assessment of patients' level of satisfaction with cleft treatment using the cleft evaluation...
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292
Assessment of Patients Level of Satisfaction With Cleft Treatment Using
the Cleft Evaluation Profile
Siti Noor Fazliah Mohd Noor, B.D.S., M.Clin.Dent., Sabri Musa, B.D.S., M.Sc.
Objectives: Determination of the psychosocial status and assessment of the
level of satisfaction in Malaysian cleft palate patients and their parents.
Design: Cross-sectional study.
Participants and Methods: Sixty cleft lip and palate patients (12 to 17 years
of age) from Hospital Universiti Sains Malaysia and their parents were selected.
The questionnaires used were the Child Interview Schedule, the Parents Inter-
view Schedule, and the Cleft Evaluation Profile (CEP), administered via indi-
vidual interviews.
Results: Patients were teased because of their clefts and felt their self-con-
fidence was affected by the cleft condition. They were frequently teased about
cleft-related features such as speech, teeth, and lip appearance. Parents also
reported that their children were being teased because of their clefts and that
their childrens self-confidence was affected by the clefts. Both showed a sig-
nificant level of satisfaction with the treatment provided by the cleft team.There was no significant difference between the responses of the patients and
their parents. The features that were found to be most important for the pa-
tients and their parents, in decreasing order of priority, were teeth, nose, lips,
and speech.
Conclusions: Cleft lip and/or palate patients were teased because of their
clefts, and it affected their self-confidence. The Cleft Evaluation Profile is a
reliable and useful tool to assess patients level of satisfaction with treatment
received for cleft lip and/or palate and can identify the types of cleft-related
features that are most important for the patients.
KEY WORDS: cleft lip and/or palate, level of satisfaction with cleft treatment,
psychosocial aspects
Cleft lip and/or palate is one of the most common congenital
craniofacial anomalies, affecting 1 in 711 live births (Bellis
and Wolgemuth, 1999). In Malaysia, the occurrence of cleft
lip, cleft palate, and a combination of both conditions was
reported in 1 out of 941 births (NOHSS, 1998). There were
higher occurrences of cleft lip and/or palate in Asians com-
pared with Caucasians. The rate of occurrence of cleft palate
across racial groups in the Asian population was reported to
be similar (Natsume and Kawai, 1986). Clefting of the sec-
ondary palate is most common and affects more males than
Dr. Noor is Lecturer, Pediatric Dentistry Unit, School of Dental Sciences,
Universiti Sains Malaysia, Health Campus, Kelantan, Malaysia; Dr. Musa is
Lecturer, Department of Children Dentistry and Orthodontics, Faculty of Den-
tistry, Universiti Malaya, Kuala Lumpur, Malaysia.
This study has been supported by a grant from Universiti Sains Malaysia.
Portions of the manuscript were presented orally at the Malaysian Psycho-
logical Association Conference, Kota Kinabalu Sabah, Malaysia, August 3,
2005.
Submitted August 2005; Accepted June 2006.
Address correspondence to: Dr. Siti Noor Fazliah Mohd Noor, Pediatric Den-
tistry Unit, School of Dental Sciences, Universiti Sains Malaysia, Health Cam-
pus, 16150 Kubang Kerian, Kelantan, Malaysia. E-mail [email protected].
females, and clefts occurring on the left side are more common
than those occurring on the right side (Gregg et al., 1994).
Cleft lip with or without cleft palate was found to be more
common in males, and cleft palate only was reported to be
more common in females (Natsume et al., 1987, 1988).
Psychological and social aspects of cleft lip and/or palate
patients have been studied since the 1960s. Earlier studies dealt
with perceived cleft palate personality. Cleft lip and/or pal-
ate patients were perceived to have lower self-esteem, diffi-
culty in the learning process, and a tendency to be more de-
pressed and anxious (Stricker et al., 1979; Ramstad et al.,
1995; Broder et al., 1998). They also were thought to have
problems in their relationships with family and friends. They
were rated as less social and as having difficulty meeting new
friends because of their deformity (Richman and Harper, 1980;
Heller et al., 1981).
Based on examinations carried out by mental health profes-
sionals, Broder and Strauss (1991) reported that 56% of cleft
lip and palate patients, 49% of cleft palate only patients, and
33% of cleft lip patients had problems warranting a psycho-
social referral. The sample consisted of patients ages 11
months to 18 years. They reported that the incidence of psy-
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Noor and Musa, PSYCHOSOCIAL ASPECT OF CLEFT LIP AND/OR PALATE 293
TABLE 1 Sociodemographic Characteristics of the Patients
Characteristics No. of Patients (n) Percentage (%)
Total 60 100
Age group (y) 12
13
14
15
1617
6
9
9
14
1210
10.0
15.0
15.0
23.3
20.016.7
Gender Boy
Girl
25
35
41.7
58.3
Ethnicity Malay
Chinese
Indian
58
1
1
96.7
1.7
1.7
Type of cleft Lip
Lip and alveolus
Lip and palate
Palate
Submucous
13
2
32
12
1
21.7
3.3
53.3
20.0
1.7
Level of education Primary school
Secondary school
8
52
13.3
86.7
TABLE 2 Sociodemographic and Economic Characteristics of
the Parents
CharacteristicsNumber of Parents
(n)Percentage
(%)
Total 60 100
Level of education Primary school
Secondary school
College/University
21
32
7
35.0
53.3
11.7Gross household in-
come per month
RM1000*
RM10002999
RM30004999
RM50009999
RM10,000
43
14
2
1
71.1
23.3
3.3
1.7
Employment Government servant
Private sector
Skilled
Semiskilled
Laborer
10
20
2
3
25
16.7
33.3
3.3
5.0
41.7
* RM Ringgit Malaysia, the Malaysian currency.
chosocial problems increased as the patients ages increased.
Sixty-two percent of patients between 6 and 12 years of age
and 72% of patients between 12 and 18 years of age had psy-
chosocial problems. Psychosocial problems were more fre-
quently found among males (69%) as compared with females
(42%). They used behavioral observations, standardized test
results, parental and school reports, and interview data to as-
sess these patients psychological status. Psychosocial referrals
were made in response to problems or deficits in at least one
of four main dimensions: cognitive problems, adaptive behav-
ior problems, emotional instability, and family instability.
