptom severity in the bilateral comparison and in the

comparison between severity groups; the standard macrovascular assessment by the ABI agreed

with these results. Therefore, the ischemic symptom severity seemed to be directly linked to the

burden of macrovascular disease. The peak perfusion also changed consistently with symptom

severity, most likely due to the high sensitivity of reactive hyperemia to macrovascular disease.

On the other hand, the change of TTP with symptom severity was less consistent than the change

in resistance measures. The TTP may be a function of the resistance and compliance of the inflow

arteries. Since the compliance can be affected by the degree of calcification, which is not directly

related to the perceived symptom severity, a higher variability of TTP among the severity groups

is expected.

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The reduction of macrovascular resistance by revascularization was observed in all patients with

follow-up ABI. The peak perfusion also increased in the subjects who participated in post-

intervention perfusion assessment. However, improvement of reactive hyperemia was small in two

patients with fairly adequate peak perfusion before revascularization. One possibility of having

adequate perfusion in patients with ischemic symptoms was that the site of ischemia did not

include the mid-calf. Although claudication is most common in the calves, it can also affect the

feet, thighs, hips, or buttocks. Also, there are other factors contributing to claudication in addition

to macrovascular obstruction, such as local inflammation, vascular dysfunction, altered muscular

metabolism, and myofibril atrophy [88], [89]. Therefore, although the relationship between

macrovascular disease and symptom severity was established at a group-wise level, individual

symptoms may be affected by other variables.

The microvascular indices are a novel characterization of reactive hyperemia derived from the

physiological modeling of the microvascular endothelial response to hypoxia. A lowered

microvascular sensitivity gATP may indicate microvascular endothelial dysfunction. The correlation

between microvascular dysfunction and poorer functional outcome discovered in this study reflects

the well-known prognostic relevance of endothelial dysfunction [90]-[92]. Systemic endothelial

dysfunction, typically measured by the brachial artery flow-mediated dilatation (FMD) [93], has

been shown to be a systemic independent risk factor for future cardiovascular events [91], [92].

More specifically, coronary microvascular dysfunction, identified by reduced flow reserve in

patients without overt arterial occlusion [13], [14] or by invasive coronary reactive hyperemia [25],

has been shown to predict adverse cardiac events. Therefore, the current finding that limb-specific

microvascular dysfunction predicted the functional outcome of peripheral revascularization seems

to be reasonably aligned with ongoing research of cardiac disease pathophysiology [94]-[96]. The

mechanistic reasons for the association of microvascular dysfunction and prognosis are not fully

understood. Microvascular dysfunction may reflect elevated inflammation, increased reactive

oxygen species, microvascular thrombosis, or reduced synthesis of vasoactive substances [97],

which can directly impair microvascular perfusion [98] or accelerate the progression of

macrovascular disease [99], ultimately leading to a worse outcome than for those without

significant microvascular dysfunction. We cannot rule out the possibility that unsatisfactory

improvement following intervention is due to residual macrovascular plaques in the more distal

arteries; however, the higher chance of having more distal lesions, with more calcification and

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more severe symptoms at the first presentation of disease, may still be related to the contribution

of microvascular disease.

Since the results revealed a close relationship between gATP and the post-intervention functional

outcome, a future study specifically designed to validate the predictive value of ASL measures of

reactive hyperemia is desirable. The current functional outcome was a subjective measure reported

by the patients. A more definitive outcome can be assessed by hard measures including repeated

intervention, presentation of tissue loss, and amputation. Moreover, because the patients with CLI

are more likely to have a variable outcome, targeting CLI for a prognosis study may be more

clinically relevant [97], [100]. Therefore, a prospective study with a larger sample size exclusively

in CLI and with a longer follow-up period for composite outcome measures will be a valuable next

step following the current findings.

Limitations

This study was primarily designed to investigate the relationship between clinical indications and

perfusion characteristics and not to test the predictive power of ASL perfusion on prognosis. To

fully explore the predictive power, a clinical study with 100 patients and 5-year follow-up may be

required [100]. It is not clear if vascular stents are safe for cuffing. We recruited patients

consecutively without any presumption of clinical relevance to a specific population and lesion

types. Therefore, the resulting significant portion of patients with SFA stenting as part of the

revascularization procedure limited the availability of post-revascularization reactive hyperemia

studies. However, pre-intervention ASL reactive hyperemia was the main focus here. This study

did not segment the calf cross-section into muscle groups because the perfusion was compared

with ABI for the perceived symptoms and functional outcome of above-calf revascularization.