Functional and aesthetic problems frequently arise from
clefts of the lip or palate. During infancy, these patients, likethose with isolated cleft defects, experience difficulties with
feeding. Later in life, they will experience some difficulties
with speech development and hearing loss and may have psy-
chological problems because of the associated poor aesthetics
(King et al., 1994). Body image and facial appearance also are
related to psychosocial problems, as demonstrated by Bern-
stein and Kapp (1981). For 2 years, they observed 60 adoles-
cents who had been born with cleft lip and/or palate and found
that these children often were ostracized by their peers. Any
reference to the cleft in their casual encounters with other peo-
ple can cause anxiety, anger, shame, and distress. On such
occasions, body image, which has been latent and unconscious,
abruptly becomes the center of their self-image. As a result,
many problems in adjustment to their conditions emerge, par-
ticularly during adolescence.
Facial aesthetics has universal importance, but it is of par-
ticular importance in the field of dentistry. The face has pro-
found social significance. Any feature that causes an individual
to deviate from the norm can be considered a handicap. The
deviation may range from something as straightforward as a
dental anomaly to a complex craniofacial deformity. People
are judged on the basis of their attractiveness and facial at-
tractiveness in particular. There is considerable evidence to
suggest that those who are attractive have certain advantages
over people who are less attractive (Cunningham, 1999).The cosmetic impairment associated with a dentofacial
anomaly may represent a twofold disadvantage in its adverse
effect on an individuals self-esteem and an unfavorable social
response. Reduced self-esteem might result from the response
of society in general to the disability and from ones own re-
action to the deformity, which usually is related only partially
to the realistic impairment presented by the problem (Stricker,
1970). Thus, it is important to explore the importance of facial
appearance in cleft lip and palate patients.
The objectives of this study were to determine the psycho-
social status of cleft lip and palate patients and their parents
and to assess the level of satisfaction with cleft treatment
among cleft-affected patients and their parents at HospitalUniversiti Sains Malaysia (HUSM), Kelantan, Malaysia. At the
same time, this study sought to assess the reliability of the
Cleft Evaluation Profile (CEP) and the parent-child agreement
of satisfaction with the cleft treatment.
MATERIALS AND METHODS
Participants
This study was conducted at the School of Dental Sciences,
Universiti Sains Malaysia. A total of 60 cleft lip and/or palate
teenagers (Table 1) and their parents (Table 2) were selected.
The inclusion criteria for the study were any cleft lip and pal-
ate patients 12 to 17 years old who received various treatments
at the HUSM and parents of these children. Patients with a
craniofacial or other syndrome, patients with hearing or neu-
rological impairment, and patients with mental retardation
were excluded from the study. All subjects participating in the
study gave their written consent and the study underwent In-
stitutional Review Board approval at HUSM. The subjects
psychosocial status and their perceived satisfaction with treat-
ment were assessed using the questionnaires described below
and the CEP.
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294 Cleft PalateCraniofacial Journal, May 2007, Vol. 44 No. 3
TABLE 3 Cleft Evaluation Profile
Please Circle the Number That Is Closest to HowThings Are for You (Patient) / Your Child (Parent)
Now. Office Use
A. Speech A. Very satisfac to ry Ve ry u nsatisfac to ry
1 2 3 4 5 6 7
B. Hearing B. Very satisfac to ry Ve ry u nsatisfac to ry
1 2 3 4 5 6 7
C. Appearance of the teeth C. Very satisfac to ry Ve ry u nsatisfac to ry
1 2 3 4 5 6 7
D. Appearance of the lip D. Very satisfac to ry Ve ry u nsatisfac to ry
1 2 3 4 5 6 7
E. Appearance of the nose E. Very satisfac to ry Ve ry u nsatisfac to ry
1 2 3 4 5 6 7
F. Breathing through the nose F. Very satisfac to ry Ve ry u nsatisfac to ry
1 2 3 4 5 6 7G. Profile of the face G. Very satisfac to ry Ve ry u nsatisfac to ry
1 2 3 4 5 6 7
H. Bite H. Very satisfac to ry Ve ry u nsatisfac to ry
1 2 3 4 5 6 7
Questionnaires
Semistructured Questionnaires
The Child Interview Schedule (Turner et al., 1997) and the
Parents Interview Schedule (Turner et al., 1997) were admin-
istered to the patients and their parents. Before conducting thestudy, the questionnaires were sent independently to a psy-
chologist and public health officer for proofreading. The psy-
chologist and public health officer were asked to identify the
objective intended for each of the questionnaires. Any parts of
the questions that were queried or unclear were modified ac-
cordingly. Minor alterations were made to the two question-
naires. On the Child Interview Schedule, Can you remember
coming to this clinic? was replaced with Is this your first
visit to this clinic? How do you find coming to this clinic?
was replaced with How do you feel when attending the clin-
ic? On the Parent Interview Schedule, How do you feel
when attending the clinic, do you feel at ease or not? was
replaced with How do you feel when attending the clinic?The interviewer (S.N.F.) collected data over a period of 6
months. The structure of each questionnaire began with a set
of standardized questions about superfluous topics designed to
put the respondents at ease, such as How long does it take
you to travel from home to clinic? These were followed with
questions regarding general information, clinic visits, surgical
operation, and future treatment. A section dealing with emo-
tional issues such as teasing and self-confidence also was in-
cluded. Questions were constructed using coded forced re-
sponse questions, which enabled intergroup comparisons to be
made. For example, a Yes response to Do you think that
having a cleft has affected your self-confidence at all? was
followed with the selection of one of the following choices:
very much affected; quite affected; affected very little; not
affected at all. The questions allowed the respondent to justify
his or her choice of answer, which enabled a wide range of
information to be collected within the course of one interview,
depending on the respondents interpretation of the question
(Turner et al., 1997). Each interview was carried out indepen-
dently with each respondent. Confidentiality was assured for
every subject, and it also was made clear at the start of the
interviews that the interviewer was not connected with the
subjects cleft care specialists.
Cleft Evaluation Profile
The CEP originated from the Royal College of Surgeons
Cleft Lip and Palate Audit Group (Turner et al., 1997) and was
used to assess perceived satisfaction for individual features re-
lated to cleft care (Table 3). It consists of an eight-item list:
speech, hearing, lip, nose, teeth, bite, breathing, and profile.
For each item in the CEP, subjects were asked to rate their
satisfaction on a 7-point Likert scale ranging from very sat-
isfactory (a rank of 1) to very unsatisfactory (a rank of 7).
Differences between parental and child ratings for four features
related to facial appearance (teeth, lip, nose, and profile) were
analyzed. Previous work with the CEP administered via indi-
vidual interviews among children with cleft lip and palate who
were 1, 5, 10, 15, and 20 years of age and their parents showed
that two features (teeth and lip) showed statistically significant
differences between the parents and 15-year-old subjects
(Turner et al., 1997). This study used the kappa statistic to
assess the lack of agreement between parents and their children
for perceived cleft care outcome. Using weighted kappa sta-
tistics is limited to investigation of frequency of agreement
between groups and will not indicate how these groups differ
or whether the difference is significant (Turner et al., 1997).
All items in the CEP are related to facial features that play
a major role in assessing facial appearance among cleft lip and
palate patients and can be used to determine the perceived
satisfaction of the patients and their parents with the clinical
outcome of cleft treatment. The CEP can be employed to de-
termine any significant differences in the parent and child rat-
ings of the features that were related to facial appearance,
namely teeth, lips, nose, and facial profile. These are the fea-
tures patients and parents felt needed attention and were ex-
amined for differences of responses between patients and their
parents.
Interviewer-Guided Questionnaires
A total of 120 interviews were carried out with cleft lip and
palate patients and their parents. Although the interviews were
carried out successfully, some information bias could have
been introduced through patients who may have attempted to
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Noor and Musa, PSYCHOSOCIAL ASPECT OF CLEFT LIP AND/OR PALATE 295
TABLE 4 Reliability Analysis (Parents)*
MeanStandard
DeviationScale Mean if Item
DeletedScale Variance if
Item DeletedCorrected ItemTotal Correlation
Alpha if ItemDeleted
Speech
Hearing
Teeth
Lips
NoseBreathing
Profile of face
Mastication
3.3667
2.1667
4.4167
3.8667
3.95002.9000
3.0333
2.7167
1.6770
1.3675
1.7202
1.7989
1.89041.7822
1.6871
1.6984
23.0500
24.2500
22.0000
22.5500
22.466723.5167
23.3833
23.7000
71.1669
75.2415
73.2881
72.2178
66.151465.7116
67.6302
65.5017
.5282
.4980
.4305
.4406
.6244
.6935
.6648
.7471
.8298
.8335
.8419
.8416
.8177
.8083
.8128
.8020
* Reliability coefficients: n of cases 60.0; n of items 8; alpha .8427.
TABLE 5 Reliability Analysis (Patients)*
MeanStandard
DeviationScale Mean if Item
DeletedScale Variance if
Item DeletedCorrected ItemTotal Correlation
Alpha if ItemDeleted
Speech
Hearing
Teeth
Lips
Nose
Breathing
Profile of face
Mastication
3.7667
1.8000
4.2167
3.9000
3.6667
2.7667
2.0167
2.8167
1.9166
1.2323
1.8784
1.8929
1.9972
1.7405
1.6208
1.8639
22.1833
24.1500
21.7333
22.0500
22.2833
23.1833
22.9333
23.1333
70.3556
84.6381
74.1989
72.1500
68.1048
69.8811
74.9785
66.4565
0.5762
0.2823
0.4582
0.5232
0.6208
0.6751
0.5327
0.5327
0.8060
0.8372
0.8224
0.8135
0.7995
0.7928
0.8120
0.7814
* Reliability coefficients: n of cases 60.0, n of items 8, alpha 0.8289.
present themselves more favorably by giving positive respons-
es. An interviewer who was a cleft team member was used to
guide the respondents through the questionnaires because it
provided an effective way to collect data; however, it was
thought that respondents may be less likely to answer ques-
tions honestly if asked by a cleft team member, out of concern
that their answers would impact future treatments (Turner et.
al., 1997).
In Malaysian society, where criticisms are not usually well
received, patients often feel reluctant to disclose their true
opinions. To further avoid bias, patients and parents were in-
terviewed in separate rooms. Tables 4 and 5 show the results
of reliability tests used to assess the consistency of question-
naire answers.
Data Collection
The researchers underwent training on how to administerthe questionnaires to the patients and their parents in an un-
biased manner to minimize intraexaminer variability. The
questionnaires were then assessed in a pilot study to determine
the test-retest reliability of answers provided by the patients
and to estimate the time spent for each questionnaire. Ques-
tionnaires were administered twice within 1 week. Both the
patients (r .9254, .9464) and parents (r .9681,
.9031) were consistent in answering questions. The parents
took about 40 minutes to complete the interview sessions,
whereas the children took about 50 minutes each.
Statistical Analysis
All data collected were coded and were keyed into the com-
puter using SPSS Version 11.0.1 (SPSS Inc., Chicago, IL).
Data checking was done as soon as data entry was completed.
Descriptive and analytical statistics were performed for both
child and parent interview schedules and the CEP. A weighted
kappa statistic was used to test for agreement between parental
and child pairs regarding forced choice questions about self-
confidence and for the CEP. The significance level chosen was
p .05 with a 95% confidence interval and a 5% error due
to chance. A weighted kappa statistic was used, because it
takes into account the degree of disagreement between the
ranks assigned by the child and their parents. The interpreta-
tions of levels of agreement for the weighted kappa statistic
used for the analysis were taken from the recommended clas-
sification by Altman (1999) (Table 6). Neither the childrens
nor the parents rankings were regarded as the gold standard
during the study. The kappa statistic was used merely to illus-trate the frequency of matched ranks awarded by the parents
and their children for the satisfaction with their cleft care out-
come and whether parents perceptions of outcome differed
from their childrens perceptions. Altmans classification of the
levels of agreement, although arbitrary, nevertheless provides
a useful guide for interpreting the weighted kappa statistic
(Turner et al., 1997).
Where appropriate, a Wilcoxon matched pairs signed rank
sum test was used to illustrate significant differences between
a parent and his or her own childs rating of facial appearance
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TABLE 6 Interpretation of strength of agreement for the kappa
statistic
Value of Kappa (k) Strength of Agreement
0.20
0.210.40
0.410.60
0.610.80
0.811.00
Poor
Fair
Moderate
Good
Very good
FIGURE 1 The features that were the cause of teasing.