None of these factors differentiate the calf muscle groups. Also, the SNR of ASL can be reduced

significantly for smaller regions-of-interest, which may limit the quality of perfusion

characterization.

4.5 Conclusion

This work showed that the characteristics of reactive hyperemia reflect multiple aspects of the

pathophysiology. Measures of arterial resistance are related to the manifested symptom severity,

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whereas microvascular dysfunction indices are related prognosis following revascularization. A

future study with a larger patient population and longer follow-up period will be required to

confirm the current findings regarding the disease prognosis.

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Appendix Table 1: Successfully revascularized patients

Sex Age Disease description ABI Pre

ABI Post

Procedure Follow up

Outcome description Resolved

1 F 51 CLI, non healing ulcer, focal SFA occlusion

0.79 1.06 SFA angioplasty † 6 weeks Ulcer healed, calf claudication greatly improved. Y

2 F 83 Pain with 1/8 mile walking, bulky iliac lesion

0.52 - CIA stenting † 6 months Excellent improvement reported by phone Y

3 F 81 Pain with 5 min walking, mid SFA occlusion

0.64 1.13 SFA angioplasty † 10 weeks Walking without pain Y

4 F 73 Pain with few hundred yards walking, multilevel disease

0.71 1.16 SFA angioplasty, PA stenting 1 month Claudication resolved, excellent walking Y

5 F 77 CLI, rest pain, multilevel disease 0.31 0.45 EIA angioplasty and stenting † 6 months Improved but still had rest pain. 2nd intervention at 11 months

N

6 M 76 Pain with 100 m walking, SFA and tibial occlusions, calcification

0.71 0.91 SFA angioplasty † 5 months Pain improved, but walking limited to 100-150 m

N

7 M 63 Pain with 50 yards walking, multilevel disease

0.7 0.75 SFA and PA angioplasty and stenting

6 months Great improvement Y

8 M 60 Pain with 300m walking, long heterogeneous SFA lesion

0.53 0.97 SFA and PA angioplasty and stenting

1 month Walking without pain Y

9 M 85 CLI, rest pain, multilevel disease, calcification

0.67 0.97 CFA, SFA, and PA angioplasty, stenting

5 months Pain relieved, walking limited to 5-10 min N

10 M 70 Pain with 5-10 min walking, long heterogeneous SFA occlusion

0.58 0.68 SFA angioplasty and stenting 4 days Complaint of leg pain N

CIA = common iliac artery, EIA = external iliac artery, CFA = common femoral artery, SFA = superficial femoral artery, PA = popliteal artery. † denotes post-revascularization ASL recorded

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Chapter 5

Summary and future work

5.1 Summary In Chapter 2, a series of experiments was performed to optimize ASL for the measurement of calf

muscle reactive hyperemia, followed by an investigation of the physiological relevance of

perfusion characteristics with varying durations of induced ischemia. The ASL signal behavior

and tibial blood velocity throughout an ischemia-reperfusion paradigm were examined in a group

of healthy subjects. The results showed that the pseudo-continuous ASL data was associated with

large background contamination and highly variable labeling efficiency. The tibial blood velocity

favored the use of pulsed ASL, which has labeling efficiency fairly independent of blood velocity.

Hence, a pulsed ASL configuration named FAIR was used to characterize reactive hyperemia

induced by varying ischemia duration in healthy subjects (n=7). The healthy group showed

appreciable reactive hyperemia with just one minute of ischemia, with the peak responses slightly

increasing for longer ischemic durations. Calf reactive hyperemia was also characterized in

patients (n=9) with PAD where a 2-min period of ischemia was used. The patient group had

significantly lower peak responses to 2-min ischemia than the healthy group (26.9 ± 6.3 vs 44.7 ±

6.8 mL/100g/min, p<0.0001). The study in this chapter demonstrated the capacity of the FAIR

sequence to characterize reactive hyperemia that reflects microvascular regulation for ischemic

stress and to delineate the influences of PAD on calf perfusion.