(teeth, lip, nose, and profile). It was used because the sample
size was small and the parent and child ratings were ordinal
data.
The total score of the patients and their parents on the CEP
was chosen as a measure of satisfaction with the clinical out-
come of cleft treatment. The cutoff value was 32; any score
less than or equal to 32 showed that the patients and their
parents were satisfied with the clinical outcome of cleft treat-
ment, and scores greater than 32 showed that the patients and
their parents were unsatisfied with the clinical outcome of clefttreatment.
RESULTS
Psychosocial Status of Cleft Lip and Palate Patients and
Their Parents
Teasing
Of the patients interviewed, 75% said that they had been
teased because of their cleft condition. The children stated that
features directly related to their cleft condition were the source
of teasing. Speech deficits, lips, teeth, and nose were citedmore frequently the source of teasing than were other features
(Fig. 1). The children mentioned that teasing occurred as early
as 4 years of age (24%) when they started kindergarten and
persisted for some until they reached 17 years of age (4%).
The highest frequency of the onset of teasing was noted when
the patients were about 7 years of age (51%).
About 67% of the patients stated that they were still being
teased because of their cleft, even after some correction by
surgical or orthodontic treatment, even though the frequency
of teasing dropped. Sixty percent of the patients reported that
the teasing had worried them. About 62% informed their par-
ents and close friends about the teasing and a few informed
their teachers at school. Approximately 68% of parents inter-
viewed said their child had been teased because of his or her
cleft condition. They noticed that their children were being
teased as early as 2 years of age (32%).
Self-Confidence
Eighty-three percent of the patients stated that their self-
confidence was affected by their cleft condition; of these pa-
tients, 15% reported that their self-confidence was very much
affected. Parents were asked whether they felt their childs
self-confidence had been affected directly by the cleft condi-tion. Seventy-eight percent felt that there was lower self-con-
fidence due to the cleft; about 7% of these parents felt that
their childs self-confidence was very much affected. Dur-
ing statistical analysis, the parents responses were then com-
pared for agreement with their childs responses to the same
questions. There was good agreement ( .625, p .05)
between how parent/child pairs perceived the effect of the cleft
on self-confidence.
Interactions With Cleft Team
Even though 83% of the patients reported that their self-
confidence was affected by their cleft condition, only a few
informed their parents and their specialists during the clinical
session. Most parents (68%) and their children (47%) felt at
ease attending the clinic. Of the patients, 23% felt nervous
attending the clinic and 22% felt that it was difficult for
them to discuss matters with their specialists. During the dis-
cussion, 43% of the parents reported often feeling sad when
thinking of having a child with a cleft, whereas 22% felt that
they used to feel sad but not so much anymore. Approxi-
mately 53% felt that they did express their feelings to someone
else, either their spouses or close relatives. About 58% felt that
it was easy for them to tell specialists what was on their
minds during the clinical session, and 48% felt that the spe-
cialists usually listen to their suggestions regarding their
childs treatment.
Approximately 65% of the parents and 52% of the patients
reported that information given to them during the clinical ses-
sion was easy to understand. About 22% of the patients
reported that the information was difficult to understand.
Approximately 40% of the patients wanted the meeting session
with the specialists to be held separately. Only 18% wanted
the meeting to be held with all the specialists in one room
together. About 35% of the parents preferred the discussion
or meeting with the specialists to be held separately.
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Noor and Musa, PSYCHOSOCIAL ASPECT OF CLEFT LIP AND/OR PALATE 297
TABLE 7 Level of agreement between patients and their
parents for perceived satisfaction with clinical outcome
FeatureKappa Value
(k)Standard
Error (kappa)Probability
(p)Level of
Agreement
Speech
Hearing
Appearance of teeth
Appearance of lipAppearance of nose
Breathing
Profile of face
Mastication/Bite
0.513
0.334
0.430
0.4690.434
0.399
0.348
0.314
0.073
0.085
0.075
0.0760.075
0.079
0.073
0.071
0.000
0.000
0.000
0.0000.000
0.000
0.000
0.000
Moderate
Fair
Moderate
ModerateModerate
Fair
Fair
Fair
FIGURE 2 Mean scores of the Cleft Evaluation Profile for the parent
and child.
TABLE 8 Cleft subject and parent differences for features
related to facial appearance
Features Z* PSignificance
p 0.05
MeanSubject
Score 17
MeanParent
Score 17
Teeth
Lip
Nose
Profile
0.925
0.543
1.193
0.076
0.355
0.587
0.233
0.939
NS
NS
NS
NS
4.22
3.90
3.67
3.02
4.42
3.87
3.95
3.03
Sum total score 0.403 0.687 NS 14.80 15.27
* Wilcoxon Signed Rank Test; NS not significant.
Families Contributions to Decisions Involving Childrens
Treatment
Patients and their parents were asked how involved they had
been in making decisions about the childs treatment planning.
About 42% of the parents felt that they were very involved
in making decisions about their childs treatment, and 38% of
the patients felt that they were usually involved in their owntreatment. Approximately 8% felt that they were never in-
volved in decision making and 45% felt that they made the
treatment decision themselves. About 18% of the patients felt
that the specialists made the decision about their treatment.
Overall Satisfaction With Cleft Care
About 37% of the parents were satisfied and 8% were
disappointed with the surgical treatment of their child. The
patients were asked whether their surgical operations were
okay or not okay. Approximately 32% of the patients
felt that their surgical treatment was not okay. About 82%
said the specialists had given information about the surgery
beforehand. Approximately 12% said there was no differ-
ence in their facial appearance after surgery, whereas 52%
felt that they looked slightly different after the surgery.
The patients and their parents were asked about their overall
satisfaction with the cleft care. About 33% of the parents and
27% of the patients were very satisfied with their overall
care and attention received from cleft care team members. Re-
garding the result and outcome of surgical treatment, approx-
imately 27% of the parents and 23% of the patients were very
satisfied. Some parents (23%) gave suggestions on how to
improve the service provided by the cleft team members.
Cleft Evaluation Profile
Seventy-five percent of the parents and 77% of the patients
were satisfied (chi-square, p .05) with the clinical outcome
of cleft treatment based on the total outcome score of the CEP.
The patients perceived satisfaction was compared with their
parents satisfaction with the clinical outcome (by linking the
fathers name with the child). The weighted kappa statistic
showed fair to moderate agreement between parent/child
pairs for all items in the CEP (Table 7).
The reliability analysis of the CEP, carried out to determine
the internal consistency of the answers provided by the parents
(Table 4) and their children (Table 5), showed they were con-
sistent in answering the CEP ( [internal consistency reliabil-
ity] .8427 for parents and .8289 for children). The
mean scores of the CEP for both the patients and their parents
are shown in Figure 2. Scores for the four features related to
facial appearance that the patients and the parents felt needed
attention (teeth, lip, nose, facial profile) were summed to assess
differences between parent and child ratings. The parents and
children did not differ in their satisfaction scores (Wilcoxon
signed rank test, Table 8).
DISCUSSION
Psychosocial Status of Cleft Lip and Palate Patients and
Their Parents
Teasing
Teasing is the phenomenon whereby repeated comments are
made about one or more physical or social characteristics of a
child in order to make fun of him or her (Shaw et al., 1980).
Teasing appears to begin early in a childs life, with a few
parents (32%) reporting that their children had been teased
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298 Cleft PalateCraniofacial Journal, May 2007, Vol. 44 No. 3
when they were only 2 years old. Some of the parents shielded
their child from public not because of the childs deformities,
but because they could not stand the teasing and embarrass-
ment. This supports the findings of Heller et al. (1981), where
27% of the parents felt embarrassment due to the childs dis-
ability and tried to hide their child from public attention. The
incidence of teasing was not related to the patients age. Itoften occurred on a certain occasion (e.g., the start of a new
school, living in a new neighborhood area, or after surgical
operations). Patients stated that most of the time, they were
teased at school, because they rarely met other students after
school. The teasing sometimes occurred in public when the
parents were with the child.
Patients (67%) reported that they still were being teased,
making it difficult for them to have many friends. The teasing
worried them, because it affected their self-confidence. The
results of this study are in agreement with those of Noar
(1991), where 54% of patients reported that their self-confi-
dence and their ability to have a boy- or girlfriend had been
affected by their cleft condition. About 21% indicated thattheir relationships with family and friends had been greatly
affected. Telling somebody about their problems made them
feel happy and more secure. They reported that it would make
them feel even better if, during treatment, there was a session
in which they could discuss their treatment with one of the
specialists or a psychiatrist. In another study, Thompson and
Kent (2001) described self-presentation and self-protection
strategies developed by cleft-affected patients to overcome
teasing and rejection by the public and peers. The patients who
kept the problems to themselves felt that they could create self-
strategies to overcome teasing without the help of others.
These patients normally cried to themselves and were very
good at hiding their problems.
Patients with cleft lip and palate made up the majority of
the sample in this study, followed by cleft palate only; thus
speech defects would be their number one problem. Cleft lip
and palate is often accompanied by speech defects (Bernstein
and Kapp, 1981), with 60% of the children afflicted with cleft
palate requiring speech therapy at some time during their lives.
Patients with a speech deficit may have problems during con-
versation that lead to some degree of reduced intelligibility (Di
Biase and Markus, 1998). Bradbury (1997) stated that children
who look and sound physically different are noticed by others.
They suffer a significant level of teasing and bullying. They
need to find ways of developing self-esteem in order to build
psychological resilience and to function well as adults. This
may prove difficult to achieve and can be a lonely struggle,
either because of feelings of protectiveness toward their par-
ents or because they cannot admit that they are not coping.
Self-Confidence
Patients (83%) in this study felt they had low self-confi-
dence because of their cleft condition, in concordance with
other studies (Noar, 1991; Turner et al., 1997). Approximately
78% of the parents felt that their childs self-confidence was
affected adversely by their cleft condition. This supports the
findings of Noar (1991), where 47% of the parents felt that
their child had been socially or emotionally affected by the
cleft.
Some parents reported that due to low self-confidence, chil-
dren did not want to meet people and tried to hide themselves,
and some did not want to play with their siblings. Coupleswho had more than one child noticed that the cleft-affected
child did not mix freely with the other siblings. This result is
also in agreement with Turner et al. (1997), where 15% of
parents felt that there was lower self-confidence due to the
cleft. Some parents (17%) stated that their child felt shy, rarely
talked to strangers, tended to hide behind their parents backs
when in public, and felt reluctant to go out with them, to go
shopping, or to travel to other places. These findings also sup-
port the finding of Ramstad et al. (1995) that 45% of the cleft-
affected individuals studied were troubled by psychosocial
problems, making them shy away from noncleft individuals
and tending to isolate themselves. Turner et al. (1997) reported
that approximately 59% of parents of 15-year-old patientsthought that their children were shy, although parents were
unsure whether this was due to the cleft or just a teenage
phase.
The self-confidence of patients with cleft lip and palate was
more affected (87%) than those with cleft palate only
(75%). Whereas the deformity in cleft palate only is not visible
to others, this is not the case for those with cleft lip and palate.
Richman and Harper (1980) stated that the more severe the
deformity a person has, the lower the self-confidence of the
affected individual. When interviewed, the patients said that
they felt shy and unable to talk freely in public, especially
during school when their teachers asked them to read aloud in
front of other classmates. A few patients reported that some
people would laugh at them when they began to talk. These
problems made some of the patients try to avoid being chosen
by their teacher to read or taking part in any activities involv-
ing talking. When at home, few friends wanted to come to
their house and play with them. They rarely wanted to go
outside and play with their friends in the neighborhood be-
cause of fear of rejection. They preferred to stay at home and
play with their siblings or to help their parents do housework.
Patients who were 16 and 17 years old felt their self-con-
fidence was affected by their condition as compared with
younger patients. At this age, they are maturing into adulthood
and interactions with the opposite sex are considered necessary
for them. Therefore, a lower self-confidence would affect their
chance of having friends. This result supported the findings by
Ramstad et al. (1995), where the cleft subjects felt unsure of
having close friends (13%), had fewer daily visit with friends
(30%), and had fewer close friends with whom to interact
(37%), especially among the group of men with clefts (50%).