In Chapter 3, a physiological model was established to interpret the ASL measures of reactive

hyperemia. The theoretical framework incorporated oxygen transport, tissue metabolism, and

vascular regulation mechanisms. The simulation demonstrated distinct effects between arterial

stenoses and microvascular dysfunction on reactive hyperemia and indicated a higher sensitivity

of 2-minute thigh cuffing to microvascular dysfunction than that of 5-minute cuffing. The recorded

perfusion responses in PAD patients were better differentiated from the normal subjects using the

model-based analysis rather than by characterization using the apparent peak and time-to-peak of

the responses. The analysis results suggested different amounts of microvascular disease within

the patient group. Overall, this work demonstrates a novel analysis method and facilitates the

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interpretation of physiology involved in ASL measures of reactive hyperemia. ASL assessment of

reactive hyperemia with model-based analysis may be used as a noninvasive microvascular

assessment in the presence of arterial stenoses, allowing us to look beyond the macrovascular

disease in PAD. The findings in this chapter motivated the subsequent work to explore the clinical

relevance of the model-derived perfusion measures.

In Chapter 4, reactive hyperemia was characterized in a group of consecutively recruited patients

to study the relationship between the perfusion measures and clinical indications of limb ischemia.

Specifically, the relationship between indices of macrovascular disease and microvascular

dysfunction and symptoms, response to revascularization, and short-term functional outcome were

assessed. In total, ASL reactive hyperemia was properly recorded in 25 limbs from 19 patients,

including the recording of 7 pairs of limbs. The perfusion measures were found to be sensitive to

the relative severity of disease symptoms in the bilateral comparison, with the more symptomatic

leg having lower peak perfusion and higher arterial resistance (n=7). When categorizing all the

limbs as asymptomatic, claudication, and critical limb ischemia for comparison, the peak perfusion

decreased and arterial resistance increased with symptom severity (n=25). The ABI also decreased

with symptom severity in the bilateral and category comparisons.

Revascularization of the index limb was successful in 11 patients, validated by increased ABI. The

subsequent functional outcome in 10 of these patients within 6 months was also evaluated. Six

patients had ischemic symptoms resolved, whereas the other 4 patients had remaining exercise-

related leg pain. Only the model-derived microvascular sensitivity gATP pre-intervention showed a

significant difference, whereas the ABI, other perfusion measures, and cardiovascular risk factors

were not significantly different between the outcome groups. Therefore, the functional outcome

were related to model-derived microvascular measure obtained from perfusion before

revascularization.

Overall, this work proved that the characteristics of reactive hyperemia reflect multiple aspects of

the pathophysiology. Measures of arterial resistance are related to the manifested symptom

severity, whereas microvascular dysfunction indices may predict prognosis following

revascularization. Hypothetically, the subgroup of patients who will have a poor prognosis after

revascularization may be those with more severe microvascular disease; therefore, they may be

identified by the perfusion measures derived from ASL assessment of reactive hyperemia with the

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model-based analysis. A future study with a larger patient population and longer follow-up period

will be required to confirm the current findings.

5.2 Experimental improvement The data quality of the ASL perfusion signal is very critical in this study and can be improved by

using better equipment. First, a dedicated peripheral coil with smaller elements can provide more

uniform sensitivity around the limb and higher SNR. The phased arrays used in this study had a

lower SNR for the lateral and medial portions than the anterior and posterior portions of the calf

muscles. With more uniform sensitivity and higher SNR, characterization of perfusion in separate

calf muscles will be possible. Moreover, higher SNR also provides room for acceleration of image

acquisition, which may be important in scenarios where a multislice acquisition is required.

Another improvement that can be made is the cuffing procedure. In this study, limb swelling and

motion artifact were inevitable because the homemade cuff system could not inflate or deflate

rapidly. A dedicated pneumatic tourniquet system (Hokanson Inc.) made to inflate and deflate

vascular cuffs within 1 second can be used to minimize the calf volume change throughout the

cuffing experiment. Lastly, thigh compression can induce knee flexion, so fixing the limb entirely

with additional devices can also be implemented to reduce motion artifact.

5.3 Future directions: variations of ASL for different applications An objective, noninvasive measure of tissue perfusion in the lower limb would be invaluable for

the management of PAD. Although this thesis focuses on the demonstration of reactive hyperemia

and quantification of microvascular disease, ASL assessment of perfusion may potentially be used

in different contexts. First, mapping the areas of poor perfusion with ASL may allow more

informed planning of the intervention, which is particularly useful in tibial or small artery

revascularization where the local distribution of blood flow, including the contribution of collateral

flow, is important. Second, mapping perfusion may allow selective targeting of injections of new

therapeutic agents, which can help, for instance, in the research and development of angiogenesis

therapies. Third, perfusion assessment to characterize post-intervention improvement may be more

objective and target-specific than assessment with perceived symptoms or bulk flow measures.