Shaw et al. (1980) stated that the long-term effects of teasing
on the development of personality are undetermined, but one
may readily imagine that for some children, sustained ridicule
and insult may predispose them to lower self-confidence and
alienation.
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Noor and Musa, PSYCHOSOCIAL ASPECT OF CLEFT LIP AND/OR PALATE 299
Interaction With Cleft Team
Approximately 22% of the patients felt that it was diffi-
cult for them to discuss matters regarding their problems with
their specialists, especially among the female patients. This
may be due to many reasons. For example, feelings of intim-
idation among the patients themselves because of their defor-mities and the atmosphere in the cleft clinic itself could make
these patients reluctant to talk.
In the cleft clinic, the cleft patients and their parents typi-
cally would be seated in a waiting room with other patients
while waiting to be seen. If too many patients were called at
a certain period, this also would inhibit discussion with the
specialists. The patients and their parents would feel pity for
each other and would tend to finish their session early, hoping
that other candidates would be called soon.
There were other factors that could inhibit discussion be-
tween the patients, parents, and the specialists. The long jour-
ney to the cleft clinic could have overshadowed the purpose
of attending the appointment. In 25% of the cases, where thetraveling period was more than 1.5 hours using public trans-
portation (bus, taxi), subjects might have been too tired. Tired-
ness and feelings of time wasted during long journeys could
have made the families forget the intended topics for discus-
sion. Williams and Marcus (1998) reported that based on an
audit done in the U.K., 30% of families lived more than one
hours traveling time from a cleft center, and 36% reported
difficulties in attending the clinic despite the fact that approx-
imately half lived less than one hours journey from it. The
reason given for these difficulties were, in part, distance, but
also the amount of time taken off work, loss of earnings, ar-
rangements for care of other family members, and children
missing school.
The majority of the parents (43%) often felt sad when they
think or talk about their childs cleft to others. About 12%
were always very sad to talk or think about it. This supports
the findings of Bradbury and Hewinson (1994), where 48% of
the parents of children with a cleft lip and palate reported that
their sadness, feeling of overt grieving, and distress took weeks
or even months to resolve, and some 20% of them still had
unresolved feelings about having a child with a cleft. Approx-
imately 53% of the parents wanted to be given a chance to
talk about the matter to someone else, be it specialists, close
friends, relatives, or spouse. As suggested by Bernstein and
Kapp (1981), it is also important that parents feel accepted by
their professional helpers. They need a chance to express their
rage at physicians and at life regarding their childs condition.
In their relationship with professionals, parents can gain sup-
port, a realistic perspective, and a chance to move toward ac-
tive, realistic methods of coping with the problems of cleft
palate.
Explanations given by cleft care team members were easy
to understand, as reported by the patients (52%) and their
parents (65%). A small proportion of patients (22%) reported
that the explanation provided was difficult to understand.
This may be due to factors such as the age of treatment and
the nonavailability of the information in written form. The
treatment of these children is carried out at an early age, when
the cognitive development and learning process of these chil-
dren is not fully developed. At the same time, children who
have a cleft have a tendency for delays in cognitive develop-
ment (Joycelyn et al., 1996).
The way in which the explanation was given to the patientand his or her parents might also influence the interaction with
the specialists. These parents suggested that the explanation
and information about their childs treatment should be given
in written form. The importance of written information was
proven by Paynter et al. (1990), where more than 92% of the
respondents felt that receiving a written copy of the recom-
mendations was helpful.
Approximately 40% of the patients interviewed want the
meeting session with the specialists to be held separately.
They felt that they would be freer to talk about their problems
with one specialist at a time. Perhaps they wanted the specialist
to pay more attention to them. The patients reported that there
were normally four to five specialists in the rooms discussingtheir treatment plan. Having too many specialists in one room
discussing treatment plans could inhibit discussion among the
patients, their parents, and the specialists. The parents also
preferred the meeting with the specialists to be held separately
(35%). This would enable them to concentrate on one matter
at a time and to understand more of their childs cleft condition
and related problems.
It is crucial for the cleft care team to incorporate a psy-
chology session for the patients and their parents. This would
aid in lessening their worry, making the child more confident,
easing the parents problems, and helping them to better enjoy
their lives. Lansdown et al. (1991) suggested that a psychology
session should be aimed at the whole family, rather than just
the child. Asking children directly about their experiences of
being stared at could be a painful reminder to them of their
disfigurement, but in fact, the children and families reported
on here were pleased with the opportunity to discuss their dif-
ficulties with a sympathetic outsider.
Families Contributions to Decisions Involving Child
Treatment
The contribution of the family in deciding the best treatment
for their child influenced the childs reaction toward the treat-
ment outcome. Approximately 42% of the parents and 32% of
the patients were very involved in making treatment deci-
sions. It is therefore important that treatment not be forced on
those patients who do not perceive that they have a problem,
because they are unlikely to cooperate. The childs cooperation
is required if treatment is to be successful and, unfortunately,
an enthusiastic parent does not always have an enthusiastic and
motivated child (Cunningham, 1999).
Although most parents were involved in making treatment
decision about their child, about 8% of the patients said that
they were never involved in treatment decision making.
They said that their parents and the specialists were in charge
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300 Cleft PalateCraniofacial Journal, May 2007, Vol. 44 No. 3
of the treatment planning and they would follow whatever is
best for them. This is not good for the patients well-being,
because if the treatment outcome does match the parents ex-
pectation, they might one day be blamed for what had hap-
pened. McCarthy et al. (2001) stated that researchers cannot
assume that parents will be accurate in their assessment of their
own childs concerns.Bradbury and Hewinson (1994) mentioned that it does seem
that visible disfigurement causes parents particular distress.
The ability of parents to accept their child and form an affec-
tionate bond is of crucial importance for the childs psycho-
social development and well-being. Parents who have experi-
enced insecure attachment themselves may have particular dif-
ficulty adjusting to the needs of their disfigured child, and the
failure of grandparents to support the parents may be indicative
of other problems in this relationship. The patients, on the
other hand, may have no one to blame for what has happened
and could tend to feel guilty themselves for being born and
having a cleft. This would have a negative effect on the childs
self-confidence, possibly leading to isolating themselves fromtheir parents and the public.