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Lastly, when the cause of limb symptoms is uncertain due to co-existence of other diseases or

injuries, absolute perfusion by ASL may help in the diagnosis. That being said, depending on the

clinical purpose, ASL sequences may need to be optimized to suit the question.

5.3.1 Vascular territory mapping

In the context of revascularization of tibial or foot arteries for wound healing, it is important to

consider the angiosome theory. An angiosome is a perfusion territory fed by a single-source artery

[101]. Therefore, the vessels to be treated may be determined by the location of the wound in

addition to the morphological quality of the vessels on X-ray images. However, noninvasive

individual angiosome mapping is currently not available. Some ASL techniques used in cerebral

perfusion territory mapping may be adapted for angiosome imaging of the lower extremity. For

example, Golay et al. reported a pulsed ASL regional perfusion technique that had more selectivity

of the labeling region [102]. The sequence allowed for a prescription of the labeling region to

include one artery of interest at a time based on the pre-acquired MR angiogram. Translating such

a technique to peripheral applications seems straightforward. However, distinguishing the vascular

territories usually requires an experiment with multiple repetitions and assessment of perfusion in

a steady state. Whether the technique is sufficiently sensitive to the resting perfusion of the skeletal

muscles within an acceptable scan time remains unclear. Alternatively, mapping the territories

during hyperemia by interleaving the labeling of different vessels may be explored. There are also

pCASL-based territory mapping techniques [103], but as discovered in Chapter 2, continuous

labeling may not be reliable in the peripheral vessels.

5.3.2 Multislice peripheral perfusion

Since plaque distribution is not uniform and localized ischemia may exist in a particular segment

of the leg, it is desirable to probe perfusion in multiple segments of the calf and the foot. In this

case, sampling a few image slices over the entire lower leg may be more suitable than tightly

sampling many slices within one short section of the leg. However, most existing multislice ASL

methods are designed for the latter situation where multislice or volumetric readout is carried out

following blood labeling in a single region. This approach may be inadequate because the lower

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leg blood velocity may be too slow for blood to reach the slices more distal from the same labeling

region. An ideal multislice ASL for peripheral perfusion would require simultaneous multiband

labeling and multislice acquisition. Multiband adiabatic inversion pulses have been designed,

primarily for use in MR spectroscopy, for B1-insensitive excitation [104], [105], and can be

translated to ASL for blood labeling. Simultaneous multislice acquisition techniques are also well

established in ASL [106]-[108] and provided by several vendors. Therefore, a multislice ASL for

peripheral use seems attainable.

5.4 Future directions: clinical studies

5.4.1 Validation of microvascular disease with invasive measurement

This thesis provided a novel methodology to assess peripheral macro- and microvascular disease.

While the macrovascular disease derived from perfusion was found to be consistent with the ABI,

the model-derived microvascular disease component was a novel measure. There is currently no

other comparable noninvasive measurement. To validate the result, we may compare the

perfusion-derived microvascular sensitivity with the index of microcirculatory resistance (IMR),

an invasive measure originally developed for assessing the coronary microcirculation independent

of coronary arterial stenosis [109], [110]. IMR is acquired by recording the coronary blood

pressure with pressure wires and the blood flow transit time derived from the thermodilution

technique. An elevated IMR represents microvascular dysfunction and predicts poor long-term

outcome [111]. Moreover, the pressure wire can also be used to measure the pressure gradient

across an arterial stenosis and to derive fractional flow reserve (FFR), the gold standard for the

influence of macrovascular disease. The fact that IMR and FFR measured in the same vessel reflect

different levels of vascular disease is very similar to the results using peripheral perfusion with the

model analysis in Chapter 3. Therefore, implementing an IMR measurement for the leg arteries at

the time of intervention and comparing this invasive measure to perfusion may be a way to validate

the findings of peripheral microvascular dysfunction and confirm its association with post-

intervention outcome.