Overall Satisfaction With Cleft Care
Approximately 33% of the parents and 27% of the patients
were very satisfied with the care and attention given by the
cleft team members. About 27% of the parents and 23% of
the patients were very satisfied with the result and outcome
of the surgical treatment. The degree of satisfaction noted in-
dicates the effectiveness of screening, referral, and treatment
facilities within the health system in the country; it is grati-
fying to note that the condition has been treated by the time
children are in primary school (NOHSS, 1997). These results
support the findings of Noar (1991), where 80% of the parents
were satisfied with the surgical results, 90% were satisfied with
orthodontic treatment, and 70% were satisfied with speech
therapy. Seventeen percent were not satisfied with the surgical
results of their child.
Overall, there was a feeling of satisfaction among both pa-
tients and their parents. These attitudes are formed as a result
of interaction between the providers and cleft team members.
Thus, patient satisfaction has been used as a measure of the
outcome of cleft care. Factors that can affect level of satisfac-
tion with the cleft team include the mechanism for scheduling
an appointment, travel time to the clinic, waiting time at the
clinic, and information about the condition and its treatment.
Additional factors noted by others include accessibility, cost,
pain, quality and technical competence, and patient-personnel
interaction (Chen and Anderson, 1997).
Nevertheless, one parent felt very not satisfied with the
care and attention given by the team members, and 8% were
not satisfied with the result and outcome of the surgical
treatment. The dissatisfaction arose due to poor surgical results
and poor communication between specialists and the parents.
The parents stated that sometimes they were not in agreement
with the specialists about their childs treatment plan. Some of
the specialists were not very friendly during the discussion
session with parents whose suggestions included wanting truly
qualified surgeons to conduct the operation. Indeed, surgeons
who are more experienced in operating on children with cleft
lip and palate have demonstrably better results in their oper-
ations than less experienced surgeons do (Williams et al.,
1999).Approximately 23% of the parents offered suggestions on
how to improve the care, attention, and treatment provided by
the specialists. Within this group of parents, some also com-
plained about the unsuccessful surgical treatment. One com-
plained that his or her child had to undergo surgery twice
because the palatal closure failed, causing a fistula. This cost
them time and money to return to the clinic for treatment. The
findings are consistent with previous research by Paynter et al.
(1990) that showed 17% of subjects had financial problems
and had difficulty scheduling appointments around a job when
seeing the team or other professionals.
Some parents requested that their childs treatment program
not disturb the patients schedule, especially during the schoolexamination period, because they were afraid this might affect
their childs school progress, a concern raised previously by
King et al. (1994).
Psychological team evaluation should be offered routinely
to patients, beginning in early infancy and ending when the
patient completes treatment (Tobiasen and Speltz, 1996). The
cleft lip and palate team as a whole should collaborate to pro-
vide an integrated approach to the patients care. That said,
there appear to be no guidelines as to the level of psychosocial
problems in cleft lip and palateaffected individuals who need
psychiatric referral (Turner et al., 1998).
There are many benefits associated with having a multidis-
ciplinary craniofacial clinic in one center. All specialists nec-
essary for the care of the child with a cleft lip and/or palate
can be found in one location. It also would be beneficial to
incorporate social skills training for individuals with facial dis-
figurements, such as the patients in this study. A camping pro-
gram, jungle trekking, seminars on how to improve patients
well-being (especially when meeting new people), and in-
volvement in a community project with others can be advo-
cated as social skills training for these cleft-affected individ-
uals. This can, in a way, help them in their attempts to coun-
teract the stigma of their facial appearance.
Cleft Evaluation Profile
Mean CEP scores for the patients and their parents are
shown in Figure 2. For the parents, the highest mean score
achieved was for the teeth, followed by the nose, lips, and
speech. For the patients, the highest mean score achieved was
for the teeth, followed by the lips, speech, and nose. Patients
and their parents were least satisfied with teeth, because
most patients had teeth that were not well aligned and had not
yet undergone orthodontic treatment. This was evidenced by
the fact that about 52% needed further treatment, especially in
orthodontics and surgery. The teeth obviously contribute to
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Noor and Musa, PSYCHOSOCIAL ASPECT OF CLEFT LIP AND/OR PALATE 301
facial appearance, and dental anomalies can be the target for
abuse (Shaw et al., 1980). Thus, it is important for these chil-
dren to receive multidisciplinary treatment from various dental
specialties and to be referred to the designated consultants for
future treatments.
Speech and hearing difficulties are a common occurrence in
patients with cleft lip and/or palate and may present a possiblebarrier to satisfactory communication. Di Biase and Markus
(1998) reported that in cleft lip and palate patients, speech was
found to be unintelligible to strangers in 19% of 5-year-olds
and 4% of 12-year-olds. Speech was deemed different enough
to evoke comment in 32% of the 5-year-olds and 15% of the
12-year-olds. There was also some hearing loss in 21% of the
5-year-olds and 16% of the 12-year-olds. Hypernasality (ex-
cessive nasal tone) was found to be present in 27% of the
5-year-olds and 31% of the 12-year-olds.
Speech is a major characteristic that patients are teased
about by their peers. Children with cleft palate only mentioned
that the defect was unnoticeable until they opened their mouths
to speak; when people heard the broken speech, those peo-ple tended to withdraw from them. This study supported the
findings of Millard and Richman (2001), in which children
with cleft palate have more speech problems than do children
with other types of cleft. The children with cleft palate only
may show greater problems with depressive symptoms and
anxiety and more learning problems than children with cleft
lip and palate. This may be explained partially by the rela-
tionships identified between self-report of symptoms and
speech difficulties that can create problems in both adjustment
and learning. It appears that these risk factors (self-reported
symptoms like self-perception, anxiety, and depression) are ex-
acerbated by speech difficulties, suggesting that children with
cleft palate who have significant speech difficulties and learn-
ing problems should receive careful monitoring and aggressive
treatment, not just for cleft-related conditions, but also for pos-
sible learning and adjustment problems. Based on these find-
ings, children with cleft palate have significantly lower self-
esteem, some self-perceived depressive symptoms and anxiety,
more speech problems, and more learning problems compared
with those with cleft of the lip, either unilateral or bilateral.
These findings demonstrated the need to consider different risk
factors (e.g., speech, face, adjustment, and learning) for dif-
ferent cleft groups.
The reported dissatisfaction with speech and appearance
points to the need for closer collaboration between counseling
and clinical services. Counseling sessions will help patients
address their problems and speak more. This study asked how
the parent felt when talking and thinking about the cleft and
offered a chance to talk over these concerns with anyone on
the team. Forty-three percent often felt sad when thinking
of having a child with cleft, whereas 22% felt that they used
to feel sad but not so much anymore. Thus, the counseling
session also should be made available for the parents of these
children so that they will be able to share their feelings about
having a child with cleft lip and/or cleft palate.
This study showed that there was no statistically significant
difference between the parent and child ratings for the four
features related to facial appearance (teeth, lips, nose, and pro-
file of the face). This may be explained by the fact that chil-
dren of Asian cultures are very obedient and tend to agree
with their parents. This is supported by the observation that
42% of the parents were very involved in deciding treat-
ment for the child.A few patients were accompanied by grandparents who had
an untreated cleft. In our society, each persons beliefs are
important for his or her well-being. Having a cleft is not some-
thing that the patients or their parents want, but their beliefs
and religion dictate that they accept the cleft condition as a
fate from God. This may have some effect on the satisfaction
with cleft treatment, because they can accept whatever the out-
come of the surgical treatment and at the same time not want
any treatment to the cleft-affected area. If the grandparents did
not want treatment, it might influence the childs perception of
the impact of surgery. Further, the education level of their
parents (only 12% had tertiary education) also may have in-
fluenced the childs feeling of satisfaction with surgical treat-ment. Parental level of education and their knowledge in un-
derstanding the disease process and the many treatment alter-
natives that are available for the cleft lip and palate children
is important, because this will affect the satisfaction of the
child and their parents.
The results of this study differ from those of Turner et al.
(1997), who found that two features (teeth and lip) differed
significantly between the parents and 15-year-old subjects.
They reported that this was an important finding for cleft care
teams, because treatment planning may be based purely on the
opinions of the parents if the childs involvement in the dis-
cussion is minimal. This points to the need to carefully address
a childs opinion of his or her clinical outcome independently
from the parents.
In contrast to Turner et al. (1997), there were no differences
in the current study between the child and parent ratings for
features related to facial appearances in all age groups. This
may be due to a number of factors, including differences in
cultural background (most of our sample still practice tradi-
tional values), exposure of the patients to the external envi-
ronment (many patients still kept their traditional culture and
beliefs), the area of residence (most patients were from rural
areas far from the main city), and the level of education of
subjects in the current sample compared with those studied in
the U.K.
A few limitations of this study and directions for future
research must be acknowledged. No comparison was made
between the cleft lip and/or palate patients and normal chil-
dren. The sample size was rather small (n 60) and most
patients were from the Kota Bharu area. Patients from other
towns in Kelantan were unable to come, because they lived
very far from Kota Bharu and the traveling was very time
consuming (almost an entire day). When informed about the
study, most parents felt a bit reluctant to take part unless their
child was given concurrent dental treatment. This would save
them time and additional travel expenses. A few parents even
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302 Cleft PalateCraniofacial Journal, May 2007, Vol. 44 No. 3
suggested that their traveling expenses and lodging be covered
by the center where their child received treatments. This was
especially true for patients who lived very far from Kota Bharu
or in other nearby states like Terengganu and Pahang. The
researchers chose Kota Bharu as the main location rather than
other areas in Kelantan state, because many of the dental spe-
cialist clinics are located there. Furthermore, a referral centerlike HUSM needs to be developed for craniofacial patients in
the eastern region of West Malaysia, due to the lack of referral
centers in the area.
Turner et al. (1997) used the CEP to assess the perceived
satisfaction for individual features related to cleft care treat-
ment. During the study, subjects with different types of cleft
were asked questions about the same features. This may have
reduced the significance of the results for features like ap-
pearance of the lip, because the CEP results from patients
with cleft palate only were grouped together with those from
patients with cleft lip only or cleft lip and palate. Therefore,
larger numbers of subjects in different cleft subgroups would
allow for a better understanding of differences between thesubgroups.
Future studies using the CEP with noncleft subjects would
allow for a comparison of ratings between cleft and noncleft
subjects. This would help in identifying how satisfied nonaf-
fected children are with their facial features.
Psychological sessions need to be incorporated in the treat-
ment plan of these cleft lip and/or palateaffected individuals,
and psychological aspects regarding the cleft lip and/or palate
need to be assessed regularly. There is a continuing need for
longitudinal data regarding the psychosocial aspects of indi-
viduals with cleft lip and/or palate.
Finally, due to the difficulty and barriers associated with
utilizing the cleft lip and palate clinic, it is recommended that
the government set up clinics in several centers in each state,
and that the services of multidisciplinary team members be
made available at each center. A national register that records
the presence of these cleft lip and/or palate individuals should
be established so that pooling of data can be accomplished in
future research studies. Provision of a more diverse multidis-
ciplinary team approach to manage the cleft lip and/or palate
affected individual from infancy to adulthood is recommended
also. Treatment such as orthognathic surgery, orthodontics,
speech therapy, treatment of hearing loss, and maintenance of
oral hygiene should be available to all affected patients.
CONCLUSION
A majority of the patients questioned were being teased be-
cause of their cleft condition, and they stated that their self-
confidence was affected by the cleft condition. The patients
and their parents both were satisfied with the cleft treatment
that had been provided by the cleft team members at the center.
The teeth, lips, speech, and nose were the features the patients
and parents felt needed attention. Patients with cleft palate only
had more speech problems than did cleft lip patients with or
without cleft palate. The differences in the ratings of the CEP
showed by the patients and their parents as compared with
other studies might be due to different background of the sam-
ple in this study and area of the study where the sample lived.
Acknowledgments. This project was made possible through the support of
staffs and lecturers at the University of Malaya and Universiti Sains Malaysia.
We are grateful to Professor Jonathan R. Sandy from University of Bristol
Dental School for his kindness and permission to use the questionnaires and
CEP evaluation form, and to Dr. Rachel Coxon from the Womens and Chil-
drens Hospital, North Adelaide, Australia, for providing the booklet regarding
ways of coping and strategies for dealing with other peoples reactions. We are
also grateful to Professor Rahmah Noordin for her help in editing the manu-
script.
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