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5.4.2 The influence of diabetes on PAD

Diabetes is characterized by chronic hyperglycemia, dyslipidemia, and insulin resistance. These

conditions affect the functions of endothelial cells, vascular smooth muscle cells, and platelets,

thereby stimulating vasoconstriction, inflammation, and thrombosis [112] and fostering the

progression of atherosclerosis. The rates of PAD are increased by 2- to 4-fold in individuals with

diabetes, and their peripheral vascular disease is associated with greater severity, more diffuse

plaques, more calcification, and more distal lesions [113], [114]. Presumably, there is a different

microvascular disease burden in diabetic vs non-diabetic PAD. It would be interesting to test the

sensitivity of the perfusion measures to such a difference.

Diabetes also affects the outcome of limb ischemia, potentially because the diabetic vasculature is

more vulnerable to ischemic injury. CLI patients with diabetes have a higher rate of major

amputation than do non-diabetic CLI patients [115]. It has been shown that diabetic CLI patients

could benefit from early revascularization [116], but multiple procedures and close surveillance

are required. To better manage diabetic PAD in addition to revascularization, medical

interventions targeting specific pathophysiological mechanisms are being explored [112], [117].

Elevated fasting glucose was associated with lower patency and increased major adverse limb

event rates after revascularization [118]. Some trials showed that intensive glucose lowering had

very limited effect on cardiovascular outcome, including the rates of peripheral vascular events

[119], [120], but a recent trial that involved the use of a drug to increase urinary glucose excretion

showed beneficial effect on cardiovascular outcome (peripheral events were not considered). It is

not clear how glucose lowering, or other medical interventions, would control or improve diabetic

microvascular disease, with ischemic injury caused by PAD in particular. Applying a perfusion

assessment may help clarify the interactions between medical interventions and microvascular

disease. Medical interventions may improve microvascular function leading to long-term benefits.

5.4.3 Evaluation of therapeutic effect

While most patients with severe limb ischemia can be revascularized, the presence of irreversible

gangrene, the absence of a target vessel, and the lack of a venous graft can limit the effectiveness

of revascularization. Such a patient population is deemed to have no treatment option and will

likely be subjected to amputation eventually. Meanwhile, patients responding to revascularization

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poorly, such as those with diabetes and CLI, may require additional treatments to control or

improve their conditions. Therefore, new therapies are necessary for no-option patients and

patients with poor outcome.

Pro-angiogenesis approaches, delivering vascular growth factors or bone marrow-derived cells

through intra-arterial infusion or intramuscular injections, have been developed by many research

groups and have undergone many trials [121]-[123]. As reviewed, these clinical trials failed to

demonstrate significant improvement in limb symptoms, including pain and wound healing [123].

These studies used hard outcome measures and conventional assessments such ABI and TcPO2,

which are poorly suited for detecting microvascular changes induced by angiogenesis if it ever

occurs. A more advanced microvascular assessment technique, such as the one developed in this

thesis, may provide greater clarity of the intermediate processes between the treatment and

outcome, which can be used to improve the therapies by optimizing the dose, frequency of

administration, and distribution of the therapeutic agents and for identifying more effective agents.

The methods described in this thesis may also be adopted to identify the patients with substantial

microvascular dysfunction who may be more responsive to microvascular therapies relative to

those with severe arterial disease.

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5.5 Final words This thesis described methods to quantitatively evaluate the microcirculation in situations of limb

ischemia using MRI. Perfusion changes were found to reflect the combined effects of arterial

stenosis and microvascular dysfunction. A clinical study that involves more patients and a longer

follow-up period for definitive outcome measures is required to confirm the predictive power of

the perfusion-derived microvascular measure for revascularization prognosis.

The signal-to-noise ratio in ASL is critical to the overall methodology. Receive coils with higher

and more uniform sensitivity are required for imaging more details such as perfusion territory of

vessels and perfusion of individual muscles. Single-slice perfusion imaging can be extended to

multislice imaging by incorporating simultaneous multislice techniques for both the labeling and

acquisition. These advances may be valuable for broader evaluation of limb ischemia and

improving revascularization for small and distal vessels. Meanwhile, peripheral perfusion

assessment may be applied to other clinical studies to evaluate the efficacy of new therapies or to

identify the patients who are highly susceptible to microvascular disease. Finally, saving limbs

from amputation in patients with poor response to existing treatments or with no options may

require multidisciplinary approaches where a noninvasive assessment technique of perfusion

should play a crucial role in the conceptualization, development, and utilization.

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